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Article history: Understanding the interactions between sleep and the immune system may offer insight into why short
Received 27 April 2010 sleep duration has been linked to negative health outcomes. We, therefore, investigated the effects of
Received in revised form 16 July 2010 napping and extended recovery sleep after sleep restriction on the immune and inflammatory systems
Accepted 3 August 2010
and sleepiness. After a baseline night, healthy young men slept for a 2-h night followed by either a stan-
Available online 8 August 2010
dard 8-h recovery night (n = 12), a 30-min nap (at 1 p.m.) in addition to an 8-h recovery night (n = 10), or
a 10-h extended recovery night (n = 9). A control group slept 3 consecutive 8-h nights (n = 9). Subjects
Keywords:
underwent continuous electroencephalogram polysomnography and blood was sampled every day at
Sleep restriction
Extended sleep recovery
7 a.m. Leukocytes, inflammatory and atherogenesis biomarkers (high-sensitivity C-reactive protein,
Nap interleukin-8, myeloperoxidase, fibrinogen and apolipoproteins ApoB/ApoA), sleep patterns and sleepi-
Immune cells ness were investigated. All parameters remained unchanged in the control group. After sleep restriction,
Inflammation leukocyte and – among leukocyte subsets – neutrophil counts were increased, an effect that persisted
Alertness after the 8-h recovery sleep, but, in subjects who had a nap or a 10-h recovery sleep, these values
Myeloperoxidase returned nearly to baseline. Inflammatory and atherogenesis biomarkers were unchanged except for
higher myeloperoxidase levels after sleep restriction. The increased sleepiness after sleep restriction
was reversed better in the nap and extended sleep recovery conditions. Saliva cortisol decreased imme-
diately after the nap. Our results indicate that additional recovery sleep after sleep restriction provided by
a midday nap prior to recovery sleep or a sleep extended night can improve alertness and return leuko-
cyte counts to baseline values.
Ó 2010 Elsevier Inc. All rights reserved.
1. Introduction events (Heslop et al., 2002; King et al., 2008; Ferrie et al., 2007; Na-
tional Sleep Foundation, 2009). Increased peripheral circulation of
Sleep deprivation is widely described as being associated with leukocytes (Dinges et al., 1994; Born et al., 1997; Kerkhofs et al.,
sleepiness and impaired neurobehavioral performance. Moreover, 2007) and elevated levels of C-reactive protein (CRP) and inflam-
accumulating evidence from experimental studies links sleep loss matory cytokines (Meier-Ewert et al., 2004; Vgontzas et al.,
to alterations in the immune and inflammatory systems that may 2004; Irwin et al., 2006) have been reported in healthy humans
have clinical relevance. It is not clearly established how these after experimental sleep deprivation. CRP, leukocyte count, fibrin-
post-sleep-deprivation changes in immune and inflammatory ogen, and emerging biomarkers, such as myeloperoxidase (MPO),
functions – mediated via the neuroendocrine system – can affect interleukin-8 (IL-8), and apolipoproteins (Apo), are all associated
health. However, epidemiological surveys implicate poor sleep as with the inflammatory and atherogenesis pathways that lead to
a predictor of cardiovascular risk, and meta-analyses have reported cardiovascular disease (Danesh et al., 1998; Inoue et al., 2008; Rug-
that shorter sleep duration, an emerging condition in the western giero et al., 2007; Zhang et al., 2008; Sniderman et al., 2003). Inter-
population, is associated with a higher incidence of cardiovascular estingly, several sleep deprivation studies have indicated that one
8-h night of recovery sleep is not sufficient to normalize alertness
and performance or cardiovascular risk markers, such as leuko-
q
Please see Brief Commentary by Tanja Lange and Born in this issue. cytes and CRP (Lamond et al., 2007; Belenky et al., 2003; Dinges
* Corresponding author at: Sleep Laboratory, CHU A. Vésale, Université Libre de
et al., 1994; Meier-Ewert et al., 2004).
