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To cite this article: Sofie J. Cabus & Roel J. Ariës (2017) What do parents teach their children?
– The effects of parental involvement on student performance in Dutch compulsory education,
Educational Review, 69:3, 285-302, DOI: 10.1080/00131911.2016.1208148
OPEN ACCESS
1. Introduction
It is widely supported that student achievement increases one’s chances on school career
and labor market success (De Witte et al. 2013; Rumberger 2011). There is much less con-
sensus in the literature, however, on how to increase student achievement in the most effec-
tive way (e.g. European Commission 2010; Organization for Economic Cooperation and
Development [OECD] 1999, 2009). The literature indicates several determinants of academic
achievement, including: student motivation (Baumert and Demmrich 2001; Linnenbrink
2005); rewards (Deci, Koestner, and Ryan 2001); school engagement (Wang and Holcombe
2010); teachers (Klassen and Tze 2014; Rockoff 2004); self-regulation strategies for cognitive,
motivational and behavioral aspects (Nota, Soresi, and Zimmerman 2004); socio-economic
status (Alexander, Entwisle, and Olson 2007; Dumont et al. 2012); classroom composition
(Koth, Bradshaw, and Leaf 2008; Reyes et al. 2012); peer effects (Rothstein 2006); competition
between schools (Macleod and Urquiola, 2009); unauthorized truancy (Henry 2007); crime
and citizenship (Lochner and Moretti 2004a, 2004b); reasoning abilities (Ariës, Groot, and
Maassen van den Brink, 2015); and health and mortality (Albouy and Lequien 2009; Groot
and Maassen van den Brink 2007). This article puts particular focus on one determinant of
academic attainment that has increasingly attracted attention from many scientists and
policy-makers across OECD countries, namely: parental involvement in the education of
their children (e.g. European Commission 2010; US Department of Education 2010). As paren-
tal involvement involves many complex dimensions, previous literature indicate large dif-
ferences in effects on children’s academic achievement (Ariës and Cabus 2015; Driessen,
Smit, and Sleegers 2005). Wilder (2014, 390) summarizes:
The most prominent parental involvement components in the analyzed meta-analyses were
communication between parents and children regarding school, checking and helping with
homework, parental educational expectations and aspirations for their children, and attendance
and participation in school activities.
If one could estimate the benefits of parental involvement in terms of higher academic
achievement, not only a definition problem may arise (see Section 3), but also some empirical
issues. Parental involvement is clearly (reversely) related to student achievement through
its determinants. For example, children with learning difficulties may benefit from increased
parental involvement in their homework. As a result, student performance determines the
level of homework involvement, so that one may falsely conclude that parental involvement
leads to lower student performance. Reversed causality or endogeneity are serious issues
of concern when interpreting the relationship between parental involvement and achieve-
ment (Angrist and Pischke 2009). In fact, several reviews of the literature argue that causal
empirical evidence on the positive relationship between parental involvement and student
success is ultimately scarce (e.g. Ariës and Cabus 2015; Avvisati, Besbas, and Guyon 2011;
Avvisati et al. 2014; Fan and Chen 2001; Hotz and Pantano 2015; Patall, Cooper, and Robinson
2008; Price 2008, 2010). The main contribution of this article to the previous literature is then
an evaluation of the effects of parental involvement on student academic achievement,
rather than estimating the association between both. Doing so, it is proposed in this article
to use birth order of the child as an instrumental variable (IV). Fairly recent evidence (Damian
and Roberts 2015; Price 2010) increasingly supports the idea that birth order is an appropriate
instrument for parental involvement. The identification strategy benefits from unique and
rich data of about 9000 12-year old students and their parents in one country (the
Netherlands). The data allow us to define parental involvement in the two distinct ways that
deal with the school-supportive home climate (i.e. homework and parent–child communi-
cation on education), and include information on birth order of the child (see Section 3).
Information on student and parent characteristics are also provided, such as education of
the parents and income, native tongue and cultural differences of the parents, and which
one of the parents mostly decides on school matters. For the outcome variable “student
performance”, we have detailed information on test scores from the national exam (CITO).
CITO test scores measure children’s proficiency at the end of primary education (on average
12 year olds) in a standardized way with respect to math, language and information pro-
cessing. These exams are considered highly reliable and valid and, above all, owing to its
Educational Review 287
standardized measurement, are comparable across students and schools (Zijsling et al. 2005).
