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Soil Dynamics and Earthquake Engineering 135 (2020) 106183

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Soil Dynamics and Earthquake Engineering


journal homepage: http://www.elsevier.com/locate/soildyn

Challenges and opportunities for the application of integral abutment


bridges in earthquake-prone areas: A review
Stergios A. Mitoulis
Department of Civil and Environmental Engineering, Faculty of Engineering and Physical Sciences, University of Surrey, Guildford, Surrey GU2 7XH, United Kingdom

A R T I C L E I N F O A B S T R A C T

Keywords: Integral Abutment Bridges (IABs) are robust structures without joints and bearings, hence they are less
Integral vulnerable to natural and manmade hazards, whilst they require minimal maintenance throughout their lifespan.
Abutment As a result of these engineering advantages, IABs are appealing to road and railway agencies and consultants.
Bridges
Despite their advantages, IAB design and construction is challenging and the main barriers for extensive use of
Seismic
Response
IABs originate from the interaction between the abutment and the backfill soil. This interaction causes perma­
Soil-structure interaction nent deflections of the backfill soil and enhanced soil pressures on the abutment of passive nature. Under strong
Benefits earthquake excitations, the response of IABs is strongly affected by the aforementioned interaction. Surprisingly,
no agreement has been reached to date in the international literature as to whether this is a beneficial or a
detrimental effect. The reasons for acknowledged disagreements in the literature indicates a conceptual gap in
IAB design and assessment and it, therefore, requires further investigation.
To the best of the author’s knowledge, the significance of this interaction in earthquake resistant IABs is
dependent on a number of factors, such as the type and intensity of the earthquake, the type, length and con­
dition of the bridge after a number of years of service, the type and height of the abutment, the bridge dynamic
characteristics, e.g. stiffness, damping, mass and the type of the backfill soil, among others. Many of these
competing and clashing, factors lead to worse or better IAB responses, and this depends on the additional inertia
mass of the backfill soil, the additional input motion exerted on the bridge from dual paths e.g. the foundation of
the abutment and the backfill soil, the dissipation capacity and stiffness of the abutment and backfill soil. With
the aim of better understanding the seismic response of IABs and opine with regard to the importance of the
abutment and backfill soil on the seismic response of IABs, a comprehensive state of the art review is conducted
in this paper. The review includes all the aspects relevant to the IAB-backfill interaction, with emphasis on IABs
subjected to earthquake excitations. The research-based evidence provided here postulates a very complex
interaction effect, which may have a positive or negative effect on IAB seismic responses. The evidence gathered
also suggests a minimal understanding of the potential benefits of the IAB-backfill interaction, yet a reasonable
understanding of the aggravated seismic response due to the same interaction in other instances. The paper
includes literature-based evidence and inferences on IAB seismic designs and concludes with the results of an
extended numerical study, which was conducted to provide further evidence with regard to the effect of the
bridge-backfill interaction on the seismic response and design of IABs. A representative IAB was utilised as the
base model and a comprehensive parametric study was conducted varying the abutment type and height, the
bridge length and the backfill soil properties. The results are evidence that, indeed, the backfill soil predomi­
nantly benefits the bridge as it reduces its bending moments and pier drifts, and which potentially can lead to
more economic designs. However, the IAB-backfill interaction is strongly case-dependent and therefore metic­
ulous and detailed modelling of the backfill soil is believed to be important to avoid underestimation of bridge
stress resultants and consequent under-designs.

E-mail address: s.mitoulis@surrey.ac.uk.


URL: https://www.infrastructuResilience.com.

https://doi.org/10.1016/j.soildyn.2020.106183
Received 27 February 2020; Accepted 12 April 2020
Available online 1 June 2020
0267-7261/© 2020 Elsevier Ltd. All rights reserved.
S.A. Mitoulis Soil Dynamics and Earthquake Engineering 135 (2020) 106183

1. Introduction application. Relevant design codes and imposed limitations, with regard
to IAB design, are further discussed in the following sections.
1.1. Advantages and disadvantages of IAB applications in earthquake-
prone areas 1.2. The importance of earthquake resistant IABs and their popularity in
bridge engineering
In bridges, the abutment has a unique dual role that is to support the
end-span of the bridge and the retaining of the backfill soil [1,2]. This It is by now widely recognised that the informed and sound design
unique purpose of the abutment renders it susceptible to damages and and construction of IABs is an important venture in bridge engineering
failures that resemble the ones of geo-structures, e.g. settlement, sliding worldwide. More than ever, in recent years the design and construction
or rotation similar to retaining walls, or failures similar to the ones of of IABs had been introduced in many new bridge designs for delivering
reinforced concrete structural components, e.g. extensive flexural improved aesthetics and cost-effective solutions. There has been
and/or shear cracking. This is due to the fact that the abutment, with the consensus within Europe and USA that future design guidelines should
wingwalls and the approach slab, and the backfill soil provide the be in support of IABs. In particular, among other mandates of the
approach to the bridge, whilst they are part of the bridge earthquake Eurocode Committees, IABs have gained significant attention in an effort
resisting system [3–7]. to encourage practitioners to implement IAB concepts. The latter is not
Abutments are differentiated mainly based on their connection with coincidental, in the sense that almost 70% of European countries use
the bridge deck. A seat-type abutment [8] supports the deck through integral bridges [51] and the same applies to the USA [52], where IABs
bearings, whilst expansion joints provide to the bridge deck structural have doubled their number between 1995 and 2007 [53]. What might
independence from the abutment backwall and accommodate deck be striking is that at no point, either in Eurocodes or design guideline in
movements due to creep, shrinkage, thermal [9–11], potentially seismic the USA, the IAB concept is referred to as an enhanced earthquake
and other movements [12]. An abutment is told to be integral, mono­ resistant bridge design. Antithetically, Eurocodes seem to discourage
lithic or end diaphragm abutment when it is connected rigidly to the IAB designs by requiring them to respond essentially in an elastic
deck [13], thus has no expansion joints or bearings. manner for the design earthquake.
The latter, together with other morphological peculiarities of IABs,
give them many advantages over the conventional seat-type abutments, 1.3. Morphology of earthquake resistant IABs and the role of the
including superior earthquake resistance [5,14–17], prevention of abutment
dreadful span unseating mechanisms [18], limitation of the rotation
during liquefaction-induced lateral spreading [19] and redundancy In this section, the types of IABs are discussed with respect to their
against multiple hazard effects [15], as IABs have less vulnerable com­ foundations, diaphragm/wall section geometries, the approach (transi­
ponents (e.g. bearings) than their jointed counterparts [20] and the tion) slab, their wingwalls and their connections with the deck. Also, the
possibility of unseating is eliminated. As a result, retrofitting of existing backfill soil is discussed as an integral part of IABs, including certain
multi-span simply supported bridges [21] into continuous, frame design aspects, e.g. their drainage, reinforcement, type of the backfilling
structures is common, as converting them into IABs is said to enhance soil i.e. sand or clay, and the use of modified, also known as engineered,
their structural redundancy [22,23] and hence their resilience. Other, soils.
not necessarily, seismic advantages and disadvantages of IABs have been IABs do not have a certain typology worldwide [52]. The later source
discussed extensively in the international literature [24–31] with the suggests that the main difference between the practice in Europe and
main advantages collated in this paper are related to the durability and USA in IAB design is the use of pile foundations with stub abutments in
the low maintenance cost of IABs. The most detailed description of these the USA, which is in direct contradiction to many US agency re­
advantages can be found in the literature [32], where IABs are proven to quirements [53,54]. So diverse the type of IABs is, that PD 6694–1 [46]
be outperforming their non-integral counterparts in economy and safety has described at least three types of frame abutments, shown in Fig. 1a-c,
according to Ref. [33]. Their principal advantages stem from the also known as full-height abutments as they have relatively great height
absence of expansion joints and bearings, making them the most in the range of 5 to 8 m, one embedded wall, Fig. 1d, three different bank
cost-effective system in terms of construction, maintenance, and pad abutments. Fig. 1e-g, including an abutment on discrete piles
longevity. The cost of IABs is proven to be significantly lower in com­ -similar to the type met in the USA-three different flexible support
parison to the one of bridges with seat-type abutments [34] at least in 27 abutments, Fig. 1h-j, with piles or columns in sleeves or reinforced earth
states in the USA [35,36], whereas it is recognised that approximately wall or with reinforced earth wall being independent of the abutment
the same amount of expenditure is made for the construction and the and another three semi-integral abutments, Fig. 1k-m, also shown in
maintenance of jointed bridges [37]. Regarding the cost of earthquake published research [55–58]. Based on the Caltrans bridge memo to de­
resistant bridges, IABs are found to lead to significant savings in com­ signers [59] integral abutments can be further categorised as diaphragm
parison to bridges with bearings and expansion joints [5], considering abutments, bin abutments, and rigid-frame abutments. Heights, mate­
the cost of expansion joint and bearing replacement every 20 years. rials, boundary conditions and connections are also varying drastically
Nevertheless, the design of IABs, not being an exact science, poses among IAB designs. Notably, no studies exist that systematically
certain design challenges [34,38]. The displacements of the deck, e.g. compare the behaviour of IABs having different types of integral abut­
due to thermal, creep, shrinkage effects, the consequent movements and ments. Gaining knowledge on their behaviour would be of paramount
deflections of the abutment and its interaction with the backfill soil importance for selecting the most efficient type of abutment, not only for
cause several design issues. In particular, the bridge-backfill interaction serviceability design situations but also under seismic excitations. There
causes significant stress variations within the soil [39–41], build-up of are only a few studies that compared the behaviour of different design
pressures [42,43], which eventually approach passive earth pressure choices, as for example White et al. [52,60] examined the influence of
conditions [3,44], ratcheting effects [28,38,41,43–46], wedging and several design considerations, such as the foundation, the backfill, the
densification of the soil behind the abutment. Also, creep, prestressing influence of wingwalls etc, yet no reference was made to the seismic
and shrinkage of the deck cause considerable permanent dislocation of performance of these design alternatives. Hence, there is a gap in our
the abutment [42] and settlements or heaving in the backfill [22,45,47], understanding as to which type of IAB would be the preferable option for
which may reduce the driving safety. The latter is also related to the earthquake resistant bridges.
known bump at the end of the bridge [48–50]. The aforementioned The absence of certain design guidelines for IAB analysis, design and
design issues of IABs, in combination with the restrictions imposed by assessment also reflects on the use of approach slabs and wingwalls. For
the current design guidelines, constitute major barriers to their extended example, there are studies and designs of IABs where the absence of

