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Algal Research 61 (2022) 102597

Contents lists available at ScienceDirect

Algal Research
journal homepage: www.elsevier.com/locate/algal

Review article

Software tools for microalgae biorefineries: Cultivation, separation,


conversion process integration, modeling, and optimization
Alei Ahmadi Kasani a, Amin Esmaeili b, Abooali Golzary c, *
a
Department of Chemical & Biomolecular Engineering, University of Connecticut, Storrs, 191 Auditorium Road, Unit 3222, Storrs, CT 06269-3222, USA
b
Department of Chemical Engineering, School of Engineering Technology and Industrial Trades, College of the North Atlantic-Qatar, 24449 Arab League St, P.O. Box
24449, Doha, Qatar
c
School of Environment, College of Engineering, University of Tehran, P.O. Box 14155-6135, Tehran, Iran

A R T I C L E I N F O A B S T R A C T

Keywords: In the operation of biorefineries, performing a quantitative, economic, and environmental assessment of process
Biorefinery equipment design without the use of related software, is time-consuming, difficult, and sometimes impossible
Microalgae due to the complexity and high volume of calculations. The wrong choice of software in simulation and modeling
Software tools
can cause a lot of damages and lead to inaccurate results. Therefore, choosing an integrated system and
Process integration
Modeling
specialized software can be the most important tool to achieve the planned goals. This study is aimed to
Optimization investigate how and when to make the right software choice to enhance the performance and profits and
diminish the risks, operating costs, and environmental impacts. The software used in the stages of cultivation,
harvesting, conversion of microalgae, process optimization, and environmental impact assessment of bio­
refineries are introduced in various sections of this study, and the advantages and disadvantages of each of them
are given along with some practical examples. The software tools investigated in this study include Aspen plus,
SuperPro Designer, BioSTEAM, IPSEpro, WinGEMS, Unisim Design, Virtual Sugarcane Biorefinery (VSB)
modeling software, Simapro, OpenLCA, and, etc., which can be used according to feed and process conditions
and products. To our knowledge, we did not encounter any similar reviews or reports, and this review is the first
of its kind on this topic.

1. Introduction give microalgae an advantage over other biomass feedstock so that the
production of high value-added products from microalgae can be
Biorefineries are those novel and state-of-the-art technologies where economically viable and is aligned with the path towards progressive
several products are made out of renewable feedstock. There are several decarbonization worldwide. Microalgae are emerging as a potential
available resources to be used as the biorefineries feedstock such as feedstock for biorefineries since it doesn't impact soil fertility [2].
devoted energy crops, agricultural crop, forestry and wood processing Despite the large R&D investments and extensive research works for
residues, and municipal waste and wet waste that are generally algal biorefineries, many challenges and limitations have prevented
considered as biomass residues. on the other hand, the use of biomass their production and utilization at a commercial scale. These limitations
residues for commercial productions can be unpleasant since it might include microalgae composition; photosynthetic efficiencies; intensive
lead to reduction in soil fertility as a result of carbon and nutrient net energy consumption; absence of commercial-scale plants; usability
depletion [1]. Microalgae are, in effect, small sunlight-driven cell fac­ of flue gases; technological challenges (e.g., species cultivation, evapo­
tories that can convert CO2 in chemicals to biofuels, food, and high- ration reduction, and CO2 diffusion losses); and unsolved problems
value products. These small photosynthetic organisms possess several related to the cultural strategy for the accumulation of different products
unique advantages such as having high productivity, ability to grow on and the dilute nature of the microalgal culture [3].
degraded and marginal lands, under seawater and wastewater, ability to The combination of the abovementioned predominantly technolog­
to be converted to a large variety of valuable products, high aerial ical challenges has resulted in high production costs, negative energy,
biomass productivity, and high CO2 fixation capacity. The properties and CO2 balances, and reduced downstream efficiency for microalgae

* Corresponding author.
E-mail address: abooaligolzary@ut.ac.ir (A. Golzary).

https://doi.org/10.1016/j.algal.2021.102597
Received 19 August 2021; Received in revised form 10 December 2021; Accepted 11 December 2021
Available online 28 December 2021
2211-9264/© 2021 Elsevier B.V. All rights reserved.
A.A. Kasani et al. Algal Research 61 (2022) 102597

Fig. 1. General software tools for microalgae biorefinery processes and their applications.

biorefineries and biofuels production [4,5]. Most of the current and past as well as a wide range of by-products inclduing various chemicals and
research studies on microalgae has focused on general energy applica­ animal feed is possible. In setting up bio-refineries, the use of new
tions, while the microalgae cultivation is too costly in terms of both software and software systems is one of the most important success
construction and operation that still prevent the introduction of micro­ factors in the formulated strategies. To the extent that choosing an in­
algae biofuels to the market beside the lack of realiabe consensus over tegrated system and specialized software can be the most important tool
their potential environmental impact [6–8]. to achieve the planned goals. However, the question is how and when to
Recently, microalgae biorefinery gradually has become substantial make this choice to create a positive return on investment, reduce risks,
as a substitute for petroleum refineries. The concept of microalgae and increase profits from economic activities, and reduce the operating
biorefinery is comparable to those old-fashioned petroleum refineries, in costs while maintaining the environment. Any incorrect choice of soft­
which the biomass is transformed into commercial compounds, oils, and ware in simulation and modeling can cause several operational damages
products. The main discrepancy between a biorefinery and a petroleum in the long run and most activities in the short term, damages that are
refinery is in the feedstock composition and the engaged pieces of ma­ sometimes very difficult to compensate for. In this study, several soft­
chinery. The exploration of biodegradable products has attracted more ware tools in different parts of biorefineries are described and their
consideration towards biorefineries due to the greater energy demand applications are investigated. To our knowledge, we did not encounter
and swelling environmental pollutions over the years. Some methodol­ any similar reviews or reports, according to our search, reviews about
ogies have already been proposed for the usage of microalgae biomass in this subject are usually about the process methodologies and not the
liquefaction as well as in the extraction of valuable compounds that may software tools. Thus, this review is the first of its kind on this topic.
extend the market popularity of microalgae products. The proposed
methodologies will also expose additional potentials of combined pro­ 2. Software tools for microalgae biorefinery
duction of algae for biofuels and high-value compounds such as proteins,
Astaxanthin, beta-carotene, glycerol, biofuels, various drugs along with Nowadays, planning and designing a more viable process is one of
desirable chemicals [9–13]. the fundamental challenges in the development of greener productions.
Moreover, there have been modern industrial attentions towards the On the other hand, this goal can only be touched with a combination of
consumption of microalgae in several areas such as dietary supplements, economic, technical, and environmental principles, through a simula­
cosmetics, and medications. In a typical biorefinery plant, the produc­ tion perspective. This idea also needs to be applied to the biorefineries
tion of a wide range of energy carriers such as electricity, heat, biofuels since this type of manufacturing provides eco-friendly fuels and

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Fig. 2. Aspen flowsheet of the hydrothermal process of microalgae [31].

chemicals and it appears to be the most favorable alternative to continue (3) Pretreatment for Cell disruption, drying, particulate size-
a more sustainable development. However, the simulation of a system reduction: ultrasonication, high-pressure homogenization,
based on raw mathematical formulas and unprocessed data is usually french pressing, bead milling, microwave treatment, acids and
complex and time-consuming. The software tools can significantly enzymes lysis, osmotic shock; The involved parameters included:
reduce the complexity of modeling and simulation of a prospective plant time, temperature, pH, pressure, frequency, etc.
due to their unique databases and organized calculations. Several (4) Conversion: thermochemical including gasification, hydrother­
accompanying software tools have been technologically advanced for mal liquefaction, pyrolysis, direct combustion. and biochemical
biosystems so far as explained in the next sections. Software tools such as including aerobic and anaerobic digestion, alcoholic digestion,
Aspen plus [14,15], SuperPro Designer 9.5 [16,17], BioSTEAM [18], photobiological hydrogen production, etc. The involved param­
IPSEpro [19], WinGEMS [20], self-developed software [21], Unisim eters include; time, temperature, pressure, flow rate, etc.
design [22], Virtual Sugar cane Biorefinery (VSB) modeling software
[23], etc., which can be used according to feed and process conditions In this research work, various software tools that are already applied
and products. or have the potential to be used in different stages of bio-refineries have
Due to the existence of different technologies in various stages of been studied in more detail and the advantages, disadvantages, and
biorefineries that includes cultivation, harvesting, and conversion into capabilities of each of these tools have been presented. The software
valuable materials, the use of the right software to solve complex process used for microalgae biorefinery processes development step and their
problems, to optimize the process, to select the methods, and to increase applications are summarized in Fig. 1.
the efficiency and productivity are very necessary and crucial. The The software and tools mentioned in Fig. 1 are described below.
various stages of biorefineries and their respective technologies for
establishing biorefinery from microalgae feedstock include [24,25]:
2.1. Aspen plus
(1) Cultivation: Open and closed photobioreactors; The involved
parameters include: temperature control, contamination, light Aspen Plus was first founded as one of the methods for drawing
utilization, water loss, construction cost, biomass concentration, flowsheets that were previously being utilized by chemical engineers for
species control, CO2 loss to atmosphere, typical growth rate (g/ decades. However, in the beginning, computer assistance was only
m2-day), etc. considered in designing a single unit. The answer of the most lucid flow
(2) Harvesting: agglomeration, centrifugation, filtration, floccula­ sheets despite the recycle streams needed an expert to figure out equa­
tion, and bioflocculation; The involved parameters include: time, tions for each unit separately and to include the answer quantities of a
temperature, pH, cell density, etc. formerly calculated stage into the equations of the following stages in
the flowsheet by hand. Then, subsequently, it was essential to include a