Additionally, we also use grade retention over the primary education school career as an
outcome variable. We consider grade retention as closely related to the set of study results
over primary education, and as a proxy for being at-risk of school failure (e.g. school dropout)
(Snow 2006).
This article proceeds as follows. Theory and evidence on the relationship between birth
order and parental involvement are discussed in Section 2. Section 3 presents the data and
descriptive statistics, and Section 4 the results. Section 5 deals with the robustness analyses.
Section 6 concludes.
2.2. Proposition
From Becker and Tomes (1976); Behrman and Taubman (1986); and Blundell, Chiappori, and
Meghir (2005), a testable proposition can be derived, namely: if the family size increases,
then this requests not only more expenditures, but also more parental involvement, while,
ceteris paribus parents’ labor supply, the budget constraint remains the same. As such, rela-
tively to expenditures, it becomes more expensive to invest in (additional) time spent with
the child. Therefore, if family size increases, the child with the highest rank will get less
parental involvement in education than the child with the lowest rank. These differences in
parental involvement by birth order may impact academic achievement if, and only if, paren-
tal involvement in education is an important determinant of educational attainment. If so,
then the oldest child benefits the most in terms of better educational outcomes than the
younger child(ren).
families and children’s ages. The author shows that the estimated effect is mainly driven by
the age of the first-born child: parents spent equal time with each child at any given point
in time, but increasingly less time when children grow older. The second-born child will
receive less quality time when he/she reaches the same age as the older sibling.
3. Data
3.1. Student and parent characteristics
The empirical application deals with one country, namely: the Netherlands. We use data
(Voortgezet Onderwijs Cohort Leerlingen, VOCL’99) from a representative cohort of 9126
students who enrolled in Grade 7 of secondary education in 1999–2000. Notwithstanding
that we present results from a cohort of students enrolled in Dutch secondary education in
1999–2000, we argue from previous literature that the results are still relevant and valid for
the current situation. In the systematic literature review of Ariës and Cabus (2015) it is argued
that the way parents engage in children’s homework or learning for tests is correlated with
student performance. However, these parental strategies for teaching their children are hard
to influence or change. Moreover, the authors also indicate that the pre- and post-2001
estimates in the previous literature on the relationship between parental involvement and
children’s learning outcomes did not significantly change. In addition, Wilder (2014, 393)
also argues that it did not matter how parental involvement in the education of their children
was defined, “The results of the meta-synthesis indicated that this relationship was positive
regardless of how parental involvement was defined.” There is no reason to believe that the
effect of parental involvement on children’s learning outcomes drastically changed over
time.
At Grade 7, most students are 12 year-olds. These students constitute 721 classrooms
that are part of 122 different schools. The data contain a rich set of student and parent
characteristics, are partly composed of administrative data (i.e. the exam results on CITO),
and partly of questionnaires (i.e. the questions on parental involvement). The descriptive
statistics of these data are provided in the Supplemental Material, available online.
The outcome variables of interest in this article are: (1) the test results on the standardized
CITO exams of math, language, and information processing; and (2) a history of grade reten-
tion over the school career in primary education. CITO are national exams performed at the
end of primary education. The test results of the CITO exam are used to give advice to the
student and his parents on school type and secondary education track (pre-university level,
general secondary level, and pre-vocational secondary level). About 80% of students follow
the advice from the school based on CITO. The test is considered highly reliable and valid
and, above all, owing to its standardized measurement, is comparable across students and
schools (Zijsling et al. 2005).
The average test scores on CITO of the full sample are 13.04 (math), 13.07 (language), and
12.53 (information processing). And 12.29% of students have a history of grade retention in
primary education. Note that we standardize these outcomes variables in Section 4, so that
the estimation output can be interpreted as standardized coefficients.
About one in every two students is male, and 87.45% are Dutch (i.e. born in the
Netherlands). Their parents are also most likely born in the Netherlands, married (87.42%)
and Catholic (32.51%) or atheist (32.52%). About 82% of parents have at least a certificate
290 S. J. Cabus and R. J. Ariës
of secondary education; 45% of parents have an annual household income higher than
27,200 euros.