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S.A. Mitoulis Soil Dynamics and Earthquake Engineering 135 (2020) 106183

Fig. 1. Types of abutment for integral bridge construction (from PD6694-1 [46]).

approach elements and slabs, which results in the so-called open-end toward economic designs [65,66].
abutment, was found to be beneficial, e.g. see Ref. [61], whereas other Similarly, the use, orientation and connection of wingwalls with IABs
studies provide solutions against backfill settlements and/or heaving has been studied before, with the most substantial research effort being
with transition slabs, e.g. Ref. [49,50,62]. Generally, it seems that if no conducted by Paraschos [36]. Also, in past research [46] it is mentioned
approach slab is used there is a possibility that in the long-term a bump that wingwalls should normally be designed to be structurally inde­
will be formed at the end of the bridge, whereas the slab will span over pendent of the abutments or at least keep their size small to minimise
the void initially. However, the approach slab might fail in flexure [63] their influence on the structural system of the bridge [13] or change
with time, as it has to receive bending moments. Slabs have small or their orientation. In the United States, 32% of state agencies permit the
larger lengths and edges driven into the backfill, e.g. pin-like, and they use of flared wingwalls, while 65% permit the use of in-line wingwalls
can be supported or anchored on the abutment [62] and seating on the [52]. It is also noticed that wingwalls do not get a lot of attention from
backfill or an independent sleeper slab [64]. Depending on their design, the designer [67], whereas their effect on the seismic design of IABs has
the approach slab might be effectively used as an external restrainer in not been discussed by any researches apart from papers [68,69] where
earthquake resistant bridge designs to minimise deck movements, the wingwalls are utilised as an additional external support that enables

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S.A. Mitoulis Soil Dynamics and Earthquake Engineering 135 (2020) 106183

restraining the seismic movements of the bridge, at the cost of reducing of the integral abutment bridges is ranging from 5 to 10%. Generally, the
the period of the bridge. abutment and the backfill soil has been utilised in the international
The soil type of the backfill, i.e. granular or cohesive, also plays an literature as a fusing mechanism [65,80,81]. Damping ratios for a
important role in the response of the IAB, as for example, non-cohesive long-span full height integral bridge were estimated in the range of
soils do not develop ratcheting effects [43,70]. Yet, there are no certain 10–15% [6]. Similarly, it was found [82] that the identified modal
design prescriptions for the design of IABs apart from research-based damping ratio was a few times higher than the recommended design
observations and/or recommendations that granular materials are values, yet this refers to a short-span bridge i.e. a long-span culvert, an
preferable for bridge backfilling material, e.g. Refs. [70–72], and other indication that in short span IABs/culverts the soil enables significant
studies that observed that the settlement and erosion of the granular energy dissipation capabilities. Increased damping ratios were also
backfills are the main causes of settlements observed at bridge approach introduced by Goel [83], at least for the response of the abutment in the
pavements [73]. Regarding the seismic performance of IABs, there has transverse direction and the damping ratios were increased almost lin­
not been substantial research examining the influence of the backfill soil early with the coefficient abutment flexibility parameter (AFP), which
type on the response and dynamic behaviour of IABs, apart from Ref. [9] provides a measure of the integral abutment seismic participation in the
which, however, is not relevant to dynamic or seismic loads. Most transverse response of the bridge [84]. With regard to the additional
importantly, the condition of the backfill soil at the occurrence of the earthquake excitation that might be introduced at the bridge from the
design earthquake and its prior deterioration, e.g. settlement and/or abutment, the research of Zhang and Makris [79] has found that the
densification during the bridge service, has not been examined before kinematic interaction within the backfill soil might amplify the motion
systematically, apart from the paper recently published by Tsinidis et al. within the relatively soft backfill soil and this might lead to the increase
[74] which provided evidence that it is not safe to neglect the service­ of the bridge displacements, as the motion of the latter is driven by the
ability deterioration of the backfill when assessing the seismic response backfill soil [85,86], leading to potential pier damages. Similar con­
of IABs, also evidenced before [75]. clusions were drawn before [87], where it is concluded that soil layers of
low stiffness and strength may result in a permanent displacement of the
1.4. Abutment behaviour for SLS and ULS including seismic effects abutments and foundations, thus imposing important kinematic condi­
tions to the bridge structure. The evidence provided in this paper based
There are two main conceptual considerations that the design of an on an extended numerical study is that the longer the integral bridge the
IAB has to account for that are (ULS) i.e.: (a) the ability of the abutment smaller the influence of the mass of the backfill soil and hence the lesser
to sustain the vertical loads of the deck, the additional permanent loads the kinematic effects on the response of the bridge. The latter does not
and the traffic loads, and SLS that is (b) the ability of the abutment to contradict previous researches, as in shorter IABs the kinematic effects
sustain larger or smaller movements during the bridge service, namely were found to be dominating the IAB seismic responses indeed. Also, the
thermal movements, creep and shrinkage permanent movements of the response of IABs is strongly dependent on the type and height of the
deck. Thus, ideally, the abutment should have an adequate vertical ca­ abutment, further evidence is provided in section 4 below.
pacity to withstand the dead and variable loads of the bridge, whilst
being flexible enough to absorb the movements of the deck. Secondarily, 1.5. IAB failures to diverse hazards with emphasis on earthquakes
the retained backfill soil should be flexible enough, i.e. loose, to absorb
the horizontal movements and rotations of the moving abutment, Regarding the damages and failure modes of integral bridges subject
developing, if possible, minimal earth pressures toward the latter. to seismic loads, these include the settlement of the backfill soil [61] and
Equally, it should be adequately stiff in its vertical direction to minimise bridge foundations, the permanent dislocations of the bridge and its
its deflections i.e. settlements and/or heaving. The deck, which foundations [87] and the generation of residual stresses within the
commonly prestressed, should be able to withstand the additional abutment, the piers and the deck and excessive soil pressures causing
stresses due to the in-service interaction of system abutment-backfill, cracking of the abutment [88,89] and the deck. The failure modes of
and avoid or minimise tensile cracking [76–78], at its top and bottom abutments are similar to the ones of retaining walls, i.e. stability damage
flanges depending on whether the abutment is moving toward or away and component damage, as described before [90] i.e. sliding failure,
from the backfill soil, as described before [21]. The rest of the structural bearing failure associated with overturning, deep-seated sliding failure
and non-structural components of the abutment, e.g. the approach slabs and structural failure, usually developed in the abutment mid-height
and elements and the wingwalls, should be designed to serve their [40], due to excessive earth pressures. Regarding other seismic dam­
purposes and to minimise the adverse interaction with the expanding ages and failures of IABs, during the 2010–11 earthquake sequences
and contracting bridge deck. [91], it was observed that the liquefaction induced lateral spreading
During earthquakes, the bridge-backfill interaction is substantially followed by abutment rotation, with plastic hinging in the abutment
different from the in-service interaction. The dynamic bridge-backfill piles and cracking of the superstructure-abutment knee joints. The
interaction introduces: (a) increased inertia loads on the bridge and wingwalls suffered considerable rotations due to liquefaction and lateral
the backfill soil, the latter depending on the critical length of the backfill spreading and the approach element was damaged. Apart from these
soil, i.e. the mass of the soil that participates during the earthquake, elements, soil lateral spreading can cause the approach embankments
which is related to the critical backfill length introduced by Zhang and and abutments to settle and the underlying soil to “flow” plastically from
Makris [79]; (b) supplementary damping and hence energy dissipa­ each approach embankment to the back of the embankment and mainly
tion, due to the yielding of the soil and the collision of the abutment on to the centre of the river channel [92].
the backfill soil; (c) additional input motion, as the earthquake exci­ With regard to serviceability failure modes [93], 46% of the de­
tation is exerted on the bridge not only through the foundations but also signers consider the settlement of the backfill soil, 28% the cracking of
from the backfill soil directly onto the abutment. For the additional the approach slab and 26% the deck cracking as the most important and
inertia loads, generally, these correspond to the case where the abut­ frequent damages of IABs, whereas the increased soil pressures are the
ment is in contact with the backfill soil, as the backfill soil does not main concerns causing the problems mentioned above. Other damages
contribute its mass when the abutment is not interacting with it. The and/or failures of IABs, as shown in Fig. 2 below, include [73] settle­
same applies for b) and c) mentioned above, yet it is a tedious task to ments, faulting and/or shearing of the approach slab and formation of
understand how much the backfill contributes toward damping and the gap-at-the-end-of-the-bridge [49], due to the formation of a void
additional input motion as it is not continuously involved in the seismic underneath, shearing of the paving notch, lateral movement of the
response of IABs. Regarding the dissipation of the dynamic SSI effects, abutment away from the backfill soil due to the permanent dislocations,
this is recognised by Caltrans section 2.1.5 [3] where the damping ratio owed to creep and shrinkage, settlement of the foundation soil, soil

