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J Neurophysiol 122: 490 – 499, 2019.

First published June 5, 2019; doi:10.1152/jn.00036.2019.

RESEARCH ARTICLE Neural Circuits

Effects of cerebellar transcranial direct current stimulation on the cognitive


stage of sequence learning

Hannah K. Ballard,1 James R. M. Goen,2 Ted Maldonado,2 and Jessica A. Bernard1,2


1
Texas A&M Institute for Neuroscience, Texas A&M University, College Station, Texas; and 2Psychological and Brain
Sciences Department, Texas A&M University, College Station, Texas
Submitted 16 January 2019; accepted in final form 4 June 2019

Ballard HK, Goen JR, Maldonado T, Bernard JA. Effects of INTRODUCTION


cerebellar transcranial direct current stimulation on the cognitive stage The acquisition of motor skills is important for day-to-day
of sequence learning. J Neurophysiol 122: 490 – 499, 2019. First
functioning. Movement coordination is necessary for the op-
published June 5, 2019; doi:10.1152/jn.00036.2019.—Though the
cerebellum has been previously implicated in explicit sequence learn- eration of routine tasks, such as driving a car, riding a bike,
ing, the exact role of this structure in the acquisition of motor skills is playing a musical instrument, playing sports, etc. As such, the
not completely clear. The cerebellum contributes to both motor and performance of these everyday tasks is dependent on the ability
nonmotor behavior. Thus, this structure not only may contribute to the to successfully learn and execute motor skills. Investigating the
motoric aspects of sequence learning but may also play a role in the neural underpinnings of sequence learning, therefore, is essen-
cognitive components of these learning paradigms. Therefore, we tial for enhancing our knowledge and understanding of motor
investigated the consequence of both disrupting and facilitating cer- processes and allowing for effective protocols designed for
ebellar function using high-definition transcranial direct current stim- improvement or rehabilitation of skilled motor behavior.
ulation (tDCS) before the completion of an explicit motor sequence As suggested by Karni et al. (1998), sequence learning skills
learning paradigm. Using a mixed within- and between-subjects develop over time across distinct learning phases, beginning
design, we employed cathodal (n ⫽ 21) and anodal (n ⫽ 23) tDCS with fast, or early, learning and ending with slow, or late,
(relative to sham), targeting the lateral posterior cerebellum, to tem- learning. During the early learning phase, initial improvement
porarily modulate function and investigate the resulting effects on the in motor performance is observed. Additional improvement
acquisition of a sequential pattern of finger movements. Results
continues, and eventually, during the later phase of learning
indicate that cathodal stimulation has a positive influence on learning
after extended practice, individuals reach a state of automatic-
while anodal stimulation has the opposite effect, relative to sham.
Though the cerebellum is presumed to be primarily involved in motor
ity in performance. Distinct brain structures have been impli-
function and movement coordination, our results support a cognitive cated in each sequence learning phase, contributing to the
contribution that may come into play during the initial stages of differences seen in skill progression (Doyon et al. 1997). The
learning. Using tDCS targeting the right posterior cerebellum, which cerebellum is particularly active during the early learning
communicates with the prefrontal cortex via closed-loop circuits, we phase when procedural memories are first being formed
found polarity-specific effects of cathodal and anodal stimulation on whereas the striatum takes over during later learning phases
sequence learning. Thus, our results substantiate the role of the when performance improvements begin to level off (Bernard et
cerebellum in the cognitive aspect of motor learning and provide al. 2013; Doyon et al. 2018; Ungerleider et al. 2002). Impor-
important new insights into the polarity-specific effects of tDCS in tantly, however, it may be that the cerebellum also contributes
this area. to the initial skill acquisition stages via its role in cognitive
NEW & NOTEWORTHY The cerebellum contributes to motor and
processing. A growing literature has indicated that the cerebel-
cognitive processes. Investigating the cognitive contributions of the lum contributes to cognition (e.g., Schmahmann and Sherman
cerebellum in explicit sequence learning stands to provide new in- 1998; Stoodley and Schmahmann 2009; Stoodley 2012), pre-
sights into this learning domain, and cerebellar function more gener- sumably through closed-loop circuits with the prefrontal cortex
ally. Using high-definition transcranial direct current stimulation, we (cf. Strick et al. 2009).
demonstrated polarity-specific effects of stimulation on explicit se- In addition to the motor nodes associated with motor learn-
quence learning. We speculate that this is due to facilitation of ing, nonmotor regions of the brain also contribute to skill
working memory processes. This provides new evidence supporting a acquisition. As noted in a recent review by Doyon et al. (2018),
role for the cerebellum in the cognitive aspects of sequence learning. cognitive processes play a role in the acquisition of new motor
sequences. In functional neuroimaging investigations of motor
cerebellum; cognition; motor skill; sequence learning; tDCS
adaptation, the dorsolateral prefrontal cortex was active in
regions associated with cognitive function, specifically work-
ing memory, during the initial stage of learning (Anguera et al.
Address for reprint requests and other correspondence: H. Ballard, Texas
2010, 2012). Similarly, activation in the lateral prefrontal
A&M Institute for Neuroscience, Texas A&M University, College Station, TX cortex, commonly implicated in cognitive processing, has also
77843 (e-mail: hannah_ballard@tamu.edu). been demonstrated during explicit sequence learning (Aizen-
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TDCS EFFECTS ON SEQUENCE LEARNING 491

