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The Case of Brazil’s Municipal Solid Waste
Management: Residents’ Perceptions
Benxiang Zeng,1 Charles Darwin University, Australia
Flávio de São Pedro Filho, Federal University of Rondônia, Brazil
Mayana Vera Sousa, Federal University of Rondônia, Brazil
Jayashree Patil-Dake, K.P.B. Hinduja College, India
Valeria Arenhardt, Federal Institute of Rondônia, Brazil
Abstract: The disposal and treatment of solid waste have been global concerns, especially regarding urban areas. Many
people debate the balance between economic development and environment protection. Sustainability is always an issue
which attracts attention from not only researchers but also from governmental organizations and the public, either in
developed or developing countries. How do the public in developing countries perceive sustainability? Taking the city of
Porto Velho in Brazil as an example, this article analyzes the perception of local residents on the management of
municipal solid waste to inform governmental decision-making on sustainable practice. Using a sustainability indicator
matrix, this study investigates local people’s perceptions of sustainability issues regarding municipal management of
solid waste. It identifies key issues including residents’ awareness of sustainability and their attitudes toward municipal
solid waste management. Local residents are generally aware of the importance of solid waste management and know
about selective waste collection and recycling in general. The findings suggest that, although they are not satisfied with
current policies and waste management practices in this regard, local residents want to contribute positively to a
sustainable waste management system and that a collaboration between stakeholders, including residents, industries,
governments, and researchers is required to remedy current problems such as lack of information and failures in policy
implementation in municipal solid waste management.
Introduction
W hile globally realizing the conflict between environmental protection and economic
development in a contemporary era, there has generally been a division between the
developed and developing economies in prioritizing the environmental protection over
economic development on an international scale. For developed countries, mature productive
economies allow for environmental protection programs. But for others including emerging
economies, which are struggling to compete in the global marketplace to catch up to advanced
economies, there is a trend to give priority to economic development. The debate and division are
not just from politicians, governments, industries but also from the public. There is conflicting
evidence about the public’s perspective toward environmental management and sustainability
especially in developing world.
Waste management has always been an important issue in the discussion of sustainability.
Today, it is increasing all over the world due to population growth, industrialization, and
urbanization. Solid waste is the result of everyday processes and can be considered as anything
without use or importance for the production systems and for society (Mesquita Sartori, and
Fiuza 2011). Municipal solid waste (MSW) management in particular faces great challenges.
Because the quantities of MSW are rapidly increasing everywhere many national governments
are confronted with various problems in waste management, notably in urban areas. The
2.5 billion tonnes or so of MSW that was generated worldwide in 2000 is expected to reach 5.3
billion tonnes by 2030 (Ahmad 2015). Mexico City, one of the largest cities in the world,
1
Corresponding Author: Benxiang Zeng, Northern Institute, Charles Darwin University, PO Box 795, CDU Alice
Springs Campus, Alice Springs, NT 0871, Australia. email: benxiang.zeng@cdu.edu.au
generates about 10,000 tonnes of waste each day (Sivakumar 2010), while Bahrain generates
more than 4,000 tonnes per day (Ahmad 2015). Moreover, in many parts of the world, there is no
suitable land available for new landfills to dispose of MSW (Suleman, Simon, and Richard
2015).
In developing countries, the issues are even more serious. According to Peterson (2009), in
developing countries, although many municipalities spend a large proportion of their available
operational budget on solid waste management services, 30 to 60 percent of all MSW is
estimated to be uncollected and less than 50 percent of the population is served. As one of
biggest developing countries in the world, Brazil has been facing challenges in waste
management which are posing fundamental issues of sustainability. Previous studies have
suggested that MSW management is always a big challenge in the Brazilian economic
development (e.g., Carmo, Freitas, and Vale 2011; Jacobi and Besen 2011; Silva, Pedro Filho,
and Silva Neto 2014). However, it is less known how the public (especially local communities)
perceive the waste management and associated sustainable issues in developing countries,
compared to those in developed countries. In response, this study aims to use a case study on the
stakeholders’ perspectives on MSW management in Brazil to understand the people’s attitude
toward the sustainable development policies and so as to inform governmental policy-making,
industrial practices and residents’ participation. We hoped to provide further evidence about
MSW management in developing countries.
