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Personality Disorders: Theory, Research, and Treatment © 2016 American Psychological Association

2016, Vol. 7, No. 4, 316 –323 1949-2715/16/$12.00 http://dx.doi.org/10.1037/per0000186

A Systematic Review of Risk Factors Prospectively Associated With


Borderline Personality Disorder: Taking Stock and Moving Forward
Stephanie D. Stepp, Sophie A. Lazarus, and Amy L. Byrd
University of Pittsburgh School of Medicine

There is an urgent need to identify signs that harbinger onset of borderline personality disorder
(BPD). Advancement in this area is required to refine developmental theories, discover etiological
mechanisms, improve early detection, and achieve our ultimate goal of prevention. Though many
studies have supported a wide range of factors that increase subsequent risk for BPD, this literature
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has yet to be critically evaluated, and there are no comprehensive reviews that examine and integrate
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these findings. To address this limitation, we conducted a systematic review to summarize and
synthesize the current literature. Electronic databases were systematically searched for prospective,
longitudinal studies that examined risk factors of subsequent BPD outcomes (features, symptoms,
diagnosis), resulting in a total of 39 studies, reflecting 24 unique samples. Though increased risk for
BPD was reliably attributed to multiple factors within social, family, maltreatment, and child
domains, the most striking limitation of this research is its lack of disorder-specific findings.
Additional limitations, including notable heterogeneity in sampling methodology, symptom assess-
ment methodology, and developmental timing of assessments, are discussed in terms of how close
we are to pinpointing who is most at risk and why in an attempt to provide a roadmap for future
research.

Keywords: systematic review, borderline personality disorder, risk factors, development

Supplemental materials: http://dx.doi.org/10.1037/per0000186.supp

Borderline personality disorder (BPD) is a serious mental illness devastating consequences speak to the urgent need to identify
that typically emerges during adolescence or young adulthood, and signs that harbinger onset of the acute, fully developed illness.
is characterized by multiple debilitating symptoms, including emo- Successfully identifying such markers would hasten the refinement
tional dysregulation, tumultuous interpersonal relationships, and of developmental theories, accelerate the discovery of etiological
impulsive behaviors (Chanen, 2015; Lieb, Zanarini, Schmahl, mechanisms, enable early detection and diagnosis, and may pro-
Linehan, & Bohus, 2004). The disorder is associated with a high vide fruitful targets for early intervention. Advancements in these
mortality rate: Up to 10% of patients commit suicide (Paris & areas are required to achieve our ultimate goal: deflecting the
Zweig-Frank, 2001; Zanarini, Frankenburg, Hennen, & Silk, course of personality development away from BPD outcomes.
2003). Furthermore, severe psychosocial impairment can linger for Along these lines, there has burgeoning interest in early risk
decades after remission (Bagge et al., 2004; Paris & Zweig-Frank, factors for the disorder throughout the past decade (Kongerslev &
2001; Skodol et al., 2005). The level of impairment associated with Chanen, 2015). Much of this work supports a wide range of factors
BPD and its public health significance are reflected in its preva- that increase subsequent risk for BPD, including broad social
lence across adult and adolescent clinical settings, with approxi- indices, family influences, exposure to maltreatment and trauma,
mately 10% to 20% of outpatients, and up to 50% of inpatients, and various child characteristics; however, these findings have yet
meeting criteria (Glenn & Klonsky, 2013; Korzekwa, Dell, Links, to be thoroughly evaluated. So although this research may signal
Thabane, & Webb, 2008; Widiger & Weissman, 1991). These progress toward our ultimate goal, a comprehensive examination
of the existing literature is critical for integrating our current
knowledge, identifying remaining gaps, and providing a roadmap
for future research. Therefore, we performed a systematic review
Stephanie D. Stepp, Sophie A. Lazarus, and Amy L. Byrd, Department of all longitudinal, prospective studies that examined risk factors
of Psychiatry, University of Pittsburgh School of Medicine. for the development of BPD. Our goals were twofold. First, to
This research was supported in part by grants from the National Institute summarize and synthesize results across identified studies, includ-
of Mental Health. ing detailing risk factors that are consistently supported and dis-
Portions of this article were presented at the International Society for the cussing strengths and limitations of the existing literature. Second,
Study of Personality Disorders XIV Conference in Montreal, Quebec,
we sought to determine whether prevailing evidence regarding
Canada (October 2015).