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Fig. 2. (a) Common problems and failures of integral abutments (not in scale) and load effects on the abutment due to (b1) active soil pressures, (b2) thermal
expansion of the deck, (b3) contraction, (b4) ratcheting effects, (b5) shortening of deck due to creep, shrinkage and prestressing and (6) dead and moving loads
(vertical) and/or deck thermal gradients.

erosion and/or scour at abutments [94], resulting in the exposure of the serviceability of IABs. In particular, there has been extensive research
abutment foundation, and fracture of the protection of the slope. for validating numerical models that are utilised for design purposes and
Also, secondary structural and non-structural components might be also investigate the effectiveness of different IAB design alternatives.
damaged and fail during the bridge service. The wingwalls typically fail There have been both laboratory testing of model scaled abutment-
due to horizontal rotations [95,96], whilst the backfill soil, fails under backfill systems, as well as on-site monitoring efforts, of real IABs.
passive or active conditions [97]. These damages are strongly dependent Typically, measurements were taken of the horizontal displacements of
on the daily and seasonal movements of the deck and the in-service the abutment, its rotation, the abutment pile strains, the earth pressures
loading of the bridge. For example, the piles of the abutment are sub­ behind the abutment, the settlements, the deck strains, the transition
ject to fatigue effects [98–100] due to a large number of daily and slab strains, the superstructure displacements, girder rotation and axial
seasonal cycles leading to their deterioration and thus to reduced forces, the temperatures, i.e. air and bridge temperature, and the ther­
bearing capacity. Yet, the use of a “pin” detail at pile head is not rec­ mal gradients, as a means to gain a better understanding of the
ommended for seismic applications [101], as its performance under serviceability behavior of the bridge [38,102,103]. Monitoring of IABs
dynamic loading is uncertain. Further to that, IABs and their backfills has been one of the extensively funded tasks of the TRL and the CBDG in
deteriorate with time, thus their stiffness and their dissipation capacity the UK [104–107]. Equally, monitoring of IABs has been extensive in the
change dramatically during their life. As a result, the dynamic properties USA [89,108–114] and elsewhere [82,115]. Common instrumentation
of the bridge also change substantially [74]. used in IAB monitoring projects includes among others earth pressure
cells, inclinometers, extensometers, strain gauges, thermistors, moisture
1.6. IAB serviceability and seismic response based on monitoring evidence gauges [116], measuring the aforementioned resultants.
In regards to seismic loading, large-scale testing on bridge abutments
Irrespective of the detail and attempted accuracy of finite element has been conducted before in an effort to better understand the contri­
simulations of IABs, models might be ignoring or omitting important bution of the abutment to the earthquake resisting system (ERS) of the
aspects of the in-service and dynamic SSI and/or the condition of the bridge [117–120] and resulted in recommendations for modelling the
structural components of IABs, which deteriorates during the bridge contribution of the abutment to the ERS of IABs. Among other efforts,
service due to cracking and stress re-distribution. To better understand the Meloland Road and the Painter Street overcrossing have been
the behaviour and damages of the main and secondary structural com­ instrumented by the Strong Motion Instrumentation Program of the
ponents of IABs it is essential to validate the numerical models by means California Division of Mines and Geology [121]. The two representative
of testing and monitoring techniques. Extensive testing on IABs has been IABs were subjected to the 1979 Imperial Valley earthquake and the
conducted over the last 25–30 years, putting emphasis mainly on the Painter Street Bridge was subjected to the 1992 Petrolia earthquake. The

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S.A. Mitoulis Soil Dynamics and Earthquake Engineering 135 (2020) 106183

recorded responses have been a great source of understanding short span length, and almost double the one of steel superstructures. In other re­
IAB responses and provided insights into the bridge abutment capacity searches [138] the length limit for concrete IABs is found to be 200 m
and stiffness, as reported before [83,122]. These studies concluded that whilst the same limit is 100 m for steel bridges. Similar limits regarding
the mass, stiffness and dissipation capacity of the backfill soil alters steel and concrete bridges are imposed by Ref. [139]. Equally, the
drastically the behaviour or short span IABs. The evidence also suggests maximum allowable length limits are smaller for cold climates, in
that there is a significant kinematic interaction that takes place within comparison to the corresponding lengths for moderate climates [131].
softer backfills and magnifies the input motion, which may increase the The length, the skewness and curvature of IAB are also part of
seismic input motion and hence the response resultants of IABs, e.g. pier available design guidelines particularly in the US [140]. Based on the
bending moments and deck displacements. latter research, it is evident that the limits for the maximum length and
Apart from monitoring and large-scale testing of IABs, there are also skew angle vary across different States, whilst the length of 540 m seems
available laboratory test results on model integral abutments and to be the maximum feasible length. In the UK, all highway bridges below
backfill soil. Among other tests, a UPVC box was used before to measure 60 m in total length and with skews not exceeding 30� , should be
settlements of the backfill and pressures toward the abutment, wedging designed and constructed as IAB [12]. However, the maximum allow­
and/or ratcheting of the backfill soil [45]. Other researches put more able movement for an integral abutment is 40 mm [46], which imposes
emphasis on the validation of code recommendations [123], the un­ an upper limit to the IAB length, i.e. bridge is not expected to exceed
derstanding of the behavior of clays [42,124] or the ratcheting behavior 100 m in length, considering that this movement is expected due to
of granular backfills [125], testing of the fatigue behavior of novel thermal contraction, expansion, creep and shrinkage. The corresponding
semi-integral abutment connections [24,126] or conducted triaxial tests movement limit is 50 mm [53] in the US. Other length limits found in the
to understand the development of lateral stresses on the abutment and literature is 100 m–120 m in Finland [50,115], 60 m in Switzerland
the design of their foundations [127]. Regarding centrifuge testing, Ng [141], whilst IAB length limits are stricter in Japan, i.e. 40 m for steel
et al. [128] conducted tests to reveal the complex interaction of mech­ girder bridges and 30 m with precast girders [142], potentially due to
anisms, which arise between the embankment and the abutment wall the fact that the country is prone to earthquakes.
and identified rigid body motions of the abutment as well as bending Therefore, it is evident that the above efforts for expanding the
deflections. Other studies utilised expensive centrifuge testing apparatus length limits of IABs focus mainly on the serviceability behaviour of IABs
[28,43,96] for interpreting IAB responses. Yet, none of the above studies and the behaviour of the piles, whereas only a few studies touched upon
provides evidence with regard to the beneficial or detrimental effect of the response of the backfill soil and how this influences the maximum
the backfill soil in earthquake resistant IABs, and this is a question that design lengths. General guidance concerning the maximum length of
needs answering for encouraging designers to adopt IAB concepts and IABs is difficult to be provided. This is due to the variability of the
fuel current design guidelines with evidence-based requirements and backfill soil, either with or without approach slab, and the pavement
recommendations. details, as well as driving comfort criteria, which vary considerably in
different countries. Also, the length of IABs is mainly related to the in-
2. Available knowledge and major challenges in earthquake service movements of the bridge and not on the seismic behaviour of
resistant IABs the bridge and the resulting dynamic or seismic soil-structure interac­
tion effects. The latter is believed to have been avoided systematically as
2.1. Limitations in maximum lengths, skewness and curvature it is not clear across the literature as to whether the dynamic SSI between
the bridge and the backfill soil is beneficial, detrimental or very case-
The longest IABs are the Isola della Scala in Verona [129] in Italy, specific.
which was a total continuous length of 400.8 m, and the Happy Hollow
Creek in Tennessee USA, with a length of 358.4 m. The length of IABs 2.2. Modelling of the stiffness, mass and damping of IABs imposed to
has always been a challenge in bridge engineering. It is noteworthy that earthquake excitations
numerous papers and design guidelines have limitations with regard to
the maximum length and/or skewness of IABs e.g. a maximum IAB Modelling of IABs is a challenge to researchers and designers. This is
length of 457 m is established [130]. Substantial research on the esti­ due to the time-consuming and expensive models required for analysing
mation of IAB maximum length limits has been conducted for bridges on detailed 3D models, as it is now understood that simplified models are
clay by Dicleli et al. [100]. Also, length limits have been defined on the not capable of capturing accurately the evolution of the stiffness,
basis of either the low-cycle fatigue performance of steel H-piles under damping and backfill participating mass throughout the earthquake
cyclic thermal variations [131] or based on formulas, which take into excitation [143]. Furthermore, the in-service SSI effects, which take
account the flexural capacity of the abutments [47,132,133]. Other place during the bridge expansion and contraction, change drastically
studies that aimed at increasing the length limits of IABs are reported the dynamic system of IABs. Thus, analysing IABs for earthquake exci­
before [134], where the abutment height; the soil stiffness; the backwall tations, without considering the deterioration of the system
to abutment stiffness; and the pile orientation were examined as factors bridge-foundation-backfill prior to the seismic, event may be unsafe
that can be adjusted during the design to achieve longer IABs, as well as [74].
other researches [135], where alternative measures were sought in Caltrans in x7.8.1 [3] and AASHTO [4] provide equations for the
recycled materials to alleviate excessive soil pressures and settlements estimation of the abutment stiffness per millimetre of movement to­
for IABs exposed to earthquake excitations. ward the backfill soil and per transverse unit length of the abutment. The
The length limits of IAB is commonly correlated to the characteristics value of 28.7KN/mm/m that is provided in the codes is based on tests
of the bridge, such as the skewness, the abutment and pile design, the conducted by Maroney [144]. The stiffness refers to the combined
climate and the material of the bridge. In past research [111] the cor­ stiffness of the abutment and the backfill soil. This stiffness must be
relation of maximum IAB length and skewness on the design and cross multiplied with the width and height of the abutment to estimate the
section of the steel piles is studied and it is concluded that the larger the total stiffness of the abutment. Thus, the pressure proposed by Caltrans
skewness the smaller the allowable length of the IAB is. Other re­ depends on the abutment dimensions and wall displacement. In NCHRP
searchers suggest that the main parameters that limit the length of IABs 12–49 [7], the pressures also depend on the soil type [145]. However,
are the bridge material and the climate [12,36,136,137]. It was also the estimated stiffness is based on pseudo-static, i.e. non-dynamic, tests
found that the maximum allowable length for steel superstructures is the and assumes that the abutment exhibits translational movements toward
smallest among bridges made of other materials. For example, the backfill soil, which is accurate if the abutment is stiff and short and
cast-in-situ and precast concrete bridges have the maximum allowable thus exhibits minimal rotations. However, in the above models larger

