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2021 18th International Multi-Conference on Systems, Signals & Devices (SSD'21)

Neighbor-Assisted Localization for Massive


MIMO 5G Systems
Amal Sellami† , Leı̈la Nasraoui†,∗ , Leı̈la Najjar†
† COSIM
Research Lab.,
Higher School of Communications (SUP’COM), University of Carthage, Tunisia
∗ National School of Computer Science (ENSI), University of Manouba, Tunisia

Emails: {amal.sellami,leila.nasraoui,leila.najjar}@supcom.tn
2021 18th International Multi-Conference on Systems, Signals & Devices (SSD) | 978-1-6654-1493-7/21/$31.00 ©2021 IEEE | DOI: 10.1109/SSD52085.2021.9429525

Abstract—In this paper, we propose a multi-stage estimations, the UE receives and measures the
localization technique that enables to determine the signal parameters from at least four satellites. The
position of a Target User Equipment (T-UE) with parameter measured by the UE for each satellite is
harsh channel conditions through the assistance of the time the satellite signal takes to reach the UE.
neighboring User Equipments (UEs). The proposed
GPS systems have a high degree of accuracy, and
approach allows a reduced-complexity localization
by minimizing the search space through multi-
they also provide global location information such
stage treatment. A neighbor discovery processing is as the global navigation satellite system (GNSS)
first performed to identify the two nearest neigh- [4], [5]. However, they are limited solutions
boring UEs among a set of UEs in the vicinity. because of their high power consumption and
The so selected neighbors are used as anchors the Line-of-Sight (LoS) to satellites requirement.
(A-UE). Then, based on the signal strength, the Network-based systems rely on existing networks
distances separating the two A-UEs to the T-UE to deduce the position of a UE by measuring
are determined. The distance estimates are used its signal parameters when received at the BS
to plot two potential solutions of the Angle of
side. In this method, the BS measures the signals
Arrival (AoA) of T-UE. To distinguish the correct
AoA estimate, oriented beamforming is performed transmitted from a T-UE and relays them to a
around short arcs centered on the two AoA can- central unit for processing and data fusion to
didates. The user’s position is then deduced based provide an estimate of the location.
on the estimates of the AoA and the distance to To resolve the problems with GNSS, various
the A-UEs. Our approach exploits the capabilities localization schemes were proposed [6]-[9]. In
of neighbor discovery and oriented beamforming [6], a combination of various range based tech-
to provide an accurate position estimate for UEs
niques, called hybrid positioning, is a well known
experiencing harsh channel conditions that render
direct localization at the base station difficult. approach for localization that achieves sufficient
Index Terms—5G, Localization, Multi-stage, precision. The approach focused on outdoor lo-
neighbor discovery, D2D link, Massive MIMO. calization utilizing crowdsourced WiFi signal data
and built-in sensors in smart phones, which can
I. I NTRODUCTION achieve high-positioning accuracy and low power
The 5G wireless ecosystem is essential for a consumption. The experimental results showed
myriad of new applications based on accurate that the hybrid localization scheme outperforms
location awareness and other contextual informa- the widely-adopted GPS-based method in terms
tion, which made accurate localization of great of both positioning accuracy and power con-
importance [1]. Several localization algorithms sumption. Also, it ensured the effectiveness of
have been proposed to deal with the challenges in crowdsourcing fingerprints.
different positioning applications. Mobile-based Direct Localization for Massive MIMO [7] has
and network-based are commonly known in the solved the problem of localization under NLoS
literature. In mobile-based location systems, the conditions taking advantage of the high resolution
UE determines its location from signals received of massive arrays. In this method’s first step, at
from some base stations (BSs) or the global each BS, the ToAs are roughly estimated via
positioning system (GPS) [2], [3]. In GPS-based an adapted filter with an offset version of the

