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Online Review Articles

Occupational Therapy in the ICU: A Scoping


Review of 221 Documents
F. Aileen Costigan, OT Reg (Ont), PhD1; Mark Duffett, RPh, PhD2,3; Jocelyn E. Harris, OT Reg (Ont), PhD4;
Susan Baptiste, OT Reg (Ont)4; Michelle E. Kho, PT, PhD1,4

Objectives: Occupational therapists have specialized expertise report and intervention characteristics. From original research ar-
to enable people to perform meaningful “occupations” that sup- ticles, we also extracted study design, number of patients, and
port health, well-being, and participation in life roles. Given the primary outcomes. We resolved disagreements by consensus.
physical, cognitive, and psychologic disability experienced by ICU Data Synthesis: Of 50,700 citations, 221 reports met inclu-
survivors, occupational therapists could play an important role sion criteria, 74 (79%) published after 2010, and 125 (56%)
in their recovery. We conducted a scoping review to determine appeared in critical care journals. The three most commonly re-
the state of knowledge of interventions delivered by occupational ported types of interventions were mobility (81%), physical reha-
therapists in adult ICU patients. bilitation (61%), and activities of daily living (31%). We identified
Data Sources: Eight electronic databases from inception to 46 unique original research studies of occupational therapy inter-
05/2018. ventions; the most common study research design was before-
Study Selection: We included reports of adult patients receiving after studies (33%).
direct patient care from an occupational therapist in the ICU, all Conclusions: The role of occupational therapists in ICU rehabil-
study designs, and quantitative and qualitative traditions. itation is not currently well established. Current interventions in
Data Extraction: Independently in duplicate, interprofessional team the ICU are dominated by physical rehabilitation with a growing
members screened titles, abstracts, and full texts and extracted role in communication and delirium prevention and care. Given
the diverse needs of ICU patients and the scope of occupational
1
Physiotherapy Department, St. Joseph’s Healthcare, Hamilton, ON, therapy, there could be an opportunities for occupational thera-
Canada. pists to expand their role and spearhead original research investi-
2
Department of Pediatrics, Faculty of Health Science, McMaster Univer- gating an enriched breadth of ICU interventions. (Crit Care Med
sity, Hamilton, ON, Canada.
2019; 47:e1014–e1021)
3
Department of Health Research Methods, Evidence, and Impact, McMas-
ter University, Hamilton, ON, Canada. Key Words: critical illness; intensive care units; occupational
4
School of Rehabilitation Science, Faculty of Health Science, McMaster therapy; recovery of function; rehabilitation; ventilators, mechanical
University, Hamilton, ON, Canada.
Supplemental digital content is available for this article. Direct URL cita-
tions appear in the printed text and are provided in the HTML and PDF

O
versions of this article on the journal’s website (http://journals.lww.com/ ver the past decade, postintensive care survival rate
ccmjournal).
has improved (1); however, survivors experience new
A Knowledge Synthesis Grant from the Canadian Frailty Network (for-
merly Technology Evaluation in the Elderly Network) funded this study (KS physical, cognitive, and mental health impairments
2013-13). (2, 3). The goal of rehabilitation is promote skill gain and re-
Dr. Harris’s institution received funding from the Canadian Institutes of sumption of life activities by targeting impairments, activity
Health Research (CIHR). Dr. Baptiste disclosed that they received Re- limitations, and participation restrictions in those with injury
search Knowledge Synthesis Grants in 2015 that provided the founda-
tional funds to complete this study; the funds were held at McMaster or illness (4). In the ICU, rehabilitation involving physical ther-
University, Faculty of Health Sciences. Dr. Duffett was funded by a Fellow- apists (PTs) and occupational therapists (OTs) can improve
ship from the CIHR and Hamilton Health Sciences Early Career Award
during this project. Dr. Kho’s institution received funding from Canadian
functional independence upon hospital discharge (5). Yet, pre-
Frailty Network (formerly Technology Evaluation in the Elderly Network). vious research documented underutilized involvement of PT
Dr. Kho holds a Canada Research Chair in Critical Care Rehabilitation and and OT led interventions in the ICU (6).
Knowledge Translation from the CIHR. Dr. Costigan has disclosed that
she does not have any potential conflicts of interest. Recent studies reported combined PT and OT roles in crit-
For information regarding this article, E-mail: khome@mcmaster.ca ical care (e.g., PT/OT orders [7], PT/OT provided mobility [8],
Copyright © 2019 by the Society of Critical Care Medicine and Wolters dedicated PT/OT therapy in ICUs, without distinguishing be-
Kluwer Health, Inc. All Rights Reserved. tween professions [9]), however, PTs and OTs offer distinct ex-
DOI: 10.1097/CCM.0000000000003999 pertise for critically ill patients. Physical therapy assists patients