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S.A. Mitoulis Soil Dynamics and Earthquake Engineering 135 (2020) 106183

rotations of the abutment, the influence of the foundation, the inertia dashpots to model dissipation capacity or by means of complementary
loads and the stiffness of the abutment when it moves away from the macro-elements [155]. However, it is challenging to simulate reliably
backfill soil, are neglected, whilst it was found before that the response the dynamic SSI in IABs with p-y curves. This is because modelling the
of the abutment differs significantly under push or pull conditions [6]. In bridge-backfill interaction requires accounting for both the kinematic
other studies [83,122] the AFP was used to assess the importance of the and the inertia interaction, yet the kinematic part cannot be modelled
stiffness of the abutment under transverse earthquake excitations of with p-y springs. Nevertheless, modelling assumptions are found to have
IABs, and it is recognised that estimating analytically the effect of the considerable effects on the calculated seismic response of IABs [156].
IAB on the stress resultants of the superstructure is not an easy task, Different software platforms had been used for modelling IABs, such as
because accurate methods to account for the stiffness of the abutment do Abaqus [31,74,157,158], Flac [159] SAP2000 [111], Oasys [160],
not exist. Later, Zhang and Makris [79] published research on instru­ Ansys [134] and OpenSees [87,92]. Further details regarding the
mented IABs of small lengths, i.e. the Painter Street Overcrossing (PSO) modelling techniques for IABs are given elsewhere [113,143,161]. Thus,
and the Meloland Road Overcrossing (MRO), and estimated their stiff­ modelling the entire bridge with the backfills and the foundation is
nesses and compared those against previous studies, demonstrating the essential for understanding the seismic behaviour and for evaluating the
variability of the stiffness and its strong dependency on the bridge and post-earthquake performance of IABs. Τhe latter is related to the fact
soil. In the transverse direction, the response of IABs differs significantly that in IABs the permanent movements and rotations of bridge piers
in comparison to its longitudinal responses, and research [146,147] has after the earthquake are not negligible [162], thus the entire system of
highlighted that the excessive transverse displacements may be imposed the bridge-foundation-backfill is necessary to be modelled if capturing
on bridge piers owing to the mobilisation of the embankments. Thus, residual deformations of the bridge and the backfill soil after major
conventional modelling of IABs ignoring the bridge-embankment earthquakes are of interest. Notably, under a resilience-based assess­
interaction may potentially lead to significant underestimations of the ment framework, the residual deflections of a bridge, which are not
displacement demands, at least for short bridges examined in the papers easily or quickly restored, are of paramount importance and potentially
above. unacceptable, as they lower the resilience of the bridge due to increased
Apart from the stiffness, also the damping and the mass of the restoration times.
backfill soil influence drastically the response of IABs. One of the first to
discuss the backfill mass contribution to the seismic response of IABs 2.3. Earth pressures on IABs and backfill settlements
was Zhang and Makris [79,148]. They proposed the calculation of an
effective backfill length and based on this the contributing mass of the As it was mentioned before, the backfill soil is a great source of un­
soil was calculated for seismic excitations. The backfill mass was then certainty in the response of IABs during serviceability and earthquake
attached to the abutment, irrespective of the position of the latter, which excitations. As a result of the interaction between the bridge and the
means that the backfill contributes with the same mass and influences backfill, a number of problems arise including, most importantly, the
the dynamics of the bridge irrespective of whether the abutment moves excessive vertical movement of the backfill soil, which corresponds to
toward or away from the backfill soil. The same publications discussed almost 46% of IAB failure modes [93]. The vertical backfill deflection
the damping ratios of the instrumented bridges and concluded that the can be up to 2% of the backfill height [138], and this deflection is either
damping ratios of the IABs are much higher than the ones proposed by settlement or heaving, presumably controlled and distributed by the
the codes. Similarly, in a previous paper [82] it is stated that the iden­ approach slab. Other secondary factors that lead to deflections of the
tified modal damping ratio corresponding to the fundamental bending backfill soil are the deformations of the foundation soil and the poor
mode of the studied bridge was nearly fivefold the recommended design drainage and its densification [49]. Notably, any settlements of the
values, suggesting that IABs have great damping ratios along their lon­ backfill soil are more pronounced in the vicinity of the abutment, i.e.
gitudinal direction, especially when the vibration period is elongated e. nearer to the abutment wall, whereas the backfill has been found to
g. when the backfill soil yields. In chapter 29 of [2], it also mentioned exhibit heaving at larger distances from the abutment [24,74,135]. Also,
that the deformed backfill soil under seismic loads is very efficient in the magnitude and extent of settlements of the backfill has not been
dissipating the seismic energy, especially for bridges with total lengths examined extensively in the literature, because the adverse result of the
of less than 90 m with no hinge, no skew or small skew, i.e. with an angle excessive settlement is the cracking of the approach elements, i.e.
of skewness smaller than 15� . Damping ratios of the order of 20%–30%, damage or failure of a secondary bridge component, which is expend­
in modes which exhibited significant contribution of the abutment and able and can be replaced. However, the soil pressures on the abutment
embankment soil, were also identified [149]. Similar conclusions may may alter significantly the response and the design of the abutment and
be drawn for the transverse direction [83]. Additionally, it was found the end spans of the IAB, also shown in Fig. 2b. For example, high soil
that the larger the displacement of the IAB toward the backfill soil the pressures on the abutment will lead to greater abutment capacity re­
larger the damping ratio of the bridge [6], which can be explained by the quirements, whilst the bending moment of the deck end-span will be
larger deflections and the extensive non-linearity of the backfill. reduced, because the abutment counteracts these bending moments, i.e.
Regarding the dissipation of the dynamic SSI effects, this is recognised has a relieving effect, as per Fig. 2b4. Nevertheless, soil pressures fluc­
by Caltrans section 2.1.5 (2013) [3] where the damping ratio of IABs is tuate continuously [151], hence meticulous calculation of earth pres­
ranging from 5% to 10%. sures is required throughout the life of the bridge for avoiding abutment
To account for the aforementioned particularities of IABs, their and deck failures. The deck design is even more challenging in case it
modelling varies from simplified to very detailed 3D models, including carries prestressing tendons, which require protection from corrosive
modelling of the foundation soil and the abutment with 2D or 3D cluster agents, and hence avoiding cracking is required, yet is challenging due
elements, e.g. see Ref. [87,150,151]. As the backfill soil influences the to the continuous variation of stresses.
behaviour of IABs, modelling its mass, stiffness and dissipation capacity Backfill pressure against the abutment is the number one unknown
is important, whilst neglecting either of the aforementioned properties in IABs. Most of the available design guidelines [46,163–166] amongst
of the soil may lead to discrepancies from the reality and considerable others and a number of research papers and reports provide methods
variation in estimated seismic demands [152]. Also, due to diverse and procedures for the estimation of the abutment soil pressures. These
abutment types and properties of the backfill and foundation soil, a are differentiated on the basis of parameters, e.g. the height and thick­
universally accepted numerical modelling approach cannot exist. The ness of the abutment, the friction between the abutment and the backfill,
soil can be modelled with springs along the height and the width of the the soil type, e.g. granular or cohesive, and properties and in particular
abutment wall as per [85,153]. Other researches simulate the resistance the unit weight, its angle of friction and density, for a granular soil, or
of the backfill soil by means of p-y curves [76,154] and additional cohesion, for a cohesive soil, the movement of the abutment,