Bruxelles, Unit 222, Rue de Gozée 706, 6110 Montigny-le-Tilleul, Belgium. Fax: +32
71 921469. To our knowledge, the effects of a short nap in addition to
E-mail address: mykerkho@ulb.ac.be (M. Kerkhofs). recovery sleep or an extended duration of recovery sleep as
0889-1591/$ - see front matter Ó 2010 Elsevier Inc. All rights reserved.
doi:10.1016/j.bbi.2010.08.001
B. Faraut et al. / Brain, Behavior, and Immunity 25 (2011) 16–24 17
countermeasures to acute sleep restriction have never been inves- an antecubital vein at 7:00 a.m. each day of the experiment. To as-
tigated in an integrated design on sleepiness and immune and sess the effects of the nap on cortisol, saliva samples were taken for
cardiovascular risk markers. We hypothesized that following a cortisol measurement every 2 h from 9:30 a.m. to 5:30 p.m. on the
sleep-restricted night of 2 h, a 30-min midday nap prior to a normal three study days in the 8 h-sleep recovery and 30-min nap + 8 h-
8-h recovery sleep or an extended 10-h recovery sleep would im- sleep recovery groups.
prove restoration of these parameters. We, therefore, examined
peripheral blood immune cells, inflammatory and atherogenesis 2.3. Sleepiness evaluation
biomarkers (CRP, IL-8, MPO, ApoB/ApoA, and fibrinogen) together
with sleep patterns, sleepiness and saliva cortisol in young healthy Objective and subjective sleepiness were assessed at 1:00 and
adults. 3:00 p.m. on the three study days using the Maintenance of Wake-
fulness Test (MWT; Mitler et al., 1982) and the Stanford Sleepiness
2. Methods Scale (Hoddes et al., 1985), respectively, as previously described
(Stenuit and Kerkhofs, 2005). Briefly, the MWT assessed the ability
2.1. Subjects to sustain wakefulness and was performed during 20 min. During
the test, the subjects were comfortably installed in a chair in a
All volunteers were non-smokers, not regular nappers, had a dimly light room and instructed to remain awake while polysom-
body mass index between 19 and 25, and were aged between 18 nographic recordings were performed. The test was interrupted at
and 27 years. They were free of any disease and/or sleep com- the onset of sleep (stage 1) and the subject was immediately awak-
plaints and slept regular nights of 7–9 h as indicated by a rigorous ened. In the absence of sleep, the test ended after 20 min.
medical evaluation that included psychiatric and medical histories,
screening laboratory tests, sleep questionnaires and one adapta- 2.4. Assays and measurements
tion night of polysomnography monitoring.
Fasting blood samples were obtained from an antecubital vein
2.2. Experimental design and procedure by a needle stick at 7:00 a.m. each morning. Serum samples were
collected in vacuum tubes without anticoagulant (VenojectÒ). Plas-
The protocol was approved by the Ethic’s Committee of the hos- ma samples were harvested in citrated vacuum tubes (Buffer So-
pital. All volunteers gave their written informed consent and re- dium Citrate, 0.109 mol/L:3.2 W/V%, VenojectÒ), immediately
ceived financial compensation. During the week preceding their processed and put on melting ice. Whole blood was collected in
admission to the Sleep Laboratory, the participants followed EDTA-treated tubes (K3EDTA, VenosafeÒ). High sensitivity CRP
1 week of regular sleep-wake behavior of 8 h in bed (11:00 p.m.– (Hs-CRP), Apolipoproteins A and B were evaluated by antibody-
7:00 a.m.) documented by actigraphic recordings and sleep diaries. binding and turbidity measurement on SYNCHRON LXÒ. Leukocyte
Before admission, ongoing infection was excluded based on the counts and subsets were determined on a CELL-DYN4000Ò hemo-
CRP concentration and the leukocyte count. The protocol included cytometer (Abbott, Abbott Park, IL). Fibrinogen was determined
a control group and three groups with distinct recovery conditions. by thrombin time on a STAÒ automate (Stago, Parsippany, NJ). Plas-
In the control group, nine healthy young men underwent three ma MPO was determined by ELISA (ZentechÒ, Angleur, Belgium).