stein et al. 2004; Eliassen et al. 2001; Honda et al. 1998; Sakai mixed within- and between-subjects design. For the within-
et al. 1998; Schendan et al. 2003). Furthermore, working subjects comparison, we employed cathodal and sham stimu-
memory has been associated with the formation of motor lation in experiment 1 and anodal and sham in experiment 2.
chunks during the learning of a new sequence (Bo and Seidler We then compared across the cathodal and anodal groups in a
2009). Given that the cerebellum plays a role in nonmotor between-subjects manner to get a complete idea of the effect of
processing (e.g., Bernard and Seidler 2013, 2014; Guell et al. cerebellar stimulation on motor skill learning.
2018; Schmahmann and Sherman 1998; Stoodley 2012), in
addition to contributing to the internal representation of motor
responses during early sequence learning (Spampinato and MATERIALS AND METHODS
Celnik 2018), this structure may also be involved in the Experiment 1
cognitive aspects of initial skill acquisition.
One way to investigate the role of the cerebellum in explicit Participants. Twenty-eight healthy young adults participated in the
motor sequence learning is to consider the effects of noninva- first experiment, which consisted of two HD-tDCS sessions (cathodal
sive brain stimulation on skill acquisition, using methods such and sham) that were counterbalanced in order. Two of those individ-
as transcranial direct current stimulation (tDCS). With this uals did not return for the second session of the study, one individual
was not right-handed as per our screening criteria, and complete data
technique, brain activity in a targeted area can be temporarily was not collected from one individual due to technical difficulties.
disrupted or facilitated, and the resulting impact on behavior Additionally, three individuals were excluded from analyses for hav-
can be observed (e.g., Nitsche and Paulus 2000; Nitsche et al. ing task performance scores below three standard deviations from the
2008; Takano et al. 2011). At present, several studies have group mean. This particular criterion was implemented as an a priori
used tDCS to examine the role of different motor circuit nodes, cutoff to exclude behavioral outliers. In investigating these outliers,
including the cerebellum, in motor learning (e.g., Block and the three individuals excluded had accuracy scores of 52% or lower.
Celnik 2013; Buch et al. 2017; Cantarero et al. 2015; Foerster Indeed, one individual did not respond in time on as many as 88% of
et al. 2013; Galea et al. 2011; Hardwick and Celnik 2014; Pope trials within a given block, suggesting that those excluded based on
and Miall 2012; Shah et al. 2013). These studies have estab- behavioral scores failed to comply with task instructions and may
lished that the cerebellum plays a significant role in adaptation have performed poorly due to inattention or lack of motivation. As
such, our final sample included 21 subjects (15 female, mean age 18.6
learning, but a clear understanding of the cerebellum’s involve- yr ⫾ 0.7 SD, range 18 –20 yr). None of the subjects had any history of
ment in explicit sequence learning, specifically, is still lacking. medical or neurological disease, and, as assessed by the Edinburgh
Therefore, though we know that the cerebellum is important Handedness Inventory, all were right-handed (mean score 96.8 ⫾ 10.0
for learning, investigating its contributions from a more cog- SD). Subjects were screened for exclusion criteria associated with
nitive circuit perspective with this particular type of task is tDCS (Nitsche et al. 2008), and none were taking medication that
necessary for extending current insights. Furthermore, high- could potentially impact the central nervous system (e.g., psychiatric
definition (HD) methods of tDCS (HD-tDCS) have now be- medications such as antidepressants, anxiolytics, neuroleptics, narcot-
come available, allowing for better regional targeting of the ics, stimulants, and analgesics). Subjects were recruited and scheduled
stimulation. Notably, to our knowledge, HD-tDCS has not yet through the Texas A&M University Psychology Subject Pool and
been employed to investigate the cerebellum in motor learning. received course credit for their participation. Participation was limited
to individuals that were tDCS naive. Prior to the initiation of study
This technique is particularly useful for investigating the cog- procedures, all subjects provided written, informed consent. Our
nitive contributions of the cerebellum in motor sequence learn- protocol was submitted to and approved by the Institutional Review
ing as it allows us to better target the nonmotor aspects of this Board at Texas A&M University.
structure. Procedure. Participants underwent two sessions, exactly 1 wk
Here, we targeted the lateral posterior cerebellum, primarily apart, in which they received both cathodal and sham tDCS in a
in the region of Crus I and Crus II, using cathodal and anodal within-subjects design. We used a single-blind procedure wherein
HD-tDCS in two experiments. Notably, these regions are participants were not told which condition they were receiving in a
associated with prefrontal cortical networks in humans (Ber- given session. The order of stimulation condition (cathodal or sham)
nard et al. 2012, 2014; Krienen and Buckner 2009; O’Reilly et was counterbalanced across all participants. Stimulation was admin-
al. 2010; Salmi et al. 2010) and in nonhuman primates (Kelly istered with a Soterix MxN HD-tDCS system (Soterix, New York,
NY) using a montage of eight stimulation electrodes. The electrode
and Strick 2003), in addition to being implicated across brain array and current intensities used for cathodal cerebellar stimulation
imaging studies of nonmotor behavior (E et al. 2014; Stoodley are presented in Table 1 and the associated modeled current flow is
and Schmahmann 2009). Our goal was to investigate differ- depicted in Fig. 1. Different intensities were used for each electrode
ences in motor sequence learning after purported inhibition location to effectively administer 2.0 mA of net current. The stimu-
with cathodal stimulation or excitation with anodal stimulation lation montage was obtained using HD-Targets software that provides
(Nitsche and Paulus 2000), relative to sham. We predicted that specific electrode locations to more focally stimulate a targeted region
cathodal stimulation targeting the lateral posterior cerebellum of interest (Datta et al. 2016; Huang et al. 2017). In this case, our
would negatively impact motor sequence learning relative to target was the right lateral posterior cerebellum. In determining the
sham whereas anodal stimulation to the same cerebellar area optimal stimulation montage, we chose a “spiral out” approach for this
would facilitate motor learning, due to the impact on cognitive experiment, which is equivalent to cathodal stimulation in a traditional
two electrode pad montage. A “spiral” approach is the terminology
function and associated cognitive circuits. These predictions used to describe any montage containing multiple stimulation elec-
are consistent with findings from recent sequence learning trodes and distinguishes the direction of current flow. During each
research using the traditional two electrode pad stimulation session, an initial stimulation of 0.1 mA was administered for 1 min
technique rather than the HD-tDCS approach employed here to allow the current to break through the scalp and establish an
(Ehsani et al. 2016; Shimizu et al. 2017; Wessel et al. 2016). adequate connection. Once resistance levels of 50 k⍀ or lower were
Thus, we conducted two independent experiments with a achieved across all electrodes, the full stimulation period began,

