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Published by Elsevier Inc. https://doi.org/10.1016/j.athoracsur.2022.08.044
Lung: Research
ABSTRACT
BACKGROUND Sublobar resection is increasingly performed for stage Ia non-small cell lung cancer, but pathologic
lymph node upstaging remains a common clinical scenario. This study compares the long-term prognosis of patients
with clinical stage Ia disease and occult lymph node disease undergoing wedge resection vs lobectomy.
METHODS The National Cancer Database was queried for patients treated with wedge resection or lobectomy for
clinical stage Ia (cT1N0) non-small cell lung cancer and who were pathologically upstaged with either pN1/pN2 disease.
Overall survival (OS) was compared by extent of resection using inverse probability treatment weighting–adjusted Cox
regression analyses.
RESULTS Of 5437 clinical stage Ia patients included, 3408 (62.7%) were found to have occult pN1 and 2029 (37.3%) to have
occult pN2. Of 5437 patients, 93.5% (5082) were treated with lobectomy and 6.5% (355) underwent wedge resection. Lo-
bectomy was associated with improved OS compared with wedge resection for patients with occult pN1 disease (median OS,
70.0 months [95% CI, 66.6-77.4] vs 36.4 months [95% CI, 24.2-45.6]; P < .001) but not for pN2 disease (median OS, 48.2.1
months [95% CI, 43.8-52.9] vs 43.7 months [95% CI, 31.2-62.4]; P [ 0.24). On inverse probability treatment weighting–adjusted
multivariable analysis, adjusting for demographics, comorbidities, margin status, and pathologic T and N stage, lobectomy
remained associated with improved survival (adjusted hazard ratio, 0.73; 95% CI, 0.60-0.89; P [ .0016).
CONCLUSIONS Lobectomy is associated with improved survival in clinical stage Ia non-small cell lung cancer patients
with occult lymph node disease. These data may aid the decision for completion lobectomy for patients with unan-
ticipated N1 lymph node upstaging.
FIGURE 1 Consolidated Standards of Reporting Trials flow diagram outlining the patient selection process. (IPTW, inverse
probability treatment weighting; NSCLC, non-small cell lung cancer.)
may be considered based on their lymph node disease.9 the American College of Surgeons and the American
A previous study showed no prognostic advantage of Cancer Society, that captures approximately 70% of all
lobectomy vs segmentectomy in stage I NSCLC patients newly diagnosed cancers in the United States with over
with pathologic nodal upstaging.10 However the benefit 1500 reporting institutions.
of lobectomy vs wedge resection in patients with We selected patients with pathologically confirmed,
unsuspected lymph node disease remains ill-defined invasive NSCLS based on International Classification of
and has to be weighed against the risk of the redo Diseases, Ninth Revision histology codes (8046, 8070-8,
surgery.11 8140-7, 8251-5,8310, 8323, 8333, 8480-1, 8490, 8550,
This current study was designed to examine the long- 8560, 8572). The study cohort was limited to patients
term survival after wedge resection and lobectomy for with clinical stage Ia (cT1N0) disease who had upfront
patients diagnosed with clinical stage Ia NSCLC and surgery with a pulmonary resection by either lobectomy/
found to have occult lymph node disease on pathology bilobectomy or wedge resection and who were upstaged
using the National Cancer Database (NCDB). In an effort based on the presence of lymph node disease on pa-
to account for the inherent differences in patient selec- thology (pN1 or pN2). We further excluded patients with
tion by procedure type in a nonrandomized study, we incomplete pathologic staging information and/or T3/T4
sought to limit these as best as possible using statistical tumors on pathology. The selection process is summa-
means of a propensity score–weighted analysis. rized in Figure 1.
