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Evidence For The Domains Supporting The Construct of Intrinsic Capacity
Evidence For The Domains Supporting The Construct of Intrinsic Capacity
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Gérontopôle, Centre Hospitalier Universitaire de Toulouse, Toulouse, France
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Université de Toulouse III Paul Sabatier, Toulouse, France
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Geriatric Unit, Fondazione Ca’ Granda - Ospedale Maggiore Policlinico, Milano, Italy
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Department of Medical Sciences and Community Health, Università di Milano, Milano, Italy
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Department of Ageing and Life Course, World Health Organization, Geneva, Switzerland
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Medical Research Council Lifecourse Epidemiology Unit, University of Southampton,
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Division of Health and Social Care Research, King’s College, London, United Kingdom
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Department of Public Health, Epidemiology and Health Economics, University of Liege, Liege,
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Belgium
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Address for correspondence: Matteo Cesari, MD, PhD. Geriatric Unit, Fondazione IRCCS Ca'
Granda - Ospedale Maggiore Policlinico; Via Pace 9, 20122 Milano (MI), Italy. Phone: +39 02
© The Author(s) 2018. Published by Oxford University Press on behalf of The Gerontological Society of
America. All rights reserved. For permissions, please e-mail: journals.permissions@oup.com.
Healthy ageing can be defined as “the process of developing and maintaining the functional
ability that enables wellbeing in older age”. Functional ability (i.e., the health-related attributes that
enable people to be and to do what they have reason to value) is determined by intrinsic capacity
(i.e., the composite of all the physical and mental capacities of an individual), the environment (i.e.,
all the factors in the extrinsic world that form the context of an individual’s life), and the
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interactions between the two. This innovative model recently proposed by the World Health
Organization has the potential to substantially modify the way in which clinical practice is currently
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conducted, shifting from disease-centered towards function-centered paradigms. By overcoming the
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multiple limitations affecting the construct of disease, this novel framework may allow the
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worldwide dissemination of a more proactive and function-based approach towards achieving
In order to facilitate the translation of the current theoretical model into practice, it is
important to identify the inner nature of its constituting constructs. In this paper, we consider
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intrinsic capacity. Using the International Classification of Functioning, Disability and Health (ICF)
framework as background and taking into account available evidence, five domains (i.e.,
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locomotion, vitality, cognition, psychological, sensory) are identified as pivotal for capturing the
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individual’s intrinsic capacity (and therefore also reserves) and, through this, pave the way for its
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objective measurement.
Healthy Ageing
The World Health Organization (WHO) recently published the World Report on Ageing and
Health 1. This document considers the health of older people from a functional rather than disease-
based perspective 2. It defines healthy ageing as “the process of developing and maintaining the
functional ability that enables wellbeing in older age”. The concept of functional ability is then
introduced as all the health-related attributes that enable people to be and to do what they have
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reason to value. Functional ability is in turn determined by: 1) the intrinsic capacity (i.e., the
composite of all the physical and mental capacities of an individual), 2) the environment (i.e., all the
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factors in the extrinsic world that form the context of an individual’s life), and 3) the interactions
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between the two 2.
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This innovative model has the potentiality to substantially modify the way in which clinical
practice is conducted 3. Current models of care are designed to anticipate (through screening for
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specific disease biomarkers) or react to a disease when it is clinically manifest. In contrast, the
trajectories with the aim of supporting proactive and personalized interventions for the enhancement
of capacities and abilities, independently of clinical phenotypes. The core of this novel theoretical
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framework resides in the comprehensive assessment of the different domains of intrinsic capacity
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and functional ability. It is noteworthy that holistic approaches in the evaluation of older persons
generate better outcomes compared to traditional disease-based model of care 4, 5. At the same time,
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the model proposed by the WHO has great potential for supporting behavior modification towards
healthy lifestyles by raising awareness about potentially deleterious declines in capacity, and
empowering the individual to take earlier action as these become apparent. In fact, if the individual
is enabled to understand and follow the trajectories of his/her health status (defined in terms of
functions and personal values rather than as complex nosological entities), he/she may take
constituent natures. In particular, the constituent elements of the central construct of intrinsic
capacity have to be described in order to guide what to observe, measure, and monitor.
The purpose of the present article is to provide the framework for supporting the future
assessment of intrinsic capacity in the clinical and research setting. Available evidence is used to
identify and describe which health domains are the most useful for adequately and objectively
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measuring the individual’s intrinsic capacity.
