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Systematic review of integrated studies on functional and thematic ecosystem


services in Latin America 1992-2017

Article  in  Ecosystem Services · April 2019


DOI: 10.1016/j.ecoser.2019.100900

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Ecosystem Services 36 (2019) 100900

Contents lists available at ScienceDirect

Ecosystem Services
journal homepage: www.elsevier.com/locate/ecoser

Systematic review of integrated studies on functional and thematic T


ecosystem services in Latin America, 1992–2017

María Perevochtchikovaa, , Gabriela De la Mora-De la Morab, José Álvaro Hernández Floresa,
Wilmer Marínc, Alfonso Langle Floresd, Arturo Ramos Buenoe, Iskra Alejandra Rojo Negretea
a
Centro de Estudios Demográficos, Urbanos y Ambientales, El Colegio de México A.C., Carretera Picacho Ajusco 20, Col. Ampliación Fuentes del Pedregal, Del. Tlalpan, CP
14110 Ciudad de México, Mexico
b
Centro Regional de Investigaciones Multidisciplinarias, Universidad Nacional Autónoma de México (CRIM-UNAM), Av. Universidad s/n, Circuito 2, Col. Chamilpa,
Cuernavaca, Morelos CP 62210, Mexico
c
Instituto de Investigación de Recursos Biológicos Alexander von Humboldt, Avenida Paseo Bolivar 16–20, Bogotá, Colombia
d
Centro de Investigación y Docencia Económicas (CIDE), Circuito Tecnopolo Norte s/n, CP 20313 Aguascalientes, Mexico
e
Posgrado en Geografía, Universidad Nacional Autónoma de México, Circuito de Posgrado s/n, Del. Coyoacán, Col. Ciudad Universitaria, CP 04510 Ciudad de México,
Mexico

A R T I C LE I N FO A B S T R A C T

Keywords: This article presents a systematic review of scientific publications on the ecosystem services topic with an in-
Literature review tegrated approach in Latin American countries for the period 1992–2017. Ecosystem services were subdivided
Ecosystem services into functional (provisioning, regulating, supporting and cultural) and thematic (biodiversity, hydrological,
Functional and thematic ecosystem services carbon capture, landscape, soil) classifications to demonstrate their mutual interconnection. An integrated ap-
Integrated studies
proach was assumed when ecological, social, economic, and political dimensions converged within studies. As a
Latin America
Semantic network analysis
methodological procedure, the sequence of the PRISMA protocol and a semantic network analysis were con-
ducted to select and review scientific articles from two international scientific databases. The articles were
characterized according their evolution over time, geographical location and predetermined analysis variables.
The results highlight that the most frequently analyzed services were provisioning and regulating ecosystem
services related to hydrological and biodiversity. The timeline showed an increasing number of integrated
studies since 2009, with most case studies developed at regional and local scales for forest and fishing socio-
ecological systems in Brazil, Mexico and Costa Rica. The studies were predominantly multidisciplinary, with
clear public policy demand and governmental funding. Transdisciplinary studies have the potential to build
plural and inclusive knowledge to improve the decision-making process and offer support for solutions to
complex socio-environmental problems.

1. Introduction valuation (Gómez-Baggethun et al., 2010).


The international public policy agenda has been impacted by the ES
The concept of ecosystem services (ES) refers to the multiple ben- concept, surpassing the integrative principles of sustainable develop-
efits obtained by society from nature (Daily, 1997; Balvanera and ment (Bartlett, 1999). This concept has also been used to design con-
Cotler, 2007). This concept has been widely accepted and included in servation instruments, ranging from state-based regulations to market
the international public agenda since the Rio Earth Summit (CNUMAD, mechanisms (De Groot et al., 2002; Mayran and Paquin, 2004; Wunder,
1992). Before the Summit, literature contributions concerning nature 2005; McElwee, 2012). Academically, ES have stimulated an extremely
for human well-being and the viability of economic processes were rich agenda (Balvanera and Cotler, 2007; Cornejo-Latorre et al., 2014;
presented through concepts such as ecodevelopment, ecosystem func- Martinez-Harms et al., 2015), including discussions about the lack of a
tions and ecological cycles (Mooney and Ehrlich, 1987; Naredo and unique classification, as well as the need for evolved categorizations to
Gómez-Baggethun, 2012; Rojo Negrete, 2018). The adoption of the ES enable more integrated assessment frameworks for these services
concept has allowed a better level of integration while conceptualizing (Camacho Valdez and Ruiz Luna, 2012). Theoretical-conceptual and
socio-environmental problems and methodologies used for their methodological frameworks have evolved from biological studies


Corresponding author.
E-mail address: mperevochtchikova@colmex.mx (M. Perevochtchikova).

https://doi.org/10.1016/j.ecoser.2019.100900
Received 10 May 2018; Received in revised form 13 February 2019; Accepted 23 February 2019
2212-0416/ © 2019 Published by Elsevier B.V.
M. Perevochtchikova, et al. Ecosystem Services 36 (2019) 100900

