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Simulating Land Surface Temperature Using Biophysical Variables Related To Building Density and Height in Dar Es Salaam Tanzania
Simulating Land Surface Temperature Using Biophysical Variables Related To Building Density and Height in Dar Es Salaam Tanzania
To cite this article: Olipa Simon, Nestory Yamungu & James Lyimo (2022): Simulating land
surface temperature using biophysical variables related to building density and height in Dar Es
Salaam, Tanzania, Geocarto International, DOI: 10.1080/10106049.2022.2142971
Introduction
Urbanisation, the process of a population being concentrated in cities or urban areas, is a
socio-economic, political, and environmental phenomenon, and represents a pressing
challenge at national and global levels (Fonseka et al. 2019; Peter and Yang 2019).
Urbanisation is often associated with the expansion of built-up areas for settlements,
industries, and road infrastructure (Gu 2019). Globally, several regions have experienced
unprecedented urbanisation growth rates during the last century, with little sign of decel-
eration (Alhowaish 2015; Afrakhteh et al. 2016). Over the past few decades, the propor-
tion of urban land area to the Earth’s total surface has increased from 0.22% in 1992 to
0.69% in 2020 (Zhao et al. 2022). Although it comprises a small percentage of the global
land surface, urban land has significant implications for the environment and socio-eco-
nomic systems and thus necessitates immediate action in the form of nature-based solu-
tions that promote climate resilience and address inclusive urban regeneration to meet
social and environmental problems (Lafortezza and Sanesi 2019). In developed and devel-
oping countries, rapid urbanisation complicates the pursuit of the United Nation’s
Sustainable Development Goals for creating more sustainable cities and communities
(Fonseka et al. 2019). Furthermore, urbanisation alters land use and land cover (LULC),
impacting local and regional climates and, consequently, land surface temperature (LST)
(Orimoloye et al. 2018). Remotely sensed LSTs can be calculated from the measured
irradiance (Livesey 2014) and represent a key parameter governing the Earth’s physical,
chemical, and biological processes (Firozjaei et al. 2019; Sekertekin and Arslan 2019).
LULC alterations correlated with rising urbanisation rates are most commonly driven
by the growing population’s demand for industries, roads, settlements, and recreational
infrastructural spaces (Manyama et al. 2020). Accordingly, supporting an increased popu-
lation has led to an ongoing increase in built-up areas, fragmented natural spaces, and
complex urban landscapes with declining liveability in cities (Manyama et al. 2020).
Studies have demonstrated that LULC changes in densely populated areas significantly
affect LST (Esha and Ahmed 2018; Kafy et al. 2020; Gohain et al. 2021). Similarly, the
spatial composition and configuration of LULC have a profound impact on LST (Peng
et al. 2016; Nanjing et al. 2020; Wang et al. 2020); thus, monitoring changes in LULC
across multiple spatiotemporal scales is essential for assessing landscape dynamics.
Generally, urban areas are complex dynamic systems composed of varied LULC classes,
including water bodies (rivers, ponds, wetlands, and oceans), bare land (sand-exposed soil
and unvegetated areas), vegetation (forests, shrublands, agricultural), and built-up areas (
buildings, roads, and any other impervious surfaces; Guha et al. 2020; Gohain et al. 2021 ).
These LULC classes, collectively referred to as biophysical variables, are influenced by
urbanisation and are thus critical factors potentially influencing urban LSTs. For example, a
study in Eastern China revealed that biophysical variables, including land cover, water
bodies, building densities, and vegetation, significantly influence city surface temperatures,
weather, and climatic patterns (Chen et al. 2021). Similarly, Nasir et al. (2022) highlighted
that LULC, such as vegetative cover, as well as shade, moisture, and urban geometry, includ-
ing building dimensions and shapes, were critical drivers of LSTs. Additionally, other fac-
tors, such as natural feature reductions, urban area development (building density), and the
intensity of human activities, accelerate heat absorption and contribute to a considerable
increase in LSTs (Esha and Ahmed 2018; Kafy et al. 2020; Zhi et al. 2020; Gohain et al.
2021). Moreover, wind speeds, precipitation, and daylight duration have strong secondary
effects on LSTs (Zhi et al. 2020; Zhou et al. 2020), suggesting that LULC plays a decisive
role in influencing LSTs. Accordingly, further monitoring of LULC changes across various
spatiotemporal scales is essential for establishing landscape-scale dynamic patterns.