Fig. 3. Aspen flowsheet of the biodiesel process of microalgae [31].

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Fig. 4. The general concept of VSB. Adopted from: [11].

recycle stream, the solving initiated through a presumption of the mass input, respectively. They also reported the overall biomass-to-
recycle quantities, and solving was completed once the answers formed liquid efficiency and thermal efficiency of the process to be about 38%
by the late stage in the loop accorded the presumptions. The above­ and 44%, respectively.
mentioned procedure usually includes abundant tiresome efforts while In a study by West et al., a continuous biodiesel processes were
the convergences of the models were not constantly successful. In 1974, designed and simulated by using waste vegetable oil as the feedstock.
the software of Monsanto Corporation's Flowtran mixed all those AspenHYSYS as a process simulation tool for both its simulation capa­
consecutive stages under a united platform based on the assembly of bilities and incorporate calculations was selected. The preliminary cost
operational models of each unit. Later, the software became the foun­ estimations of the processes were transferred to ICARUS Process Eval­
dation of the Aspen Plus software [26,27]. Today, this extensive simu­ uator (IPE) [33]. In another study by Sengupta et al., an economic
lation software has been broadly used in the design and optimization of analysis was also conducted in ICARUS for fermentation of biomass to
biochemical processes operational units such as pyrolysis, hydro- ethanol. The main three design sections were a pre-treatment section, a
treatment, distillation, and economic and technical assessments in bio­ fermentation section, and a purification section. The total plant capital
refinery processes. Under this platform, the optimization of a biorefinery cost, the yearly operating and raw material cost were estimated to be
process is comparatively easy in some way via using several provided about $20, $81, and $54 million, respectively. The minimum ethanol
analysis tools (case study, sensitivity analysis, design constraints, etc.) selling price calculated from the operating cost was set at $1.52/gal
and is possible to minimize the expenses of the whole process besides [34].
recovering excessive heat and evading harmful effects on the ecosystem
[17,28–30]. A shematic of the flowsheet structure prepared by Johnson
[31] for simulating a hydrothermal process and biodiesel process of 2.2. SuperPro designer
microalgae is shown in Fig. 2 and Fig. 3, respectively.
Klein et al. used Aspen Plus® software (version 8.6, AspenTech, SuperPro Designer has features similar to Aspen Plus though it
Bedford, MA, USA) to simulate an integrated sugarcane-microalgae contains specific unit operations for biological processes (e.g., fermen­
biorefinery process operating in steady-state mode. The modeling of tors and strainers) that Aspen lacks. However, SuperPro Designer has
the ethanol distilleries was carried out by adapting a pre-existing significantly less thermodynamic packages and components databases.
simulation of sugarcane mills performed in a VSB framework. The SuperPro Designer provide the user with an easier and more user-
microalgae plant was modeled and simulated jointly in the Aspen Plus® friendly approach compared to Aspen Plus [35]. However, much more
software and electronic spreadsheets. They reported that the cost of the care is required from the userside to successfully converge a simulation
ethanol produced in this novel biorefinery was in the range of US$ in SuperPro Designer since it can often give physically impossible re­
0.36–0.42/L that is below the average market price of US$ 0.51/L. sults. SuperPro Designer also includes a cost analyzing feature that
Moreover, they showed that integrating a sugarcane mill with a certain versions of Aspen Plus lack [36]. SuperPro Designer can also
microalgae facility can improve the sustainability production of anhy­ provide sophisticated modeling for bioprocessing in both batch and
drous ethanol with a reduction of 15% in GHG emissions compared to continuous manners. As conclusion, the main advantages of SuperPro
conventional sugarcane-based ethanol production. However, they Designer is the large database of specific compounds and unit opera­
pointed out that an integrated sugarcane-microalgae biorefinery is tions, and the ability to evaluate the economical and ecological process
economically feasible as long as the carbon price is below US$ 10/t performance indexes [37].
CO2eq [7]. Magdeldin et al. [32] designed a consecutive flow sheet via It is an appropriate tool for planners and researchers in designing
Aspen Plus software which provides initial treatment, liquefaction stage, biorefinery processes, separation units, and techno-economic analyses.
portable hydrogen production, and as a final point, fuel enhancing. They It is also an advantageous tool for designers dealing with biorefinery
showed that the procued fuels contain bio-gasoline, bio-diesel, and units such as chemical flocculation, filter press, and hydrolysis of lipids.
heavy hydrocarbon with concentration of 74.6, 71.5, and 34.5 g/kg of SuperPro Designers provide many handy simulation features such as oil
separators, biological digesters, sludge dryers, and packaging machinery