(Myers, 1996) to integrated approaches of the natural and social sci- 2006; Camacho Valdez and Ruiz Luna, 2012). This situation should
ences (Costanza and Daly, 1992; Costanza et al., 1997; Daily, 1997). evolve to a more integrated comprehension of complex socio-
This evolution has incorporated the ES concept within the systemic environmental problems where an inter- and transdisciplinary focus are
analysis of anthropogenic impacts (MEA, 2005; Martin-López et al., needed to generate concrete actions for sustainability.
2009; Cardinale et al., 2012; Binder et al., 2013). For example, Costanza et al. (1997) defined 17 ES associated with
Despite the proliferation of studies explicitly outlining an in- ecosystem functions that were later grouped into 5 categories related to
tegrative or systematic approach from different disciplinary fields to their spatial characteristics (Costanza, 2008). De Groot et al. (2002)
analyze ES (Ewel, 2001; Jakobsen et al., 2004; NRC, 2005; Müller et al., identified 23 ES according to their structure and ecosystem functions
2010; Perevochtchikova, 2016), there is no consensus about the scope while also covering their contribution as goods and values to society.
and meaning of integration. This situation has limited the collection, This classification is based on biophysical functions, grouping ES into
analysis, and data interpretation stemming from diverse research pro- regulating, habitat, production and information. This proposal has been
jects, therefore inhibiting the possibility of comparing and evaluating widely accepted internationally, being used during the evaluation of
different results as well as their influence regarding the decision- MEA (2005), which grouped ES as provisioning, regulating, cultural,
making process in public policy (Tress et al., 2004; Jakobsen et al., and supporting. These groups of ES have also served as supporting
2004). One useful example of an integrated conceptual framework to frameworks for initiatives such as TEEB (2010), IPBES (Díaz et al.,
study ecosystem services has been developed from The Intergovern- 2015a), and partially in the case of CICES (2018).
mental Science-Policy Platform on Biodiversity and Ecosystem Services In parallel, alternative classifications of ES have emerged (Boyd and
(IPBES). This framework intends to generate knowledge, supporting Banzhaf, 2007; Camacho Valdez and Ruiz Luna, 2012). In this sense,
policies, and build capacities at different levels through the identifica- Wallace (2007) offered a subdivision of ES according to their ecosystem
tion of three elements: i) nature, ii) nature benefits to people (named structure and composition, mixing these functions with ES per se, par-
nature contributions to people by Díaz et al., 2018), and iii) life quality ticularly those having “human value”. This scheme has been adapted by
(Díaz et al., 2015a, 2015b; Pascual et al., 2017). authors such as Turner et al. (2008) and Fischer et al. (2009), who
The present work aims to contribute to the analysis of studies em- developed a chain of ES production, including a) intermediate ES re-
ploying an integrated approach concerning ES (according to two dif- lated to ecosystem functions; b) final ES referring to ecosystem goods
ferent classifications) in Latin America. This approach includes the in- and services; and c) benefits of ES consumption by a social actor. These
corporation of ecological, social, economic, and political dimensions stages were considered a “cascade model” by Potschin and Haines-
within case studies (Perevochtchikova, 2016). The Latin American re- Young (2011) and currently by La Nottea et al. (2017).
gion was selected due to its extensive ecological and cultural diversity, It is important to note that within each category of ES determined
accounting for more than 40% of the flora and fauna worldwide by their ecosystem functions, the ES related to natural elements are
(PNUMA, 2007). It was decided to apply a systematic review method to present (such as water, soil, biomass, species). In this sense, Wunder
gather scientific publications as recommended by Grant and Booth (2005:2) recognized four groups of ES to create payment mechanisms as
(2009) and Booth et al. (2012) to seek general trends in the studies of public policy instruments: i) carbon sequestration and storage, ii) pro-
this region. Hence, an analysis of articles available on SCOPUS and tection of biodiversity, iii) protection of watersheds, and iv) scenic
SCIELO international databases was conducted for the 1992–2017 beauty. These categories were designated as thematic ES in
period to characterize ES research evolution on a timeline, its geo- Perevochtchikova (2016).
graphical distribution, and its thematic and functional perspectives, In this work, two classifications of ES were used to analyze general
including methodological frameworks and foci (multi-, inter- or trans- trends and interconnections among services and studies (Fig. 1): a)
disciplinary) as well as their potential applications, funding sources, functional ecosystem services determined according to ecosystem
and difficulties. functions based on the MEA (2005); and b) thematic ecosystem services
defined in relation to natural elements as mentioned in Wunder (2005)
2. Conceptual framework and Perevochtchikova (2016). Specifically, functional ES were cate-
gorized as follows: i) provisioning of goods (food, fibers, fuel or
The concept of ES first appeared during the 1990s when ecologists drinkable water); ii) regulating, referring to ecological processes and
and economists collaborated to incorporate natural and social sciences dynamics (water and nutrients cycles, etc.); iii) cultural services (re-
to better understand complex problems and propose measures for sus- creational, aesthetic or spiritual values); and iv) supporting services
tainability (CNUMAD, 1992; MEA, 2005; Fischer et al., 2009). This (nutrient cycling, primary production, and soil formation). Among
concept has its origins at the environmental movement of the 1960s and thematic ES, the following were considered: i) carbon capture (by soil
1970s, and it had been previously studied with different terminologies and vegetation, as part of climate regulation); ii) hydrological (climate
(Mooney and Ehrlich, 1987; Camacho Valdez and Ruiz Luna, 2012). and hydrological regulating, erosion control, preservation of quality
Some pioneering scientific publications about this topic have high- and quantity of surface and groundwater); iii) biodiversity (preserva-
lighted the importance and value of monetary and not natural services tion of flora and fauna); iv) landscape services (natural habitat of spe-
for society (Costanza and Daly, 1992; Costanza et al., 1997; Daily, cies, pollination, landscape beauty, and recreation); and v) soil (soil
1997; Postel and Carpenter, 1997). These studies have had important formation).
repercussions on the international public agenda and academic pro- Given the various ways in which the ES concept has been oper-
duction, including the development of different compensation me- ationalized, the notion of an “integrated approach” has been referred to
chanisms (Wunder, 2005). As part of this impact, many Latin American as necessary (Ewel, 2001; Jakobsen et al., 2004; Tress et al., 2004; NRC,
countries have incorporated the ES concept into their public policy 2005; Müller et al., 2010; Perevochtchikova, 2016). Historically, the
instruments (Ocampo, 1999; Moller, 2010). dimensions of integrated approaches (Fig. 1) have evolved differently
Due to their complexity, ES incorporate diverse dimensions, namely over time:
i) environmental; ii) economic; iii) social and/or human (health and
wellbeing); iv) landscape; v) recreational; and vi) cultural (De Groot i) The ecological dimension constituted the predominant focus until
et al., 2002; MEA, 2005; Boyd and Banzhaf, 2007; Balvanera and Cotler, the 1970s with recognition of environmental impacts at multiple
2007; Fischer et al., 2009; Balvanera et al., 2012). This is the under- scales and the formulation of functional ecological production in
lying reason for the diverse classifications and categorization regarding scientific publications (Mooney and Ehrlich, 1987);
the conceptual definition of ES, resulting in a lack of understanding ii) The social dimension was institutionalized after the Stockholm
about the interrelations among diverse categories (Carpenter et al., Conference in 1972; this dimension was incorporated to analyze the

2
M. Perevochtchikova, et al. Ecosystem Services 36 (2019) 100900

Fig. 1. Conceptual framework of integrated ES studies (Source: self-elaboration).