Correspondence concerning this article should be addressed to Stephanie BPD risk factors facilitates sharpening developmental theories,
D. Stepp, Department of Psychiatry, University of Pittsburgh School of explaining etiology, and identifying those in need of early inter-
Medicine, 3811 O’Hara Street, Pittsburgh, PA 15213. E-mail: steppsd@ vention. In sum, how close are we to pinpointing who is most at
upmc.edu risk and why?

316
RISK FACTORS OF BORDERLINE PERSONALITY DISORDER 317

Method
Literature search
We obtained all peer-reviewed, English-language studies pub- Databases: PubMed, CINAHL, PsycINFO, and ISI Web of
Science databases
lished through September 2015 from (a) PubMed, CINAHL, Psy-
Hand searching: references in identified reports
cINFO, and ISI Web of Science databases using the following
search algorithm: (borderline personality AND [longitudinal OR
follow-upⴱ OR prospectⴱ] AND [precursorⴱ OR risk factorⴱ OR Search results combined (N = 376)
prodromⴱ OR antecedentⴱ OR predictⴱ] AND [diagnosis OR de-
velopment]); and (b) hand searches of reference lists in identified
studies and relevant review articles. Eligibility status for all re- Articles screened on basis of title and abstract
trieved articles was determined in two stages. First, all studies
were screened based upon title and abstract using EPPI-Reviewer Excluded (N = 311)
• Non-English language (n = 2)
software (Thomas, Brunton, & Graziosi, 2010). Next, studies • Review or theoretical paper (n = 39)
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passing the initial title and abstract screen were reviewed based • Treatment study (n = 47)
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upon the full manuscript. Articles selected for final analysis met • Cross-sectional or retrospective study design (n = 108)
the following criteria: (a) prospective, longitudinal studies of any • BPD not an outcome (n = 115)
follow-up duration with at least two assessment points; (b) out-
come included BPD features, symptoms, or diagnosis; and (c) the Included (N = 65)
predictor (i.e., putative risk factor) was measured prior to the
outcome assessment of BPD. Additionally, studies were excluded
if they met the following criteria at either stage: (a) tested an Manuscript review and application of inclusion criteria
intervention, as its impact on the risk factor and BPD outcome
could not be determined; or (b) focused solely on heritability or Excluded (N = 26)
genetic factors, as these are fixed markers and not sensitive to time • Cross-sectional or retrospective study design (n = 11)
of assessment. The three authors performed independent evalua- • BPD not an outcome (n = 9)
tions based on Preferred Reporting Items for Systematic Reviews • Heritability/genetic factors (n = 5)
• No risk factor assessed (n = 1)
and Meta-Analysis Protocols (PRISMA-P; Shamseer et al., 2015)
guidelines, with methods and inclusion criteria specified in ad-
vance and documented in a protocol. Any disagreements between Included in final analysis (N = 39)
reviewers were resolved by consensus.
Figure 1. Study selection flow chart following Preferred Reporting Items
We identified a total of 39 studies, resulting from 24 unique
for Systematic Reviews and Meta-Analysis Protocols (Shamseer et al.,
samples that met the aforementioned criteria (see Figure 1). Par- 2015). All articles retrieved from the literature search were first screened
ticipants totaled 43,681 (range ⫽ 56 to 6,050), the majority of on the basis of title and abstract. Those manuscripts deemed eligible from
which were female (54%) and Caucasian (69%).1 Only eight of the the screening phase were then reviewed using study inclusion criteria.
39 included studies utilized clinical samples (23%), and the vast Reasons for study exclusion are listed at each stage. Thirty-nine studies
majority used community samples (n ⫽ 31; 73%), of which 13 were ultimately eligible and included in the final analysis. BPD ⫽ border-
(42%) were “high-risk” as defined by selection or oversampling line personality disorder; CINAHL ⫽ Cumulative Index of Nursing and
based on a putative specific risk factor (i.e., poverty). Across all Allied Health Literature; ISI ⫽ Institute for Scientific Information.
included studies, risk factors were assessed, on average, at 13 years
(SD ⫽ 5.9 years; range ⫽ birth to 29 years). Outcome assessments
occurred between Ages 12 and 43 years (M ⫽ 20 years; SD ⫽ 5.4 yses. Significant variability in study characteristics precluded sta-
years), with the majority of studies examining symptoms (n ⫽ 29; tistical evaluation of predictive power and effect sizes.