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[17,38,39]. the environmental impacts attributed to the use of fossil fuels for heating
Slegers et al. performed the calculations for designing each pro­ requirements. The economic indicators including the net present value
cessing model at an commercial-scale algal biorefinery with the capacity (NPV) and internal rate of return (IRR) were calculated to be about
of treating 10 kton microalgal dry weight with the aid of the SuperPro 8,450,000 $USD and 33%, respectively. Their results revealed that the
Designer v10.0b3® software (Intelligen, Inc.) to recognize various sce­ proposed combined biomass biorefinery is feasible to be scaled up
narios for the most reliable microalgal biorefinery, yields, techno- without causing significant negative impacts on the environment [47] .
economic performance, and the biological characteristics of algae spe­
cies. They investigated the development, value creation, and validation 2.5. IPSEpro
of several new processing routes with applications in food, aquafeeds,
and non-food products. They reported that a biorefinery approach can The IPSEpro is a valuable platform for modeling, simulation, anal­
remarkably increase the potential of using biomass to produce market­ ysis, and design of different stages and processes in a biorefinery system.
able products from 7 to 28% to more than 97% [40]. IPSEpro contains a model development kit (MDK) for defining new units
Alnur Auli et al. [41] also simulated the biological conversion of and revising present modules developed in the C++ programming lan­
hemicellulosic biomass to produce xylitol in commercial scale by using guage. The MDK includes a model description platform and a compiler.
Aspen Plus, HYSYS and SuperPro Designer®. SuperPro Designer® is Furthermore, a genetic optimization tool is available in IPSEpro that an
windows-based software that can simoulaneously design and evaluate engineer has wide-ranging options to elect variables and develop the
manufacturing of the product and choose the treatment methods, select operational functions [48]. In a biorefinery plant, IPSEpro can be an
pollution prevention and waste minimization approaches. Application effective tool in processes such as gasification and separation units.
of SuperPro Designer® to simulation the production of xylitol, pyruvic Lassmann et al. simulated two different distillation processes for an
acid, fuel ethanol, and biodiesel, and to monitor the biopharmaceutical annual production rate of 100 ktons of ethanol from wheat straw. They
facility and cost analysis has been reported by several researchers [41]. applied IPSEpro as an equation-oriented flow sheet simulation program
for modeling the overall production process (background process) and
2.3. Virtual sugar cane biorefinery (VSB) performing the pinch analysis. Moreover, they used the simulation re­
sults for the upstream process obtained by IPSEpro as the basis for
The Virtual Sugar Cane Biorefinery (VSB) is a simulation tool further simulation conducted by ASPEN Plus®. To conclude, they re­
developed to evaluate the progress of new processes and novelties in a ported that the overall efficiency of the process can be improved by
biorefinery complex. The VSB has the potential for processing simula­ reducing the energy consumption in the distillation section [49].
tion sheets with economic, social, and ecological assessment tools to
estimate all aspects of a biorefinery plant. This simulation tool can 2.6. COPABI
benefit those users who need to choose between various policies and
approaches, plus to discover the methods and constraints presenting key COPABI (Computational Platform for the Access of Biological In­
financial, social, and ecological effects, with the aim of helping the formation) is a computational platform for automating the genome-scale
arrangement of the preferred policies for each possible scenario [42,43]. metabolic model reconstruction. The rebuilding of metabolic models in
The overall concept of a VSB simulation is displayed in Fig. 4. genome-scale is a manual and interactive procedure focused on decision
Klein et al. evaluated various scenarios for commercial-scale inte­ making. This extensive process typically needs a full year of one person's
grated sugarcane-microalgae biorefineries focusing on their techno- effort in order to agreeably gather, examine, and validate the list of all
economic and environmental feasibility. The process integration was metabolic reactions existing in a particular organism. COPABI is a
conducted based on various energy and material routes obtained from a computational platform that helps to generate the models from the
sugarcane mill, the use of vinasse as carbon sources for microalgae probabilistic algorithms that have been established previously, in a
growth, and fermentation-derived CO2 [7]. They applied the VSB shorter period.
framework by integrating a computer simulation platform with sus­ Reyes et al. presented the mechanism of a methodology for the
tainability evaluation of different biorefinery process paths and by rebuilding of genome-scale metabolic models for any organism. They
combining all the steps of the biomass chain. Their findings indicate that implemented the steps for the reconstruction in the COPABI platform
the co-location of sugarcane mills with microalgae production can result that uses the developed probabilistic algorithms to generates the models
in verticalized biorefineries with an increase in both fixed and opera­ [65,66].
tional costs which is currently undesirable in economic performance The rebuilding and applications of genome-scale metabolic models
compared to conventional sugarcane mills [7]. represent a great advantage of systems biology. Triana et al. have suc­
cessfully rebuilt the first genome-scale metabolic network for Synecho­
2.4. Unisim coccus elongatus PCC7942, called iSyf715. They used the COPABI
platform to build an up-to-date database and to automatically generate
The Unisim simulation tool is a handy and user-friendly process the metabolic model [67].
design software that is developed based on the legendary Hyprotech
Hysys software and has a very similar interface to the Aspen Plus. This 2.7. Windows General Energy and Material balance System (WINGEMS)
tool can give the designers an opportunity to generate both steady-state
and dynamic simulations, yield estimation, optimization, financial WINGEMS is the main simulator in the pulp and paper industry,
planning, and cost administration. It also provides researchers with which has been known in the pulp and paper industry for more than a
many useful components such as flow sheeting, heat and mass balance, decade [50]. The WINGEMS software is a valuable tool in flow sheeting,
V-L-E diagrams, heat exchangers, kinetics, and thermodynamics mathematical modeling, and separation design of biochemical pro­
[44–46]. cesses. This could be practical to simulate different units of a biorefinery
Niño-Villalobos et al. applied the biorefinery approach for producing plant, especially those which are also common in the paper industry
biodiesel from a combined biomass biorefinery using jatropha and palm [51,52]. WINGEMS is a powerful tool in the conversion of biomass to
oils in order to make it environmentally and economically competitive. long fiber and structural products which can be an alternative to plastic-
They aimed to utilize residual biomass as the feedstock for obtaining made products. Huang et al. [53] performed a detailed process modeling
hydrogen via steam reforming of glycerol and a gasification step. They by combining Aspen Plus®, WinGEMS®, and Microsoft Excel® to
used UniSim software to simulate the linear chains for hydrogen and simulate the entire biorefinery in detail and developed a comprehensive
diesel. They found that the acidification potential highly contributed to communication interface among the three simulations. Their goal was to

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better comprehend the overall process, technical, economic, and envi­ experimental system to collect the required data and the experimental
ronmental performance of the whole integrated forest biorefinery. They setup was monitored by the acquisition software LabVIEW [57,58].
reported a simple case study of an integrated biorefinery and the higher Paladino & Neviani proposed a procedure to perform the scale-up of
feasibility of their approach. photobioreactors based on Buckingham π-theorem. The photo­
bioreactors was used to cultivate Chlorella Vulgaris fed by CO2 and a
2.8. DAYCENT glycerol rich wastewater. They designed and carried out an experi­
mental campaign at three levels to evaluate the characteristic dimen­
DayCent is a worthwhile biogeochemical simulation tool for sionless numbers individuated by the theoretical formulation. The
analyzing carbon, fertilizer, and greenhouse gas (GHG) cycles in cultivation test lasted 90 days, and the automatic management of all the
microalgae, grassland, forest, and even savanna ecosystems. The simu­ operations was performed by the self-built control tool developed on
lation starts by providing soil information and hydraulic data, current Labview 12 for the PXI National Instruments PXI system [59].
and tranditional land use, vegetation cover, minimum and maximum Paladino & Neviani set up the operating conditions of a battery of
daily temperature, and daily rainfall. This software provides daily and airlift photo-bioreactors for Chlorella Vulgaris cultivation integrated into
monthly planning of running events and determines vegetation yield in a a pilot-scale Biowaste-to-Biofuels production plant to produce both
daily time frame. The capability of the tool to analyze plant revenues, biodiesels by transesterification of waste frying oils and syngas by wood
soil carbon content, N2O emissions, and NO3 discharge is powerful in chips gasification. They used the National Instruments PXI system and
using data as of various watered and rained vegetation systems. DayCent Labview software to automatically control the feeding, extraction, and
has also been used to calculate the N2O emissions from reaped and sampling operations [60].
scraped soils for the U.S. National Greenhouse Gas Inventory and to
execute the life-cycle assessment of greenhouse gas emissions in biofuel 2.12. STELLA
production assemblies [54].
STELLA (Systems Thinking Experimental Learning Laboratory with
2.9. COMSOL Animation) is a graphical platform for dynamic modeling officially
created by Barry Richmond in 1985. STELLA provides an environment to
COMSOL Multiphysics® is a multi-purpose simulation software for run models manufactured as visual exemplifications of a system. STELLA
modeling and simulating and process designing in most fields of engi­ has broadly been employed by scholars as a teaching tool and has
neering, industrial, and laboratory research. For multiphysics modeling similarly been used in a range of studies and industrial applications. The
in biorefinery projects, COMSOL can also turn the models into simula­ software package has received positive feedback, being recommended
tion applications and digital illustrations to be used by other design specifically for being user-friendly and most importantly the low cost
teams, manufacturing departments, test laboratories, clients, and more. [61,62]. In 2012, two academics released StellaR, a software that can
The flow field in a continuous Pulsed Electric Field (PEF) processing and convert STELLA models into the R programming language [63].
its key factors were analyzed by Buchmann et al. as an innovative Calicioglu et al. conducted a comprehensive study to identify chal­
nonthermal technique with potential applications in commercial lenges and opportunities for largescale wastewater-derived duckweed
microalgae biorefineries. To conduct the simulations of the flow field in biorefineries as a way to promote a circular bioeconomy. They used
PEF treatment chambers, they used COMSOL multiphysics® software Stella Architect (version 1.1.2) to simulate the duckweed growth dy­
(version 5.3, Comsol Inc., Burlington MA, USA). Their results showed namics by considering the mat density as a variable for the intrinsic
that the PEF processing can demonstrate appropriate applications in growth rate. By conducting a techno-economic analysis (TEA) they ob­
microalgae valorization; however, the reproducibility of results was not tained a minimum duckweed selling price of $7.69 Mg− 1 dry matter and
acceptable [55]. a minimum ethanol selling price of $2.17/L. The largest share of capital
cost (55.6%) and operating cost (90.4%) was accounted for duckweed
2.10. AIMMS pond construction and duckweed harvesting, respectively [64].

