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Sustainable Development: A Fabricable Below-knee Prostheses Liner for


Resource Limited Environments

Article  in  Journal of Medical Devices · December 2019


DOI: 10.1115/1.4045835

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Sustainable Development: A Below- Background
Considering the structure of the below-knee prosthesis, the vast
Knee Prostheses Liner for Resource majority of amputees in resource limited environments (RLE)
Limited Environments receive a prosthesis which today comprises low-cost locally
sourced components, e.g., carved wood, molded leather, rubber,
or other widely adopted and reliable prosthetic systems, such as
Kazuhiko Sasaki the polypropylene International Committee of the Red Cross
Sirindhorn School of Prosthetics and Orthotics, (ICRC) prostheses [1,2]. The amputee begins by first donning a
soft liner onto their residual limb and then seats their limb into the
Faculty of Medicine, Siriraj Hospital, prosthetic leg. The prosthetic leg comprises a socket which
Mahidol University, encompasses the residual limb, prosthetic pylon, and finally a
Bangkok 10100, Thailand prosthetic foot [3]. The socket is the single most important piece
of the prosthesis because it must cradle not smash the residual
Gary Guerra1 limb and also support the weight of the body.
Sirindhorn School of Prosthetics and Orthotics, In RLE, the patellar-tendon bearing (PTB) style socket is uti-
Faculty of Medicine, Siriraj Hospital, lized. This style was designed at UC Berkeley and San Francisco
in the 1960s [4], and is combined with a closed cell sponge foam
Mahidol University, (Pelite) soft liner [5]. The prosthetist designed the socket so that
Bangkok 10100, Thailand the brunt of weight bearing occurred anteriorly and posteriorly
e-mail: gary.gue@mahidol.edu along the patella tendon and popliteal area of the limb, while the
Pelite liner aided cushioning and suspension of the prosthesis [6].
Jutima Rattanakoch However, in the 1980–1990 s, new socket technologies like Staats
Sirindhorn School of Prosthetics and Orthotics, €
and Lundts’ total-surface bearing (TSB) socket [7], and the Ossur
Faculty of Medicine, Siriraj Hospital, gel silicone liner, markedly improved cushioning and suspension
[8]. Moreover, these novel solutions revolutionized the field by
Mahidol University, allowing a more intimate fit with the residuum and a reduction in
Bangkok 10100, Thailand pistoning of the limb within the socket [9].
More recently, researchers have developed affordable pathways
Yusuke Miyata for prosthetic limb creation using computer-aided design and
Sirindhorn School of Prosthetics and Orthotics, modeling [10]. Other researchers have also employed a low-cost
Faculty of Medicine, Siriraj Hospital, patient-specific finite element analysis (FEA) for prosthetics and
Mahidol University, are working toward clinical efficacy [11].
Despite the rise of better prostheses, persons residing in the
Bangkok 10100, Thailand developing nations have limited resources to purchase silicone
and gel liners, and if desired, must purchase these liners from
Sharmila Suntharalingam abroad at a high cost. In fact, it costs approximately $700 for a
Sri Lanka School of Prosthetics and Orthotics, below-knee silicone liner in Thailand. This is due in part to an
Ragama 11010, Sri Lanka inability to produce a local alternative to imported liners. Still, the
TSB socket technique does not require the use of a gel liner, but
will greatly benefit from the use of the gel liner. Elastomer liners
This research sought to develop a fabricable prosthetic liner that can certainly be utilized in combination with the PTB socket,
could be fabricable, intuitive, and a cost-effective means of pro- however, our anecdotal experience has been punctuated with reoc-
viding advanced prosthetics in developing settings. An affordable curring wear and tear of these liners as a result of pressure created
ethyl-vinyl-acetate roll-on (AERO) liner for permitting a total sur- along the patella tendon bar. The literature is marked with
face bearing suction socket design was created and provided to a
single participant for in vivo outcome measurements. The liner
was fabricated from locally produced low-density ethyl-vinyl-
acetate (EVA) foam. A liner fabrication process was developed
and described, and one participant was provided 3 mm and 6 mm
AERO liner variants for outcome evaluations. Six-minute walk
test, residual limb temperature, and socket comfort score (SCS)
while in AERO liner were collected. Thirty-day step counts of
AERO liner with prosthesis and thermoplastic elastomer (TPE)
liner with prosthesis were collected. The results of in vivo evalua-
tions indicate increased speed, slightly higher residuum tempera-
ture, and increased comfort of the 6 mm AERO liner. Pedometer
tallied step counts for the AERO liner and TPE liner prostheses
were similar. The 6 mm AERO liner provided the best comfort and
function of the two thicknesses in liners, and step count data indi-
cated that the volume of patient activity was similar to when wear-
ing the TPE liner prosthesis. Roll-on fabricable low-cost liners
offer an affordable means of providing total surface bearing suc- Fig. 1 Illustration of pattern for AERO liner fabrication: (A)
tion prostheses for resource limited environments (RLE). A pros- total height: suprapatella to apex of distal end of residuum (pre-
thetist or technician can use the existing skills and lab to create fabricated liner is 330 mm for size S, M, and L), (B) circumfer-
liners. [DOI: 10.1115/1.4045835] ence at the apex of femoral condyle (prefabricated S 5 330 mm,
M 5 350 mm, and L 5 370 mm), (C) circumference at distal 4 cm
level (prefabricated S 5 240 mm, M 5 260 mm, and L 5 280 mm),
1
Corresponding author. and (D) circumference at midlevel (prefabricated liner: not nec-
Manuscript received July 13, 2019; final manuscript received December 15, essary, however, it is necessary when residuum is conical or
2019; published online January 31, 2020. Assoc. Editor: R. Lyle Hood. long)