Students are part of a family with two to three children. One in every two students of our
sample is first in line, 31.59% second in line, 12.69% third in line, and 6.33% fourth (or further)
in line. Important to note is that in our data each group of children having the same birth
order comes from different families. As such, observed differences in birth order are observed
across, not within, families. As a result of using cross-section between-family data, each rank
represents a “healthy” mix of student and family characteristics, including a lot of variation
in age of the mother and socio-economic status of the family. For example, it is perfectly
possible that a child with birth order 2 was born when his/her mother was 27, while another
child with birth order 2 was born when his/her mother was 22. Accordingly, we observe a
small and insignificant (p-value = 0.3170) correlation of 0.0105 between birth order and
socio-economic status. The correlation between family size and socio-economic status is
equal to 0.0528 and significant at 1% level.
grade retention significantly positive. The effect sizes are small. These findings are coun-
ter-intuitive, as they indicate that parental involvement is negatively associated with student
achievement, and positively associated with grade retention. Therefore, we argue that the
relationship rather runs from academic achievement to parental involvement (i.e. reversed
causality). It is in this respect that the literature indicates that students with rather low aca-
demic achievement also increasingly receive help and attention at home (Fan and Chen
2001; Hotz and Pantano 2015; Silinskas et al. 2013).
4.2. IV-estimates
4.2.1. Discussion of the assumptions
This article explores how we can deal with the aforementioned issues of endogeneity and
reversed causality by using birth order as an instrument for parental involvement. There are
a couple of assumptions underlying the use of instrumental variables in order to claim the
estimates to be causal (Angrist, Imbens, and Rubin 1996). From the literature and the iden-
tification tests later, we argue that these assumptions can be met. First, consider the exclusion
restriction. Birth order is randomly assigned, and, additionally, the child cannot affect its
rank in the family. Birth order is, as such, exogenous to the child. In addition, fairly recent
evidence from the previous literature (Damian and Roberts 2015; Price 2008, 2010), increas-
ingly supports the idea that birth order is an appropriate instrument for parental involve-
ment. Recent findings from a representative sample of 377,000 US high school students
indicate that personality or intelligence scores are not (or only negligible) affected by birth
order (Damian and Roberts 2015). The authors chose for a between-family design and a set
of similar control variables as in our present study (age, gender, family size, indicators for
socio-economic status and family structure) in order to control for potential confounding
factors. Note that in our study, we deal with exactly the same set-up as Damian and Roberts
(2015) – i.e. we only have (the birth order of) one child per family, also called a between-family
design. As such, observed differences in parental involvement with increasing birth order
are measured between (not within) families. Damian and Roberts (2015) argue that birth
order is not an important determinant of personality and intelligence, and, as such, this
research supports the hypothesis that the main effects of birth order on student performance
come from variations in parental involvement.
Second, according to the theoretical and empirical studies with respect to family size and
parental involvement (or other household outcomes), birth order should have a negative
relationship with parental involvement, so that also the IV-assumption of monotonicity is
met (Section 2). Theory indicates several mechanisms that drive this negative relationship,
including: preferential treatment of first-borns (Behrman and Taubman 1986; Price 2008);
the quantity–quality tradeoff (Becker and Tomes 1976); or parents’ labor supply and bar-
gaining power of the wife (Blundell, Chiappori, and Meghir 2005). Although family size and
birth order are closely related to each other, they are still conceptually distinct. Family size
is a constant for every child of the household and captures unobserved information at the
household level. On the other hand, birth order is an individual (child) level instrument that
differs between siblings and, controlling for family size in a multivariate regression, it is
unrelated to parents’ background or fertility decisions (Belmont and Marolla 1973; Black,
Devereux, and Salvanes 2011). As such, we wish to estimate the effect of birth order on
academic attainment through its (negative) association with parental involvement and
292 S. J. Cabus and R. J. Ariës
conditional on (at least) family size. By making the estimates conditional on family size, we
can avoid that birth order captures unobserved household level information.
where 𝜌 denotes parental involvement and Rk, the rank of the child, the instrument. Note
that we include dummy variables for each rank Rk instead of a continuous variable R, as we
do not wish to make assumptions on the linearity of the relationship between rank of child
and parental involvement (for a discussion on linearity, see also Angrist and Evans 1998;
Black, Devereux, and Salvanes 2011; Hanushek 1992). The basic first-stage model specifica-
tion controls for family size in order to control for the relationship between rank of the child
and family size.