AIMMS is a cutting-edge simulation software for creating integrated 3. Biorefinery process simulation
processes study and uses an unconventional managing system. It is used
by leading companies of biorefinery industries, in aspects such as supply The process design of a sustainable biorefinery structure in view of
chain management, industrial planning, logistics, cultivation planning the complicated and ambiguous nature of most of the technologies is one
and risk, and revenue and asset management. A superstructure frame­ of the major biorefinery challenges and it should be reviewed meticu­
work for the techno-economic optimization of an integrated algae bio­ lously. Many practices about microalgae biorefinery process simulation
refinery is developed by Galanopoulos et al. and implemented in the have been reported in recent years. For instance, Frias et al. [61] con­
Advanced Interactive Multidimensional Modeling (AIMMS) software ducted a topological analysis of microalgae during the stages of a bio­
(version 4.21.5.583, 64-bit) to minimize the total biodiesel production refinery. The analysis was founded on process simulation with the
costs. Their developed model is a useful tool to find optimal processing SuperPro Designer software for simulation of the process through stages
pathways that can minimize the required costs for producing biodiesel such as chemical flocculation and filter press, hydrolysis of lipids, and
from algae. The minimal biodiesel costs achieved were 4.02 $/l with a pigment extraction with a solvent. They even went further and analyzed
biodiesel output of 2.4 Ml/y (2.1 kt/y). Their results show that the in­ the transformation of lipids into biodiesel. Moreover, considering the
tegrated concept leads to economic advantages over a stand-alone algae energy integration principle with the Aspen Energy Analyzer software, it
biorefinery with a reduction in the biodiesel production costs up to 80% was possible to minimize the energy cost with the purpose of improving
[56]. the topology planned.
Aspen Plus is suitable for assessing the wide-ranging mass and energy
2.11. LabVIEW balances. Penloglou et al. [36] used the Aspen Plus simulation platform
to develop a mathematical model to evaluate the comprehensive mass
LabVIEW is a simulation software applied in testing, measurement, and energy balances, the machinery sizing, and the consumption of the
and control applications that require rapid access to hardware and data services. Then, the cost of each process unit and the stage was calculated
insights. Mayol et al. proposed wet processing of biomass to avoid the ensuring the total capital investment (I), the annual manufacturing cost
expensive drying steps that include harvesting, cell disruption, and (CTW), and the annual manufacturing cost per manufactured biomass
fractionation of the target compounds. They designed and fabricated the (CTW). Hernández-Pérez et al. [63] used Aspen plus and demonstrated a

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useful calculation system using metaheuristic methods to optimize an rate and the CO2-rich flow dose is decreased in order to localize the CO2
interconnected biodiesel manufacturing process from microalgae balance. Their model is governed by different parameters such as the
biomass. Ten environmental variables were studied and improved surface area of the water-air interface, water depth, the basic microalgae
counting temperatures and pressures of the five bioreactors and the dosage, and the algae features. Besides, Gomez et al. [73] used a fast and
quantity of stages plus the feed stage of the three studied distillation reliable MATLAB code called DFBA lab for dynamic flux balance anal­
units. The model could cover both economic and environmental objec­ ysis of Bioprocess systems.
tives. The economic objective was designed at taking full advantage of Process balancing and flow sheeting is the usage of computer assis­
the net annual income. The objective related to the environmental ef­ tance to execute steady-state mass and energy balancing and price cal­
fects was to reduce the exhausted greenhouse gases (GHG). In addition, culations for a biorefinery plant. It is a critical and fundamental element
they practiced the free software of Symyx Draw for the formation of all of a biorefinery process design. Many processes, balancing, and flow
the compounds that were not avaialble in the Aspen Plus database. sheeting associated software have been used in the bio-systems so far.
Covering all the procedure in a single simulation app can conserve For instance, Pujan et al. [74] studied higher possible blending ratios or
time and cost. Asiedu et al. [8] studied process simulation and techno- better fuel qualities of aviation biofuels generated from Fluidized-bed
economic assessment of a rich protein quintessence (free amino acids catalytic cracking (FCC) of algae oil. They applied Aspen Plus for
and water-soluble peptides) extracted from microalgae. The simulation flowsheeting as well as finding mass and heat balances to evaluate the
was performed using SuperPro Designer v9.0. The analyses covered all efficiency of the process. They found that the simulation software covers
procedures such as biomass cultivation, reaping, lipid extraction, and all relevant conversion and separation steps as well as the secondary
spray drying. In addition, a water-based Flash Hydrolysis (FH) proced­ components such as a steam reformer and furnace. They correspond­
ure was practiced in building the pilot-scale continuous-flow reactor for ingly proposed that the established simulation model can act as a con­
protein extraction from microalgae discharge. The protein minimum ceptual design for the implementation of future experimental results and
selling price of 4.31 $/kg was then calculated based on the simulation perceptions with an energy efficacy of 95% and an aviation biofuel yield
data. Li et al. [68] introduced the usage of CFD simulation by combining of 41%.
the laminar fizzy stream of air bubbles with microalgae mass transfer SuperPro Designer® software is a great pilot-scale designing soft­
equations and boundary conditions. The simulations were initially ware tool. Inca et al. [75] developed a pilot-scale CO2 capture system
established hypothetically for finding the most favorable alignment of based on microalgae to produce high-quality biodiesel. The process
the 2-panel photo bioreactor and its operational parameters in providing flowsheet for the CO2 bio-absorption system from vent air, progression,
a sufficient dark-light cycle. Finally, they compared prototype experi­ and extraction of biomass as well as bio-oil separation is executed in
ments on microalgae cultivation with the simulated model data and SuperPro Designer® v8.5 software. Practical data allowed them to
realized that the suggested CFD simulation was appropriately valid and format flowsheets, unit operations, and unit process material balance.
useful. They considered the semi-batch process, and calculated feedstock
Aspen Hysys can be used for developing new designs. Piemonte et al. quantity/flow rate and treating times. The process simulation predicted
[69] developed a novel microalgae biorefinery design with ionic liquid that about 1400 kg CO2/yr bio-capture with about 45% yield, and
extraction using Aspen Hysys V7.3®. The selected ionic liquid was approximately 200 kg bio-oil/yr can be produced in the plant.
Butyl-3-methylimidazolium chloride, which is an eco-friendly solvent;
since it is not a conventional compound and is not available under Aspen 3.1. Tools for the cultivation step
Hysys's database, a technique to calculate its thermodynamic and
transport properties through a thermodynamic model was suggested. One of the main concerns in the cultivation of microalgae on a large
Moreover, a complete flowchart has been arranged and simulated, scale is the design and construction of systems and methods of cultiva­
including a reactor for extraction of the bio-oil via ionic fluid, and a tion and identification of several species that have the capability to in­
three-phase separator with recycled streams, and few heat exchangers crease efficiency with the use of solar energy and carbon dioxide.
devices for recovery of the energy. In addition, they carried out mass and Despite numerous studies on increasing efficiency, so far no fully opti­
energy balances and the key finding allowed them to calculate the mized bioreactor has been introduced that can achieve maximum pro­
amount of extracted bio-oil as a function of the ionic liquid to dry duction with minimum cost [76–78]. Although all efforts are currently
microalgae mass ratio. It was reported the bio-oil recovery progression, being made to produce and cultivate microalgae in closed systems, most
improved by decreasing the temperature. commercial systems are in the form of open lake cultivation. This is due
MATLAB software is valuable for modeling in open ponds. Albarelli to economic issues as well as the cheapness of this system compared to
et al. [70] used MATLAB software for developing a mathematical model closed systems [79,80].
for the cultivation of the microalgae in an open pond. The cultivation Photobioreactors are classified based on shape (tubular and flat),
systems used for growing algal biomass were open ponds and closed their slope respecting the ground (horizontal, vertical, angled, and spi­
photobioreactors (PBR); each of these systems has its own advantages ral), how the material is mixed and moved (by pump or air), single-
and disadvantages. The photobioreactors include bubble column, airlift phase or two-phase, and material of construction (glass or plastic).
reactor, flat-plate reactor, horizontal or helical tubular reactor, and The principle of these reactors is to reduce the thickness of the photo­
fermenter-type reactors. The efficiency of PBR depends on various pa­ bioreactor and thus increase the amount of light available to each cell
rameters; but the focus of this work was on gas-liquid mass transfer rate [81,82].
which depends on several factors. CO2 concentration and flow rate are The actual length and height of flat panel photobioreactors are
some of these factors that significantly affect biomass production, bub­ determined by the mixing of the environment inside. The dimensions of
ble behavior, etc. The volumetric mass transfer coefficient (KLa) and gas these systems should be designed in such a way that a proper mixing
hold up (εg) are parameters that affect the mass transfer rate. By pattern is established in the reactor so that the nutrients and microalgae
changing the physical characteristics of the PBR such as spurge design or themselves have a balanced distribution [83]. These photobioreactors
changing the operating conditions, KLa and εg are changed dramatically are designed based on the high surface-to-mass ratio (S/V), which will
and are changing the mass transfer rate ultimately [71,72]. The micro­ increase the photosynthetic efficiency [84,85].
algae cultivation model is developed considering an open pool system in The main inputs of closed systems include algae, light, water, carbon
which the water-air interface is wide-open to solar light using an dioxide, and sources of nitrogen and phosphorus. The type of equipment
equation-oriented modeling methodology. In this cultivation model, the used to agitate and circulate the medium is important in the design of a
open pool is supplied with water, the CO2-rich gas flow, and fertilizer. photobioreactor. The efficiency and cost of making a photobioreactor
The carbon consumption rate is controlled by the microalgae growth depend on the choice of the agitator system to set up a suitable mixing