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2. Development of the intrinsic capacity construct
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As said, intrinsic capacity is the composite of all the physical and mental capacities of an
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individual. But which are the physical and mental capacities constituting intrinsic capacity? Which
are these characteristics that can comprehensively describe the overall biological, personal, and
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In 2001, the WHO published the International Classification of Functioning, Disability and
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Health (ICF) 6. In this document, disability was described as the umbrella term for impairments,
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activity limitations, and participation restrictions. Disability denoted an impaired interaction of the
individual affected by a health condition with contextual factors (both environmental and personal).
The proposed framework (Figure 1) was constituted by multiple interacting elements determining
Moving the focus onto healthy ageing, the measurement of intrinsic capacity has to follow
an opposite methodological approach. Whereas the definitions of diseases and disabilities are
emphasizes the presence of positive attributes, upon which the individual’s reserves are based.
notion of disease seems out of place and restrictive. Limited access to care, lack of diagnostic
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instruments, and evolving knowledge of the pathophysiological mechanisms are only a few of the
multiple factors challenging the robustness of nosological conditions as cornerstones of the medical
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approach 7. Moreover, the aging process exponentially increases these limitations because
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increasing variability and diagnostic uncertainty in clinical manifestations 8–10.
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Nosological conditions are designed as dichotomous variables for cross-sectionally
describing a clinical phenotype and support the development of decisional algorithms in the clinical
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setting. However, they are a sub-optimal, insensitive construct for directly serving as clinically
The construct of intrinsic capacity is based on a longitudinal pattern consistent with the
continuous process of individual aging. In other words, the risk profile is not measured on a single
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assessment conducted at a specific time, but evaluated through multiple observations of the
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individual over time. The longitudinal design of intrinsic capacity strongly promotes the transition
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from a reactive towards a preventive model of medicine. In fact, whereas the clinical manifestation
of disease typically results in a medical alert and response, a reduction of intrinsic capacity (i.e.,
absence of a specific clinical phenotype. Furthermore, the design of interventions based on multiple
evaluations of the individual will be better tailored and more responsive to his specific needs and
priorities.
professional and/or diagnostic infrastructures, which may not always be available in areas with
limited access to care. The monitoring and collection of preclinical parameters descriptive of the
individual’s health profile might overcome such limitation, especially if considering the possibilities
offered by technological advancements. This approach may enable better targeting of these
resources when changes in intrinsic capacity suggest the need for clinical evaluation and expert
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advice.
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2.3. Focus on body functions
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The intrinsic capacity model is an evolution of previous WHO recommendations, namely
the ICF framework (Figure 1) 11. As above discussed, the health conditions (i.e., diseases) included
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in the ICF model are clearly of limited interest for capturing the complexity of intrinsic capacity.
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Similarly, contextual factors are excluded from the construct of interest because part of the
environment, interacting with intrinsic capacity for determining functional ability. Activities (i.e.,
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the execution of a task or action by the individual) are also unsuitable as they are better considered
as outputs of, rather than components of, intrinsic capacity. Thus, only the notion of body functions
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(i.e., the physiological functions of body systems) meets the defining criteria of intrinsic capacity as
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described in the World Report on Ageing and Health 1. In fact, the interactions of the individual’s
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traits, skills) determine his/her intrinsic capacity. If the individual’s body functions could be
assessed and merged into a holistic entity, they might generate a powerful marker (i.e., intrinsic
capacity) to track the individual’s health status and support proactive interventions with the aim of
preserving function. In order to support this model, the intrinsic capacity definition should 1)
optimally capture the multiple physiological domains most influencing the health status of the
individual, and 2) feed the subsequent actions with insights about the components that more than
A non-systematic literature review was conducted to investigate which body functions are
more strongly determinant for the maintenance of independent and healthy life. In particular,
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special attention was focused at identifying those functions whose impairment was most strongly
associated with incident functional loss and care dependence. The search of the evidence was made
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more definitive by including the list of body functions provided by the ICF. Analysis of the
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literature took advantage of the multiple and regularly updated systematic reviews exploring the
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risk factors for incident disability, functional loss, and/or care dependence in older persons. At the
same time, the ICF body functions were individually searched in PubMed (updated up to February
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2017) in combination with the keywords “disability”, “dependence”, or “functional loss” for
