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ORIGINAL ARTICLE

Pleomorphic adenoma of the parotid gland 1985–2010: A Danish nationwide


study of incidence, recurrence rate, and malignant transformation

Simon Andreasen, MD,1,2,3* Marianne H. Therkildsen, MD, DMSc,4 Kristine Bjørndal, MD, PhD,5 Preben Homøe, MD, PhD, DMSc1,3

1
Department of Otorhinolaryngology and Maxillofacial Surgery, Køge University Hospital, Køge, Denmark, 2Department of Otolaryngology Head and Neck Surgery and Audiology,
Rigshospitalet, Copenhagen, Denmark, 3University of Copenhagen, Copenhagen, Denmark, 4Department of Pathology, Rigshospitalet, Copenhagen, Denmark, 5Department of
ORL–Head and Neck Surgery, Odense University Hospital, Odense, Denmark.

Accepted 20 July 2015


Published online 18 September 2015 in Wiley Online Library (wileyonlinelibrary.com). DOI 10.1002/hed.24228

ABSTRACT: Background. Pleomorphic adenoma is the most frequent of malignant transformation in recurrent pleomorphic adenoma
salivary gland tumor and is known for its tendency to recur and for its was 3.3%.
ability to transform to carcinoma ex pleomorphic adenoma (Ca-ex-PA). Conclusion. We report an up-to-date assessment of the epidemiology
Along with pleomorphic adenoma demographics, we present the first of pleomorphic adenoma. We found an increasing incidence and low
nationwide study with long-term follow-up on these topics. recurrence rate compared with previous studies. The risk of Ca-ex-PA
Methods. The Danish Pathology Data Bank was searched for parotid for patients with recurrent pleomorphic adenoma was low compared to
pleomorphic adenoma and Ca-ex-PA in the period 1985 to 2010 and all the literature. V
C 2015 Wiley Periodicals, Inc. Head Neck 38: E1364–

pathology descriptions were reviewed. Ca–ex–PA specimens were E1369, 2016


reviewed by a pathologist.
Results. A total of 5.497 patients were identified and 2.86% had at least KEY WORDS: pleomorphic adenoma, carcinoma, parotid,
one recurrence. An incidence of 4.29/100,000/year was found. The rate epidemiology

INTRODUCTION have been reported in smaller studies with limited follow-


The pleomorphic adenoma is the most common tumor of up.5,6 In Denmark, depending on the location with respect
the salivary glands with a reported incidence of 2.4 to to the facial nerve, the consensus is that parotid pleomor-
3.05/100,000 persons/year, and constitute two thirds of phic adenomas are preferred to be treated with either
parotid tumors.1 Approximately two thirds of these complete or partial superficial parotidectomy when
patients are women and the peak incidence is in the fifth located to the superficial lobe and with total parotidec-
decade, but pleomorphic adenomas are found in both tomy when located in the deep lobe.3 As these approaches
sexes in all ages.1 Although a common disease, demo- are consistently used in Denmark, we conducted a survey
graphic data are scarce and most studies involve only of recurrence rates in patients treated with the current sur-
small or selected populations. gical approaches.
Surgical treatment of pleomorphic adenoma is war- Besides repeated surgery and risk of damaging the facial
ranted because of tumor growth and the ability of pleo- nerve, recurrences are feared because long-lasting tumors
morphic adenoma to undergo malignant transformation to are reported to implicate an up to 24% risk of malignant
carcinoma ex pleomorphic adenoma (Ca-ex-PA). Further transformation of pleomorphic adenoma to Ca-ex-PA.7
complicating the management of these patients is the risk These previous studies are small single-center studies, but
of recurrences and by the location of the facial nerve in for these rare entities large-scale surveys are warranted.
the parotid gland. Recurrence has been attributed to rup- To ascertain the issues of incidence, recurrence rate, and
ture of the tumor capsule during surgery and to pseudopo- risk of malignant transformation in pleomorphic adenoma
dia extending through the capsule, making the surgical and recurrent pleomorphic adenoma, we conducted a sur-
technique the prime determinant for the rate of recur- vey of the entire Danish population consisting of more
rences.2–4 Consequently, recurrence rates spanning from than 5 million people over a 26-year period. This is the
0% of pleomorphic adenomas treated with superficial largest study of its kind and will be valuable for clinical
decision-making and in informing patients about the risks
parotidectomy up to 45% with the enucleation technique
of subsequent recurrence and malignant transformation.