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Copyright © 2019 by the Society of Critical Care Medicine and Wolters Kluwer Health, Inc. All Rights Reserved.
Online Review Articles

after injury, illness, or disability through movement and exer- 18 yr) to document the current state of occupational therapy
cise, manual therapy, education, and pain management (10). in the ICU. We defined an “active role” as any intervention
Occupational therapy, less understood, enables engagement conducted by an OT. We used the authors’ descriptions of the
in everyday living through “doing” for those recovering from ICU setting (18). Documents included English language full-
illness, injury, or learning to live with disability. OTs support text reports of quantitative and qualitative research traditions
patients performing needed and individually meaningful and study designs (e.g., original research, narrative and sys-
“occupations” that affect health, well-being, and participation tematic reviews, protocol papers, clinical practice guidelines,
in life roles (11). Occupational therapy interventions center descriptions of care, editorials). We also included surveys of
upon the transactional relationships between an individual practice in the ICU. We excluded documents of medical or
(Person) in situ (Environment), doing something needed, ex- pharmacologic interventions (outside scope of occupational
pected, or desired by the individual (the Occupation). This therapy practice), interventions started after the ICU, or
P-E-O model guides the work of OTs in any setting (12). In interventions directed toward families or ICU staff.
critical care, this could translate into interventions to target
the physical, cognitive, and emotional/psychologic abilities Document Selection and Data Abstraction
of the patient (e.g., mobility, orientation, coping skills), and Pairs of team members independently screened titles, abstracts,
characteristics of both the ICU environment (e.g., physical and full-text documents in duplicate. We resolved disagree-
set-up, noise, organizational culture) and the tasks the patient ments by consensus. We used Distiller SR, an online systematic
performs in the ICU (e.g., self-care activities, communication review citation and data management system (2014 Evidence
with staff members, socializing with family members). Partners, Ottawa, ON, Canada), for document selection and
Occupational therapy has existed in selected ICUs over data abstraction.
some time. For example, in 1986, Affleck et al (13) reported on A multidisciplinary team developed a document selection
the utility of an OT in the ICU to assist in ameliorating nega- and data abstraction manual and tested a data collection form
tive outcomes of prolonged bed rest, sensory deprivation and (Appendix B, Supplemental Digital Content 2, http://links.
stress, and prolonged medical ventilation. Nonetheless, wide- lww.com/CCM/E920). This team included four experienced
spread implementation of occupational therapy ICU services OTs (F.A.C., J.E.H., S.B., J.M.), three ICU PTs (M.E.K., N.S.,
is sparse, inconsistent, and largely dependent upon relation- L.P.), one physical therapy student (M.C.), a health sciences
ships with team members informed about the added value of student (D.M.), a research assistant (S.P.) and an ICU research
including an OT in intervention plans. We conducted a scop- methodologist (M.D.). As we identified potentially eligible
ing review to determine the current state of knowledge related reports, the four OTs categorized the interventions. To test the
to therapy interventions delivered by OTs in the ICU and to document selection and data abstraction materials, five team
identify any potential for role enrichment and expansion. members (M.D., J.E.H., S.B., M.E.K., F.A.C.) reviewed 5–10
reports independently, discussed the results and revised mate-
rials as appropriate.
MATERIALS AND METHODS
We abstracted the following data from each included report:
Our research question was, “What are the reported roles of
report characteristics (e.g., year and country of publication,
OTs for adult patients in the ICU?” We conducted our review
journal focus [i.e., practice area], journal title, journal pro-
according to the methods of Arksey and O’Malley (14), revised
fessional audience, report type [e.g., review, original research,
recommendations by Levac et al (15), and reported our re-
editorial]) and intervention characteristics (i.e., ICU setting,
search per Colquhoun et al (16) and the Preferred Reporting
intervention description, other healthcare personnel involved).
Items for Systematic Reviews and Meta-Analyses (PRISMA)
For original research reports, we also abstracted study design,
Extension for Scoping Reviews (17).
number of ICUs, number of patients, ICU setting, comparison
interventions, and outcomes. We resolved disagreements by
Search Strategy
consensus.
A health research informatics expert helped develop search
strategies for these databases from inception to May 2018:
Statistical Analysis
MEDLINE, Cumulative Index to Nursing and Allied Health
All binary data are reported as counts and percentages, and
Literature, Web of Science, Scopus, Cochrane Library, Edu-
continuous data as median and interquartile range (IQR). We
cation Resources Information Center, Social Science Citation
conducted a linear regression to determine differences in pub-
Index, and the Social Science Research Network. The search
lication rates over time using R Version 3.4.2 (R Foundation
combined keywords and subject headings for the concepts
for Statistical Computing, Vienna, Austria) and p value of less
of “intensive care” and “occupational therapy” (Appendix A,
than 0.05 as the criterion for statistical significance.
Supplemental Digital Content 1, http://links.lww.com/CCM/
E919).
RESULTS
Inclusion and Exclusion Criteria We identified 50,700 potentially relevant reports; 634 stud-
We included all documents reporting direct patient care inter- ies reported interventions within the scope of an OT but
ventions conducted actively by an OT in critically ill adults (≥ performed by another health professional. Two-hundred