Journal of Medical Devices Copyright V


C 2020 by ASME MARCH 2020, Vol. 14 / 014501-1
Fig. 2 Image illustrating roll-on function of the AERO liner for transtibial device user

research in favor of either TSB or PTB, however, Selles et al. In Vivo Provision for Transtibial Amputee. This case study
showed no differences between the two socket types [12]. was granted approval through policies of the ethical committee of
To help address the liner issue in developing settings, a locally Siriraj Faculty of Medicine. The participant provided written-
fabricated and affordable prosthesis liner was created (affordable informed consent prior to testing. This 28-year-old male
ethyl-vinyl-acetate roll-on liner (AERO)) which can be rolled-on participant received a left transtibial amputation as a result of a
and used with a TSB suction suspension style prosthetic socket. In congenital anomaly. He had a height of 169 cm, weight of 78 kg,
this technical brief, we introduce the device and present an in vivo and was classified as a K3 ambulator (MFCL) [14]. This partici-
case study in a transtibial prosthesis wearer. To the best of our pant had been ambulating in a prosthesis for over 20 years. An
knowledge, no prior scholarship has explored this type of material AERO liner (3 mm and 6 mm) was provided for the participant in
as a roll-on liner for the TSB suction suspension prosthesis. These the manner described above, and an endoskeletal alignable pros-
aforementioned factors served as the basis for this research. thesis was designed. The socket was TSB with a rigid socket, and

foot was a Vari-Flex (Ossur, Iceland). Because of the roll-on abil-
ity of the liner, a suction suspension was achievable. A one-way
Methods suction valve created in the lab was placed at the distal anterior
section of the hard socket which permitted evacuation of air
Liner Fabrication. The material chosen for liner material was between the liner and the rigid socket (Fig. 3). For each type of
a low-density ethyl-vinyl-acetate (EVA) foam locally produced device, the device was aligned and the participant accommodated
and distributed in Thailand. This material is similar to the Pelite to using the device while walking at a self-selected walking speed
(polyethylene) liner in that they both have a high percentage of for 435 m before outcome measures were performed. Outcome
EVA in the final material. This material is used as a shock absorb- measurements were performed for devices with both 3 mm and
ing and vibration dampening barrier for products, packaging, and 6 mm liner prosthesis.
as postoperative compression dressings [13]. The material has a
Shore A hardness value of 10.96 and density of 92.06 kg/m3. One
1  2 m2 sheet of EVA was used for prosthesis liner development Outcomes. Outcome measures were performed upon comple-
and costs $8.11 USD per sq/meter. The AERO liner can be tion of accommodation period. Outcomes were performed while
prefabricated or created from three residuum measurements. the participant wore the 3 mm and 6 mm liners in their prosthesis.
Measurements were used to create a paper pattern that was traced The participant performed the 6 min walk test (6 MWT) [15] and
onto the liner material. A liner from the material was then cutout was asked to walk as fast as possible during the duration of the
and seamed using polychloroprene adhesive. An illustration of test. Distance covered was determined and then converted to
what the paper pattern looks like is seen in Fig. 1. The liner was speed in meters per second. Prior to the 6 MWT, the participant’s
heated and thermoformed over a simple mandrel to round the dis- residual limb temperature was measured at the popliteal area of
tal end. While still on the mandrel, the same adhesive was lathered the limb using an InfraRed thermometer Extech 42520 (Extech
onto the liner and a nylon or stockinet fabric is carefully donned Instruments, Watham, MA). Room air temperature during testing
onto the liner, see Fig. 2.2 This fabric outer layer makes rolling on remained at 31  C. Liner thickness in millimeters was also meas-
the liner easier and reduces inadvertent tears in the liner while the ured before and immediately after 6 MWT using a modified dial
patient dons the liner. A step-by-step fabrication guide is provided height gage (Winton, Marunouchi, Chiyoda, Tokyo, Japan) that
in the Appendix, as well as in a video tutorial. allowed for the measurement of liner thickness at the distal end of
the liner. Socket comfort score (SCS) was assessed by asking the
participant to note comfort after performing the 6 MWT [16]. The
2
Video: http://vimeo.com/348631595; video special residuum: https://vimeo.com/ prosthetist visually inspected the residual limb for any noticeable
348631926; donning of prosthesis: https://vimeo.com/348632163 discoloration or redness. After completing the preliminary outcome