consecutive nights of 8 h sleep (in bed from 11:00 p.m. to MPO activity was determined by the SIEFED method as previously
7:00 a.m.). In the first recovery condition group, 12 healthy young described (Franck et al., 2009). Serum IL-8 concentrations were
men underwent one baseline night of 8 h (in bed from 11:00 p.m. quantified using an ELISA test (Becton DickinsonÒ, Franklin Lakes,
to 7:00 a.m.), one restricted night of 2 h (in bed from 2:00 a.m. to NJ). Saliva samples for cortisol analysis were stored at 20 °C until
4:00 a.m.), and one recovery night of 8 h (in bed from 11:00 p.m. assayed. After thawing, samples were mixed well prior to assay
to 7:00 a.m.). In the second recovery condition group, 10 healthy and cortisol concentrations measured by radioimmunoassay
young men underwent one baseline night of 8 h (in bed from (Stockgrand Ltd., Guildford, UK).
11:00 p.m. to 7:00 a.m.), one restricted night of 2 h (in bed from
2:00 a.m. to 4:00 a.m.), a nap from 1:00 p.m. to 1:30 p.m. after 2.5. Statistics
the restricted night, and one recovery night of 8 h (in bed from
11:00 p.m. to 7:00 a.m.). In the third recovery condition group, 9 Data were analyzed using the SigmaStatÒ 3.5 software (SystatÒ,
healthy young men underwent one baseline night of 8 h (in bed San Jose, CA). Values are expressed as mean values (SEM). We per-
from 11:00 p.m. to 7:00 a.m.), one restricted night of 2 h (in bed formed two types of comparisons with the objectives of testing the
from 2:00 a.m. to 4:00 a.m.), and one extended recovery night of effects of sleep restriction and of the distinct recovery modalities.
10 h (in bed from 9:00 p.m. to 7:00 a.m.). The first comparisons were between experimental points within
To control the state of alertness of the subjects and to avoid each experimental group using a within-subjects one-way re-
sleep episodes outside the permitted hours, continuous electroen- peated measure ANOVA completed by a pairwise comparisons post
cephalogram (EEG), electrooculogram and electromyogram record- hoc test (Student–Newman–Keuls’ test). The second comparisons
ings were taken using an ambulatory device (DreamÒ, Medatec, involved the 3 sleep-restricted groups with distinct recovery con-
Brussels, Belgium) with the following EEG derivations (C4/A1, C3/ ditions. We first tested whether the effects of sleep restriction were
A2, O2/A1, O1/A2 F4/A1, F3/A2), which were also used for sleep similar in each sleep-restricted group by comparing the normal-
recordings. During the study, volunteers were free to move within ized differences observed between sleep restriction and baseline
the unit carrying this ambulatory device. Subjects received stan- values for each sleep-restricted group (normalized d = (Restric-
dard hospital meals of a maximum of 2500 cal/day with a balanced tion–Baseline)/Baseline). There were no significant differences in
proportion of nutrients (protein, fat, carbohydrates). Intake of any the normalized d scores, indicating that the physiological effects
medication, alcohol, or xanthine derivatives (coffee, tea, chocolate of sleep restriction were similar for the 3 sleep-restricted groups.
and cola) was prohibited throughout the study period. Controlled To increase the sample size, we therefore pooled the results for
drinks and snacks were available during the sleep-restricted nights all subjects from the 3 sleep-restricted groups together and com-
until 11 p.m. Sleep recordings were scored visually in all subjects pared sleep restriction to baseline values. Comparisons between
according to the 2007 American Academy of Sleep Medicine crite- the different sleep recovery conditions were made using normal-
ria (Silber et al., 2007). Fasting blood samples were obtained from ized d scores for each recovery condition, i.e., (recovery 8 h –
18 B. Faraut et al. / Brain, Behavior, and Immunity 25 (2011) 16–24
3. Results
p = 0.362) so we pooled the values for the three groups and con-
firmed a significantly higher level of sleepiness after sleep restric-
tion (F (1, 60) = 40.83, p < 0.001). Between-group comparisons did
not show significant differences in sleepiness at 1 p.m. after the
recovery night (F (2, 28) = 0.40, p = 0.67, Fig. 6A). The increases in
sleepiness at 3 p.m. after sleep restriction were similar in the 8-h
recovery group and the 10-h recovery group but different in sub-
jects who had had a nap (F (2, 28) = 5.01, p = 0.01). When values
for the subjects in the 8-h recovery group and the 10-h recovery
group were pooled, sleepiness was higher than baseline values (F
(1, 39) = 40.94, p < 0.001). Between-group comparisons showed
significant differences in sleepiness at 3 p.m., which was greater
with 8 h of recovery sleep than with 10 h of recovery sleep (F (1,
19) = 7.41, p = 0.014, Fig. 6B).