society-nature relation (Berkes and Folke, 2014); (Stojanovic et al., 2016; Binder et al., 2013). In addition, Pascual et al.
iii) The economic dimension mainly spread during the 1990s with the (2017:13) noted that transdisciplinarity can provide “self-reflection and
research works of Costanza and Daly (1992); and learning, prerequisites for a transformative vision about nature–human
iv) The political dimension appeared and gained momentum in 2005 relationships where different world views are recognized and re-
after the proposals of the Millennium Ecosystem Assessment (Mora- spected”.
Vega et al., 2012). In regard to the varied efforts to develop integrated studies, there
are still criticisms about the possibility of fully integrating social and
Considering these points, the integrated approach applied in this ecological aspects. Some authors, such as Stojanovic et al. (2016), ap-
work seeks theoretical and conceptual positions along with methodo- peal for a more significant use of comprehensive theories from social
logical procedures and/or empirical implications within Latin America sciences to include aspects related to power, perception, cultural
scientific content. Therefore, the systematic literature review includes identity, and social change, overcoming a certain undervaluation of the
only the studies assembling the ecological, social, economic and poli- social structure within the socioecological analysis framework. On the
tical dimensions. Integrated approaches have modified the con- other hand, Binder et al. (2013) stated that even the more integrative
ceptualization of society-nature relations, evolving from a single eco- analytic framework of socioecological systems is not completely able to
system view to the emergence of the socioecological system framework, clarify formal aspects of a system since they are more anthropocentric.
which introduced theoretical and practical instruments useful for the Some examples of approaches for the society-nature relation are i) the
academic field and for public policy as part of the decision-making proposal by Scholz et al. (2011) regarding structures, processes, and
process to manage natural resources (Martin-López et al., 2009; dynamics of complex systems; ii) the works of Pahl-Wostl (2009) con-
Ostrom, 2009; Anderies and Janssen, 2013). Specifically, current con- cerning adaptive management; and iii) the approach suggested by
ceptual frameworks, such as IPBES, seek to incorporate pluralistic ap- Ostrom (2007, 2009) that provides a common language to analyze
proaches within the knowledge-policy interface with a multi-, inter-, hierarchical variables of socioecological systems.
and transdisciplinary focus (Díaz et al., 2015a; Pascual et al., 2017). In this way, there is a direct influence of studies regarding ES on
Despite the change in conceptualization of the society-nature rela- environmental public policy; therefore, applying an integrated ap-
tion and the need for discipline integration, ES studies present different proach is essential for several reasons: i) it allows for a clearer defini-
stages of development. There are still some studies being carried out tion of ES with multiple dimensions, ii) it favors an informed approach
with a disciplinary and unidirectional approach, exhaustively analyzing of ES for effective social and political intervention, and iii) it offers
a single dimension and/or variable. In contrast, some others have criteria to assign public funds for efficient management and scientific
adopted a multi- and interdisciplinary focus to study diverse relation- research (Nicholson et al., 2009, Cabrero, 2012, Quintero, 2010,
ships among heterogeneous components of a complex system (Scholz Balvanera et al., 2012, Martinez-Harms et al., 2015, Rojo Negrete,
and Binder, 2003; Binder et al., 2013). In this sense, multidisciplinarity 2018). Given this reasoning, it is also important to consider the analysis
refers to different efforts looking for a common purpose through the of funding sources for ES research from public and private institutions,
integration of multiple disciplinary objectives allowing the generation as well as the interests of the decision-making process. Potential impact
of new insights (Tress et al., 2004:485). On the other hand, inter- analysis provides important insight into implementation measures re-
disciplinarity offers a common framework for debate and methodolo- garding ecosystem services preservation.
gical progress in different scientific fields considering ecological, eco-
nomic, social and political aspects as part of its analysis (Schröter et al.,
2014:519). 3. Materials and methods
Transdisciplinarity brings together academics from different dis-
ciplines and nonacademic actors via the formulation of common re- A systematic review of the scientific literature including articles
search questions (Tress et al., 2004:487; Gibbons et al., 1999; Van about functional and thematic ecosystem services studied through an
Manen, 2001). Transdisciplinary knowledge is complex since it seeks to integrated approach in Latin America was carried out (as suggested by
confront problems whose solution requires the participation of different Green and Higgins, 2005; Kitchenham and Charters, 2007; Grant and
people with diverse cultural backgrounds, educational levels, metho- Booth, 2009; Booth et al., 2012). This review allowed us to identify,
dological preferences, and professional experiences. Integrating these systematize and analyze characteristics and trends, as well as inter-
aspects requires time to structure viable solutions in a combined way connections among ES classifications. To select the articles of interest,
the established norms of the protocol of Preferred Reporting Items for

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M. Perevochtchikova, et al. Ecosystem Services 36 (2019) 100900