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pattern [86]. Proper mixing will prevent cell deposition in the photo­ keys and costly parts of which is the separation of microalgae from the
bioreactor, provide a proper distribution of nutrients, removal of oxygen culture medium, which accounts for about 20–30% of the total cost, and
produced from photosynthesis, a proper supply and distribution of as a limiting factor for the conversion of this biomass into biofuels
carbon dioxide, and an increase of light in the photobioreactor. Never­ [95–97]. Cultivated algae usually contain large amounts of water, which
theless, excessive agitation can lead to cell damage and eventually cell must be properly harvested to remove this amount of water and operate
death [86,87]. Therefore, the choice of mixing system and its intensity on large volumes of its biomass. These methods may include several
should be done by considering the characteristics of the microorganism steps involving physical, chemical, and biological methods to achieve
used. In recent years, major efforts have been made to increase the proper solid-liquid separation. Experience has shown that there is still
photosynthetic efficiency of microalgae under high light (normal con­ no comprehensive method for harvesting and this field is still active for
ditions on a sunny day). An important strategy for this is to increase the research to obtain a suitable and economical collection system for
amount of light at the reactor surface, which will be possible by stacking different species of algae. Since the cells typically carry a negative
the photobioreactor units vertically [88,89]. charge and allogeneic organic matter (AOM), they remain stable in so­
The complex nature and potential of microalgae to be used as one of lution [98,99]. This, along with the low weight of algae in the culture
the main sources of food, feedstock, or even fuel in various sectors in a medium, causes a high cost of algae harvesting. The most common
biorefinery concept emphasizes the necessity for a very good insight into harvesting methods include gravitational deposition, centrifugation,
microbial systems and their quality control. Podevin et al. [90] have filtration and microblogging, ultrafiltration, flotation, sometimes with
extensively reviewed various on-line and in-line monitoring techniques an additional flocculation step or a flocculation-flotation combination,
of macromolecules including lipids, proteins, carbohydrates, and pig­ and electrophoresis techniques. The choice of separation method de­
ments along with the advancement in their corresponding software to pends on the properties of microalgae such as density, size, and value of
move microalgae production towards process automation via multi­ the products [100–103].
variate process control (MVPC) and software sensors trained on “big
data”. In their review paper, Podevin et al. [90] have focused mainly on 3.3. Tools for conversion process
the current and future advancement of on-line and in-line process
analytical technology (PAT) and software, intending to maintain prod­ The production of renewable and environmentally friendly energy
uct quality and productivity, and improve process automation and from available raw materials has become a goal. Accordingly, various
control of a microalgal biorefinery. methods for energy production from biomass have been proposed. In
Nocentini et al. [91] applied DayCent software for an evaluation of general, these processes are divided into three categories: biochemical,
the biomass feedstock production and soil greenhouse gas emissions in chemical, and thermochemical processes [104,105]. Each part of this
the cultivation process of switchgrass and giant reed plants in the U.S. classification includes several different methods. Biomass conversion
southeast region when converting different previous land-living usages. obtained from microalgae can be accomplished through anaerobic
This is an important job because based on the type of land available for decomposition, fermentation, and photobiological methods. In these
the cultivation of crops, various greenhouse gas effects will be produced methods, microorganisms and enzymes are mainly applied to convert
based on land-use conversion. They concluded that Florida, Georgia, biomass into biofuels [106]. Although these methods are environmen­
Mississippi, and South Carolina were those States with the top accessi­ tally friendly, due to their time consuming, low conversion, and high
bility of land, consequently the uppermost possibility for biofuel cost required, they are not of interest from an industrial point of view.
manufacture. Moreover, Nocentini et al. [92] used the DayCent software The process of ester exchange or esterification of triglycerides in
to evaluate the planting possibility of switchgrass as a bio-ethanol crop biomass by methanol has been one of the preferred chemical methods
to store soil carbon in Europe. They simulated two scenarios: (i) culti­ for biodiesel production. Thermal decomposition of organic matter in
vation only of meadows (1.76 Mha) and (ii) cultivation on Meadowlands biomass and its conversion into biofuels occurs during thermochemical
plus 5% of cultivatable areas presently used for cereals (2.97 Mha in processes [107].
total). Gasification, melting, direct combustion, and pyrolysis are such
Leow et al. [93] provided a dynamic biological cultivation model processes. During the process, the biomass is heated by air, oxygen, or
integrated with thermochemical/biological unit process components for steam to produce the desired products [108]. The industrial method for
the benefit of downstream biorefineries via Monte Carlo simulation. producing biofuels from microalgae is to extract triglycerides from algal
Practically, their study determines a strong necessity to influence inte­ biomass and subsequent conversions (such as transesterification) to
grated modeling platforms to improve microalgae biofuel systems as a biodiesel fuel. This method requires dewatering of microalgae, drying,
whole, and precise recommendations are provided for organizing the and dewatering of biomass paste, and using a solvent to extract tri­
academic and industrial corridors to attain cost-effective biofuel glycerides from dry biomass. These procedures and steps are costly and
manufacture from microalgae. require organic solvents. An alternative approach that requires neither
Seghetta et al. [94] have applied STELLA software to design models drying nor organic solvent is the hydrothermal liquefaction method.
for carbon stocks and flows in various systems such as dynamic models This method converts microalgae with high moisture content into the
of growth of brown seaweed. In one of their recent publications, water at a certain temperature and pressure. Under these conditions,
Seghetta et al. [94] have presented a dynamic model of the carbon cycle macromolecules in microalgae are broken down into bio-oil and gases
and the flow of biogenic carbon specifically developed for microalgae- [107,109]. Pardo-Planas et al. [110] applied Aspen Plus to simulate a
based biorefinery systems in order to support cradle-to-cradle LCA of a biorefinery plant founded on a hybrid technology for the production of
macroalgal biorefinery, quantifying the reduction in atmospheric car­ anhydrous ethanol by converting 1200 tons of switchgrass per day.
bon dioxide (CO2), in terms of carbon. Their objective of designing such Their simulation model contains three conversion components:
a model was to develop a reproducible model that can be used world­ fermentation, gasification, and ethanol recapture. Their study discov­
wide, by adapting the key parameters. Moreover, the usage of various ered the potential manufacture of nearly 36.5 million gallons of bio-fuel
software such as Pathway Tools and COPABI are reported to build spe­ ethanol per year. Barrera et al. [111] used SuperPro Designer software
cific databases of genes, proteins, enzymes, and metabolites [67]. for investigating the potential of converting Sugarcane and blue agave
bagasse to bioethanol as the alternative feeds in a biorefinery system. In
3.2. Tools for the separation step this work, they designed a thorough simulation process via SuperPro
Designer® software considering the upstream components of fermen­
The economics and cost-effectiveness of biofuel production from tation for the efficiency evaluation of bioethanol production in their
microalgae require solving some of their current problems, one of the design. The simulation was prepared at various efficiency levels to

