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Estuaries and Coasts: J CERF (2008) 31:215–222
DOI 10.1007/s12237-007-9005-8

Rearing Shrimps in Pens: A Predictive Model


for Impact Assessment
Jorge P. Castello & Luis Poersch &
Marcelo C. Vasconcellos & Ronaldo Cavalli &
Wilson Wasielesky

Received: 18 April 2007 / Revised: 25 September 2007 / Accepted: 25 October 2007 / Published online: 12 December 2007
# Coastal and Estuarine Research Federation 2007

Abstract A predictive model for impact assessment of Introduction


shrimp (Farfantepenaeus paulensis) culture in pen enclo-
sures was developed. Experiments were carried out at Saco Recent developments in aquaculture, lower supply of sea
da Mangueira, a small embayment at the Patos Lagoon food and an expanding demand have significantly stimu-
estuarine area (southern Brazil). Nitrogen budget was lated the adoption of semi-intensive and intensive systems
assessed considering inputs and outputs from the culture of marine aquaculture, particularly in developing countries.
system. The measured parameters were water flow, shrimp In many of these countries, there is no specific legislation
density, pen mesh size and clogging effect, artificial diet and governance for marine aquaculture. Therefore, the
quality, and food conversion rates. Shrimp excretion was development of aquaculture is controlled mainly by
estimated from literature available. A N-NT concentration economic factors and the entrepreneurs who seek to
of 0.07 mg Lj1 of was assumed as a conservative critical maximize their profits.
reference value to assess environmental impact and water As with agriculture, the intensification of aquaculture is
deterioration. Trials showed that for Saco da Mangueira currently a global trend (Gomes-Galindo 2000; Piedrahita
conditions, a total number of 70 pen enclosures of 0.3 ha 2003). Rosenberry (1998) highlights that in Thailand
(i.e., a total production of 32.2 ton) is recommended as a (a leading shrimp producing country), 85% of the farms
maximal number. This model is a useful tool for impact use intensive production methods. This trend is a conse-
assessment and coastal management and may be applied to quence of the increasing demands of growing markets
other estuarine areas. combined with decreased supplies of wild caught shrimp
(Farfantepenaeus paulensis). On the other hand, ecologists
Keywords Shrimps rearing . Predictive model . N budget . and environmentalists in general hold a bleak view about the
Lagoa dos Patos . Brazil development of aquaculture because of the serious environ-
mental problems it has already caused worldwide, e.g.,
China, Indonesia, and Ecuador.
A critical issue in shrimp rearing is maintaining the
J. P. Castello : L. Poersch : R. Cavalli : W. Wasielesky
quality of the water at satisfactory levels for the shrimp and
University of Rio Grande, the environment. This is generally achieved by changing 1
Rio Grande, RS, Brazil to 20% of the total water volume daily, depending on the
density of organisms kept in the ponds (Lorenzen et al.
M. C. Vasconcellos
Fisheries Department, Food and Agriculture Organization,
1997) In Australia, Burford and Lorenzen (2004) found,
Rome, Italy through modelization, that shrimp farms rearing Penaeus
monodon may negatively effect nitrogen content in sedi-
J. P. Castello (*) ments if the daily water exchange rates are lower than 10%.
Department of Oceanography, Fundação Universidade
Federal do Rio Grande (FURG),
Changing the water avoids problems within the ponds, but
P.O. Box 474, 96202-020 Rio Grande, RS, Brazil it impacts the environment because the effluents produced
e-mail: docjpc@furg.br by the pond are rich in potentially harmful substances, such
216 Estuaries and Coasts: J CERF (2008) 31:215–222