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S.A. Mitoulis Soil Dynamics and Earthquake Engineering 135 (2020) 106183

(translational or rotational, the latter in terms of Δ/Н where Δ is the earth pressures e.g. Refs. [7,174] or use the NCHRP 343 method [90],
displacement of the abutment top or bottom an H is the height of the which is essentially the earth pressures of the Mononobe-Okabe theory.
abutment), and the distribution of pressures along the height of the The latter was found to over-predict the experimental results [175]. In
abutment. Indicatively, Table 1 shows the maximum values of passive the literature, it is also stated [24] that Rankine and Coulomb passive
soil pressures behind abutments Kp;t depending upon the angle of fric­ pressure calculations are conservative for bridge abutment applications.
tion and the inclination of the abutment toward or away from the The main difference with the interaction during the bridge service is that
backfill soil. the resultant of the seismic earth pressures is usually higher up along the
The hyperbolic lateral passive earth load-displacement relationship height of the abutment, and that the seismic soil pressures are the result
curve was described before [167] as a function of the displacement of of the abutment movements and rotations against the backfill, the
the abutment toward the backfill. In Eurocodes the coefficients of hor­ densification of the latter, and the inertia of the backfill soil [135].
izontal earth pressure Kp,h is related to the friction δ between the wall However, based on tests conducted previously for peak ground accel­
and the soil and the angle of soil friction ϕ, whereas another chart erations of the order of 0.5 g, the inertia forces were found to be very
provides the evolution of passive earth pressure σp versus the ratio v/vp, small, i.e. about 6% of the peak passive resistance.
where v is the longitudinal displacement of the abutment toward the
backfill soil and vp is the displacement that causes the development of 2.4. Design codes and assessment of IABs for earthquake excitations
passive soil pressures. However, the enhanced earth pressures due to
seismic movements of the bridge cannot be estimated based on the There is very limited knowledge of the seismic design of IABs. This
above table. Also, Eurocode provides a table which contains the ratios of stems from a number of reasons, including the uncertainty and difficulty
abutment movement to abutment height to develop passive earth pres­ in modelling the SSI between the bridge and the backfill soil. Another
sure, and this is related to the kind of wall deflection, i.e. type of flexural reason is the requirement for immediate use of the bridge after major
deflection, and the density of the backfill soil. For example, for dense soil earthquakes, assuming that an IAB will exhibit some sort of damage, as
vp/h ¼ 0.1–0.2% of the wall height to develop passive earth pressure, opposed to their isolated counterparts, which are expected to remain
whereas three times larger movement is required (vp/h ¼ 0.45%) for the essentially elastic. The uncertainty in the response of IABs is related to
development of passive earth pressures if the soil is loose. It is also worth the inherent uncertainty of the backfill and foundation soil dynamic
noticing that the Eurocodes will need amending with regard to their properties and from the serviceability SSI, which continuously and
approach and design guidelines for integral bridges, as the latter pre­ irreversibly alters the condition of the backfill soil [74], thus during the
dominantly cover retaining walls. It has been, for example, admittedly earthquake excitation the condition of the backfill soil is not the one
recognised that the code should provide general principles for enhanced assumed during the design phase. Secondarily, the use or design out of
earth pressures and combinations with thermal, creep and shrinkage wingwalls and approach slabs impose additional factors of uncertainty,
movements in Eurocode 7 [163] and enhanced pressures due to traffic as these elements are part of the bridge earthquake resisting system if
surcharge [168]. Yet, clause 2.3.3 of Eurocode 2-1-1 [169] seems to they are linked to the abutment. Hence, it is not surprising that, based on
indirectly preclude IABs from applications, by requiring the mini­ the current state of practice, and to the best of the author’s knowledge,
misation of restraints to deformation by the provision of bearings or no design guidelines in the form of mandatory documents, have been
joints. Generally, cracking can be utilised, under certain design con­ published for integral bridges. Perhaps, the only exception is the BA
siderations, to reduce by 40%–60% -depending on the length-the re­ 42/96 [13], which has been largely superseded by the PD 6694–1 [46]
straint displacements and forces, yet the latter has not yet been and other efforts within the UK [176]. Clause 9 in PD 6694–1 provides
incorporated within any design guideline. the designers with realistic estimates of the pressures that will develop
The lateral passive and active earth pressures coefficient were also with time behind integral abutments, which do not include the effects of
given [170] for a range of abutment rotations. The magnitude and dis­ groundwater. The recommendations are based on the results of labora­
tribution of earth pressures behind full-height integral abutments is also tory model tests, as explained before [177]. Yet, these design guidelines
specified in codes and papers [36,42,43,46,107,125], whereas the do not cover the seismic design of IABs and their application is limited to
modulus of subgrade reaction along the depth of abutment is given bridges up to 80 m long [178]. Among other European codes of practice
[171], for abutment translations, rotations and combinations of the two. [164–166], Eurocode 8 Part 2 [179] requires that bridges with rigidly
A more advanced method utilising the Log-Spiral-Hyperbolic (LSH) connected abutments, which includes monolithic abutments, i.e. inte­
model had been proposed by Shamsabadi et al. [172], to predict the gral, and abutments connected to the deck through fixed bearings,
passive lateral pressures of homogeneous backfills. Detailed background should be designed with a behaviour factor up to 1.5, unless at least 80%
on the earth pressures behind walls and in particular abutments is given of the abutment height is embedded within the soil, in which case a
elsewhere [173]. behaviour factor of 1 is appropriate. This requirement is related to the
For the earth pressures behind integral abutment under earth­ fact that bridges with well-embedded abutments rigidly connected to the
quake excitations, the simplified approach is to assume the passive deck are believed to essentially follow the seismic motion of the ground -
also known as “locked-in” structures. Thus, they do not experience sig­
Table 1 nificant amplification of the horizontal ground acceleration and they are
Maximum (unfavourable) values [46] of Kp;t. characterised by small periods i.e. T � 0.03 s. However, this cannot be
considered accurate for bridges of great lengths, as it is now understood
ϕ0 triax;d values of Kp;t
that the longer the bridge the smaller the influence of the abutment and
inclination of abutment face the backfill soil, as the mass, and dynamic resistance, in terms of stiffness
Vertical forwards backwards and dissipation capacity, are becoming less significant for bridges with a
þ10 �
þ20 �
¡10� ¡20� large number of piers and greater deck masses [8]. This is also high­
lighted in the parametric study of the paper, the results of which are
30 �
4.29 3.67 3.15 5.00 5.79
35� 5.88 4.86 4.02 7.09 8.49
presented in section 4.
40� 8.38 6.65 5.28 10.51 13.06 Among other requirements of the in PD 6694–1, an upper value of
45� 12.57 9.51 7.20 16.52 21.45 the design displacement of 40 mm to limit the damage of the soil or
50� 20.20 14.24 10.28 28.10 38.55 embankment behind abutments rigidly connected to the deck is intro­
NOTE: Values of Kp;t are the horizontal component of Kp with δd/ϕ’ ¼ 0.5 duced. Eurocode recognises that abutments rigidly connected to the
calculated from the equations given in BS EN 1997–1:2004 Annex C using the deck have a major contribution to the seismic resistance, both in the
design values of the triaxial ϕ’. longitudinal and in the transverse direction of the bridge. Upper and

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S.A. Mitoulis Soil Dynamics and Earthquake Engineering 135 (2020) 106183