Several studies have explored the elements driving LST, primarily focusing on meteoro-
logical aspects, terrain features, remote sensing spectral information, land use types, and
urban morphology (Zhi et al. 2020). Additionally, Deilami et al. (2016) suggested that the
majority of studies that investigated the effects of underlying components (such as bio-
physical variables or factors) on LST employed conventional statistics, such as ordinary
least squares (OLS); whereas others explored such relationships using geographically
weighted regression ( GWR; Zhao et al. 2018; Alibakhshi et al. 2020; Zhi et al. 2020 ).
However, it has been proved that OLS is not an effective analytical tool when spatial data
are combined with highly correlated independent variables, leading to multicollinearity
effects. Under multicollinearity, the OLS estimator and correlation coefficient (R2) remain
GEOCARTO INTERNATIONAL 3
unbiased, increasing the variances of the collinear variables. Significant variables appear
insignificant due to the inflated variances; thus, high predictor correlations render inde-
pendent coefficient interpretations invalid (Fan et al. 2017). Therefore, GWR is often the
preferred analytical tool for examining the spatiotemporal relationship between LULC and
LST (Zhao et al. 2018; Alibakhshi et al. 2020).
In Dar es Salaam Metropolitan City (DMC), Tanzania, several studies have been con-
ducted on LST and urban heat island analysis ( Kabanda 2019; Mzava et al. 2019) and on
LULC with focuses on ecosystem services, agriculture, water resources, and transportation
(Mkalawa and Haixiao 2014; Malekela and Nyomora 2019; Mzava et al. 2019; Manyama
et al. 2020). However, limited research is available regarding LST variability due to biophys-
ical variables in DMC. Similarly, biophysical variable assessment via GWR and OLS meth-
odologies for communicating LST dynamics for DMC are absent from the literature. To
better evaluate the possibility for land-use regulations to reduce the UHI effect, this study
will examine the relationship between biophysical variables (normalised difference vegetation
index, NDVI; normalized difference built-up index, NDBI; normalised difference bareness
index, NDBaI; and soil adjusted vegetation index, SAVI) and LST in DMC. The primary
goals of this study are to respond to the following questions:
i. How do biophysical variables affect LST in DMC according to GWR and OLS models?
ii. What is the best spatial technique for LST modelling in DMC?
The current study can inform important urban stakeholders on the decision-making
process during urban planning and environmental management, which can assist in alle-
viating the harmful consequences of LST.
Figure 1. Location of the study area within a) Africa b) Tanzania, and c) Dar es Salaam Metropolitan City.
Economically, DMC is Tanzania’s port hub, commercial capital, and national centre of
business, education, and culture. Continuous urban development has been associated with
considerable LULC changes since the 1990s (Mkalawa 2016; Peter and Yang 2019). In add-
ition, from 1998 to 2014, 17.55% of the city was transformed into high-and medium/low-
density built-up areas (Mzava et al. 2019), largely driven by population expansion, economic
growth, and greater infrastructural demand (Mkalawa and Haixiao 2014). Likewise, Tanzania
marked a significant milestone in July 2020, when it formally moved from low-income to
lower-middle-income country status after two decades of sustained progress. Tanzania’s suc-
cess can be attributed to the country’s long-term financial stability, which has fuelled pros-
perity, as well as the country’s abundant natural resources and strategic geographic location
(https://www.worldbank.org/en/country/tanzania/overview). Therefore, the abundant eco-
nomic resources will likely be translated into urban infrastructure in its Metropolitan City.
Variables extraction
LST
LST was estimated by applying structured mathematical algorithms reliant upon the ther-
mal infrared bands and their respective mean differences in land surface emissivity
(Rongali et al. 2018). LST extraction involved two steps: conversion to at-sensor spectral
radiance and changing the spectral value of radians to the at-satellite brightness tempera-
ture. Achieving a standard radiometric scale required calculating the at-sensor spectral
radiance. Further calibrations were essential for all Landsat images acquired from all sen-
sors and were achieved by converting raw digital numbers (DNs) from satellites to digital
numbers with the same radiometric scaling (Chander et al. 2009). For Level 1 Landsat
products, the calibrated digital number (QC) was converted to the at-sensor spectral radi-
ance (Lk) using Eq. 1 (Kashki et al. 2021):
LmaxkLmink
Lk ¼ ðQCal QCalminÞ þ Lmink (1)
QCalmax QCalmin
where Lk is the spectral radiance at the sensor’s aperture (Wm2sr1lm1), QCal is the
quantified calibrated pixel value (DN), Qcalmin is the minimum quantised calibrated pixel
value corresponding to Lmink (DN), Qcalmax is the maximum quantised calibrated pixel
value corresponding to Lmaxk (DN), Lmink is the spectral at-sensor radiance scaled to
Qcalmin (Wm2sr1lm1), and Lmaxk is the spectral at-sensor radiance scaled to
Qcalmax (Wm2sr1lm1).