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492 TDCS EFFECTS ON SEQUENCE LEARNING

Table 1. Electrode array and current intensities for cerebellar quence comprised six elements and did not contain any trills or
cathodal stimulation sequential numbers. The following sequences were used in our design:
2-4-1-3-2-4 and 3-2-4-1-2-4; these sequences did not evidently differ
Location Current in complexity as there was no significant difference in distribution
between sessions, according to the Kolmogorov-Smirnov test (D ⫽
1 P2 0.1135 0.182, P ⫽ 0.423).
2 PO10 ⫺0.1551 Data analysis. Performance on the motor sequence learning task
3 O10 ⫺0.3618 was measured using average total accuracy (ACC) per sequence block
4 EX3 0.1956 and mean reaction time (RT) for correct responses during both
5 EX4 ⫺1.4832 random and sequence blocks. Accuracy is presented as the percent
6 EX5 0.4066 correct out of the total number of trials for each sequence block. Total
7 EX12 0.22
trials included correct, incorrect (e.g., commission errors), and missed
8 EX14 0.7886
C NK1 0.2757 responses (e.g., omission errors). To remain consistent with the
current sequence learning literature (Kwak et al. 2012) and factor in
Current, specific intensity of electrical current applied at a given location; timing-specific effects on skill acquisition, we analyzed accuracy
Location, particular locations for electrode placement, determined by the 10-20 through a learning phase perspective. The first three sequence blocks
system. 1– 8, Stimulation electrodes; C, return electrode. during the task were concatenated and represented the early learning
phase whereas the middle three blocks represented the intermediate
lasting 20 min. In the course of each condition, current gradually phase, and the last three blocks represented the late learning phase, in
increased during the first 30 s. During active stimulation, the current the context of our study setup. We chose to concatenate across
remained steady for the entire span of the stimulation period. In the sequence blocks in this manner to get at the more broad changes in
sham, or placebo, condition, subjects underwent the standard setup for motor skill learning that may occur over the course of the task, as our
HD-tDCS but only experienced current during the first and last 30 s of paradigm was relatively brief. This approach was adopted instead of
the stimulation period to allow for attenuation to occur and to simulate modeling across each individual block to simplify the analyses and
the general experience associated with active stimulation. During this avoid excessive follow-up comparisons that may complicate the
30-s period, the current slowly ramped up and then quickly returned interpretation of results, as other studies have similarly done (Bo and
to zero. This sham procedure has been implemented to avoid the Seidler 2009; Kwak et al. 2010, 2012). However, in the grand scheme
subjects’ detection of the stimulation condition as attenuation to the of the sequence learning literature, our design still reflects an early
sensation of stimulation occurs relatively quickly under cathodal (or learning paradigm that focuses on initial skill acquisition as extensive
anodal) protocols. practice or subsequent experimental sessions using the same sequence
To assess the influence of tDCS on motor skill learning, we used an were not included. In recognition of the overall brief nature of the
explicit motor sequence task modeled after Kwak et al. (2012). We task, we did not find it necessary to normalize scores relative to initial
chose to use this type of task to pinpoint the cognitive aspects of performance as baseline learning was not expected to influence later
procedural learning, specifically working memory-mediated strate- learning over the course of the task with only nine sequence blocks,
gies, that are primarily engaged in explicit paradigms. Indeed, inves- total, being executed. For RT, missed trials were excluded and we
tigations using functional magnetic resonance imaging (fMRI) have used correct trials only from both random and sequence blocks when
revealed greater activation in cognitive and working memory related calculating averages. Repeated-measures ANOVAs and paired-sam-
areas during explicit, rather than implicit, learning (Grafton et al. ple t-tests were performed to investigate differences in performance
1995; Jenkins et al. 1994; Rauch et al. 1995; Schendan et al. 2003). In on the motor sequence learning task between cathodal and sham
the task, participants were instructed to place their left middle, left stimulation. All analyses were conducted using SPSS Statistics.
index, right index, and right middle fingers over the numbers 1, 2, 3,
and 4 on the computer keyboard, respectively. The task was bimanual Experiment 2
to allow for translation to the MRI environment for follow-up work;
this technique has been implemented in multiple other studies inves- Participants. Thirty-five healthy young adults participated in the
tigating sequence learning (Berner and Hoffmann 2008; Bhakuni and second experiment, consisting of two HD-tDCS sessions (anodal and
Mutha 2015; Bo and Seidler 2009; Kwak et al. 2010, 2012; Sun et al. sham) that were counterbalanced across subjects. Individuals in this
2007). Participants were then presented with four rectangles in the experiment were completely separate from those in experiment 1, and,
center of the screen, corresponding to the instructed finger locations
from left to right. In each trial, a different rectangle was shaded black,
and participants were instructed to press the button matching the
location of that shaded rectangle as quickly as possible. To account for
baseline motor function, random blocks were included in between
groups of sequence blocks throughout the task. Thus, each participant
completed 6 random blocks with 18 trials each and 9 sequence blocks
with 36 trials each for a total of 15 blocks and 432 trials (Kwak et al.
2012). Random blocks were delineated with an “R” before stimulus
presentation, while sequence blocks were preceded by an “S.” Thus,
the nature of the upcoming trials was announced before each block as
the task was intended to be clearly explicit. Relatedly, our paradigm
did not include extensive practice or subsequent retention sessions to
avoid the recruitment of implicit learning processes in the develop-
ment of automaticity. Each stimulus was presented for 200 ms and
participants were allowed 800 ms to respond before the next stimulus
appeared. The block design also mirrored that of Kwak et al. (2012)
with the following order: R-S-S-S-R-R-S-S-S-R-R-S-S-S-R. To ac- Fig. 1. Modeled current flow for cerebellar stimulation using Soterix HDTar-
count for practice effects, participants were presented with a new gets software. Color bar denotes field intensity (V/m) on a scale of 0 – 0.21
sequence pattern during the second experimental session. Each se- (bottom to top). L, left; R, right; F, front; B, back.