74%), eight studies (21%) examining diagnosis, and one study
examining features (Belsky et al., 2012). The time between the risk Results
factor assessment and the follow-up BPD assessment ranged from
1 to 28 years (M ⫽ 10.5 years, SD ⫽ 7 years). Retention of original Broader Social Risk Factors
sample was acceptable (M ⫽ 76%, SD ⫽ 16%); however, rates
varied substantially (39% to 97%).2 We identified nine studies that examined one or more indices of
For the purpose of the current systematic review, studies were broader social risk (see Table 1 of the online supplemental mate-
categorized based on type of risk examined: (a) broader social rials). Four studies assessed low socioeconomic status (SES) and
factors (e.g., poverty, stressful life events); (b) family factors, results consistently supported a prospective relationship with later
including parent psychopathology, parenting behavior/style, and
family-climate/parent– child relationship; (c) maltreatment and 1
Notably, the number of participants was reduced to 18,238 when
other trauma exposures (e.g., physical abuse, sexual abuse, ne- examining only the unique samples (n ⫽ 24); the majority were female
glect); and (d) child factors, including cognitive ability, attachment (51%) and Caucasian (69%).
2
to caregiver, temperament and personality, and psychopathology. Clinical samples had lower retention rates compared with community
samples (clinical: M ⫽ 62%, SD ⫽ 13.5%; community: M ⫽ 79%, SD ⫽
Results are discussed within each domain; studies including more 19.2%; F[1, 33] ⫽ 6.8, p ⫽ 0.008); other characteristics did not signifi-
than one risk factor appear multiple times. Analyses conducted in cantly vary by sample type. Retention rate was not significantly correlated
multiple steps are discussed in terms of findings from final anal- with any other sample characteristic.
318 STEPP, LAZARUS, AND BYRD

BPD outcomes. Crawford, Cohen, Chen, Anglin, and Ehrensaft Parenting behavior/style. Twelve studies examined risk fac-
(2009) found family SES at Age 5 to predict BPD symptoms more tors in this subdomain, with the majority focusing on affective
than 20 years later. Relatedly, Cohen and colleagues (2008) dem- parenting dimensions. Results provided consistent evidence for
onstrated a protracted and stable relationship between family SES prospective associations between higher BPD symptoms and af-
and BPD symptom trajectories across adolescence and adulthood. fective dimensions, such as low warmth, rejection, and low ma-
Finally, Stepp and colleagues (Stepp, Keenan, Hipwell, & ternal satisfaction with the child (Crawford et al., 2009; Reinelt et
Krueger, 2014; Stepp, Whalen, et al., 2014) found that receipt of al., 2014; Stepp, Whalen, et al., 2014), as well as hostility and
public assistance predicted BPD symptoms across adolescence. harsh discipline/punishment (Hallquist, Hipwell, & Stepp, 2015;
Results from four additional studies demonstrated a fairly con- Stepp, Whalen, et al., 2014; Winsper et al., 2012; Wolke, Schreier,
sistent link between life stress and later BPD. Stressful life events Zanarini, & Winsper, 2012). Moreover, Stepp, Whalen, and col-
(i.e., various psychosocial stressors), as measured in infancy, leagues (2014) found evidence of reciprocal associations between
childhood, and adolescence, predicted BPD symptoms in adult- low warmth, harsh punishment, and BPD symptoms across ado-
hood (Carlson, Egeland, & Sroufe, 2009; Cohen et al., 2008). lescence, such that low warmth and harsh punishment predicted
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Additionally, chronic (but not acute) family and school stressors in subsequent increases in BPD symptoms; in turn, BPD symptoms
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adolescence were linked to BPD symptoms in adulthood (Conway, predicted subsequent increases in parental levels of low warmth
Hammen, & Brennan, 2015). In contrast, Greenfield and col- and harsh punishment. Although two studies failed to find predic-
leagues (2015) did not find an effect of stressful life events
tive associations with low affection and harsh discipline (Bezirga-
(measured at Age 15) on the likelihood of BPD diagnosis approx-
nian et al., 1993; Johnson, Cohen, Chen, Kasen, & Brook, 2006),
imately 3 years later. Stark differences in sampling strategies may
it is noteworthy that these were two of the only studies that
explain these disparate findings.3
predicted onset of BPD rather than greater mean levels or increases
Four studies examining the association between family adver-
in BPD symptoms.
sity and BPD symptoms produced mixed results, which may be
Those studies examining affective parenting dimensions as
attributable to variability in measurement of family adversity.