Systematic Reviews and Meta-Analyses (PRISMA) were followed and i) Ecological (ECOL), which incorporated biodiversity studies and
adapted to this particular review (Moher et al., 2009). To guarantee the growth and productivity of biomass or species analyses along with
accuracy of this methodological strategy in terms of systematization, their interactions;
exhaustiveness, explanation, and replicability, this work was based on ii) Social (SOC), which comprised studies of collective action forms,
analytical processes from the SALSA framework (Search, Appraisal, perceptions, and values associated with conservation and commu-
Synthesis, Analysis), which is utilized by most methodological reviews nity governance;
of scientific literature (Grant and Booth, 2009; Codina, 2017). iii) Economic (ECO), which included economic assessments of eco-
Some search strategies were employed as suggested in previous system services, such as contingent valuation, hedonic prices, and
studies (Perevochtchikova and Oggioni, 2014; Martinez-Harms et al., willingness to pay;
2015; Ezzine-de-Blas et al., 2016; Locatelli et al., 2017; Himes-Cornell iv) Political (POL), which focused on public policy analyses and in-
et al., 2018; Ethan Yang et al., 2018). Consequently, an advanced stitutional framework analyses to guide the decision-making pro-
search was conducted in two internationally recognized databases to cess, assessments of compensation programs, conservation schemes,
gather information from publications with a high degree of scientific and public policy instruments; and
strictness and included the following: v) Other (O), which was applied when a category identification was in
doubt.
i) SCOPUS, an international database of peer-reviewed scientific and
academic publications from all over the world; and Once all records were coded, only those publications combining
ii) SCIELO, a database incorporating peer-reviewed indexed scientific ecological, social, economic and political dimensions were selected. For
papers, which mainly focuses on literature produced in Latin this purpose, the integrated approach was defined methodologically as
America, Ibero-America, and South Africa. a combination (sum) of codes “ECOL + SOC + ECO + POL” within
each abstract from the original database. In total, 62 studies fulfilled
The first phase of the systematic review process consisted of this requirement. These texts were sought and downloaded for their
searching publications with keywords in three languages (English, entire revision. After this procedure, five more studies were excluded as
Spanish and Portuguese) linked to the notion of “ecosystem services”. they did not fulfil the regional criteria.
Latin America and the countries comprising this region were used as The final analysis was based on a corpus of 57 articles (Annex A,
geographical criteria when searching the literature. These elements Fig. 2). This sample consisted of 2.8% of the original database, which
were sought within titles, abstracts and keywords of peer-reviewed was even larger than the sample of 0.7% analyzed by Ethan Yang et al.
scientific articles in both databases covering an international scale for (2018). As previously noted by these authors and others who applied a
the period of 1992–2017, when the ES concept gained acceptance systematic review for ES, the sample is always limited to the particular
during the Rio Earth Summit. interests of each study under criteria marked by the research objectives
The following syntax was used: TITLE-ABS-KEY (“Argentina” OR (Perevochtchikova and Oggioni, 2014; Martinez-Harms et al., 2015;
“Bolivia” OR “Brazil” OR “Brasil” OR “Chile” OR “Colombia” OR “Costa Locatelli et al., 2017; Himes-Cornell et al., 2018).
Rica” OR “Cuba” OR “Dominican Republic” OR “República
Dominicana” OR “Ecuador” OR “El Salvador” OR “Guatemala” OR 3.2. Extraction and preparation for data analysis
“Honduras” “Mexico” OR “Nicaragua” OR “Paraguay” OR “Panama”
OR “Panamá” OR “Peru” OR “Perú” OR “Uruguay” OR “Venezuela” OR To systematize and characterize the content of these 57 articles, a
“Latin America” OR “América Latina” OR “South America” OR detailed review of full texts was performed. A special database was
“Suramerica” OR “America del Sur” OR “America do Sul” OR “Central constructed for this analysis, and a standard nomenclature was set
America” OR “América Central” OR “Centroamérica” OR collectively among the coauthors. Fourteen variables of interest were
“Mesoamérica”) AND TITLE (“ecosystem service” OR “environmental defined with closed options for values as indicated in Table 1.
service” OR “ecosystem services” OR “environmental services” OR The variables of interest allowed us to characterize the content of
“servicio ecosistémico” OR “servicio ambiental” OR “servicios the 57 selected articles. It was possible to examine the constituent
ecosistémicos” OR “servicios ambientales” OR “serviço ecossistêmico” elements of ES within functional and thematic classifications, their
OR “serviço ambiental” OR “serviços ecossistémicos” OR “serviços temporal evolution and geographical location, and their spatial scale.
ambientais”). Additionally, theoretical and methodological approaches were ex-
A total of 2,520 records were obtained and downloaded in two Excel plored, and the potential impacts of the studies were outlined as well as
spreadsheets on October 31st, 2017 (2,022 from SCOPUS and 498 from the main difficulties and stated challenges, including scientific issues
SCIELO). Both spreadsheets included the following fields: title, year of imposed by the multi-, inter- and transdisciplinary focus when ap-
publication, abstract, keywords, authors, affiliation, funding sources, proaching the complex society-nature relation in a framework.
journal title, language, DOI and link. Subsequently, duplicate records A leading constraint associated with this meta-analysis development
and those referring to secondary bibliographical sources such as books, and systematic review was derived from the subjective appreciations
conference records, and notes were eliminated. After this process, 2,014 during the codification process as it was carried out by an inter-
records remained corresponding only to scientific articles, which were disciplinary, international and interinstitutional research team. To cope
arranged into a single file and referred to as the original database from with this situation, a consensus was established to control biases during
this point forward in this work (Fig. 2). this process; hence, ex ante and ex post measures were implemented as
follows: i) discussion and previous consensus among the coauthors re-
3.1. Inclusion and exclusion criteria garding categories used during the analysis and their respective codes;
ii) triangulation of codes, review and codification of each study by two
The next step consisted of defining the integrated approach within or more team members; and iii) recodification to capture emergent
the original database; therefore, a codification of five dimensions was categories.
assigned to each abstract. This codification was performed in a colla-
borative way among the coauthors, who established a consensus on 3.3. Data analysis
common criteria to evaluate abstracts, titles, and keywords to homo-
geneously classify the preselected studies. The analysis of integrated ES studies in Latin America followed
The codes used to identify the dimensions of different ecosystem three steps, from general to particular: i) detection of thematic trends in
services were defined as follows: the original database and the 57 selected articles in relation to the most

4
M. Perevochtchikova, et al. Ecosystem Services 36 (2019) 100900

Fig. 2. Methodology and search criteria according to the PRISMA protocol template. The dimensions are ECOL = ecological, SOC = social, ECO = economic,
POL = political, AL = Latin America (Source: Adapted from Moher et al., 2009).

frequently mentioned words; ii) general characterization of the selected A text mining analysis was performed to determine general thematic
articles to outline their evolution over time and case study character- trends within the original database of articles as a preliminary review
ization according to methods, techniques, focus, potential impacts, (Meyer et al. 2008). First, all titles, abstracts, and keywords were
funding sources and mentioned difficulties; and iii) the analysis of se- translated into English. Second, a catalog of 452,818 words was built in
lected articles on the basis of a thematic and functional ecosystem text format, and a word frequency analysis was performed in R 3.4.3 (R
services classification, showing their spatial distribution and the four- Core Team, 2014), using the packages TM (Feinerer and Hornik, 2012)
teen variables of interest. and NLP (Hornik, 2015). Afterwards, frequency graphs were con-
structed considering three aspects of interest: words with the highest
i) Principal thematic trends from the original database and the se- appearance in the studies, countries with the highest frequency of
lected articles studies, and keywords related to thematic and functional ES.
Similar to the original database, a semantic network analysis of

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M. Perevochtchikova, et al. Ecosystem Services 36 (2019) 100900

Table 1
Criteria applied for the codification of the 57 selected articles.
N Variables Values

