Professional Documents
Culture Documents
FACULTY OF LAW
LECTURE NOTES:
COURSE DISCRIPTOR
Criminal proceedings are the means by which a person who is alleged to have
committed an offence is brought to justice. It is the machinery by which the Criminal
Law is enforced. Criminal Law is a branch of the law which defines the offence and
prescribes the punishments to be imposed against the offender in the event of his
being found guilty. A crime or offence is a public wrong which is prosecuted by the
State for the purpose of punishing the offender. Criminal proceedings can also be
referred to as criminal prosecutions. A criminal prosecution is concerned with the
proof of the charge, but it is not an inquisition.
d) Only the State can ordinarily withdraw or decline to prosecute a criminal case,
but in civil cases the plaintiff is free to withdraw his/her claim anytime.
1. Public Prosecutions:
Section 42(1) of the Magistrates Court Act lays down two ways, in which public
prosecutions may be instituted, namely,
Both of these methods are used in practice. The first is used when an accused
has been arrested by the Police so that he/she can be taken before the
magistrate with the charge laid against him/her. The second method is used
where an accused person has not already been arrested and the process of
the court is invoked to enable the police to apprehend the accused or force
him/her to appear in court. The first method, however, is more often used than
the second one.
2. Private Prosecutions:
Upon receiving a complaint, the magistrate must consult the local chief of the
area in which the complaint arose and put on record the gist of such
consultation. Where the complaint is supported by a letter from the local chief,
the magistrate may dispense with the consultation and thereafter put such
letter on record. [S.42 (4)(a) of M.C.A].
After satisfying him/herself that prima facie the commission of an offence has
been disclosed and that such a complaint is not frivolous or vexatious, the
magistrate must draw up and sign a formal charge containing a statement of
the offence alleged to have been committed by the accused. [S.42 (4)(a) of
M.C.A].
When the charge has been drawn up the magistrate must issue either a
summons or a warrant as he/she deems fit, to compel the attendance of the
accused person before the court over which he/she presides or if the offence
alleged appears to be one which he/she is not empowered to try or inquire into
before a competent court having jurisdiction [Section 42(5)].
Private prosecutions are mainly conducted in minor offences only. The police
investigate and institute prosecutions in most of the serious offences.
Private prosecutions cannot be conducted before the High Court. This view is
based, inter cilia, on the provisions of Section 136 of the Trial on Indictments
Act which provides,
After complying with the above, committal proceedings are held during which the
court commits the accused to the High Court for trial.
In deciding whether or not to prosecute any person the DPP and the Police
enjoy ample discretion. But this discretion must be exercised judicially i.e.
upon sound reasons after serious consideration of the matter. There are not
set down rules to be followed in the exercise of this discretion to prosecute or
not to prosecute. But in practice the DPP takes into account the functions of
criminal law namely retribution prevention, deterrence, and reformation as well
as the public interest. A part from this policy whether or not to prosecute in a
particular case:
c) Whether there is legal excuse for the conduct of the accused to negative or
justify the offence and to warrant the abandonment of proceedings against
him/her;
d) Whether the case is more suitable for trial in the civil court for the reason that
the facts raise a question of civil right;
The Penal Code Act itself has numerous offences which require the consent of
the Director of Public Prosecutions. A list of the statutes creating offences
which require the consent of the DPP is given below.
The fact that the consent is required to the institution of proceedings does not
mean that an accused person cannot be arrested and charged with an offence
by the Police. This is permissible because the proceedings which require the
consent to their institution are Court proceedings and not police investigations.
Court proceedings begin when the courses provided for in Section 42 of the
Magistrate Courts Act have been set in motion. Generally speaking, therefore,
when an accused person is taken before a court upon a charge, the Director
of Public Prosecutions must have given his/her written consent to the charge
Where the consent is required but not obtained before the institution of Court
proceedings, the proceedings are a nullity ab initio and a conviction resulting
from such proceedings cannot be sustained.
Before leaving this question of consent, it may be noted here that the
provisions laying down the requirement for consent show some differences.
For instance, one set of provisions have a proviso to the effect that a person
charged with an offence may nevertheless be arrested or a warrant for his/her
arrest may be issued (mid he/she may be remanded in custody or on bail)
notwithstanding that the consent of the DPP has not been obtained, but no
further proceedings can be taken until his/her consent has been obtained.
(See Section 28 of the Prevention of Corruption Act Cap. 121 and S.12 of the
Official Secrets Act Cap.301. Nevertheless, a trial upon a charge without the
consent of the DPP will be a nullity.
Another variation appears under Section 49(5) of the Penal Code Act which
lays down the requirement for consent for the offence of wrongfully inducing a
boycott created by Section 49(1) of the Penal Code Act. The said Section
49(5) provides that:
“where any person is charged before any court with an offence under
this Section, no further proceedings in respect thereof shall be taken
against him without the consent of the Director of Public Prosecution
except such as the court my dunk necessary by remand whether in
custody or on bail or otherwise to secure the due appearance of the
person charged so, however, that if that person is remanded in custody,
he shall after the expiration of a period of fourteen days from the date
on which he was so remanded be entitled to be discharged from
custody on entering into a recognizance without securities unless within
period the Director of Public Prosecutions has consented to such
further proceedings as aforesaid”.
The main difference of this provision from the others is the limitation on the
period which an accused person can be remanded in custody to fourteen days
where the requisite consent has not been given. The only justification for this
limitation appears to be that the offence of wrongfully inducing a boycott is a
misdemeanor punishable with six months’ imprisonment, and it would be
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unfair to keep an accused in custody with the charge against the accused.
This assurance only comes when the DPP has consented to the prosecution.
Of course, where he/she does not consent, the charge against the accused
will be withdrawn and the accused discharged.
All offences under the Act S.12 provides for consent of the DPP to all
prosecutions under the Act.
Offences punishable under Part II of the Fifth Schedule. (Para.6(1) to the Act
provides for consent of the DPP to all prosecutions.
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f) Trade Disputes (Arbitration and Settlement Act (Cap. 244)
Breach of termination of certain contracts S.17, (Consent S.23)
All offences under the Act S.80 provides for consent of the DPP in writing. But
a person can be charged or arrested or remanded in custody without the
consent having been obtained first.
All offences under the Act. Section 87 requires prior consent of DPP in writing
before prosecution. But a person may be arrested, charged or remanded
before the consent is obtained.
(ii) If the trial Magistrate is satisfied that Prima Facie the facts disclosed the
commission of an offence he must draw up or cause to be drawn up a formal
charge containing the statement of the offence alleged to have committed by
the accused and particulars of the offence.
In the instant case, there was no complaint made or it was made orally, it was
never reduced to writing and signed by the complainant. Therefore the
purported charge was drawn in contravention of the mandatory provisions of
S.41(3) of the Magistrate’s Courts Act and was null and void.
(iii) Whether or not the prosecution is private, the parties in Criminal proceedings
are Uganda for the prosecution and accused for the prisoner.
(ii)In cases where the Director of Public Prosecutions has decided under his
constitutional powers that a case should not be prosecuted, the court has no
discretion in the matter and it was therefore unnecessary and indeed improper
for the Magistrate in the instant case to write a ruling upon it. His only function
was to discharge the accused without delay.
There exists in this country a unitary system of courts which have different grades
and powers. When an offence has been committed it must be tried or heard by a
court which has power or judicial system consists of single hierarchy of courts
which stand in this order:
b) Composition: The Court is composed of the Principal Judge, and not less
than six Judges. The court is however duly constituted by a single judge when
hearing criminal cases, although the judge is required to sit with lay assessors
when trying an accused person on an indictment.
6. Magistrate’s Courts
The Supreme Court is a superior court of record. See Article 129(2) of the
Constitution.
a) Jurisdiction: This is an appellate court that deals with first and second
appeals from (i) The Court of Appeal and (ii) The Constitutional Court (first
appeals) – (Section 5 Judicature Act and Article 132 of the Constitution).
An exception is provided for in relation to third appeals that originate from
a Chief or Grade I Magistrate’s Judgment. The DPP or accused must first
obtain a certificate from the Court of Appeal, to enable him/her lodge a
third appeal with the Supreme Court [Section 6(5) of the Judicature Act].
b) Powers of Court: The court can uphold a decision, reverse or vary it; or give
a declaratory judgement. [Section 6(2) of the Judicature Act]. In addition,
the Supreme Court in hearing and determining an appeal has all powers
and authority of the court of original jurisdiction (Section 8 Judicature Act).
b) Powers of Court: The court may uphold (confirm) reverse or vary a decision
of the lower court. Furthermore, the court for purposes of determining an
appeal, shall have all powers, authority and jurisdiction of the court of original
jurisdiction (Section 12 Judicature Act).
a) Original Jurisdiction: This is the trial of cases in the first instances. The High
Court has jurisdiction to try any offence under any written law. (S.1 of the
T.I.A, and (Section 16 Judicature Act and Article 139 of the Constitution).
b) Sentencing Powers: The High court may pass any lawful sentence,
combining any of the sentences which it is authorized by law to pass. (S.2
of T.I.A).
6. Magistrate Grade I
The Magistrate Grade II may try any offence under any written law except the
offences and provisions specified in Schedule I of the M.C.A. The list is long, and
leaves him/her with power to hear mainly cases which are not serious and which
fit in his/her sentencing powers.
This was the lowest class of magistrates. They used to try any offence under any
written law expect the offences specified in Schedules 1 and 2 of M.C.A and
those for Magistrates Grade II.
This class of magistrates has now been abolished.
a) Criminal Jurisdiction: The Court has original jurisdiction to hear and determine
cases against children except those punishable by death, or where the
child is charged jointly with an adult. [S.15(1)(a) and 94 of the Children’s
Act]. For the time being the Magistrates’ Courts from Grade II and above
will sit as a Family and Children’s Court, and are subject to the criminal
jurisdiction laid down in S.161 of the MCA. In future, Magistrates will be
appointed specifically to manage these courts. The rules of procedure are
being drafted as well.
b) Sentencing Powers: The Magistrates will follow the jurisdiction laid down in
S.162(1) of the MCA. However, the terms of imprisonment are fixed for
certain age groups of children. Where a child is under 16 years of age, the
maximum sentence of imprisonment is 3 months. Where a child is above
16 years of age, the maximum sentence is imprisonment is 12 months. In
case of an offence punishable by death, the maximum sentence that a
court can give is 3 years imprisonment. [See S.95(g) of the Children Act.].
It is stated categorically, that no child shall be sentenced to corporal
punishment [S.95(9) of the C.A].
c) Appellate Jurisdiction: The court can hear appeals from the sub-county
local council committee court. [S.106(b) of C.A].
d) Remission of Cases: Where a court finds out that the person charged is a
child, that court must remit the case to the Family and Children’s Court.
[S.101(1)(2) of the Act].
e) Procedure:
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1) On conviction, court must first obtain a written report on the social
background of the child before sentencing the child to imprisonment
(detention) or making a probation order. [S.96(1) of C.A].
(i) In general, Local Council courts have jurisdiction over by-laws made by
local councils.
(ii) A village executive committee court has jurisdiction over affray (S.79 PC)
idle and disorderly persons (S.167 PC), common assault (S.235 PC)
actual bodily harm (S.2236), theft (S.254) criminal trespass (S.302) and
malicious damage to property (S.335 PC).
(iii) The village executive committee court is the court of first instance in
respect of those offences committed by children.
In doubtful cases, the High Court has power to decide by which court the
offence should be tried. Any such decision shall be final and conclusive,
except that it shall be open to the accused to show that no court in Uganda
has jurisdiction in the case (S.39 of M.C.A).
3. Court to be Open
The place in which any criminal court is held for purpose of trying any offence
is deemed to be an open court to which the public generally may have access
so far as the same can conveniently contain them. The court has power to sit
in camera or exclude any particular person from remaining in court. (S.40(1).
The court may sit on Sunday or on a public holiday if it is of the opinion that
the omission to do so would cause an unreasonable delay, expense or
inconvenience. [S.40(2) of M.C.A].
The High Court has power, under S.41 of M.C.A, to change the venue for trial
of a criminal case where it is made to appear to it, that any of the following
circumstances exist: -
(a) That a fair and impartial trial cannot be held in any magistrates’ court;
(b) That some question of law of unusual difficulty is likely to arise, or
(c) That a view of the place in or near which any offence has been committed
may be
required for the satisfactory inquiry into a trial of the same, or
(d) That an order under this Section will tend to the general convenience of
the
parties or witnesses, or
(e) That such an order is expedient for the ends of Justice or is required by
any
provisions of the M.C.A.
The High Court has power to make any of the following orders:
(a) That any offence be tried or inquired into by the court not empowered
to do so, but in other respects competent to inquire into or try the
offence, or
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(b) That any particular criminal case or class of cases be transferred from a
criminal court subordinate to its authority to any other such criminal
court of equal or superior jurisdiction, or
(c) That the accused person he committed for trial to itself
The High Court may act either on the report of the lower court or on an
application of a party interested or on its own initiative. S.41(2). Every
application for transfer should be made by notice of motion supported by an
affidavit. Where the D.P.P makes such an application, there is no requirement
that he supports the application by affidavit. (S.41(3)).
Any accused person who makes such an application must give to the D.P.P a
written notice of the application, together with a copy of the grounds on which
it is made. No order of transfer can be made unless at least 24 hours have
elapsed between the giving of such notice and the hearing of the application
[S.41(4)]. When the accused person makes any such application, the High
Court may direct him to execute a bond conditioned that he will, if convicted
pay the costs of the prosecutor. [S.41(5) of M.C.A].
For the exercise of its original criminal jurisdiction, the High Court holds
sittings at such places and on such days as the Chief Justice or the Judge
who is to preside may direct. [S.4(1) of T.I.A]. The Chief Registrar of the High
Court does ordinarily give notice before all such sittings commence. The High
Court sits continuously in Kampala and by practice at the headquarters of all
Magisterial areas while on circuit.
POLICE INVESTIGATIONS
There are various law enforcement agencies which are charged with the duty
to investigate crime. Among these agencies are: the Uganda Police Force, the
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Local Administration Police Forces, the Chiefs, Law Enforcement Officers in
various departments like Customs, Immigration and Urban Authorities.
However, the main responsibility to investigate crime lies with the Uganda
Police Force, especially through its Criminal Investigation Department.
It should be pointed out at the outset that Police Investigations are conducted
in accordance with well defined rules of law and practice. Such rules are
essential to protect innocent citizens who, may have their rights and liberty
infringed during the course of investigations. Most of these rules are contained
in the enactments which govern criminal procedure in general. Those
specifically dealing with police investigations are, the Police Act (Cap 303), the
Evidence (statements to Police) Rules 1961 (S.1 43-1), the Evidence (Bankers
Books) Act (Cap 7) and the Criminal Procedure Code Act (Cap.116). Police
Standing Orders are also a useful guide to criminal investigations, especially
Volume 2 on crime and the Criminal Investigations Department.
The Police are given various powers and duties under the Police Act. Section
21(1) of the Act lays down specific duties in respect of detection and
investigation of crime. It is provided that a police officer shall perform the
following functions of his or her office:
(a) To exercise the powers and perform the duties conferred upon him or her
by law;
(b) To obey and execute all orders and warrants lawfully issued to him/her by
any
The other powers and duties are provided for in part V of the Police Act
(Sections 21-42). Some of the powers in respect of investigations are: the
power to search (S.27), power to take photographs or accused (S.30), power
The Crime report is then passed on to the O/C CID a particular Police Station
who decides whether or not a case file should be opened and on what charge.
The decision is passed to one of the senior members of staff who is detailed to
investigate the complaint or report. Such officer will normally be the officer-in-
charge of the particular case. It is usual for the case to have under him officer-
in-charge of the case may in fact re-allocate the investigation of the case to
one of the investigating officers, depending on the nature and gravity of the
offence.
(b) On his/her return to the Police Station the investigating officer submits the
case papers to the O/C CID, together with his/her report either in the dairy
or in a statement. The O/C CID decides whether the suspect should be
charged with any offence and if so what offence. The suspect is then
formally charged and cautioned and he/she may make a statement if
he/she so wishes. A charge sheet is then prepared and the accused is
taken to court for plea or in indictable offences to have the charge read to
him/her.
(c) If the accused pleads not guilty and investigations are complete, a hearing
date is fixed and witnesses are summoned to attend court then. The
accused can be remanded in custody or released on bail.
(e) If the accused pleads not guilty and investigations are not complete, the
accused may be remanded in custody or on bail pending the completion of
inquiries. But a date for mention is fixed normally at 14 days interval when
the accused remand or bail may be extended. The police usually are
required to inform the court of the position of investigations let aside their
having to apply for adjournment of proceedings.
(f) The Prosecutor then returns the Police File to the investigating officer with
a minute in the dairy Section. The investigating officer continues to carry
out the investigations with a view to finalizing them as soon as possible.
(g) When the investigating officer is satisfied that the necessary and possible
inquiries have been carried out, he/she submits the case papers to the
officer in charge of CID in that area or Police station stating his/her opinion
on the evidence assembled or recommending that the papers should be
submitted to the Director of Public Prosecutions or the Resident State
Attorney, for perusal and directions.
(h) After perusing the case papers the OC/CID decides whether the inquiries
are complete and whether the case requires to be submitted to the D.P.P
for his opinion. If the case does not require the attention of the D.P.P, the
OC/CID will decide on the final charge and subsequent prosecution. A
minute in the diary Section is sufficient to convey such a directive.
(i) Where the case requires the attention of the D.P.P because of its gravity or
complexity, a forwarding letter usually on P.F 16(a), will be drafted and
attached on the file. Such a letter will normally contain the brief facts of the
case, any lacuna in the evidence, and the nature of advice requested for.
(j) On perusing the Police File, the D.P.P or the R.S.A may direct the Police to
carry out further inquiries on specified matters. After those investigations
are completed the Police File may be re-submitted to the D.P.P or R.S.A
as the case may be, or retained by the Police to proceed with the
prosecution. When the file is re-submitted to the D.P.P or R.S.A the file is
perused again and decision on the charge and evidence is made. This
usually marks the end of investigation in the particular case, and
prosecution or preliminary proceedings follows.
8. Police Interrogations
Police interrogations are regulated mainly by the Police Act and the Evidence
[Statements to Police Officers Rules, 1961. (S.1.43-1)]. These Rules are
similar to what are called “Judges Rules” in England.
9. Statements of Witnesses
If there is no police officer literate in the language being used by such person
the statement should be translated by some person with knowledge of the
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language being used and should be written down by the police officer in the
language into which it is translated, and as nearly as possible, and in so far as
the translation admits, in the words used by the person making the statement
[Rule 7 (b)].
Police statements are usually recorded on Police Form 2B. The statement
should contain the following particulars of the witness: full name, approximate
age, occupation, sex, nationality or tribe, residence, postal address, date and
time statement is made and Police Station where the statement is made.
After this introductory information, then the body of the evidence follows. The
investigator should extract the story from the witness in a simple manner and
preferably in the chronological order in which the events happened. If the
investigating officer is not familiar with the case or the facts of the case, he/she
will ask the witness to go over it again in the order in which he/she thinks
makes the story clear and credible. The recording officer is free to put
questions to the witness to clarify and simplify certain matters which are
material to the case. The recording officer should know why he/she is
recording the statement from the witness so that he/she may ask relevant
questions. A statement should prove or disprove something. It is important that
the recording officer understands correctly what the witness is saying and for
this reason it is preferable for the recording officer to speak to the witness
direct through some common language well spoken and understood by both of
them. Where this is not possible, a good interpreter is necessary.
