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Original Article
Correspondence to: Ezgi Atik, Department of Orthodontics, Faculty of Dentistry, Hacettepe University, Sihhiye, 06100
Ankara, Turkey. E-mail:ezgibaytorun@hotmail.com
Summary
Objective: The aim of this study was to compare the effects of two retainer types (Essix and
Hawley) on speech performance.
Introduction retainers are acrylic, whereas Essix retainers are vacuum formed.
Both appliances fit against the lingual surfaces of the teeth, palate,
Retainers are routinely used by patients for 6–12 months after ortho-
and lingual mucosa in the maxillary and mandibular arches. Essix
dontic treatment has been completed because remodelling of the soft
retainers were introduced in 1996; since then, their rate of use has
and hard tissues occurs during this period (1). However, in the long
increased more than that of Hawley retainers. This is probably due
term, it might be necessary to sustain the retention protocol until
to their improved aesthetics, ease of fabrication, and lower costs (2).
the growth is complete. Hawley and Essix are the two most com-
Many studies have reported that removable retainers affect
monly used removable retainers in orthodontic treatment. Hawley
speech production (3–7). Erb (3) found distortions of lingualveolar,
© The Author 2016. Published by Oxford University Press on behalf of the European Orthodontic Society. All rights reserved.
1
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2 European Journal of Orthodontics, 2016
linguopalatal, and linguodental sounds immediately after a maxil- difference in the groups between the different time points; maximum
lary retainer was worn. Haydar et al. (4) noted significant articula- sample size was taken into account. The power analysis was done via
tory distortions on the first day with upper retainer wear only and the two-way repeated measures.
with both retainers worn together. However, they reported that these These patients were randomly divided into two equal retention
distortions disappeared completely by the seventh day, indicating groups as Essix and Hawley. Five patients did not appear during the
tongue adaptation in a very short period. Kulak Kayikci et al. (6) follow-up periods. Thus, the Essix group ultimately included 13 par-
assessed the effects of Hawley retainers on speech disturbance and ticipants (3 male and 10 female), with a mean age of 15.3 ± 2.4 years,
the duration of speech adaptation to Hawley retainers. They con- and the Hawley group included 12 participants (5 male and 7
cluded that the retainer caused temporary changes (1 week to as long female), with a mean age of 16.3 ± 2.56 years. All of the patients
as 3 months) in speech as the patients adapted their speech patterns. were native speakers raised in a monolingual environment. At the
Speech articulation is one of the most complex motor activities beginning of the observation period, none of the patients had known
in humans, and articulatory organs alter the resonance of the vocal cognitive deficits, definite dysmorphology such as cleft lip and/
tract in various ways (8). Because speech articulation needs rapid, or palate, neurological disorders, phonological problems, articula-
complex, and delicate movements of the articulator organs, it can tion problems, or hearing loss. Patients who were due to debond-
be affected by dental appliances. Articulatory–acoustic features of ing process were assessed by the orthodontist (EA) for inclusion in
speech sounds may be a useful instrument for assessing articulation the trial according to the inclusion and exclusion criteria and were
proficiency (9). One of the most important analysed acoustic char- recruited by consecutive debonds. The patients were treated with
acteristic of vowels is called formant frequency. Formant frequencies non-extraction treatment protocol and had Class I and II malocclu-
can be used as indexes of front–back or low–high dimensions of sion. Potential contributors were identified at the last appointment,
lingual function (10). As a general rule, First Formant Frequency and the orthodontist explained the purpose and process of the study
(F1) is related to tongue height, Second Formant Frequency (F2) is to both parents and patients.
related to tongue advancement and lip rounding, and Third Formant Numbered and closed envelopes were prepared before the trial
Frequency (F3) is related more to the back oral cavity (10). The including the treatment allocation card. And a secretary out of the
articulatory–acoustic relationship is also important in consonant study was responsible for opening the envelope in sequence. Patients
production. When producing stop consonants, articulators create a completing full orthodontic treatment were randomly assigned
brief constriction. Air pressure builds up behind this constriction, to the Essix or Hawley retention groups. Fixed lingual retain-
and it is released from the mouth by sudden movement of the articu- ers were not applied to any of patient in order to reveal only the
New Jersey, USA) equipment was used for acoustic analysis to meas- the results. It was noticed that the most apparent changes were for
ure formant frequencies F1, F2, and F3. In the course of recording vowels [a] and [e] in the Hawley and Essix groups, respectively, and
consonants [b, d, g, t, ş, ç, l, z, c, m, n] combined with vowel [a] for [u] in both groups (P < 0.05).
and isolated vowels [a, e, u, i], there was a pause between every The F2 value of vowel [a] decreased significantly when both
utterance. When recording isolated vowels, the subjects were asked retainers were worn in the Hawley group, and it was still noticeable
to sustain the vowel for 4–5 seconds at a conversational pitch and at the third month (Table 1). The F2 value of vowel [e] increased
loudness. F1, F2, and F3 formant frequencies for each vowel were significantly in the Essix group under two conditions: when only
determined using linear predictive analysis on a spectrogram. the upper retainer was worn and when both retainers were worn
VOT values were measured using waveforms and spectrograms at the first evaluation (Table 1). The effect of the retainer was still
generated from the speech samples. Speech samples consisted of voice- evident at the first and third months (2472.23 Hz and 2497.97 Hz,
less [t] and voiced [d] stop consonants in combination with vowel [a]. respectively; Supplementary Table 2). In the Hawley group, the F1
The measurements were made on a wideband spectrogram (215 Hz) in value of vowel [u] decreased significantly, from 397.22 Hz to 382.94
accordance with the procedure advised by Lisker and Abramson (12). Hz, when only the upper retainer was worn at the first evaluation.