lower bound stiffness values can be used for the backfill soil for the seismic load effects acting on the bridge, whereas the latter also
modelling purposes, similarly to what is suggested by Bouassida et al. leads to an increased vulnerability of the abutment, which is expected to
[180]. The European code of practice also requires that the displacement be the first structural component to fail, and the backfill the first
of IABs should be limited to 30 mm and 60 mm for bridge importance non-structural component to deteriorate during earthquakes. The global
classes III and II respectively, whereas no limitation exists for bridge engineering demand parameter for a seismically activated backfill is
importance class I. In Caltrans and AASHTO-based bridge designs, given by Stefanidou and Kappos [183] based on the height of the
where the term diaphragm abutment is typically used for rigid abutment, yet the latter research refers to seat-type abutments. With
abutment-deck connections, the service load design method is regard to the fragility of IABs to multiple effects, natural stressors and
commonly used for abutment stability checks and the load factor hazards, this seems to have been examined completely separately from
method is used for the design of abutment components. This is due to the the seismic performance, except the case of the reinforcement corrosion
uncertainties in evaluating the soil response to static, cycling, dynamic in combination with seismic effects in IABs. The latter has been exam­
and seismic loading [2]. Typically, abutment spring displacement is ined initially in a study [184], where columns were found to be the most
evaluated against an acceptable level of displacement of 0.2 ft (61 mm) sensitive component during bridge ageing and dominate the system
based on Caltrans full-scale study performed by UC Davis [144] and seismic fragility, whilst in Ref. [185] a model that simulates the buckling
UCLA [118]. The expectation, in terms of the abutment earthquake of longitudinal reinforcement under cyclic loading and the impact of
resistance, is that the abutment should be able to sustain longitudinal corrosion on buckling strength was used and it was again found that
seismic forces by utilising the mobilised soil resistance and the shear corrosion drastically increases the vulnerability of IABs. A different
strength of its diaphragm [2]. The design requirements of the latter are perspective is elsewhere [162], where the seismic fragility of bridges is
slightly different for abutments with conventional foundations, i.e. assessed on the basis of backfill permanent deflections (settlement or
shallow or deep, and also differ in the transverse direction. heaving) and it is shown that different thresholds of engineering demand
In regard to other components that require sizing, the abutment parameters might be appropriate for road and railway bridges. It is by
support width also referred to as seating width, which is based on the now well established that the performance and vulnerability of bridges
length of the continuous bridge deck, the angle of skew and the average generally, and in particular IABs is dependent on the sequence of effects,
height of the abutment and piers that support the deck are of interest natural stressors and hazards. Hence, it is strongly believed that exam­
during the design process. Also, the design of the wingwall is similar to ining the seismic response of IABs without considering the preceding
the design of the retaining wall, considering live-load surcharge, i.e. the deterioration of the backfill and the bridge due to e.g. corrosion or
equivalent soil thickness to account for additional traffic loads. Other hydraulic-related actions such as scour and debris accumulation, may
design aspects include the drainage of the backfill soil, which is result in unsafe and unrealistic results.
essential in reducing the possible build-up of hydrostatic pressure, to
control erosion of the roadway embankment and to reduce the possi­ 3. Novel designs of earthquake resistant IABs
bility of soil liquefaction during an earthquake, and the abutment slope
protection, to avoid washing out of the bridge abutment support soil Innovative designs of the abutment and the backfill soil and
during floods. emerging materials have been proposed in the international literature to
The constraints imposed by the rigid abutment-deck connection also extend the length limits of IABs [186], in earthquake-prone areas [187],
influence the design of the prestressing of IAB decks. Generally, pre­ and also for IABs in regions where serviceability is the main concern, i.e.
stressing is efficient when the fluctuation of the loads and hence the large movements due to thermal effects, creep and shrinkage. England
stresses on the deck is relatively small. The smaller the variation of [187] invented a displacement compensation unit to maintain the
stresses, the larger the eccentricities of the tendons that can be utilised backfill stability and prevent granular flow within. Horvath et al. [188]
and hence the smaller number of tendons needed, leading to cost- and Po €tzl et al. [189] tested integral abutments and used expanded
effective designs. The opposite is valid when the uncertainty with re­ polystyrene (EPS) layers to absorb the displacements of the abutment
gard to stresses increases, e.g. when the abutment resistance fluctuates. and minimise the backfill disturbance. However, the EPS exhibits per­
Hence, in IABs where the stress state within the deck is strongly manent deformations, hence the backfill soil is not prevented from
dependent on the soil properties, the prestressing needs are typically becoming wedged behind the abutment [190]. Elastic inclusions,
higher. Neither the normal at-rest pressure behind abutments nor the interjected between the abutment and the backfill, were found to reduce
resistance to passive movements are ever very accurately known, and the soil pressures towards the abutment [27,61,191]. Lightweight
this is another reason that leads to the use of upper and lower bounds hybrid backfills, e.g. soil mixed with tyre-derived aggregates, was used
soil properties [40,160]. Thus, backfill resistance should not be within backfills [192–195] to reduce their settlements. Loose soil has
neglected [102] in the design of IAB prestressing. Notably, the cracking been employed by Arsoy et al. [57], as a means to enhance the durability
of the IAB decks is one of the most frequent damages in IABs [93], and of the piles of stub-type abutments against repetitive cyclic loads. The
this is not a permissible for prestressed concrete decks due to the use of hybrid backfills is also suggested by the EPA [196], the UNEP
accelerated corrosion that may reduce their lifespan. [197] and the ASTM D6270-08 [198], as a measure to decrease the soil
The seismic vulnerability of IABs is also another area that has been pressures on retaining walls. It is underlined though that the design of
addressed scarcely by international literature, mainly looking into spe­ integral abutments is more demanding than the design of retaining
cific bridges. Indicatively, Jeon et al. [95,181] have dealt with the walls, as the abutments must sustain the movements of the expanding
seismic fragility of curved multi-frame concrete box girder bridges with and contracting deck. The application of waste elastic materials, e.g.
in-span hinges, which revealed that horizontal curvature and abutment from tyres, was for the first time introduced in Ref. [135,199] as an
skew have a relatively minimal influence on the system fragility. The elastic inclusion or mixed with soil in the backfill. The advantage of
comparison between integral and jointed bridges was performed before these isolators made of waste materials (i.e. tyres) is that their proper­
[15] to identify that IABs perform consistently better from a seismic ties, e.g. compressibility, elasticity, stiffness and damping, can be engi­
perspective than the jointed bridges, yet they are more vulnerable to neered. Also, isolated IABs has been very recently introduced in the
seismic forces in the transverse direction. Also, it was found that IAB Bridge Design Manual of the Washington State Department [200].
vulnerability increases with an increase in bridge length and decreases Other innovative structural designs that can be utilised to maximise
with an increase in column height. Under different research objectives the length of IABs is to allow the controlled cracking of the abutment,
[182], it was found that omitting the participating mass of the the piles and/or the piers [66]. This means that rebars of smaller
embankment results in underestimated demands for shorter bridges, diameter and spacing should be used to both control the crack width and
which is an indication that the mass of the backfill soil may exacerbate distribute evenly the cracks along the structural components. An

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S.A. Mitoulis Soil Dynamics and Earthquake Engineering 135 (2020) 106183

example of such design is the Isola della Scala bridge, which utilised a entire bridge, whereas the backfill soil pressures and settlements are
closed-box abutment. The bridge is expected to be able to receive very required for local analyses purposes, i.e. for designing the abutment, the
large displacements, of the order of 67.5 mm, and to develop controlled deck prestressing, the backfill soil, the wingwalls and the approach
cracking and plastic hinges under SLS design situations. The selected slabs. As a result, it is unclear in which cases the existence of the backfill
positions of potential plastic hinges are the connection between the may lead to safer designs or underestimations of responses and thus to
abutment and the deck, the top of the abutment and pier piles and the under-designs, as the backfill properties (stiffness, mass, dissipation) are
pier base [129]. Among others, Dicleli et al. [100,132,201] has either beneficial or detrimental factors in IAB seismic response.
researched the maximum length for continuous IABs with stub-type
abutments on steel piles, whilst endeavoured to minimise the effect of 4.2. Parametric study
pile damage considering different sand densities, variable pile size and
orientation, abutment size and backfill compaction level. Generally, In this framework and in recognition of the aforementioned gaps in
steel H-piles are capable of sustaining inelastic strains in this range knowledge, this paper also researched the response of frame IABs with
without local buckling or loss of axial load carrying capacity, and this full-height and stub-type piled integral abutments, using detailed nu­
may be utilised as a means to increase the length of IABs [202]. merical models in FEM code Plaxis. A representative 3-span IAB
described in Refs. [135] is used as a benchmark and used to generate a
4. Backfill soil behaviour in IAB seismic design: beneficial or number of parametrised models. The parametric analyses aim at iden­
detrimental? tifying the influence of the following parameters, which were found to
be the predominant factors influencing the seismic response of IABs,
4.1. The competing factors in IAB seismic response based on the literature review conducted in this paper and engineering
judgement: (a) the total length of continuous deck IABs; (b) the stiffness
The seismic response of IABs is significantly affected by the bridge- of the bridge, adjusted through the stiffness of the piers; (c) the type of
backfill interaction, irrespective of the intensity of the earthquake or the abutment, i.e. full height diaphragm or stub-type piled abutment,
the condition of the bridge and the backfill soil. To date, no agreement and the height of the abutment; (d) the type of backfill soil; and (e) the
has been reached in the international literature with regard to the seismic input motion characteristics and peak ground acceleration
consequences of this interaction. Some researchers are in support of the (PGA). It is recognised that the above list of parameters is not exhaustive
rationale that the response of IABs is dictated by the seismic motion and that there is a number of other factors that may affect the seismic
exerted on the abutment by the backfill soil [79,148]. Logically, this is performance of IABs, such as the bridge type, damping, mass, the
likely to be valid if the backfill is voluminous, i.e. has a large inertia foundation soil, the skewness and curvature in-plane, among others. Yet,
mass, which contributes to the mass of the bridge, and the bridge is it is believed that the parameters analysed herein and results are a sound
relatively short and thus has a relatively small mass. Other cases, where basis for capturing the IAB response tendencies, at least for global
the backfill might be dictating the IAB response, is when the abutment is analysis and design purposes and enable an understanding of how safe
seating and/or founded on a flexible backfill, thus the amplified earth­ or unsafe it is to neglect the abutment-bridge interaction in IAB seismic
quake excitation is directly exerted on the bridge through the abutment, design. Local effects, e.g. soil pressures and settlements are discussed
more likely to be the case in IABs with stub and piled abutments. On the extensively in previous publications and hence are not covered by this
contrary, other studies concluded that the backfill essentially follows the paper.
bridge movements, which is more likely to be the case in long-span IABs, For the research, one, two and three-span IABs were analysed of total
with full-height abutments and backfills resting on the bridge abutments length 33.5, 67.0 and 101.5 m respectively. The bridges are shown in
[1,8], in which case the bridge is logically expected to dominate the Fig. 3. The 3-span bridge geometry and model was described in detail
response of the bridge-backfill system and thus dictating the movement before [150,151]. The other two models, i.e. the single-span and
of the backfill. two-span bridges, were generated based on the first one. The clearance
The aforementioned clashing opinions indicate a conceptual gap in of the bridge models is 8.0 m and the total height of the pier is 10.5 m.
IAB seismic design and assessment and hence warrant further in­ The foundation depth from the ground surface to the bottom of the
vestigations. It is clear that the consequences of this interaction are footing is 2.5 m. All the checks of the foundations for the abutment and
dependent on a number of factors, such as the type of the backfill soil, the pier are given elsewhere [74,135]. Two different pier cross sec­
the type and height of the abutment, the total length of the bridge, the tions, i.e., one wall-type pier 1.0 x 4.5 m and one circular pier with a
bridge characteristics, e.g. stiffness and damping, among others. There diameter of 1.4 m; three abutment heights the base model abutment
are many competing factors, which may lead to aggravated or improved was 8.0 m high, whilst the other two were 5.5 m and 3.5 m, i.e.,
IAB responses, among which the additional mass of the backfill soil, the approximately 2/3 and 1/3 of the base model; two different abutment
additional input motion exerted to the bridge from the abutment foun­ types, i.e. full-height and stub-type piled abutment, shown in Fig. 4, two
dation and the retained backfill soil, the dissipation capacity and stiff­ different backfills, i.e. one flexible multilayer fill (MLF) and one stiffer
ness of the abutment and the backfill soil, were identified, based on the and diverse seismic motions, shown in Fig. 5, and three levels of peak
literature review, as the predominant ones. Hence, it is considered to be ground acceleration i.e. 0.2, 0.4 and 0.6 g were analysed. Table 2 il­
important to know if it is safer to perform the seismic analysis and design lustrates the models that were analysed and described above. The
of IABs disregarding the backfill soil, e.g. considering it as a second line models include the reference model (REF), and models that were ana­
of defense, or if it is safer to model the backfill soil. With the second lysed with (WF) and without (NF) the backfill soil, i.e. the single-span
approach, the backfill should be modelled accounting for its stiffness, (1S/WF & 1S/NF) and two-span (2S/WF & 2S/NF) bridge, the bridge
mass and dissipation capacity. As such, the backfill is expected to act as an models with 3.5 m (REF/3.5m-WF & REF/3.5m-NF) and 5.5 m
additional support and/or restraint to the bridge, offering additional (REF/5.5m-WF & REF/5.5m-NF) high abutments, the models with the
dissipation to the system, whilst increasing the mass of the seismically stub-type abutment (REF/ST-WF & REF/ST-NF), the multi-layer fill
oscillating bridge. model (REF/MLF), and another two models with more flexible ERS, i.e.
It is the author’s opinion that the aforementioned discordance in IAB with flexible piers (REF/FP-WF & REF/FP-NF). Further evidence with
seismic design leads to different modelling approaches and diverse regard to the influence of the backfill soil on the seismic response of IABs
design guidelines. Another example of the uncertainty around the sig­ was sought by analysing hypothetical systems of massless backfill
nificance of the backfill soil in IAB design is the fact that the designer soils, and in particular for the bridges with 1, 2 and 3 spans. In these
must assume stiffness and a damping ratio corresponding to the IABs- analyses, no mass was assigned to the backfill soil, yet the soil main­
backfill system for global analysis, i.e. for the dynamic analysis of the tained its stiffness and damping capabilities, due to its yielding and