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TDCS EFFECTS ON SEQUENCE LEARNING 493

as such, none of our subjects participated in both experiments result- elements that did not contain any trills or sequential numbers. The
ing in two completely independent data sets. Three of those individ- same sequences used in the first experiment were employed here as
uals did not return for the second session of the study, one individual well. As we had all new participants in experiment 2, there was no
did not undergo tDCS due to potential interactions with a medication, concern with individuals already having learned the sequence.
complete data was not collected from one individual due to technical Data analysis. As in experiment 1, performance was measured by
difficulties, and one individual did not complete a full session due to average total accuracy (ACC) per sequence block and mean correct
discomfort from stimulation. Additionally, six individuals were ex- reaction time (RT) during both random and sequence blocks. Addi-
cluded from final analyses for having task performance scores below tionally, scores for each measure were calculated identically to those
three standard deviations from the group mean. The same a priori used in the first experiment. Repeated-measures ANOVAs and paired
cutoff from experiment 1 was applied here to uniformly exclude sample t-tests were performed to investigate performance differences
behavioral outliers. Those excluded performed the task with less than between anodal and sham stimulation.
46% accuracy. As such, our final sample included 23 subjects (15
female, mean age 18.6 yr ⫾ 0.9 SD, range 18 –21 yr). None of the RESULTS
subjects had any history of medical or neurological disease and all
were right-handed (mean score 93.9 ⫾ 12.7 SD). Subjects were Experiment 1
screened for the same exclusion criteria as in experiment 1 (Nitsche et Reaction time. A 2 ⫻ 2 repeated-measures ANOVA (block
al. 2008), and none were taking medication that could potentially
impact the central nervous system. Subjects were again recruited and
type by stimulation condition), collapsing across all random
scheduled through the Texas A&M University Psychology Subject and sequence blocks, respectively, revealed a significant main
Pool and received an equal amount of course credit as those in the first effect of block type, F(1,20) ⫽ 108.23, P ⬍ 0.001, ␩2p ⫽ 0.844,
experiment. Participation was again limited to individuals that had not indicating that responses were significantly faster on sequence
previously completed other tDCS studies. Prior to the initiation of blocks compared with random, as expected. However, there
study procedures, all subjects provided written, informed consent, and was no significant block type by stimulation condition inter-
the protocol was submitted to and approved by the Institutional action, F(1,20) ⫽ 0.144, P ⫽ 0.71, ␩2p ⫽ 0.001, and no signif-
Review Board at Texas A&M University. icant main effect of stimulation condition, F(1,20) ⫽ 1.92, P ⫽
Procedure. All procedures employed in the second experiment
were identical to those described for experiment 1, with the exception 0.18, ␩2p ⫽ 0.087, indicating that RT did not differ between
of the polarity of stimulation. Participants underwent two sessions, cathodal and sham stimulation. The difference in RT between
exactly 1 wk apart, in which they received both anodal and sham block types indicates that learning took place as anticipating
tDCS in a within-subjects design. We again used a single-blind the upcoming key presses allowed for faster responses (Fig. 2).
procedure wherein participants were not told which condition they In fact, t-tests reveal a largely significant difference in reaction
were receiving, and the order of stimulation condition was counter- time between the first (S2) and last (S14) sequence blocks (P ⬍
balanced. The electrode array and current intensities used for anodal 0.001), further indicative of learning.
cerebellar stimulation are presented in Table 2 and the associated Accuracy. A 3 ⫻ 2 repeated-measures ANOVA (learning
modeled current flow is identical to that of Fig. 1, but the flow of phase by stimulation condition), on sequence blocks only,
current is in the opposite direction. This was achieved using a “spiral
in” approach in this experiment, equivalent to anodal stimulation in a
revealed a significant learning phase by stimulation condition
traditional two electrode pad system, again, determining the direction interaction, F(2,40) ⫽ 3.35, P ⬍ 0.05, ␩2p ⫽ 0.143. However,
of current flow. Notably, the electrode placements and current inten- there was no significant main effect of learning phase,
sities are identical to those in experiment 1 to replicate the stimulation F(2,40) ⫽ 0.919, P ⫽ 0.41, ␩2p ⫽ 0.044, or stimulation condi-
design with 2.0 mA of current applied to the lateral posterior cere- tion, F(1,20) ⫽ 1.58, P ⫽ 0.22, ␩2p ⫽ 0.073. Follow-up paired
bellum; however, the polarity of the current has been flipped. The samples t-tests to further unpack this interaction indicated that
same stimulation procedures from the first experiment were imple-
there is a marginally significant difference between cathodal
mented in the second to avoid the subjects’ detection of stimulation
condition and maintain consistency in our experimental design. and sham stimulation during the late phase of learning,
The motor sequence learning paradigm directly paralleled that from t(20) ⫽ 2.07, P ⫽ 0.051. Accuracy during the early [t(20) ⫽
experiment 1 (Kwak et al. 2012), and all parameters were identical. 0.119, P ⫽ 0.901] and middle [t(20) ⫽ 0.522, P ⫽ 0.607]
Participants were presented with a new sequence pattern during the phases of learning did not differ with stimulation. While
second session of this experiment, and each sequence comprised six individuals showed similar levels of performance during the
first two phases of the task, performance was better (though
Table 2. Electrode array and current intensities for cerebellar only marginally significant) in the late phase, indicating an
anodal stimulation interaction between stimulation and performance depending on
the specific phase of learning (Fig. 3).
Location Current
Experiment 2
1 P2 ⫺0.1135
2 PO10 0.1551 Reaction time. A 2 ⫻ 2 repeated-measures ANOVA (block
3 O10 0.3618 type by stimulation condition), collapsing across all random
4 EX3 ⫺0.1956 and sequence blocks, revealed a significant main effect of
5 EX4 1.4832 block type on RT, F(1,22) ⫽ 77.78, P ⬍ 0.001, ␩2p ⫽ 0.78,
6 EX5 ⫺0.4066
7 EX12 ⫺0.22 wherein RT was significantly slower during the random blocks
8 EX14 ⫺0.7886 as compared with the sequence blocks. However, there was no
C NK1 ⫺0.2757 significant main effect of stimulation condition (anodal versus
sham), F(1,22) ⫽ 0.27, P ⫽ 0.61, ␩2p ⫽ 0.012, or an interaction
Current, specific intensity of electrical current applied at a given location;
Location, particular locations for electrode placement, determined by the 10-20 between block type and stimulation condition, F(1,22) ⫽
system. 1– 8, Stimulation electrodes; C, return electrode. 0.104, P ⫽ 0.74, ␩2p ⫽ 0.005, consistent with experiment 1.
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494 TDCS EFFECTS ON SEQUENCE LEARNING