as phosphates, nitrogenous compounds, and particulated


and dissolved organic material (Clark 1995).
Input of nitrogenous compounds into the rearing is
related to the quantity and quality of the feed offered to the
shrimp (Hargreaves 1998). Only about 18–27% of
the nitrogen used in rearing is effectively assimilated by
the shrimp (Funge-Smith and Stewart 1996). Research data
for Australian shrimp farms show that up to 14% of
nitrogen is caught in the sediment, 57% goes into the
environment (particulated and dissolved), implying a great
waste (Jackson et al. 2003). However, using qualitatively
improved diets, Velasco et al. (1998) observed nitrogen
absorption of 63%. In general, nitrogen retention varies
from 20 to 40% (Philips et al. 1993); the rest being
available for incorporation by phytoplankton and bacteria.
Farm practices that ignore or downplay basic under-
standing of ecosystem processes may lead to severe
consequences to the own cultivation and the surrounding
environment (Islam et al. 2004).
In view of this problem, this study aims to determine the
maximum number of pens that a shallow bay in the Patos
Lagoon estuary can hold without affecting water quality.
For this purpose, an empirical and validated mixed box
budget model was developed to estimate the quantity of
Fig. 1 Saco da Mangueira in the Patos Lagoon estuary, southern
nitrogen released by intensive shrimp rearing in pen
Brazil
enclosures.
2 m height, and mesh size of 0.5 cm) by artisanal fishers in
the region and used as an alternative source of income.
Materials and Methods
Simple and cheap materials are used to build the pens, such
as bamboo and polyester nets covered with PVC. The nets
The estuary of the Patos Lagoon is located in Southern
have a mesh size of 5 mm, which allows the water to be
Brazil, at approximately 32°S 52°20′W; it has about
renewed continuously. The University of Rio Grande
970 km2 of surface, which represents 11.3% of the surface
(FURG) has been conducting several studies to optimize
of the Patos lagoon, which in turn drains a hydrographical
the native shrimp rearing at semi-intensive levels
basin of more than 200 thousand km2 (Castello 1985). The
(Wasielesky et al. 2001) and has been transferring this
estuary has two principal areas, one with shallow, calm
knowledge to local fishermen associations through an
waters (mean depth of ca. 0.80 m) and protected bays and
another with a central body of water connected to a natural
draining channel, which is deeper and with higher water
dynamics (Bonilha and Asmus 1994). This study was done
in the Saco da Mangueira, which is a rather small bay
positioned in the southern part of the estuary, with a mean
depth of less than 1.3 m and an average water volume of
18.69×106 m3. A narrow and deep channel links to the sea
(Fig. 1).
The Patos Lagoon is considered a choked coastal lagoon
dominated by an oligohaline regime (Castello 1985; Garcia
1997). Water dynamics is controlled by the wind and the
hydrological cycle in the drainage basin, with little or null
influence of tidal currents (Garcia 1997).
In the Saco da Mangueira, the native shrimp
(Farfantepenaeus paulensis) is reared in pens (Fig. 2) of a Fig. 2 Aerial view of pen enclosures (60 m in diameter) for rearing
standard size of 0.3 ha (dimensions are: 62.8 m diameter, shrimp, set up in the Saco do Justino, Patos Lagoon Estuary
Estuaries and Coasts: J CERF (2008) 31:215–222 217