Release of the stop was represented as a vertical line of energy on the Similarly, the F2 value decreased from 995.79 Hz to 943.36 Hz
spectrograms and as a change in pressure on the waveform. The dura- when both retainers were worn in the Essix group (Supplementary
tion between two cursors was recorded in milliseconds and documented. Tables 1 and 2). The F3 value also changed in the Hawley group,
These locations on the display were marked by hand-controlled cursers increasing from 3014.42 Hz to 3253.49 Hz when only the lower
that were time locked across the two displays; 50 per cent of the analy- retainer was worn (Supplementary Table 1).
ses were repeated for reliability. The spectrographic representations were
associated with the waveform to determine the exact VOT (19). Formant frequencies of vowel [a] in combination
with consonants
Statistical analysis In both groups, there were differences in the consonant [ç, g, m, n]
Descriptive and analytical statistical analyses were performed with and vowel [a] combinations among the different evaluation periods. In
IBM–SPSS for Windows software, version 20 (SPSS Inc., Chicago, addition, consonants [b], [d], [c], [t], [ş], [ç], and [z] were affected in the
Illinois, USA). A generalized estimating equation was used to reveal Hawley group (Supplementary Tables 3 and 4). Differences in altera-
the differences between different observation periods in both groups. tions during different evaluation times for both groups are summa-
Table 1. Statistical evaluation of F1, F2, and F3 frequencies of the [e,a,i,u] vowels in different observation periods.
Only lower retainer Only upper retainer Both retainers 1 Week later 4 Weeks later 3 Months later
Hawley Essix Hawley Essix Hawley Essix Hawley Essix Hawley Essix Hawley Essix
[e]
F1 .100 .463 .327 .751 .286 .579 .201 .577 .689 .228 .315 .581
F2 .160 .051 .754 .036* .673 .050* .353 .091 .541 .037* .944 .029*
F3 .285 .431 .796 .623 .733 .251 .899 .363 .963 .70 .503 .998
[a]
F1 .406 .733 .301 .596 .461 .806 .953 .491 .441 .125 .007* .014*
F2 .121 .360 .240 .536 .001* .211 .385 .985 .669 .418 .020* .668
F3 .750 .540 .575 .321 .118 .346 .770 .095 .672 .040* .112 .359
[i]
F1 .082 .584 .795 .220 .552 .190 .529 .148 .763 .747 .170 .477
F2 .160 .054 .845 .167 .792 .327 .405 .094 .691 .058 .504 .556
F3 .031* .194 .431 .914 .178 .206 .841 .000* .278 .008* .171 .103
[u]
F1 .194 .561 .031* .529 .090 .671 .681 .385 .790 .415 .505 .664
F2 .988 .021* .111 .321 .015 .035* .985 .441 .916 .785 .180 .322
F3 .001* .654 .106 .221 .748 .366 .013* .323 .051 .065 .877 .155
F1, first formant frequency; F2, second formant frequency; and F3, third formant frequency.
*P ≤ 0.05 is statistically significant.
4 European Journal of Orthodontics, 2016
Table 2. Statistical evaluation of F1, F2, and F3 frequencies of the [a] vowel with different consonants in different observation periods.
Only lower retainer Only upper retainer Both retainers 1 Week later 4 Weeks later 3 Months later
Hawley Essix Hawley Essix Hawley Essix Hawley Essix Hawley Essix Hawley Essix
[ba]
F1 .031* .518 .027* .505 .226 .298 .047* .294 .286 .533 .169 .513
F2 .051 .228 .228 .377 .268 .069 .579 .345 .397 .706 .864 .764
F3 .106 .950 .072 .154 .862 .643 .103 .245 .620 .778 .613 .453
[da]
F1 .000* .701 .252 .899 .254 .577 .314 .803 .171 .760 .916 .361
F2 .561 .386 .962 .362 .348 .962 .469 .258 .794 .096 .161 .768
F3 .493 .333 .815 .758 .103 .070 .016* .969 .431 .465 .910 .406
[ga]
F1 .454 .409 .131 .817 .980 .583 .028* .942 .895 .889 .655 .819
F2 .730 .287 .265 .700 .312 .528 .027* .745 .813 .232 .271 .025*
F3 .888 .431 .304 .623 .922 .251 .008* .704 .999 .265 .306 .020*
[la]
F1 .939 .770 .787 .836 .510 .998 .720 .405 .415 .889 .318 .712
F2 .866 .771 .193 .355 .909 .510 .638 .361 .926 .921 .537 .946
F3 .813 .873 .303 .782 .823 .733 .418 .423 .483 .789 .294 .910
[za]
F1 .788 .452 .661 .522 .307 .962 .478 .713 .269 .897 .065* .644
F2 .737 .714 .887 .941 .561 .682 .153 .785 .066 .941 .473 .137
F3 .896 .321 .952 .271 .853 .847 .656 .267 .371 .775 .535 .143
[ca]
F1 .010* .776 .913 .827 .975 .309 .231 .405 .0872 .485 .907 .862
F2 .002* .775 .470 .421 .226 .964 .003* .618 .266 .244 .708 .574
F3 .110 .281 .460 .236 .643 .878 .242 .527 .252 .546 .000* .427
F1, first formant frequency; F2, second formant frequency; and F3, third formant frequency.