Positive findings were evident in two community studies examin- they unfold in moment-to-moment observational paradigms
ing family adversity (broadly defined) during pregnancy (Winsper, found similar results. Specifically, Lyons-Ruth, Bureau, Hol-
Zanarini, & Wolke, 2012) and across childhood and adolescence mes, Easterbrooks, and Brooks (2013) showed disrupted mater-
(Stepp, Scott, Jones, Whalen, & Hipwell, 2015). Two additional nal communication at 18 months to predict BPD symptoms at
community samples examined more specific indices, namely, fam- Age 18, and Carlson and colleagues (2009) found maternal
ily disruption (Carlson et al., 2009) and marital conflict (Crawford hostility at 42 months to predict BPD symptoms at Age 28.
et al., 2009), and no significant associations were found. Similarly, Belsky and colleagues (2012) found that maternal
expressed negative emotion in middle childhood significantly
predicted BPD features at Age 12.
Family Factors Two additional studies examined the influence of behavioral
Nineteen studies assessed family factors (see Table 2 of the control dimensions of parenting, though findings were somewhat
online supplemental materials), and seven of these studies exam- mixed. Bezirganian and colleagues (1993) found a significant
ined multiple indices within this domain. interaction between maternal inconsistency and overinvolvement
Parent/family psychopathology. Ten studies assessed family at Age 14, such that higher levels of both predicted BPD diagnosis
psychopathology as a risk factor, with seven studies reporting at Age 16. Conversely, Crawford and colleagues (2009) failed to
significant positive associations. Six of these studies focused on find an association between inconsistent parenting and BPD symp-
maternal (or caregiver) psychopathology and found significant toms. One final study found a significant association between poor
associations with offspring BPD. These risk factors included ma- parenting (i.e., both affective and behavioral dimensions) and BPD
ternal internalizing (Stepp, Whalen, et al., 2014; Winsper, Wolke, symptoms in adolescence and adulthood (Cohen et al., 2008).
& Lereya, 2015) and externalizing (Conway et al., 2015; Stepp, Family climate and parent– child relationship. Only two of
Whalen, et al., 2014) disorders as well as maternal BPD (Barnow, five studies found evidence supporting a prospective link between
Aldinger, Arens, & Ulrich, 2013; Reinelt et al., 2014; Stepp, this subdomain and subsequent BPD. Stepp and colleagues (2013)
Whalen, et al., 2014). Furthermore, Reinelt and colleagues (2014) found that mother– child discord in adolescence predicted BPD
found an indirect effect of maternal BPD symptoms on offspring symptoms at Age 30, and Hammen, Bower, and Cole (2015) found
BPD symptoms via maladaptive parenting behaviors. Stepp, that a broad index of family relationship quality predicted BPD
Olino, Klein, Seeley, and Lewinsohn (2013) also found that pa- symptoms for those with the OXTR risk genotype. However, the
ternal substance use predicted offspring BPD symptoms. Lastly, majority of studies did not find support for this risk factor (Bezir-
Belsky and colleagues (2012) found family history of psychiatric ganian et al., 1993; Carlson et al., 2009; Greenfield et al., 2015).
hospitalization interacted with maltreatment and maternal negative Overall, these studies used broad observational and self-report
emotion to predict BPD characteristics.
Three studies examined other maternal characteristics, including
3
maternal ego integration, impulsivity, interpersonal difficulties, These studies examined community (Carlson et al., 2009; Cohen et al.,
and history of serious medical problems (Bezirganian, Cohen, & 2008; Conway et al., 2015) versus clinical (i.e., Greenfield et al., 2015)
samples. It is also noteworthy that a sizeable portion of the clinical sample
Brook, 1993; Carlson et al., 2009; Crawford et al., 2009). There already met criteria for BPD at baseline, resulting in a small group of
were no associations between these maternal factors and later adolescents with emerging BPD between the baseline and follow-up period
BPD. (n ⫽ 7; 3.43% of the sample).