These subjective evaluations were confirmed by the objective
findings with the MWT. Indeed, only one sleep onset (sleep latency
18 min) was recorded at 3 p.m. in the subjects who had a nap while
in subjects who had no nap, 4 sleep onsets (sleep latency
13.57 ± 2.07 min) were recorded in the 8-h recovery group and 6
sleep onsets (sleep latency 9.25 ± 3.00 min) in the 10-h recovery
group (Fig. 4D). During the recovery day, 2 sleep onsets (one at
1 p.m., sleep latency 19 min and one at 3 p.m., sleep latency
9 min.) were observed in the 8-h recovery group while 1 sleep on-
set (sleep latency 12.5 min) was recorded in the extended recovery
group, similar to baseline, and none in the nap + 8-h recovery
group (Fig. 6B and D).
4. Discussion
Table 1
Sleep stages of baseline, sleep restriction, and 8-h recovery, 30 min-nap + 8-h recovery, or 10-h recovery nights. Values are expressed as mean (SEM). indicates p < 0.05 versus
within-group corresponding baseline nights. a and b indicate p < 0.05 versus 8-h recovery sleep and nap + 8-h recovery sleep conditions, respectively.
As expected, there was an increase in objective and subjective et al., 2005). Elevated concentrations of CRP and of pro-inflamma-
sleepiness after sleep restriction. These increases were reversed tory cytokines, such as IL-6 or tumor necrosis factor (TNF)-a, have
during the post-nap period and, interestingly, returned to baseline been reported following chronic partial or total sleep deprivation.
during the recovery day only in the nap and extended sleep condi- (Meier-Ewert et al., 2004; Vgontzas et al., 2004; van Leeuwen
tions. The same trend was observed at 9 a.m. and 5 p.m. of the et al., 2009). However, decreased or unchanged concentrations of
recovery day with better alertness in subjects who took a nap than CRP and reduced levels of IL-6 have also been reported after one
in those who just had 8 h of recovery sleep (data not shown). A night of total sleep loss (Frey et al., 2007; Dimitrov et al., 2006). De-
short nap, especially during the post-noon nap zone, has been creases in habitual sleep duration were associated with reduced
shown to restore alertness and promote performance without the CRP and IL-6 concentrations but elevated TNF-a levels in a large
inconvenience of sleep inertia that is associated with longer naps sample of 614 subjects (Patel et al., 2009). In a cohort of 210
(Takahashi and Arito, 2000; Mednick et al., 2003; Brooks and Lack, healthy men and women, poor sleep quality was associated with
2006; Milner and Cote, 2009). Similar to our findings, less overall higher fibrinogen and CRP concentrations but only for women,
fatigue and reduced subjective sleepiness were observed when res- and a laboratory study reported that increases in IL-6 and TNF-a
ident interns sleeping 2–3 h during extended work shifts were as- were still present in the evening following partial sleep deprivation
signed to a short nap schedule (Arora et al., 2006). Lamond et al. in women but not in men (Suarez, 2008; Irwin et al., 2010).
