LIST OF COMPANIES WHICH ARE NON-COMPLIANT WITH R

Regulations violated

95(1)
95(1)
95(1)
95(1)
95(1)
95(1)
75

75

75

108(2)

108(2)

108(2)

108(2)

108(2)
108(2)
95(1)
95(1)
108(2)
108(2)
108(2)
108(2)

95(1)
108(2)
108(2)

108(2)

108(2)

95(1)
108(2)
95(1)
95(1)
108(2)

108(2)
108(2)

108(2)

108(2)

162

108(2)

108(2)

108(2)

108(2)

108(2)

108(2)

108(2)

295
295
295
295
295
295
295
295
295
Non-Compliance with the provisison of the SEBI
(ICDR) Reg, 2018
Non-Compliance with the provisison of the SEBI
(ICDR) Reg, 2018
Non-Compliance with the provisison of the SEBI
(ICDR) Reg, 2018
Schedule XIX - Para (2) of the SEBI (ICDR) Reg, 2018

Non-Compliance with the provisison of the SEBI

(ICDR) Reg, 2018
Non-Compliance with the provision of the SEBI
(ICDR) Reg, 2018
Schedule XIX - Para (2) of the SEBI (ICDR) Reg, 2018

Non-Compliance with the provision of the SEBI

(ICDR) Reg, 2018
295
Non-Compliance with the provision of the SEBI (ICDR
295
Schedule XIX - Para (2) of the SEBI (ICDR) Reg, 2018

295
295
Schedule XIX - Para (2) of the SEBI (ICDR) Reg, 2018

295
295
Schedule XIX - Para (2) of the SEBI (ICDR) Reg, 2018

Schedule XIX - Para (2) of the SEBI (ICDR) Reg, 2018

Schedule XIX - Para (2) of the SEBI (ICDR) Reg, 2018

Schedule XIX - Para (2) of the SEBI (ICDR) Reg, 2018

295
295
295
Schedule XIX - Para (2) of the SEBI (ICDR) Reg, 2018

295
Schedule XIX - Para (2) of the SEBI (ICDR) Reg, 2018

Non-Compliance with the provision of the SEBI

(ICDR) Reg, 2018
295
295
295
295
Schedule XIX - Para (2) of the SEBI (ICDR) Reg, 2018

Schedule XIX - Para (2) of the SEBI (ICDR) Reg, 2018

295
295
295
295
162

# As per waiver committee decision the fines of the company has been waived
*Exemption to pay fine as per Court/Tribunal order
 LIST OF COMPANIES WHICH ARE NON-COMPLIANT WITH REGULATION 95(1), 75 & 108(2) OF SEBI(ICDR) RE
Nature of Violation Symbol

Delay in completion of bonus issue Kitex

Delay in completion of bonus issue SANWARIA
Delay in completion of bonus issue LYPSAGEMS
Delay in completion of bonus issue VIJIFIN
Delay in completion of bonus issue RELIANCE
Delay in completion of bonus issue TATAELXSI
Companies not allotting the shares on conversion of convertible securities within 18 AURIONPRO
months.
Companies not allotting the shares on conversion of convertible securities within 18 AURIONPRO
months.
Companies not allotting the shares on conversion of convertible securities within 18 JISLJALEQS
months.
Delay in applying to the Exchange post allotment of shares for Abeyance issue PINCON
pursuant to Rights Issue
Delay in applying to the Exchange post allotment of shares for Abeyance issue BAJAJFINSV
pursuant to Rights Issue
Delay in applying to the Exchange post allotment of shares pursuant to Preferential PERFECT
issue
Delay in applying to the Exchange post allotment of shares pursuant to Preferential LYKALABS
issue
Delay in applying to the Exchange post allotment of shares pursuant to Right issue TATAMOTORS
Delay in applying to the Exchange post allotment of shares pursuant to Right issue TATAMTRDVR
Delay in completion of bonus issue BILENERGY
Delay in completion of bonus issue EXCEL
Delay in making application within 20 days of allotment LOKESHMACH
Delay in making application within 20 days of allotment JHS
Delay in making application within 20 days of allotment DSSL
Delay in making application within 20 days of allotment SUNILHITEC

Delay in completion of bonus issue ESSELPACK

Delay in making application within 20 days of allotment BAFNAPHARM
Delay in making application within 20 days of allotment MBECL