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reference signal. Second, the position is searched assumed to have sufficiently high received signal
on a grid by solving a convex optimization power allowing the T-UE localization based on
problem (adjustment between observations from the RSSI measurement. This is followed by an
the positions and outputs of the adapted filter) AoA estimation by beamforming processing [9].
relying on tools from compressive sensing. This The neighbor UEs are used as references and
method has succeeded in achieving sub-meter denoted as Anchor UEs (A-UE). At first, all
localization accuracy with higher probability in UEs should perform neighbor discovery to learn
dense multipath environments with narrow-band about each other. Then, the two A-UEs with the
signals and has proven good robustness against higher power measurements to the T-UE are used
synchronization errors. The gain in precision is to calculate the distances to the T-UE. Having
accompanied by high computational complexity this information allows to provide two position
compared to existing techniques. candidates plotted through crossing the circles of
The method in [8] studied user positioning rays equal to the RSS-based estimated distances.
in millimeter wave (mmW) 5G network using To eliminate the ambiguity and decide about
beam-RSRP (Reference Signal Received Power) the correct position, we perform a beamforming
measurements and Extended Kalman Filtering processing throughout two limited beams around
(EKF) with 3D-beamforming features of multi- the two angle candidates at the BS.
antenna. The position was estimated using a two- The remaining of this paper is organized as
stage EKF that is based on RSRP measurements. follows. Section II presents the system model
During the first EKF phase, at each BS, the and details the generation of the reference signal.
Directions-of-Departure (DoDs) are estimated. In Section III, we recall the neighbor discovery
The DoDs’ estimates in the first step are merged processing adopted in our work. Then, the pro-
into a central entity and by means of a second posed neighbor-assisted localization processing
angle-based EKF phase, an estimate of the 3D is described. Section IV presents the numerical
position of the UE is deduced. The performance results and includes a discussion. Finally, the
evaluation of this technique in a 5G context has conclusions are presented in Section V.
proven that a sub-metric 3D positioning accuracy
is achievable in networks without taking into II. S YSTEM M ODEL
consideration the uncertainties in the orientation We consider a two-dimensional (2D) scenario
of the BS in the beamforming step. with one stationary T-UE located at the coordi-
Recently, the work in [9] proposed a local- nates c = (x, y) and linked to the BS through a
ization technique that reduces the complexity harsh channel as presented in figure 1.
of the problem by minimizing the search space
through multi-stage processing. Synchronization
and sector search were first achieved exploit-
ing the Primary Synchronization Signal [10]-
[12]. Then, localization was performed based on
the AoA whose estimation involves a two-step
procedure, where signals detected from different
antennas are first processed to obtain a coarse
AoA, followed by a fine search performed around
the coarse estimate. The user’s position is then
calculated based on the estimates of the AoA and
the distance to the UE.
In this work, we propose a multi-stage Fig. 1. Example scenario.
neighbor-assisted localization method adapted to
harsh channel conditions. The proposed work The BS supports massive MIMO with M an-
focuses on localizing UEs experiencing unsatis- tennas and is positioned at the center of the
factory signal power at the BS preventing their studied system cBS = (xBS , yBS ) = (0, 0) . We
direct localization. Each of these UEs is referred also consider a set of neighbor UEs located in the
to as Target UE (T-UE) whose localization pro- vicinity of the T-UE and serving as anchors. The
cess involves two neighboring UEs which are minimum number of A-UEs required to achieve

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localization is two, assumed to have good channel where Mzc is the length of the extended sequence.
conditions and to be localized at the level of the The cyclic shifts δi of UEs are uniformly sepa-
BS. These two A-UEs have coordinates denoted rated by Nu /8. The original sequence r̄ is chosen
by (x1 , y1 ) and (x2 , y2 ). as the cyclic extension of a Zadoff-Chu (ZC)
We denote by a (θ) the array response vector at sequence xu of root u and is expressed as
the hosting BS for a ray impinging from angle θ,
r̄(n) = xu (n mod Nzc ), (5)
which is defined in the case of Uniform Linear
Antenna (ULA) with half wavelength spacing as where Nzc is the length of the ZC sequence
  defined as
1
πun(n+1)
 ejπ sin θ 
  xu (n) = e−j Nzc , 0 ≤ n ≤ Nzc − 1. (6)
 . 

a (θ) = 
 .

. (1) The DMRS sequence s i is generated by apply-
 .

 ing an IFFT operator on the cyclically shifted
 
ejπ(M −2) sin θ  sequence r(δi ) . Each sequence s i is then assigned
ejπ(M −1) sin θ to a UE i in the set U .