PATIENTS AND METHODS


*Corresponding author: S. Andreasen, Department of Otorhinolaryngology and
Maxillofacial Surgery, Køge University Hospital, Lykkebækvej 1, 4600 Køge, The Ethics Committee of the Capital Region of Den-
Denmark. E-mail: Simon@Andreasen.pm mark (H-1-2012-061 add. 36819) and the Danish Data

E1364 HEAD & NECK—DOI 10.1002/HED APRIL 2016


DEMOGRAPHICS OF PLEOMORPHIC ADENOMA IN THE DANISH POPULATION 1985–2010

specimen with a histologic pathology description of


parotid pleomorphic adenoma with the same laterality.
Search results were reduced after removal of duplicates,
recurrences, and miscoded entries (Figure 1). All pathol-
ogy reports were read to ensure that all cases were coded
and classified correctly and it was noted whether the
patient was operated or only diagnosed with cytology.
Median follow-up time was 11.5 years for the entire
cohort and 15.4 years for patients with recurrences.
To assess the incidence of malignant transformations, we
identified all Ca-ex-PAs in the period. All Ca-ex-PAs from
January 1, 1990, to December 31, 2005, has previously
been revised by Bjørndal et al,9 including 7 in situ Ca-ex-
PAs (Figure 2). Therefore, we retrieved specimens of all
available Ca-ex-PAs from all Danish pathology depart-
ments from January 1, 1985, to December 31, 1989, and
from January 1, 2006, to December 31, 2010. Non-retriev-
able specimens were included only if the pathology report
clearly described residual pleomorphic adenoma or previ-
ous pleomorphic adenoma in the same location. All cases
were checked in the Danish Cause of Death Registry to
assess time under observation for recurrence and malignant
transformation, as patients were excluded at date of death.
Microsoft Office Excel 2010 for Mac (Microsoft, Red-
mond, WA) was used for data registration.

FIGURE 1. Identification of pleomorphic adenomas. Of the identi-


fied 9,528 pleomorphic adenomas, a total of 4,031 cases were
excluded leaving 5,497 primary pleomorphic adenomas. To esti-
mate the rate of recurrence, 222 patients were excluded as they
had not undergone surgery. Of the remaining patients, 151 expe-
rienced recurrence(s).

Protection Agency (Journal No. 12-000179) approved this


protocol. The investigation adheres to the tenets of the
Declaration of Helsinki (version 2008).
Patients diagnosed with pleomorphic adenoma or Ca-
ex-PA from January 1, 1985, to December 31, 2010, were
identified in The Danish Pathology Data Bank, which is a
national database, including all histological and cytologi-
cal reports made in Denmark.8 This registry was searched
with combinations of codes for pleomorphic adenoma,
Ca-ex-PA, parotid gland, and recurrence. Patients were
traceable by their unique social security numbers. The
inclusion criteria were pleomorphic adenoma or Ca-ex-
PA in the parotid gland diagnosed with histology or
cytology. Sex and age was determined with social secu-
rity numbers, and incidences were calculated based on
demographic data from Statistics Denmark (www.dst.dk).
Incidence rates were calculated as the number of pleo-
morphic adenoma or Ca-ex-PA in period / population in
period x 100,000. In accordance with the 2005 World
Health Organization classification, we included in situ
Ca-ex-Pas.1 Incidence rates were based on registered FIGURE 2. Identification of carcinoma ex pleomorphic adenomas
cases from January 1, 1990, as reporting to The Danish (Ca-ex-PAs). Of the 156 entries, 120 were unique. Of 116 avail-
Pathology Data Bank is only nationally complete from able specimens, 4 were excluded after revision and 4 unavailable
this date. A recurrence was defined as a histological or were included based on pathology report, identifying a total of
116 unique Ca-ex-PAs.
cytological diagnosis of pleomorphic adenoma after previ-
ous surgery of pleomorphic adenoma. Surgery for pleo-
morphic adenoma was registered for each separate

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ANDREASEN ET AL.