Reaction Time by Block

Average Correct Reaction Time (msec)


450

400

350

Fig. 2. Group mean of correct reaction time, excluding missed


300
trials, across all blocks in both cathodal and sham conditions
for cerebellar stimulation. Error bars indicate standard error
(SE). R, random block; S, sequence block. 250

200
Cathodal Sham

150
R1 S2 S3 S4 R5 R6 S7 S8 S9 R10 R11 S12 S13 S14 R15
Block

This indicates that participants perform the task more quickly than that following sham stimulation; however, performance
when presented with sequence trials in comparison to random, did not differ during early learning, driving the interaction.
as would be expected when movements are repeated in a Thus, though participants responded more quickly, they did so
sequential manner and said sequence is learned (Fig. 4). Fur- with poorer accuracy over time: performance worsened as
thermore, follow-up t-tests reveal a significant difference in assessed by accuracy.
reaction time between the first and last sequence blocks for this
Comparing Cathodal and Anodal Stimulation
experimental group (P ⬍ 0.001). However, though reaction
time improves over the course of the sequence blocks, accu- To follow up on the results from experiments 1 and 2 and get
racy does not improve, presumably due to the effects of a better idea of the effect of stimulation type on explicit motor
stimulation on task performance. sequence learning, we conducted additional between-subjects
Accuracy. A 3 ⫻ 2 repeated-measures ANOVA (learning analyses on the two independent groups. These statistical
phase by stimulation condition) revealed a significant learning procedures were carried out as a priori analyses aimed at
phase by stimulation condition interaction (Fig. 3), F(2,44) ⫽ accomplishing a comprehensive perspective on the nature of
3.43, P ⬍ 0.05, ␩2p ⫽ 0.135, and a significant main effect of the cerebellum’s role in motor learning by comparing the
learning phase, F(2,44) ⫽ 3.34, P ⬍ 0.05, ␩2p ⫽ 0.132. The stimulation conditions. In all cases, we used 3 ⫻ 2 (learning
main effect of stimulation condition was approaching the phase by stimulation group) mixed-model ANOVAs. Because
standard cutoff for statistical significance, F(1,22) ⫽ 3.65, P ⫽ significant stimulation effects were limited to the accuracy
0.069, ␩2p ⫽ 0.142. Follow-up paired samples t-tests to inves- measure, we focused our analyses on accuracy. First, we
tigate this interaction revealed that there was no significant investigated group differences on the sham condition only, to
accuracy difference between sham and anodal stimulation determine whether or not there were any baseline learning
during early learning [t(22) ⫽ ⫺0.353, P ⫽ 0.73], though there differences between the two experimental groups. Critically,
was a significant difference during the intermediate phase there was no significant main effect of group, F(1,42) ⫽ 0.796,
[t(22) ⫽ ⫺2.069, P ⫽ 0.05], and a difference that was ap- P ⫽ 0.377, ␩2p ⫽ 0.019. Furthermore, there was no significant
proaching significance during the late phase of learning interaction between learning phase and group, F(2,84) ⫽
[t(22) ⫽ ⫺1.980, P ⫽ 0.06]. In both the intermediate and late 0.441, P ⫽ 0.645, ␩2p ⫽ 0.010, though the main effect of phase
phases, performance following anodal stimulation was worse was approaching significance, F(2,84) ⫽ 2.73, P ⫽ 0.071,

100
Accuracy by Learning Phase
Sequence Trials Only
Average Total Accuracy (%)

95
Fig. 3. Group means of total accuracy, missed trials included,
across early, intermediate, and late sequence learning phases
in cathodal, sham-experiment 1, sham-experiment 2, and an-
odal conditions for cerebellar stimulation. Error bars indicate
SE. Data from experiment 1 is presented with solid lines, 90 Cathodal
while that from experiment 2 is presented with dashed lines. Sham 1
Anodal
Sham 2

85
Early Intermediate Late

Learning Phase

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TDCS EFFECTS ON SEQUENCE LEARNING 495

Reaction Time by Block


Average Correct Reaction Time (msec)

450

400

350

Fig. 4. Group mean of correct reaction time, excluding


300
missed trials, across all blocks in both anodal and sham
conditions for cerebellar stimulation. Error bars indicate SE.
250 R, random block; S, sequence block.