We chose the city of Porto Velho, capital of the state of Rondônia, as an example for case
study. Porto Velho is located in northern Brazil and is part of the Amazon region, where there is
an ample biodiversity. The economy of Porto Velho is less developed compared to many other
cities and regions in Brazil. The motivation of rapid development relying heavily on local
resources has been creating many concerns on environmental conservation and sustainable
growth. Therefore, researching the sustainability in regional development in this region is urgent
and important not only for the city and province but also for the entire Amazon region and the
whole country. According to Brazilian Institute of Geography and Statistics (IBGE 2011), the
city’s population is approximately 500,000; social indicators make it clear that only 19.3 percent
of the domiciles have proper sanitation with a water supply, a general network of sanitation or
septic tanks, and direct or indirect waste collection. MSW management is one of the concerns of
the city. Previous studies suggest that many issues are associated from different perspectives with
MSW management in Porto Velho. From a political perspective, the instability and lack of
durability of the government policies in general (Silva 2013) and the failure to implement
infrastructure policies dealing with socio-environmental issues in particular (Gonçalves et al.
2014) have affected MSW policy-making and implementation. Oliveira and Barba (2011)
suggest that the communities should introduce the separation of waste, aluminum cans in
particular, to sell the metal or exchange it for some financial return. In fact, the aluminum cans
collected as municipal waste are easy to transport and separate, having distinctive features from
other kinds of waste. However, Oliveira and Barba (2011) also found that local communities are
not sufficiently informed regarding MSW reuse and/or recycling practices. Carmo, Freitas, and
Vale (2011) analyze collective models associated with MSW management and suggest that a
social inclusion approach would benefit local sustainability with regard to either waste reduction
or economic gain from waste management.
Based on the case study of Porto Velho, this study investigates the perceptions of
stakeholders on the sustainable management of municipal waste and seeks to answer the
following question: How do people in Porto Velho perceive the sustainable management of
municipal solid waste? For this purpose, first the specific elements and dimensions of
sustainability are identified through theoretical and conceptual reviews; then different scenarios
are set in a questionnaire to collect residents’ perceptions; and finally the collected data and
information are analyzed to inform discussion and draw some conclusions to feed in to the
policy-making and implementation of MSW in the city in question.
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ZENG ET AL.: THE CASE OF BRAZIL’S MUNICIPAL SOLID WASTE MANAGEMENT
Among many definitions of sustainability, the one most commonly cited comes from the World
Commission on Environment and Development. This definition outlines sustainability as
progress that “meets the needs of the present without compromising the ability of future
generations to meet their needs” (WCED 1987, 16). For the purpose of the present research, we
apply the concepts of sustainability adopted in waste management studies by Cardoso, Passos,
and Carneiro (2015), Almeida et al. (2015), and Fernandes (2011) (seen in Table 1), which focus
on multidisciplinary issues and link to the ability to continuously provide products and services
without affecting the environment.
The triple bottom line is commonly applied to describe and assess sustainability. Caiado,
Quelhas, and Lima (2015) and Silva, Pedro Filho, and Silva Neto (2014) suggest that while the
interaction of environmental, social, and economic dimensions provides the core of
sustainability, such interaction also possibly creates some negative impacts; it risks creating
impractical, unbalanced, and intolerable relationships among environmental, economic, and
social dimensions, where either economic development alone is the focus or economic
exploitation does not offer adequate compensation to ensure the quality of life for the population.
More practically, in their specific analyses of sustainability, some studies have further
developed this triple bottom line approach into a measurement matrix which includes more
specific dimensional elements (e.g., Mendes 2009; Santiago and Dias 2012; Silva, Souza, and
Leal 2012). Santiago and Dias (2012) structure such a matrix to describe and measure the
different dimensions of sustainable MSW management. This matrix consists of 1) political,
2) technological, 3) economic/financial, 4) ecological/environmental, 5) knowledge, and 6) social
inclusion dimensions as indicators.
Today, MSW management is a major concern mainly because of the associated environmental
problems. In this regard, Mesquita, Sartori, and Fiuza (2011) argue that the goal for solid waste
management is to eliminate negative environmental impacts through a set of attitudes, covering
for example behavior, procedures, and purposes. Jacobi and Besen (2011) indicate that MSW
management must engage the cooperative participation of a broad range of stakeholders,
including governments, industries, and communities, in the whole process from developing
strategies of waste reduction to encouraging and practicing the reuse and recycling of waste.