The second step involved changing the spectral value of radians to the at-sensor
brightness temperature (Tb; C) after converting DNs to spectral radiance (Eq. 2):
K
b¼ 2 273:15 (2)
ln K1
Lk þ1
Tb
Ts ¼ (3)
1þ kBT=p lnek c
6 O. SIMON ET AL.
where Ts is the LST ( C); Tb is the at-sensor temperature ( C); k is the effective wave-
length of emitted radiance (11.5 lm), equal to hc/r ¼ 1.438 102 mK,here, r is the
Boltzmann constant (1.38 1023 JK1), h is Planck’s constant (6.626 1034 Js), and c
is the speed of light (2.998 108 ms1); and ek is the emissivity, as calculated by Barsi
et al. (2014) using Eq. 4:
e ¼ 0: 004 PV þ 0: 986 (4)
where PV is the proportion of vegetation, as calculated via Eq. 5:
2
NDVINDVI min
Pv ¼ (5)
NDVI max NDVI min
where NDVI is the normalised difference vegetation index calculated from the red and
near-infrared bands of Landsat images.
NIRRED ,
SAVI : ¼ ð1 þ LÞ (7)
NIR þ RED
where NIR, RED, and L represent the near-infrared band, red band, and L-correlation
factor, respectively. Notably, non-vegetated urban areas often produce abundant soil
reflectance values (Hidayati et al. 2018). The L-correlation factor varied depending on
GEOCARTO INTERNATIONAL 7
the density of vegetation cover, where low and high densities produced an L value of 1
and 0.25, respectively. As low- to high-density vegetation cover in observed across the
study area, a correction factor of L ¼ 0.5 was applied (Huete 1988; Kaspersen
et al. 2015).
SWIR1 NIR :
NDBI : ¼ (8)
SWIR1 þ NIR
where SWIR is the short-wave infrared and NIR is the near-infrared band.
where yi is the observed variable; b0 (ui, vi) is the regression constant of the sample point
8 O. SIMON ET AL.
at (ui, vi); Bn (ui, vi) is the regression parameter, and is a function of the geographic loca-
tion of variable n at the sample point; n is the number of factors; xin is the value of the
independent variable xn at the sample point; and hi is the random error.
Observations were weighted according to their geographic distance to specific point i
(i.e. the distance between an observation and point i determined its weight). To estimate
the parameters in Eq. 11, the matrix equations were solved as follows:
b^ ðui vi Þ ¼ X T Wðui , vi ÞX 1 X T Wðui , vi Þy, (11)
where X is the matrix of the independent variables with a column of 1 s for the intercept;
y is the dependent variable vector; bi ¼ ðbi0 . . . :bim ÞT is the vector of m þ 1 local regres-
sion coefficients; Wi is the diagonal matrix denoting the geographical weighting of each
observed data for regression point I; and W(ui, vi) is the weighting matrix, ensuring that
observations closer to a given location maintain more weight than more distant locations.
Further, this study utilised the Gaussian weighted kernel function (Eq. 12):
dij2
wij ¼ exp b 2 (12)
b
where dij is the Euclidean distance between regression point i and nearby observation j
and b denotes the basal width of the kernel function (i.e. bandwidth). If j corresponds to
i in Eq. 11, the weighting value of the data at that location was set to 1; whereas wij
decreased with increasing distance according to a Gaussian curve (Brunsdon et al. 1996;
Shi et al. 2006).
ensure the lack of multicollinearity between NDBI, NDBaI, and SAVI (Zhi et al. 2020).
Conventionally, explanatory variables with VIF values > 7.5 were considered highly cor-
related and were removed from regression models (Li et al. 2010). All analyses were per-
formed with a significance level of p < 0.01 and diagnostics of the regression models
were conducted in R v4.2.1 using the spgwr package. All maps were produced
in ArcGIS.
The concept of determining the built-up pixels in the urban high-density plot with an
arbitrary plot area of 600m2 is presented in Figure 2.
Figure 2. Concept of determination for built-up pixels in the urban high-density plot.