200
Anodal Sham

150
R1 S2 S3 S4 R5 R6 S7 S8 S9 R10 R11 S12 S13 S14 R15

Block

␩2p ⫽ 0.061. Therefore, in the absence of stimulation, partici- in improvement whereas anodal is making performance worse
pants exhibited similar degrees of performance on the sequence over time, specifically when scores from each active condition
trials across both sham groups. are normalized to sham and subsequently compared.
Next, we directly compared performance between the two
DISCUSSION
groups during active stimulation (cathodal compared with
anodal). This revealed a significant learning phase by group Applying HD-tDCS to the lateral posterior cerebellum be-
interaction, F(2,84) ⫽ 4.35, P ⬍ 0.05, ␩2p ⫽ 0.094, as well as a fore the learning of a new motor sequence may have helped
significant main effect of group, F(1,42) ⫽ 6.79, P ⬍ 0.05, facilitate initial skill acquisition when using cathodal stimula-
tion (relative to sham), whereas anodal stimulation negatively
␩2p ⫽ 0.139. The main effect of learning phase was approach- impacted performance (relative to sham). Across the learning
ing significance, F(2,84) ⫽ 2.53, P ⫽ 0.085, ␩2p ⫽ 0.057. As phases, accuracy increased with cathodal stimulation (though
seen in Fig. 3, participants perform significantly better on the these increases were quite small) but decreased with anodal
sequence learning paradigm after cathodal cerebellar stimula- when comparing between experiments. Critically, performance
tion compared with anodal. Thus, stimulation has polarity- across the two experiments and stimulation types significantly
specific effects on our explicit motor sequence learning para- differed, suggesting a polarity-specific effect of stimulation on
digm. accuracy during explicit motor sequence learning. However,
Furthermore, we calculated difference scores relative to we did not see any effects on RT other than differences in
sham (i.e., ACC cathodal group – ACC sham experiment 1 speed between block types, wherein responses were signifi-
group and ACC anodal group – ACC sham experiment 2 cantly faster during sequence blocks relative to random blocks,
group) for both experiments, so as to compare across groups across both experiments. These findings and their implications
relative to baseline. This exploratory, post hoc analysis was are discussed, in turn, below.
implemented to provide information about the magnitude of With respect to performance accuracy, we found that cath-
learning achieved within each group after active stimulation odal cerebellar stimulation provides a benefit relative to sham.
when different conditions were compared both directly and Specifically, this was driven by improved performance toward
also in consideration of baseline performance after sham stim- the later stages of our paradigm, though only marginally
ulation. Importantly, as described above, accuracy perfor- significant. Our results suggest that cathodal stimulation is
mance between the groups in the absence of stimulation did not more favorable than no stimulation at all, but the modest nature
differ, justifying our use of the sham scores as controls for this of these within-subject findings from experiment 1 do not
specific measure. First, there was a significant learning phase conclusively indicate that we have directly facilitated learning.
by stimulation group interaction, F(2,84) ⫽ 5.42, P ⬍ 0.01, Rather, we may have prevented any potential fatigue or atten-
␩2p ⫽ 0.114. There was also a significant main effect of group, tional declines that may occur during the end of the task.
F(1,42) ⫽ 4.88, P ⬍ 0.05, ␩2p ⫽ 0.104, though the main effect Nonetheless, cathodal cerebellar stimulation positively im-
of learning phase was not significant, F(2,84) ⫽ 1.04, P ⫽ pacted sequence learning. Conversely, anodal stimulation had
0.36, ␩2p ⫽ 0.024. Following up on these analyses, independent a negative influence on skill acquisition. While performance
samples t-tests revealed that the interaction is driven by a was nearly identical to that of the sham condition during the
significant difference in performance relative to sham during first few blocks of learning (here, the early phase), perform-
late learning specifically, t(42) ⫽ 2.59, P ⫽ 0.01, and a signif- ance after anodal stimulation was significantly worse later in
icant difference during the middle phase, t(42) ⫽ 2.02, P ⫽ the task. These effects were considerably more pronounced in
0.05, though there were no differences during early learning, the anodal group compared with the cathodal, but the between-
t(42) ⫽ 0.35, P ⫽ 0.728. This provides further support for subject analyses further supported the idea that a differential
polarity-specific effects of cerebellar stimulation on explicit influence on learning is observed across the two conditions. As
motor sequence learning, even when normalized relative to such, these results indicate polarity-specific effects of tDCS on
baseline (sham stimulation). Cathodal stimulation is resulting explicit motor sequence learning.
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496 TDCS EFFECTS ON SEQUENCE LEARNING