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S.A. Mitoulis Soil Dynamics and Earthquake Engineering 135 (2020) 106183

Fig. 3. The geometries of the one, two and three-span (REF) IABs models.

Fig. 4. Elevation of the abutments analysed with heights ranging from 3.5 m to 8.0 m and the stub-type abutment, cross section of the cast-in-situ box girder deck
and the cross sections of the piers, stiff (left) and flexible (right).

interaction effects. These analyses provided further evidence with re­ provided in tables and indicative graphs in an effort to identify trends
gard to the effect of the backfill mass on the dynamic response of IABs. In with regard to the existence of the backfill soil, as a means to conclude
total, more than 300 time history analyses were conducted in Plaxis 2D whether the backfill soil has a beneficial or adverse effect on the bridge
to define potential tendencies with regard to the bridge response in the seismic resultants.
longitudinal direction, which is the one that is affected most by
serviceability SSI effects. 4.3.1. Periods
The periods of the IAB models vary for the different seismic input
motions and levels of PGA, bridge lengths, piers cross sections, abutment
4.3. Results heights and types and backfill types. The periods of longer IABs, e.g. see
the REF three-span bridge, are greater and this is evident in the bridge
The performance of the bridge and the assessment of the beneficial or models, where the backfill soil was precluded from the analyses, i.e. the
detrimental presence of the backfill soil into IAB seismic design was NF models. For example, the 1-span, 2-span and 3-span IABs without fill
evaluated on the basis of (a) the alteration in the period of the IAB; (b) (NF) were found to have periods of 0.25s, 0.30s, and 0.38s corre­
the bending moments and shear forces of the bridge deck supports, spondingly, yet the models in which the backfill soil was considered had
above the abutments and piers, and at mid-spans, as shown in Fig. 6, and periods close to 0.29s, including the period of the REF bridge (see
(c) the pier drifts. The resultants of the IABs described in a), b) and c) Table 2) which also had a period of 0.29 s. The periods of 1-span, 2-span
above are then compared against the ones of the reference IAB and to the and 3-span IABs with massless fill were found to be 0.24s, 0.28s and
models for which the backfill soil was not included. Ratios are then

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S.A. Mitoulis Soil Dynamics and Earthquake Engineering 135 (2020) 106183

0.40s–0.45s, being 6% and 14% higher than the REF bridge, for the case
where the backfill soil is neglected, i.e. the NF models. Yet, similarly to
the previous observations, the periods of the IAB models with the
backfill soil (WF) were not very different from the ones observed above
(i.e. ~0.29s), establishing the dominant role of the backfill soil in the
IAB frequencies. Also, the periods of IABs was found to increase for
higher PGAs and this is attributed to the fact that the backfill soil has
smaller stiffness for larger seismic displacements of the abutment to­
ward it, as it yields during the seismic motion. More specifically, there
has been an increase in the period in the range of 1%–3.6% when the
peak ground acceleration was increased from 0.2 g to 0.6 g, establishing
an increase in the level of the ground yielding and non-linear behaviour
at higher intensities of earthquake excitations. This non-linearity is
essentially the non-linearity of the foundation and backfill soil and
contains no structural non-linearities in this case. The structural system
of the IAB, i.e.
The deck, abutments and piers, was considered to remain essentially
elastic, whilst the potential cracking of the piers and abutments was
Fig. 5. The response spectra of the five seismic motions and the elastic response considered by taking into account the effective stiffness of these com­
spectrum of Eurocode 8-1 soil A spectrum for a PGA of 0.4 g. ponents, as per Eurocode 8–2 [179].
Also, comparisons between the periods of the IAB with and without
the backfill were conducted, i.e. the IAB with the backfill soil against
Table 2
Analysis model coding.
the bare IAB frame. It seems that in single-span IABs the period reduced
by approximately 16%, from 0.29s for the 1S/WF to 0.25s for the 1S/NF,
model including without fill description
when the backfill soil was not considered in the analysis. This is believed
designation backfill (With (No Fill -
Fill - WF) NF) to be evidence that the mass of the backfill soil and the input motion that
is exerted on the bridge from the backfill is the dominant bridge
reference REF/WF REF/NF base reference model, 3-span
model bridge, abutment height 8.0 m
response parameter rather than the stiffness of the backfill soil, at least
(REF) for the short span IABs. The latter conclusion is related to the fact that if
single-span 1S/WF 1S/NF 1-span bridge, abutment the stiffness of backfill soil was dominating the IAB response, then the
bridge height 8.0 m expectation would be for the bridge to become more flexible when the
two-span 2S/WF 2S/NF 2-span bridge, abutment
backfill soil is neglected, and thus lead to an increase its period. How­
bridge height 8.0 m
3.5m REF/3.5m-WF REF/3.5m- 3-span bridge, abutment ever, the period is reduced, i.e. the mass was reduced. This evidence is
abutment NF height 3.5 m further strengthened by the analysis of the 1S/WF massless backfill
height system which resulted in a period of 0.24 s, i.e. smaller than the period of
5.5m REF/5.5m-WF REF/5.5m- 3-span bridge, abutment the IAB with the backfill soil. The periods of the 2S/WF and 2S/NF are
abutment NF height 5.5 m
height
similar indicating that for the 2-span bridge the additional mass of the
Stub-type REF/ST-WF REF/ST-NF 3-span bridge, stub-type fill is breaking even with the increase in the stiffness of the bridge, thus
abutment abutment with piles not affecting the period of the bridge. The opposite is valid for longer
multi-layer REF/MLF REF/NF the backfill soil is softer bridges, where for example the REF/WF has an almost 31% smaller
fill model (same as i.e. GMLF�0.5.GREF
period (0.38 s) than the REF/NF model (0.29 s), which is evidence that
above)
flexible pier REF/FP-WF REF/FP-NF 3-span bridge, 1.4 m pier the stiffness of the backfill soil, in that case, is the dominant bridge
bridge diameter (almost 50% of the response parameter rather than the mass of the backfill soil, at least in
stiffness of the REF bridge) longer IABs. Thus, the opposite is valid for longer IABs, as longer IABs
become increasingly more flexible when the backfill soil is neglected, an
indication that the mass of the backfill becomes less significant.