10 O. SIMON ET AL.
Results
Spatiotemporal variability in land surface temperature
The spatiotemporal variability of LSTs in 1995, 2009, and 2017 are displayed in Figure
3. The results indicated that the LST minimum temperatures were 16.55, 16.56, and
14.55 and the and maximum temperatures were 27.95, 50.29, and 31.47 C for 1995,
2009, and 2017, respectively, with mean LSTs of 22.37, 22.43, and 25.32 C. As a result,
the area with higher temperatures appeared to increase compared to previous years, as
the mean LST decreased by 0.06 C between 1995 and 2009 but increased by 2.30 C
from 2009 to 2017. While the highest LST (> 28 C) was recorded in the city’s eastern
portion, near the CBD, the western and southwestern parts maintained the lowers LSTs
(< 22 C).
Figure 3. Spatiotemporal distribution of LST for (a) 1995, (b) 2009, and (c) 2017.
GEOCARTO INTERNATIONAL 11
Figure 4. Geographical variables affecting LST in the study area: a) NDBI, b) SAVI, and c) NDBaI.
Table 5. Results of modelling biophysical variables and LST by the GWR model.
AIC
C R2 WARNING Adjusted R2 Unbiased sigma Sigma biased
1995 3450.55181 0.64 0.55 0.7224467 0.7083403
2009 2983.044 0.89 0.82 0.6364869 0.6096698
2017 3535.6852 0.76 0.62 0.7166683 0.6892951
Table 6. Global Moran’s I spatial autocorrelation summary for 1995, 2009, and 2017.
1995 2009 2017
OLS GWR OLS GWR OLS GWR
Moran’s Index 0.296624 0.002755 0.660033 0.140143 0.212436 0.066100
Expected Index 0.000646 0.00065 0.000560 0.000560 0.000633 0.000633
Variance 0.000185 0.000187 0.000297 0.000297 0.000176 0.000176
z-score 21.878568 0.248839 38.30695 8.166103 16.075018 5.034156
p-value 0.000000 0.803486 0.000000 0.000000 0.000000 0.000000
significant (p < 0.05). Accordingly, due to its high collinearity with NDBI and lack of stat-
istical significance, NDBaI was excluded from GWR modelling in 2009.
GWR and OLS spatial autocorrelation analysis using global Moran index
The spatial autocorrelation analysis of the global Moran’s I using the OLS and GWR
models are presented in Table 6. Here, the Moran index values for OLS were higher
(0.26, 0.66, and 0.21) than those for GWR (0.003, 0.14, and 0.07) in 1995, 2009, and
2017, respectively. Given the z-score values of 16–38 (OLS) and 3–8 (GWR) and vari-
ance values close to 0.000009, it was concluded that there was < 1% likelihood that this
clustered pattern resulted from random chance; thus, the null hypothesis was accepted.
Accordingly, it was concluded that the changes in LST over the DMC followed a ran-
dom pattern.
Figure 5. Distribution of residuals using GWR in the study area for a) 1995, b) 2009, and c) 2017.
Discussion
The results revealed that the LST dispersion in DMC appears to have increased dramat-
ically over the past two decades. Notably, high LSTs were most frequent in the ’existing
city’ area adjacent to the eastern CBD, owing to high building densities and low-rise
buildings. This largely resulted from the decrease in vegetation, associated with the high
rate of activities in the built-up areas in addition to the improvement of the transport
sector, particularly road infrastructure (e.g. Dar es Salaam Rapid Transport) and higher
14 O. SIMON ET AL.
Figure 6. Relationships between building density and LSTs in Dar es Salaam central business district and existing city:
a) building layer, b) building density pixel classification, and c) LST. Building layer was modified from Resilience
Academy - Dar es Salaam buildings (https://resilienceacademy.ac.tz).
Study limitations
There were a few limitations in this study. For example, inconsistencies in the acquisition
time of input data for modelling produced uncertainties. In addition, the study area is
under cloud cover throughout much of the year. Hence, it was impossible to get clear sky
images at regular intervals.
Acknowledgements
The authors would like to thank the National Aeronautics and Space Administration (NASA) and United
States Geological Survey (USGS) for providing the entire Landsat imagery, as well as the Ministry of
Lands, Housing, and Human Settlement Development, and the National Bureau of Statistics of Tanzania
for providing the administrative boundaries of the study area.
Disclosure statement
No potential conflict of interest was reported by the authors.
16 O. SIMON ET AL.
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