In 1999, Stuck and colleagues 12 conducted a systematic review of the literature aimed at
measuring the strength of evidence linking different risk factors to functional decline in older
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persons. The study importantly contributed a few years later to the preparation of an evidence report
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by the WHO Regional Office for Europe 13. In particular, Stuck and colleagues 12 identified
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impairments in mood (i.e., depressive symptoms), sociality (i.e., participation in social activities),
cognition, physical performance, homeostatic balance (i.e., weight loss, abnormal body mass
index), and vision (i.e., reduced visual acuity) as strong predictors of care dependence. These results
have been confirmed and consistently replicated in subsequent studies. Analyzing data from the
Health and Retirement Study (n=11,093, representing 34.5 million older Americans), Cigolle and
colleagues 14 found that cognitive impairment, vision impairment, hearing impairment, and
undernutrition were associated with ADL dependency. In 2010, Chaudhry and colleagues 15 reported
found to be associated with an increased risk of incident mobility disability (i.e., severe difficulty or
inability to climb 10 steps or walk ¼ of mile) and/or incident loss of ADL. More recently, a
systematic review conducted by van der Vorst and colleagues 16 explored the risk and protective
factors for the development of ADL limitation in community-dwelling older persons aged 75 years
and older. After having screened almost 7,000 studies, the authors focused on 25 articles and
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identified a list of factors positively and negatively contributing to the disabling cascade. Here,
several functions again emerged as predictive of subsequent onset of disability, in particular: social
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participation, mood, cognition, muscle strength and physical performance, body weight, nutritional
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status, hearing impairment, and vision impairment. Interestingly, similar results have also been
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reported from low-and-medium-income countries. Data from population-based cohort studies
conducted in Cuba, Dominican Republic, Venezuela, Mexico, Peru, India, and China showed that
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weight loss, slow gait speed, sensory impairment, and cognitive impairment were significant
Taking into account and organizing the retrieved evidence, five different domains can be
proposed as of primary interest for better defining the intrinsic capacity framework: 1) cognition, 2)
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psychological (including mood and sociality), 3) sensory function (including vision and hearing), 4)
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vitality (i.e., homeostatic regulation, or balance between energy intake and energy utilization), and
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Each of these five domains (depicted in Figure 2) will be individually examined in the
following sections. However, it is necessary to acknowledge that the five components of intrinsic
capacity should not be considered as standalone silos. In fact, each domain closely interacts with the
others as part of a dynamically interrelated environment, the living organism. In other words, each
specific domain will fail to provide an exhaustive picture of the health status of the individual,
mainly because it would omit the information provided by the interactions across systems 10.
Please note that in the scientific literature, the term “disability" is often used with a meaning
different from the one described in the ICF, and frequently for indicating the impairment in
Activities of Daily Living (ADLs). In the following sections describing the links between body
functions and functional loss, the use of "disability" may reflect the sense coming from the
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literature, which might be narrower and more specific than what the ICF model implies.
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4.1. Cognition
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Cognitive function undergoes extremely heterogeneous patterns of modification with aging
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. Persons experiencing steeper declines in cognitive function are exposed to a higher risk of
negative health-related outcomes 19. Thus, cognitive function may perfectly contribute to the design
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of an age-independent, individual-specific, and dynamic risk profile. At the same time, cognition is
influenced and can directly affect the other functions composing intrinsic capacity 20–23. It is also
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important to mention the large body of evidence showing how cognition is strongly affected by
exogenous stressors 24. In fact, the environment plays a major role in determining the cognitive
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performance level. Acting on the environment may potentially enhance cognition (and consequently
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4.2. Psychological
Episodes of affective disorder become increasingly prevalent with older age. Differently
from younger adults, older people often present depressive symptoms without meeting the
diagnostic criteria for a depressive disorder 25, the so-called condition of “sub-threshold depression”
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. Depressive symptoms may have a strong relationship with the functional status of the individual
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. They may represent an independent risk factor for disability, or synergistically act with other
depressive symptoms and disability have been described by Ormel and colleagues 29. The severity
of depressive symptoms experienced by the older persons showed a gradient of risk for subsequent
physical decline, even among individuals with no ADL or mobility disability 30. These findings
suggest that the psychological assessment may support strategies for the early identification of
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Women’s Health and Aging Study showed that emotional vitality could be preserved in the
presence of severe disability 31. This implies that the capacity of the individual to maintain and
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develop social interactions may serve for differentiating health profiles and adequately contribute to
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a more comprehensive measure of intrinsic capacity.