Clinical characteristics for analysis included de-
PATIENTS AND METHODS mographics, Charlson Comorbidity Index scores, socio-
economic status, and tumor descriptors. Clinical and
The NCDB was queried for all patients with clinical stage pathologic stage were recorded using the American Joint
IA NSCLC diagnosed between 2004 and 2018. The NCDB Committee on Cancer sixth and seventh edition TNM
is a comprehensive nationwide cancer outcomes data- staging manual. Treatment data were extend of resec-
base, jointly sponsored by the Commission on Cancer of tion, margin status, and adjuvant therapy. The primary
1346 KNEUERTZ ET AL Ann Thorac Surg
OCCULT LYMPH NODE DISEASE 2023;115:1344-52
TABLE 1 Demographics and Clinical Characteristics of Patients Undergoing Lobectomy vs Sublobar Resection for Clinical
Stage IA and Pathologic N1/N2 Lymph Node Upstaging
Mean age at diagnosis, y (SE) 68.4 (0.48) 66.1 (0.13) <.001 66.47 (0.64) 66.47 (0.14) .9996
Sex
Female 199 (56.06) 2791 (54.92) .6772 52.29 54.13 .5766
Male 156 (43.94) 2291 (45.08) 47.71% 45.87
Race
White 313 (88.17) 4355 (85.69) .2828 86.27 85.74 .8824
Black 31 (8.73) 482 (9.48) 9.85 9.65
Other/unknown 11 (3.1) 245 (4.82) 3.89 4.61
Facility type
Community/comprehensive 234 (65.92) 3322 (65.72) .9393 66.77 66.06 .8206
community/integrated
Academic/research program 121 (34.08) 1733 (34.28) 33.23 33.94
Insurance type
Governmental/other 270 (76.06) 3404 (66.98) .0004 67.73 67.96 .9438
Private 85 (23.94) 1678 (33.02) 32.27 32.04
Median income
<$38,000 54 (16.56) 797 (17.79) .5768 15.81 17.73 .4266
‡$38,000 272 (83.44) 3684 (82.21) 84.19 82.27
Residence
Metropolitan 304 (88.63) 4088 (83.12) .0248 84.85 83.75 .8580
Urban 33 (9.62) 733 (14.9) 13.75 14.40
Rural 6 (1.75) 97 (1.97) 1.40 1.85
Charlson-Deyo score
0 166 (46.76) 2540 (49.98) .6469 47.34 49.16 .9401
1 123 (34.65) 1680 (33.06) 35.39 33.58
2 49 (13.8) 619 (12.18) 12.35 12.52
‡3 17 (4.79) 243 (4.78) 4.91 4.74
Primary site
Upper lobe 214 (60.28) 3110 (61.2) .4472 61.76 61.67 .8384
Middle lobe 14 (3.94) 290 (5.71) 4.36 5.59
Lower lobe 120 (33.8) 1597 (31.42) 32.10 31.10
Other 7 (1.97) 85 (1.67) 1.78 1.63
Laterality
Left 159 (44.79) 2235 (43.98) .2111 45.97 44.31 .4575
Right 194 (54.65) 2839 (55.86) 53.53 55.51
Unknown 2 (0.56) 8 (0.16) 0.50 0.18
Tumor size
£1 cm 25 (7.04) 135 (2.66) <.0001 2.93 2.92 .9827
>1 cm to £2 cm 145 (40.85) 1455 (28.63) 30.32 29.91
>3 cm to £3 cm 81 (22.82) 1677 (33.00) 32.78 33.35
>3 cm 23 (6.48) 673 (13.24) 14.02 12.88
Unknown 81 (22.82) 1142 (22.47) 19.94 20.94
Histology
Adenocarcinoma 91 (81.97) 4015 (79) .1679 83.06 78.49 .1633
Squamous cell carcinoma 51 (14.37) 919 (18.08) 13.81 18.62
Not otherwise specified 13 (3.66) 148 (2.91) 3.13 2.89
Tumor grade
Well differentiated 31 (8.73) 327 (6.43) .0071 9.52 6.52 .0055
Moderately differentiated 162 (45.63) 2620 (51.55) 43.13 51.46
Poorly/undifferentiated 133 (37.46) 1888 (37.15) 39.14 37.48
treatment weighting (IPTW) to balance the baseline Median 36.4 (24.2-45.6) 70.0 (66.6-77.4) <.001
survival, mo
characteristics between groups, as previously
Three-year 51.3 (41.0-60.7) 69.9 (68.1-71.6)
described.12 IPTW was estimated using logistic survival, %
regression analysis including the following differential Five-year 34.1 (23.9-44.4) 55.7 (53.6-57.8)
survival, %
patient and disease characteristics (P .2) and
disregarding outcomes: age, sex, race, Charlson-Deyo Lobectomy
Wedge Resection (Weighted P (Log
Comorbidity Index score, and tumor size. Stabilized
Pathologic N2 (Weighted n ¼ 188) n ¼ 1521) Rank)
IPTW was calculated for each patient by dividing the
Median 43.7 (31.2-62.4) 48.2 (43.8-52.9) .2385
predicted probability of patient treatment group as survival, mo
estimated from a crude multinomial logistic regression Three-year 58.1 (49.4-65.8) 58.8 (56.2-61.4)
survival, %
model by their respective predicted probability from the
Five-year 42.6 (33.4-51.5) 44.5 (41.6-47.4)
multivariable-adjusted multinomial logistic regression survival, %
model. The stabilized weights for each patient were used
as the final IPTW. Balance between study groups was Values in parentheses are 95% CI.