RISK FACTORS OF BORDERLINE PERSONALITY DISORDER 319

measures that may have obfuscated the dynamic, bidirectional adolescence; disorganized/controlling behavior at Age 8 predicted
nature of parent– child relationships. BPD symptoms at Age 19 (Lyons-Ruth et al., 2013), and insecure
attachment, assessed at Age 16 via a questionnaire about peer
relationships, predicted BPD across adolescence and adulthood
Maltreatment and Other Trauma
(Crawford et al., 2009). However, attachment disorganization and
Fifteen studies examined exposure to maltreatment and other security, assessed in infancy and toddlerhood, was not associated
trauma, including forms of child abuse (i.e., physical, sexual, with BPD symptoms in adulthood (Carlson et al., 2009; Lyons-
emotional, or verbal abuse) and neglect (i.e., poor parental care, Ruth et al., 2013).
poor supervision, maternal separation), “other” traumatic experi- Temperament/personality. All 12 studies examining temper-
ences, and peer victimization (see Table 3 of the online supple- ament or personality factors demonstrated positive associations
mental materials). Eight studies found fairly consistent evidence with later BPD. Consistent links between negative affectivity (e.g.,
supporting abuse as a risk factor, including associations with emotionality, affective instability, angry/tantrums), impulsivity
physical abuse (Belsky et al., 2012; Bornovalova, Huibregtse, et (e.g., low constraint, low self-control, effortful control), and BPD
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al., 2013; Carlson et al., 2009; Johnson, Cohen, Brown, Smailes, & symptoms in adolescence and adulthood were demonstrated (Bel-
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Bernstein, 1999), verbal abuse (Johnson et al., 2001), emotional sky et al., 2012; Carlson et al., 2009; Crawford et al., 2009;
abuse (Bornovalova, Huibregtse, et al., 2013), and sexual abuse Hallquist et al., 2015; Jovev et al., 2013; Lenzenweger & Desantis
(Bornovalova, Huibregtse, et al., 2013; Carlson et al., 2009; John- Castro, 2005; Stepp et al., 2015; Stepp, Keenan, et al., 2014; Stepp,
son et al., 1999; Stepp et al., 2015). Similarly, evidence consis- Whalen, et al., 2014; Tragesser et al., 2010; Tragesser, Solhan,
tently supported the link between BPD and neglect, defined Schwartz-Mette, & Trull, 2007). In an examination of more com-
broadly (Johnson et al., 1999), or by specific neglectful experi- plex processes, Hallquist and colleagues (2015) found that poor
ences: early maternal separation (Crawford et al., 2009), inade- self-control predicted BPD symptoms via reciprocal effects be-
quate supervision (Johnson, Smailes, Cohen, Brown, & Bernstein, tween poor self-control and parental harsh discipline. Using the
2000), and poor parental care (Lyons-Ruth et al., 2013). Three of same sample, Stepp and colleagues (2015) showed an interaction
the five studies that examined maltreatment as a composite of between negative affectivity and family adversity, such that higher
types of abuse and neglect also provided support for increased risk levels of both predicted the highest levels of BPD symptoms
for BPD outcomes (Carlson et al., 2009; Crawford et al., 2009; across adolescence.
Johnson et al., 1999). Sharp, Kalpakci, Mellick, Venta, and Temple (2015) found that
Five studies failed to find an association between abuse or a higher level of experiential avoidance (e.g., tendency to avoid
neglect and later BPD: physical and sexual abuse (Thatcher, Cor- unpleasant thoughts, emotions) was associated with an increase in
nelius, & Clark, 2005; Wolke et al., 2012), neglect (Carlson et al., BPD features over 1 year. Additionally, Carlson and colleagues
2009), and combined indices of maltreatment (Greenfield et al., (2009) demonstrated that disturbances in self-representation (rated
2015; Widom, Czaja, & Paris, 2009). Additionally, two studies from narrative projective tests) predicted BPD symptoms at Age
that combined indices of maltreatment and other trauma had dis- 28.