Critical Care Medicine www.ccmjournal.org e1015


Copyright © 2019 by the Society of Critical Care Medicine and Wolters Kluwer Health, Inc. All Rights Reserved.
Costigan et al

125 (56%) and 36 (16%) reports, respectively. Only 14 (6%)


appeared in occupational therapy-specific journals. The three
most common types of reports were reviews (112 [51%]),
original research (63 [29%]), and editorials, commentaries, or
appraisals of original research (27 [12%]).

Reported Occupational Therapy Interventions


We identified 21 types of occupational therapy interventions
and developed six categories (physical, social or emotional, en-
vironmental, sensory, cognitive, and communication). Figure 4
presents the reports of each intervention by publication type.
Most (144 [65%]) reports identified more than one interven-
tion, with a median (IQR) of 1 (1–3) interventions. The three
most commonly reported interventions were mobility (180
[81%]), physical rehabilitation (134 [61%]), and activities of
daily living (69 [31%]).

Original Research—Patients
Fifty original research reports identified an active intervention
performed by an OT and included 13 (26%) which explic-
itly listed an OT author. Reports represented 46 unique stud-
ies (Table E1, Supplemental Digital Content 3, http://links.
lww.com/CCM/E921). Studies were most often conducted in
Figure 1. Flow diagram of included reports. OT = occupational therapist. medical (21 [46%]), neurologic/ neurosurgical (13 [28%]),
or surgical ICUs (9 [20%]). These included three randomized
clinical trials (RCTs) (7%), 10 cohort studies (22%), 15 before-
twenty-one met inclusion criteria (Fig. 1). Figure 2 shows the after studies (33%), two cross-sectional studies (4%), five case
number of reports published by year; 174 (79%) were pub- series (11%), 10 case reports (22%), and one (2%) financial
lished since 2010 and the number of publications per year model. Studies enrolled 25,863 patients (median per study, 76;
increased significantly over time (p < 0.001). Table 1 summa- IQR, 5-169), with most including 100 or fewer patients (25
rizes the characteristics of included reports. Reports were from [54%]) and 3 (7%) including over 1,000 patients. The top five
18 different countries, most commonly the United States (151 interventions were physical rehabilitation (39 [85%]), mobility
[69%]), with 215 (98%) from high-income countries (Fig. 3). (38 [83%]), activities of daily living (16 [35%]), augmentative
Critical care and rehabilitation-focused journals published and alternative communication (11 [24]%), and seating and
wheelchair (8 [17%]). Only
four of 46 studies (9%) re-
50 ported interventions delivered
Publication type exclusively by OTs. The re-
Original research maining 42 studies (91%) re-
40 ported interventions delivered
Number of Publications