Delay in making application within 20 days of allotment MBECL

Delay in making application within 20 days of allotment MBECL

Delay in completion of bonus issue KKVAPOW

Delay in making application within 20 days of allotment HDIL
Delay in completion of bonus issue IGARASHI
Delay in completion of bonus issue LIBAS
Delay in applying to the Exchange post allotment of shares pursuant to preferential TIJARIA
issue
Delay in applying to the Exchange post allotment of shares pursuant to preferential KOHINOOR
issue
Delay in applying to the Exchange post allotment of shares pursuant to preferential ARTNIRMAN
issue
Delay in applying to the Exchange post allotment of shares pursuant to preferential INDSWFTLAB
issue
Delay in applying to the Exchange post allotment of shares pursuant to preferential RAMKY
issue
Companies not allotting the shares on conversion of convertible securities within 18 BLKASHYAP
months.
Delay in applying to the Exchange post allotment of shares pursuant to preferential CEREBRAINT
issue
Delay in applying to the Exchange post allotment of shares pursuant to preferential SIMBHALS
issue
Delay in applying to the Exchange post allotment of shares pursuant to preferential TATAMETALI
issue
Delay in applying to the Exchange post allotment of shares pursuant to preferential JINDALSTEL
issue
Delay in applying to the Exchange post allotment of shares pursuant to preferential SDBL
issue
Delay in applying to the Exchange post allotment of shares pursuant to preferential ARTNIRMAN
issue
Delay in applying to the Exchange post allotment of shares pursuant to preferential ARTNIRMAN
issue
Delay in completion of bonus issue MITTAL
Delay in completion of bonus issue BHAGERIA
Delay in completion of bonus issue SUMIT
Delay in completion of bonus issue NITIRAJ
Delay in completion of bonus issue PULZ
Delay in completion of bonus issue RELIABLE
Delay in completion of bonus issue TIRUPATIFL
Delay in completion of bonus issue MILTON
Delay in completion of bonus issue MCL
Delay in making of application for trading approval to the stock exchange AJOONI

Delay in making of application for trading approval to the stock exchange PASHUPATI

Delay in making of application for trading approval to the stock exchange RMCL

Delay in applying to the Exchange for listing approval post allotment of shares RTNPOWER
pursuant to preferential issue
Delay in making of application for trading approval to the stock exchange TEXRAIL

Delay in making of application for trading approval to the stock exchange SALASAR

Delay in applying to the Exchange for listing approval, post allotment of shares AGCNET
pursuant to preferential issue
Delay in making of application for trading approval to the stock exchange PRAKASH

Delay in completion of bonus issue BCG

Delay in making of application for trading approval to the stock exchange WEBELSOLAR
Delay in completion of bonus issue KKVAPOW
Delay in applying to the Exchange for listing approval, post allotment of shares HCG
pursuant to preferential issue
Delay in completion of bonus issue DCI
Delay in completion of bonus issue VCL
 Delay in applying to the Exchange for listing approval, post allotment of shares TARMAT
pursuant to preferential issue
Delay in completion of bonus issue HGS
Delay in completion of bonus issue SBC
Delay in applying to the Exchange for listing approval, post allotment of shares BCG
pursuant to preferential issue
Delay in applying to the Exchange for listing approval, post allotment of shares BCG
pursuant to preferential issue
Delay in applying to the Exchange for listing approval, post allotment of shares BCG
pursuant to preferential issue
Delay in applying to the Exchange for listing approval, post allotment of shares BCG
pursuant to preferential issue
Delay in completion of bonus issue Ducon
Delay in completion of bonus issue SUULD
Delay in completion of bonus issue BCG
Delay in applying to the Exchange for listing approval, post allotment of shares SEPC
pursuant to preferential issue
Delay in completion of bonus issue AAATECH
Delay in applying to the Exchange for listing approval, post allotment of shares SEPC
pursuant to preferential issue

Delay in making of application for trading approval to the stock exchange SEPC

Delay in completion of bonus issue Excel

Delay in completion of bonus issue SIKKO
Delay in completion of bonus issue SECL
Delay in completion of bonus issue GICL
Delay in applying to the Exchange for listing approval, post allotment of shares ADROITINFO
pursuant to preferential issue
Delay in applying to the Exchange for listing approval, post allotment of shares KRISHANA
pursuant to preferential issue
Delay in completion of bonus issue BMETRICS
Delay in completion of bonus issue MKPL
Delay in completion of bonus issue PULZ
Delay in completion of bonus issue CLOUD
Companies not allotting the shares on conversion of convertible securities within 18 SHUBHLAXMI
months.