TABLE 1. Demographics of patients with pleomorphic adenoma in five-year intervals.

Total no. of Total incidence Male incidence Female incidence


cases/no. of 100,000 persons/y Total median 100,000 persons/y Male median 100,000 persons/y Female median
5-y interval women (95% CI) age, y (range) (95% CI) age, y (range) (95% CI) age, y (range)

1985–1989* 761/466 2.98 (1/- 0.001) 47 (9–86.4) 2.34 (1/- 0.001) 46.1 (10–85) 3.59 (1/- 0.001) 48.6 (9–86.4)
1990–1994 1,061/670 4.13 (1/- 0.001) 49 (9.8–89.8) 3.09 (1/- 0.001) 49.0 (14.5–89.3) 5.15 (1/- 0.001) 49.2 (9.8–89.8)
1995–1999 1,147/694 4.40 (1/- 0.001) 49 (11.4–94.2) 3.52 (1/- 0.001) 49.0 (13.6–92.2) 5.25 (1/- 0.001) 50.3 (11.4–94.2)
2000–2005 1,262/720 4.74 (1/- 0.001) 51 (9.1–93.9) 4.12 (1/- 0.001) 50.3 (11.8–91.6) 5.34 (1/- 0.001) 52 (9.1–93.9)
2006–2010 1,266/920 3.90 (1/- 0.001) 53 (9.1–93.2) 2.14 (1/- 0.001) 50.9 (12.1–91.3) 5.61 (1/- 0.001) 54.6 (9.1–93.2)
1990–2010† 4,736/3,004 4.29 (1/- 0.001) 51.1 (9–94.2) 3.6 (1/- 0.001) 50.3 (10–92.2) 5.4 (1/- 0.001) 52.8 (9–94.2)

Abbreviation: 95% CI, confidence interval.


* Data in this period are not complete as a few departments did not report consistently to the Danish Pathology Data Bank.

Because of incomplete registration, 1985–1989 data are not included.

Statistics 1985-1989 to 53 years in 2006 to 2010 (p < .001). A


Statistical analyses were performed using the Mann– steady increase in median age from 46.1 to 50.9 years in
Whitney U and chi-square tests in SPSS version 22.0 for men (p 5 .008) and from 48.6 to 54.6 years in women
Mac (SPSS, Chicago, IL). Probability values (p values) < was found (p 5 .001) (Table 1). In the entire period,
.05 were considered statistically significant. women were older than men when diagnosed (p < .001).

RESULTS Recurrence
Incidence In the study period, we identified 148 patients with one
or more recurrences after the primary operation for pleo-
A total of 5,497 cases of primary pleomorphic adenoma morphic adenoma. Three additional patients were identi-
of the parotid gland were recorded during the 26-year fied with alternative search strategies (Figure 1). Sex and
period (Figure 1). The distribution in 5-year intervals as median age of the recurrences are presented in Table 2.
well as the distribution between sexes and median age is The overall frequency of a minimum of one recurrence
presented in Table 1. The distribution of age by decade at was 2.86% (men 5 2.77% and women 5 2.92% [not sig-
diagnosis is illustrated in Figure 3. Women accounted for nificant]). In addition, there was no significant difference
63.1% (95% confidence interval [CI] 5 61.8% to 64.4%) in age at diagnosis of the primary pleomorphic adenoma
and men for 36.9% (95% CI 5 35.62% to 38.18%) of all between sexes. Patients with recurrences were signifi-
pleomorphic adenomas. The distribution between the cantly younger at diagnosis of the primary pleomorphic
sexes was relatively stable in the study period. We found adenoma as compared with patients who remained recur-
the incidence to be normally distributed with peak inci- rence free (Tables 1 and 3; p < .001).
dence in the fifth and sixth decade for men and women, The 151 patients with recurrent pleomorphic adenoma
respectively (Figure 3). Incidence from 1990 to 2010 in were observed with respect to number and time between
the entire Danish population was 4.29/100,000 persons/ recurrences (Figure 4). In the 26-year period, there was
year (see Table 1). The median age at diagnosis was 50.3 an overall median follow-up time of 11.5 years and 15.4
years for men and 52.8 years for women (p < .001). The years for patients with recurrent pleomorphic adenoma.
median age at diagnosis increased from 47 years in There were large variations in intervals between surgeries
and between sexes, but none were significant. The overall
rate of re-recurrence was 46.4% among those with recur-
rent pleomorphic adenoma.

