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  • Sde Assgin Sem Bba Sem V Capital Market Operations

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    The document contains instructions for an assignment on capital market operations. It lists four questions - the first asks to explain the efficient market hypothesis and distinguish between two types of market efficiency. The second asks to explain various laws and acts governing securities markets. The third asks to discuss how SEBI controls fraudulent trades and the importance of identification numbers for electronic transfers. The last asks to explain risks in securities and funds settlement and provides short notes on topics like the Depositories Act and anti-money laundering laws.

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    The document contains instructions for an assignment on capital market operations. It lists four questions - the first asks to explain the efficient market hypothesis and distinguish between two types of market efficiency. The second asks to explain various laws and acts governing securities markets. The third asks to discuss how SEBI controls fraudulent trades and the importance of identification numbers for electronic transfers. The last asks to explain risks in securities and funds settlement and provides short notes on topics like the Depositories Act and anti-money laundering laws.

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    © All Rights Reserved
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    3 views1 page

    Sde Assgin Sem Bba Sem V Capital Market Operations

    Uploaded by

    CFA candidate
    The document contains instructions for an assignment on capital market operations. It lists four questions - the first asks to explain the efficient market hypothesis and distinguish between two types of market efficiency. The second asks to explain various laws and acts governing securities markets. The third asks to discuss how SEBI controls fraudulent trades and the importance of identification numbers for electronic transfers. The last asks to explain risks in securities and funds settlement and provides short notes on topics like the Depositories Act and anti-money laundering laws.

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    © All Rights Reserved
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    of 1

    Bharati Vidyapeeth

    (Deemed to be University), Pune


    School of Distance Education
    Name of the Assignment Setter: Mr. Yashwant kumar

    Course: BBA (CBCS) Class: BBA Semester: Vth

    Subject: Capital Market Operations

    Q.1) Attempt ANY ONE of the Following (1000 Words) (10)

    What is meant by the efficient market hypothesis? Distinguish between


    a)
    operational efficiency and pricing efficiency of Capital markets.

    b) Explain various law and Acts governing securities Market.

    Q.2) Attempt ANY TWO of the Following (800 Words) (12)

    a) How SEBI controlled Fraudulent & Unfair trade practices.

    Explain the importance of identification number for Electronics transfer of


    b)
    securities.

    c) Explain the funds clearing and settlement mechanism.

    d) Explain the risk in securities and funds settlement.

    Q.3) Write Short Notes on (ANY TWO) (08)

    a) The Depositories Act, 1996

    b) NEAT System

    c) Money Laundering Act,2002

    d) Transaction Cycle

    *****

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