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Method and Theory
Midden Variation
artifacts, the site is a base camp or aggregation point for many ages
and both sexes.
An alternative explanation for the presence of shells in significant
quantities is that shells were amassed as structural features. Many
authors have proposed that shells have been used to create a firm
and dry base for subsequent occupation. Onat (1985) advanced the
Community Engineering Model to explain large quantities and
strata of shells in Northwest Coast shell middens. On the basis of
ethnographic records, she outlined the use of shells to prepare village
sites: in house floor and hearth construction and maintenance, as
retaining walls, and as house insulation.
Chief among the unconsidered explanations for shell debris is fish
bait refuse. Shellfish and fish were and are used in a variety of ways
as bait. Chumming, or baiting an area of water to attract prey, is a
common use for shellfish and fish meat. Both were also used on
hooks, in nets, and in fish baskets (Larson 1980; Speck 1946). Bivalve
meat was and is used to capture spiny lobsters (Goode 1884:701),
shrimp, crayfish, crabs, and numerous fish (Goode 1884; Viosca
1933), any one of which could subsequently be used as bait.
It is conceivable that some shell middens are composed almost
entirely of bait refuse. Such a proposal has been put forward by Riser
(1987) to explain the ubiquitous Rangia shell middens around Lake
Pontchartrain, Louisiana, that contain little but shells. The Rangia
flesh would have been used to chum for shrimp, as was done histori
cally. Middens of fish bait have also been suspected in southern
California (idea of Roy Sails ; Clement Meighan, personal communi
cation June 1987). I suspect there are other candidates as well, such
as the Tasmanian Hunter Island sites dating before 3500 bp, Chan
tuto middens in Chiapas, and early Jomon period sites. A sizable shell
midden containing numerous shells and fish bones could accumu
late as fish pots were emptied of their spent bait. In considering the
bait hypothesis, we should be wary of assuming that bait and prey
would end up in the same refuse pile and even that the prey was then
used as human food. It, too, could have been used for bait.
Formation processes play a crucial role in the appearance and con
tents of a shell-bearing deposit or site at the time it is excavated. The
Brennan-Sanger debate (e.g., Brennan 1977; S?nger 1981) has focused
attention on assumptions of contemporaneity of artifacts with their
matrix, as have Stein's (1983) revelations about earthworm activity.
Muckle (1985) cites an extensive literature on shell taphonomy that
Sampling
Voigt (1975:88) reminds us that "until we can obtain statistically
significant samples, our work must to a certain extent remain experi
mental." How to sample a shell-bearing site has been discussed by
Bowdler (1983), Campbell (1981), Maxwell (1989a), Peacock (1978),
Waselkov (1987), Widmer (1989), and many others. Campbell sees
the component as a more appropriate sampling universe than the
site, while Waselkov (1987:150-53) views occupational areas as the
most appropriate sampling arena. Sampling sites or components en
courages normative thinking, which is less likely when occupational
episodes are deemed the appropriate universe. However, occupation
episodes and even components can be extremely elusive in many
sites.
The perception of elusive dump episodes, occupations, and compo
nents may be more a theoretical problem than a real one. There are
two fundamentally different perceptions of what is preserved in
shell-bearing sites. On the one hand are excavators who believe that
shell middens are in systemic context a deflated mass of multiple
deposits, the stew from millennia of activities (e.g., Begier and
Keatinge 1979:220). On the other hand are those excavators who hold
the opposite perception, that "shell middens" are conflations of dis
crete deposits, each conflated with and separated by the shells depos
ited along with the other debris (e.g., Bailey and Parkington 1988:4;
Waselkov 1987:145; Widmer 1989:11). The former attitude will most
likely encourage excavation in arbitrary levels with small exposures
and a shell-bearing site typology based on excavated information;
the latter attitude encourages excavation in natural levels, extensive
exposures, and a systemic-based typology. Experimental work with
shell deposits will help us resolve this fundamental conflict. We can
not see what we a priori have determined is not present, regardless
of sampling strategy.
Table 6.1.