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4.3. Sensory
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Sensory deficits (predominantly, vision impairment and hearing loss) are associated with
great disparities in health, activities, and social roles, especially when both are present 32. Thus,
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poor vision and hearing capacity have important implications for the health status and functioning
reported that in two-thirds of the cases, sensory impairments are not isolated 33. Moreover, the
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simultaneous impairment of vision and hearing synergistically interfere with physical and cognitive
function 34. In 2015, sense organ disorders represented the second leading cause of years lived with
disability and counted for more than 68 million disability-adjusted life-years 35.
4.3.1. Vision
The prevalence of vision impairment significantly increases with age 14, 36, and this trend is
reported worldwide 37. Its detrimental effects are not only due to the presence of environmental
acting on/enhancing different clinical mediators (e.g., depression 38, mobility impairment 36, 39, falls
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). Vision impairment has special implications for health policy and practice because it negatively
impacts quality of life of the individual and substantially increases healthcare costs 41. Interestingly,
the prevalence of vision impairment has been decreasing over the last twenty years in high- as well
as in low-and-medium-income countries 37, suggesting the great potential for improving the
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populations’ health status by intervening on this attribute 35.
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4.3.2. Hearing
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Multiple age-related modifications occur in the peripheral auditory system, potentially
leading to deficits in perception 42. Compared to vision problems, hearing impairment is more
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prevalent in the older population, but has a weaker association with physical function loss 14.
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Nevertheless, hearing impairment is still directly and independently involved in the process
determining the disabling cascade 43. By challenging communication, hearing impairment might
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lead to social isolation and generate a vicious cycle characterized by a sense of inadequacy, anxiety,
depression, cognitive decline, and physical function loss 44, 45. Systematic reviews and meta-
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analyses have also demonstrated that amplification is beneficial in individuals with untreated
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sensineural hearing loss in terms of quality of life by acting on the reduction of psychological,
4.4. Vitality
With the term “vitality” is intended the body functions devoted to metabolizing dietary
intakes in order to produce the required amount of energy for the maintenance of an optimal
homeostatic level. Modifications occurring in energy expenditure and metabolism are part of the
aging process 48. A decline of energy expenditure (due to the parallel reductions of resting
maintain proper functioning, the organism needs to adequately balance the energy intake and
expenditures, and markers of malnutrition (e.g., weight loss, low body mass index,
overweight/obesity) are frequently indicated as targets of intervention for preventing the disabling
It is also noteworthy that malnutrition may be caused by social (e.g., isolation, poverty,
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reliance on others), physiological (e.g., diseases, anorexia, dysphagia) and psychological (e.g., poor
motivation, depressive symptoms) conditions affecting the eating process 51. Diseases (e.g.,
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cardiorespiratory conditions, hormonal abnormalities) also affect the energy homeostasis of the
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organism by influencing nutrition-related mechanisms (e.g., increasing metabolism, reducing
delay care dependency, reverse frailty, and potentially improve intrinsic capacity 1. Modifications of
the energy and protein intake have shown to directly affect the biological mechanisms of aging,
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4.5. Locomotion
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Mobility is a function common to the largest part of living beings 54, and strongly associated
with the health status of the organism across species 55, 56. Measures of mobility, such as the gait
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speed, present a linear relationship with the risk of negative health-related outcomes 57. In pooled
accurately estimate the life expectancy of an older individual by simply knowing age, gender, and
gait speed. Consistent findings have also been reported for other outcomes, including incident
disability and care dependence 59. A large body of evidence demonstrates the relationship between
and sex-dependent trajectories have been described for muscle strength. The rapid increase of
muscle strength during the first decades of life and its gradual decline after the age of 40 have been
consistently shown in literature, independently of the world regions 63. At the same time, muscle
strength is a strong predictor of negative outcomes, even over the long term 64. It is noteworthy that
the physical decline of the individual (in terms of increasing muscle weakness and poor mobility)
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has been repeatedly evoked as an “additional vital sign” for older persons 65 and a key component
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5. Intrinsic capacity in relation to other theoretical constructs of health in older people
impairments/deficits. In the present article, the putative domains in the intrinsic capacity model are
supported by data showing how their impairment becomes deleterious for the health status. Such
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apparent contradiction is mainly due to the fact that traditional medicine and related research is
specifically focused at the identification and treatment of deficits (being reactive) rather than at the
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residual wellness of the organism (primary interest in the healthy ageing preventive approach).