extension program. Rearing starts around the second week removing up to 30% of the nitrogen input through the
of December (austral spring time) using 1-month-old conversion of nitrate and ammonia into N2 (Fry 1987), but
postlarvae produced at the university facilities and stocked this is not the case for Patos Lagoon estuarine shallow
at a density of 20 shrimps m−2. Results show that the final waters, which show mean dissolved oxygen levels of 30 mg
yield of a standard pen of 0.3 ha and a density of 20 L−1 (Niencheski and Baumgarten 1997).
shrimps m−2 is 460 kg. This productivity provides the The intensity of the processes of consumption and
involved fishers with an additional monthly income of production depends mainly on factors related to the quality
approximately US$110 (Wasielesky et al. 2001). of the water, i.e., how rearing is carried out.
Water renewal rates estimated by Wasielesky (personal An empirical mixed box budget model for total nitrogen
communication) suggest that even under conditions of (TN) balance in shrimp rearing pens was designed and
lowest degrees of water flux the volume in the pen is elaborated using resources for modeling in the Stella
renewed with a daily rate of 320%. software, version 5.1, and the information used to run the
Shrimp is fed two times a day with PURINA feed. The model was obtained from the literature for the Pacific white
second time, in the late afternoon, is 60% of the daily ratio. shrimp (Litopenaeus vannamei). Model details are provided
Feed weight is a function of the shrimp biomass in the pen, in the Appendix.
which is 20% at the beginning and 2% at the end of the The release of nitrogen from the rearing pond was
rearing period. determined based on the rations of food supplied, water
To modelize the nitrogen consumption and production quality, and the growth rates of the reared specimens. The
processes occurring in a rearing pen, a conceptual diagram following assumptions were made; units are referred to
is proposed as shown in Fig. 3. weight in grams and total nitrogen:
The protein present in the shrimp’s feed is the largest
○ One kilogram of shrimp weight gain is equivalent to
source of nitrogen input into the system (Hargreaves 1998).
178.5 g protein and to 28.56 of N, or 2.85% of N on a
Part of the nitrogen entering the system is consumed by the
wet weight basis, according to L. vannamei body
shrimp and or is lost or not consumed. The unconsumed
composition (Boyd and Teichert-Coddington 1995).
feed usually represents 20% of that given (Wyban et al.
Following Holland et al. (1991), nitrogen in protein
1998), although for intensive rearing systems up to 50%
was estimated as 16% of crude protein equivalent to a
may be lost. Of the feed eaten, about 25% is converted into
proportion of 6.26 of crude protein to N.
growth and the rest is excreted through the gills and as
○ The protein content of the feed (Purina®) is 30%;
feces.
○ The feeding rate (FR) recommended by the feed
Phytoplankton and bacteria determine the assimilation
manufacturer (Purina®) for L. vannamei is:
capacity of nitrogen not assimilated by the shrimps.
Lorenzen et al. (1997) showed that phytoplankton may be FR ¼ 0:16  ðindividual weightÞ0:5
responsible for removing up to 87% of the dissolved
nitrogen present in a pond with low shrimp density and ○ Quantity of feed (QF) needed for a pen is calculated
54% with high density. This nitrogen uptake by phyto- multiplying FR by the biomass in the pen;
plankton limits the amount of nitrogen available for ○ There is a 15% loss of the feed given (NC), which is
sedimentation (Burford and Lorenzen 2004). Similarly, not consumed (Primavera 1993);
under anoxic conditions, bacteria are responsible for ○ The food ingested (IN) is:
IN ¼ QF  NC
Entry Food offered ○ Of the total amount ingested, a fraction (%) is
Fertilization of the ponds
Natural water input digested (DI) and part is not. The digested food is
transformed into growth (GR) and excretion (EX), and
the undigested into feces (FC). Thus:
Growth of shrimp ,
Rearing
system Microorganism action
System s
assimilation
FC ¼ IN  DI
Primary production capacity?

EX ¼ IN  ðFC þ GRÞ
Harvest
Exit
Volatilization
Water renewal ○ 30% of the food ingested is transformed into growth
O.M. deposited (GR) (Montoya et al. 1999);
Fig. 3 Conceptual model of nitrogen consumption and production ○ The digestibility of the protein in the food is 90%
processes occurring in a rearing pen (O.M.: organic material) (Montoya et al. 1999);
218 Estuaries and Coasts: J CERF (2008) 31:215–222