1 Scales Global, national, regional, local, other countries


2 Countries Countries in the case study
3 Socio-ecosystems (SES) Agriculture, agroforestry, aquatic environments, cattle raising, coastal environments, fisheries, forestry, other
4 Management of SES Yes, no, not specified
5 Targets (management objective) Conservation, restoration, use
6 Ecosystem services clearly addressed Yes, no, not specified
7 Functional ES Provisioning, regulating, cultural, supporting
8 Thematic ES Hydrological, carbon capture, landscape, biodiversity, soil
9 Methods Quantitative, qualitative, mixed
10 Techniques Documentary analysis, econometric analysis, GIS, interviews, models, surveys
11 Focus Multidisciplinary, interdisciplinary, transdisciplinary
12 Potential study applications Public policy, scientific development, social life, other
13 Difficulties Methodological, political, theoretical
14 Funding Companies, foundations, government, organizations, universities

Source: self-elaboration.

word frequency was carried out with the 57 selected articles (in titles, 4. Results
abstracts and keywords). This analysis was based on metadata network
construction, from which a word-by-word matrix was created, where 4.1. Principal thematic trends from the original database and the selected
each cell included the frequency of word co-occurrence with the sen- articles
tence as an element of analysis and connectedness (Doerfel and Barnett,
1999). The software ConText (Diesner, 2014) and UCINET (Borgatti Three aspects of interest were detected from the original database.
et al., 2002) were used to construct the semantic network and to cal- First, a trend of general terminologies appeared, including concepts of
culate its measurements, respectively. Finally, its visualization was ES, types of ecosystems, natural elements and potential impacts. The
created with Gephi software (Bastian et al., 2009). second most important trend involved the countries of case studies and
Additionally, an analysis of affiliation networks (Borgatti and authors’ affiliations, while the third group was formed by functional
Halgin, 2011) between keywords was conducted with UCINET. Density and thematic ecosystem services from each study. Frequency graphs of
was defined as the number of connections between the words divided these trends appear in Annex B.
by the number of possible connections (n*(n-1)/2), which can range These three thematic trends were reflected in the most frequently
from 0 to 1 (Wasserman and Faust, 1994). Centrality indicated the mentioned terms concerning several aspects of ES, such as terminolo-
prominence of a concept within the network. Three types of centrality gies, types of ecosystems, elements of academic studies, public policy
metrics were used: degree, representing the total number of links from a instruments and potential impacts. The most frequently mentioned
node; betweenness, indicating when a node is situated on the shortest terms, of the major trend appeared in the following order: ES or en-
path among nodes not directly connected to each other; and eigen- vironmental services; specification of ecosystems (forest as dominant
vector centrality, measuring the influence of a node in the network and tropical with less appearances); elements of nature (species, bio-
(Freeman, 1977; Bonacich, 1987). diversity, water, carbon, and soil); human activities (conservation, use,
land, water management); academic interests (study, areas, change, the
ii) General characterization of the selected articles results, based, ecological, economic, local, natural, systemic, im-
portant); and policy instruments (PES payment for ecosystem services).
The evolving characteristics of integrated studies regarding ES in Concerning the second major content trend from the original data-
Latin America were analyzed on a timeline, as well as according to their base, the most frequently mentioned countries in case studies were
methods, techniques, focus, potential impacts, funding sources, and Mexico, Brazil, Costa Rica, Chile, Colombia, Argentina, Ecuador,
mentioned difficulties. Graphics were created in Excel. The analyzed Panama, Peru, Bolivia, Venezuela, Belize, Uruguay, Paraguay, and El
period was 1992–2017 Salvador. On the other hand, the authors’ affiliation did not necessarily
correspond to the country where the studies were carried out; the
iii) Analysis of the selected articles according to functional and the- countries of author affiliations corresponded to the U.S., the United
matic ES Kingdom, Australia, Europe, Asia, Africa and Latin America.
The third principal trend involved the origins and terminologies of
The 57 selected articles were analyzed based on functional and both functional and thematic ES classifications, including terms related
thematic ES classifications, their spatial distribution and the fourteen to ecosystem functions and categorization of ES. In the case of the first
variables of interest from Table 1. An affiliation network was built with classification of functional services, there were two groups, one con-
UCINET to demonstrate the relationships among both classifications. taining ecosystem function terms such as ecological, natural, processes,
The case studies distribution and composition by country in Latin dynamics, spatial, cycle, formation, primary, and nutrients. The other
America were explored along with their relationships according the group included ES terms related to functions, mainly comprising pro-
variables of interest (Borgatti et al., 2002). This analysis was based on a duction, supporting, food, regulating, recreation, consumption, aes-
cross table of frequencies of the coded variables and represented geo- thetic, intangible, and some terms related to natural elements. The case
graphically on a map using QGIS 3.2.1 software. Finally, two integrated of thematic services also appeared in two groups. The first regarded
networks were constructed with Gephi (Bastian et al., 2009) to visualize natural means with terms such as species, water, biodiversity, carbon,
the relationships among functional and thematic ES based on metho- soil, landscape, climate, vegetation, habitat, surface, groundwater,
dological, focus and potential impact, and funding source variables. fauna, and flora. The second factor was related to ecosystem function
terms such as hydrological, regulating, pollination, erosion, recreation,
capture, and scenic beauty.
Principal trends from the 57 selected articles were similar to the

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M. Perevochtchikova, et al. Ecosystem Services 36 (2019) 100900

Fig. 3. Semantic network of integrated studies about


ecosystem services in Latin America, 1992–2017.
The top 54 words of the selected articles, where
nodes and labels sizes indicate eigenvector centrality
in the network; line thickness between words re-
presents the frequency of word co-occurrence within
the sample as the most prominent words and con-
nections; and the color of lines indicates the prin-
cipal clusters of the samplés words co-occurrence
(Source: self-elaboration).