As this paradigm is only performed once and without ex- In the present study, we found polarity-specific effects of
tensive practice, these effects take place during the overall stimulation. However, the directionality of these findings dif-
earlier stages of explicit sequence learning when cognitive fered from the larger literature using tDCS to modulate motor
resources, such as working memory, are put to use. Stimulation learning. Our results suggest that cathodal stimulation may
was specifically applied to a cognitive region of the cerebel- have had a small facilitatory effect, whereas anodal stimulation
lum, namely the lateral posterior cerebellum (roughly includ- had a negative effect on learning, as measured by accuracy.
ing Crus I and II), which has been implicated in working While at first this stands in contrast to the given literature, there
memory processes (Bernard and Seidler 2013, 2014; Guell et are several key considerations. First, the adaptation work has
al. 2018; Schmahmann and Sherman 1998; Stoodley 2012). largely relied on online tDCS stimulation (Block and Celnik
This may, therefore, explain the early influence on motor skill 2013; Cantarero et al. 2015; Galea et al. 2011). That is,
acquisition as the motor pattern is actively rehearsed and held stimulation was applied during performance of the learning
at the forefront of the mind in light of explicit information. paradigm. Cantarero et al. (2015) suggest that this online
Furthermore, it is possible that our stimulation montage ex- stimulation may aid in the processing of motor errors in the
erted some downstream effects on the prefrontal cortex as the cerebellar cortex. Second, our investigation took advantage of
cerebellum maintains closed-loop connections with this cogni- an HD-tDCS system, whereas work to date has primarily relied
tive area (Bernard et al. 2012, 2014; Krienen and Buckner on two electrode stimulation pads (Ehsani et al. 2016; Wessel
2009; O’Reilly et al. 2010; Salmi et al. 2010). We speculate et al. 2016; Shimizu et al. 2017). In addition, these studies have
that the diverging impacts on accuracy that emerged over the employed different types of stimuli and made use of task
course of the task after stimulation are due to these networks designs distinct from our own, as the ultimate intention of these
and functions. That is, cathodal stimulation of the lateral investigations was to examine motor retention rather than skill
posterior cerebellum may have “primed” or activated network acquisition as is our objective in the current study. Thus,
circuits involved in working memory, allowing them to be differences in the underlying methodology and experimental
more effectively utilized when cognitive demands are higher in aims may contribute to these discrepancies as well. However,
these initial skill acquisition phases of motor sequence learn- Shah et al. (2013) did see comparable facilitation with both
ing. It is possible that our approach may have influenced the anodal and cathodal stimulation, and a recent meta-analysis of
cognitive processes at play more directly (Desmond et al. the effects of cerebellar tDCS suggests that while stimulation
2005; Ferrucci and Priori 2014; Oliveri et al. 2007), but there impacts behavior (both motor and cognitive) across multiple
is also evidence to suggest that cerebellar stimulation induces studies, there is little support to suggest that these effects are
functional network changes that may underlie the observed polarity specific (Oldrati and Schutter 2018). Finally, the un-
effects as well (Halko et al. 2014). Cathodal stimulation may derlying physiology of the cerebellum is also of note.
have facilitated working memory resources and the associated In an investigation of the impact of cerebellar tDCS on
cerebellar circuits that communicate with the cerebral cortex. cognition, Pope and Miall (2012) demonstrated that cathodal
In contrast, anodal stimulation may have inhibited these cere- stimulation resulted in behavioral improvements, while anodal
bellar cortical regions and circuits, making it more difficult for stimulation had no impact on behavior. This is broadly con-
participants to engage cognitive resources, presumably verbal sistent with our findings here, and our goal was to ultimately
working memory (cf. Bo and Seidler 2009), during this overall modulate cognitive networks and systems. Notably, Pope and
earlier learning period. Miall (2012) suggest that this seemingly counterintuitive result
Modulating, and specifically improving, motor learning is an is due to the inhibitory action of cerebellar Purkinje cells on the
area of great interest, given the potential implications that deep cerebellar nuclei, which are the primary output regions of
success in this regard would have for rehabilitation after injury this structure. Because Purkinje cells have an inhibitory effect
or infarct. For a broad review on the effects of tDCS on motor on the deep cerebellar nuclei, presumably the dentate nucleus
learning, we refer readers to Buch et al. (2017). Pertinent to our in this particular investigation, cathodal stimulation may de-
work here, there have been several studies targeting the cere- crease the action of the Purkinje cells and release this inhibition
bellum specifically (e.g., Block and Celnik 2013; Cantarero et (Pope and Miall 2012). Reduced inhibition may in turn result
al. 2015; Foerster et al. 2013; Galea et al. 2011; Hardwick and in facilitation of cerebello-cortical networks.
Celnik 2014; Shah et al. 2013), though these investigations This is also consistent with the idea of cerebellar-brain
have primarily focused on adaptation tasks. As such, our inhibition. With transcranial magnetic stimulation, stimulation
investigation here using explicit sequence learning presents a to the cerebellum results in inhibition over the primary motor
novel extension of this literature as a whole. Across multiple cortex (Popa et al. 2010), and when tDCS is used, there are
investigations of adaptation learning, results suggest that an- comparable polarity-specific effects (Galea et al. 2009). Cath-
odal tDCS can facilitate motor learning (Block and Celnik odal tDCS to the cerebellum decreases this inhibition, while
2013; Galea et al. 2011; Hardwick and Celnik 2014), though anodal stimulation increases it. While this work has focused on
cathodal stimulation has also been shown to facilitate learning the primary motor cortex, we speculate that the comparable
in an ankle adaptation task (Shah et al. 2013). More recently, circuitry with the prefrontal cortex acts in a similar manner.
work from Cantarero et al. (2015) included both cathodal and Thus, in the present study, we suggest that stimulation to the
anodal conditions, during which individuals performed a task lateral posterior cerebellum results in either an increase in or
involving the production of isometric force with a design release from inhibition on prefrontal cortical regions and net-
that includes sequencing components. Notably, they found works depending on stimulation polarity, paralleling what was
polarity-specific effects, wherein anodal stimulation improved suggested by Pope and Miall (2012). This would then result in
performance, while cathodal stimulation had no effect on either negative impacts or relative improvement on accuracy
learning. during explicit motor sequence learning. Targeting these cer-
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TDCS EFFECTS ON SEQUENCE LEARNING 497