○ At the end of the rearing process, there is a shrimp This adjustment (from 0.16 to 0.56) incorporated into the
mortality rate of 20%, considered as acceptable; model the natural food that is available in the environment
○ The initial weight of the shrimp (juveniles) is 0.35 g and that is present in the rearing process. After the new
(Wasielesky 2000); food ratio was adopted, the quantity of nitrogen that
○ The initial number of shrimp per pen (0.3 ha) is becomes available in the system and originates from the
60,000 (20 ind m−2). feces, gill excretion, and unconsumed food was recalculated
(Fig. 4).
To validate the model, water samples were collected in
Once the amount of total nitrogen released by a pen was
the vicinity of a single rearing pen located in the Ilha dos
known, a second stage of the simulation was carried out
Marinheiros (Fig. 1). The pen, with the standard area of
integrating the environment with the pen. To determine the
0.31 ha, was populated with 60,000 postlarvae of F.
appropriate number of pen enclosures for the Saco da
paulensis, which were fed on commercial feed. To
Mangueira, with minimal alterations to the water quality of
determine the total nitrogen in the water, samples were
the environment, a highly conservative scenario was
taken at four different distances from the pens (5, 15, 30,
adopted under the following assumptions:
and 100 m), the last and most distant one being the control
point during the 3-month period of shrimp rearing (one ○ Water circulation through the mesh (5 mm) of the
production cycle). Salinity, temperature, and the speed of pen is reduced by 15%;
the predominant currents were also measured. Analyses of ○ Speed of the water currents in the area is ≤0.01 cm
the total nitrogen were conducted at the hydrochemical s−1 (almost still water);
laboratory at FURG. ○ Maximum allowable concentration of total nitrogen
in the environment, resulting from rearing, is 0.07 mg
L−1. This figure is the average observed at the control
Results point for shrimp rearing in pens conducted at Ilha dos
Marinheiros (Patos Lagoon estuary).
Based on the above assumptions, a first version of the ○ All the nitrogen accumulated in the sediment during
model for total nitrogen balance in shrimp rearing pens was the rearing process is released to the environment at
devised and ran. However, it was considered to be harvesting time.
inadequate as the simulated growth rates for the shrimp
The model used to determine the number of pens in the
were lower than those observed in practice (Fig. 4). To
Saco da Mangueira can be seen in Fig. 5.
solve this problem, the ratio of food offered to the shrimp
Model validation was performed correlating predicted
was adjusted, so that:
(simulated) values of nitrogen input of the pen (1, 30, 60,
FR ¼ 0:56  ðindividualweightÞ0:5 and 90 days) with values observed in the field at 5 m
distance from the pen. A correlation coefficient of r=0.88
was found (Fig. 6). Predicted and observed nitrogen
concentrations were statistically and significantly correlat-
ed, indicating that model parameters and basic assumptions
FR = 0.56 x (individual weight) -0.5 were able to reproduce the processes of nitrogen produc-
12 600
tion, consumption, and dissipation into the environment.
Ind weight
Ind weight(g)
(g)adjusted
adjusted
Thus, new simulations were done to determine the number
10
Ind weight
Ind weight(g)
(g) of pens the environment could hold.
To estimate the allowable number of pens in the Saco da
8 400
Mangueira, a cautious approach was followed. Simulations
Biomass (kg)
Weight (g)

6
were carried out with a water current speed of 0.01 cm s−1,
which is lower than the actual value observed in the
4 200
environment. For instance, current measurements taken
during February at the Saco do Justino (Fig. 1)—a bay with
2 lower hydrodynamics than the Saco da Mangueira—
showed values between 0 and 3 cm s−1.
0 0 Considering a current of 0.01 cm s−1 and a shrimp
density of 20 ind m−2, the simulations showed that 86 pen
0 9 18 27 36 45 54 63 72 81 90
Rearing days
Fig. 4 Estimate of growth of shrimp in pen, using a mortality rate of
enclosures could be installed in the area before the
20%, the feeding rate (FR) recommended by Purina® (squares) and established limit of 0.07 mg L−1 of N-NT was reached.
the adjusted ratio used in the model (circles) However, when the water current speeds were reduced even
Estuaries and Coasts: J CERF (2008) 31:215–222 219

Fig. 7 N-NT concentrations as estimated by the model using: (a) 86


pens with 20% mesh interference and current speed of 1×10−3 cm
s−1—diamonds; (b) 86 pens with 15% mesh interference and 1×
10−2 cm s−1—squares; and (c) 70 pens with 15% mesh interference
and 1×10−2 cm s−1—triangles. Arrows indicate the day when nitrogen
concentration reaches the established reference point