After recording the statement, it should be read over to the witness who
should be asked whether he/she agrees with it. The witness then signs or
thumb marks the statement. [Rule 8 of the Evidence (Statements to Police)
Rules]. The witness’s certificate is usually to this effect:
Thereafter the recording officer counter signs the statement with a certificate
to this effect,
It should be noted that a witness who gives evidence inconsistent with his/her
police statement may be treated as a hostile witness (S.129 of M.C.A). The
credibility of any witness may be impeached by proof of his/her former
inconsistent statement [(S.154(c)] of Evidence Act). A previous consistent
Statement may support or confirm a witness’s testimony in Court (S.156 of
Evidence Act). In capital or other serious cases triable by the High Court,
police statements from the basis of the summaries of evidence, prepared by
the DPP which are used for committing the accused for trial by the High Court.
All this emphasizes the need for police officers to record these statements with
meticulous care and accuracy.
The Police have power to question any person whom they reasonably suspect
to have useful information regarding an alleged offence. This power extends to
suspects and accused persons. The posers of recording such statements are
contained in the Police (Statements to Police) Rules. These rules appear to
have been repealed by Section 24 of the Evidence Act as amended by Decree
25/71 which prohibited the admission of confessions made to Police officers.
Until the Minister makes new ones, the D.P.P directed the Police to follow the
existing rules with necessary modification as relates to recording of
confessions.
However, in 1985, Section 24 (now 23) of the Evidence Act was amended by
Act 2/85, which restored the power of the police to take confessions from
suspects and persons in custody. It is provided that no confession made by
any person whilst he/she is in the custody of a police officer shall be proved
against any such person unless it be made in the immediate presence of a
police officer of or above the rank of Assistant Inspector or a Magistrate.
[S.23(1) of Evidence Act].
The most important principle which emerges from this law governing the
admissibility of confession is that the confession must be made by the suspect
or prisoner, voluntarily, by his/her own free will, without use of violence or
force or threats of any kind or inducements or promises of concessions.
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During the trial the prosecution has to prove that the confession was made
voluntarily by the accused. Therefore, it is necessary when recording
confessions that the Police ensure that no pressure or inducement is exerted
on the accused. In so doing the Police should bear in mind that provisions of
Constitution of Uganda which provide that no person who is tried for a criminal
offence shall be compelled to give evidence against him/herself at the trial
[Article 28(11)]. No person is to be subjected to torture or inhuman or
degrading treatment (Article 24 of the Constitution).
The Evidence (Statements to Police) Rules which are our version of Judges
Rules have been designed to ensure that the Police record statements from
persons in custody in a manner that renders them voluntary. Failure to comply
with the provisions of these Rules is likely to render the confession
inadmissible in evidence since the Rules have the force of law.
a) The prisoner should be charged with the offence or informed of the charge
likely to be preferred or the matter the police officer investigating (Rule 9).
c) The prisoner should then be cautioned, as the Rules require that no prisoner
be questioned unless a caution has first been administered. (Rules 4 and 5).
The caution should be in this form “You need not say anything unless you
wish, but whatever you do say will be taken down in writing and may be given
in evidence.” (Rule 10).
e) The Statement must be recorded in the language being used by the prisoner.
It may be his/her mother tongue or other language of his/her choice. It is the
Police officer literate in that language to write the statement in the words used
by the prisoner. If there is no police officer literate in the language being used
by the prisoner, then translation by another person should be employed and
the police officer records it down as translated (Rule 7).
g) The statement should be read back to the prisoner who should be invited to
make any corrections and to sign or thumb mark it (Rule 8).
b) The Magistrate should ask the court clerk to sit in the Chambers so as to
guard against unnecessary allegations and to act as interpreter where
necessary.
c) The Magistrate should use court paper in recording any statement from the
accused (it has often been found that some magistrates use Police stationery
and allegations have been made by suspects/accused that the statement was
prepared by Police).
d) The accused should be informed of the charge against him/her if in fact has
been charged. If he/she has not been charged before, the Magistrate should
inform him/her of the allegation brought by the police as clearly as possible so
that the accused is in no doubt as to the nature of the charge which he/she is
likely to face and upon which the statement is likely to be adduced as
evidence at the trial.
e) Immediately upon being informed of charge, the magistrate should caution the
accused in the following terms: -
“You need not say anything unless you wish but whatever you do
say will be taken down in writing and may be given in evidence.”
f) Then the accused should be informed that he/she has nothing to fear or hope
for in making a statement before the Magistrates.
(i) Medical Examination Report: (Police Form 3)- This is used for
examination of accused or victim in cases like assaults, robbery and
rape. The nature of the harm is usually classified e.g. grievous harm.
(ii) Post-Mortem Report (Police Form 48b): This Form is used for
examination of the body in homicide cases. The injuries found on the
body and the cause of death is usually indicated by the doctor who
performs the autopsy.
These reports are rarely found in Police Files, but there are offences where
the reports will be essential. For instance, in a case of illegal mining of
restricted minerals, it will usually be necessary to prove by expert evidence
that the particular stone mined is the particular mineral whose mining is
prohibited.
i. That the signature or any such report by the expert is genuine and the
person signing it held office while supposed to hold at the time when
he/she held it; and
ii. That any matter or thing to which such report relates has if it is proved
to have been delivered at the office or laboratory specified in the report,
been duly submitted for examination or analysis.
The expert examination or analysis on which the report is based may be made
by the person signing the report or by any person acting under his/her
direction. S.101(3)of M.C.A.
In order to ensure that identification parades are conducted fairly, the High
Court of Uganda has approved the following rules for conducting identification
parades. The Police officer conducting the parade is required to ensure the
following:
1) That the accused person is always informed that he/she may have an
advocate or friend present when the parade takes place.
2) That the officer in charge of the case, although he/she may be present,
does not carry out the identification.
3) That the witnesses do not see the accused before the parade.
5) That the accused is allowed to take any position he/she chooses, and
that he/she is allowed to change his/her position after each identifying
witness has left if he/she so desires.
8) Make a careful not after each witness leaves the parade, recording
whether the witness identifies or other circumstances.
9) If the witness desires to see the accused walk, hear them speak, see
them with his hat on or off, see that this is done. As a precautionary
measure it is suggested the whole parade be asked to do this.
11)At the preparation of the parade or during the parade ask the accused if
he is satisfied that the parade is being conducted in a fair manner and
make a note of his/her reply.
12)In introducing the witness tell them that they will see a group of people
who may or may not contain the suspected person. Don’t say, pick out
somebody” or influence him/her in any way whatsoever.
The latest amendments to both the M.C.A (Act 10/98) and the T.I.A (Act 9/98) give
the D.P.P power to obtain copies of any document in the custody of a bank for
purposes of carrying out any investigation into a crime. Bank officials are obliged to
immediately handover the documents to a Police officer not below the rank of
Inspector or the D.P.P [S.225(1) of the M.C.A and S.138(1) of the T.I.A].
Where the original of the document is required to inspection or carrying out of tests
on it, the Bank of officials shall deliver to the DPP or Police officer not below the rank
of Inspector the same without delay [S.225(2) MCA and S.138(2) TID]. All the above
documents shall be signed for the person receiving them. This Section has effect
notwithstanding the provisions of the Evidence (Bankers Books) Act [S225(6)]of
IMCA and S.138(6) of T.I.A.
INQUESTS
If the Coroner is of the opinion that death was due to natural causes or an
accident and was not accelerated by violence or by any culpable or negligent
conduct either on the part of the deceased or any other persons he/she must
record such opinion in the inquest book kept by every magistrates’ court.
[S.4(1)(a) of the Act].
If the Coroner is of the opinion that death might have been caused or
accelerated by the violence or any culpable or negligent conduct of any
person other than the deceased, he/she must hold an inquest, unless he/she
is satisfied that an inquest is not likely to be desired by the relatives of the
deceased and that no public benefit is likely to result from the holding of an
inquest in which case he/she must record such opinion in the inquest book.
[S.4(1)(c)].
If there is no reason to suspect that the death may have been caused by an
unlawful act or omission, the police officer or chief has power to allow the body
to be buried, otherwise he/she sends the corpse to the nearest hospital or
suitable place [S.11(3)].
9. Procedure at Inquest
At every inquest the coroner is required to record on oath all evidence
available as to the identity of the deceased, and the time, place and manner of
death. (S.13).
The coroner may sit on a public holiday or on a Sunday [S.19(1)] and may
conduct the proceedings in private if he/she thinks it expedient in the interest
of justice so to do. [S.19(2)].
A Coroner is not bound by the law of evidence except those provisions of the
Evidence Act, which relates to the state and professional privilege. (S.18) A
coroner has power to summon witness and to compel their attendance by
warrant of arrest where necessary. [S.15(1)]. A medical practitioner who is
present at the execution of a death Sentence is an essential witness
[S.15(33)]. A Coroner may either record the evidence of a witness in the form
of a deposition or receive the affidavit of a witness duly sworn and attested
[S.17(1) and (2)]. If requested by a properly interested person, the Coroner is
required to summon and examine a particular witness whose affidavit is before
the court. [S.17(2)].
If once an inquest has been opened, the Coroner is of the opinion that
sufficient evidence has been disclosed for instituting criminal proceedings
against any person in connection with the death, he/she must stay further
proceedings until the criminal proceedings are concluded [S.21(1)]. He/she
then resumes the inquest unless he/she is of the opinion that no public benefit
will result thereby [S.21(2)]. If at any stage of an inquest the Coroner considers
that there are sufficient grounds to make a charge against any person in
connection with the death into which he/she is inquiring , he/she has power to
order a summons or warrant of arrest to issue to procure the attendance of
that person, before a Magistrates Court with jurisdiction (S.22 of the Act).
10. Coroner’s Finding
The Coroner is required to record his/her finding after the conclusion of the
evidence. The finding should contain the following, (S.23):
a) The name and sex of the deceased,
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b) The residence and occupation of the deceased,
c) The place where and when the deceased was found and in what
circumstances,
d) The date of the deceased’s death, and
e) The cause of death.
If the Coroner has grounds for believing that an offence has been committed
in connection with the death by a person unknown, he/she sends a report to
that effect to the Inspector General of Police (S.24). If the guilty person
remains undiscovered, the Inspector General reports to the Director of Public
Prosecutions. (S.25).
The finding of the coroner with the record of evidence is forwarded to the High
Court and the Registrar of the High Court is required to take charge of such
finding (S.26).
12. Offences
It is an offence for any person to bury or cremate corpses without authority
(S.28). It is also an offence for any person to obstruct medical practitioners,
police officers or chiefs in the execution of their duties under the Act (S.29). All
offences under the Act are punishable by a fine not exceeding Shs.500.
CHAPTER 8
PREVENTION OF OFFENCES
There are four instances when this special procedure for prevention of
offences in invoked. These instances are:
a) Where there is information that a person is likely to commit a breach of the
peace or disturb the public tranquility or do any wrongful act that may
probably cause a breach of the peace (S.12 of M.C.A.);
b) Where there is information that a person orally or in writing disseminates or
attempts to disseminate any seditious matter or any matter that is likely to
be dangerous to peace and order in Uganda or disseminates libel against
a judge. (S.13 of M.C.A.);
When the person is brought in court, the magistrate is required to inquire into
the truth of the information (S.21). The magistrate may take such evidence as
may appear necessary. It is expressly provided that such inquiry should follow,
as nearly as practicable, the procedure prescribed in the M.C.A for conducting
trials and recording evidence in trials before magistrates’ courts. The
magistrate must give the person sufficient opportunity to show cause why
he/she should not be required to enter into the bond before the magistrate
decides that the bond is necessary.
If the magistrate decides that the bond is not necessary, he/she should make
an entry on the record to that effect and order the release of the person from
custody. (S.22).
CHAPTER 9
The law of arrest attempts to harmonise the competing social interests based on
the need to enforce the law on one hand and the need to respect individual
liberty on the other. While the need to enforce the law takes precedence over
respect for individual liberty, the law of arrest attempts to balance this
precedence by laying down provisions aimed at preventing abuse of power to
take into custody and emphasizing the desirability of keeping the use of force to
a minimum, as well as the need to make arrests a quick and effective means of
ensuring that those arrested are brought before a court of law to answer the
charges against them. Compensation is payable for unlawful arrest or detention.
[See Article 23(7) of the Constitution].
2. Method of Arrest
Section 12(1) of the C.P.C provides that in making an arrest the police officer
making the same shall actually touch or confine the body of the person to be
arrested, unless there be a submission to the custody by word or action.
The person arrested should not be subjected to more restraint than is necessary
to prevent his/her escape. (S.15 of C.P.C).
Where any person is charged with a criminal offence arising out of the arrest or
attempted arrest, by him/her of a person who forcibly resists such arrest or
attempts to evade being arrested, the court should, in considering whether the
means used were necessary or the degree of force used was reasonable for the
apprehension of such person, have regard to the gravity of the offence which has
been or was being committed by such person and the circumstances in which
such offence had been or was being committed by such person (S.15 of C.P.C).
Before use of force is employed, the arresting person should consider the
seriousness of the offence committed and the manner in which it was committed.
If the offence is grave and violence is involved, the arresting officer may be
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justified to use deadly force like a firearm to arrest the offender, or prevent
him/her from escaping.
a) Any person in lawful custody charged with a serious offence (felony) when
such person escapes,
b) Any person who, by force, rescues any person from lawful custody,
c) Any person who, by force, prevents the lawful arrest of him/herself or any
other person.
Furthermore, any person who attempts to do any of the above shall be deemed
to have committed the act [S.16(2)].
A police officer is not authorized to resort to the use of such arms to prevent the
escape of a prisoner unless he/she or any other person is in danger of grievous
body harm, and that he/she cannot otherwise effect such arrest or prevent such
rescue. [S.29(3)(C)].
4. Search on Arrest
The law authorizes the search of the person arrested as well as his/her
residence (S.6). The officer or other person making any arrest has power to take
from the person arrested any offensive weapons which he/she has on their
person, which must be delivered to the court or officer before which or whom the
officer or person making the arrest is required by law to produce the person
arrested. (S.29 of C.P.C).
In any person acting under a warrant of arrest or any police officer having
authority to arrest, has reason to believe that the person to be arrested has
entered into or within any place, the person residing in or being in charge of such
place must, on demand of the arresting person, allow him/her free ingress
(entrances) thereto and afford all reasonable facilities for a search therein
[S.3(1) of C.P.C].
Any police officer or other person authorized to make arrest has power to break
out of any house or place in order to liberate him/herself or any other person,
who having lawfully entered for the purpose of making an arrest is detained
therein (S.4 of C.P.C).
6. Powers of Arrest
The Criminal Procedure Code contains the major body of law regulating powers
of arrest. The Code gives powers of arrest to police officers, magistrates and
private persons. The Police Act also gives and regulates powers of arrest by
police officers. The Local Governments Act gives power of arrest to chiefs.
(S.69). Uganda Peoples Defense Forces Act 2005 under S.185 gives powers to
the public or member of the army to arrest any member of the armed forces
committing a service offence. Powers of arrest are spelt out in S.185 Act.
The most solid authority for effecting an arrest is a warrant issued by the court
under Section 56 of M.C.A or S.5 of T.I.A. A warrant of arrest must be in writing,
signed by the judge or magistrate issuing it, bearing the seal of the court, state
the offence charged and order the person to whom it is issued to apprehend the
person against whom it is directed and bring him/her before the issuing court.
[S.56(2) of M.C.A or S.6 of T.I.A].
A Warrant of arrest is issued normally on the ground that a charge has been laid
against any person by a public prosecutor or a Police officer, or has been drawn
up by a magistrate on the basis of a complaint, and that the warrant is required to
secure the appearance of the accused to answer the charge [S.42(5) of M.C.A].
A Warrant may be issued whether or not a summons has been issued, [S.54 of
M.C.A] e.g. to arrest a person who has refused to answer summons. A warrant
may be directed to a specific police officer or a chief, or generally to all police
officers or chiefs [S.58 of M.C.A or S.7 of T.I.A] and in some cases to private
persons (S.57 and S.58 of M.C.A). A warrant remains in forces until it is
executed or cancelled [S.56(3) of M.C.A or S.6(3) of T.I.A], and may be executed
anywhere in Uganda (S.62 of M.C.A or S.11 of T.I.A).
Any invalidity in the warrant or irregularity in the arrest does not affect the validity
of subsequent criminal proceedings. (S.64 of M.C.A or S.12 of T.I.A). Evidence
seized or obtained consequent to an invalid arrest may be admitted in court
though the judge has discretion to reject evidence so obtained to prevent
prejudice or unfairness to the accused.
c) Any person who obstructs a police officer while in the execution of his/her
to escape from lawful custody, [S.10(c) of C.P.C].
e) Any person who he/she finds in any highway, yard, or other place during
the night, and whom he/she suspects upon reasonable grounds of having
committed or being about to commit a felony [S.10(f) of C.P.C].
f) Any person who he/she suspects upon reasonable grounds of having been
concerned in any act committed in or at any place out of Uganda which if
committed in Uganda would have been punishable as an offence and for
which he/she is under the provisions of any written law, liable to be
apprehended and detained in Uganda, [S.10(g) of C.P.C].
g) Any person having in his/her possession without lawful excuse the burden
of proving which excuse shall be on such a person, an implement of
housebreaking, [S.10(h) of C.P.C].
When any officer in charge of a police station instructs any subordinate officer to
arrest any person without a warrant, he/she must give the order in writing to the
subordinate officer specifying the person to be arrested and the offence or cause
for the arrest. (S.12 of C.P.C).
When any person who has committed an offence in the presence of a police
officer or has been accused of committing a non-cognizable offence, refuses to
give on demand, his/her name and residence or gives a name of residence
which is false, he/she may be arrested by such officer in order that the name or
residence may be ascertained [S.13(1) of C.P.C].
When the true name and residence of such person have been ascertained,
he/she should be released on his/her executing a bond with or without sureties,
to appear before magistrate if so required [S.13(2) of C.P.C].
Should the true name and residence of such person not be ascertained within
twenty-four hours from the time of arrest, or should he/she fail to execute the
bond or, if so required, to furnish sufficient sureties, he/she should forthwith be
brought before the nearest magistrate having jurisdiction to entertain the case.
[S.13(3) of C.P.C].
When any offence is committed in the presence of a Magistrate within the local
limits of his jurisdiction, he/she may him/herself arrest or order any person to
arrest the offender and he/she may thereupon commit the offender to custody or
release him/her on bail. [S.19 of C.P.C].
The ordinary arresting officer is the commanding officer of the unit to which the
suspect belongs, although if it is impracticable for him/her to effect the arrest, any
member of the Army of a rank equal or lower to that of the suspect may effect the
arrest [S.71(2)].
The Statute also gives powers of arrest for commission of a service offence to
the general public under S.71 (3).
The Police Act, Cap.303 provides in S.67 that the Local Administration Police
4tgb Force shall be under the Local Government system but matters of
standardization and training are left to the Inspector General. It does not specify
the powers of arrest.
He/she escapes or is rescued, may immediately pursue and arrest him/her in any
place in Uganda. [S.21 of C.P.C].
The Police Act also provides in S.13(1) that a police officer arresting a suspect
without a warrant shall produce the suspect, before a magistrate’s court within
48 hours unless earlier released on bond.
If this is not complied with, S.13(3) goes on to provide that any person may
apply to a magistrate within 24 hours, who shall order his/her release unless
charged.
It is the duty of the officers in charge of police stations to report to the nearest
magistrate within twenty-four hours the cases of all persons arrested without
warrant within the limits of their respective stations, whether such persons
have been admitted to bail or otherwise. [S.18 of C.P.C].
This in effect amends S.18 of the CPC by giving the police another twenty-four
hours within which to charge the suspect in court or else the continued
detention is illegal; and could lead to civil action for false imprisonment.