ebello-thalamo-frontal circuits may have inhibited or facili- Additionally, the long-term benefits of stimulation are not
tated the use of working memory resources, which in turn clear. Our sequence learning paradigm was fairly brief, and we
influenced accuracy during the learning of a motor pattern. did not measure retention over time. Thus, it would be bene-
Future work incorporating functional neuroimaging methodol- ficial in future work to investigate more long-term differences
ogies, however, is needed to further investigate this idea. in performance after cathodal cerebellar stimulation compared
More broadly, our findings further underscore the impor- with anodal and relative to sham.
tance of the lateral posterior cerebellum in nonmotor behavior Due to the nature of working with participant subject pools,
and suggest that the cerebellum may also contribute to the subject attrition can be an issue. We therefore chose to conduct
cognitive aspects of initial skill acquisition. In addition to two separate experiments with independent samples and then
contributing to the control of movements necessary to com- compare across stimulation conditions as a fully within-sub-
plete the task, we suggest that cerebellar networks associated jects design is difficult to accomplish with the recruitment
with cognitive processing are also used during learning. Prior opportunities available, though such a design would be opti-
work has linked motor sequence learning with working mem- mal. This constraint also led us to exclude a considerable
ory capabilities (Bo and Seidler 2009), suggesting that those number of subjects that did not complete a second session so
with higher working memory capacity are better able to chunk that we could conduct our analyses on a full, balanced data set.
sequence elements. Notably, the cortical networks that typi- Furthermore, several subjects were excluded due to poor per-
cally support sequence learning include the basal ganglia, formance and a lack of compliance with instructions. In these
prefrontal cortex, parietal cortex, and of course, primary motor cases, participants were likely relatively unmotivated and did
cortex (Doyon et al. 2002; Galea et al. 2011; Hikosaka et al. not perform the task appropriately, resulting in poor perfor-
1999; Seidler 2006). While the cerebellum is also activated mance beyond what would be expected from variability within
during sequence learning, it is less prevalent, particularly as the sample. Moreover, our subjects skew female, and this is an
compared with activation seen during adaptation learning par- artifact of the sample from which our participants were se-
adigms (Anguera et al. 2010; Baizer et al. 1999; Imamizu et al. lected. Though we are not able to reliably test any possible
2000, 2003). However, as previously noted, the region we gender effects due to power constraints, this may have im-
targeted with stimulation is associated with working memory pacted our findings. Finally, while we generally see that anodal
processes as well as language (Stoodley and Schmahmann cerebellar tDCS negatively impacts performance, the extent to
2009; Stoodley 2012). Stimulation may have therefore facili- which this is the case is widely variable, as demonstrated by
tated the cortical networks necessary for efficient chunk for- the large error bars seen in Fig. 3. This may, in part, be due to
mation (though we did not directly measure chunking here) and a considerable degree of variability in responsiveness to stim-
allowed for the use of verbal working memory rehearsal ulation as the impact on performance can fluctuate with respect
strategies during initial skill acquisition. to individual differences (Chew et al. 2015; Li et al. 2015).
While our findings provide interesting new insights into the
role of the cerebellum in explicit sequence learning, there are Conclusions
several limitations to consider. First, we stimulated the cere-
bellum and suggest that we may have facilitated activation in Together, these findings provide key new insights into the
the broader cerebello-prefrontal network associated with work- role of the cerebellum in explicit sequence learning. Our results
ing memory (Bernard et al. 2012; Krienen and Buckner 2009; suggest that stimulating the lateral posterior cerebellum with a
Stoodley 2012; Stoodley and Schmahmann 2009); however, cathodal approach benefits initial skill acquisition, relative to
this stimulation may have spread to other regions of the both sham and anodal stimulation. In addition, our results
cerebellum. Though HD-tDCS allows for improved targeting, suggest that, compared with both sham and cathodal stimula-
the stimulation does reach other areas that could have an effect tion, applying anodal tDCS to this particular region of the
on performance (Fig. 1). And furthermore, the cerebellum is cerebellum negatively impacts explicit motor sequence learn-
also known to play a key role in timing (Ivry and Keele 1989; ing. Therefore, these findings advance our understanding of the
Ivry et al. 2002; Spencer and Ivry 2013). While typically the role of the cerebellum in explicit sequence learning as we
more medial regions of the cerebellum have been implicated in suggest that we may have influenced cognitive processes in
this function (Ivry et al. 1988), again, the spread of the verbal working memory, often relied on during initial learning.
stimulation effect may have helped facilitate timing. Improved Furthermore, exploring techniques that may improve motor
event and movement timing may, in turn, result in improved skill acquisition is valuable for the development of new ther-
accuracy in initial skill learning. To further test our suggestion apeutic targets for neurological disorders (e.g., Parkinson’s
that improved working memory impacts explicit sequence disease), as well as enhancing restorative therapy after stroke
learning, stimulation of the prefrontal cortex in future work is or other injuries impacting motor function and reducing nor-
warranted as well. Second, we suggest that this working mative motor declines with advanced age.
memory facilitation may also aid in the chunking of motor
elements (Bo and Seidler 2009). However, we did not explic- DISCLOSURES
itly measure chunking as the employed sequences were rela-
No conflicts of interest, financial or otherwise, are declared by the authors.
tively short and our interstimulus interval was fairly small and
fixed, so this, therefore, remains speculative. Relatedly, indi-
viduals may have potentially approached the task with different AUTHOR CONTRIBUTIONS
strategies in each experiment, but the lack of performance J.A.B. conceived and designed research; H.K.B., J.R.G., and T.M. per-
differences across the two sham groups and the counterbalanc- formed experiments; H.K.B. analyzed data; H.K.B. and J.A.B. interpreted
ing implemented in our design likely reduces this possibility. results of experiments; H.K.B. prepared figures; H.K.B. drafted manuscript;

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498 TDCS EFFECTS ON SEQUENCE LEARNING

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in the learning of a visuomotor sequence. Brain Cogn 34: 218 –245, 1997.
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