fines of the company has been waived

08(2) OF SEBI(ICDR) REGULATIONS, 2009/SEBI (ICDR) REGULATIONS, 2018
Name of the Company Date of  Fine Amount of Fine as on Date of  receipt
Impose (Review Review date of Fine
Date)
Kitex Garments Limited 30-Jun-17 120000 42916
Sanwaria Agro Oils Limited 24-Jul-17 86400 42940
Lypsa Gems & Jewellery Limited 28-Jul-17 165200 28-Jul-17
Viji Finance Limited 9-Aug-17 23600 42956
Reliance Industries Limited 20-Sep-17 23600 42998
Tata Elxsi Limited 26-Sep-17 21600 26-Sep-17
Aurionpro Solutions Limited 8-Sep-17 330400 25-Oct-17

Aurionpro Solutions Limited 8-Sep-17 47200 8-Nov-17

Jain Irrigation Systems Limited 6-Oct-17 129600 10-Oct-17

Pincon Spirit Limited 23-Oct-17 665621 -

Bajaj Finserv Limited 6-Dec-17 212400 22-Dec-17

Perfect Infraengineers Limited 29-Dec-17 94400 6-Jan-18

Lyka Labs Limited 6-Dec-17 899207 1-Mar-18

Tata Motors Limited 11-Jan-18 354000 24-Apr-18

Tata Motors Limited 11-Jan-18 330400 24-Apr-18
Bil Energy Systems Limited 25-Jan-18 310571 29-Jan-18
Excel Realty N Infra Limited 29-Jan-18 20000 29-Jan-18
Lokesh Machines Limited 14-Feb-18 212400 23-Mar-18
JHS Svendgaard Laboratories Limited 8-Mar-18 43200 17-May-18
Dynacons Systems and Solution Limited 8-Mar-18 300000 28-May-18
Sunil Hitech Engineers Ltd 19-Apr-18 94400 *The company is
delisted due to
liquidation wef
24-Feb-2021

Essel Propack Limited 25-Jun-18 23600 25-Jun-18

Bafna Pharmaceuticals Limited 29-May-18 1862814 29-Jun-18
Mcnally Bharat Engineering Company Limited 12-Jun-18 1272093 24-Jul-18

Mcnally Bharat Engineering Company Limited 12-Jun-18 1272093 24-Jul-18

Mcnally Bharat Engineering Company Limited 15-Jun-18 1248493 24-Jul-18

KKV Agro Powers Limited 24-Jul-18 23600 24-Jul-18

Housing Development and Infrastructure Limit 25-Sep-18 165200 27-Sep-18
Igarashi Motors India Limited 5-Oct-18 23600 5-Oct-18
Libas Designs Limited 11-Oct-18 330400 11-Oct-18
Tijaria Polypipes Limited 1-Nov-18 594279.36 6-Nov-18

Kohinoor Foods Limited 1-Nov-18 47200 9-Jun-21

Art Nirman Limited 14-Nov-18 787773 5-Dec-18

Ind-Swift Laboratories Limited 19-Nov-18 23600 29-Nov-18

Ramky Infrastructure Limited 19-Nov-18 23600 13-Dec-18

B. L. Kashyap and Sons Limited 3-Apr-19 140000 29-Apr-19

Cerebra Integrated Technologies Limited 11-Apr-19 47200 19-Apr-19

Simbhaoli Sugars Limited 9-May-19 188800 13-May-19

Tata Metaliks Limited 27-May-19 748085 29-May-19

Jindal Steel & Power Limited 6-Jun-19 340000 12-06-2019 &

19-06-2019
Som Distilleries & Breweries Limited. 12-Jun-19 1207523 43669

Art Nirman Limited 12-Jun-19 462768 14-Jun-21

Art Nirman Limited 12-Jun-19 557168 14-Jun-21

Mittal Life Style Limited 12-Jul-19 40000 12-Jul-19

Bhageria Industries Limited 26-Jul-19 20000 26-Jul-19
Sumit Woods Limited 26-Jul-19 160000 26-Jul-19
Nitiraj Engineers Limited 9-Oct-19 180000 9-Oct-19
Pulz Electronics Limited 10-Oct-19 360000 10-Oct-19
Reliable Data Services Limited 14-Oct-19 80000 15-Oct-19
Tirupati Forge Limited 18-Oct-19 60000 18-Oct-19
Milton Industries Limited 1-Nov-19 23600 1-Nov-19
Madhav Copper Limited 6-Nov-19 212400 6-Nov-19
Ajooni Biotech Limited 2-Mar-20 47,200 4-Mar-20