014501-2 / Vol. 14, MARCH 2020 Transactions of the ASME


measures with both liners, the liner with the highest SCS was pro- Results
vided to the participant for a 30-day trial period after which the Density and Shore values for AERO liner, evazote, and Pelite
liner condition and thickness were evaluated at midpatella tendon, liners, are provided in Table 1. The results of the 6 MWT indi-
fibula head, anterior distal end of tibia, and distal end of residuum. cated that the participant ambulated further and therefore faster
To ensure that the participant was ambulating in a manner represen- while wearing the 6 mm liner than when wearing the 3 mm liner,
tative of their habitual activity, an Omron HJ-329 pedometer 1.49 m/s and 1.42 m/s, respectively. The speed difference was not
(Omron Healthcare, Shimogyo, Kyoto, Japan) was provided for 30- significant; moreover, the participants walking speed in their own
day step count collection. The pedometer was placed in their pros- device (TPE) was 1.65 m/s. Temperature changes of the residual
thesis side pocket as suggested in the previous research [17]. This limb before and after completion of the 6 MWT were small for
step count was expected to be similar to that of their 30-day step both liner sizes but when the two liners were compared, a differ-
count in their own prosthesis, which was similar in design with the ence of 1  C was observed, 33  C for 3 mm liner and 34  C for
exception being a thermoplastic elastomer (TPE) liner. In addition, 6 mm. For each of the tested liners, the skin of the participant
30-day step count for the participant in their own prosthesis was showed some redness, however, this quickly dissipated. There
performed prior to AERO liner intervention.

Fig. 3 Illustration depicting AERO liner with prosthesis donning procedure. (1) Reflect the
AERO liner, precisely don to distal end of limb. (2) Roll-on the AERO liner. (3) AERO liner is
donned. (4) Don the transtibial prosthesis, with consummate evacuation of air from inside the
socket via a one-way expulsion valve (A). (5) Roll up a gel suction sleeve in order to seal
device to limb (B). (6) Prosthesis is donned.