Malignant transformation of primary and recurrent


pleomorphic adenoma
Demographics of patients with Ca-ex-PA are shown in
Table 4. Of the 116 Ca-ex-PAs identified, the majority
was diagnosed as “de novo” in patients with no history of
pleomorphic adenoma (83.6%). Only 12% were in
patients with a previous operation for one pleomorphic
adenoma and 4.3% were in patients operated for recurrent
pleomorphic adenoma. The frequency of malignant trans-
formation in patients operated for recurrent pleomorphic
FIGURE 3. Distribution of primary pleomorphic adenoma by sex adenoma was 3.3% as opposed to 0.25% in patients oper-
and age at diagnosis. A normal distribution for both sexes, peak- ated for only primary pleomorphic adenoma. Patients
ing in the fifth and sixth decade for men and women, respec- with de novo Ca-ex-PA were older than the patients with
tively, was seen.
pleomorphic adenoma (p < .001), but there was an equal
sex distribution.

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DEMOGRAPHICS OF PLEOMORPHIC ADENOMA IN THE DANISH POPULATION 1985–2010

TABLE 2. Demographics of patients with recurrent pleomorphic adenoma at diagnosis of last recurrence.

Median age Median age of Median age of women


No. of No. of when diagnosed Men/ men at diagnosis of at diagnosis of last
recurrences patients with last recurrence, y women, % last recurrence, y (range) recurrence, y (range)

1 81 49.0 32.1/67.9 42.8 (15.2–75.7) 42.8 (17.0–61.5)


2 42 50.9 39.0/61.0 53.6 (26.9–78.7) 50.9 (15.8–80.2)
3 14 47.1 38.5/61.5 39.5 (31.3–76.3) 54.7 (30.9–79.0)
4 6 48.4 16.7/83.3 41.9 (33.4–49.0) 55.8 (34.7–80.7)
5 4 49.0 25/75 49.0 63.1 (35.6–83.7)
6 2 43.0 50/50 43.3 43.0
7 2 43.0 50/50 43.0 42.7

Patients are divided with respect to number of recurrences and sex.