Ahmad (2015) believes that none of the groups affected by MSW can be relied on to tackle
the problem of MSW alone. Collaboration is necessary from all stakeholders, including residents,
industries, governments, and academics; understanding their perspectives is critical to engage
them in efficient waste management practices. If stakeholders’ perceptions, concerns, and
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attitudes toward waste management system-related practices and even facilities are neither well
understood nor underestimated, governmental efforts in waste management could be failing and
even opposed by the stakeholders (De Feo, De Gisi and Williams 2013).
Longe, Longe and Ukpebor (2009) examined the structure of the household waste
management system in a local governmental region in Nigeria. Their study suggested that the
public perceived solid waste management system as an irregular and inefficient system, while
they were willing to pay for waste management services. However, the willingness-to-pay
(WTP) varies from different socio-economic groups, and the environmental education would
enhance the WTP in general. Longe, Longe, and Ukpebor’s (2009) study addressed the
importance of private operators in the solid waste management system.
The survey by Purcell and Magette (2010) in Dublin revealed that the majority of residents,
regardless where they live, were satisfied with their waste management service. Many responses
were also significantly related to the respondents’ demographic profile (e.g., education level,
type of accommodation, age, etc.). The surveys also demonstrated that waste management
initiatives designed for one area of the city could ignore the needs of other areas.
The perception of stakeholders including local residents would have significant influence on
the policy-making and implementation of MSW management. The analysis by Dias (2015)
suggests that the stakeholders who participate in or are affected by waste management form one
of the three important dimensions in the management of solid waste. Andretta et al. (2014) argue
that the importance of stakeholders’ perceptions is closely related to the capacity of their
involvement in activities related to environmental sustainability. There are different ways to
gauge stakeholders’ perceptions. It is important to select suitable components or dimensions and
measurements, and it also depends on different scenarios and the interpretation of results by
researchers (Gomes and Almeida 2015).
Methodology
This study aims to investigate residents’ perspectives on MSW management, which provide more
social and cultural evidence for governments, industries, and communities in policy-making and
MSW management practices. It is a descriptive study applying a qualitative methodology. A case
study in the city of Porto Velho was conducted on the basis of face-to-face interviews with a
semistructured questionnaire survey. The questionnaire consisted of fourteen statements (rather
than questions) about waste management and related policies and practices in the city (Table 2).
The questionnaire allowed the respondents to express their opinions and their own understanding
and knowledge of waste management in their city. Based on that, the respondents were requested
to nominate the extent to which they “agree” or “disagree” with the fourteen statements.
4
ZENG ET AL.: THE CASE OF BRAZIL’S MUNICIPAL SOLID WASTE MANAGEMENT
We delivered the face-to face interviews with a selected sample group in June 2015. With a
limited research budget and time constrains, the sample group was small. As per Marshall et al.
(2013), the qualitative case study targeting the local residents’ opinions, the sample size can be
small but workable to make sensible analysis. Siegel and Castellan (1988) suggest that small
samples of qualitative data can be analyzed using nonparametric statistical techniques. The
sample group consisted of forty-seven randomly selected individuals representing different
stakeholders who collaborated with this research, under ethical protocols of free acceptance and
agreement. These individuals were asked about their perspectives on municipal solid waste
management according to the questionnaire described above. The answers from the successful
interviews were collated and analyzed, including their opinions/understanding of the issues and
their agreement levels with the statements. Whenever necessary, a five-point Likert scale system
was used to rate the levels of agreement/disagreement (i.e., Totally Agree, Partially Agree,
Indifferent, Partially Disagree, and Totally Disagree). The information was tabulated using
Microsoft Excel software which allowed us to conduct content analysis and build the graphics for
the logical presentation and cross-dimensional analysis.
The sample households well represented the city’s population profile: 28 percent of the
families had four family members or fewer; 67 percent of them had secondary education or
below; and 38 percent of them earned a monthly household income of $410–820 USD.