Where a person has been taken into custody and it appears to the police
officer in charge of the police station to which such a person is brought that
the inquiry into their case cannot be completed forthwith, he/she may release
that person on executing a bond with or without sureties, to appear before a
magistrate’s court at a time and place named in the bond. [S.17(2) of C.P.C].
A police officer may on his/her own authority interpose to prevent any injury
attempted to be committed in his/her presence to any public property,
moveable or immovable, or the removal of or injury to any public landmark or
buy or other mark used for navigation (S.27 of C.P.C.).
The Police Act provides under S.24 that a police officer can arrest and detain
person if he/she believes that action is necessary to prevent that person:
Furthermore S.23 of the Act permits a police officer without a warrant or court
order to arrest a person if he/she reasonable cause to suspect that the person
has committed or is about to commit an arrestable offence.
SEARCHES
1. Definition of Search
A search may be defined as an inspection made on a person or in a building
for the purpose of ascertaining whether anything useful in criminal
investigation may be discovered on the body of the person or in the building
searched.
A search is carried out for the purpose of collecting evidence and exhibits
which may be used in a criminal trial. A search may be carried out in any place
whether it may be within premises or outside, or in a vehicle.
Normally, searches are carried out on the authority of search warrants issued
by the court, but police officers are empowered to search without warrant in
certain cases.
A police officer has power to search any person who has been arrested and to
take possession of anything found on such a person, which might reasonably
be used as evidence in any criminal proceedings. (S.16(2) of C.P.C.).
A police officer or any person making the arrest has power to seize any
offensive weapons found with an accused person (S.9 of C.P.C.).
Where a police officer of the rank of Sergeant and above believes that
anything necessary for investigations in a case he/she is investigating may be
found in a place and must be secured immediately, he/she may search for that
thing after recording those reasons. Where practicable, he/she should conduct
the search in person: S.27(1) and (2) of the Police Act.
Where one is unable to carry out the search in person he/she can authorize (in
writing) an officer subordinate to him/her to carry out the search. However,
reasons must be recorded for delegating this job. The provisions of the CPC
that relate to searches apply to this Section: [S.27(3) and (4)]. Copies of the
record made under Sub sections (1) and (3) shall be sent to the nearest
magistrate and owner or occupier of the place searched, (Sub section 5).
Local leaders and the occupant of the place to be searched shall be permitted
to attend the search, (Sub section 6).
The police officer must show his/her warrant card on request by the
owner/occupier of the premises to be searched, (Sub section 8). The search
shall be conducted in a humane manner with avoidance of unnecessary
damage or destruction to property, (Sub section 9).
Furthermore, a police officer lawfully on any premises or any other place may
seize anything he/she believes might be used as an exhibit in relation to an
offence being investigated [S.29(1)(a)] and he/she shall record this fact (of
seizure) as well as a description of the property and sign this record, together
with the occupant. A copy shall be retained by the owner [S.29(2) Police Act].
6. Search Warrant
A search warrant is a written authority given by a court ordering the search of
the premises, place or vessel named in the warrant for the purpose of seizing
anything therein which is required or material in the investigation of an
offence.
A search warrant must be signed by the magistrate issuing it, and must bear
the seal of the court. [S.56(1) and S.74 of M.C.A]. Every such warrant remains
in force until it is executed or until it is cancelled by the court which issued it
[S.56(3) of M.C.A].
When anything is seized and brought before a court, it may be detained until
the conclusion of the case or the investigation. Reasonable care must be
taken for its preservation. [S.73(1) of M.C.A].
If any appeal is made, or if any person is committed for trial, the court may
order it to be further detained for the purpose of appeal or the trial, S.72(2). If
no appeal is made, or if no person is committed for trial, the court must direct
such thing to be restored to the person from whom it was taken, unless the
court sees fit, or is authorized, to dispose of it otherwise. [S.73(3) of M.C.A].
EXTRADITION
1. Meaning Extradition:
Extradition is the process by which a fugitive offender may be surrendered
from the country of his refuge (the requested state) to the country of trial
where he is alleged to have committed the offence (the requesting State). The
process is based on diplomatic relationship between the states concerned.
Normally extradition is based on an Extradition Treaty between the two States.
It is also generally governed by principles of international law.
2. Types of Extradition:
In Uganda extradition is governed by the Extradition Act, Cap.117. Under this
Act, extradition may be granted under two categories. The first category is
under Part 1 of the Act where extradition agreement exists and the second
category is under Part II which is based on reciprocal backing of warrants,
mainly for neighbouring country in East Africa.
If the magistrate finds sufficient evidence, which would justify the committal for
trial of the prisoner accordingly to Uganda law, i.e a prima facie case, then the
magistrate shall commit him for trial. Where the magistrate is not satisfied with
the evidence, he or she must order the prisoner to be discharged.
c) A fugitive offender who is undergoing trial for an offence other than the one
for which his surrender is requested or who is serving sentence in Uganda
shall not be surrendered until after his acquittal or expiration of sentence.
(S.3 (c)).
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d) A fugitive offender shall not be surrendered until after the expiration of
fifteen days after his committal (S.3(a);
The process of extradition under this Part commences with a warrant being
issued for the apprehension of a person accused of an offence punishable by
law in that country who is suspected of being in Uganda. (S.17(1)).
The Minister must not transmit a requisition and a warrant shall not be issued
where the offence committed was one of a political character. (S.23).
If the magistrate in Uganda is satisfied that the warrant was issued by the
proper authority, he or she will endorse the warrant by signing it. The warrant
authorizes all persons named in the endorsement and all those to whom the
A magistrate may also issue a provisional warrant for the arrest of any person
before the endorsement of a warrant issued by a requesting state. A person
so arrested must be discharged unless the original warrant is produced and
endorsed within a specified time. (S.19).
A magistrate may order the prisoner to be returned to the country in which the
warrant was issued if he or she is satisfied:
a) That the warrant is duly authenticate and was issued by lawful authority;
and
b) On oath that the prisoner is the person named in the warrant.
The magistrate will order the prisoner to be delivered to the custody of the
persons to whom the warrant is directed, and conveyed to that country where
the warrant was issued. (S.18).
Where a prisoner is not conveyed out of Uganda within one month after the
order of his return, a magistrate may upon application by the prisoner, where
no sufficient cause is shown, order that the prisoner be discharged from
custody. Such an order or refusal to make it, is appealable to the High Court.
(S.20).
The magistrate has also power to refusal to order the return of the prisoner, if
it appears to him or her that due to the trivial nature of the offence or the
application for return is not made in good faith or in the interests of justice, and
having regard to the distance, the facilities of communication and all the
circumstances of the case, it would be un just and oppressive to return the
prisoner until after the expiration of a certain period. The magistrate may
discharge the prisoner or grant him bail so that the prisoner is not returned
until the expiration of a period named in the order. Such an order is also
subject to appeal. (S.21).
The Primary responsibility for the correctness of the charge or indictment lies
on the prosecutor, but it is the duty of the trial magistrate or judge to ensure
that charge or indictment is correctly prepared and laid.
4. Form of Charge
The rules governing the form of a charge are set out in S.88 of M.C.A. The
main rules are as follows:
c) After the statement of the offence particulars of such offence should be set
out in ordinary language in which the use of technical terms is not
necessary; and
d) Where a charge contains more than one count, the counts should be
numbered consecutively.
A charge should be signed by the officer preferring the charge before filing it in
court as a means of authenticating it. After it has been presented to court, the
Magistrate should sign it before calling upon the accused to plead it.
An ordinary Police charge sheet with one count would be in this form:
UGANDA POLICE
Police Form 53
Station: CPS, Kampala
Date: 30/7/05
CRB: 1345/05
CHARGE:
UGANDA ______________________
PROSECUTOR
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VERUS
STATEMENT OF OFFENCE
JOHN MUKASA, on the 29th day of July 2005, at Capital Bar, in Wandegeya
Trading Centre, in Kampala District, unlawfully assaulted Mary Akello thereby
occasioning her actual bodily harm.
_______________________________
__________________________
Signature of Officer Preferring Charge Signature of Magistrate
5. Form of Indictment
All indictment must be made in the name of the DPP and must be signed by
him/her or the Deputy DPP, or a State Attorney, or State Prosecutor as
authorized by S.135 of T.I.A. (See S.25 of T.I.A).
In accordance with S.65 of T.I.A, every indictment must bear the date when it
is signed. It should commence in the following form, making any modifications
as may be necessary to adapt it to the circumstances of each case:
Summary of the case is provided for in S.168A (1) and (2) of MCA and shall
contain such particulars as are necessary to give the accused person
reasonable information as to the nature of the offence with which he/she is
charged. Summaries of the case are presented at committal in the
Magistrates’ Court and are accompanied by the indictment. The heading
therefore is in the Chief Magistrates’ Court of the area.
INDICTMENT
STATEMENT OF OFFENCE
PARTICULARS OF OFFENCE
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JOHN MUKASA on or about the 20th day of January 2005 at Naguru village, in
the Kampala District, unlawfully killed one PETER KAFERO.
F.M.WAMANYI
Senior State Attorney
For: DIRECTOR OF PUBLIC
PROSECUTIONS
_____________________
DEPUTY REGISTRAR
Medical evidence will be adduced to show that a post mortem was carried out
and the cause of death was asphyxia by strangulation.
The prosecution will contend that the accused was properly identified as it was
broad day light and he was well known before.
Where upon the prosecution will pray the accused person be convicted as
charged.
F.M.WAMANYI
Senior State Attorney
7. Offences of Doing or omitting to do different Acts in the alternative etc
Where an enactment creating the offence states the offence to be the doing or
omission to do any one of any different acts in the alternative, or doing any
act in different acts in the alternative, or doing any act in different capacities or
with any one different intentions or rates, any part of the offence in the
alternative act, or intentions or other matters stated in the indictment may be
stated in the alternative in the count charging the offence [S.88(b)(i) of M.C.A;
25(b)(i) T.I.A].
8. Description of Property
In practice, however, the full details of the accused person are stated in the
charge if they are known. Where some of the accused persons are unknown,
the accused may be charged with them and the particulars may state that “A B
with others unknown” of “CB with others still at large”. The particulars of
accused are not given in the indictment.
The time of the offence need not be stated unless the time is relevant to the
commission of the offence. For instance, in charge of burglary the time must
be stated because it can only be committed at night.
12. Documents
The age of the victim is normally irrelevant and need not be stated in the
particulars of the offence. However, the age of the accused should be stated
in the particulars, if known.
It is necessary to indicate the age of the victim in the particulars in the
following instances: -
a) In a charge of defilement (S.129 of PC), procreation (S.131 of PC) and
child stealing (S.159 PC) the age of the victim should be stated in the
particulars.
b) Where the victim and indecent assault is a girl under the age of
eighteen years, her age should be stated in the particulars because it is
no defense under S.128(2) of the PC that she consented to the act of
indecency.
It is not normally necessary to state the marital status of the accused or the
victim. But marital status should be indicated in the particulars of the following
offences:
a) Adultery by a man under S.154(1) of P.C: the woman with whom a man
has sexual intercourse must be a married woman, and this fact must be
stated;
Any offences, may be charged in the same charge if the offences charged are
founded on the same facts or form or are a part of a series of offences of the
same or similar character [S.86(1) of M.C.A or S.23(1) of T.I.A].
Where before or during the trial the court finds that the accused person may
be embarrassed in his/her defense by being charged with more than one
offence in the same charge, or it is so desirable for another reason, the court
may direct that any of the offences be tried separately by separate trials of any
such counts. [S.86(3) of M.C.A].
c) Persons accused of more offences than one of the same kind (i.e
offences punishable with the same amount of punishment under the
same Section of the Penal Code or any other written law) committed by
them jointly within a period of twelve months;
A charge which is duplex is defective and may be bad in law if the defect
cannot be cured by correction or otherwise. If two or more offences are
included in one count, the charge is bad for duplicity because only one offence
can be charged in a count, the charge is bad for duplicity because only one
offence can be charged in a count. Two or more offences may be charged in
one charge provided they are contained in separate counts. For instance, if
an accused has assaulted two persons at the same time, the accused may be
charged with the assault of the two persons, but the assault on each person is
to be charged in a separate count because assaulting any person is a
complete and separate offence even, if committed in the same transaction.
Similarly, if two accused persons assault a person on two different occasions,
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they cannot be charged in one count or same charge sheet, but in separate
charge sheets so that each accused will be tried separately. Similarly, in cases
of rape or defilement, where 2 or more persons rape or defile a girl or woman,
they will be charged in separate counts.
(c) Minor and cognate offence: where a person is charged with an offence
and facts are proved which reduce it to a minor cognate offence, though
he/she was not charged with it. [Section 145 of M.C.A and S.87 of T.I.A].
The offence must be both “minor” that is of less gravity mid “cognate”,
that is, of the same kind, nature, genus or species.
A magistrate is given power under Section 132 of M.CA to amend the charge if
he/she is satisfied that no injustice or prejudice will be caused to the accused.
The power may be exercised under any of the following circumstances:
(a) Where the evidence discloses an offence other than the offence with which
the accused is charged;
(c) Where the accused desires to plead guilty to an offence other than the
offence with which the accused is charged.
PLEAS
1. Meaning
2. Kinds of Pleas
As an answer to a charge, the accused may raise any of the following pleas,
3. Plea of Guilty
A person charged with an offence is presumed innocent until he/she has been
proved guilty or has pleaded guilty. This is contained in Article 28(3)(a) of the
Constitution. An accused person therefore has a right to voluntarily admit the
charge and he/she should not be force or induced to do so.
It is provided under Section 124 of M.C.A and S.60 T.I. A dial after the
substance of the charge has been explained to the accused by the court, the
accused shall be asked whether he/she admits or denies the truth of the
charge. The choice and decision are entirely in the hands of the accused.
Where one is represented by an advocate, the accused may take the advice
of his/her advocate on how to plead. Once the accused has admitted the truth
of the charge, there is this admission.
ii. The Magistrate/Judge should then explain to the accused person all the
essential ingredients of the offence charged.
iv. The court should then ask the prosecutor to state the facts of the
alleged offence and, when the statement is complete he/she should
give the accused an opportunity to dispute or explain the facts.
v. If the accused does not agree with the statements of the facts or
asserts additional facts which if true might raise a question as to guilt,
the court should record a change of plea to no guilty mid proceed to
hold a trial.
vi. If the accused does not deny the alleged facts in any material respect,
the court should record a conviction and proceed to hear any further
facts relating to sentence.
vii. The statement of facts and the accused reply must be recorded.
viii. In the case of a capital offence, court must explain the ingredients of
the offence and the sentence in great detail.
The accused is entitled to deny the truth of the charge and allow the
prosecution to prove their case against him/her. It is therefore provided under
S.124(3) M.C.A that if the accused does not admit the truth of the charge, the
court shall record a plea of not guilty, and proceed to hear the case.
When a plea of not guilty has been recorded, whatever the accused said when
pleading to the charge cannot be taken against him/her, for a court is not
allowed to derogate from the accused plea in this respect.
5. Change of Plea
An accused person is free to change his/her plea at any time during the
proceedings provided he/she does so before sentence is passed. Therefore, a
person convicted on his/her own plea of guilty may change their plea to not
guilty even after a conviction has pleaded not guilty may also change their
plea at any stage of the proceedings but before sentence.
An accused may plead that he/she should not be tried again because he has
already been convicted or acquitted of the offence charged. The plea is
provided for in S.124(5)(a) of M.C.A and S.61(1)(a) of T.I.A.
Article 28(9) of the Constitution provides that any person who shows that he or
she has been tried by a competent court for a criminal offence and either
convicted or acquitted shall not be tried for that offence or for any other
offence which he/she could have been convicted at the trial for that offence
save upon the order of a superior court in the course of appeal or review
proceedings relating to the conviction or acquittal. The provision hays down
what are generally known as the doctrines of autrefois convict and
autrefoisacquit. More detailed rules on the application of these doctrines are
contained in Section 89-93 of M.C.A and Sections 28-32 of the T.I.A.
The basic principle is that a person who has been once tried by a court of
competent jurisdiction for an offence and convicted or acquitted of such
offence shall not, while such conviction or acquittal has not been reversed or
set aside, be liable to be tried again on the same facts for the same offence.
(See S.89 of M.C.A, S.28 of T.I.A).
There are three qualifications to this principle. The first is that a person
convicted or acquitted of any offence may afterwards be tried for any offence
with which he/she might have been charged on the former trial by way of
joinder of counts wider S.86(1) of M.C.A or 23(1) of T.I.A, (See S.90 of M.C.A
and S.29 of T.I.A).
a) By an extract, certified, under the hand of the officer having records of the
court in which such conviction or acquittal was had, to be a copy of the
sentence or order, or
7. Plea of Pardon
By virtue of Article 28(1) of the Constitution, no person can be tried for an
offence if he/she shows that they have been pardoned for that offence. Under
Article 121(4) of the Constitution, the President can exercise his/her
prerogative of mercy by granting to any person concerned or convicted of any
offence, a pardon either free or subject to lawful conditions.
Section 124(5)(b) of M.C.A and Section 61(1) (b) of T.I.A permit an accused to
plead in answer to a charge that he/she has obtained a pardon for his/her
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offence, once the plea is raised, it is for the court to try the issue in order to
ascertain its truth. If the court finds that the facts alleged by the accused do
not prove the plea, or if it finds that it is false, the court will require the accused
to plead to the charge. If the court is satisfied that the plea is true in fact, the
accused will not be requested to plead to the charge and the charge will be
dismissed. Presidential pardons are normally granted for political offences.
8. Refusal to Plead
9. Unfitness to Plead
When it is found that the accused is unfit to plead to the charge because of
insanity or other reasons, the court proceeds as provided for wider Sections
113-118 of M.C.A or Section 45 and 49 of T.I.A which provide for procedure in
case of the insanity or other incapacity of an accused person. (See Chapter
22).
CHAPTER 14
BAIL
1. Nature of Bail
The object of bail is to ensure that the accused person appears to answer the
charge against him/her, without being detained in prison on remand pending
trial. The effect of bail is therefore to temporarily release the accused person
from the custody of the court or police.
a) Bail is normally granted by the court. The High Court has power to grant bail in
any case and normally deals with applications where the accused is charged
with an offence punishable with death. (S.14 of T.I.A).
ii. Where he/she forwards a record to the High Court in the exercise of
his/her supervisory powers contained in S.221 of the M.C.A, if the
magistrate is of the opinion that it is in the interests of justice so to do.
[S.221(4) of M.C.A].
iii. Where a lower court has refused bail to the suspect (S.74(3) M.C.A.
Article 23(6) (c) refers to capital offences and those offences that are only
triable by the High Court. Where a person has been remanded in custody for
360 days before committal to the High Court for trial, the person shall be
released on bail.
The previous position S.76 (a) MCA, where the maximum remand period for a
capital offence is 480 days and for any other offence [S.76(b) MCA] is 240
days are inconsistent with the Constitution and must be deemed to have been
modified accordingly.
A similar provision exists in S.16 of the T.I.A. However, in practice, the courts
have adopted the position for granting bail contained in the Constitution since
it is the Supreme law of the land.
However, S.15 of T.I.A, the court may refuse to grant bail to a person accused
of an offence specified if he/she does not prove to the satisfaction of court;
i. Exceptional circumstances
Given the wide discretion given to the court by Article 23[6(a)] in considering
an application for bail, these circumstances must be taken as grounds for
exercise of discretion.
When an application for bail is made before a Magistrate, the Court is required
to consider the following matters in deciding whether bail should be granted or
refused [S.77(2) of M.C.A].
b) The gravity of the offence charged and the severity of the punishment which
the conviction may entail,
c) The antecedents of the applicant so far as they are known,
d) Whether the applicant has a fixed place of abode within the area of the
courts’ jurisdiction, and
The court should consider the gravity or seriousness of the offence, and the
severity of the sentence on conviction. If the offence is very grave, bail may be
refused since the temptation to jump bail in order to escape punishment is
great.