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analyze ethanol production in terms of the complete replacement of in these new emerging technologies.
oxygenates in gasoline sold in Mexico. The results showed that the Panteli et al. [116], developed a Mixed-Integer Linear Programming
ethanol manufacturing cost is 1.34 and 1.46 USD/gal and potential (MILP) model for the integration of a technology superstructure with a
production is 40.13 and 1380 MM gallon/year using blue agave bagasse spatially explicit, multi-period and multi-feedstock, and lignocellulosic
and sugarcane bagasse, respectively. biomass to bio-based products supply chain network. The developed
Carmona-Garcia et al. [112] applied commercial software such as model was solved using GAMS® software by the CPLEX solver. They
Aspen Plus for simulating the conversion of Coffee Cut Stems (CCS) as a further performed optimization work to identify the profit-based
raw material to Acetone–Butanol–Ethanol (ABE) and to perform the optimal configurations of the overall biorefining network that satisfy a
mass and energy balances. This simulation involved the components of deterministic bio-based market demand over a long-term planning
biomass excess that was obtained by practice. First, the entire produced prospect.
sludge in the acid pretreatment unit was transferred to enzymatic In addition, they run a European case study of the South-West of
saccharification. Second, the liquid portion that was rich in pentoses and Hungary to validate the applicability of the developed model along with
hexoses was used for the fermentation step as a carbon supply. The its usefulness in driving decision-making regarding the strategic design
procedure was planned in this mode to control the inhibitors effect in the of advanced future biorefining systems. They have reported that the
yield of ABE fermentation through the comparison with other steps that performance of sensitivity analyses, as well as the inclusion of technical
include the decontamination stage. The efficiency of the process was or economic uncertainty metrics into the mathematical framework, is of
reported to be the production of 140 kg of ABE per each ton of CCS. A great importance to identify the major cost drivers along with the design
Minimum Processing Scale for Economic Feasibility (MPSEF) of 64.6 and planning of robust bio-based supply chains [116].
ton/h of CCS was also demonstrated by the simulation. AIMMS software is a good choice for engineers in the optimization
Pessoa et al. [113] also used the commercial CFD software ANSYS process. Galanopoulos et al. [56] applied the AIMMS software for the
FLUENT® 16.0 to simulate a pilot-scale biomass conversion packed-bed optimization of an integrated algae biorefinery. The integration idea is
bioreactor their focus was on solving the main challenge of Solid-State defined by the usage of the wastewater and CO2 discharges from a wheat
Fermentation (SSF) which has presented a considerable potential for straw biorefinery plant as an input to the microalgae biorefinery and the
the advancing of biorefineries and bio-chemicals. SSF includes the subsequent algae residues are recycled back to the wheat straw bio­
growth of microorganisms within a surface of humidified solid units refinery to produce more valuable compounds. Their results showed that
infused by the constant gas flow and the slightest of noticeable water. the integrated idea creates an economic advantage above a separate
SSF provides possible benefits over the submerged method. Since the algae biorefinery for the reason that there can be up to 80% cost saving
concentrations of outcomes are usually greater, minor bioreactors can in biodiesel production. Geraili et al. [117] also used MATLAB and
be applied to lead to a decrease in functioning expenses. Nevertheless, Aspen plus and provided a multiobjective optimization framework for
there is a big challenge in calculating sufficient heat transfer when this the process design of integrated biorefineries with uncertainties. They
conversion method is used at large scales. As a final point, their simu­ tested this optimization framework on an integrated multiproduct bio­
lation successfully calculated the heat transfer with an average tem­ refinery plant producing boosted biofuels (ethanol) and bio-based
perature difference of 0.07 ◦ C between the experimental and predicted chemicals (succinic acid) and demonstrated the capabilities of the
values. The scent of tea is an important factor in the tea industry which is offered methodology.
affected by the conversion stage in tea preparation and an electronic Nan et al. studied the biodiesel production by transesterification of
nose is used for measuring this factor. Tozlu et al. [114] used LabVIEW microalgae oil in a methanol and ethanol media at supercritical and non-
simulation software for simulating Fermentation bands of a tea factory catalytic conditions. To optimize the operating conditions of the process,
in Turkey by using real odor data obtained in the plant via the electronic a Response Surface Methodology (RSM) combined with a Central
nose. This piece of research should be executed in the simulation setting Composite Design (CCD) was employed. They used Design Expert
due to the great cost of the physical system setup. By the process offered version 8.05 software (STAT-EASE Inc.) to analyze and predict the
in this research, tea factories would be capable to raise their experiment data and optimal conditions. The results showed that the
manufacturing capability with better odor and overall quality. model could predicts the experimental data with an acceptable accu­
Another case of using simulation software for determining the racy. The optimal values for the biodiesel yield obtained with methanol
feedback of a process in the conversion stage and reducing experimental and ethanol medium in their work were about 91% and 88%, respec­
charges is explained as follows. Rahimi et al. [115] simulated the per­ tively. These results obtained by Nan et al. are significant in terms of
formance of the sensor-sensing silicone to detect methane-soluble in the optimizing the costs associated with the anhydrous alcohol and water
conversion step. Chromatography is used for measuring the methane removal of feedstocks, preheating the reactants, and the purification of
content in the fermentation process; nevertheless, the usage of off-line the products [118].
mass spectrometry needs the sampling and upkeep of the sample. Sili­ Banerjee et al. investigated the production of bioethanol from
con sensors are fabricated and applied to sense methane based on this Chlamydomonas reinhardtii through a biorefinery approach. The pro­
principle. The sensor was simulated using COMSOL Multiphysics (CM) ductivity of biomass and carbohydrate was enhanced by optimizing the
5.2 computational software. The three different flowrates of helium was physicochemical parameters. A depigmented and defatted algal biomass
injected at 40, 50, and 60 ml/min. The slightest feedback interval from was used as a substrate to assess the feasibility of bioethanol fermen­
the sensor simulation was 10% regarding the data of the experiments at tation. To improve the biomass and carbohydrate concentration of
1.6 min. C. reinhardtii, several physico-chemical parameters were augmented.
Several characteristics of the TAP+ media including the initial pH,
4. Biorefinery process optimization cultivation temperature, and acetate and ammonium chloride concen­
tration were optimized using the Minitab18 software by modifying one
Third-generation biorefineries are considered complex systems variable at a time, followed by investigating the interaction of the
mainly due to the complicated conversion paths that yield multiple bio- optimized variables with each other. It was observed that after emend­
products, such as bio-oils and building block chemicals. On the other ing the physico-chemical variables with concomitant, the CO2 seques­
hand, market uncertainties such as the real market demand and prices as tration was shown to be beneficial for the improvement of biomass and
well as the high capital costs prevent the development of such produc­ metabolite concentration of C. reinhardtii [119].
tion systems in an economically sustainable and viable manner. There­ A novel multi-objective optimization model was developed by Solis
fore, developing a strong optimization model can be helpful to overcome et al. by focusing on algal biorefinery application to simultaneously
such barriers and can be considered a decision-making tool for investing optimize its cost and environmental impact with the objectives of

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Fig. 5. The basic schematic of a software tool used for Total Chain Integration (TCI) of biorefinery systems. Adopted from: [121].