Table 1 presents the results of the first-stage regression as specified in Equation (1). Note
that each model clusters the standard error at the level of the classroom (Murnane and Willett
2010). The results indicate a clear negative relationship between birth order and parental
involvement. The size of the effect increases with birth order. One can easily control for
student and parent characteristics (including household income) by adding covariates to
Equation (1). These estimates are also presented in the second column of Table 1. The results
indicate that the estimates of birth order are robust to including control variables. Several
identification tests have been performed (the under-identification test, the weak identifica-
tion test, and the over-identification test). These or additional statistics on the validity of IV
Table 1. Results of the first stage regression (parental involvement in homework = standardized scale).
Without control variables With control variables
Instrumental variable (IV)
First in line = reference
Second in line −0.1362*** −0.1330***
(0.0251) (0.0245)
Third in line −0.1773*** −0.1667***
(0.0363) (0.0354)
Fourth in line −0.2188*** −0.1992***
(0.0534) (0.0516)
are available from the authors on request. In summary, the statistics show that: (1) the equa-
tion is well-identified; (2) the instrument has significant explanatory power; and (3) the
instrument is uncorrelated with the error term. However, these latter results should be inter-
preted with caution, as using a flexible birth order specification still does not provide us with
multiple instruments (necessary for the over-identification test).
The Probit results on which matching of the parents are based (cf. propensity score match-
ing; Rubin 2006) are available from the authors upon request. Figure 1 plots the overlap in
the covariate distributions between low versus high levels of parental involvement in home-
work. We observe a strong overlap in parent characteristics, indicating that high and low
levels of parental involvement in homework can be observed in households with very dif-
ferent socio-economic states. Results of the “IV and matching” model specification are pre-
sented in Table 1. We conclude that the IV approach with matching yield comparable
estimates to the IV approach without matching. These findings confirm that our IV-results
are robust to matching of parents, making matching of parents unnecessary in further robust-
ness checks.
.3 .4 .5 .6 .7
propensity scores
Figure 1. Distribution of the propensity scores of parents helping and not helping in homework.
Educational Review 295
It is also worth noting that the conclusions from the identification tests remain unchanged.1
These statistics are available from the authors upon request. The second-stage estimates of
Table 3 indicate that parent–child communication is effective in boosting academic
performance. The results of the full model specification indicate medium to large effect sizes
with respect to math (0.7358), language (0.8543), and information processing (1.1948). With
respect to grade retention, the effects size (−0.3315) is small and significant at 5% level. In
general, the estimates with respect to parent–child communication are relatively lower than
those with respect to homework involvement.
N = 2642) and for families with four or more children (second-stage result equal to 0.9068
not significant; N = 932).
Table 4. Second-stage results by immigrant status, gender and socio-economic status (SES).
Model A Model B Model C Model D Model E Model F Model G
Only
Full model Only Dutch immigrants Only Boys Only girls Low SES High SES
IV: Second stage
Math 0.6490*** 0.6683*** 0.0222 0.4191** 0.6481** 0.5795 0.6575***
−0.2003 0.1892 0.3994 0.1869 0.3295 1.1603 0.1919
Table 5. Reduced form regression, indirect least squares (ratio), and IV-estimates.
3. Information
1. Math 2. Language processing 4. Grade retention
Reduced form (RF) −0.0852*** −0.0878*** −0.1313*** 0.0143***
(0.0153) (0.0149) (0.0152) (0.0047)
First stage (FS) −0.0885*** −0.0885*** −0.0885*** −0.0885***
(0.0148) (0.0148) (0.0148) (0.0148)
students with relatively high socio-economic status. Contrary, we cannot present significant
results for immigrant and low socio-economic status students. In combination with previous
estimates, we conclude that low socio-economic status and immigrant families are as much
involved in the education of their children as the average Dutch family (see Table 3, specifi-
cation “IV and matching”), but their involvement is less effective in terms of children’s learning
outcomes. Hence, the insignificant results for these two subgroups. These findings can be
explained by the differential effectiveness of parents teaching or helping strategies (Ariës
and Cabus 2015), but also because of parental competence to help with homework (Dumont
et al. 2012).
5.5. Reduced form (RF) regression and indirect least squares (ILS)
The estimates of reduced form (RF) regression and indirect least squares (ILS) are presented
in Table 5. If birth order only works through parental involvement, then, first, we should
observe that student performance decreases with increasing birth order. The RF coefficients
for Math test scores indicate a small and significant negative direct effect of birth order on
math test scores (effect size = −0.0852). This negative sign and the magnitude of the effect
remain unchanged when considering performance on language and information processing.