It is worth noting here that antenna ULA structure B. Channel Model


is not compulsory for the scheme to work. Each We assume that the links between A-UEs and
UE i transmits a reference signal si which propa- the BS experience a combination of LOS path
gates through multipath environment, resulting in and diffuse multi-path. In this case, the parameter
an amplitude at the BS and direction θ given by Ω presents the Rician distributed channel gain
corresponding to the effect of the small-scale
a(θ)h y(t)|,
P (θ) = |a (2) fading.
Using this model, the distribution of Ω follows
where y(t) concatenates the signals received at
a noncentral Chi-square probability density func-
the BS M antennas. Assuming that all UEs send
tion given by [13]
with the same transmit power Pt , the received s
(K + 1)e−K −(K+1)ω
!
power is calculated according to the following fΩ (ω) = e Ω I0 2
K(K + 1)ω
, (7)
Ω Ω
formula
λ 2 where ω ≥ 0, I0 (.) is the zero-order modified
Pr = Pt Ω, (3)
4πd Bessel function of the first kind and K = PPNLOS
LOS
where λ is the wavelength of the signal, d is the is the ratio of the powers in the LOS to the NLOS
actual distance between the UE and the BS or components and mean Ω = 1 for normalization.
between two neighboring UEs, and Ω ∈ [0, ∞] On the other hand, the channel between the
is the channel power loss/gain factor whose dis- T-UE and the BS only experiences NLOS com-
tribution strongly depends on the link (T-UE to ponents resulting from multi-path propagation. In
A-UE, A-UE to BS, or T-UE to BS). this case, the K factor reduces to 0, leading to a
Rayleigh channel gain Ω.
A. Demodulation Reference Signal In a limited space, we assume that the radio
Demodulation Reference Signals (DMRS) are channel between neighboring UEs (T-UE and A-
initially introduced to be used by the base station UEs) experiences a Friis propagation loss, and
for channel estimation and coherent demodulation only the path-loss is considered leading to Ω = 1
of the uplink physical channels. Likewise, since in equation (3).
enabling direct Device-to-Device (D2D) commu- III. L OCALIZATION P ROPOSED A PPROACH
nication in Rel. 12 and beyond, DMRS is associ-
ated with physical Sidelink channels for coherent The localization process aims to determine ĉ =
demodulation. Considering that DMRS sequences (x̂, ŷ) that corresponds to the T-UE location co-
are assigned to UEs and sent regularly, we here ordinates estimates in a Cartesian coordinate sys-
exploit them to discover neighbors in the vicinity. tem. Only the x and y coordinates are considered,
Multiple DMRS sequences can be derived by the z coordinate is ignored. This corresponds to
cyclically shifting a base sequence r̄ using δi as a case where the BS and the T-UE are located on
a relatively flat plane. The origin of the Cartesian
r(δi ) (n) = ejδi n r̄(n), 0 ≤ n < Mzc , (4) coordinate system is set at BS (xBS , yBS ) =

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(0, 0). The processing involves four steps required to a preset threshold η , and a binary hypothesis
to estimate the T-UE coordinates. As we focus on test is applied as
T-UE with obstructed channels, the basic idea of n o H1
the proposed method is to assist the BS through Γi,max = max Γ(i, n) R η, i ∈ U.
gathering some information useful to localize the n∈[0,N −1] H0
T-UE from A-UE having LOS components to- (11)
wards T-UE. We assume that the neighboring UEs Hypothesis H1 holds if Γi,max is higher than
(T-UE and A-UEs) are perfectly synchronized, the threshold η . Otherwise, hypothesis H0 is
which can be achieved through either data-aided approved. In our work, among the discovered
or blind approaches [15],[16]. The steps of the neighbors, the two neighbors having the highest
proposed localization process are described in the metric magnitudes are chosen as anchors to be
following sections. used during localization processing.