maximizing profit and minimizing the environmental impact. An algal have applied the grassroots integration methodology to the second
biorefinery with several end-products such as biodiesel, glycerol, bio­ generation and the retrofit integration on the first-generation technol­
char, and fertilizer was used as a case study to prove the optimization ogy along with a transshipment analysis and indicated a significant
model. The Life Cycle Assessment (LCA) methodology was applied to potential saving both in operating and capital cost.
obtain measures for the environmental impact of the process. After
assessing the life cycle inventory, the researchers determined the overall 5. Economic analysis
impact of the system using the SimaPro software. For the optimization
purpose, a mathematical optimization model was developed and vali­ Moncada et al. [15], have investigated the possibilities of integrating
dated with the use of MATLAB R2020a software along with the Cplex biorefineries operating with various generations of feedstock, micro­
optimization solver. Their results showed that the fluctuations in de­ algae oil extraction, and its transformation into biodiesel. They analyzed
mand and the efficiencies of process unit have a significant effect on the the potential of CO2-rich streams for microalgae biomass cultivation and
optimal results. Moreover, it was seen when profit maximization is harvesting. They conducted a techno-economic and environmental
prioritized, the resulting environmental impact increases, which is un­ analysis of various biorefinery scenarios using the Aspen Economic
favorable due to the harm it will cause to the environment. On the other Analyzer v8.0 software. They estimated the capital and operating costs
hand, when the environmental impact is minimized, the algal bio­ of the process units and other valuable data, by taking advantage of the
refinery obtains a net loss since the generated revenue is not enough to design parameters provided by Aspen Plus software, as well as the data
cover the overall production expenses [120]. entered by the user for specific operating conditions.
Posada et al. studied several design aspects of integrated microalgae
biorefineries by using the flue gas produced by CO2-intensive industries.
4.1. Process integration
The design aspects include the screening of technologies, analysis of
processing variables, the combination of final products, and assessment
A number of software tools are also developed for integration of
of thr sustainability criteria. They assembled a comprehensive Life Cycle
biorefinery systems the so-called Total Chain Integration (TCI). TCI may
Inventory (LCI) and LCA for each processing option. The NREU and GHG
be conducted by numerical methodologies in the form of software tools.
emissions were compared among the different developed biorefinery
It can provide technological, economic, environmental, and societal
configurations. The LCA was assembled using a spreadsheet model and
results and is very useful tool for business and policy-making decisions.
SimaPro software. The results showed that the biorefinery systems with
The outcomes of TCI can be further interpreted into the specific spatial
the best economic and environmental performances are those in which
configurations of biorefinery systems and enable the designers to decide
the microalgae oil-free cake is used as a nutrient for substitution of
on optimized technological biorefining options and feedstock.
animal feed and lipids are used for substitution of vegetable oils,
Most present-day integration software tools require a large number
respectively. They reported that overall, the microalgae-based bio­
of input parameters that is usually very hard to collect. Moreover, a
refineries appear to have an acceptable balance between high-demand
comprehensive knowledge in this field is needed to use most of these
energy-oriented and low-demand material-oriented products for the
tools. All these drawback limit the practical application of the available
development of future multiproduct biorefineries [4].
integration tools. So far, there are no sophisticated tools capable of
Thomassen et al. performed an Environmental Techno-Economic
carrying out the total chain integration of biorefinery systems. Budzia­
Assessment (ETEA) for multiple microalgae biorefinery concepts at
nowski and Postawa [121], have performed an extensive literature re­
different locations (Belgium and India). They proposed an ETEA meth­
view and analyses on the state-of-the-art software tools that might
odology by integrating several aspects of the techno-economic assess­
potentially be applicable for TCI of biorefinery systems (Fig. 5).
ment (TEA) and LCA methodologies and developed a clear framework
They have reported that in order to develop an economically viable
for the integrated assessment model. They also identified the underlying
and sustainable biorefinery system, a truly solid integration is manda­
variable for the economic and environmental indicators. They per­
tory. Various integration approaches, including the integration of plat­
formed first a contribution analysis to evaluate which production pro­
forms, exchanging wastes and products with other industrial sectors,
cess has the highest impact to the output indicators. In the second step,
using more efficient conversion paths, providing ecosystem and social
they conducted a sensitivity analysis by a Monte Carlo analysis using the
services, and optimizing biomass are essential to meet this goal.
Oracle Crystal Ball software in order to identify which underlying var­
Mountraki et al. [122] and Kokossis and Yang [123] have conducted
iables have the highest contribution on the output indicators. They re­
detailed designs and mathematical models of first- and second-
ported that the scenario in India showed a higher profitability with an
generation ethanol production using Aspen Plus® and GAMS® and
NPV of €40 million over a period of 10 years, while the environmental
validated their designs by the industrial partner (CIMV Process™). They

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Fig. 6. GHG emission for the conversion of microalgae to biofuels by WTP system boundary conditions taken from previous studies compared with the results of this
research for industrial-scale modeling. [128–142].

impact for the scenario in Belgium was lower. They also showed that the Albarelli et al. conducted a thermo-economic and environmental
inclusion of a medium recycling step provides the best scenario from assessment for the extraction of lipids and proteins from wet microalgal
both economic and environmental perspectives and the crucial param­ biomass in a third-generation (3G) biorefinery by using both Super­
eters for feasibility were the upstream environmental impact of elec­ critical Fluid Extraction (SFE) and low-Pressure Solvent Extraction
tricity and the maximum concentration of biomass during cultivation (LPSE) technologies. The used Aspen Plus v.8.4 (Aspen Technology Inc.,
[6]. USA) to simulate the ethanol production process for both first-
Tejada Carbajal et al. proposed five biorefinery scenarios for the generation (1G) ethanol from sugarcane juice and second-generation
production of five different end-products mainly for biodiesel produc­ (2G) ethanol from bagasse in a sugarcane biorefinery. A mathematical
tion from Scenedesmus dimorphus microalgae biomass and glycerol model developed in MATLAB software (MathWorks Inc., USA) was also
valorization. They used Aspen Plus® V.10.0 software to simulate a used to simulate the cultivation of microalgae in an open pond. They
reactive distillation column (RD) and continuously stirred tank reactor showed that when the SFE process is considered, the overall process heat
(CSTR) for the microalgae oil transesterification stage. The equipment demand increases 3.2 times compared to the heat demand of the sug­
and its installation costs were estimated using the Aspen Process Eco­ arcane biorefinery without microalgal growth and processing. On the
nomic Analyzer (APEA) software. Their results showed that the bio­ other hand, the heat demand of the proposed biorefinery with LPSE was
refinery integrated RD and glycerol valorization processes have the best increased by only 87.8%. They reported that the SFE for wet microalgae
economic performance and can achieve an internal rate of return (IRR) processing can increase the total investment by 71% and is not
of 19.8% [8]. economically attractive [125].
There have been many studies on the types of biofuels. In the last
6. Life cycle assessment of biorefinery decade, many studies have been conducted on the evaluation of the life
cycle of refineries, especially the production of bioethanol and biodiesel
Algal biorefineries are expected to impose less environmental im­ from different methods and different generations of these fuels to reveal
pacts if the proposed framework can be coupled to the LCA methodol­ the advantages and disadvantages of different methods compared to
ogy. To achieve this goal in practice, the state-of-the-art process each other and compare to fossil fuels. In life cycle evaluation studies,
optimization techniques should be developed for both environmental several scenarios are usually considered and the most optimal scenario is
and economic aspects. The eco-indicator 99 developed based on the finally selected. In this section, we review a number of previous studies
endpoint category, is one the most popular database and SimaPro® is on biofuels [126,127]. Figs. 6, show the common methods of converting
the most used software for this purpose. Overall, two systematic microalgae into biofuels obtained from various studies and also the
analytical approaches by LCA and TEA are used to quantify the eco­ extent of their emissions.
nomic and environmental benefits of Algal biorefineries [124]. Several models are suggested based on the proposed methods for
The environmental impacts of biorefineries are some quantities that evaluating the life cycle of energy, economy, environment, etc. In
cannot be measured directly but can be evalauted from various. addition, some of these models range from a broad variety of fuels to
measurable indicators. Moncada et al. [15] applied the waste forestry and agriculture products. If the data required to calculate the
reduction algorithm (WAR), developed by the National Risk Manage­ amount of greenhouse gas emissions during the life cycle of bio-oil
ment Research Laboratory of the U.S. Environmental Protection Agency production from microalgae are not available, the amount of pollut­
(EPA), to calculate the potential environmental impact (PEI) biorefinery ants can be estimated by simulation with proposed models [143].
systems. The PEI for a given mass or energy quantity can be defined as
their (energy or mass) effects on the environment if they were dis­
6.1. Building for Environmental and Economic Sustainability (BEES)
charged arbitrarily. They used the WARGUI software to incorporate the
Waste Reduction Algorithm for measuring various categories of envi­
BEES was developed by the Building and Fire Research Laboratory.
ronmental indicators such as human toxicity by ingestion (HTPI),
This model measures the environmental efficiency of construction
human toxicity by dermal exposition or inhalation (HTPE), terrestrial
products using an LCA approach based on ISO standards (14,040 series).
toxicity potential (TTP), aquatic toxicity potential (ATP), global warm­
All stages of a product's life are evaluated, including raw material pro­
ing (GWP), ozone depletion potential (ODP), photochemical oxidation
duction, transportation, installation, consumption, recycling, and waste
potential (PCOP), and acidification potential (AP) [15].
management [144].