If the accused has no fixed abode or permanent residence within the court’s
jurisdiction the court may be reluctant to release him/her since it may be
difficult to trace him/her once he/she leaves the area of jurisdiction and returns
home or finds another residence. Where the applicant has a fixed abode
within the jurisdiction of the court, he/she may be granted bail since unless the
charge is a grave one a person is not likely to abandon his/her home and
family.
It is provided under Section 75(1) of M.C.A that court may release the accused
on bail on taking from him/her a recognizance consisting of a bond, with or
without sureties, for such an amount as is reasonable in the circumstances of
the case, to appear before such a court, on such a date and at such a time as
in named in the bond. [See S.14(1) of T.I.A].
The normal practice is for the court to fix the amount of the recognizance,
which must be reasonable, and which may be cash or not cash. The court
should have regard to the gravity of the case as well as the means of the
accused. It is unreasonable to fix a cash amount, which the accused cannot
afford so that he is unable to benefit from the grant of bail.
7. Sureties
A surety is bound to pay the amount specified in the bond if the accused does
not appear to be relieved of his/her responsibilities [S.80 of M.C.A and S.18 of
T.I.A]. On such an application being made for discharge of surety, the court is
required to issue a warrant of arrest directing that the person released be
brought before it. When the accused person appears, the court is bound to
discharge the surety and call upon the accused to find other sufficient sureties
[S.80(3) of M.C.A or S.18(3) of T.I.A].
Where a surety dies before the bond is forfeited, his/her estate is discharged
from all liability in respect of the bond, but the party who gave the bond may be
required to find a new surety. [S.81 of M.C.A or S.19 of T.I.A].
A chief Magistrate or the High Court may order the amount required for bail
bond to be reduced [S.75(2) of M.C.A]. But only the High Court can direct that
the amount required for bail be increased [S.75(3) of M.C.A and S.14(2) of
T.I.A].
If sufficient cause is not shown and the penalty not paid the court may proceed
to recover the amount by issuing a warrant of attachment and sale of movable
property or the estate if he/she is dead [S.83(2) of M.C.A and S.21(21) of
T.I.A]. If such penalty is not paid and cannot be recovered by such attachment
amid sale, the person so bound is liable by order of the court to imprisonment
for a period not exceeding six months. [S.83(4) of M.C.A].
The court has power to remit any portion of the penalty and enforce payment in
part only [S.83(5) of M.C.A or S.21(5) of T.I.A].
Where the accused has failed to comply with the conditions of his/her bail, it
may be cancelled in addition to forfeiting his recognizance.
11. Application to the High Court or Chief Magistrates where Bail refused
b) Private Prosecutions
There are four levels at which public prosecutions are conducted. The first and
highest level is where cases are conducted by State Attorneys who are legally
qualified lawyers. These appear in court and conduct prosecutions by virtue of
their appointment. State attorneys appear only is serious and important cases
before Magistrate Courts and all criminal cases before the High Court.
The third category of state prosecutors are lay persons holding a Diploma in
Law from the Law Development Centre and a Diploma in Prosecutions from the
same institution.
These police prosecutors are appointed by the DPP and are part of that office.
They work under the supervision of Resident State Attorneys in the districts
and conduct prosecution in Magistrates’ Courts only.
The last category is that of the prosecutors appointed by the DPP under
Section 223 of the M.C.A, either generally or for specified cases in any area.
The Section provides that,
It is under this Section that the Director of public prosecutions appoints persons
other than officers of this Department to be public prosecutors. The largest
group of these appointed under this Section are Police prosecutors of the rank
of Assistant Inspector or above. Other public officers usually appointed public
prosecutors are Enforcement officers in Local and Urban Authorities, Labour
Officers, Custom Officers, Inspector of Weights and Measures and Local
Administration Police officers, to mention but a few. The appointment may be
made in general to cover a category of officers or personal in individual cases.
(See GN 128/84 Uganda Gazette 17th August, 1984).
Section 224 of M.C.A lays down in general terms the powers of a public
prosecutor. He/she may appear and plead without any written authority before
any court in which any case of which he/she has charge is under trial or
appeal. If a private person instructs an advocate to prosecute in any such case,
the public prosecutor may conduct the prosecution, and the advocate so
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instructed acts under his/her instruction. The advocate is said to be holding a
“watching brief”.
Similarly, if the prosecutor has some witnesses whom he/she does not wish to
call, but who may have material evidence to give e.g in favour of the accused,
the prosecutor should offer such witnesses to the defence and make them
available for the defence to call if they so wish. The prosecutor should first
show the police statement of the witness to the defence so that they decide
whether to call that witness or not.
Where the prosecutor does not call a material witness without any reasonable
explanation, the court may infer that the evidence the witness would have given
would have been unfavorable to the prosecution.
The Director of Public Prosecutions (DPP) is the public officer in whose charge
is place the control of all criminal prosecution in the State. The office is a
constitutional one, and is established by Article 120 of the Constitution. This
Person heads the Directorate of Public Prosecutions, which is an independent
body. The legal officers who manage the Directorate of Public Prosecutions
are called State Attorneys. Their lay counterparts who work under them are
called State Prosecutors.
Article 120(3) of the Constitution provides for the functions of the DPP which
gives him/her power to do any of the following:
a) Direct the police to investigate any information of a criminal nature and report
to him/her directly;
c) To take over and continue any criminal proceedings instituted by any other
person or authority;
The DPP is given powers and duties under various statutes. The main ones
are:
d) To enter nolle prosequi in cases before the High Court (S.134 of Trial on
Indictments Act as a means of withdrawing charges before the High Court;
f) To give his views in cases undergoing revision by the High Court, before
revisional orders are made;
In practice, this power is exercised under S.121 of the M.C.A where upon
instructions of the DPP a prosecutor may withdraw from the prosecution of any
person. The DPP writes a letter addressed to the Chief Magistrate of the
relevant Magisterial area giving the police file number and court case
reference and informing court that the Director is withdrawing charges against
the accused and giving reasons for doing the same. The letter bears his/her
personal signature and stamp/seal.
Several offices of the Resident State Attorneys have been established in the
major towns in the country. The offices are situated at Fort Portal, Mbarara,
Kabale, Masindi, Tororo, Lira, Soroti, Mukono, Entebbe, Mpigi, Mubende,
Masaka, Jinja, Mbale, Gulu and for Kampala: Buganda Road Court, Makindye
and Nakawa among others. The purpose of establishing the upcountry
stations was that the Resident State Attorneys could deal with the criminal
cases occurring in their areas, on the spot. This would cut down delays in the
prosecutions process as well as reduce the time and expense spent by State
Attorneys from the Headquarters going around the country prosecuting cases.
More offices of this nature are being established from time to time, at district
level.
The powers given to the DPP under the Constitution and the statute enable
him/her to exercise effective control over all public prosecutions. These
powers are wide and considerable. But the powers are only used in the Public
interest. For instance, the Director of Public Prosecutions will not intervene
and take over a prosecution or discontinue it unless it is desirable in the public
interest to do so. If the prosecution is being instituted or conducted by a
private person or authority merely as an abuse of the criminal process to
gratify the prosecutor, the Director of Public Prosecutions will intervene, take
over the case and discontinue the prosecution. He/she enjoys ample
discretion in his/her decision to prosecute or not prosecute. But this discretion
is not exercised arbitrarily. It is exercised after serious discussion and
deliberation among those concerned with the process of prosecution. It is the
duty of the DPP to ensure that there is uniformity in the prosecution policy and
conduct of prosecutions throughout the country and that the prosecution
machinery is effective in contributing to the efficient administration of criminal
justice.
These safeguards are contained in Clause 5 of Article 120 that provides that in
the exercise of his/her powers, the DPP is expected to have regard to public
The Section provides that where criminal proceedings have been instituted by
a person other than a public prosecutor or a police officer under the provisions
of Section 41 of M.C.A, the Director of Public Prosecutions may,
ii. To furnish him/her with any documents or other matters and things in
his possession or under his control.
Article 28 of the Uganda Constitution lays down provisions which are aimed at
securing the protection of law for a person accused of any criminal offence. These
provisions prescribe fundamental human rights, which are safeguarded in all nations
where the rule of law exists. These rights must be observed and maintained by the
prosecuting authorities as well as the courts.
3. Presumption of Innocence
Under Clause (11) of the same Article, no person nor the spouse of that
person who is tried for a criminal offence shall be compelled to give evidence
against that person at the trial.
It is not clear what adequate time and facilities for the preparation of the
defence can be given to the accused. What it may amount to may be to give
an accused person reasonable notice of the offence against him/her as well as
when the trial will begin. If this is done the accused can then prepare how
he/she is going to defend him/herself, prepare his/her witnesses and have
them summoned.
It also enables the accused to engage an advocate to defend him/her and also
gives the advocate sufficient time in which to prepare the defiance of their
client as well as schedule engagements accordingly.
But this right to legal representation is not absolute. A trial cannot be held up
indefinitely merely to allow an advocate to find his suitable time to appear and
represent the accused. Courts cannot sit at the convenience of advocates.
(See further Section 55 of the Trial and indictments Decree and Section 158 of
the Magistrates’ Courts Act).
Article 28(3)(g)provides that every person charged with a criminal offence shall
be afforded facilities to examine in person or by his/her legal representative
the witnesses called by the prosecution before the court and to obtain the
attendance and carry out the examination of witnesses to testify on his/her
behalf before the court on the same conditions as those applying to witnesses
called by the prosecution.
The accused is given the right to have his/her witnesses summoned by the
due process of the court just as the prosecution witnesses are summoned.
Defence witness must also be treated in the same way as the prosecution
witness. For instance, if they refuse to come to court when properly served,
they can be arrested (See Section 95 of the Magistrates Courts Act). Or if the
witness refuses to be sworn, give evidence or produce any document which
he/she is required to produce, he/she may be dealt with as a refractory
witness (See S.102 of the M.C.A).
7. Right to be present during trial and to have assistance of interpreter
An accused person has a right to be present during the trial. A person should
not be tried in their absence unless it is with their own consent or they have so
conducted themselves as to render the continuance of the proceedings in their
presence impracticable and the court has ordered them to be removed and
the trial to proceed in their absence [Article 28(5)].
The right to attend the trial is necessary for the accused because without
hearing the evidence against him/her, he/she cannot exercise their right to
cross-examination effectively nor can he/she present the defence adequately.
The right to interpretation in the language he/she understands is necessary to
enable the accused to exercise most of the rights, like cross-examination and
presentation of the defence. [See Article 28(3)(b) and also S.137 of M.C.A and
S.54 of the T.I.A].
The need for interpretation arises because whereas the official language of
the courts is English (Article 6 of Uganda Constitution) the majority of the
population in Uganda do not understand or speak English. Most witnesses
and accused persons speak only their vernaculars. The vernaculars
themselves are as diverse as there are tribes. It is not unusual, therefore to
find an accused person not being able to understand the language used by
the witnesses if they belong to different tribes. Also, where witnesses testify in
English, the accused person will require the assistance of an interpreter to
follow the court proceedings. (See Sections 56 of the T.I.A and Sections 139
of the M.C.A).
When a person is tried for a criminal offence the accused person or any
person authorized by him/her in that behalf, has a right, if he/she so requires,
and subject to the payment of such reasonable fee as may be prescribed by
law to be given within a reasonable time after judgment, a copy of the
proceedings made by or on behalf of the Court [Article 28(6) of the
Constitution]. The right is essential especially where the accused intends to file
an appeal against the conviction or sentence. The record and judgement
enable the accused or their advocate prepares a sound memorandum of
appeal. The copy of proceedings is availed to the accused upon payment of a
fee prescribed by law.
Article 28(9) of the Constitution provides that no person who shows that
he/she has been tried by a competent court for a criminal offence of which
he/she could have been convicted or acquitted at the trial shall be tried again
for that offence save upon the order of a superior court in the course of appeal
or review proceedings relating to the conviction or acquittal. This provision lays
down what are generally known as the doctrines of ‘autrefois convict’ and
‘autrefois acquit’. The rationale for this rule is that a person should not be put
in peril twice for the same offence or the offence for which he/she could have
been tried at the previous trial.
Article 28(12) of the Constitution provides in clear terms that no person shall
be convicted of a criminal offence unless that offence is defined and the
penalty thereof is prescribed in a written law. The only exception to this
important principle of legality is that the courts are permitted to punish any
person for contempt of court even if the act constituting the contempt is not
defined in a written penal law. Unwritten customary criminal offences cannot
be the subject of criminal proceedings. Adultery and elopement, both
customary criminal offences, have been incorporated in the Penal Code Act
and that is why they are enforceable by the Criminal process. [See S.154A
and 127A of the Penal Code for adultery and elopement respectively].
Except with the agreement of all the parties concerned, all criminal
proceedings in every court must be held in public. [Article 28(1)]. The trial must
be held in open court except where the interests of justice, national safety,
public order and public morality dictate otherwise. [Article 28(2)]. The
requirement for a public trial is based on the principle that justice must not only
be done, but it must be seen to be done.
Open court does not mean court-house. It means any place where the trial
takes place provided the public have access to it. The public must be free to
attend the trial. If the trial is held in an office or chambers, the doors should be
left open so that the public have the right of ingress and egress.
CHAPTER 18
ATTENDANCE OF WITNESSES
The general rule is that all persons are competent to testify unless the court
considers that they are prevented from answering questions by reason of
tender years, old age, disease of mind or body, or oilier cause of the same
kind. (S.117 of Evidence Act).
2. Incompetent Witnesses
4. Privileged Witnesses
5. Summons
The High Court and a magistrate’s court have power to issue summons
requiring the attendance of a person before the court or to bring and produce
any document or thing in their possession if it is made to appear to the court
that material evidence can be given by or is in possession of any person.
[S.94(1) of M.C.A and S.33(1) of T.I.A].
The court has power to issue a warrant of arrest at any time before or after the
time appointed in the summons for the appearance of the accused. [S.54(1) of
M.C.A and S.5 of T.I.A].
Where the witness is in prison the court has power to issue a production
warrant to the officer-in-charge of such prison, requiring him/her to bring the
prisoner to attend court for examination, at a time specified in the warrant.
However, where the warrant or order is directed to an officer in charge of the
prison outside the local jurisdiction of the issuing court, the warrant must be
sent for endorsement by a magistrate within the local jurisdiction where the
warrant is to be executed. Such endorsement is sufficient authority to the
officer in charge of the prison to whom the order is directed to execute the
warrant. [S.98(1) of M.C.A and S.37(1) of T.I.A].
It is the duty of the officer-in-charge to execute the warrant and provide for the
safe custody of the prisoner while being taken to answer the warrant. [S.98(2)
of M.C.A and S.37(2) of T.I.A].
9. Service of Summons
When the officer who served the summons is present in court, he/she may
testify in court to prove service of the summons. Where the officer who served
the summons is not present at the hearing of the case, proof of service is
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effected by an affidavit sworn before a magistrate that such summons have
been properly served, and attaching to the original copy of the summons
which is returned to the court. Such affidavit and the original summons are
admissible in evidence, and the statements made in the affidavit are deemed
correct until the contrary is proved (S.51 of M.C.A).
If the accused person, other than a corporation, does not appear at the time
and place specified in the summons and his/her personal attendance has not
been dispensed with, the court has power to issue a warrant to apprehend
him/her and cause him/her to be brought before such court. [(S.55(1) of
M.C.A].
CHAPTER 19
MAGISTRATES COURT
Broadly the procedure at hearings which is laid down under Section 119-160
of M.C.A is as follows:
If the accused pleads not guilty, the provision of Section 126 come into play.
The prosecutor opens the case and calls witnesses to testify against the
If there is a prima facie case then the accused is informed to his/her rights
namely, to remain silent, to give evidence on oath from the witness box in
which case he will be liable to be cross examined or to make an unsworn
statement without being cross examined by the prosecution. Whatever the
accused chooses to do, he/she is entitled to call witnesses (S.128). The right
to remain silent is not provided for in this Section, rather it is a constitutional
human right contained in Article 28(11) namely, a person shall not be
compelled to give evidence against themselves.
The court then hears the defence case after which the prosecutor and defence
may address the court on the evidence and the law in regard to their
respective cases.
After the hearing of the case, the magistrate may give the judgment or reserve
it for another date. The court may acquit the accused having found him/her not
guilty and order their release from custody, or it may convict the accused. The
judgement must be pronounced in open court (Section 135).
After delivering judgment the court then invites the prosecutor to give a record
of the accused to enable it to access the sentence. After hearing the
prosecutor, the accused should be given a chance to say something in
mitigation of sentence. Finally, the magistrate determines the sentence and
passes it in open court.
While investigations are being conducted against the accused, the accused
may be remanded in custody or on bail. It is the normal practice of the courts
to remand the accused for two weeks. After two weeks the accused appears in
court to be informed of the position of the case and to be further remanded.
This is what is known as mention of the case.
After the hearing date has been fixed, the prosecution applies for issue of
witness summons to enable them to call their witnesses. The prosecution
normally serves the summons through the Police, Process Server and the
Chiefs.
If the hearing date fixed is found to be unsuitable for either party or the
witnesses cannot attend court on that date, an application for adjournment to
another hearing date, should be made and it is upon the discretion of the court
to grant or refuse such application.
The court is given power to dismiss the case if the prosecutor does not appear
on the date fixed for hearing. This power is given by Section 119 of M.C.A. It is
provided that if the accused person appears in obedience to the summons
served upon him/her to appear at a place and time appointed in the summons
for hearing of the case or is brought before the court under arrest, then if the
prosecutor having had notice of the time and place appointed for the hearing
of the charge does not appear unless for some reason, the court if it thinks it
proper may adjourn the hearing of the case to some other date. The court may
then remand the accused in prison or admit him/her on bail.
4. Withdrawal from Prosecution
In any proceeding before a magistrate’s court, the prosecution may, with the
consent of the court, or on the instructions of the Director of Public
Prosecutions, at any time before judgement is pronounce, withdraw from the
prosecution of any person (Section 121 of M.C.A).
If such withdrawal is made before the accused person is called upon to make
his/her defence, he/she shall be discharged, but such discharge shall not
operate as a bar to subsequent proceedings against him/her on account of the
same facts. [Section 121(a)of M.C.A]. Under this provision, the prosecution
may withdraw the charge for some reason or another e.g. insufficiency of
evidence or unavailability of witnesses, but if they obtain more and adequate
evidence or the witnesses become available, they can re-institute proceedings
against the accused based on the same facts.
It should be noted that unless the prosecutor has written instructions from the
DPP contained in form signed and stamped personally by the DPP to withdraw
the charge, he/she should seek the permission of the court to withdraw the
charge by proper application to that effect in court. Where the prosecutor has
received instructions from the DPP to withdraw the charge, he/she should so
inform the court, and in this instance, the court has no discretion to refuse the
withdraw because the DPP would be exercising his constitutional powers,
under Article 120(3)(d).
5. Adjournments
The court has power to adjourn (postpone) the hearing of the case if sufficient
cause is shown. The application has to be made in open court for such
adjournment. (Section 122 of M.C.A) An application by letter is not proper.
It is required by the same Section that where the evidence has first begun, the
trial shall be continued from day to day until it is concluded, unless the court
finds the adjournment of trial beyond the following day to be necessary for
reasons to be recorded.
Where a hearing is adjourned the court should appoint a time and place for
the resumption of the proceedings and in the meantime the accused is either
released on bail or remanded in custody. No such adjournment should be for
more than thirty clear days and if the accused is committed to prison, he/she
should not be so remanded for more than fifteen clear days, the day following
that on which the adjournment is made being counted as the first day.