crepant findings. Cohen and colleagues (2008) examined “cumu- Psychopathology. Sixteen of the 19 studies examining psy-
lative trauma” (e.g., parent arrest or imprisonment, family suicide, chopathology as a predictor of later BPD detected at least one
death of a parent), and found a significant association with BPD significant prospective relationship. In studies examining internal-
across adolescence and early adulthood. Conversely, Krabbendam izing psychopathology (i.e., anxiety, depression, dissociation, sui-
and colleagues (2015) did not find their combined index (i.e., cide), consistent links with subsequent BPD were reported (Belsky
physical or sexual abuse and “other” trauma, e.g., car accident) to et al., 2012; Bornovalova, Huibregtse, et al., 2013; Conway et al.,
predict BPD symptoms in an incarcerated sample of adolescents. 2015; Krabbendam et al., 2015; Ramklint, von Knorring, von
One final study examined exposure to maltreatment and trauma Knorring, & Ekselius, 2003; Sharp et al., 2015; Stepp et al., 2013;
in the form of peer victimization in late childhood (Wolke et al., Thatcher et al., 2005; Widom et al., 2009). Though three studies
2012). Findings demonstrated that both the severity and chronicity did not find any evidence of a prospective association between
of bullying was prospectively associated with BPD symptoms at internalizing disorders and BPD (Burke & Stepp, 2012; Miller et
Age 12. al., 2008; Rey, Morris-Yates, Singh, Andrews, & Stewart, 1995),
it is notable that these studies utilized clinical samples that were
mostly male.
Child Factors
Studies of externalizing psychopathology (i.e., attention-deficit
Child factors were examined in 29 studies (see Table 4 of the hyperactivity disorder, oppositional defiant disorder, conduct dis-
online supplemental materials), and eight of those studies assessed order, substance use) produced consistent associations with BPD
multiple factors within this domain. outcomes (Belsky et al., 2012; Bornovalova, Hicks, Iacono, &
Cognitive function. Findings from four studies (three unique McGue, 2013; Bornovalova, Huibregtse, et al., 2013; Burke &
samples) supported low IQ, measured from Age 5 through ado- Stepp, 2012; Conway et al., 2015; Miller et al., 2008; Ramklint et
lescence, as a risk factor in adolescence and adulthood (Belsky et al., 2003; Rey et al., 1995; Stepp et al., 2013; Stepp, Burke,
al., 2012; Cohen et al., 2008; Winsper et al., 2012; Wolke et al., Hipwell, & Loeber, 2012; Stepp, Whalen, et al., 2014; Thatcher et
2012). al., 2005). The only study that did not detect a prospective rela-
Attachment. Findings were mixed from three studies exam- tionship between externalizing disorders and BPD was in an in-
ining insecure or disorganized attachment. Positive associations carcerated sample of adolescents, with high rates of behavioral and
were noted when attachment was measured in late childhood and emotional problems at baseline (Krabbendam et al., 2015).
320 STEPP, LAZARUS, AND BYRD

Two studies that failed to find any relationship between psy- Effects of Sampling Methodology
chopathology and BPD were conducted in clinical samples. Thom-
sen and Mikkelsen (1993) did not find an association between First and foremost, it is imperative to highlight that although 39
obsessive– compulsive disorder and BPD diagnosis using an inpa- studies met our inclusion criteria, only 24 unique samples are
tient sample. Similarly, in sample of adolescents recruited from a represented. For example, almost half of studies demonstrating a
psychiatric hospital, internalizing and externalizing disorders positive link between maltreatment and BPD were conducted in
failed to predict BPD diagnosis (Greenfield et al., 2015). Finally, the same sample (i.e., five of 11 studies used the CIC cohort:
Winsper and colleagues (2012) did not find a relationship between Cohen et al., 2008; Crawford et al., 2009; Johnson et al., 1999,
Diagnostic and Statistical Manual of Mental Disorders (4th ed.; 2000, 2001). Similarly, one third of those studies reporting a
American Psychiatric Association, 2008) Axis I disorders at 8 positive association between temperament and later BPD utilized
years and BPD symptoms at Age 12. However, using the same the PGS (Hallquist et al., 2015; Stepp et al., 2015; Stepp, Keenan,
community sample, Wolke and colleagues (2012) reported bivari- et al., 2014; Stepp, Whalen, et al., 2014). Although this does not
ate associations between any childhood disorder and BPD symp- necessarily negate these findings, it highlights a potential bias in
our interpretation of the strength and consistency of effects. Mov-
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toms.