Statistics for Subsistence Studies of Shell-Bearing Sites
PACIFIC SITES
LAn202 4.30 1/8 0.17 0.0014
LAn229 0.86 1/8 100.00
Ven294 1/8 4.00
SBal42 0.19 1/4
SN?16 1/8 4.00
SNi 79 0.10 1/8 20.00 0.0210
Ltl Harbor 0.02 none
SLO 2 0.09 1/4 0.55 0.000002
SL0 51 0.21 1/4 0.53 0.000011
SL0585 1/4 0.29
Ala328 1/8 1.00
CCo30 upper 1/4 11.00
Mm 14 4.50 1/4 <4.50
Eddy Pt. 35.00 <35.00
Ivy Station 0.67 1/4 <0.67
Fish Rocks 0.88 1/4 <0.88
Ozette 20.00 <20.00
45Ghl5 0.45 1/4 <0.45
Glenrose 1/4 0.0078
Crescent Beach 1.45mm <13.00
FRESHWATER SITES
lja305 2.25 <2.25
47Cr310 20.00
47Crl87 100.00
47Crl86 50.00 90.00 <50.00
Apple Cr 8.00 1/2 <8.00
15Bt5 20.00 none 0.00005 0.00001
15Bt 10 49.00 none <0.10 <49.00
Rocky Hollow 32.00 100.00 32.00
23Srl36 7.00 100.00 7.00
23Sr473 5.00 100.00 5.00
23Sr230 1.00 100.00 1.00
atlantic/gulf sites
Kidder Pt. ME 100.00 1/4
Turner Farm, ME 40.00
Wheeler's, MA 1.00 3mm <1.00
Greenwich, CT 17.00 6mm 4.00 0.67
Sungic, NY 1.60 0.80
Devils Walk, GA 2.00 1/16 2.00 0.05
Kings Bay, GA 1/16 2.60
8So26 FL 0.0005 100.00 0.0005
8Okl02FL <25.00 1/16
8SR85 Fl 0.33 fine 100.00 0.33
8SR143 Fl 0.66 fine 100.00 0.66
16CM61 1.71 float < 10.00 <0.10
McKinzie, TX <33.00 1/4
cies and the MNI. Wing and Brown (1979:120) set sample adequacy
at twenty-five species with an MNI of 200 for sites on the Caribbean
coastal plain. Subsistence samples from sites in the Kings Bay, Geor
gia, area, on the Atlantic coastal plain, were thought adequate when
70 percent of the potential fifty-three vertebrate and invertebrate
species were identified. This percentage was achieved with an MNI
of 1500 (Quitmyer 1985:34). Unfortunately, far fewer taxa are con
tained in many coastal North Carolina and Hudson River Valley, New
York, shell middens. Conversely, that many species and individuals
of bivalves alone can be retrieved in a single 3 m column of a Green
River, Kentucky, shell midden. What figures are appropriate in these
regions? Can we expect that the potential number of usable species
will always be an appropriate standard for judging adequacy?
Kent (1988:20-27) describes a complicated means of assessing
sample adequacy of oysters used in various analytical activities. One
is to measure all the shells from a culturally meaningful proveni
ence, determine the range of sizes within that set, and select a target
proportion of those size classes (he suggests 90 percent). One should
then randomly draw shells and measure them, stopping when 90 per
cent of the size classes are represented. After repeating the exercise
several times, the number of shells measured each time should be
averaged; that mean can serve as the number of shells used in other
analytical treatments for that provenience only. Similar studies need
to be undertaken for other classes of artifacts and ecofacts, such as
lithic and ceramic debris.
Customary sample sizes for growth line studies are the clearest
example of normative thinking in sampling. The growth control (ani
mals killed at known times whose growth is modeled) used by most
researchers is usually inadequate for the archaeological task, being
comprised of too few animals killed too infrequently in too few
years. Prior to 1986 no North American shell seasonality control had
animals killed at regular intervals throughout a calendar year (Table
6.2). While acknowledging that water temperature is a major stimu
lus to growth initiation and slowdown, researchers sampled only one
calendar year. In order to employ these controls in archaeological
work, a normative view of annual growth for the target species is the
only tenable one. One had to assume that conditions in the year of
collecting for the control were "normal" and that the growth re
sponse throughout the year was "normal." Fish and tooth growth
line controls suffer from the same assumptions.
? ? ? ? 45 ? ? 50 84 22 ? ? 201 1972 9
? ? ? ? ? ? 32 27 ? ? ? ? 59 1971 9
34 34 23 40 36 39 ? ? ? ? ? ? 206 1984 6
12 109 81-82 3
L.EggNJ M.m. 41 45 40 36 39 36 35 37 37 37 35 44 462 1986 6
KingsBird ShoalsBay
St. Mary's R. C.v. _____ NC9
M.m. ? 13 ??
GA24 8 ? 8M.m.
19 ? 11 ? 11? 938
XX X X X? XXXXXX 69 81-82 8
1981 6 ? ? 11 28 <1988 7 various, TX R.c. ? ? ? ? ___25 ? ? ? ? 25 1969 9
PenobscotBay M.a. 6 ? ? 8 79 12 444 ? ? 54 82-83 1
Table 6.2.