If the accused does not appear before the court on date fixed for further
hearing then the court may proceed to hear the case as if the accused was
present, unless the accused is charged with a felony. [Section 123(1) of
M.C.A].
If the accused is charged with a felony and does not appear at the resumed
hearing a warrant of arrest is issued against him/her [S.123(4)].
If the court convicts the accused in his/her absence, it may set aside the
conviction on being satisfied that the absence was from causes over which
he/she had no control and that he/she had a probable defence on merits.
On the other hand, if the complainant does not appear on the date adjourned
for hearing, the court may dismiss the charge with or without costs as the court
thinks fit [S.123(1) of M.C.A]. It seems that the word complainant means
prosecutor whether private or public and not necessarily the victim or
aggrieved party where the prosecution is a public prosecution. It also appears
that the dismissal does not amount to an acquittal of the accused, and
therefore is not a bar to subsequent proceedings for the same offence.
7. Reconciliation
The court is given power under Section 160 of M.C.A to promote reconciliation
and encourage and facilitate the settlements, in an amicable way, of
proceedings for assault, or for any offence of a personal or private nature, not
amounting to a felony or not aggravated in degree. The court may reconcile
and settle such cases by ordering payment of compensation or other terms it
may approve. Upon such settlement the court may order the proceedings to
be stayed.
It should be noted that this procedure for settling criminal cases is confined to
simple cases of a personal or private nature, which do not amount to a felony.
An offence is a felony if it is so declared by the Penal Code or one, which if not
Where a question of law has been reserved, the magistrate should make a
record of the question reserved with the circumstances under which it arose
and then transmit a copy of the record to the Chief Registrar of the High Court.
The accused should in the meantime be remanded in custody or released on
bail, and the proceedings adjourned. [S.206(2) of M.C.A].
No party has a right to be heard before the High Court when determining the
question of law reserved, but the High Court may, if it thinks necessary, hear
any party either personally or by advocate. [S.206(4) of M.C.A].
The High Court is required to consider and determine the question reserved
and then remit the case to the magistrate’s court with its opinion on the
question reserved. The Magistrate must dispose of the case in accordance
with the opinion of theHigh Court.
Chief Magistrates and Magistrates Grade I who are professional lawyers
should not readily resort to this procedure of deciding preliminary points of
laws. They should decide them according to their understanding of the law,
and where one party is not satisfied he/she should appeal to the High Court. If
this procedure is adopted all too often it will slow down the process of deciding
criminal cases which should be completed within a reasonable period. The
power to reserve a question of law should be invoked in what cases may be
decided in accordance with the authoritative opinion of the High Court. It is
also appropriate to exercise the power where the point of law involved is one
of the general or public importance.
Uganda :::::::::::::::::::::::::::::::::::::Prosecutor
= Versus=
XY ::::::::::::::::::::::::::::::::::::::::::::Accused
(Criminal Case No…………………..)
2. I heard the case against the accused on………………and found the following
facts (Set out in separate lettered paragraphs).
3. In the courts of hearing (or before the hearing) a point of law was raised
by…………that……………(state point of law).
7. The question of law for the opinion of the High Court is………………………
Signed…………………………………………….
Chief Magistrates/ Magistrates
Grade I
It is provided under Section 133(1) of M.C.A that the prosecutor and the
accused person shall be entitled to address the court at the commencement of
their respective cases. In practice, however, the right is exercised mainly by
State Attorneys when they appear fir the prosecution especially in the High
Court. But it is a good practice for the prosecutor to outline the facts of the
case before calling the first witness, particularly where the case is complicated
and the court might not follow easily the evidence given by witnesses without
such prior outline. An opening address is not necessary in simple cases.
After opening the case, the prosecutor adduces evidence in support of the
charge laid against to accused. Witnesses are called one by one and
examined by the prosecutor to elicit the evidence from them and are cross-
examined by the defence to test their credibility.
The graver the charge, the heavier the burden of proof and the prosecutor
should endeavour to adduce cogent and convincing evidence to satisfy the
court about the quilt of the accused beyond any reasonable doubt.
A finding of no case to answer is made at the close of the case for the
prosecution. In accordance with Section 127 of M.C.A, if at the close of the
evidence in support of the charge it appears to the court that a case is not
made out against the accused sufficiently to require him/her to make a
defence, the court shall dismiss the case and shall acquit him/her forthwith.
A prima facie case been defined to mean such a case on which a reasonable
tribunal properly directing its mind to the law and the evidence could convict if
no explanation is offered by the defence. [See Bhaattv.R. (1957 (EA 322].
It should be noted that a prima facie case does not mean a case proved
beyond reasonable doubt, it is less than that. Secondly, the court is not
required at this stage to decide fully whether the evidence is worthy or credit,
or whether if believed is weighty enough to prove the case conclusively
because such final determination can only properly be made when the case
for the defence has been heard. Wibiro alias Musa V.R (1960) EA 184.
A court may hold that there is no case to answer or that there is no prima facie
case made out by the prosecution, when any of the following conditions exist:
a) When there has been no evidence to prove an essential element in the
alleged offence, or
b) When the evidence adduced by the prosecutor has been so discredited as
a result of cross examination, or is so manifestly unreliable, that no
reasonable tribunal could safely convict on it.
After the court has ruled that there is a case against the accused to answer,
the provisions of Section 128 of M.C.A come into play. The court is required to
do the following: -
b) Inform the accused that he/she has the right to given evidence on oath
from the witness box and that if he/she does so, they will be liable to cross-
examination, or to make a statement not on oath from the dock;
c) Ask the accused if they have any witnesses to call or other evidence to
adduce in their defence;
e) Adjourn the hearing and summon the witnesses for the accused, if they are
not present in court.
Where there are more than one accused person, the court may either hear
each accused person and his/her witnesses, if any, in any turn or if appears
more convenient, will hear all the accused persons and then hear all their
witnesses.
It should be noted that although the accused has a right to give evidence on
his/her behalf, he/she does not have any burden of proving his/her innocence
by disproving the charge. Even where he/she raises a defence (except
insanity) he/she doesnot assume the burden of proving it. For instance, if
he/she raises in alibi a defence that he/she was somewhere and not at the
scene of crime when it was committed he/she has no duty to prove it. It is for
the prosecution to disprove it by evidence.
Section 131(2) of M.C.A gives the prosecutor and the accused a right to
address the court after the accused has closed his/her case. The order of the
speeches is as follows: -
The court has power to vary the above order of address in certain cases. The
right of address may be exercised by an advocate representing the prosecutor
or the accused. [S.131(4) of M.C.A].
Section 144(1) of MCA provides that when a magistrate after hearing and
recording evidence in whole or in part ceases to exercise jurisdiction in the
trial and is succeeded by another. The successor may act on the evidence so
recorded, and may re-summon witnesses and recommence trial if the
circumstances so demand.
CHAPTER 20
EXAMINATION OF WITNESSES
It is therefore the duty of the party calling the witnesses to examine him/her so
as to elicit the evidence they have in their possession. The order of
examination of witnesses is laid down in Section 137 of the Evidence Act. It is
provided in this Section that witnesses shall be first examined-in-chief, then (if
the adverse party so desires) cross-examined, then (if the party calling them
so desires) re-examined.
c) Presentation of Evidence
It is normal practice for witnesses who have not given evidence to be asked
to wait outside the court so that they do not hear what other witnesses have
been saying in court. If a witness gives evidence after sitting in court and
hearing what other witnesses from his/her side have testified, his/her
evidence may be given less weight. Therefore, before the hearing begins, all
There is no hard and fast rule governing the choice and order in which
witnesses may be called by the party calling them. These are matters within
the discretion of the prosecutor or the accused as the case may be. Witnesses
who have direct evidence are preferred to those who can only give indirect
evidence, and those who have primary evidence are preferred to those who
have secondary evidence, on the same issue. The basic principle in choice of
witnesses is that those who can give best evidence are given priority. Adults
are of course preferred to children of tender year whose evidence requires
corroboration. Independent witnesses are also much better than those who
have an interest in the matter or who have collaborated with the accused,
namely accomplices.
As regards the order of calling witnesses, Section 134 of the Evidence Act
provides that the order in which witnesses are produced and examined shall
be regulated by the law and practice for the time being relating to civil and
criminal procedure, and in the absence of such law, by the discretion of the
court. It is provided in Section 137 that the prosecution calls its witnesses first
and thereafter the accused may call his/her evidence if there is a case for
him/her to answer (S.128 of M.C.A).
The court is required to record the sex and approximate age of each witness
and may also record such remarks if any as it thinks material respecting the
demeanor of such witnesses whilst under examination. (See S.141 of M.C.A).
3. Examination-in-Chief
While the prosecutor or the accused may not lead a witness, he/she must
guide the witness and assist them to remember what they have forgotten and
to appear a credible witness to court.
4. Cross-examination
iv. To undermine the witness by shaking their credibility and showing that
he/she cannot be trusted to speak the truth.
ii. Probing consists in inquiring thoroughly into the details of the story to
discover the flaws or weakness.
5. Re-examination
The court has power to call or re-call any person as a witness at any stage of
proceedings. The court has a duty to call or re-call and examine such a person
if the evidence appears to be essential to the just decision of the case (S.100
of M.C.A).
ii. To recall any witness who has already given evidence to give further
evidence.
Either party may apply for re-calling a witness especially where the evidence
intended to be adduced was not in the possession of the witness, or the party
had no knowledge about it, or it is required to rebut or counteract evidence
adduced by the other party.
7. Hostile witness
A hostile witness is one who deliberately turns against the party which called
him/her, while giving evidence in examination-in-chief. He She turns against
him/her by giving unfavourable and destructive evidence against the case. Not
everyone who gives unfavourable or unhelpful evidence is hostile witness.
Such a witness may be forgetful or stupid and may not be giving unfavourable
evidence with view to assisting the opposite party.
One example where the witness may be treated as hostile is where the
evidence given in court deliberately conflicts with any statement he/she made
during police investigations.
Where a party finds that the witness has turned hostile, he/she may apply to
the court under Section 129 of M.C.A to declare such a witness hostile. If the
court declares that the witness is hostile to that party, it may allow the party to
conduct the examination-in-chief as if it were a cross-examination and may
determine the order of his/her examination by other parties. Therefore, the
party calling him/her cross-examine him/her to undermine him/her and destroy
his/her evidence.
Once the witness has been declared by the court to be hostile, the evidence
cannot be relied on by either party or by the court, for it is inherently
unreliable.
8. Refractory witness
A trial within a trial is a trial of an issue within the main trial. It normally
happens when the admissibility of a confession by the accused is disputed by
the accused.
The prosecution will of course argue that the confession was made voluntarily.
A confession which is made involuntarily or in contravention of the law, is
inadmissible in evidence so the court has to hear evidence on how the
confession was recorded in order to determine whether the confession should
be admitted in evidence.
The procedure for a trial within a trial in the High Court and in the
Magistrates‘Courts is as follows:
ii. If the accused has no objection and the confession is admissible in law,
then the confession can be allowed and there will be no trial within a
trial.
iii. If the accused objects to the admissibility, the prosecution has to call
witnesses to testify only on the issue of the confession. These would be
persons who had custody of the accused and those who recorded the
statement from him/her. These witnesses will be cross-examined by the
accused.
vi. In the High Court the assessors should not be asked to leave the court
during trial within trial, and judge may seek their opinions on any fact
relevant to the issue, but the decision on admissibility is for the judge
alone (S.81 of T.I.A).
vii. The court will then give a ruling whether the confession is admissible or
not, and that will be the end of the trial within a trial.
ix. If the statement is held admissible, the main trial will resume and the
prosecution will call the witnesses to produce the confession in
evidence. The witnesses who were called during a trial within a trial will
be called again because what they said in a trial within a trial is not
evidence for the main trial.
The requirement to hold a trial within a trial is purely a rule of practice and not
a rule of law, but it must be observed. The law governing the admissibility of
confessions is found in Section 23-29 of the Evidence Act. [See
KinvorisioKiridutu Vs R (1956) EACA 48, Richard Vs Rep.(1969)EA 138,
Ezekia Vs Rep (1972)EA 429).
Under Section 101(3) of M.C.A where in any proceeding any child of tender
years called as a witness does not in the opinion of the court understand the
nature of an oath, if his/her evidence may be received, though not given upon
oath, if in the opinion of the court, he/she is possessed of sufficient intelligence
to justify the reception of the evidence and understands the duty of speaking
the truth.
However, where the evidence of a child is admitted not on oath on behalf of
the prosecution, the accused cannot be convicted unless such evidence is
corroborated by some other material evidence in support of it implicating the
accused.
There provisions concern children of tender years i.e. children under the age
of 14years. Therefore, the court has to assess the age of the child or indoor to
decide whether the child is one of tender years. If the child is old enough that
is about 14 years he/she can give evidence on oath without further inquiry as
It is the duty of the Magistrate to carry out the investigation and make definite
findings on the capacity of the child to give sworn or unsworn evidence. The
inquiry the Magistrate makes in this connection is called a voire dire. The
procedure followed is as follows:
a) The court should first find out whether the child understands the nature of an
oath. In this connection the child should be questioned about his/her
religious beliefs and the purpose of swearing.
b) If the child understands the nature of oath, he/she can be sworn, and give
evidence on oath.
c) If the child does not understand the nature of the oath, the child cannot be
sworn, and the court must carry out more inquiry as to whether the child;
For this purpose,the court should put questions to test the child’s general
knowledge and perception and find out if he/she knows the difference between
truth and lies and the need to tell the truth.
d) If the child does not possess sufficient intelligence nor understands the duty
to speak the truth, his/her evidence cannot be received in court. He/she
cannot give even unsworn evidence.
e) If the child is possessed of sufficient intelligence and understands the duty to
speak the truth, he/she will be permitted to give evidence not on oath. (see
KibangenyArapKolil Vs R (1959) EA 92).
It should be noted that even a child who gives evidence not on oath is liable to
cross-examination just like any other witness.
The parties to the proceedings, namely the prosecution and the defence, have
a right to forward any written interrogatories (questions) which the court
directing the commission may think relevant to the issue. The magistrate to
whom the commission is directed must examine the witness upon such
interrogatories. Any part may appear before such magistrate by advocate, or if
not in custody in person, and may examine, cross-examine or re-examine the
witness. (S.106 of M.C.A).
SUMMARY PROCEDURES
The court is given power to try such offences without recording the evidence
of but the court must record the following particulars (S.142(1) of M.C.A).
When in the course of a trial it appears to the magistrate that the case is of a
character which renders it undesirable that it should be so tried, the magistrate
must recall any witnesses and proceed to rehear the case in the normal manner
provided for hearing cases under the M.C.A.
Any fit person may be appointed a Petty Sessional Magistrate and a magistrate
so appointed shall have such jurisdiction only as is necessary to hear and
The magistrate hearing the case must record the following particulars:
(a) The serial number of the case;
(b) The name of the accused;
(c) The date on which the accused first appeared before the court in answer to
the charge;
(d) The date on which the proceedings terminate;
(e) The offence charged;
(f) The plea of the accused;
(g) The finding and sentence or other order.
On conviction for any offence tried under the above procedure, the court has no
power to pass any of the following sentences:
A magistrate may, if he/she thinks fit, and must if requested by the accused or
his/her advocate, or by the prosecutor, record a sufficient note of any question of
law which may arise during the trial, and any relevant evidence thereto. The
magistrate must transmit the note to the High Court if required to do so by the
Chief Registrar of the High Court. [S.143(4)].
No appeal lies against any finding, sentence or order in a case tried under the
above procedure. [S.143(7) of M.C.A].
1. Unfitness to Plead
When in the course of atrial or preliminary proceeding, the court has reason to
believe that the accused is of unsound mind and consequently incapable of
making his/her defence, it should inquire into the fact of such unsoundness
[S.113(1) of M.C.A and S.45(1) of T.I.A]. If the court finds that the accused is
of unsound mind, it must postpone the trial, [S.113(2) of M.C.A and S.45(3) of
T.I.A].
If the accused is charged with an offence for which bail may be granted, the
court has power at this stage to release him/her on bail provided sufficient
security is given that proper care will be taken of him/her and he/she will be
prevented from doing injury to him/herself or to any other person [S.113(3) of
M.C.A]. In a case where the charge is for an offence for which bail cannot be
granted (or if no sufficient security is forthcoming) the court is bound to order
the accused to be detained in safe custody in any suitable place and to
transmit the court record to the Minister [S.113(4) of M.C.A and S.45(4) of
T.I.A].
The Minister then decides where the accused should be detained. He/she may
by warrant directed to the court, order that the accused be confined as a
criminal lunatic in a mental hospital or other suitable place of custody
[S.113(5) of M.C.A and S.45(5) of T.I.A].
2. Resumption of Trial
Where it is proved that the accused committed the act or omission charged
and that he/she was insane at the time when the act was committed, the court
must make a special finding to the effect that the accused is not guilty of the
act or omission charged by reason of insanity. [S.117(1) of M.C.A or S.48(1) of
T.I.A].
When such special finding is made, the court should report the case for the
order of the Minister and should meanwhile, order the accused to be kept in
custody as a criminal lunatic in such place and in such manner as the court
shall direct [S.117(2) of M.C.A or S.48(2) of T.I.A]. The Minister may order
such person to be confined in a mental hospital, prison or other suitable place
of safe custody. [S.115(3) of M.C.A or S.46(3) of T.I.A].
After the trial of the case the court should transmit the court record or copy of it
to the Minister. Upon consideration of the record, the Minister may order that
the person convicted be detained in such a prison or other place of custody as
he/she may specify in his/her order or that such person be released. The order
may be varied or discharged at any time by the Minister [S.118(3) and (4) of
M.C.A or S.49(3) and (4) of T.I.A].
The procedure approved by the High Court for dealing with a case in which
the accused is a deaf-mute is as follows:
a) The court should establish by medical evidence or otherwise the fact that it
is dealing with a deaf-mute. Having established this fact, it should record
this finding as well as that the accused is mute by visitation of God.
b) The court should next decide whether the deaf-mute is of unsound mind or
not.
d) If such contact can be made, the court should proceed to try the case
without reference to Section 118(1)(a).
e) If no such contact can be made but the court is nevertheless satisfied that
the accused, apart from his/her affliction, is of sound mind, then, and only
then should the procedure under Section 118(1)(a) of M.C.A be followed.
The purpose of the procedure is to enable the accused to know the nature of
the evidence that will be adduced against him/her in the High Court so that
he/she adequately prepares his/her defence. It was meant to be an improved
procedure on the old preliminary inquiries where all witnesses for the
prosecution were called and the magistrate had to find a prima facie case
before committing the accused for trial by the High Court. The present
procedure is quicker and less expensive and was intended to expedite trials of
serious cases in the High Court.
Magistrates of any grade except Magistrate Grade III have power to conduct
preliminary proceedings.
b) The magistrate (or court clerk) shall read out the indictment and summary
of the case to the accused and explain the charges and evidence in a
language he/she understands and inform the accused that he/she is not
required to plead to the indictment.
After complying with the above procedure, the court shall commit the accused
person for trial at the next convenient sessions of the High Court, and must
remand the accused in custody. If the accused person had earlier been
granted bail by any court, the bail shall lapse and the magistrate shall remand
the accused in custody pending the trial in the High Court. [S.168(3) (c) and
(4)].
6. Notice of Trial
When the hearing of the case has been fixed by the High Court, an officer of
the court, normally a Registrar (Crime), is required to endorse or annex to
“To TAKE NOTICE that you will be tried on the indictment at the
sessions of the High Court to be held at……………..onthe…………day
…………of 20……..