ing forward, it is critical that we attend to the reproducibility of
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Other infant factors. Carlson and colleagues (2009) exam-


ined two additional infant characteristics as BPD risk factors (i.e., findings across unique samples as opposed to merely counting the
infant anomalies at birth and overall “non-optimal” functioning), sheer number of studies demonstrating significance.
and neither factor was significantly associated with BPD symp- In addition, the consideration of sample ascertainment methods,
toms in adulthood. with regard to interpretation of the current literature and future
study design, is imperative, as this provides the foundational
parameters for the questions we are able to be address. For exam-
Discussion ple, the current review highlights a pattern whereby studies with
Results clearly supported multiple factors across social, family, clinical samples or matched community controls appeared less
maltreatment, and child domains that increase risk for subsequent likely to detect significant prospective associations between cer-
BPD outcomes. The most robust risk indicators were low SES, tain risk factors and BPD. Those studies reporting null findings
stressful life events, and family adversity in the social domain; with regard to child psychopathology utilized samples selected on
maternal psychopathology and affective parenting dimension (low the presence of clinically significant levels of psychopathology
warmth, hostility, harsh punishment) in the family domain; expo- (Greenfield et al., 2015; Thomsen & Mikkelsen, 1993). Similarly,
sure to physical or sexual abuse or neglect in the maltreatment maltreatment and trauma were not supported as risk factors of
domain; and low IQ, high levels of negative affectivity and im- BPD in studies selecting participants based on exposure to mal-
pulsivity, and internalizing and externalizing psychopathology in treatment or incarceration status (Krabbendam et al., 2015; Widom
the child domain. In and of itself, the very existence of research et al., 2009). This can likely be attributed to the sampling of
capable of examining the development of BPD signals progress in extreme groups based on the very risk factor of interest, which
the field, and the plethora of longitudinal studies conducted in both precludes examination of the full range of variability. However,
community (e.g., Children in the Community [CIC]; Pittsburgh because clinical studies are characterized by high levels of clinical
Girls Study [PGS]) and clinical samples is remarkable. Taken severity and are more likely to capture onset of the fully developed
together, this body of research has improved our understanding of illness, they are ideal to examine onset. Moving forward, it is
early risk factors of BPD and further strengthened the construct important to consider the strengths and limitations of the study
validity of the disorder in adolescence and adulthood (Chanen, design and critically evaluate its ability to uncover the mechanisms
2015). that explain the eventual manifestation of BPD.
At the same time, the most striking limitation of this research is
Effect of Assessment Methodology
its lack of specificity. Previous research demonstrates a nearly
identical risk profile for a broad range of internalizing (Hankin, Measurement precision is essential as imprecise measurement
2006; Murray, Creswell, & Cooper, 2009; Sander & McCarty, leads to faulty or incomplete data that can yield flawed conclusions
2005) and externalizing (Deater-Deckard, Dodge, Bates, & Pettit, (Rose & Fischer, 2011). Consider two studies examining seem-
1998; Shaw, Owens, Vondra, Keenan, & Winslow, 1996) disor- ingly similar constructs—family relations (Greenfield et al., 2015)
ders. Consequently, we can conclude that there is a shared set of and family relationship quality (Hammen et al., 2015). Note their
risk factors that predict poor mental health outcomes (World drastically different operationalization: a single “overall measure
Health Organization, 2012), and thus, at some level, these factors of intra-family stresses” (Greenfield et al., 2015, p. 400) versus “a
operate in a similar fashion across many psychiatric disorders. This multi-method, multi-informant index . . . of ongoing marital and
highlights the concept of multifinality (Cicchetti & Rogosch, parental relationship quality,” (Hammen et al., 2015, p. 183)
1996), suggesting that we are missing critical elements required to respectively. It is highly likely that these studies are suffering from
explain divergent trajectories for unique disorder outcomes. Ad- the jingle fallacy, as they are utilizing common terms to reference
ditionally, there was tremendous heterogeneity across several crit- different underlying constructs (Thorndike, 1904). Relatedly, the
ical study features, including approaches to sample and assessment current literature lacked consistency in the measurement of risk
methodology, and the developmental timing of these assessments. factors, including use of informants (parent, child, official docu-
The current systematic review provides an ideal opportunity to mentation), and assessment method (questionnaire, interview, ob-