original database. The aspects that more frequently appeared in the (Fig. 4). The large, separate green component at the bottom was formed
sample were related to natural elements, ES terminologies and public by papers sharing Mexico and PES; the blue leg subgraph on the upper
policy instruments. The most frequently occurring words detected in- right shares PES and Costa Rica, and the red subgraph situated above
side the constructed semantic network comprising the 54 principal shares REDD + and deforestation. Finally, the yellow dyad shares land
words and their connections (Fig. 3) were forest, service, ecosystem, use planning and ecosystem services. Papers were connected when they
environmental, and PES. In Fig. 3, nodes and label size indicate ei- shared at least one keyword, and they were represented by nodes with
genvector centrality in the network, and line thickness represents the an ID number. Colored lines and thicknesses were based on keyword co-
frequency of word co-occurrence. Central words and the network occurrence. Wide black lines connect papers sharing at least two key-
structure revealed a sparse network where only one percent of all words words, while gray lines connect papers with just one keyword in
were connected to each other (Annex C). The network density was common.
0.091. There were two principal clusters, with the first linking eco-
system elements and terminologies (services, biodiversity, forest,
4.2. General characterization of the selected articles
marine and wetland ecosystems), and the second related to policy in-
struments and use (payments for ecosystem services, environmental
The selected case studies were mainly located in six countries, in-
management, conservation, and development).
cluding Mexico and Brazil with 57.8% of all publications, followed by
Four major groups were detected from the affiliation network ana-
Costa Rica, Argentina, Chile, and Peru. It was remarkable to compare
lysis of keywords, mainly concerning ES public policy instruments
authors’ affiliation countries to the list of case studies as there was a

Fig. 4. The network based on keyword co-


occurrence from integrated publications
about ES in Latin America. The nodes re-
present analyzed articles with an ID 1–57
from the specific database (Annex A); line
color and thickness represent keyword co-
occurrence; wide black lines connect papers
sharing at least two keywords, while gray
lines connect papers with just one keyword
in common. The large, separate clusters of
colors are formed by papers sharing some
keywords (Source: self-elaboration).

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M. Perevochtchikova, et al. Ecosystem Services 36 (2019) 100900

different composition, with affiliations from the U.S., Brazil, and however only 8.7% stated that their findings constituted an advance-
Mexico, followed by the United Kingdom, Argentina, Spain and France ment in scientific development. Most of these studies were considered
(other countries were represented by one or two authors only). The applied science with current discussions about integration and frame-
prevalent analytical scales were regional, defined as subnational terri- work development (Annex D). Research funding coming from the
tories (38.5%) and local (35%) followed by national (17.5%) and global governmental sector accounted for 38.5% of the studies, followed by
(8.7%) (Annex D). This situation possibly suggests little cooperation at different types of international organizations with 36.8% and uni-
international and national levels (but a more detailed study on this versities at 31.5%. Governmental funding has remained nearly constant
aspect is needed). over time, while universities and international organizations have
According to functional and thematic ES classifications, ecosystem steadily increased their contributions. Private companies and founda-
functions related to provisioning and regulating as well as biodiversity tions have a limited presence, but since 2014 they have shown more
and hydrological elements have been more widely studied (in in- interest in funding ES research.
tegrated ES publications), with a constant increasing trend since 2009. Methodological issues were expressed as a difficulty in 35% of the
These aspects could be related to the possibility of directly measuring articles. Political concerns were mentioned in 33% and theoretical
these services, which also allows researchers to study and explain them hindrances appeared in 5% of the sample. When analyzing these diffi-
from a scientific perspective, valuing the tangible benefits that society culties over time, a particular increase in methodological aspects since
obtains from ecosystems. Based on a functional classification of ES, 2012 should be noted. This could be related to the need for integration,
regulating services were the most frequently discussed (61.4%) fol- emerging methods, and techniques and instruments as well as the re-
lowed by provisioning (56.1%) and supporting (28%), while cultural cognition of limitations of models used to understand complex socio-
services were the least frequently discussed (17.5%). Regulating and environmental problems (Annex D).
provisioning services presented a continuously increasing frequency of
study over time, with an increased interest towards supporting ES,
especially since 2011. Regarding thematic services, most of the ana- 4.3. Analysis of the selected articles according to functional and thematic ES
lyzed articles referred to biodiversity (43.8%) followed by hydrological
(28%), carbon capture (22.8%), landscape (17.5%) and soil (12.2%). The functional and thematic ES have shown very strong interrela-
Since 2011, the study of the most frequently mentioned thematic ser- tions among categories and between two classifications. Remarkably,
vices has constantly increased (Fig. 5). provisioning and regulating functional ES had a dominance presence,
Methods employed to study ES in Latin America showed a sustained and they were related to the study of biodiversity and hydrological
interest in mixed methodologies (49%). Despite the increasing fre- thematic ES as shown in Fig. 6. In contrast, supporting and cultural
quency of quantitative studies, only 30% of the sample used quantita- functional services were studied to a lesser extent and related more to
tive data, while only 21% used qualitative data, presenting a decreasing landscape and soil thematic ecosystem services. Among the categories
trend. In this sense, qualitative studies mainly applied different mod- of functional ES, regulating is the principal ES that is interrelated with
alities of interviews with key actors (in-depth, semistructured, and provisioning and supporting ES, and less related to cultural ES. Among
open). Quantitative studies have been characterized by model devel- the thematic ES, biodiversity has a central position and is interrelated
opment (statistical, econometric, and systemic valuation), documentary with carbon capture and landscape; other interdependencies were with
analysis and surveys, and the use of geographic information systems soil and hydrological ES. These results were expected because in phy-
(GIS) with an increasing tendency since 2011. sicochemical ecosystem processes, regulating (maintaining life cycles)
It also important to highlight the limited number of studies using and soil formation play a fundamental role.
participatory techniques; this could be explained by the small number Another relationship cluster was formed by biodiversity and hy-
of studies utilizing transdisciplinary approaches. Most of the studies drological thematic services, which was linked to provisioning and
(75.4%) used multidisciplinary approaches while the rest (19.2%) cultural functional services. This result emerged from studies men-
employed interdisciplinary approaches. Temporal analysis shows a tioning forestry and agroforestry socioecological systems together.
continuously increasing trend of multidisciplinary studies, with a minor Functional services include multiple facets within their ecosystem
presence of interdisciplinary studies, although they have remained functions; however, Fig. 6 clearly shows this association, which is in
constant since 2010. Only few works were found to be transdisciplinary contrast to previous classification works.
(5.2%), representing isolated cases (Annex D). The selected articles (only integrated ES studies) showed a hetero-
Public policy formulation, improvement and assessment appeared geneous geographical distribution between Latin American countries as
as the most important potential impact of the ES studies, comprising shown in Fig. 7, which presents the number of case studies by country
87.7%. Impacts on social life were present in 28% of the articles; as well as their functional or thematic composition. The largest number
of case studies by country were those from Brazil and Mexico, Costa

Fig. 5. Evolution of integrated ES publications by functional (left) and thematic (right) ES over time, 1992–2017 (Source: self-elaboration).