Other publication type


by OTs and other profession-
als, most commonly PTs (38
30 [83%]), nurses (26 [57%]),
respiratory therapists (11
[24%]), and speech-language
20 pathologists (10 [22%]).
Reports investigated 10
types of main outcomes (Table
10 E1, Supplemental Digital
Content 3, http://links.lww.
com/CCM/E921). The most
0 commonly reported out-
1980 1985 1990 1995 2000 2005 2010 2015 comes were health/functional
Year of publication status (31 [62%], e.g., patient
health, patients’ perceived
Figure 2. Overview of included reports by year. health, activity performance);

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Online Review Articles

Overview of Included Documents


TABLE 1. hospitalization outcomes (26 [52%], e.g., ICU or hospital
Reporting an Active Role of Occupational length of stay, patient mortality, discharge disposition); feasi-
bility/ implementation (20 [40%], e.g., type, duration, number
Therapists in the ICU
of patients); safety/adverse events (13 [26%]); and mechanical
Documents, ventilation status (12 [24%]).
Characteristics n = 221, n (%)

Countries Original Research—Health Professionals


We identified nine surveys (19–27) and four qualitative stud-
  United States 151 (69)
ies (28–31) that included OT’s perspectives on direct patient
 Australia 12 (5) care in the ICU. One survey ([19] 11%) explicitly targeted OTs
 Canada 12 (5) (19). Surveys investigated factors affecting the implementation
  United Kingdom 10 (5) of intervention packages provided at least in part by OTs in
the ICU including the Awakening and Breathing Coordination,
 Germany 8 (4)
Delirium monitoring/management, Early exercise/mobility
 Japan 5 (2) (ABCDE) bundle (32) (4 [44%]) (21–23, 26); early mobility
 Other a
16 (7) programs (3 [33%]) (20, 24, 27); or general rehabilitation pro-
Journal focus grams (2 [25%]) (19, 25).
  Critical care 125 (56) All qualitative studies (4 [100%]) (28–31) included OTs
and other health professionals. Methodologies included focus
 Rehabilitation 60 (27)
groups (2 [50%]) (28, 31), interviews (2 [50%]) (29, 30), and
 Other 36 (16) participant observation (1 [25%]) (31). Studies investigated
Journals factors affecting the implementation of general rehabilitation
  Critical Care Medicine 24 (11) programs (29, 30), the ABCDE bundle (28), and the experi-
ence of providing augmentative and alternative communica-
  Journal of Critical Care 10 (5)
tion services (31) in the ICU.
  Critical Care 7 (3)
  Chest 6 (3)
DISCUSSION
  Critical Care Clinics 6 (3) In this comprehensive scoping review of OT provided inter-
  Critical Care Nursing Quarterly 6 (3) ventions for adults in the ICU, we included 211 unique publica-
  Journal of the Intensive Care Society 6 (3) tions published between 1984 and 2018. Our work documents
the trajectory of occupational therapy in the ICU over the past
  Physical Therapy 6 (3)
35 years and lays the foundation for future role development
 Otherb 150 (68) and evaluation.
Primary journal audience The increase in publications since 2010 suggests grow-
 Medical 130 (59) ing interest in the contribution OTs can make to survivors’
recovery—but the relative paucity of original research stud-
 Nursing 39 (18)
ies among these publications underscores the need for future
 Physiotherapy 19 (9) rigorous evaluation. We identified nearly twice the number
  Occupational therapy 14 (6) of reviews compared with original research. Our results are
 Other 19 (9) consistent with a recently published a systematic review of
Publication type
occupational therapy interventions on functional outcome
measures for adults in the ICU (33). The authors identi-
 Review 112 (51)
fied eight unique studies enrolling 985 patients, published
  Narrative review 86 (39) from inception to 2016, one of which described the occupa-
  Systematic review 26 (12) tional therapy interventions and explicitly investigated oc-
  Original research 63 (29) cupational therapy separate from physical therapy (34). Our
scoping review updates and expands the current literature
  Studying patients 50 (23)
by summarizing across all publication and outcome types to
   Studying health professionals 13 (6) provide a rich description of the current reported roles of
  Editorial, commentary, or appraisal 27 (12) OTs in ICUs.
  Description of a practice model 10 (5) The need for physical rehabilitation for those who are criti-
  Study protocol 3 (1)
cally ill has been well documented (35–38). We found that most
of the occupational therapy roles reported included mobility
 Other 6 (3) and physical rehabilitation (Fig. 4), likely influenced by the
Other includes 12 countries, each publishing one to four documents each.
a
seminal RCT of physical and occupational therapy in the ICU
Other includes 64 journals, each publishing one to five documents each.
b
(5). In this study, more of the patients who received physical