482297705002914652139389368123252 7 3518
323131 10
51
31 55
1015393229 62
50 ? 34100
? 34 ? 50
50 12 353032 24 X
5
14 45 5040 332832
?5?
50 12 2032 21 20 ?X ? ?
50 50
503312 3031
75 5096 3531
14 ? 16 17 46 69 63 40 59 79 63 70 65 30
1955060 3531
10050 333130 14 X 5 10
2005011 38312922
P.i. = Pect?n irradians
Sources: 1 Spiess and Hedden 1983; 2 Hancock 1982; 3 Hancock 1984; 4 Perlm M.a. = Mya arenaria
6 Claassen, first41report;
? 100
13 10
2432147 Kent 1988; 8 Quitmyer, Hale, and Jones 1985;
? 50
363332 18 X
Tampa Bay
Alaqua Fl
Ozette WA Key:
Table 6.3.
Sample Sizes of North American Shell Seasonality Studies
ATLANTIC
Fletcher FL 500 1 19Bn390MA 5 10
Palm Coast FL 500 1 19Bn410 MA 1 10
8 SR143 FL 3037 1 Shelter Is. NY 42 11
8 SR 85 5632 1 Henry Lloyd Manor NY 67 12
Zaremba FL 686 2 John Robinson NY 95 12
Cotton Site FL 1000 3 31 On 21 NC 29 13
Bluewater Bay FL 203 31 4 26 NC 110 13
On
St. Catherines Is GA 731 1 On 29 NC 46 13
St. Catherines Is <500 5 31 On 31 NC 89 13
Kenan Field GA 551 6 31 On 37 NC 29 13
Kings Bay GA 127 7 31 On 77 NC 87 13
Devils Walkingstick 79 731 On 82 NC 14 12
Cannon Pt. GA 30 7 31 On 136 NC 135 13
16 Cm 61 LA 438 8 31 On 152 NC 11 13
KidderPt.ME 117 9 31 On 191 NC 53 13
Sears Is. ME 13 9 31 On 196 NC 35 12
Nahanada ME 24 9 310nNNlNC 15 13
Taylor ME 38 9 310nNN2NC 46 13
Wheeler's MA 19 9 31CrNNlNC 77 13
Three Snakes 4 9 31NH256NC 100 12
Rosebush MA 4 9 Jordon Permit NC 120
Huntington MA 15 9 Stoney Brook NC 157 1
Nesson MA 49 9 RI 253A RI 23 9
Nantucket MA 48 9 RI 253B RI 12 9
19Bn274 MA 5 10 RI SU 205 RI 7 9
19Bn288.42 MA 12 10 North Shore RI 134 9
19Bn288.52 MA 1 10 Greenwich RI 226 9
19Bn288.22 MA 1 10 Lodge Alley SC 10 1
19Bn308.11MA 2 10 Miminls. SC 12 12
19Bn308.33 MA 3 10 Pinckney Is. SC 33 1
19Bn308.42 MA 24 10 Fish Haul SC 141 14
19Bn308.71 MA 2 10 38Ge238SC 171 1
19Bn323.21 MA 1 10 41Ch32TX 522 1
19Bn323.22 MA 13 10 41Ch46TX 846 1
19Bn323.23 MA 2 10 41Ch47 400 1
19Bn341 MA 27 10 41ChllO 1020 1
Sources: 1 Claassen 1986; 2 Sigler-Eisenberg and Russo 1986; 3 Hale 1984; 4 Curren
1987; 5 O'Brien and Peter 1983; 6 Crook 1978; 7 Quitmyer, Hale, and Jones 1985;
8 Goodwin Assoc. 1986; 9 Claassen 1990b; 10 Hancock 1984; 11 Claassen 1990b;
12 Claassen, first report; 13 Claassen 1982; 14 Trinkley 1986; 16 Mountjoy and
Claassen 1989; 17 Koerper 1981; 18 Chace 1969; 19 Weide 1969; 20 Lyons 1978;
21 Drover 1974; 22 Howard 1977; 23 Tartaglia 1976; 24 Butler 1974; 25 Carter 1978;
26 Wessen 1982; 27 Ham 1982; 28 Ham 1976; 29 Ferguson 1975; 30 Monks 1977;
31 Keen 1979; 32 Clarke and Clarke 1980; 33 Clark 1977; 34 Lobdell 1980.
greatest degree of exposure to the wind had the most shell movement
and fragmentation.