…………………
REGISTRAR
Both the DPP and the accused/his/her advocate shall then be duly notified of
the date on which the case will be heard, by the Registrar. At least one
month’s notice is given, to allow both sides adequate time to prepare for their
case.
CHAPTER 24
The conduct of trial proceedings before the High Court is governed by the Trial
on Indictment Act Cap.23. The procedure for hearing and determining cases
before the High Court is basically the same as in Magistrates Courts save for a
few aspects which are peculiar to trials before the High Court. These peculiar
aspects include the participation of assessors in the High Court, and the
holding of preliminary hearings. Courts Act. It is therefore not necessary to
deal with all the stages and aspects of the trial procedure as these have
already been covered. Below are the most important aspects of the
proceedings.
After the case has been called and the accused has been taken to the dock,
counsel appearing for the prosecution and the accused will introduce
themselves to the court. The judge will then choose the two assessors who will
sit with him/her to hear the case, from a list of assessors submitted to him/her.
The Judge will ask the accused if he/she has any objection to any of the
assessors and if the accused has an objection which is substantial, another
assessor will be chosen. The State Attorney will likewise be asked the same
question, and the same result will obtain. The assessors will take up their
seats besides the judge.
After the close of the case for the prosecution, counsel for the defence may
submit that there is no case made out for the accused to answer. The
prosecutor will reply. The Judge will give a ruling as to whether or not there is
a prima facie case made out against the accused, if the defense’s submission
is overruled, the accused will be called to make his/her defence. Even where
no submission of no case to answer is made, the court is duly bound to decide
whether a sufficient case has been made out against the accused requiring
him/her to be put upon their defence. [S.73(1) T.I.A].
The accused is then informed of his/her right to give evidence on his/her own
behalf, to make unsworn statement, and to call witnesses in his/her defence.
[S.74(2)]. The accused then makes unsworn statement, or gives evidence on
oath whereby he/she is subjected to cross-examination. Witnesses for the
defence, if any, are called and examined, until the defence case is closed.
(S.74).
After the final submission, the judge will sum up the evidence and the relevant
law to the assessors (S.82). The assessors will then give their opinions
(separately) either immediately or after retiring for some time. The judge will
record their opinion.
After the assessors have given their opinions the case will be adjourned to
enable the judge to write his/her judgement taking into consideration the
opinion of assessors although he/she is not bound by them. Judgement will
then be pronounced on the adjourned or notified date.
3. Objection to indictment
The accused may also object to the indictment on the ground of want of
service thereof if he/she was entitled to service of a copy of the indictment.
The accused shall not be required to plead instantly to the indictment if the
court finds that he/she was not duly served therewith (S.60).
4. Alteration of indictment
The High Court is given power at any stage to amend to a defective indictment
as the circumstance of the case and the interests of justice require. Therefore,
where it is made to appear to the High Court that the indictment is defective or
otherwise requires amendment, the court may make such order for the
alteration of the indictment (by way of its amendment, or by substitution or
addition of a new count) as the court thinks necessary to meet the
circumstances of the case and the required alterations cannot be made
without injustice. However, no alteration to an indictment is permitted by the
court to charge the accused person with an offence which, in the opinion of
the court, is not disclosed by the evidence set out in the summary of the case
upon which the accused was committed for trial [S.50(2) of T.I.A].
After the indictment has been altered the court should call upon the accused
to plead to the altered indictment. The accused may demand the recall of the
witnesses for the prosecution for further cross-examination. The accused has
also the right to give or call further evidence on his/her behalf. Where the court
is of the opinion that the alteration of the indictment has prejudiced the
accused, it may adjourn the hearing for such a reasonable period, as it
considers necessary. The court may also make any orders as to payment by
the prosecution of any costs incurred due to the alteration of the indictment as
it thinks fit. (S.51 of T.I.A).
If any indictment does not state and cannot by any alteration be made to state
any offence of which the accused has had notice, it shall be quashed either on
a motion made before the accused pleads or on a motion made in arrest of
judgment. A written statement of every such motion shall be delivered to the
Chief Registrar or other officer of the court by or on behalf of the accused and
shall be entered upon the record (S.58 of T.I.A).
6. Pleading to indictment
The accused should be placed in the dock unfettered, unless the court orders
otherwise, while the indictment is read and explained to him/her by an officer
of the court or interpreted by a court interpreter. The accused should then be
required to plead to the indictment instantly, unless he/she raises any valid
objection. (S.60).
The accused is entitled to raise the following pleas as a bar to his/her trial on
the indictment:
a) That he/she has been previously convicted or acquitted, as the case may
be, of the same offence, or
b) That he/she had obtained the President’s pardon for that particular offence.
If the court finds that the plea is false, the accused will be required to plead to
the indictment. (S.61). If the accused person refuses to plead by standing
mute of malice, neither by will nor by reason of infirmity, the court should enter
a plea of not guilty and proceed to try the case (S.60). Similarly, where the
accused pleads not guilty a plea of not guilty is entered and the court then
proceeds to try the case. (S.65).
The accused has a right to plead guilty to the indictment and the court has
power to convict on such a plea. Section 63 of T.I.A provides that if the
accused pleads guilty the plea shall be recorded and he/she may be convicted
thereon.
The normal procedure for recording a plea of guilty should be followed (See
Chapter 13). In capital cases however, more caution must be exercised in
accepting a plea of guilty. It is well settled that while there is no general rule
that a plea of guilty should not be accepted in capital cases, and in fact the
T.I.A expressly permits it, stringent precautions must be taken. The actual
words used by an accused person when pleading to the charge should be
recorded verbatim. If a discussion follows and the accused is intending for any
reason to amend his/her plea, he/she should be recharged before doing so.
Where counsel appears for the accused, the judge may be entitled, if the plea
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is unequivocal in terms, to accept counsel’s assurance that he/she has
advised his/her client fully as to the elements of the offence charged and the
nature of the consequences of a plea of guilty, and thereupon of accept the
plea.
Where the accused is arraigned on an indictment for any offence, and can
lawfully be convicted on such indictment of some other offence not charged in
such indictment, he/she may plead not guilty to the offence charged in the
indictment, but plead guilty to such other offence. The court cannot accept a
plea of guilty to another offence unless the advocate for the prosecution
consents. (S.64 of T.I.A).
The T.I.A provides instances when a person may be convicted for the offence,
which he was not charged with. Among the instances are:
The accused may offer to plead guilty to any of the above minor or lesser
offences than the one charged, and if the prosecution accepts the offer, a plea
of guilty to the lesser offence may be accepted by the court. The normal and
best example of this situation is when an accused person offers to plead guilty
to manslaughter when charged with murder. This is admissible because
manslaughter is a minor and cognate offence to murder. The accused cannot
plead guilty to any other offence, which does not come under the above
categories. In practice, it is permissible for the prosecutor to indicate to the
accused or his/her advocate that he/she would be prepared to accept a plea of
guilty to a lesser specified offence. It is then upon the accusedto consider the
offer and accept or reject it. This procedure is something called plea
bargaining or plea negotiation. The practice has the advantage of expediting
the disposal of cases as well as providing a mitigating ground for the accused
in assessing sentence.
9. Nolle Prosequi
The power to enter a nolle prosequiis given under Section 134 of the T.I.A. In
any case committed for trial to the High Court, at any stage before judgement,
the DPP may enter a nolle prosequi either by stating in court in person or by
informing the court in writing that the State intends that proceedings shall not
continue. Thereupon, the accused must be at once discharged in respect of
the charge for which a nolle prosequi has been entered. If the accused has
been committed to prison, he/she must be released, or if he/she is on bail, the
recognizance must be discharged. However, such discharge of an accused
person shall not operate as a bar or stop to any subsequent proceedings
against him/her on account of the same facts. The case against the accused
can be re-instituted if the DPP considers it necessary and desirable.
If the accused is not before the court when such a nolle prosequi is entered
the Chief Registrar or other responsible officer of the court must forthwith give
a written notice of such entry to the officer in charge of the prison where the
accused is detained. A similar notice should be given if the accused has been
committed for trial, to the Magistrate’s court by which the accused has been
committed, which court should notify the witnesses summoned to give
evidence, and accused’s sureties, if he/she was released on bail.
The power to enter a nolle prosequi cannot be exercised by any other person
except the DPP (S.135 of T.I.A). It is normally exercised where the accused is
dead or key prosecution witnesses cannot be found after several
adjournments. In most cases, a written nolle prosequi duly signed by the
DPP is entered by presenting the same to the presiding judge, but it can also
be filed with the Registrar.
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This procedure defers from that of offering no further evidence in that when no
further evidence is offered by the prosecution, the accused may be acquitted
and not merely discharged and this acquittal is a bar to subsequent
proceedings.
The Section provides that if any accused person who is legally represented
pleads not guilty, the court shall as soon as is convenient hold a preliminary
hearing in open court in the presence of the accused and his/her advocate
and of the advocate of the prosecution to consider such matters as will
promote a fair and expeditious trial. The prosecutor and the defence counsel
should confer and discuss together what evidence they are prepared to admit
to be put on record without calling witnesses. Either the defence counsel or
the advocate for the prosecution should then inform the Judge of the matters,
facts or evidence admitted or agreed upon.
When preparing the memorandum, the facts agreed upon should be set out in
the memorandum. If a document is admitted or agreed on them this document
should be admitted in evidence and form part of the record of trial. Any facts or
documents admitted or agreed on, must of course be read over to the
assessors as these form part of the evidence in the trial.
11. Assessors
All trials before the High Court must be held with the aid of assessors the
number of whom must be two or more as the court thinks fit. [S.3 of T.I.A).
Assessors are lay persons selected in the locality by Chief Magistrates. They
must be persons of integrity and good reputation in their areas. Their
selection qualifications, summoning and attendance are governed by the
Assessors Rules, which are contained in the Scheduling to the T.I.A.
It is the duty of Chief Magistrates, before the first day of March in each year, to
prepare lists of suitable persons in their magisterial areas to serve as
assessors. (Rule 1).
All citizens of Uganda, who are not exempted, and who are between the ages
of 21 and 60 years, and who are able to understand the language of the court
with a degree of proficiency sufficient to be able to follow the proceedings, are
liable to serve as assessors at any trial held before the High Court (R.2).
The accused, his/her advocate, and the prosecutor have a right, before the
assessor is sworn, to challenge the assessor for cause on any of the following
grounds: -
(c) His/her character, in that he/she has been convicted of an offence which in
the opinion of the judge renders him/her unfit to serve as an assessor;
(d) His/her inability to adequately understand the language of the court.
If in the course of the trial, at any time before verdict, an assessor is prevented
from attending throughout the trial by sufficient cause, or absents him/herself
and it is not practicable immediately to enforce his/her attendance, the trial
should proceed with the aid of the remaining assessor, even if he/she is one.
An assessor who has been absent and missed part of the evidence cannot be
allowed to return and take part in the proceedings. But if more than one of the
assessors are prevented from attending or absent themselves, the
proceedings must be stayed and a new trial shall be held with the aid of
different assessors (S.69).
Assessors are required to attend the entire trial proceedings. Therefore, they
are no longer required as in the past, to leave the court while the issue of
admissibility of a confession is being tried, and the judge may seek their
opinions on any fact relevant to such issue. However, it is for the judge alone
to decide on any question of fact or law upon which the admissibility of a
confession depends. A “Confession” is defined for purposes of this Section to
include any statement the admissibility of which is challenged. (S.81).
When the case on both sides is closed, the judge is required to sum up the
law and the evidence in the case to the assessors (S.82). The judge must
make a note of his/her summoning up to the assessors. The importance of
summoning up notes to the Appellate court and the appellant cannot be over
emphasized. Submissions are frequently made on ground of misdirection that
the summing up did not contain some important issues for consideration. It is
only when notes appear on the record that the submissions can be maintained
or answered.
Some of the matters, which the judge should direct the assessors on, are:
f) The alternative defences that are open to accused if they emerge from the
evidence even if not raised by the accused;
g) Any other offence the accused may be convicted of if the main charge is
not proved e.g. a minor cognate offence;
h) On which party the burden of proof lies and standard of proof required in
the case.
After the summing up the judge must require each assessor to state his/her
opinion orally, and then record such opinion. The assessors may retire to
consider their opinions after summing up if they so wish, and during such
retirement or at any time during the trial they may consult one another. The
judge is not bound by the opinions of assessors but where he/she does not
conform with the opinions of the majority of the assessors in his/her decision,
he/she must state reasons for departing from their opinions in the judgment.
Where the assessors indicate in their opinions a mistaken view of the facts or
the law, it is the duty of the Trial Judge to correct such view in his/her
judgment.
It is provided under S.79 of the T.I.A that no additional material fact which
does not form part of the summary of the case against an accused person
shall be alleged by the prosecution unless the prosecution has given
reasonable notice in writing to the accused person or his or her advocate of
the intention to allege that fact, but no such notice need be given if the
prosecution first becomes aware of it on the day on which it is alleged in
evidence during the trial.
The High Court has power at any stage to summon or call any person as a
witness or examine any person in attendance though not summoned as a
witness, or recall and re-examine any person already examined. The court is
duty bound to summon and examine or recall and re-examine such a person if
his/her evidence appears to it to be essential to the just decision of the case.
Both prosecution and the defence must be accorded the opportunity to cross-
examine such a person. (S.39).
The High Court has additional powers under S.80 of T.I.A to summon and
examine any person qualified, in the opinion of the court, to give evidence
regarding:
This power is exercised where the court considers that such evidence may
assist the court in arriving at a just decision or in assessing in the event of
conviction, the appropriate sentence to be imposed. Where such a witness is
called, the prosecution and the defence must be given an opportunity to cross-
examination the witness, if they so wish.
17. Motion in arrest of Judgment
The accused has a right, at any time before sentence, whether on his/her plea
of guilty or otherwise, to move a motion in arrest of judgment on the ground
that the indictment does not, after any alteration which the court is willing and
has power to make, state any offence which the court has power to try (S.95).
The Court may either hear and determine the matter during the same sitting or
adjourn the hearing of the motion to a future time fixed for that purpose. If the
Court decides in favour of the accused, he/she might be discharged from that
indictment.
a) When a person is charged with an offence and facts are proved which
reduce it to a minor cognate offence, he/she may be convicted of the minor
offence although he/she was not charged with it. (S.87).
d) When a woman is charged with the murder of her child who is under the
age of twelve months, she may be convinced of infanticide although she
was not charged with it. [S.90(1)].
h) When a person is indicted for any offences mentioned in 149, 150, 151,
152, 153, 154 or 155 of M.C.A, those Sections shall be construed as if
references to a court included references to the High Court. [S.91 of T.I.A].
In other words, the High Court has the same powers for substituted
conviction as given to magistrates under those Sections of the M.C.A.
After the assessors have given their opinions, the Judge is required to deliver
his/her judgment. [S.82(2)]. The mode of delivering judgment [S.85] and the
contents of judgment (S.86) are similar to those before Magistrates Courts.
(See Chapter 25). If the accused is acquitted he/she shall be immediately
discharged from custody, unless he/she is acquitted by reason of insanity. If
the accused is convicted, the judge shall pass sentence on him/her according
to law.
Where no express provision is made in the T.I.A, the practice of the High
Court in its criminal jurisdiction shall be assimilated as nearly as
circumstances will admit to the practice of the High Court of Justice in its
criminal jurisdiction and of courts of Oyer and Terminer and General Goal
Delivery of England [S.141 of T.I.A]. This provision gives the High Court power
to apply the practice used by the High Court of England in administering
criminal justice, where there is no local legislation or practice.
CHAPTER 25
JUDGMENT
1. Definition
2. Decision
After the court has heard the evidence called by the prosecution and the
accused, it is required to make a decision either finding the accused guilty and
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convicting him/her, or finding the accused not guilty and acquitting him/her.
[S.133(1) of M.C.A and S.82(5) and (6) of T.I.A].
3. Form of Judgment
A judgment should be written down by the judge or magistrate who heard the
case or by another person under the judge’s or magistrate’s personal direction
and supervision. It should be written in English language, which is the
language of the court. It should be dated and signed by the judge or
magistrate on the date on which judgment is delivered in court. [S.136 of
M.C.A and S.86 of T.I.A].
4. Contents of judgment
Section 134 of M.C.A and S.85 of T.I.A provide that a judgment should contain
the following:
These provisions are mandatory and every court should comply with them.
5. Reasoned decision
It is useful for the judge or magistrate to identify the issues for determination,
make clear and precise findings of fact on those issues, and apply the law to
those facts in order to reach a sound decision.
It is useful for the judge or magistrate to identify the issues for determination,
make clear and precise findings of fact on those issues, and apply the law to
those facts in order to reach a sound decision.
The judge or magistrate should review the evidence, evaluate it and make
definite findings of fact on important aspects of the case. He/she must deal
with contradictions and inconsistencies in evidence and attempt to resolve
them. He/she should assess the credibility of witnesses, and give reasons for
disbelieving a witness.
It is normal for the judge or magistrate to state the law applicable to the case
both in regard to the criminal law and the law of evidence. The magistrate
should know the ingredients of the offence and discuss whether they have
been proved. He/she should also direct him/herself on the law of evidence
particularly the burden of proof and apply it to come to the conclusion whether
the prosecution has discharged the burden to the required standard.
7. Conviction Order
CHAPTER 26
SENTENCING PROCESS
After the judgment has been pronounced it is the duty of the court to
determine the appropriate sentence or punishment and pass the same on the
accused in the event of conviction. The court will normally first hear the
prosecutor giving information regarding character and other background of the
accused as well as the prosecutors’ submissions, if any, about the nature of
the sentence that should be imposed on the accused and his/her advocate
may address the court usually in mitigation of sentence. The accused person
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may also be allowed to say something personally on his/her own behalf before
the court passes the sentence.
When both the prosecutor and the accused have addressed the court on
sentence, the court will determine the suitable sentence taking into account
what the prosecutor and the accused have said, as well as having regard to
the general principles of sentencing. When the appropriate sentence has been
determined, the court will write it down giving reasons for passing that
sentence. Then court will pronounce the sentence and the reasons for the
same. The sentence should be pronounced in the presence of both the
accused and the prosecutor. It should be signed on the date upon which it is
pronounced. The Accused should be informed of the right of appeal.
The court is given power to make such inquires as are necessary to enable it
to determine the appropriate sentence to be imposed on the accused. [S.133
(2) of M.C.A and S.98 of T.I.A].
Therefore, the court, before passing sentence, may make such inquiries as it
thinks fit in order to inform itself as to the proper sentence to be passed. For
this purpose, the court may inquire into the character and antecedents of the
accused, and take them into consideration either at the request of the
prosecution or the accused person in assessing the proper sentence to be
passed. The court may also take into account any offences admitted by the
accused, whether or not he/she has been convicted of such offences.
It is the duty of the prosecutor to bring to the attention of the court any
information he/she may have in his/her possession concerning the accused’s
character and background to enable the court assess the proper sentence. In
so doing the prosecutor must be alive to the principles of sentencing as well
as have sufficient information regarding the accused.
It is a rule of practice that a prosecutor should not suggest the actual sentence
to be passed upon the accused. This is a matter entirely within the discretion
of the court. The prosecutor may however request the court to impose a
deterrent or lenient sentence depending on the circumstance of the offence.
When an offender has been committed for sentence, the warrant of the
committing court shall be sufficient authority to the officer in charge of any
prison for his/her detention in custody. The record of the proceedings should
be transmitted without delay to the relevant Chief Magistrate or the Chief
Registrar of the High Court as the circumstances may require.
5. Confirmation of sentence
The following sentence passed by a Magistrate Court other than a Chief
Magistrates Court require confirmation by the High Court. (S.173 of M.C.A).