DISCUSSION tal pathology database, we did not depend on correct dis-


charge diagnosis and eliminated the risk of missing patient
To be able to evaluate the epidemiology of pleomor-
records. Also, two studies on salivary gland tumors from
phic adenoma and Ca-ex-PA, high quality data collected
Africa have found a 50/50 benign to malignant distribution,
over a long time period is needed. Our data comes from
only 40% to 45% of tumors located to the parotid and only
The Danish Pathology Data Bank where all pathology 40% to 44% of salivary gland tumors to be pleomorphic
diagnoses in Denmark are registered making this nation- adenomas.12,13 Alabama had more than 25% African Amer-
wide population-based study on this topic the largest of icans at the time of the study, whereas non-western immi-
its kind to date. grants only constituted 2.2% of the Danish population in
We found the incidence in 5-year intervals to be stable 1990 and 6.5% in 2010 (www.dst.dk). When looking only
between 1990 and 2010 but significantly lower in 1985 to at the white population in the Pinkston and Cole11 study,
1989. This is probably caused by incomplete registration to the incidence was only slightly below the findings in our
the Danish Pathology Data Bank before 1990 from some study. Our material is complete from 1990 and we therefore
institutions.8 Therefore, we chose to include patients from believe that our results indicate the incidence in a European
this period only in the recurrence analysis, as this popula- population dominated more by white people.
tion had the longest follow-up. Based on the stable 21-year Previous studies have found median ages from 41 to 46
period from 1990 to 2010, we found an incidence of 4.29/ years at diagnosis.14,15 We found that age at diagnosis grad-
100,000 persons/year. This is higher than reported in previ- ually increased during the period, starting at 47 years in
ous studies referred to by the World Health Organization in 1985 to 1989 increasing to 53 years in 2005 to 2010. Sig-
which the incidence has been reported to be 2.4 to 3.05/ nificant increasing age at diagnosis was observed for both
100,000 persons/year, including pleomorphic adenomas in men and women with women being older than men (Table
all locations in the head and neck and not only in the 1). To our knowledge, this is the first study to document
parotid, as in our study.1 The incidence of 2.4/100,000 per- this difference in age at presentation between the sexes.
sons/year was based on a material of only 71 benign When looking at the distribution of pleomorphic adeno-
tumors.10 The other study by Pinkston and Cole11 found an mas, we found that 60% of pleomorphic adenomas arose
incidence of 3.05/100,000 persons/year in the population of in women and 40% in men. This was comparable to that
Alabama in 1968 to 1989. These differences might be of other large-scale surveys.16,17 We found the incidence
explained by differences in available methods and inclusion in both sexes to be normally distributed with a peak inci-
criteria. For inclusion in the study, Pinkston and Cole11 dence for women in their sixth decade and for men in
manually reviewed the patients’ medical records and their fifth decade (Figure 3). A steep incline in incidence
required the discharge diagnosis to be a salivary gland in both sexes from the second to the third and from the
tumor as well as an available pathology report confirming third to the fourth decades was noted, this is in agreement
the diagnosis. In our study, by identifying patients in a digi- with previous studies.16,17

TABLE 3. Age at diagnosis of primary pleomorphic adenoma of patients with subsequent recurrence(s).

Median age at Median age of men at diagnosis Median age of women


No. of diagnosis of primary of primary pleomorphic at diagnosis of primary
recurrences pleomorphic adenoma, y (range) adenoma, y (range) pleomorphic adenoma, y (range)

1 40.9 (13.4–85.7) 48.0 (13.4–76.4) 39.7 (23.3–85.7)


2 43.6 (13.7–77.5) 47.3 (29.6–70.8) 41.6 (13.7–77.5)
3 40 (22.8–61.9) 30.1 (22.8–61.9) 42.3 (27.7–54.3)
4 28.8 (21.8–60.9) 23.6 36.5 (21.8–60.9)
5 61.6 (61.9–67.3) 28.8 64.4 (61.6–67.3)
6 41.1 (37.7–44.6) 44.6 37.7
7 28.9 (27.6–30.3) 27.6 30.3

Demographics of patients with subsequent recurrence(s) at diagnosis of primary pleomorphic adenoma. Patients are divided with respect to number of recurrences and sex.

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ANDREASEN ET AL.