*P ≤ 0.05 is statistically significant.
19.90
25.00
61.56
88.84
IQR
analysis might help to detect changes more precisely compared with
3 Months later
perceptual articulatory tests. In the present study, not only were the
formant frequencies of vowels included but also the VOT evalua-
Median
tions of consonants [t] and [d] by acoustic analysis.
54.60
50.31
3.27
7.87
Sustained vowel results
In the present study, significant differences were found between the
22.59
20.83
17.06
18.81
IQR
groups not only in terms of tongue position but also in the adapta-
tion manner of vowel articulation. It was found that [e] was the
4 Weeks later
most affected vowel in the Essix group and [a] was the most affected
Median
vowel in the Hawley group. The F2 value change in vowel [a] in the
59.62
55.89
6.44
5.07
Hawley group indicated more of a back and lower position of the
tongue. On the other hand, the second formant frequency change of
vowel [e] in the Essix group indicated more of a front position of the
30.50
13.18
14.18
84.27
tongue in the oral cavity. In a similar study, Kulak Kayikci et al. (6)
IQR
found that the F1, F2, and F3 values of vowel [i] changed among
1 Week later
different observation periods. However, they did not find any differ-
ences in vowels [a], [e] or [u] in children wearing Hawley retainers.
Median
58.26
47.34
3.27
101.10
95.02
study also indicated that speech may still have been affected in the
IQR
57.21
50.76
5.24
time was needed to adapt, similar to the results of the study by Kulak
0
Kayikci et al. (6). This finding can support the idea that acoustic
evaluations may be more delicate than perceptual evaluations.
18.97
16.70
110.79
89.18
Only upper retainer
IQR
−10.56
25.01
33.65
64.47
44.29
IQR
Median
However, they can also be the result of the vowel type [a] used in this
55.01
59.90
10.12
2.95
60.73
7.88
this finding.
IQR
With no retainer
8.19
6.96
chose the [d-t] couple, as they are alveolar and would be more vul-
nerable to change with a retainer. It can be clearly stated that only
the Hawley retainer affected the [d] sound. The VOT of [d] was
IQR, interquartile range.
[d] Phoneme VOT (msec)
[t] Phoneme VOT (msec)
Hawley group
Essix group
VOT. When both retainers were worn together, tongue may be more
stable with a totally smaller oral cavity compared with the situa-
tion when only upper retainer was worn. In a similar study using
6 European Journal of Orthodontics, 2016
electropalatography, which is a custom-made acrylic artificial pal- 2. Rowland, H., Hichens, L., Williams, A., Hills, D., Killingback, N., Ewings,
ate, VOT for [t] decreased (16). The researchers argued that it could P., Clark, S., Ireland, A.J. and Sandy, J.R. (2007) The effectiveness of Haw-
have been a result of rapid speaking to adapt or an indicator of a ley and vacuum-formed retainers: a single-center randomized controlled
trial. American Journal of Orthodontics and Dentofacial Orthopedics,
specific temporal adjustment to maintain perceptual integrity of the
132, 730–737.
articulation. Different from the present study, the [d] consonant was
3. Erb, D P. (1967) Speech effects of the maxillary retainer. The Angle Ortho-
not included in that study. Similarly, the subjects in our study might
dontist, 37, 298–303.
have used a faster speaking rate to adapt at the beginning (when the 4. Haydar, B., Karabulut, G., Ozkan, S., Aksoy, A.U. and Ciger, S. (1996)
maxillary retainer was worn for the first time), which then slowed Effects of retainers on the articulation of speech. American Journal of
to a normal rate. In another study, with soft palate implants (17), Orthodontics and Dentofacial Orthopedics, 110, 535–540.
the reduced the time for [k] indicated that velar [k] articulation had 5. De Felippe, N.L., Da Silveira, A.C., Viana, G. and Smith, B. (2010) Influ-
changed. ence of palatal expanders on oral comfort, speech, and mastication. Amer-
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Clinical implications
ley retainers on consonants and formant frequencies of vowels. The Angle
In terms of a clinical perspective, the results of this study would Orthodontist, 82, 14–21.
be useful for pre-treatment counselling of patients and their fami- 7. Stratton, C.S. and Burkland, G.A. (1993) The effect of maxillary retainers
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placed. In addition, the differences in articulatory movements in 8. Honda, K. (2008) Physiological processes of speech production. In: Ben-
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