Dimensions Sustainability
1. Political 1. Regulation
2. Technological 2. Processing
Environment
3. Economic 3. Resources
4. Environmental 4. Management
5. Knowledge 5. Education
Interrelation
Figure 1: Interrelation of the Sustainability Measurements in MSW Management
Source: Adapted from Santiago and Dias (2012)
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THE INTERNATIONAL JOURNAL OF ENVIRONMENTAL SUSTAINABILITY
This study adapts the characterization approach for use in the scenario of the city of Porto
Velho. Based on the framework reported by Santiago and Dias (2012), this study developed the
descriptive context responding to the relevant dimensions of sustainability embedded in MSW
management (Table 3). The description of dimensions is used for our data analysis and
discussion of the results. It is important to notice that this table only provides the description of
each dimension, with no intention to discuss the specific measurements of the dimensions in this
study.
The participants responded to all fourteen statements, expressing their understanding and
opinions about the statements and identifying the extent to which they agree about the
statements. Using the Likert Scale (see Table 4), it is clearly suggested that an overwhelming
majority of respondents were generally aware of the selective collection of solid waste (more
than 70%); they understood that MSW could be recycled or reused (more than 83%) and that the
government should take responsibility for managing MSW with the collaboration of industries
and communities (more than 87%). However, a large proportion of the respondents admitted that
they did not sort solid waste for selective collection (more than 45%) and that they generally had
not been informed of updated MSW management policies (more than 50%) nor been assisted to
become involved in MSW management (more than 70%).
6
ZENG ET AL.: THE CASE OF BRAZIL’S MUNICIPAL SOLID WASTE MANAGEMENT
Some statements in the questionnaire can be categorized into more than one dimension of
sustainability (for example, Statement 10 can be categorized into “Technological,”
“Ecological/Environmental,” and “Political” dimensions). Given that many of these statements
are interrelated, we conducted a cross-statement analysis to check the relationship of different
dimensions.
Political Dimension
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THE INTERNATIONAL JOURNAL OF ENVIRONMENTAL SUSTAINABILITY
Approximately 36 percent of the respondents are not aware of the lack of selective collection
of MSW, and 50 percent do not have information about new models of collection and treatment
of wastes planned by the municipality. Moreover, a firm attitude can be observed regarding the
responsibility of the waste pickers, since 32 percent of respondents totally disagreed and 30
percent partly disagreed that this task was not appropriate for waste pickers. It is suggested that
members of local communities believe that the responsibility for recycling and reuse belongs to
other stakeholders than the waste pickers alone, but they have not noticed the changes and/or
implementation in the municipality of current public policies, such as the selective collection,
recycling, and structural industrialization of municipal waste. The result supports the finding of
Silva (2013), which claims that governmental public policies are politically unstable and that the
governance lacks technical expertise.
Technological Dimension
Four statements were included to analyze the perception regarding the technological dimension
(i.e., Statements 2, 4, 5, and 10). This assesses the perceptions of individuals regarding the use
and initiatives in technology for the management of MSW for sustainability purpose. Figure 3
shows these incidences.
Economic Dimension
For this dimension, three statements were analyzed (i.e., Statements 4, 5, and 11). This
dimension seeks to evaluate the perception of respondents regarding the economic/financial
factors in the sustainable management of solid waste. The incidences of this dimension are
shown in Figure 4.
8
ZENG ET AL.: THE CASE OF BRAZIL’S MUNICIPAL SOLID WASTE MANAGEMENT
Approximately 75.5 percent of the sample is already aware of MSW as raw material which
can after treatment become a new product. They perceive that there are potentials in generating
economic and financial benefits, although specific measurements and economic analysis are
obviously needed to support this perception. In line with this result, Oliveira and Barba’s (2011)
study suggests that recycling waste to get some financial return is the only economic/financial
purpose noted in sustainable solid waste management. However, this study also suggests that
most people do not see this recycling being substantially practiced by local industries; they do
not observe this transformation taking place in the municipality.
Environmental Dimension
There are 56 percent (between TA and PA) of the respondents who have noticed there are
collectors taking responsibility for the collection and disposal of recyclable material. But around
50 percent of the respondents do not perceive the municipality as any form of informing about
the new models of collection and treatment being used or that will be implemented.
Knowledge Dimension
The knowledge dimension analyzed six statements, namely, Statements 1, 6, 7, 8, 11, and 14.
Figure 6 shows the collected information.