Fig. 8A, B when water current speed of 0.01 cm s−1 and


shrimp density of 20 per square meter were used. The total
nitrogen released by the 70 pen does not reach the
maximum limit stipulated up to the moment of harvest.
On the other hand, increasing the number of pens, for
example to 200, allows the N-NT concentrations to reach
the limit set at around 30 days of rearing (Fig. 8B).
Fig. 5 Representation of the model used to determine the number of
pens in the Saco da Mangueira, Patos Lagoon estuary

further or the influence of the mesh increased, it was


observed that rearing could be affected. Thus, the limit of
units estimated for the Saco da Mangueira was 70 (Fig. 7).
A comparison of the effect of 70 and 200 pens on the
emission of nitrogen into the environment is shown in

Fig. 8 Effect of the number of pens on N-NT emission for the Saco
da Mangueira. A and B represent a scenario of 70 and 200 pen
Fig. 6 Results of the correlation analysis of the data produced by the enclosures, respectively, with 20 shrimps m−2 and a water current
model and that observed speed of 0.01 cm s−1
220 Estuaries and Coasts: J CERF (2008) 31:215–222

Fig. 9 Simulation with 70 pens (20 shrimp m−2) and with no water
circulation

Discussion

When Figs. 8A and 9 are compared, it can be seen that


under a scenario of no water circulation the nitrogen
dilution is compromised, reaching the limit of 0.07 mg
L−1 around the 40th day of rearing. A similar effect can be
seen in Fig. 8, where current speed and mesh influence
were altered. This represents a hypothetical situation where
Fig. 10 The impact of water renewal on the concentration of total
biofilm or algae growth on the pen clogs the mesh, thus
nitrogen, using 80 units distributed over the Saco da Mangueira.
reducing the water flux. In this situation, the concentrations Estimate made with current speed of 0.01 (A) and 0.001 cm s−1 (B),
would be close to 70 mg L−1 of N-NT at the end of the 25% mesh influence and pens with 20 shrimps m−2
rearing process and would pose a serious development
problem to the reared shrimps.
When modeling actual conditions, some compromises model should consider the influence of microorganisms on
must be made. For instance, when a particular current speed nutrient recycling and include hydrodynamic variations
is assumed, the simplified model considers a constant water (Castello 1985; Garcia 1997) over the rearing period to
speed throughout the whole rearing period, which is not make the model more realistic.
what actually happens in the environment, where there is
generally a variable flux rate and a great deal of dynamism.
Similarly, when a greater resistance of the mesh to the Conclusions
passage of water is adopted because of the clogging effect
of biofilm or algae growth, this situation is considered by For the current stage of development of the model, the
the model to be unchanged up to the moment of harvest. simulation results under different scenarios of water speed,
One of the characteristics of the Patos Lagoon estuary is shrimp density, number of pens, and clogging effect on the
that there is little presence of “fouling” on the mesh of the mesh suggest that an optimal number of standard pens (area
pens, probably because of variations in salinity (Castello of 0.3 ha) can be estimated as 70 units in the Saco da
1985; Garcia 1997). Mangueira (Fig. 10). That is, equivalent to a total shrimp
Despite the model’s limitations, this study could serve as production of 32.2 ton.
a basis for new research. In the future, it will be necessary This model shows that through successful formulation,
to consider nitrogen load in sediments, as well as other parameterizing, verification, and application of a budget
anthropic sources of nitrogen. For instance, Lacerda et al. model considering basic input processes such as assimila-
(2006) have found in six estuaries in NE Brazil that inputs tion and loss of nitrogen it is possible to develop a highly
of N related to shrimp farming are considerable. The middle useful analytical tool, available in the planning of marine
and upper hydrographic basins of the Patos Lagoon collect aquaculture, and its possible environmental impact. How-
and carry moderate to elevated nitrate and ammonia ever, it should not be used as the only source for decision
because of agricultural activities on the surrounding lands making, as further adjustments and new simulations for
and macrophyte and algal decomposition and mineraliza- other bay scenarios are needed to better reflect the local
tion (Niencheski and Baumgarten 1997). In addition, the circumstances.
Estuaries and Coasts: J CERF (2008) 31:215–222 221

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