Koike (1979:72), using the Feller formula and valve pairing, esti
mated that 70 percent, 58 percent, and 49 percent of the shells origi
nally deposited in three Jomon house pits had survived. (Nichol and
Wild [1984] discuss the Feller formula as well as others for predicting
original population size.) Coutts (1969) estimated the number of
valves and gastropods that were too crushed for counting in an Au
stralian deposit by using an average individual weight as denomina
tor and then comparing the number of whole shells found against
that estimated number. A similar ratio was calculated for Subninella
undulata, using opercula and weight of fragments. The two:one ratio
indicated that half of the shell material had been lost at the time of
lab analysis. The implication of these loss figures is that not even
shellfish meat can be adequately estimated in these types of sites.
Koike (1979:67) recommended that the distance between valves of
a pair at the time of excavation be used to estimate the amount of
disturbance affecting the deposit, and carried out such a project for all
shells in one Jomon pit. Results of experiments by Muckle (1985:62)
indicate that paired valves usually travel some distance apart upon
impacting the ground, //two valves can be convincingly paired, their
distance apart at the time of excavation may not be indicative of
deposit disturbance.
Archaeologist Robert Muckle (1985) conducted two sets of tapho
nomic experiments examining the orientation, articulation, and frag
mentation of shells tossed, poured, and trampled. In the discard ex
periments, Muckle (1985:56) found that single valves tended to land
concave side up, but that articulated valves landed hinge down or
sideways. From these data he concluded, with many qualifications,
that a deposit with valves predominantly concave side up had "prob
ably been subject to relatively little post-depositional disturbance."
Initial disposition resulted in no fragmentation or breakage into large
pieces. Highly fragmented deposits are probably the result of activi
ties subsequent to initial discard. Shell species [Protothaca staminea,
Mytilus edulis, and Venerupis jap?nica?all eastern Pacific) was an
important determinant of shell orientation, fragmentation, and dis
articulation,- height of discard, the number of valves discarded to
gether, and the age of the shells appeared to be insignificant variables.
Muckle's trampling experiments were designed to examine frag
mentation and vertical displacement of fragments. After 80, 160,
Nutritional Reconstructions
Pleurocera canaliculatum 58
Aequipecten gibbus (4) 15.6-16.4g -5-.7g 6 Clinocardium nuttalli 79 13.5g 0.7g 4.7g 9
Choromytilus meridionalis 84 10
Cittarium pica 6
Viviparus georgianus 72 11.1 g 3
Amblema costata 8-9% 1
Batissa.viol?cea 48.9% 180 505Burnupena
7 papyracae 92 10
Argobuccinum argus 93 10
FRESHWATER SALTWATER
Table 6.4.
Haliotis sp. 98 18.7g 0.5g 3.2g 4 Mya arenaria 89 9.7-15.6g 1.4-2.5g 1.7g 6
6 Sidwell et al. 1974; 7 Meehan 1982; 8 Goodwin 1979; 9 Erlandson 1988; 10 Buchanan 1985 (my conversions).
Mytilus edulis 87 8.9-17.2g 1.7-2.0g 2.9g 4 Ostrea edulis 59 8.6-13.1g 0.9-1.9g 5.9g 4
Ostrealurida 82 9.6g 2.5g 5.4g 9 Tivela stultorum 74 11.2g 1.4g 4.0g 607 9
Donax variabilis 54
Table 6.5.
Variation in Nutritional Value Within a Species
and catfish (Parmalee and Klippel 1974), deer (Parmalee and Klippel
1974; Waselkov 1987), rabbit (Erlandson 1988:104,- Parmalee and
Klippel 1974; Waselkov 1987), and croaker, shark, and seal (Erlandson
1988:104). Protein ranges from 37 percent to 68 percent of the tissue,
or 0.1 g to 68 g. The carbohydrates in mollusks range from 0 g to 8.9 g.
The most common bivalves in eastern U.S. middens?C. virginica,
M. mercenaria, and Mya arenaria?exceed the turkey, quail, rabbit,
and shark figures in carbohydrates, and can rival drum, catfish, and
deer. Nearly all western Atlantic shellfish species listed in Table 6.4
can rival the protein value of most fishes.