Journal of Medical Devices MARCH 2020, Vol. 14 / 014501-3


Table 1 Density and Shore A hardness values for ethyl-vinyl- adhered scar tissue. These residual limb issues might be present in
acetate foam prosthesis liners other etiologies, and as a result, a future study should recruit a
wider range of patient populations. The results from this study are
Density Shore A hardness from a single participant and cannot serve to support any type of
Mean (6SD) Mean (6SD)
broad generalization for other prosthesis users. Our work is best
Local EVA 92.06 (0.7) 10.96 (0.9)
viewed as a proof of principle in which continued research can
EVA Zote 69.8 (26.1) 3.79 (0.5) begin to build on.
Thailand Pelite 296.72 (0.0) 42.78 (1.0) At a cost of $10 USD per liner, the prosthetist could provide a
ICRC Pelite 209.68 (0.4) 40.11 (1.1) set of liners to the patient for replacement when necessary. In
addition, because the AERO liner thickness is adjustable, residual
Note: EVA—ethyl-vinyl-acetate; ICRC—International Committee of The limb volume fluctuations can be accommodated by simply adher-
Red Cross. ing multiple liners together. The evidence is clear; amputees in
TSB sockets have greater physical activity and satisfaction [22],
were no differences in liner thickness for either of the liners after favor TSB with pin/lock gel liner suspension, and feel most com-
the 6 MWT and SCS were 7.5 for 3 mm and 8.5 for 6 mm. The fort and function in gel liner systems [23]. The use of TSB, roll-
patient preferred 6 mm for long-term use and step count measure- on liners, and suction suspension might seem like a “pipe dream”
ment. Moreover, 30-day step counts between the participant’s for the amputee residing in RLE, however, it does not have to be.
own device (TPE) and 6 mm liner were similar with an average The AERO liner, combined with a low-price high-volume pricing
daily step count of 7236 TPE and 7037 6 mm AERO liner. Liner model, has potential for shared value for patients, prosthetics, and
thickness reduced by 1 mm at MPT and distal end of residuum, industry in a sustainable manner.
respectively, and no reductions were observed at fibular head and
anterior distal end of tibia. Total month step counts of the devices
and other outcome metrics can be seen in Table 2. Appendix: AERO Liner Fabrication Technique
These methods allow us to take measurements and create a
Discussion paper model which can be used for tracing of liner material and
The goal of this project was to create a transtibial prosthesis fabrication of the AERO liner. Materials needed are measuring
liner that would permit roll-on ability, total surface bearing socket tape, scissors, mandrel, paper, pencil, protractor, and AERO liner
design, and for which raw materials could be sourced. We identi- material. The fabricator may choose to view the video guide for
fied a locally available material for which local prosthetists can further instruction.2
purchase for approximately $7. The participant expressed greater
comfort during the 6 MWT while wearing the 6 mm liner. Tem- (1) Begin with one 1  2 m2 sheet of EVA. The AERO liner
peratures increased after walking but were slightly higher in the can be prefabricated or created from patient
slightly thicker 6 mm liner. Transtibial prosthesis users have measurements.
expressed the experience of increased residual limb heat while (2) If the patient has a residual limb that is atypical in presen-
wearing soft liners [18]. Although recent liner developments pro- tation, then you can take residual limb measurements and
vide insight into possible heat dissipation solutions, some have create a paper pattern from which you trace onto the liner
employed the use of perforations in the gel liner to allow breath- material.
ability [19], and some gel liners have unique materials for internal (3) Record these measurements: (a) define 30 cm in length,
temperature control [20]. Moreover, 30-day step counts between (b) a perimeter of 33 cm at the base (widest part), and (c) a
the 6 mm liner and the participant’s TPE liner were similar, sug- perimeter of 24 cm at a point 7 cm from the distal apex of
gesting that the participant was on average as physically active in the model.
the study liner as in the TPE liner. The participant in our study (4) If the residual limb is long and conical, we recommend
was more active than amputee activity reported in other research, taking four measurements: (a) define the length of the
suggesting that the liner might be suitable for the high-active limb (suprapatellar to apex of distal end), (b) a perimeter
amputee [21]. After the 30-day evaluation period, the liner thick- at the knee condyles (widest part), (c) a perimeter midway
ness had reduced at the MPT and distal end, but by only 1 mm. down the residual limb, and (d) a perimeter at a point 7 cm
There are limitations to this single case study, with a limited from the distal apex of the model.
30-day trial being one limitation. Durability of the liner over pro- (5) Use your measurements to create the paper pattern. We
longed use was not evaluated. An on-going study is evaluating the provide an illustration of what the paper pattern looks like
liner use over an extended period of time, and although small, the in Fig. 1.
minor “packing out” of the material merits a solution. Moreover, (6) It is important to create the distal end radius properly; to
our participant had a congenital-related amputation, presented do so, identify 4 cm to distal level on the paper patter.
with a healthy cylindrical residuum with no invaginations or Then, use the protractor to create radii of 1=4 the measure-
ment at this level. This will provide the proper distal
Table 2 Results of outcome measurements for a transtibial round shape of the liner.
prosthesis wearer (7) Once this pattern is created, the pattern can be placed over
the AERO liner material and traced to create the flat liner.
3 mm AERO 6 mm AERO (8) The liner is then cut out of the material for smoothing and
final fabrication.
6 MWT 1.42 m/s 1.49 m/s (9) Finally, the liner is glued together using polychloroprene
IR temperature 33 6  C 34  C adhesive. The adhesive dries easily and will not drip
Liner thickness (packing out) 0 mm 0 mm throughout the liner seam.
SCS 7.5 8.5 (10) Once completed, the liner can be heated and thermo-
TPE liner 6 mm AERO
Average 30-day step count 7236.462915.2 7037.462224.1
formed over a simple mandrel, we used a gel liner stand.
Total 30-day step count 217,093 211,123 Doing so will make the liner distal end become more
rounded. While the liner is on the mandrel, the same
Note: AERO—affordable ethyl-vinyl-acetate roll-on, 6 MWT—six-minute
walk test, IR—infra-red, SCS—socket comfort score, TPE—thermoplastic 2
Video: http://vimeo.com/348631595; video special residuum: https://vimeo.com/
elastomer, mm—millimeters, and m/s—meter per second. 348631926; donning of prosthesis: https://vimeo.com/348632163

014501-4 / Vol. 14, MARCH 2020 Transactions of the ASME


adhesive is lathered onto the liner, and a nylon or stocki- [11] Moerman, K. M., Solav, D., Sengeh, D., and Herr, H., 2016, “Automated and
net fabric is carefully donned onto the liner. This fabric Data-Driven Computational Design of Patient-Specific Biomechanical Inter-
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