A. Neighbor Discovery B. RSRP Calculation


To learn about his neighbors, a UE should first Once the UEs (Target and Anchors) are aware
perform neighbor discovery, which is defined as of each other, power measurements of the RSRP
the process by which it detects useful information from the T-UE to the best two A-UEs are fulfilled
provided by its peers using a specific set of time to calculate the distances to the T-UE. To do so,
and frequency resources contained in the Physical we use the same signal already provided for the
Sidelink Discovery Channel (PSDCH) [17]. There discovery of neighbors. The distance separating
exist several approaches ensuring discovery [18]- each A-UE from the T-UE is calculated according
[22], among them we here use a DMRS-based to the following formula:
approach [20], which provides accurate discov-
r
ˆ Pt Ω λ
ery and is fully compatible with the standard- d= , (12)
Pr 4π
ized signal structure. The exploited metric takes
advantage of the orthogonality between DMRS based on equation (3), Pt is the power transmitted
sequences to identify the neighboring UEs with by the T-UE, Pr is the power received by the A-
high signal strength through the following metric UE and Ω is the channel gain, which is assumed
calculated for different DMRS sequences to be known and is equal to 1 as we have a
free space propagation between T-UE and A-
!2 UE. This step allows determining the distances
|γ(i, n)|
Γ(i, n) = , i ∈ U, (8) separating the T-UE from the A-UE, and thus
ρ(n)
draws a circle with ray dˆ centered on each A-
UE indicating potential T-UE position candidates.
where n refers to the time index, γ(i, n) is the
This information will be used in the next step to
correlation of the received signal to the local
tighten the set of T-UE position candidates to only
known DMRS sequence s i as
two positions.
N −1
X C. Bilateration: Identification of Position Candi-
γ(i, n) = y ∗ (n + l)ssi (l), (9)
dates
l=0
Bilateration consists on plotting the intersection
where (.)∗ stands for the conjugate operator, and of the two circles whose centers correspond to the
y is the received signal at the neighbor UEs. The two A-UEs positions and whose radii correspond
denominator ρ(n) is the instantaneous power of to the recovered distances separating each A-UE
the received signal at time index n given by from the T-UE, which are here denoted as d1 and
d2 . If these circles intersect in exactly one point,
X−1
n+N
the coordinates of the T-UE can be determined
ρ(n) = |y(l)|2 . (10)
by linear equations. However, the intersection
l=n
results, most of the time, on two points P 1
To decide whether UE-i has the satisfactory signal and P 2 with respective coordinates denoted by
strength allowing localization, the maximum met- (xp1 , yp1 ) and (xp2 , yp2 ), as depicted in figure 2.
ric related to each DMRS sequence is compared

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Fig. 2. Bilateration using the two neighbor A-UEs. The
circle around each A-UE indicates the distance to the T-UE.
The intersections of these circles define potential solutions Fig. 3. The AoA of the two candidate positions P1 and P2
of the exact coordinates, P1 and P2 , to be confirmed after to the BS drawn in a 2D plane. Beamforming is performed
beamforming around the indicated two directions towards at the BS by pointing two reduced width beams around θ1
candidates positions. and θ2 .

IV. P ERFORMANCE E VALUATION AND


Once the two position candidates are deter-
A NALYSIS
mined, the exact position of the T-UE can be
distinguished after a beamforming processing to In this section, we present the performance
eliminate angular ambiguity and position ambi- evaluation of the proposed neighbor-assisted lo-
guity. calization approach and compare it to the per-
formance of the multi-stage approach presented
in [9]. Different channel models are used in the
D. Beamforming: Estimation of Correct Location
two methods. For the benchmark, we assumed the
The beamforming processing is here performed presence of a LOS link between the T-UE and
along two small beams, pointing from BS towards the BS, which puts the benchmark in favor of
the two T-UE position candidates P1 and P2 with the proposed method. Simulations are performed
coordinates (xp1 , yp1 ) and (xp2 , yp2 ) respectively. for 104 Monte Carlo (MC) trials to assess the
Let θ1 and θ2 denote the two AoA of the con- probability of sub-meter accuracy, the RMSE of
sidered T-UE positions which are assumed to be the coordinates estimation, and the RMSE of the
calculated at the BS side. The relation between AoA estimation are evaluated versus the Signal
the AoA and the two position candidates is shown to Noise Ratio (SNR) which is defined as the
in figure 3 and is expressed as ratio of the signal energy to the noise energy.
We consider a 2D plane with a square space
( of 100m×100m in which the BS is deployed
tan(θ1 ) = (yp1 − yBS )/(xp1 − xBS ), in the center while the other UEs are located
(13)
tan(θ2 ) = (yp2 − yBS )/(xp2 − xBS ). randomly in each MC trial. The T-UE is assumed
to experience obstructed channel, modeled with
These informations are available at the BS and a Rayleigh channel, while each of the two A-
provided by the anchor UEs whose channel con- UEs is experiencing a main LOS link and other
ditions allow their direct localization. The BS, re- NLOS components, thus modeled with a Rician
ceiving the signal of T-UE through an obstructed channel. All UEs transmit with a power Pt = 0
multipath channel, performs a search respecting dBm and communicating through 30 GHz carrier
the model in equation (2) around the two angles frequency. The BS is equipped with M = 100
θ1 and θ2 expressed in (13). The angle around antennas array.
which the highest amplitude of (2) is provided In figure 4 we present the probability to achieve
will be considered as the AoA estimate of T-UE sub-meter accuracy in the estimation of T-UE
θ that we denote by θ̂. Moreover, the coordinates coordinates. The obtained results show that over-
of the point Pi , i ∈ {1, 2} that is considered as all, both approaches provide satisfactory accuracy
a solution corresponds to the T-UE coordinates with higher probability achieved by the neighbor-
denoted as ĉ = (x̂, ŷ). assisted approach. This improvement is mainly