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M. Perevochtchikova, et al. Ecosystem Services 36 (2019) 100900

schemes.
Functional and thematic services were related to fourteen variables
of interest as shown in Table 2. Numerical crosses were made among all
variables.
From Table 2, it was observed that provisioning and regulating
functional ecosystem services displayed a dominant relationship fol-
lowed by supporting and cultural services, which were also related to
biodiversity and hydrological thematic ES. These services were mostly
studied on regional and local scales rather than on a global or national
scope. Forestry and agriculture were the most highlighted socio-
ecological systems followed by fisheries, with very little exploration of
coastal and aquatic environments. Management of these systems was
mainly carried out with goals for conservation, use and restoration,
which appeared as the most mentioned targets of the analyzed studies.
Notably, a multidisciplinary focus was applied in most of the
functional and thematic services analyses, which is consistent with the
complexity of these studies. Interdisciplinary approaches were limited,
and they mainly focused on the functional services of regulating and
provisioning, along with the thematic services of carbon capture and
biodiversity. Transdisciplinary studies were almost absent, with iso-
lated cases. Mixed methodologies predominated over both ES classifi-
cations. Qualitative methods were mostly applied to functional services,
especially regulating and provisioning. Similarly, quantitative methods
as well as thematic biodiversity services were applied to these two types
of ES.
The integrated form of the results of interrelation between method
and focus and potential applications and funding applied to study the
functional and thematic ES in Latin America are presented in Fig. 8.
Fig. 6. Affiliation network between words (from complete texts of 57 analyzed The dominance of multidisciplinary foci in ES studies was observed.
papers) related to functional ES and thematic ES classifications. The nodes with Multidiciplinarity was mainly applied to the functional services of
ID numbers refer to analyzed papers from the original database (Annex A). The regulating and provisioning and thematic ES of carbon capture and
color and node size indicates eigenvector centrality in the network, and their biodiversity. Mixed methodologies predominated, with qualitative
labels are related to ES classification. The green lines and nodes indicate methods mostly applied to functional regulating and provisioning as
functional ES, and blue lines and nodes indicate thematic ES (Source: self-ela- well as thematic biodiversity ES.
boration).
The expected impacts of the selected articles mainly referred to
public policy demands and occurred more frequently for hydrological
Rica, Argentina, Chile and Peru (also highlighted in the timeline gra- thematic, provisioning, and regulating services (related to analyses of
phics and the trends of both analyses). Biodiversity, hydrological and different policy mechanisms, such as PES). The concern therein was to
carbon capture thematic services showed an interesting dynamic in address and resolve social problems, relating provisioning and reg-
Latin American countries. This phenomenon may be related to im- ulating services (functional) to biodiversity and carbon capture (the-
portant extensive forests in the region, high levels of biological and matic). Therefore, there is a clear interest in ensuring research out-
cultural diversity, marine frontiers, the presence of recognized uni- comes impact development and conservation policies; hence, the
versities, and environmental policies with the promotion of PES potential future development of transdisciplinary studies is promising.

Fig. 7. Countries associated with integrated publications on ES in Latin America, 1992–2017, related to the distribution of a) case studies, b) functional ES clas-
sification, and c) thematic ES (Source: self-elaboration).

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M. Perevochtchikova, et al. Ecosystem Services 36 (2019) 100900

Table 2
Relationships between functional and thematic ES according to variables of interest.
FIELDS CHARACTERISTICS Functional Ecosystem Services Thematic Ecosystem Services

PROVISIONING CULTURAL REGULATING SUPPORTING HYDROLOGICAL CARBON BIODIVERSITY LANDSCAPE SOIL


CAPTURE

SCALE Global 2 1 2 1 2
Local 14 4 9 6 6 4 9 2 2
National 2 7 2 3 2
Other Countries 1 1 1 2 1 1 1
Regional 13 4 16 6 10 4 11 8 4

COUNTRIES Argentina 2 2 3 3 2 1 1 1
Bolivia 1 2 1 1 1
Brazil 15 3 9 4 6 4 11 4 1
Chile 4 2 4 2 1 3 1 1
Colombia 1 1 2 2 1 1 1 1
Costa Rica 1 5 2 1 2 4 1 1
Cuba 1
Dominican Republic 1 1
Ecuador 1 1 1 1
Guatemala 1 1 1 1 1
Honduras 1 1 1
Latin America 3 1 1 1 1 1 1
Mexico 7 3 11 3 2 4 7 3 1
Nicaragua 1 1 1
Panama 1 2 2 1 1 1
Peru 2 2 1 1

SES Agriculture 6 1 5 3 4 4 3 2
Agroforestry 1 1 3 1 1 1 2
Aquatic 2 3 1 2 1
Cattle Raising 2 1 1 1 1 1
Costal 2 1 3 2 2 2 3 1
Fisheries 7 2 2 3 1 4
Forestry 15 4 23 8 9 8 15 6 7
Other 5 4 3 2 2 2 2 2

MANAGEMENT No 6 2 5 3 3 3 5 2 2
Yes 25 8 28 13 13 9 20 8 5
Not Specified 1 2 1

TARGET Conservation 23 8 26 11 12 10 20 8 3
Restoration 7 3 8 3 5 2 8 2 3
Use 18 4 13 11 9 4 11 3 2
Not Specified 2 1 3 1 1 1 2 2 1

ECOSYSTEM No 8 1 8 3 1 2 5 4 3
SERVICES Yes 22 9 27 13 15 11 20 6 4
CLEARLY Not Specified 2
ADDRESSED

METHODS Qualitative 10 2 13 6 5 5 7 2 1
Quantitative 5 1 7 4 4 4 5 3 1
Mixed 17 7 15 6 7 4 13 5 5

TECHNIQUES Documentary Analysis 7 7 5 2 3 4 2


Econometric Analysis 1 1 1 2 2
GIS 9 5 8 5 5 3 8 5 1
Interview 15 6 9 5 5 3 12 5 3
Models 6 2 6 4 4 3 6 3 1
Survey 4 2 5 2 3 4 2 3

FOCUSES Interdisciplinary 4 1 7 3 1 3 2 1 1
Multidisciplinary 26 9 27 13 15 9 22 9 6
Transdisciplinary 2 1 1 1

POTENTIALS Public Policy 27 9 30 14 13 12 22 8 6


Scientific Development 4 2 4 3 2 4 1
Social Change 8 2 7 6 3 5 8 1 1
Other 3 4 1 2 1 2 2

DIFFICULTIES Methodological 12 3 14 8 8 5 10 8 4
Political 13 3 11 6 3 3 8 1 1
Theoretical 1 1 3 1 1 2

FUNDING Companies 5 1 5 2 5 3 4 1 1
Foundations 1 1 1 1 1 1 1
Government 14 7 15 7 9 5 8 4 4
Organizations 11 4 12 7 9 7 8 5 3
Universities 12 5 10 7 5 2 7 6 2

Source: self-elaboration.