4.3.2. Load effects


Fig. 6 shows the positions at which the bending moments and the
shear forces were recorded for all model IABs that were analysed. The
design of the foundations, the abutments, the piers and the deck define
largely the cost of the entire system. The design of these structural
components is also dependent on the shear forces and bending moments
as well as on a number of other technical and non-technical factors. For
Fig. 6. The critical positions at which the seismic resultants were recorded. the scope of this paper, it was considered that the bending moments and
shear forces of the deck and the drifts of the piers are good indicators of
0.32s. By comparing the periods of the WF against the periods of the NF the overall bridge performance and reliable means for understanding the
models it can be extracted that the backfill soil influences strongly the potential advantages or disadvantages of the presence of the backfill on
period of IABs and indeed the backfill soil mass plays an important role. the seismic design of IABs.
Similarly, the periods of the models with different abutment heights, i. Comparing the bending moments of the base models REF/WF and
e. 3.5 m, 5.5 m and 8.0 m, had periods 0.25s, 0.32s and 0.38s corre­ REF/NF lead to the conclusion that the backfill soil has a beneficial ef­
spondingly when the backfill is neglected, whereas the periods were fect on the behaviour of the bridge under earthquake excitations, and
0.30s, 0.31s and 0.32s for the same models with fill (WF). The periods of this was found to be consistent in most model IABs studied in this paper.
the flexible bridge, i.e. with the circular pier section with a diameter of The following results compare the bending moments due to earthquake
1.4 m, and the bridge with the stub-type abutment were in the range of excitations against the moments due to vertical loads between the WF
and NF models, thus any reported increases or reductions are against the

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S.A. Mitoulis Soil Dynamics and Earthquake Engineering 135 (2020) 106183

stress resultants estimated for the service loads. The average bending models without fills (NF), when the abutment height was 8.0 m, 5.5 m
moment at the pier had increased by up to 17% when no backfill (NF) and 3.5 m correspondingly. This shows that the backfill soil reduces
was considered as opposed to 12% when backfill was modelled (WF), significantly the drifts of the piers and the smaller the height of the
that is a 5% higher bending moment when the fill is neglected. The abutment the smaller this beneficial effect. The results after comparing
average shear force at the abutment indicated backfill being beneficial the 3-span (REF), 2-span and 1-span model drifts showed that the
as shear forces increased by 2% in REF/WF in comparison to 8% when smaller the length of the bridge the greater the efficiency of the
backfill is neglected, i.e. in the REF/NF model. However, the other abutment in reducing the drifts. Specifically, the drifts of the REF 3-span
critical points do not suggest a benefit or worsening of behaviour as bridge (REF/WF) were reduced by 37% in comparison to the REF/NF
definitively with only a 1% or 2% difference in average shear forces. model, whereas the reductions were 46% and 55% for the 2-span and 1-
Nevertheless, it is underlined that the shear design of piers rigidly span bridge. Similarly, the flexible pier model (REF/FP-WF) and the
connected to the deck in earthquake resistant bridges is not dependent stub-type abutment model (REF/ST-WF) had up to 35% and 33%
on the shear forces, as the bending moment capacities at bottom and top smaller drift values when the backfill was considered, in comparison to
of the pier define the capacity design shears, (see capacity design in the same bridge models without the fill. Thus, it is extracted that the
Eurocode 2 [169]). Thus, the REF/WF would require less flexural and presence of the backfill soil is very beneficial for the design of the
hence less shear reinforcement, which is believed to be evidence that the substructures.
existence of the backfill soil has a relieving effect on IABs.
Comparing the 5.5m abutment models, i.e. the REF/5.5-WF against 5. Conclusions
the REF/5.5-NF, further establishes the beneficial effect of the backfill
soil. The bending moments and shear forces due to the seismic combi­ This review paper sheds light on the seismic response of Integral
nation were found to be at least 15% smaller in the model that included Abutment Bridges (IABs), which are popular in transport infrastructure,
the backfill soil (WF) in comparison to the model where the fill was yet their design becomes increasingly challenging because current
neglected (NF), evidence that backfill soil has aided the bridge and design guidelines and new knowledge on soil-structure interaction pose
relieved demand on the structural elements. The 3.5m abutment a number of barriers in practice. Despite these challenges, it is recog­
models REF/3.5-WF and REF/3.5-NF also show the backfill is beneficial nised that there is a strong incentive and great opportunities emerging,
on the bridge behaviour as again all the critical sections were found to in support of the wide application of IABs, on the basis of bridge owners’
have lower shear forces and bending moments when backfill is present. and stakeholders’ increasing demands in maintenance-free and resilient
When fill is present, the midspan of the IAB had a mean increase of infrastructure. Thus, there is a great prospect in embracing IAB concepts
bending moments of 23%, when seismic loads were considered, whereas in future codes, guidelines and bridge projects. It is also the author’s
without fill there is a 36% increase in bending moment at the midspan, belief that IABs should be equipped with state-of-the-art materials and
thus the REF/3.5-WF developed up to 9% smaller bending moments. It is techniques, e.g. bridge-backfill isolation layers, to maximise their effi­
reminded that the increases here are against the resultants due to the ciency, whilst controlling the consequences of the serviceability and
vertical loads of the bridge i.e. the self-weight and the factored traffic seismic SSI in IABs.
loads. One of the striking findings of this review is the differentiation in the
When comparing the 2-span bridge models 2S/WF and 2S/NF, the design practices in IABs analysis and design, the diversity of the struc­
results indicate the backfill has again a beneficial effect. With fill, the tural components involved, e.g. abutment types, use or exclusion of
average midspan and abutment moments increased by 8% and 5% wingwalls and approach slabs, synthesis of backfill soil, and the diverse
respectively. Without backfill the average midspan and abutment mo­ limits for the maximum allowable lengths, skewness and curvature in
ments increased by 17% and 21% correspondingly. Overall, the bending IABs. Also, there is lack of research for guiding future efficient IAB de­
moments of the 2S/WF were up to 13% smaller when the backfill was signs, even for making important decisions, e.g. the type and geometry
considered. The single-span models 1S/WF and 1S/NF also indicate a of the abutment, the type of the backfill soil and, potentially, guidance
beneficial role of the backfill, as the average midspan moment with fill for protecting the abutments and backfills against the most common
showed a 1% increase whereas without backfill there a 5% increase was damaging factors of excessive soil pressures, ratcheting effect and set­
calculated. It is also evidenced that the beneficial effect of the backfill tlements. This goes together with an international disagreement with
soil reduces when the length of the bridge reduces. The latter is believed regard to the terminology. For instance, in the USA the use of full-height
to be related to the fact that the backfill soil mass becomes the dominant rigid abutments result in frame bridges as opposed to integral bridges,
dynamic property of the backfill in shorter IAB response, and this whereas in European practice IAB is any bridge where a rigid connection
additional inertia mass counterbalances the beneficial restraining effect between the abutment and the deck exists.
of the fill. The results for the flexible bridge systems, i.e. the stub type In regard to the behaviour of IABs under serviceability and ultimate
abutment REF/ST and the flexible pier model REF/FP, were inconclu­ design situations, the latter with an emphasis on seismic considerations,
sive with regard to the research question as it seems that the bending it is understood that serviceability is partially covered by the codes and
moments were similar whether the backfill was present or neglected by extensive laboratory, scaled abutment and on-site IAB testing. The
during the analysis. For the REF/ST, the bending moments and shear seismic response and design of IABs is an open area for research, and it
forces were found to be higher in the bridge with the fill, an indication has been so for many years. On the basis of the importance of the
that the backfill might be less beneficial or even detrimental in flexible serviceability SSI in IABs, it is believed that it is important to consider
IAB configurations, in combination with a more flexible abutment that is potential alterations of the IAB dynamic system during its service to
incapable of carrying large bending moments, thus the deck transfers accurately predict its seismic response and provide realistic designs.
higher loads onto the piers. With regard to other properties of IABs, i.e. the stiffness, the mass and
Among the resultants that were recorded, the drift values (in mm/m) the dissipation capacity, these need to be taken into account, yet there is
were also estimated by taking the differential displacement of the pier a great uncertainty especially in estimating the participating mass of the
top and bottom divided by the height of pier/abutment. The results refer backfill soil and the dissipation capacity, which depends on the non-
to the analyses of the models subjected to ground motions corresponding linear response of the backfill and the dynamic contact of the abut­
to a PGA of 0.6 g. The results are clearly in favour of the case with the fill ment on the backfill soil, among others. In view of the lack of reliable
(WF) against the cases where the fill was neglected (NF). In all cases simplified models, the analysis of the entire IAB with the backfill soil and
examined herein, the presence of the backfill soil reduced drastically the the foundation is considered to be essential for global analysis, espe­
pier and abutment drifts of the IAB models. Specifically, the drifts of the cially when the bridge is of high importance. For local analysis, i.e. the
WF models were 37%, 20% and 12% smaller than the drifts of the design of the abutment for enhanced soil pressures and design of the end

13
S.A. Mitoulis Soil Dynamics and Earthquake Engineering 135 (2020) 106183

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