TABLE 4 Multivariate Survival Analysis of Patients With Clinical Stage IA Non-Small Cell Lung Cancer and Pathologic
Lymph Node Upstaging
a
Additional factors included in model were insurance, urban/rural, and facility type.
propensity-weighted comparison accounting for clin- pertains to prognosis but also in providing the indi-
ical differences. When controlling for all pathologic cation of adjuvant therapy. A quality lymph node
prognostic factors, lobectomy remained associated dissection of the mediastinal nodes may be accom-
with improved survival relative to sublobar resection plished independently of the extent of parenchymal
for clinical stage Ia disease. The study is important, in resection, and its importance cannot be over-
particular when considering sublobar resection in pa- emphasized. This study highlights that most occult
tients who are lobectomy candidates. The survival lymph node disease is detected in N1 lymph nodes.6
advantage associated with lobectomy in the setting of Lymphatic drainage is generally directed from the
occult lymph node disease underscores the use of periphery to the hilar lymph nodes,13 which are
intraoperative frozen pathology to identify nodal dis- naturally dissected and removed during a lobectomy
ease in the operating room and supports a potential procedure but need to be actively sought out
role for completion lobectomy for patients with un- during wedge resection.14 Although sublobar
suspected lymph node disease. resections are increasingly considered for small-
Lymph node metastases are a key differentiating stage Ia NSCLC, their risk of occult lymph node me-
factor of early-stage lung cancer, not only as it tastases should not be underestimated. Even for
1350 KNEUERTZ ET AL Ann Thorac Surg
OCCULT LYMPH NODE DISEASE 2023;115:1344-52
tumors < 2 cm in size, it has been demonstrated that nodal upstaging.10 The survival advantage of
the extent of lymph node dissection during sublobar lobectomy compared with wedge resection in the
resection affects prognosis, and removal of 4 or more presence of unsuspected N1 lymph node disease in
regional lymph node stations is associated with this current study, however, supports the role of
improved cancer-specific survival.15 completion lobectomy after nonanatomic resection.
Intraoperative frozen section analysis may further There are several limitations when interpreting the
enhance the appropriate selection of patients for result of this study. Clinical staging modalities are not
wedge resection. The concept of intraoperative frozen captured in the NCDB, and therefore the accuracy of
section pathology assessment has proven to be a reli- staging relative to the completeness and use of inva-
able basis for selective lymph node sampling in the sive lymph node staging cannot be determined.
American College of Surgery Oncology Group Z0030 Although the comparison groups were balanced using
trial, which resulted in no differences in survival when the propensity weights based on the clinical informa-
compared with complete lymphadenectomy.16 tion, the database lacks specific cardiopulmonary risk
Intraoperative pathologic frozen sections of regional factors and possibly other unmeasured confounders
lymph nodes may also be used to guide surgeons in that may further stratify the operative risk or candi-
the extent of parenchymal resection in patients who dacy for lobectomy vs sublobar resection as well as
are candidates for anatomic resections to avoid a their long-term prognosis. Further, recurrence data are
higher incidence of locoregional recurrence. Li and not captured in the NCDB, and therefore we were
colleagues17 used routine intraoperative frozen limited to OS as the long-term endpoint. Finally it
sections of N1 lymph nodes in 74 NSCLC patients should be borne in mind that adjuvant therapy options
and found occult lymph node disease in 6.7% of for NSCLC patients have evolved during the study
patients that resulted in a modification of the period, and the efficacy of systemic therapy should be
planned operative strategy toward larger parenchymal considered in the multidisciplinary treatment of pa-
resection. Using intraoperative sentinel node tients with lymph node disease.