weigh the strengths and limitations inherent across study designs servation). The notable exception was in the domain of child
as we develop a roadmap for future research endeavors. temperament and was the one area in which all identified studies
RISK FACTORS OF BORDERLINE PERSONALITY DISORDER 321

demonstrated complete consistency in their findings. Finally, there (Kelley, 1973): equating all BPD outcomes as synonymous regard-
was considerable heterogeneity in the measurement of BPD. Spe- less of phase variation. In fact, only one study reviewed here
cifically, several studies utilized aggregated post hoc measures of considered phase of the disorder as an outcome (Greenfield et al.,
BPD (i.e., CIC) for which the clinical utility is currently unknown. 2015). As we shift our focus to capture the onset phase, we must
Moreover, it is imperative that we consider the developmental also shift away from examining distal factors indicative of shared
sensitivity of current measures developed for adults being used risk for general psychopathology and instead identify precursors
during adolescence. (i.e., unique proximal indicators) that are specific BPD (Eaton,
In addition to improving data collection methods, we can also Badawi, & Melton, 1995). Although this point is certainly appli-
strive to improve our statistical approach to understanding the cable to the onset of both symptoms and disorder, it is most urgent
complex nature of risk processes. Research to date has generally to examine precursors of the acute, fully developed illness if our
examined risk factors as static, unidirectional influences on sub- ultimate goal is to prevent BPD and deflect trajectories of chronic
sequent BPD. However, a minority of studies reviewed here illness. Therefore, future studies should consider stage of the
sought to uncover more nuanced risk processes, and found evi- disorder in tandem with developmental timing, which requires (a)
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dence of moderating (Belsky et al., 2012; Bezirganian et al., 1993; repeated assessments of BPD during developmentally sensitive
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Hammen et al., 2015; Jovev et al., 2013; Stepp et al., 2015) and windows that encompass periods of peak prevalence (i.e., adoles-
mediating (Bornovalova, Huibregtse, et al., 2013; Hallquist et al., cence; Miller, Muehlenkamp, & Jacobson, 2008); (b) ascertain-
2015; Reinelt et al., 2014; Winsper et al., 2012) mechanisms. ment of a sample with a heightened proclivity to onset during the
These findings highlight the dynamic, transactional progression of sampling frame; and (c) the retrospective identification of a pro-
risk across development, and caution against the use of statistical dromal phase to determine the most robust set of precursors (Eaton
approaches that inherently reflect the notion that risk factors exist et al., 1995).
in a vacuum. Moving forward, we must be cognizant of the In sum, the current state of the field provides little in the way of
balance between the breadth and depth when assessing risk factors. identifying who is most at risk and why BPD (vs. some other
The examination of one risk factor in isolation fails to adequately psychiatric disorder) develops, and many unanswered questions
reflect the innate complexity of the development of BPD. Con- remain. Given the public health significance concerning the iden-
versely, the inclusion of too many risk factors may obfuscate key tification, prevention, and intervention of BPD, we have only a
prospective relationships. In sum, examining a parsimonious set of meager amount of research on its causes, developmental trajectory,
theory-driven risk factors can illuminate processes by which and and response to treatment. Although empirically supported treat-
through which BPD develops. ments are available, very few psychiatric clinics provide this care,
which could account for poor treatment outcomes and heightened
use of emergency and inpatient services. In terms of refining
Effects of Developmental Timing
developmental theories, what are the mechanisms that explain the
Though the current review highlighted a fairly similar risk etiology of BPD? If our goal is early detection, how do we select
profile regardless of the developmental stage at which risk factors those at high risk for BPD? Once identified, how do we intervene
and outcomes were assessed, it may be premature to conclude that with children and youth before they develop the full-blown disor-
this signifies insensitivity to the developmental timing of risk or der? Progress in answering these questions may come from ad-
the manifestation of BPD. An alternative explanation may be dressing these gaps. We have highlighted several key avenues for
rooted in the protracted follow-up periods assessing risk at a single future endeavors pursuing these research priorities in the hopes of
time point, which could obscure sensitive developmental periods. encouraging research that will hasten the pace of these discoveries.
For instance, a null finding at a single time point does not neces-
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