The court has power to release the accused on bail pending confirmation of
sentence [S.168(1) of M.C.A], although this power is rarely resorted to
because of the danger in releasing the accused. However, the High Court has
power to order the convicting court to release accused on bail, the term of
imprisonment shall run from the date upon which he/she is received in prison
after confirmation or other order imposing imprisonment made by the
confirming court.
Where the accused is not released on bail, he/she must start serving his/her
sentence pending confirmation, as from the date upon which he/she is
sentenced in the magistrates’ court unless he/she elects to postpone serving
the sentence until it is confirmed. If the accused elects to postpone serving
sentence, the court should remand him/her to prison pending confirmation of
The procedure for confirmation of sentence is that the trial magistrate forwards
the record of proceedings in the case of the Chief Registrar of the High Court
normally through the Chief Magistrate of the area. The Chief Registrar would
then place the case before a judge who would peruse the record of
proceedings including the judgment and sentence, to ensure that not only is
the sentence proper but that the conviction too is proper. If the judge
considers that the sentence is proper, he/she will pass an order confirming it,
and the record will be remitted back to the trial court. If the judge finds that
either the conviction or the sentence cannot be maintained, he/she is
empowered to invoke revisionary powers under S.50 of the C.P.C. [See
S.174(4) of M.C.A] and will make a revisional order after seeking the views of
the DPP. While revising the case, the judge may quash the conviction and set
aside the sentence or he/she may order a retrial. The judge may also reduce
the sentence if it is manifestly harsh, or excessive, or may enhance it after
hearing the accused, if he/she finds that the sentence is so lenient as to
amount to a miscarriage of justice.
6. Combination of sentences
The High Court and Magistrates Courts may pass any lawful sentence,
combining any of the sentences which each court is authorized by law to pass.
[S.2(1) of T.I.A and S.172 of M.C.A respectively].
Where a person is convicted at one trial of two or more distinct offences, the
court may sentence him/hr for such offences, to several punishments
prescribed for them which the court is competent to impose. Each offence
must have a separate sentence. Such punishments which consist of
imprisonment shall commence one after the expiration of the other, in such
order as the court may direct, unless the court directs that such punishments
shall run concurrently. [S.175(1) of M.C.A].
In case of consecutive sentences, it is not necessary for the court to send the
offender for trial before a higher court, by reason only of the aggregated
punishment, which is competent to impose on conviction of a single offence.
[S.175(2) of M.C.A].
8. Sentencing Co-accused
The M.C.A or T.I.A do not contain provisions regulating the sentencing of co-
accused convicted for committing the same offence. The general principle
implicit in this absence of specific provisions is that no disparity in sentences is
justified unless there are special circumstances calling for different sentences.
Where all things are equal, the co-accused should be sentenced to the same
punishment.
d) Did one of the co-accused show more remorse than the others, say by
admitting his/her part in the offence right away and by co-operating with
the police?
Where one accused jointly charged with others pleads guilty, he/she should
not be sentenced until after the trial of the others is concluded (expect where
accused is to give evidence in the trial of the co-accused in which case he/she
should be sentenced first so as to avoid his/her testimony being affected by
his/her anticipation of its likely effect upon sentence), when their respective
roles and relatives degrees of guilt can be assessed.
The normal rule is that sentences imposed are served cumulatively unless
otherwise ordered by the sentencing court.
Where a person is convicted of more than one offence at the same time, and
sentenced to pay a fine in respect of more than one of such offences, then the
court may order that all or any of such fines may be non-cumulative.
Courts have been given power to impose less severe punishments than the
maximum provided in the relevant penal provisions. Hence, a person liable to
imprisonment for life or any other period may be sentenced to any shorter
term [S.178(1) of M.C.A and S.108(1) of T.I.A] and a person liable to
imprisonment may be sentenced to pay a fine in addition to or instead of
imprisonment. [S.178(2) of M.C.A and S.108(2) of T.I.A].
Under the Children Act, Cap.59, young offenders (i.e below the age of
eighteen, can only be tried in a Magistrate’s Court or in the High Court in the
following circumstances:
In the case of a trial in the High Court, where the child is found guilty, the High
Court shall remit the file back to the Family and Children’s Court for an
appropriate order-S.105(2) Children Act.
CHAPTER 27
1. Definition of punishment
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Punishment may be defined as the intentional infliction of pain and suffering
either physically or mentally or both upon the offender by the State basically
for the sake of making the offender suffer for his/her wrongs or desist from
similar conduct.
2. Aims of punishment
All these classic goals of punishment are important and a court should take
them into consideration when determining the appropriate sentence in a
particular case. There may be circumstances in a particular case, which call
for the emphasis of a particular principle of sentencing to achieve a desired
objective. But there may also be circumstances, which require several of the
goals of punishment to be considered and incorporated in the sentence.
3. Classification of sentences
a) Punitive sentences;
b) Compensatory sentences;
c) Custodial sentences;
d) Rehabilitative sentences.
Punitive sentences are aimed at punishing the offender. They inflict upon the
offender loss of liberty, pain, or financial loss. Among the punitive sentences
are imprisonment, fine, corporal punishment, disqualification from driving etc,
and forfeiture e.g. of firearms, motor vehicles, etc.
Unless the sentence is one which is fixed by law, it is the duty of the court to
assess the appropriate sentence to be imposed in a particular case, within the
maximum sentence prescribed. This duty involves an exercise of judicial
discretion.
The determination of the proper sentence may be said to involve two distinct
decisions, the primary decision and the secondary decision:
Where the court decides that the public interest can best be served by a
rehabilitative sentence, it will then choose between one of a number of
methods of disposal available. Where the court decides that deterrence,
retribution or protection of the public must be employed, it may decide whether
it should pass the sentence or commit the offender to a higher court to do so.
If it decides to pass sentence, the court must calculate the tariff or the length
of sentence.
The determination of the general range of sentence for the particular offence
is based on the normal or average range of sentences previously imposed by
the courts for similar offences. It involves the determination of the two
extremes, the low and upper limits for the sentences normally imposed. It is
advisable for magistrates’ courts to have regard to the sentences passed or
approved by the High Court as a guideline. It should then be possible to
identify from judicial decisions a structure or ranges for each major division of
the criminal law e.g. crimes of violence, against property, sexual offences etc.,
or ranges for specific offences.
Once the extremes have been determined, then the particular case under
hand must be placed at an appropriate point within the established range. This
process is governed primarily by concepts of proportion, the relative
seriousness of the offence as an instance of its kind. What may be considered
the average offence of its kind is placed near the middle of the range. As in
the case of statutory maximum, room must be left within the effective range to
deal with the most serious examples likely to be encountered. From the middle
of the effective range it is possible to work towards an initial placement. At this
initial placement, the record of the record of the offender must be left out of
account at this stage.
At the final stage, allowance must be made for mitigating factors from the
initial placement arrived at. Among the mitigating factors are: accused’s
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previous good record (e.g. first offender), young or old age, loss of self control,
plea of guilty, etc. These tend to tell in favour of the accused and to reduce the
severity of the sentence.
After taking into account all the above circumstances, the court will determine
the proper sentence within the normal range of sentences, usually given for
the offence. If the case is a particularly bad one, the court is free to go beyond
the normal range and impose a higher sentence, which is justified in the
circumstances.
This principle is a legacy of the Law of Moses, namely, “an eye for an eye” and
is noted in the retributive theories of punishment. The essence of the principle
is that the punishment passed must be commensurate with the offence
committed. The offender should receive a sentence, which he/she deserves,
no more no less. In other words, the quantity of the punishment must reflect
and be related to the heinousness or wickedness of the offence.
The idea that a court should pass a sentence which proportionate to the
offence committed is so much enshrined in the principles of sentencing that a
higher court on appeal or revision will only set aside a sentence which is
patently inadequate or manifestly harsh and excessive, as to amount to a
miscarriage of justice.
The factors to be taken into consideration are the nature of the offence, the
circumstances of the offence and the circumstances of the offender. In
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considering the nature of other offences, it is pertinent to have regard to
matters such as:
On the other hand, the circumstances of the offence include the manner in
which the offence was committed, against whom it was committed, the actual
loss or injury inflicted on the victim and prevalence of the offence.
The third consideration is the circumstances of the offender i.e. social position
and character. The total sum of the above factors adds up to the gravity of the
offence. It is only after taking into account all these factors that it is possible to
make a reasonable determination of the gravity of an offence. These
considerations enable the court to determine the gravity of the offence by
comparing it with other imaginable instances of the same or related offence.
Therefore, where co-offenders are convicted for committing the same offence,
they should receive similar or comparable sentences, unless there are valid
reasons for alike is fundamental and someone who has received a sentence
of imprisonment whereas his/her co-accused was fined, or a much heavier
prison sentence than received by his/her co-accused is not likely to be readily
perceptive of differences. There is need to avoid the offender and the public
entertaining a sense of injustice. The offender will not benefit much if he/she
harbours a sense of injustice, and the public’s respect for the criminal law will
diminish if it is thought to be unjustly administered.
On the other hand, the court should take into account the lapse of time
after an earlier sentence was imposed. This might indicate that the
accused has been trying to go straight and therefore requiring more
opportunity for reformation.
j) The remand period: The fact that an accused person has on remand for a
long period is a mitigating factor. The court is required to take into
consideration the period the accused has been in custody pending trial.
Although the accused does not serve a prison sentence while on remand,
it is clear that he/she is kept more or less like a prisoner since much of
his/her liberty and privileges are curtailed while in prison custody. The
sentence of the court should therefore reflect this period, which is normally
deducted from the sentence when the court is determining the proper
sentence. [See Article 23(8) of the Constitution]. While the consideration
does not require mathematical calculation, the failure to reflect in the
sentence that due regard was had to the period of remand in custody will
render the sentence irregular.
k) The age of offender: The age of the offender is a relevant mitigating factor
in cases of extreme young age and extreme old age. The general principle
is that young offenders should be given more treatment than punishment.
Therefore, young age is considered as providing lenient treatment to the
offender. On the other hand, extreme old age is taken as a mitigating factor
in that generally, courts are reluctant to send a very old man or woman to
the/in prison. Such a man/woman may need care just as a child.
SENTENCES ON CONVICTION
1. Death Sentence
A death sentence may also be imposed by the High Court for the following
offences:
i. Treason and offences against the State, contrary to S.23(3) and (4) of
the Penal Code,
ii. Kidnapping with intent to murder, contrary to S.243 of the Penal Code.
A certificate under the hand of the judge by whom any person has been
sentenced that sentence of death has been passed and naming the person
condemned shall be sufficient authority for the detention of such person
[S.101 of T.I.A].
The High Court is required to forward to the Minister of Justice a copy of the
proceedings and judgement with a report signed by the presiding judge
containing any recommendations or observations on the case as he/she may
think fit. The copy of proceedings and judgment should be sent as soon as
conveniently possible after the sentence has been pronounced, if no appeal is
preferred. Where an appeal is preferred and the sentence is upheld by the
Court of Appeal, the documents should be forwarded soon after the decision
of the Supreme Court. [S.102(1) of T.I.A].
The Minister then summons the committee on the Prerogative of Mercy which
meets and advises the President on the exercise of his/her prerogative of
mercy in respect of the case so that the court enters the substance of the
President’s decision in its records.
The President is required to issue a death warrant or an order for the sentence
of death to be commuted or a pardon, under his/her hand and the public seal,
to give effect to the said decision. If the sentence is commuted to any other
punishment the order shall specify that punishment. If the person sentenced is
pardoned, the pardon shall state whether it is free, or to what condition, if
any, it is subject. [S.102(3) of T.I.A].
After considering the record and report forwarded to him/her, the Minister may
make an order under his/her hand directing that the person convicted shall be
detained in such prison or other place of custody as may be specified in the
order. [S.105(2) of T.I.A]. The order may be varied or discharged by the
Minister at any time. See also S.105 of the Children Act.
2. Imprisonment
a) Jurisdictional limitations
b) Mitigation of penalties
A person liable to imprisonment for life or any other period may be sentenced
to any shorter term. [S.178(1) of M.C.A]. A person liable to imprisonment may
be sentenced to pay a fine in addition to or instead of imprisonment [S.178(2)
of M.C.A].
These provisions give the courts discretion to impose a lesser sentence than
the maximum provided for the offence unless the sentence is fixed by law and
therefore mandatory. They also empower the courts to impose a fine instead
of imprisonment even where the only penalty mentioned in the Section
creating the offence is imprisonment.
There are other special considerations, which should be taken into account
before imposing a prison sentence. In cases involving first offenders, it is a
principle of sentencing that a sentence of imprisonment should not be
imposed on a first offender except where the offence is particularly grave or
aggravated or prevalent in the area. The emphasis on sentencing first
With regard to youthful offenders, the sentencing policy is to keep them out of
prison because of the bad effects which confinement and sustained contact
with older criminals may have on them. Young persons under the age of
eighteen years cannot be sentenced to imprisonment. Similarly, a lenient view
should be taken of young persons though above the age of eighteen,
especially if they are first offenders.
But where the court sentences a person to imprisonment for a period not
exceeding 14 days whether awarded as a substantive sentence or in default of
payment of money, the court may, as it thinks fit, order the sentence to be
served in any suitable place. [S.107(2) of T.I.A and S.177(2) of M.C.A].
3. Preventive detention
This High Court and a court presided over by a Chief Magistrate or Magistrate
Grade I has power to impose a sentence of preventive detention, which is a
sentence of imprisonment, in accordance with the provisions of the Habitual
Criminals (Preventive Detention) Act, Cap.118 (See S.163 of M.C.A).
If these conditions are fulfilled and the court is of the opinion that it is
expedient for the protection of the public that the offender should be detained
in custody for a substantial time, the court may pass, in addition to or in lieu of
any other sentence, a sentence of preventive detention for such a period of
not less than 14 years as the court may determine. However, where a
sentence of preventive detention is passed in addition to any other
imprisonment it shall not exceed fourteen years.
The court has no power to order that a sentence of preventive detention shall
run concurrently with a sentence of imprisonment imposes at the same time.
In this connection Section 4 of the Preventive Detention Act provides that a
sentence of preventive detention shall take effect immediately on the
determination the sentence of imprisonment, whether that is determined by
effluxion or by order of the President.
a) Sentencing powers
iv. Magistrate Grade III: Maximum fine of two hundred fifty thousand
and five hundred shillings (Shs.250,500/=).
The High Court may pass any fine authorized by law (S.2 of T.I.A).
The principles governing the use and fixing of fines are generally the same
as those governing sentences of imprisonment. But a strong element of
individualization is represented by the general principle that the amount of
a fine must be related, among other things, to the offender’s ability to pay
(S.180 of M.C.A and S.110 of T.I.A).
The main principle governing the use of fines is that the offence concerned
must be one for which a sentence of imprisonment is not required. It is held
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to be wrong in principle to impose a heavy fine on a wealthy person in a
case where a person of less substantial means would normally be
sentenced to imprisonment. It is equally wrong to impose a fine merely
because the accused can afford to pay it.
Section 180 of M.C.A (and S.110 of T.I.A) provided that when a fine is
imposed by the court in fixing the amount, the court shall take into
consideration among other things, the means of the offender so far as they
are known to the court. The court should make some inquires as to the
financial standing of the accused, income and property and the information
obtained should form part of the record. This investigation is important to
enable the court to decide whether the accused will be able to pay the fine,
as there is no point in imposing a fine, which will instead lead the accused
to prison. The object of imposing a fine is to keep the offender out of
prison.
Section 180(d) of M.C.A (and S.110(d) of T.I.A) requires the court to fix a
sentence of imprisonment to be served in default of payment of the fine
imposed, in accordance with the scale of sentences contained in the
section. The Scale is as follows:
The sentencing court is given power to allow the offender time to pay the
fine. (S.181 of M.C.A and S.111 of T.I.A). The court must allow the
offender at least thirty days in which to pay the fine or the first installment.
The accused must be allowed to find the money to pay unless any one of
the following conditions as set out in S.181(2) of M.C.A (or S.111(2) of
T.I.A) is satisfied that the accused:
i. Appears to the court to have sufficient means to pay the fine forthwith,
or
ii. When being asked by the court whether he/she wishes to have time to
pay, the accused does not ask for time, or
iii. Fails to satisfy the court that he/she has a fixed abode, or
If the court finds itself able to commit the offender to prison for non-payment
on the occasion when the fine is imposed, the court must state in the warrant
of commitment the reasons for not allowing the offender to pay.
The Court has power under S.181(3) of M.C.A [and S.111(3) of T.I.A] to allow
the fine to be paid by installments. If the offender is in receipt of a salary from
employment, the court may issue an attachment order directed to his/her
employer to deduct the fine from the salary. No attachment order can direct
the deduction of more than half of the offender’s salary in one month. A bond
may be employed in these circumstances to ensure that the offender comes to
court so that the court can deal with the matter further if the fine is not paid
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[S.181(4) of M.C.A and S.111(4) of T.I.A]. It should be noted that a person
who has been ordered to pay a fine cannot be committed to prison in default
unless there has been an inquiry into his/her means. Upon making such
inquiry, the court may instead of issuing a warrant of commitment to prison
make an order extending the time allowed for payment or varying the amount
of the installments and the times at which they are paid. [S.181(7) and (8) of
M.C.A and S.111(7) and (8) of T.I.A].
When the whole of the fine is paid an offender, who has been committed to
prison for default, must be released at once (S.183 of M.C.A and S.114 of
T.I.A). If an offender pays part of the fine after committal, the sentence in
default will be reduced in proportion to the amount paid. (S.185 of M.C.A
and S.115 of T.I.A).
5. Corporal punishment
The High Court and a court of Chief Magistrate or Magistrate Grade I had
power to impose a sentence of corporal punishment. This power is given
under S.109 of T.I.A in case of the High Court and S.162(30 and S.179 of
M.C.A in case of Magistrates courts. Note that the Children’s Statute prohibits
imposition of corporal punishment on children. (Schedule 3 S.7). However, the
Constitutional Court has ruled that corporal punishment is unconstitutional as
it contravenes Article 24 which prohibits torture, cruel, inhuman or degrading
treatment or punishment. The various provisions of the Penal Code Act and
other laws imposing corporal punishment, therefore, seem to be
unconstitutional and void, e.g Section 125, 128, 129 and 288 of ‘P.C’, (See
Kyamanywa Simon Vs. Uganda, Const. Reference No.10/2000, December
2001).
1. Costs
A magistrate’s court has, under S.195 of M.C.A, power to order the payment of
costs in any of the following circumstances:
f) To any accused person where the prosecution against him/her has been
withdrawn under the provisions of Section 121 of M.C.A, by the prosecutor
if the Court considers that the prosecutor had no reasonable grounds for
prosecuting such person.
Under Section 125(1) of T.I.A, the High Court may award costs in only three of
the above circumstances, namely those circumstances listed in paragraphs
(a), (b) and (c).
In order that a prosecutor may have reasonable grounds for prosecuting the
accused, the following conditions must exist:
If the above conditions are not fulfilled, the prosecutor has no reasonable
grounds for prosecuting the accused. The prosecutor has to form a provisional
opinion about the credibility of the witnesses on whom he/she is relying.
The amount of costs awarded by the High Court may not exceed three
thousand shillings, whereas that awarded by a magistrate’s court may not
exceed two hundred thousand shillings. The costs awarded by a magistrate’s
court may be in addition to any compensation awarded under S.196 of M.C.A.
The amount of costs must be specified in the order.
2. Compensation to accused
It should be noted that a public prosecutor (e.g the DPP or the Police) cannot
be ordered to pay compensation under this section.
Both the High Court and Magistrates Courts are given powers to award
compensation to victims of crime. (S.197 of M.C.A and S.126 of T.I.A).