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M. Perevochtchikova, et al. Ecosystem Services 36 (2019) 100900

Fig. 8. Integrated networks of functional and thematic ES related to i) method and focus (left), where green nodes represent focuses, red nodes represent methods,
light blue nodes represent functional ES and dark blue nodes represent thematic ES; ii) potential applications and funding (right), where green nodes represent
donors, red nodes represent potential applications, light blue nodes represent functional ES and dark blue nodes represent thematic ES. The line thickness between
words represents the frequency of word cooccurrence within the sample of analyzed papers, and the color of lines indicate variable connections (Source: self-
elaboration).

Funding sources for ES research mostly came from the govern- could be derived from theoretical-methodological difficulties in ad-
mental sector to conduct provisioning and regulating functional ser- dressing assumptions of a complex perspective. The formalization and
vices studies, particularly focusing on hydrological and biodiversity operationalization of integrated theoretical frameworks, such as the
thematic ES. The next funding source was a composition of different socioecological system (SES), modeling processes and trajectories of
types of organizations, such as cooperation agencies from developed change, can constitute important opportunity areas for scientific de-
countries and international financial organizations, whose focus was velopment, contributing to the integrated study of ES
mainly on thematic hydrological, biodiversity and carbon capture ser- (Perevochtchikova, 2018).
vices, similar to the limited studies supported by private companies, The results also suggest a need to increase the development of re-
which were the least present funding source of ES research in the re- search on adaptive management, comanagement of natural resources,
gion. Finally, universities were also interested in hydrological and cooperation, social inequality and exclusion, poverty, governance,
biodiversity thematic services plus landscape. vulnerability, and power dynamics by applying participative methods,
as they represent merely 3% of the case studies. The observed results
were consistent with typical difficulties confronted by integrative fra-
5. Discussion meworks of socioecological systems, as noted by Binder et al. (2013)
and mentioned in Pahl-Wostl (2009), Ostrom (2007, 2009), and Scholz
The general trends found in these selected studies, especially those et al. (2011).
transcending a disciplinary approach to study ES, indicate the pre- Funding sources from the governmental sector and organizations,
valence of a multidisciplinary focus related to public policy needs and along with works influencing public policy and objectives oriented to-
funded by the governmental sector. A possible cause of these results wards use and conservation, where management is an important target,
might be due to the lack of an agreed-upon perspective of what in- suggest a research bias to certain thematic axes linked to water and
tegrative research means or should involve. For example, Tress et al. biodiversity, especially in agriculture and forestry SESs. This bias re-
(2004:481–484) noted that the application of the “integrative” concept duces the importance of research on other topics, such as landscape, soil
in different academic fields described different degrees of interaction and aspects of cultural services, which could be linked to other po-
among disciplines, including terms such as interactive, collaborative, tential areas of impact, such as social life and scientific development.
integral, integrated, complementary, combined, participative, and The transition from a multidisciplinary to an inter- or transdisci-
transepistemic. These characteristics were not completely present in the plinary focus, as suggested by the proposed frameworks of SES (Ostrom,
case studies from Latin America possibly due to i) the lack of colla- 2009) and IPBES (Díaz et al., 2015a), remains an important challenge
boration between countries and at the national level; ii) the absence of faced by integrated studies of ES in Latin America. Although the con-
participation in research tasks by different sectors; and iii) little sci- cept of ES has inspired dialogue and cooperation among disciplines and
entific and social impact detected. social actors that influence public policy formulation (Schröter et al.,
The absence of studies fully integrating all ES dimensions was noted 2014:518; Anderies and Janssen, 2013), only 5% of the analyzed arti-
in this systematic review, although some authors recognized the need to cles used a transdisciplinary focus, and no specific trend was found as
achieve a more integrated approach (Schröter et al., 2014:521; Müller these studies were limited and isolated. This finding could be related to
et al., 2010; Geist, 2011). A particular insight was the prevalence of the prevalence of research focusing mainly on public policy, as it is
functional services of provisioning and regulating over supporting and related to mandatory top-down governmental objectives of conserva-
cultural ES, similar to thematic biodiversity and hydrological services. tion and use and a context in which ES have been introduced as part of
The absence of studies combining several ES from both classifications

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M. Perevochtchikova, et al. Ecosystem Services 36 (2019) 100900

national regulatory frameworks. Declarations of interest


According to Grima et al. (2017), another issue regarding trans-
disciplinary studies is the time requirement to cocreate a research None.
question with nonacademic actors since this implies a trusting re-
lationship among all actors involved, along with current and historical Acknowledgments
power dynamics. Similarly, extra-academic and political factors ex-
isting within the confines of research calendars and policy agendas We thank the 5th International Congress of Ecosystem Services in
cannot be ignored. These aspects prevent studies from having a real the Neotropics (CISENV) where this collaboration started. We also
implication in solving complex socioecological problems that are fun- thank Bruno Locatelli for his suggestion to apply a meta-analysis as well
damental to transdisciplinary studies. as Nohemí Álvarez and Driss Ezzine for their participation during the
Conceptual and methodological orientations derived from the types first coding. We acknowledge Project 290832 ANR-CONACYT for the
of analyzed ES, as well as public policy objectives, were consistent with financial support, the SEP PRODEP Scholarship 511–6/189453, Patricia
the observed results in this study regarding possible funding sources. Balvanera, the anonymous reviewers for excellent suggestions that al-
Although it was difficult to extract definitive conclusions about the lowed us to improve this work, and AJE for English language revision.
relationship between funding origins and scientific agendas, there was
an evident influence on the research process in the selection of certain Appendix A. Supplementary data
themes, objectives, methods, and specific instruments. This situation
constitutes an obstacle in the formulation of transdisciplinary scientific Supplementary data to this article can be found online at https://
knowledge or even the development socioecological systems. An in- doi.org/10.1016/j.ecoser.2019.100900.
crease in multi- and interdisciplinary studies employing mixed methods
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