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Costigan et al

Figure 3. Map of included reports by country of publication.

and occupational therapy started within 1.5 days of intubation patients and families cope with the multifaceted implications
were functionally independent in walking and six key activities of critical illness recovery (44, 45). The value of assistive tech-
of daily living at hospital discharge. The influence of this article nology for communication needs in the ICU environment has
highlighted the importance of occupational therapy within the been recognized for many years with a recent resurgence of
ICU environment; however, it could also narrow team mem- interest and application (46–48). One critical example of the
bers’ and researchers’ view of OT contributions. application of assistive technologies shows how an OT can
Mobility and physical rehabilitation represent only part of ameliorate the frustration of being unable to make one’s needs
the scope of practice of OTs, who are ideally prepared to help understood when intubated or ventilated. These examples il-
ICU survivors address the cognitive and psychologic needs lustrate clearly the bio-psycho-social (societal) nature of the
encountered during an ICU experience (2, 38–40). The cur- occupational therapy lens.
rent roles of OTs in critical care reported in the literature do In addition to frequently focusing on mobility and phys-
not reflect the breadth or depth of contributions OTs can make ical rehabilitation, almost all (91%) of original research stud-
in enhancing recovery for critically ill patients. Given the cog- ies reported multidisciplinary (OT with other professions)
nitive and psychologic distress experienced by critically ill sur- interventions.
vivors, our results highlight important gaps and opportunities Although reflecting the multidisciplinary nature of critical
for further research and evaluation. Future ICU occupational care clinical practice, there is an urgent need for OTs to engage
therapy could include participation in self-care activities (e.g., in and lead the academic discussion and study of their role,
bathing, grooming, hygiene, feeding), cognitive interventions particularly by spearheading original research. For example,
(e.g., activities that promote orientation to person, place, time we identified few intervention studies, and only one RCT, led
and executive functioning), and psychologic interventions to by OTs (34). The scope and audience of the journals pub-
reduce depression and anxiety (e.g., resumption of self-care, lishing this research is also important. Over half of the docu-
introduction of leisure and social activities, modifying physical ments were published in critical care or medical journals, and
and social environment). fewer in rehabilitation journals, posing a potential knowledge
Two potential core skill sets of OTs in the ICU include translation gap—for rehabilitation clinicians to understand
cognitive interventions and use of assistive technology; this the scope of contributions of OTs in critical care. However,
compliments the recognized key area of cognition (41) and publishing in critical care journals facilitates communica-
delirium prevention and care (26, 32, 34). Patients may re- tion of the OT role to key team members such as physicians
quire the full range of occupational therapy services including and nurses, potentially allowing an easier integration of OTs
mental health assessments and interventions, such as cop- onto the ICU team. A priority for dissemination of the poten-
ing with post-traumatic stress disorder (42, 43), and helping tial contributions of OTs in critical care includes increasing