Logically, we observe the opposite positive sign for grade retention. If birth order only works
through parental involvement, then, second we should observe that ILS yields similar results
as in the case of second-stage IV. The results indicate that ILS coefficients and second-stage
IV coefficients are exactly the same.
6. Conclusion
This article discusses the effects of parental involvement on academic achievement. Birth
order has been used as an instrument for parental involvement in order to account for
endogeneity issues. The previous literature argues a robust negative effect of birth order of
the child on parental involvement (e.g. Angrist and Evans 1998; Becker and Tomes 1976;
Price 2008). Our first-stage findings are in line with the results of previous studies, namely:
298 S. J. Cabus and R. J. Ariës
first-borns benefit from preferential treatment. We confirm that older children, on average,
receive more parental involvement than the youngest of the family. The estimated effect
sizes are relatively small, but do steadily increase with growing family size. Moreover, the
first-stage estimates are highly robust to several model specifications, including matching
of the parents, using two different definitions of parental involvement, and adding control
variables. The validity of the instrument is also discussed in this article, and meets the
conventions.
For the second stage, we estimate positive effects of parental involvement in homework
on academic achievement with medium to large effect sizes for math (0.66), language (0.99),
and information processing (1.34), and small effect sizes −0.32 for grade retention.
Furthermore, we observe that academic performance is rooted in a school-supportive home
climate that is often created by the mother. Parental homework involvement positively influ-
ences language skills the most. Using another definition of parental involvement, namely
parent–child communication on school matters, does not change our conclusions. The sec-
ond-stage estimates are robust to various model specifications and control variables.
Our study has limitations. Mammen (2011) argues that not only child quantity matters,
but also the sibling gender composition. The author finds that fathers tend to invest more
time in the children when there is a son in the family compared to all-girls families. McGuire
and Shanahan (2010) also refer to the differential effects of siblings, birth order, and the
parent–child relationship (compared to siblings) on child outcomes across context and family
types. However, the data did not include information on gender of the siblings, so that we
could not account for this. Second, we could not control for age of the parents at birth, too.
Older age of the parents at birth may be associated with lower child endowments (Behrman
and Taubman 1986; Price 2008). However, evidence from Statistics Netherlands (cbs.nl, 2015)
indicates several general trends in parents’ child wish. The average age of the mother giving
birth to her first child increases with her own fathers’ level of education and parents’ family
composition. If fathers’ level of education is rather high, then women will postpone their
child wish. And women coming from families with multiple siblings are more likely to become
mothers at an earlier age. Additionally, women who grew up in single parent families will
start earlier motherhood, while choosing for smaller families. These general trends imply
that parents with high socio-economic status choose for smaller families with the mother
being relatively old, and parents with low socio-economic status choose for bigger families
with the mother being relative young. Based on these general trends, one can expect a lot
of variation in mothers’ age at first-born and later born children within and across families,
depending on socio-economic status and family history. The potential association between
birth order and socio-economic status then rather comes from decisions on family size.
Especially for these reasons, we controlled for family size and indicators of socio-economic
status in the multivariate regression.
To conclude, some implications for policy are discussed. The policy debate could further
discuss the extent to which schools have a role in encouraging parental involvement in
education. School policy could establish better didactic partnerships with the parents by
taking the position of the child in the household into parent–teacher discussions. National
policy could focus more on the fathers of the household, as they are, compared to the
mothers, less actively making decisions about their children’s education. Following Kluve
and Tamm (2013), parental leave regulations can play an important role.
Educational Review 299
Note
1.
These statistics with regard the basic model specification include: the under-identification test
(Chi-square = 37.150; p-values = 0.0000); the weak identification test (F =13.960 > 10.000); and
the over-identification test using birth order as dummy variables (Hansen J statistics = 5.063;
p-values = 0.0795).
Acknowledgements
This paper benefitted from comments and discussions with Wim Groot, Henriette Maassen van den
Brink, Joris Ghysels, TIER seminar participants, and participants of the 5th international workshop
on Applied Economics of Education (IWAEE 2014). We also express our gratitude to the referees of
Educational Review. The usual caveat applies.
Disclosure statement
No potential conflict of interest was reported by the authors.
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