large variations were found. This is in accordance with


previous studies and document the unpredictable behavior
of pleomorphic adenoma.20
Young age at presentation of primary pleomorphic ade-
noma is reported to be associated with recurrences.22–24
When diagnosed with primary pleomorphic adenoma, we
found that patients with recurrences had a median age of
41.3 years compared to a median age of 50.9 years in the
entire cohort (p < .001; Tables 1 and 2). Although young
age at presentation was associated with recurrence, when
comparing patients developing one recurrence with
patients developing multiple recurrences we found no sig-
nificant difference in our population, although a tendency
toward young age at diagnosis of primary pleomorphic
adenoma was noted in patients with multiple recurrences
(Table 3).
FIGURE 4. Time between operations for recurrences of pleomor- The recurrent pleomorphic adenoma recurrence rate of
phic adenoma. Data are presented for both sexes as pooled, and 46.6% seems high, but is similar to results from other
for men and women separately. Error bars indicate range. No sig-
materials of patients treated with surgery alone.23 Rates as
nificant differences between sexes or in time between surgeries
were found. low as 8% to 15% has been reported from studies treating
recurrences with adjuvant radiotherapy.23,25,26 However,
randomized controlled trials as well as assessment of side
effects are warranted to confirm this as an effective and
safe treatment of recurrent pleomorphic adenoma.
The time from surgery of the primary pleomorphic ade- The majority of Ca-ex-PAs (83.6%) were diagnosed as
noma to recurrence is known to be extremely variable, de novo cases, whereas 12% was diagnosed after an initial
and it can be argued that a low frequency of recurrences operation of pleomorphic adenoma. Although the latter con-
is due to insufficient follow-up.18 Reporting to the Danish sisted of only 14 patients, it is a substantial portion of the
Pathology Data Bank has been done by all institutions total incidence of Ca-ex-PAs, and is likely to arise from
doing salivary gland pathology examinations since 1990.8 subclinical residual tumor calling for alertness in rapidly
Therefore, our data are of very high quality with a gen- growing recurrent parotid tumors in these patients. The
eral median follow-up time of 11.5 years and 15.4 years remaining 4.3% of Ca-ex-PAs were found among the 151
in the patients with recurrences. We found the frequency patients operated for recurrent pleomorphic adenoma (Table
of a minimum of one recurrence to be 2.86%. Recent 4). This 3.3% risk of malignant transformation in recurrent
studies on patients treated with partial superficial paroti- pleomorphic adenoma occurred after a median of 70
dectomy for superficial lobe pleomorphic adenomas and months after the initial pleomorphic adenoma diagnosis
total parotidectomy for deep lobe pleomorphic adenomas (Table 3). In a review on this topic, Phillips and Olsen27
found recurrence rates between 2% and 3%, with 2% in reported frequencies of malignant transformation in recur-
only superficial lobe tumors.6,19,20 No large-scale studies rent pleomorphic adenoma 3.8% to 24%. All of these were
of deep-lobe pleomorphic adenomas has been performed, small studies, including 19 to 28 patients7,28–31 where refer-
however, in a study by Leverstein et al,21 all recurrences ral bias in the studies with the highest frequencies cannot
developed in patients with deep-lobe tumors treated with be excluded. This is not the case in our study as we report
total parotidectomy. As partial superficial parotidectomy the national material.
and total parotidectomy for superficial-lobe and deep-lobe As our pleomorphic adenoma data are from unrevised
pleomorphic adenomas, respectively, is the surgical material, we cannot exclude that some may be miscoded,
approach of choice in Denmark, a recurrence rate of but we attempted to minimize this by reading the pathol-
2.86% in our material is therefore acceptable. We found ogy reports of all included specimens. As Ca-ex-PA is a
no difference between men and women with respect to far more complex entity, we verified the diagnosis in all
rate and time to recurrence. As illustrated in Figure 4, available specimens, which was 96.7% of Ca-ex-PAs.

TABLE 4. Demographics of patients with carcinoma ex pleomorphic adenoma divided with respect to previous operation for pleomorphic adenoma.

No. of patients Median age,


Ca-ex-PA relation to pleomorphic adenoma (% of all Ca-ex-PA) Men (%) y (range)

De novo Ca-ex-PA 97 (83.6) 48 (49.5) 63 (29–86)


Ca-ex-PA after 1 pleomorphic adenoma operation 14 (12) 5 (35.7) 57 (30–86)
Ca-ex-PA after >1 pleomorphic adenoma operation 5 (4.3)* 2 (40) 46 (31–60)

Abbreviation: Ca-ex-PA, carcinoma ex pleomorphic adenoma.


Distribution of Ca-ex-PA according to previous surgery for pleomorphic adenoma. De novo Ca-ex-PA is diagnosed in patients not previously operated for pleomorphic adenoma. Ca-ex-PA after 1
and >1 operation(s) is diagnosed in patients having undergone 1 or more surgeries for pleomorphic adenoma, respectively.
* After 2, 3, 4, 6, and 7 recurrences, respectively.

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HEAD & NECK—DOI 10.1002/HED APRIL 2016 E1369

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