(2007) also reported that subjective sleepiness and psychomotor The increased leukocyte and neutrophil counts observed in our
vigilance performance recovered better with an extended 9-h com- study are consistent with previous studies showing similar effects
pared to a 6-h recovery sleep following sleep deprivation. How- in healthy young adults after sleep restriction or deprivation
ever, although the effects of nap and extended sleep recovery on (Zouaoui-Boudjeltia et al., 2008; Dinges et al., 1994). These in-
neurobehavioral performance and alertness have previously been creases have not yet been linked with any clinically significant ef-
examined after sleep deprivation, these previous studies did not fect on cardiovascular pathology. However, leukocyte count, which
simultaneously evaluate the effects on immune parameters. is mainly determined by neutrophil count in healthy humans, is
Our multi-parameter integrated study has some limitations but also important in the absence of acute medical events. Increased
also certain strengths. For the nap group, we cannot determine at leukocyte counts have long been associated with increased all-
which time the effect took place after the nap, i.e., before or after cause mortality and are considered a biomarker of inflammatory
the recovery night. We chose not to perform multiple blood sam- processes that contribute to vascular injury and atherosclerosis
plings to avoid local inflammation from the blood drawing proce- (Loimaala et al., 2006). Increased leukocyte and neutrophil counts
dure as has previously been reported (Haack et al., 2002). The have been shown to be an independent risk factor for cardiovascu-
effectiveness of our sleep restriction procedure was confirmed by lar mortality in numerous studies and meta-analyses (Brown et al.,
the continuous EEG recordings. All subjects had leukocytosis and 2004, Wheeler et al., 2004, Horne et al., 2005; Danesh et al., 1998).
neutrophilia after sleep restriction. After the recovery night, a de- In a prospective study that was conducted over 44 years, higher
crease in leukocyte and neutrophil counts was observed for all par- leukocyte counts, even within the normal range (mainly neutro-
ticipants who had taken a nap and all subjects who had the phils), were associated with higher mortality (Ruggiero et al.,
extended recovery sleep, but in the group with a standard recovery 2007). Interestingly, this study found that leukocyte counts
night, the effect was heterogeneous. Total sleep deprivation has (mostly neutrophils) increased progressively, starting several years
been shown to affect hematocrit (Goldman et al., 1990) which before death, in participants who died during follow-up, although
could also affect leukocyte subset counts. However, we found no leukocyte counts remained stable over time in those who survived.
significant hematocrit changes after partial sleep deprivation (data Hence, we suggest that repetitive acute sleep restriction, as com-
not shown). monly observed in extended workshifts or in individuals with
Several studies have indicated that sleep deprivation can lead to sleep disorders, could result in progressively elevated leukocyte
an inflammatory response that may trigger the development of and neutrophil levels over time, with potentially negative long-
cardiovascular disease processes (Meier-Ewert et al., 2004; Vgont- term effects on mortality. Neutrophils can provoke oxidative and
zas et al., 2004; Irwin et al., 2006, 2010; Frey et al., 2007; van Leeu- proteolytic damage to coronary arteries and may influence the
wen et al., 2009; Mullington et al., 2009). We did not note any development of cardiovascular diseases. We noted an increase in
significant changes in the stable inflammatory marker CRP, the MPO – mainly released by neutrophils – after sleep restriction,
pro-inflammatory IL-8, or fibrinogen after sleep restriction. Be- which has potential negative consequences because of its role in
cause CRP has been shown to induce IL-8 gene expression in hu- catalyzing the formation of oxidizing agents that can convert LDL
man peripheral blood monocytes, the lack of change in IL-8 into an atherogenic form (Podrez et al., 1999; Zouaoui Boudjeltia
levels could in part be the result of the unaltered CRP level (Xie et al., 2004). The same profile was also observed for MPO activity
22 B. Faraut et al. / Brain, Behavior, and Immunity 25 (2011) 16–24
Fig. 4. Changes (normalized d) in leukocyte (A), neutrophil (B), lymphocyte (C) and Fig. 5. Changes (normalized d) in myeloperoxidase (A), C-reactive protein (B),
monocyte (D) counts after 8-h recovery sleep, 30 min-nap + 8-h recovery sleep, or interleukin-8 (C), fibrinogen (D) and ApoB/ApoA ratio (E) after 8-h recovery sleep,
10-h recovery sleep. Values are expressed as mean (SEM). indicates p < 0.05 30 min-nap + 8-h recovery sleep, or 10-h recovery sleep. Values are expressed as
between conditions. mean (SEM). indicates p < 0.05 between conditions.
B. Faraut et al. / Brain, Behavior, and Immunity 25 (2011) 16–24 23
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