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depicted for SNR values between 0 dB and 8 dB, proposed approach. This behavior is also noted
where it reaches 3 dB for a probability target of in the case of the previously presented results,
75%. On the other hand, we note that outside this yet it is more visible in the estimation of θ.
SNR range, the accuracy is almost the same in the However, when the SNR value is greater than
two compared approaches. 5 dB, the benchmark performs worse than the
proposed method.
1

10 0
0.9

0.8
Probability of sub-meter accuracy

10 -1

0.7

10 -2
0.6

0.5
10 -3

RMSE [rad]
0.4

10 -4
0.3

0.2 10 -5

0.1

10 -6
0
-10 -5 0 5 10 15 20 25 30
SNR [dB]
10 -7
-10 -5 0 5 10 15 20 25 30
SNR [dB]

Fig. 4. Probability of sub-meter precision of coordinates


estimates ĉ as a function of the SNR for carrier frequency Fig. 6. RMSE of the angle estimate θ̂ a function of the SNR
fc = 30 GHz and M = 100. for carrier frequency fc = 30 GHz and M = 100.

Figure 5 depicts the RMSE of the coordi- Generally, the proposed method shows better
nates estimation ĉ of the two approaches. Consis- performance compared to the considered bench-
tently with the previous results, we note that the mark. For SNR value higher than 0 dB, the
proposed approach outperforms the considered contribution of neighbors in the localization pro-
benchmark, especially for SNR values higher than cess greatly enhances the accuracy. However, the
0 dB, while below this value a very slight gain is assumption of having two neighbors with LOS
recorded by the use of the benchmark. links remains necessary to achieve localization.

10 2
V. C ONCLUSION
This paper tackled the problem of outdoor
10
1 localization under harsh channel conditions to
the BS. We proposed a neighbor-aided approach
for the localization of a stationary T-UE in a
RMSE [meter]

10 0

massive MIMO context. The T-UE is assumed to


10 -1 have an unsatisfactory signal power due to harsh
channel conditions, while other UEs in its vicinity
10 -2 are assumed to have good channel conditions
enabling their localization by the BS. After neigh-
10 -3
-10 -5 0 5 10 15 20 25 30
bor discovery processing, the distances separating
SNR [dB] the T-UE from its neighbor A-UEs are estimated
based on the reference signal power measurement.
Fig. 5. RMSE of the T-UE coordinates estimate ĉ a function Then, two potential T-UE position candidates are
of the SNR for carrier frequency fc = 30 GHz and M =
100.
determined based on the intersection of the two
circles deduced from the distance T-UE to A-UEs
The RMSE of the AoA estimate θ̂ is shown estimates. A beamforming is then processed over
in figure 6 for the two algorithms. The errors in very limited angular intervals towards potential
θ̂ provided by the two methods are rather close T-UE two position candidates resolve ambiguity
when the SNR value is less than 5 dB, and for problem and fix the accurate estimate of the T-
this SNR range the benchmark outperforms the UE’s position. Simulations were performed and

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