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The impairments in the domains identified as potentially relevant for the construct of
intrinsic capacity have repeatedly been advocated as components of frailty 50, 67–70. However, the
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intrinsic capacity model should not be perceived as the mere reciprocal of frailty (Table 1). Within
the intrinsic capacity model are indeed nested and reorganized multiple aspects of the various frailty
theories and operationalizations proposed over the last two decades. For example, the
multidimensional nature of the intrinsic capacity model can be found in the comprehensive
approach proposed by Rockwood and Mitnitski 71. At the same time, intrinsic capacity as part of the
healthy aging model perhaps includes the biological state that underpins the frailty phenotype
account the clinical, biological, and environmental specificities of the individual is consistent with
Considering that the focus of intrinsic capacity is on the residual biological reserves of the organism
rather than on its deficits, intrinsic capacity may also be seen as sharing some commonalities with
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the concept of resilience 74–77. However, resilience is a concept that extends well beyond the
biological status of the organism, and spreads over its social network, cultural background,
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economical capacities, and living environment.
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6. Future perspectives
The present article defines the components defining intrinsic capacity. To translate this first
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step into practice, it is necessary that validated measures for adequately capturing each intrinsic
capacity domain will be identified. The WHO is currently working with several panels of experts
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for generating recommendations about the metrics of intrinsic capacity. This task is extremely
challenging given the need to find among the multiple available instruments the most validated and
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acceptable tools that can be applied worldwide. In parallel, as recently exemplified 3, statistical
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approaches must be tested and optimized to enable easy computation of intrinsic capacity once the
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The novel construct of intrinsic capacity should also be considered in the context of the
advancements and large-scale diffusion of technologies. Today, multiple devices commonly used in
daily life (e.g., smartphones, actimeters) are able to automatically capture a wide range of data
about our functions. Analysis of such information may inform public health actions (when used to
observe population-merged data 78, 79) as well as potentially drive personalized interventions (if
connected to other clinical information about the individual 80, 81). Moreover, in those regions where
capacity of the individual may serve for promoting the case-finding of individuals experiencing
Finally, the possibility of developing some disease paradigms into novel nosological
conditions benefiting from the clustering of functional data should not be underestimated. In fact,
the definition of the clinical profile might be improved by exploring the complex interactions of the
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individual’s functions allowing more personalized approaches.
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7. Conclusions
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The intrinsic capacity model is extremely promising and potentially able to reshape the
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future medical approach. Its framework is, to date, still theoretical and needs to be translated into an
operational instrument for feeding clinical and research practice. In order to render it objective, it is
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important to determine which body functions should be included in it. In this context, cognitive,
psychological, locomotion, sensory, and vitality functions can be proposed as the components of
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This first discussion about the construct of intrinsic capacity is proposed to stimulate
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exchanges among researchers and clinicians in order to consensually develop instruments for future
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healthcare, paying attention to generating models that can be adoptable worldwide independently of
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social, economic, and cultural diversities. The intrinsic capacity construct may indeed represent a
unique opportunity for reorganizing our knowledge about age-related conditions, and designing
instruments and models of care in support of improved person centered integrated care approaches
The views expressed in this paper are those of the authors and do not necessarily reflect the
views of WHO. We acknowledge the significant contributions of the many other people who
participated in the consultation meeting held in Geneva. We are particularly grateful for the
technical contribution provided by the following members of the WHO Clinical Consortium on
Healthy Ageing: Roberto Bernabei, Olivier Bruyere, Bill Piu Chan, Roger Fielding, Linda Fried,
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Andrea Gasparik, Luis Miguel Gutierrez Robledo, Mikel Izquierdo, Jean-Marc Kaufman, Eugene
McCloskey, Jean-Pierre Michel, John Morley, Ian Philp, Anne Margriet Pot, Martin Prince, René
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Rizzoli, Leocadio Rodriguez Manas, Ritu Sadana, Alan Sinclair, Yuka Sumi, Enrique Vega Garcia,
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Renuka Visvanathan, Chang-Won Won, Jean Woo.
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Construct Definition
Intrinsic capacity - The composite of all the physical and mental capacities of an individual 1
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to stressors and increases the risk of a range of adverse health outcomes 1
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- Frailty is a medical syndrome with multiple causes and contributors that is
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characterized by diminished strength, endurance, and reduced physiologic
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function that increases an individual’s vulnerability for developing increased
Figure 2. The five domains (i.e., locomotion, sensory, cognition, psychological, vitality)
constituting the intrinsic capacity construct. Examples of possible subdomains are also provided.
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