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THE INTERNATIONAL JOURNAL OF ENVIRONMENTAL SUSTAINABILITY
In the first instance, it should be noted that 70 percent of the respondents claimed that they
had had no training or even guidance regarding MSW management. This perception may be
related to other dimensions affected by the knowledge of the individual on the treatment and
disposal of solid waste. It is important to notice that 87 percent of the respondents agree that is a
responsibility of everyone, from the people, government, and enterprises for MSW collection
(Statement 8). This means that everyone should be part of the process, and each part should
contribute in its own way to make it work. In addition, the relationship between the belief that
collection is not on the responsibility of companies and the disagreement about the routing of
waste as raw material to industries may derive from people’s ignorance of systems such as
reverse logistics.
Four statements (8, 9, 12, and 13) were included to analyze the social inclusion dimension.
Figure 7 depicts the results obtained.
While there are more than half of respondents (Statement 9: TA+ PA = 56%; Statement 12:
TA + PA = 49%) realizes that there are waste collectors or cooperatives practicing MSW
management, a majority of respondents perceive the MSW management should not be only
responsibility of waste collectors (Statement 13: PD + TD = 62%), but a joint responsibility of
government, businesses, and residents (Statement 8: TA + PA = 93%). This supports the finding
by Carmo, Freitas, and Vale (2011) that suggests the social inclusion with regard to the
10
ZENG ET AL.: THE CASE OF BRAZIL’S MUNICIPAL SOLID WASTE MANAGEMENT
interaction and inclusion of social actors such as waste collectors and other stakeholders is
important.
Conclusions
This study draws an aggregate summary of local residents’ understanding and perception of
waste management policies and practices and related sustainable issues. In Porto Velho, a
majority of people show a basic understanding of waste recycling but they do not have much
awareness of the current policies in this regard or knowledge of related MSW management.
This study identifies some key issues from the residents’ perspective, supporting the claims
suggested by previous studies (e.g., Carmo, Freitas, and Vale 2011; Oliveira and Barba 2011;
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THE INTERNATIONAL JOURNAL OF ENVIRONMENTAL SUSTAINABILITY
Silva 2013). Residents’ awareness of sustainability and their attitudes toward municipal solid
waste management are important for the government’s MSW management policy-making and
also influential on the implementation of such policies and on the operational practice of
industries in the city. Local residents are generally aware of the importance of solid waste
management and have a general knowledge of both selective waste collection and rubbish
recycling. This suggests that although they are not satisfied with current policies and waste
management practices in this area, local residents want to positively contribute to a sustainable
waste management system. It also suggests that collaboration among residents, industry,
governments, and academics would be needed to remedy current problems such as the lack of
information and failures in policy implementation in MSW management. It is important to
explore further the perception of all other stakeholders in future studies in which it is required to
collect more data points from the private MSW collectors, government body, and different
industries.
It is suggested that in Porto Velho, local communities have an understanding of sustainable
issues and would like to contribute positively to sustainability in social, economic development.
It provides another piece of evidence that in developing countries people are getting more and
more aware of and involved in sustainability in some ways. However, compared to those in
developed countries, they seem not to have sufficient knowledge to participate in actively and
because of their economic situation it seems for them to be less willing to financially contribute
to it. It is obviously that there are strong demands for skill training, knowledge sharing, and
information communication, due to residents’ less available information and relatively lower
education, compared to those in developed countries. On the other hand, from the public
perspective, the governmental role has to be strengthened regarding infrastructure building,
institutional arrangements, and education and information provision to tackle sustainable issues.
In developing countries, basic infrastructure, a flexible waste management system, and public
awareness and participation are likely to be more urgent in solid waste management in urban
areas. A further study comparing developing countries with developed countries is necessary to
clarify these issues.
Acknowledgement
The authors would like to acknowledge the University of Beira Interior (UBI), Faculty of Social
Science and Humanities, Business and Economics Department, Estrada do Sineiro, 6200-209,
Covilhã, Portugal. They would also like to sincerely thank the anonymous reviewers for their
valuable comments and suggestions on previous versions of the article.
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Valeria Arenhardt: Professor, Federal Institute of Rondônia, Porto Velho, Rondônia, Brazil
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The International Journal of Environmental
Sustainability is one of three thematically focused
journals in the family of journals that support the
Sustainability Research Network—its journals, book
imprint, conference, and online community. The
journal focuses on sustainable ecosystems, urban
environments, agriculture, energy systems, water
use, atmospheric quality, and biodiversity.
ISSN 2325-1077