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Online Review Articles

Physical
Mobility
Physical rehabilitation
Activities of daily living
Feeding/eating/swallowing
Splinting
Skin care
Environmental
Augmentative and alternative communication
Seating and wheelchair
Environmental modifications/adaptations
Assistive devices
Cognitive
Delirium prevention and care
Cognitive assessment and intervention
Social or emotional
Mental health/Psychosocial/Coping
Family support/Goal setting
Sensory
Sensory stimulation
Music Therapy
Other types
Publication type
Discharge planning
Original research
Sleep
Education Other publication type
Other
0 25 50 75 100 125 150 175
Number of Publications
Figure 4. Reported interventions by occupational therapists in the ICU. aExamples of other include diary, pet therapy, imagery, aromatherapy, thera-
peutic touch.

exposure within rehabilitation-specific publications, confer- of data extraction. We used objective criteria and a pretested data
ences, and other educational opportunities such as educational abstraction manual to optimize reproducibility and transparency.
rounds and workshops. We selected citations and completed data abstraction independ-
Our study has limitations. We searched databases from in- ently and in duplicate, minimizing potential error and bias.
ception to May 2018; documents published after this date are
not included in this review. We excluded non-English pub- CONCLUSIONS
lications, thus potentially excluding documents from other There is increasing global awareness of active ICU roles for
jurisdictions. Four experienced OTs, diverse in age and prac- occupational therapy (50). Our findings demonstrated an
tice area, identified occupational therapy interventions, but a interest in services occupational therapy can provide. Orig-
different team may have identified different priorities. We fo- inal research investigating active occupational therapy inter-
cused solely on the role of occupational therapy within direct ventions is sparse and was not typically published by OTs.
patient care in the ICU as we believed these had the greatest Findings from this study will facilitate the description of the
and most immediate potential for practical enrichment or en- occupational therapy scope of practice in critical care, and pro-
hancement. Clearly, opportunities exist for OTs to engage with vide a foundation for future research projects, ideally initiated
ICU survivors, families and care providers to improve patient and led by an OT together with the ICU team. The majority
outcomes post-ICU, in the hospital, rehabilitation setting, and of interventions currently performed by OTs in critical care
in the community (35, 49). Finally, we did not assess the effec- involved physical rehabilitation. However, other significant
tiveness of OT interventions in the ICU. contributions for occupational therapy in areas of activities of
Our study has several strengths. We involved a multidiscipli- daily living, cognition, psychosocial input, mental health, and
nary team at all stages of the project, developing depth and breadth environmental interventions are possible and importantly can
of the research question, evolution of definitions, and refinement facilitate patient-centered care and recovery.

Critical Care Medicine www.ccmjournal.org e1019


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Costigan et al

ACKNOWLEDGMENTS critically ill patients in Montreal, Canada. J Intensive Care Med 2017;
34:218–226
We are grateful to the following people for their contributions
21. Boehm LM, Dietrich MS, Vasilevskis EE, et al: Perceptions of work-
to our scoping review: Data abstractors Marissa Constand load burden and adherence to ABCDE bundle among intensive care
(PT), Jennifer MacKendrick Weber (OT), Laurel Patterson providers. Am J Crit Care 2017; 26:e38–e47
(PT), Stacey Priest, and Noreen Syed (PT) for study identifi- 22. Boehm LM, Vasilevskis EE, Dietrich MS, et al: Organizational domains
and variation in attitudes of intensive care providers toward the
cation and data abstraction; Alexander Molloy and Heather ABCDE bundle. Am J Crit Care 2017; 26:e18–e28
O’Grady for assistance with study retrieval; and Carrie Price 23. Costa DK, Valley TS, Miller MA, et al: ICU team composition and its
(MLS) for developing the search strategy. association with ABCDE implementation in a quality collaborative. J
Crit Care 2018; 44:1–6
24. Johnson K, Petti J, Olson A, et al: Identifying barriers to early mobilisa-
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