One can argue either that shellfish are poor sources of nutrition or
that they are adequate sources merely by choosing an appropriate
species to illustrate the point. Arguments that rely on generic figures
or are based on a single species are on shaky ground. Surely it is time
to put to rest the generic clam. Specific figures, rather than average
figures, will greatly enhance subsistence discussions.
growth evident in the last full year of life, Ly/Ly - 1, or to average the
growth in several years prior to the final one?Ly/((Ly - 1 ) + (Ly - 2)1
2). (The value chosen as the denominator for Ly is the single most
influential factor in the outcome [Claassen 1990b].) In an exercise
comparing the results from five shells using Ly/Ly - 1, estimates of
104 percent, 81 percent, 65 percent, 36 percent, and 21 percent of the
expected growth were derived. The researcher who views shell
growth in a normative manner would interpret the death time of the
first shell as the end of the growing season, and that of the fifth shell
as the beginning of the growing season, perhaps September and April,
respectively. On the other hand, the researcher who has modeled the
variation found in each month would ask, What one month of the
year would have this range of growth percents? For M. mercenaria in
either New Jersey or North Carolina water, all twelve months have
ranges of growth percents this large. In fact, all five shells were har
vested the same June day from the same 1 m2 area. With larger sam
ple sizes in the control and in the archaeological set, other criteria
can be relied upon to pinpoint the harvest time. (The tremendous
range in growth values has caused several researchers in the south
eastern United States, including the author, to abandon measure
ments of growth and to rely on other growth criteria for assigning
sets of shells a death time.)
With the possibility that significant quantities of shell and per
haps other edible matter do not represent human food debris, we
must modify our practice of assuming all shellfish, crab, lobster, fish,
shrimp, and charred plant remains (several ethnographers record the
intentional burning of large shell deposits) are appropriately in
cluded in human dietary reconstructions. The nutritive value of
these foods at any given site may well be irrelevant to their use in
the past.
Habitat Reconstruction
mental parameters for maintaining life, for reproducing, and for lar
val recruitment. Many discussions of quahog [Mercenaria merce
naria) and eastern oyster [Crassostrea virginica) seem to view these
two species as having mutually exclusive environmental conditions,
but in fact their tolerance ranges overlap. The use of optimal habitat
characterizations is also noticeable in studies of freshwater mol
lusks. Generally speaking, the more stream habitat studies con
sulted, the greater the recorded diversity in individual response to
water depth, substrate, and current speed. For many other species,
ecological requirements are not known.
Malacologists often cite shell shape and/or size as indicative of
environmental particulars such as size of river, temperature of water,
or speed of current. Matteson (1960) identified dwarfing in Early Ar
chaic collections of the Illinois River Valley and attributed the cause
either to persistently colder temperatures or to a sustained lack of
sufficient food. In an earlier article ( 1955) he had attributed dwarfing
to slow-moving water. Klippel et al. (1978) found dwarfing in archae
ological Amblema plicata from Middle Archaic levels of Modoc
Rocksheiter and attributed the cause to slow-moving water. Jim
Chatters (personal communication, January 1986) found that growth
rates in Margaritifera margaritifera from the Columbia River were
30 percent to 100 percent higher between 6,000 and 8,000 years ago,
and attributed that phenomenon to variation in water temperature.
Roscoe (1967:6) summarized shell shape implications for M. mar
garitifera, indicating that controversy rather than agreement sur
rounds the correlation of shell shape with environmental factors. A
more recent review of the literature is far more positive about the
potential of shape characteristics to correlate significantly with
paleoecology (Tevesz and Carter 1980). Tevesz and Carter identified
two groups of papers published between 1948 and 1980: (1) papers
correlating shell form and habitat (e.g., lake, small stream, etc.) and
(2) papers correlating specific features of shell morphology, such as
thickness or arc, to particular aspects of the environment, such as
water alkalinity and current rate. They were able to reaffirm several
regularities culled from the literature several decades earlier. How
ever, they were quick to point out that sexual dimorphism, ontogeny,
and growth compensation confuse the correlations. Not until sexual
maturity is achieved do many environmental effects on growth ap
pear. Furthermore, changes in one shell dimension are often accom
Ethnoarchaeology
It is to ethnoarchaeology that we can turn for information on con
sumer behavior, gathering behavior, systemic types of shell-bearing
deposits, and many other theoretical needs. The reason why we have
not done so may be the normative assumptions that pervade research
centered on shell-bearing sites: there is so much uniformity in sys
temic context that little could be learned through observation. The
handful of projects that have been conducted, however, invite the
Conclusions
Acknowledgments
Thanks to Peter White, Fernanda Falabella, David Max
well, Arthur Spiess, Clement Meighan, Julie Stein, and Mike Schiffer
for comments on an earlier draft of this paper. The writings of Geoff
Bailey and Clement Meighan were particularly stimulating; the
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