identification, Nomori and associates9 showed that We can conclude that within the recognized limi-
lymphatic flow may frequently travel between tations of a large national database study, this current
adjacent segments and join the lymphatic network at analysis demonstrates that lobectomy is associated
the roots of the lobar bronchi. Handa and with improved survival compared with wedge resec-
colleagues18 reported 99 patients undergoing sublobar tion for clinical stage Ia NSCLC patients with unsus-
resection for stage Ia NSCLC and found that pected lymph node disease. These results highlight the
intraoperative frozen sections were used to convert importance of intraoperative detection of lymph node
4% of patients to lobectomy based on upstaging of disease in lobectomy candidates. These findings may
N1 lymph nodes. Similarly Gossot and colleagues19 also provide guidance to surgeons considering a
reported a 5.1% conversion rate to lobectomy in 280 completion lobectomy for patients with unanticipated
sublobar resection patients based on intraoperative lymph node disease on pathology after wedge resec-
frozen section pathology. tion, in particular if patients are upstaged with N1
The prognostic difference of lobectomy and sub- disease.
lobar resection in the presence of occult N1 disease in
this study may guide decisions for completion lo- The NCDB is a joint project of the Commission on Cancer of the American
College of Surgeons and the American Cancer Society. The Commission on
bectomy after wedge resection. To date, few studies
Cancer NCDB and the hospitals participating in the Commission on Cancer
have evaluated the role of completion lobectomy af- NCDB are the source of the deidentified data used herein; they have not
ter wedge resection, and the extent of the initial been verified and are not responsible for the statistical validity of the data
analysis or the conclusions derived by the authors.
lymph node dissection during sublobar resection
needs to be considered in the risk-to-benefit equa- FUNDING SOURCES
tion. A completion lobectomy may be safely per- The authors have no funding sources to disclose.
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Is Sublobar Resection Applicable to For pN1, the prognosis of the wedge group was
T1c Non-Small Cell Lung Cancer? significantly worse than that of the lobectomy group, but
no significant difference was found for pN2. In addition
INVITED COMMENTARY: to survival, there are some interesting secondary results
A quarter of a century after the results of the Lung that are worth discussing. First, there was a significant
Cancer Study Group,1 sublobar resection for periphery- difference in the distribution of stages pN1 and pN2 be-
located non-small cell lung cancer 2 cm is about to tween the wedge and lobectomy groups. The percentage
become the standard procedure based on large pro- of pN1 cases was clearly higher in the lobectomy group
spective randomized trials in Japan2 and North compared with the wedge group. What does this mean?
America.3 Stage IA includes tumors >2 cm (T1c); Essentially, there may be a certain number of cases in
however, is sublobar resection applicable to T1c tumors? which hilar nodal involvement was missed among those
In this issue of The Annals of Thoracic Surgery, diagnosed as pN0 by wedge resection. It is possible that
Kneuertz and colleagues4 performed a unique study and the prognosis of wedge resection is worse than that of
demonstrated the significance of wedge resection for lobectomy for stage IA and pN0, especially in cases with
nodal-upstaged clinical stage IA tumors. The authors a tumor diameter >2 cm.
allowed tumor diameters of up to 3 cm instead of 2 cm as Second, the results of this study are convincing
eligible cases and identified patients who underwent because they suggest that the N1 node was not
lung resection for clinical stage IA non-small cell lung completely resected in patients in the wedge group
cancer diagnosed as stage N1/N2 on postoperative pa- diagnosed as pN1. This is comparable to the results of
thology. The patients were divided into wedge resection the American College of Surgeons Oncology Group
and lobectomy groups, and their prognoses were eval- (ACOSOG) SZ0030 study on cN0-pN2, which suggest that
uated; segmentectomy cases were excluded. metastases beyond the N2 node have already developed