Pashupati Cotspin Limited 19-Mar-20 23,600 20-Mar-20

Radha Madhav Corporation Limited 28-Oct-20 2,407,200 -

RattanIndia Power Limited 17-Mar-21 23600 6-Apr-21

Texmaco Rail & Engineering Limited 13-Apr-21 23600 13-Apr-21

Salasar Techno Engineering Limited 6-May-21 5,19,200 7-May-21

AGC Networks Limited 11-May-21 47200 14-May-21

Prakash Industries Limited 18-May-21 70800 19-May-21

Brightcom Group Limited 31-Aug-21 118000 31-Aug-21

Websol Energy System Limited 14-Sep-21 141600 15-Sep-21
KKV Agro Powers Limited 21-Oct-21 47200 21-Oct-21
Healthcare Global Enterprises Limited 17-Jan-22 236000 20-Jan-22

Dc Infotech And Communication Limited 14-Jan-22 188800 14-Jan-22

Vaxtex Cotfab Limited 19-Jan-22 188800 19-Jan-22
Tarmat Limited 25-Feb-22 23600 11-Mar-22

Hinduja Global Solutions Limited 4-Mar-22 47200 4-Mar-22

SBC Exports Limited 4-Mar-22 23600 4-Mar-22
Brightcom Group Limited 21-Mar-22 566400 21-Mar-22

Brightcom Group Limited 21-Mar-22 306800 21-Mar-22

Brightcom Group Limited 1-Apr-22 70800 1-Apr-22

Brightcom Group Limited 1-Apr-22 873200 1-Apr-22

Ducon Infratechnologies Limited 27-Apr-22 94400 27-Apr-22

Suumaya Industries Limited 27-Apr-22 188800 27-Apr-22
Brightcom Group Limited 27-May-22 1581200 27-May-22
SEPC Limited 22-Aug-22 542800 25-Aug-22

Aaa Technologies Limited 20-Sep-22 141600 20-Sep-22

SEPC Limited 25-Aug-22 283200 25-Aug-22

SEPC Limited 6-Oct-22 40000 6-Oct-22

Excel Realty N Infra Limited 3-Oct-22 23600 3-Oct-22

Sikko Industries Limited 11-Nov-22 70800 11-Nov-22
Salasar Exteriors And Contour Limited 17-Nov-22 3044400 17-Nov-22
Globe International Carriers Limited 17-Nov-22 1345200 17-Nov-22
Adroit Infotech Limited 6-Dec-22 212400 2-Mar-23
Krishana Phoschem Limited 12-Sep-22 2478000 -

Bombay Metrics Supply Chain Limited 19-Jan-23 236000 19-Jan-23

M K Proteins Limited 22-Feb-23 820000 22-Feb-23
Pulz Electronics Limited 13-Mar-23 472000 13-Mar-23
Varanium Cloud Limited 25-May-23 141600 25-May-23
Shubhlaxmi Jewel Art Limited 7-Jun-23 165200 -
Amount of Fine
received

120000
86400
165200
23600
23600
21600
330400

47200

129600

212400

94400

899207

354000
330400
310571
20000
212400
43200
300000
*The company is
delisted due to
liquidation wef
24-Feb-2021

23600
1862814
1272093

1272093

1248493

23600
165200
23600
330400
594279.36

47200
787773

23600

23600

140000

47200

188800

748085

340000

1207523

462768

557168

40000
20000
160000
180000
360000
80000
60000
23600
212400
47,200

23,600

23600

23600

5,19,200

47200

70800

118000
141600
47200
236000

188800
188800
 23600

47200
23600
566400

306800

70800

873200

94400
188800
1581200
542800

141600
283200

40000

23600
70800
3044400
1345200
212400
-

236000
820000
472000
141600
-