When any accused person is convicted by the court of any offence and it
appears to the court that some other person whether or not he/she is the
prosecutor or witness in the case, has suffered material loss or personal injury
in consequence of the offence committed and that substantial compensation
is, in the opinion of the court, recoverable by that person by a civil suit, such
court may, in its discretion and in addition to any other lawful punishment,
order the convicted person to pay to the other person such compensation as
the court deems fair and reasonable. The amount of compensation which the
High Court can award is unlimited but the amount must be specified in the
order.
When any person is convicted of any offence under Chapter XXVI to XXXI of
the Penal Code, the court is given power, to award compensation to any bona
fide purchaser of any property in relation to which the offence was committed
for the loss of such property if the same is restored to the possession of the
person entitled thereto. [S.197(2) of M.C.A and S.126(2) of T.I.A].
At the time of awarding any compensation in any subsequent civil suit relating
to the same matter, the court hearing the civil suit must take into account any
sum paid or recovered as compensation under this Section.
If the person who has been ordered to pay costs or compensation fails to pay,
a warrant of distress may be issued in accordance with S.182 of M.C.A (or
S.112 of T.I.A) and in default of distress, the court may issue such process as
may be necessary for his/her appearance and may sentence him/her to
imprisonment in accordance with the provisions of S.183 or S.186 of M.C.A
(and S.113 or 116 of T.I.A).
4. Restitution
The court has power to order restitution or restoration of stolen property when
found or recovered, to the owner. (S.201 of M.C.A and S.130 of T.I.A). The
power is exercisable only where the accused person has been convicted of
any offence relating to stealing, taking, obtaining, extorting, converting or
disposing of, or knowingly receiving any property. The court is given power to
restore the property recovered to the owner or his/her representative. The
order for restitution is made in a summary manner.
There are two exceptions to the rule permitting restitution of property. These
are as follows:
a) Where goods as defined in the Sale of Goods Act (Cap.82) have been
obtained by fraud or other wrongful means not amounting to stealing, the
property in such goods shall not revert in the person who was the owner of
the goods or his personal representative, by reason only of the conviction
of the offender.
b) The section does not apply to the case of any valuable security which has
been paid in good faith or discharged by some person liable to payment
thereof or being a negotiable instrument has been taken in good faith or
received by transfer or delivery by some person for a just and valuable
consideration without any notice or without any notice or without
reasonable cause to suspect that the same has been stolen.
On the restitution of any stolen property, if it appears to the court from the
evidence that the offender has sold the stolen property to any person, that
such person has had no knowledge that the same was stolen, and that any
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money has been taken from the offender on arrest, the court is given
power, on application by the innocent purchaser, to order that out of such
money a sum not exceeding the amount of the proceeds of such a sale be
delivered to the said bona fide purchaser. (S.201(3) of M.C.A and S.130(3)
of T.I.A).
The courts are also given power to restore property found on the accused
on arrest to the person who appears to be the owner or entitled thereto
(S.200 of M.C.A, S.129 of T.I.A and S.42 of the Police Act Cap.303).
5. Forfeiture
The High Court and Magistrates’ Courts have power to order the forfeiture or
confiscation of any property held as an exhibit by the prosecution. (S.2012 of
M.C.A and S.131 of T.I.A). The power may be exercised under two situations
namely, where the property has been produced in court or where the property
is not in court but the accused has been convicted of the offence.
In the first instance, during or at the conclusion of any trial, a court has power
to make an order for the disposal, either by way of forfeiture or confiscation or
destruction of any property produced before it regarding which any offence
appears to have been committed or which has been used for the commission
of any offence. [S.202(1) of M.C.A and S.131 (1) of T.I.A].
If the court makes an order for disposal of property, it may direct that the
property be kept or sold if the order does not direct the delivery of the property
to any specific person, or its destruction. If the property is sold the proceeds
must be held under the courts discretion until someone establishes to the
courts satisfaction, a right thereto. If no one does so within six months the
property or its proceeds must be ordered to be paid into the consolidated fund.
[S.202(3) of M.C.A and S.131 (3) of T.I.A].
Before an order for disposal is made under the above provisions, if it appears
to the court that the accused was no the owner of the property, the owner
must be given an opportunity of being heard as the question of ownership is
relevant and has to be determined.
The following are some of the statutes which contain provisions for forfeiture
or confiscation of the property involved in the commission of an offence:
a) The Penal Code Act (Cap.120): Under Sections 35(2), 36(2), 40(3), 164(4),
170(4), Chapter XXXV, Chapter XXXVI, S.303, S.319(3), 375, 359,
Chapter XXIX.
Under S.191 of M.C.A (and S.120 of T.I.A), the court is given power to bind
over the accused to be of good behaviour instead of passing sentence upon
him/her over the accused to be of good behaviour instead of passing sentence
upon him/her.
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Accordingly, where a person is convicted, the court may instead of passing
sentence, discharge the offender upon entering into a recognizance (bond)
with or without sureties, in such sum as the court thinks fit. The bond should
require the accused to comply with the following conditions, namely that,
b) During such period, he/she shall keep the peace and be of good behavior.
If at any time the court which convicted the offender is satisfied that the
offender has failed to observe any of the conditions of his/her recognizance, it
may issue a warrant for his/her arrest [S.191(2) of M.C.A and S.120(2) of
T.I.A].
When an order is made by the court under the above provision dismissing the
charge, that order is deemed to be a conviction for purposes of awarding
costs, compensation and restitution.
8. Police supervision
Every person subject to police supervision must, upon discharge from prison,
be furnished with an identity card in the prescribed form. While he/she is at
large in Uganda, he/she is required to comply with the following:
The Minister is given power under the same sections to declare, by Statutory
Instrument, any other offence to be an offence to which a person convicted
shall be subject to police supervision.
Under the Children Act Cap 59, once charges have been proved against a
child, the Family and Children Court has power to make any of the following
orders under S.94:
a) Absolute discharge
b) Caution
c) Conditional discharge for not more than 12 months
d) Binding over for good behavior (max:12months)
e) Compensation, restriction or a fine provided no order of detention shall be
made in default of payment of a fine.
f) A probation order for not more than 12 months.
g) Detention for a maximum of 3 months for child under 16 years of age and
maximum of 12 months for a child above 16 years of age and in cases of
an offence punishable by death, three years for any child.
A community service order means an order made under the Act requiring an
offender to perform work (within the community for a specified period [S.2(b)].
Community service orders are available only in minor offences, which are
offences for which the court may pass a sentence of not more than two years
imprisonment [S.2(g)].
Community service orders must be performed for a period not more than six
months, and the offender should not work for more than eight hours a day.
The offender shall be under the supervision of the supervising officer named in
the community service order. (S.4).
If during the community service period, the offender fails to comply with
requirements of the community service order the court may issue summons or
warrant of arrest requiring him to appear before it. If it is proved to the
supervising court that the offender has failed to comply with the requirements
of the order, the court may vary the order, or impose a fine, or cancel the order
and impose a sentence which the court could have imposed for the offence
(S.5)
CHAPTER 30
APPEALS
1. Nature of appeal
A person who has been convicted and sentenced by the High Court may
appeal to the Court of Appeal from the conviction and sentence of the High
Court as or right, on a matter of law, fact or mixed law and fact. [ S.132(1)(a)
T.I.A].
An accused person further, may with leave of the Court of Appeal, appeal to
the Court of Appeal against the sentence alone other than a sentence fixed by
law e.g. the death sentence. [S.132(1)(b) T.I.A].
The Director of Public Prosecutions may appeal to the Court of Appeal against
an acquittal as a right, on a matter of law, fact, or mixed law and fact [S.132(1)
(c) T.I.A]. In such circumstances the Court of Appeal may do one of the
following:
iii. Confirm or reverse the acquittal of the accused. Where the Court of
Appeal reverses an acquittal under Sub-section (1) it shall order the
accused person to be convicted and sentenced according to the law.
[S.132(2)(c) T.I.A].
Where an accused person pleaded guilty during the trial before the Chief
Magistrate or Magistrate Grade I, or on appeal to the High Court, and was
convicted on that plea, no appeal shall be allowed except as to the legality of
the plea or extent or legality of the sentence [S.132(3)T.I.A].
A person in whose case a special finding has been made (not guilty by reason
of insanity) has a right of appeal against such special finding to the Supreme
Court on a question of law or of fact or of mixed law and fact. [S.133(1) T.I.A].
Where an appeal lies against a sentence and an order other than one fixed by
law, the accused person may appeal to the Supreme Court against the
sentence or order on a matter of law only. [S.6(3)(c) Judicature Act].
The Supreme Court has powers to confirm, vary or reverse a conviction and
sentence appealed against or confirm or reverse the acquittal of the accused
person.
Likewise under the Judicature Act, where an appeal emanates from the
judgment of a Chief Magistrate or Grade I Magistrate exercising original
jurisdiction and either party (accused or DPP) has appealed to the High Court
and Court of Appeal, then either party may lodge a third appeal to the
Supreme Court with a certificate of the Court of Appeal that the matter raises
questions of law of public or general importance or the Supreme Court will in
its duty consider that such appeal should be heard. [S.5(5) Judicature Act].
The DPP has a right of appeal or may authorize an appeal to the High Court,
where the accused has been acquitted by a Chief Magistrate or a Magistrate
Grade I, on the ground that the acquittal is erroneous in law. [S.204(5) (a) of
M.C.A].
The DPP has a right of appeal against the a decision of a Chief Magistrate to
the High Court, following his/her appeal against acquittal on the ground that
the decision is erroneous in law. [S.204(7) of M.C.A]. This too is a second
appeal.
There is no right of appeal where the accused has pleaded guilty and has
been convicted on such plea by a magistrate’s court. The accused has a right
of appeal as to the legality of the plea or to the extent or legality of the
sentence. [S.204(3) of M.C.A].
There is no right of appeal to the High Court in case where a Chief Magistrate
or a Magistrate Grade I has passed sentence of imprisonment not exceeding
one month only, or a fine not exceeding Shs.100 only. [S.204(4) of M.C.A].
The DPP has a right of appeal or may authorize an appeal where the accused
has been acquitted by a Magistrate Grade II or Grade III, to the Chief
Magistrate, on the ground that the acquittal is erroneous in law. [S.204(5)(b) of
M.C.A].
c) State the general grounds upon which the appeal is preferred, except
where the appellant or his/her advocate indicates at the time of filing the
After filing a notice of appeal, the appellant must file a record of appeal, which
should contain the following documents, otherwise the appeal will be
incomplete:
7. Memorandum of Appeal
Before bail is granted, the appellant must have filed an appeal, and must show
exceptional or unusual circumstances. Exceptional circumstances include the
likelihood of success of the appeal.
The appellate court has power to dismiss the application summarily without
hearing the applicant or his/her advocate, if on perusing the supporting
affidavit, it is of the opinion that no grounds for granting the application are
disclosed. [S.31(2) of C.P.C].
The power to extend time can only be exercised for sufficient reason. It has
been held that this relates to the inability or failure of the application to take a
particular step. The matter being one of discretion, it is not possible to lay
down an invariable rule, but it is necessary that time limits should be treated
with respect. In considering whether a time limit should be extended, one has
to have regard to the circumstances of the case and the merits of the excuse
put forward for not adhering to the original time limit in the first instance.
Ignorance of the law governing appeals cannot be regarded as a sufficient
reason for exercising discretion in appellant’s favour. To do so would be to
open the door wide to the reception of appeals months out of time, and would
clearly give rise to abuse.
The Appellate court has power to dismiss an appeal for want of prosecution.
[S.44(1) of C.P.C]. This power is exercised if any of the following conditions is
fulfilled:
a) If the appellant, at any time before the appeal is determined, escapes from
custody or fails to appeal after being released on bail, or
b) If the appellant fails to take any necessary step in prosecuting the appeal
within the time allowed and has not made an application for extension of
time.
The court may also dismiss the appeal for non-appearance of the appellant or
his advocate. See Rule 72(6) of CA Rules. But the court has power to restore
the appeal if satisfied that the appellant was prevented by sufficient reasons
for not appearing at the hearing.
The court has power to determine the appeal in the absence of the appellant
and make any necessary order, notwithstanding the absence of the appellant.
[S.44(2) of C.P.C].
At the hearing of an appeal the appellate court is obliged to hear the appellant
and the respondent or their advocates. [S.34(1) of C.P.C]. Although an appeal
is in the form of rehearing, both parties and the court are bound by the record
of proceedings and judgment of the trial court. It is not normal practice to recall
witnesses or adduce fresh evidence when hearing an appeal. Both parties are
expected to make arguments or submissions for or against the decision of the
court appealed against. Written submissions may also be filed before the
hearing. See Rule 67 of C.A. Rules and R.93 of the Supreme Court Rules).
In an appeal from a conviction, the onus of proof is upon the appellant who
must satisfy the court that there exists some good and strong ground apparent
on the record for interfering with the finding of the lower court.
The finding of the lower court is presumed to be correct and the party who
seeks to impeach it must satisfy the court that good grounds exist for believing
that it is one, which having regard to the evidence and the procedure followed,
is unreasonable in point of fact, or erroneous in point of law. (See further Rule
69 of S.C Rules, and Rule 73 of C.A Rules).
The appellate court on any appeal against conviction has power to allow the
appeal if it thinks that the judgement should be set aside on any of the
following grounds:
The court is required to dismiss the appeal in any other case. Even where the
court is of opinion that the point raised in the appeal might be decided in
favour of the appellant, it is required to dismiss the appeal if it considers that
no substantial miscarriage of justice has actually occurred. [S.34(1) of C.P.C].
a) To reverse the finding and sentence, and acquit or discharge the appellant
order him/her to be tried or retried by a court of competent jurisdiction.
b) To alter the finding and find the appellant guilty of another offence
maintaining the sentence, or with or without altering the finding, reduce or
increase the sentence by imposing any sentence provided by law for the
offence.
In general, a retrial will be ordered only when the original trial was illegal or
defective. It will not be ordered where the conviction is set aside because of
insufficiency of evidence, or for the purpose of enabling the prosecution to fill
up gaps in its evidence at the trial. Even where a conviction is vitiated by a
mistake of the trial court, for which the prosecution is not to blame, it does not
necessarily follow that a retrial should be ordered. Each case must be
considered on its particular facts and circumstances and an order for retrial
should only be made where the interests of justice require. It should not be
ordered where it is likely to cause injustice to the accused person.
The appellate court is given power, on any appeal against any order other
than a conviction acquittal or dismissal, to alter or reverse any such order.
(S.36 of CPC).
On a second appeal the Supreme Court has power to make any order which
the Magistrate’s Court or the High Court could have made if it thinks that the
judgement of such court should be set aside or varied. The Supreme Court
may remit the case together with its judgement or order, to the High Court or
to the Magistrate’s Court for determination, whether or not by way of
rehearing, with such directions as the court may think necessary. [S.45(2) of
CPC].
However, where the Supreme Court dismisses the appeal and confirms the
conviction appealed against, it should not increase or reduce or alter the
nature of the sentence imposed in respect of that conviction, unless it thinks
that such sentence is illegal. In such a case the court may substitute a
sentence it thinks proper. The Supreme Court may also substitute a conviction
for any other offence for which the lower court could have convicted of the
appellant, and pass appropriate sentence. [S.45(4) of CPC].
CHAPTER 31
REVISION
1. Nature of Revision
Revision is the judicial procedure whereby the High Court examines and
corrects the mistakes of lower courts which appear on the face of the record.
Revision differs from appeals in that the court may act on its own motion
whereas in appeals one party has to move the higher court to review a
decision of the lower court. In general, revision is resorted to by a party where
there is no right of appeal. However, like in appeals, only the record of the
lower court is considered and parties are not normally permitted to adduce
fresh evidence, nor does the court usually call for such evidence before an
order in revision is made. The law regulating revision is contained in Section
48-54 of C.P.C.
The High Court has power under S.48 of the C.P.C to call and examine the
record of any criminal proceedings before any Magistrate’s Court to satisfy
itself as to the correctness, legality or propriety of any findings, sentence or
order and as to the regularity of any proceedings of any such Magistrate’s
Court. The High Court normally calls for such records when inspecting returns
from Magistrate’s Courts and finding errors on the face of the record.
Any magistrate has power to examine the records of any criminal proceedings
before a Magistrate’s Court inferior to the Court of which he/she is empowered
to hold, and situated within the local limits of his/her jurisdiction for the
purpose of satisfying him/herself as to the correctness, legality or propriety of
any finding or order recorded or passed, and as to the regularity of any
proceedings of such inferior magistrate’s court. [S.49(1) of CPC].
Like appeals, revision can only be founded on a final order or judgment of the
court. It cannot be made against a preliminary or interlocutory order or ruling
which does not determine the case.
The right to petition the High Court is given to any person aggrieved by any
finding sentence or order made or imposed by a Magistrate’s court. [S.50(5) of
CPC].
However, where an appeal lies from any finding sentence or order and no
appeal has been bought, no proceedings by way of revision can be
entertained at the instance of the party who could have appealed. Even when
an accused has delayed to appeal beyond the time allowed for appeal out of
time has been refused, no right of petition arises.
The DPP has a right to petition the High Court for revision where he/she
considers that the decision or order of the lower court has caused a
miscarriage of justice. Where the DPP makes an application to the High Court
to make an order to the prejudice of the accused, such an application must be
lodged with the registrar within 30 days of imposition of such sentence, unless
the High Court extends time on proof of good cause. [S.50(8) of CPC].
A Chief Magistrate may apply for revision since he/she has no right of appeal.
The application for revision should be by way of petition indicating the effect of
the order petitioned against and specifying the grounds of objection or
dissatisfaction. It is normally substantially similar to a memorandum of appeal.
The High Court must give the DPP an opportunity of being heard before a
revisional order is made. [S.50(2) of CPC]. The practice is for the record of the
lower court to be sent to the DPP for perusal and comments before the judge
makes his/her revisional order.
Where the order by the High Court may be prejudicial to the accused, he/she
must be given an opportunity to be heard either personally or through his/her
advocate. [S.50(2) of CPC].
Except a stated above, no party has any right to be heard either personally or
by advocate before the High Court, when exercising its powers of revision.
However, the court has power, if it thinks fit, to hear any party personally or by
advocate when exercising its revisional powers. It may also deal with the
petition as if it were an appeal.
The High Court has power to release any convicted person on bail pending
the final determination of the case. [S.50(6) of CPC]. The Chief Magistrate
also has power to release on bail a person serving sentence of imprisonment
if he/she thinks that such sentence is illegal or improper. And if the convicted
person is ultimately sentenced to imprisonment the time he/she has spent on
bail is excluded in computing the period for which he/she is sentenced.
(Proviso to Section 50(6) of C.P.C).
b) In the case of any order, other than an order of acquittal, alter or reverse
such order. [S.50(1)(b) of CPC].
d) Where there has been an acquittal, the High Court may not convert it into a
conviction. However, where any person has been acquitted of the offence
with which he/she was charged, but was convicted on another offence
whether charged with such or not, the High Court may, if it reverses the
finding of conviction, convert the finding of acquittal on the original offence
into a conviction. [S.50(4) of CPC].
e) The High Court has power, when dealing with revision, if it thinks fit, to call
for and receive from the Magistrate’s Court before which the case was
heard, a report on any matter connected with the case. [S.50(7) of CPC].
8. Revisional Order
After the judge has perused the record of the lower court, and received the
required views or arguments, he/she writes out his/her decision embodied in
9. Certificate of Decision
When a case has been revised by the High Court, it must certify its decision or
order to the court by which the sentence or order so revised was recorded or
passed, and the court to which the decision or order is so certified must there
upon make such orders as are conformable to the decision so certified, and if
necessary, the record should be amended in accordance with the revisional
order. [S.53 of CPC].