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Table 1 Table 1 (continued )


Software used for commercial Life Cycle Assessment. Software Advantages Disadvantages Data bank
Software Advantages Disadvantages Data bank name
name
• Easy to edit inputs
Simapro • Being global o Lack of support for - US LCI US to model different
• Easy modeling non-Windows - ELCD countries
• Systematic and operating systems - Ecoinvent • Alternative fuels
transparent analysis o Requires high hard - LCAfood LEM • Estimates energy o Limited to air - US LCI US
of cycles drive space - IVAM use, criteria emissions - ELCD
• Ability to calculate o Complicated pollutant emissions - Ecoinvent
the carbon footprint • Estimates CO2-
• Ability to determine equivalent
the potential greenhouse-gas
environmental emissions
impact GREET • Fuel-cycle (or well- o Favorable to fuel - US LCI US
• A high precision to-wheels, WTW) systems - ELCD
system modeling of - Ecoinvent
Gabi • Help to reduce o Requires - Ecoinvent vehicle/fuel
greenhouse gas independent - Dedicated systems
emissions and download and database with • Vehicle-cycle
waste update of the 4500 data sets modeling for light-
• Ability to quickly program duty vehicles
review mass flows, o Heavy software BEES • Having economic o The predominant - US LCI US
energy, and costs and use of old analysis focus is on - EPA
codebases • Extent of assessed evaluating the - Ecoinvent
Umberto • Easy to use context o Lack of support for - Ecoinvent environmental product life cycle - LCAfood
• Use of modern non-Windows - Gabi data parameters such as o It does not make
graphical user operating systems water consumption, sense to perform
interface smoke, indoor air other life cycle
• Imaging in the form quality, habitat analyzes with this
of a blacklist of change software.
input and output GHGenius • Transportation o Limitated to - IPCC
data or fuels Transportation - EPA
synchronous Fuels - Ecoinvent
diagrams GEMIS • Database for cost o Not user friendly - IPCC
• Evaluate the • Environmental data o Complex nature - EPA
betrayal cycle for life cycle requires multiple - Ecoinvent
following ISO systems Analyze for inputs that are ELCD
standard different system difficult and time
Quantis • Can be used by non- o Upgrading to a - Ecoinvent boundaries consuming to
SUITE experts more advanced - ADEME bilan • Give GHG source
• Reliable and version require - Carbon breakdowns
powerful results extra charge - DEFRA • Evaluate for
• Ability to auto- multiple objectives
update and simple • Optimize for certain
monitoring features
EarthSmart • Provides o Failure to provide - Ecoinvent
multifunctional network diagrams - Us -EI
functionality for 4 o Lack of imagery of - Australian 6.2. GaBi
different types of the model LCI
users o Lack of calculation
Gabi is LCA economic software distributed by the German interna­
• Upload data and o Uncertainty
methods from tional company PE. Gabi provides tools to create ISO 14040/44-
Simapro after initial compliant lifecycle reviews. Gabi has numerous databases for creating
payment lifecycle models [145,146].
• Web based
Sustainable • Perform LCA in o Limited capacity to - EPA
Minds product design and add parameters - NIST 6.3. GEMIS
production
• Use of cloud space
Gemis is LCA software that contains the energy database of various
technology
Enviance • Suitable for o Requires high - Provided with materials and transportation systems. This software includes the com­
System evaluating a large internet speed an advanced plete life cycle and the effects of its emissions. The Gemis database
number of products life cycle provides information on fuels (fossils, renewables, nuclear, biomass, and
• Ability to store on assessment hydrogen); Electrical and thermal processes (various power stations,
low space hardware database
OpenLCA • Manage GIS o Non-free data bank - US LCI US
generators, and fuel cells); Supplies raw materials and transportation
information within - ELCD (planes, buses, cars, pipelines, vessels, trains, and trailers). Gemis can
the software - Ecoinvent perform complete life cycle calculations of emissions of various pollut­
• Ability to analyze - LCAfood ants (greenhouse gases, air pollutants, debris, and wastewater) and en­
life cycle costs - IVAM
ergy consumption along with cost estimates [147,148].
Biograce • Presents breakdown o Assumptions need - JEC E3
of GHG data at each to be made in data - ecoinvent
point collection process 6.4. GHGenius
• User friendly o Manure
management
o GHG credit applied This model focuses on the life cycle of current and future fuels in
transportation. This software is available for free. GHGenius has data for
Canada, the United States, Mexico, and India at various stages of the fuel

12
A.A. Kasani et al. Algal Research 61 (2022) 102597

process. This model can implement LCA locally and regionally [7].

Acidification
All steps in the life cycle from raw material supply to final con­
sumption are covered by this model. GHG Genius has the ability to assess
the emission of conventional fuel pollutants and alternative fuels to

×
×

×
×
×
×
×
internal combustion engines. This model focuses on three categories of



life cycle emission effects: primary greenhouse gases (including CO2,

warming
CH4, and N2O), pollution criteria (including CO, NOX, SOX, and all

Global
particulate matter) from fuel sources, and energy consumption

×
×
×

×
×
×
×



(including all or fossil energy consumed per unit of energy produced at
all stages of fuel production) [149].

Resource
GHGenius generally provides two statistical tools: sensitivity anal­
ysis and Monte Carlo simulation. Sensitivity analysis allows the user to

×
×
×
×
×
×

×
×


modify the data of different input cells and determine its effect on the
output cells of the model. The performed Monte Carlo simulation allows

Ecotoxicity
up to five input cells for varying according to user-selected distributions
and the effect can be determined on up to 18 output cells and the results

×
×
×
×

×
×
×



can be displayed graphically. GHG can predict the emissions of past,
present, and future gases using past data or correlations of energy and

Energy consumption
process change parameters with time stored in the model [150].

6.5. GREET

This model evaluates the complete life cycle from the well to the










pump and pumps to the cycles, including the production of raw mate­
rials and transportation, fuel production and transportation, and refu­

Eutrophication
eling of vehicles. For the given fuel system and vehicle, the Greet model
performs calculations separately: total energy consumption, fossil fuels,
oil, coal, and natural gas, emission of pollutants (equivalent to CO2, CH4,
and N2O gas), emission of standard emissions gases (compounds)

×
×

×
×
×
×
×


Organic volatility, CO, NOX, fine matter, and SOX). The Greet trajectory

toxicity
Human
of production of more than 100 types of fuel has more than 75 vehicle/
fuel systems. Greet has a biofuel production trajectory from soy. In 2013,

×
×
×
×
×
×
×

×


the algae production trajectory and related pollutants were added to the
Greet Database [151–153].
Ionizing

Obnamia et al., investigated of Comparison of Corn Ethanol Path­ ×

×
×
×
×
ways in GREET and GHGenius. Compared to GREET, the GHGenius




model applies very similar coproduct credits to the life cycle emissions
Land use

of corn ethanol using the displacement method. The allocation method


can be changed, for example, to also enable energy allocation. GHGenius
×

×
×
×
×


is set up to potentially document credit for carbon recovery from


fermentation CO2 (and sequestration from fossil CO2). The energy con­
odor

sumption value in GHGenius for average US corn ethanol is consistent


×









with GREET [150].


depletion
Ozone

6.6. LEM
×
×
×
×

×
×
×


This model estimates energy consumption, air pollutant emissions,


smog

and CO2 equivalent emissions throughout the life cycle of fuels and
×

×
×
×
×
×

materials for a wide range of modes of transportation, vehicles, and





fuels. This model includes a wide range of types of passenger and freight
Photochemical oxidation

transport, electricity generation, heat, and so on. It estimates the emis­


sions of each individual pollutant and also converts all of those pollut­
ants into carbon dioxide emissions. This model uses the equivalent
carbon dioxide index (CEFS), which converts all emission weights except
carbon dioxide to the weight of carbon dioxide with equal effects on the
LCIA methods and impact categories.

global climate. CEFS are similar to GWP S used by IPCC, but not
×
×

×
×
×
×
×

necessarily the same [154–156].






Cumulative Energy Demand

6.7. SimaPro
ILCA 2011, midpoint
ILCA 2011, endpoint

SIMAPRO is economic software provided by the consultants of the


CML (non-baseline)

Eco-scarecity 2006

ReCiPe, midpoint
ReCiPe, endpoint

Dutch company Pre. The software provides professional tools for col­
Ecoindicator 99
CML (baseline)

lecting, evaluating, and monitoring the environmental performance of


TRACI 2.1

products, processes, and services. This software includes an unlimited


methods

USEtox
Table 2

range of abundant, transparent, and high-quality data from the most


commonly used cases and their processes. Databases of this software

13
A.A. Kasani et al. Algal Research 61 (2022) 102597

Fig. 7. Summary of the software used in each step of the microalgae biorefinery process.

include the famous Equinont Switzerland Database, United States Input regional effects. The software also has the ability to analyze life cycle
and Output Database, Denmark Input and Output Database, Industry costs, so that the cost of each change in the process can be calculated
Data, LCA Food Database, 250 Buawl, 2001 IDEMAT, United States separately. In the new version of the software, social indicators are also
Franklin LCI Database, Archive Data, and so on. Ecoinvent includes a provided; one example is the PSILCA which is a new database containing
multipurpose database of over 2700 processes [124,157,158]. information on more than 15,000 industrial sectors and their social
impacts over their life cycle [160–163].
6.8. Biograce The most popular business lifecycle assessment software tools and
their advantages and disadvantages are summarized in Table 1.
Biograce is a model for calculating greenhouse gas emissions based The most critical phase in an LCA study is the Life Cycle Impact
on the EU Renewable Energy Guide. This model is presented in the form Assessment (LCIA). In LCIA phase, the Life Cycle Inventory (LCI) results
of spreadsheets and has separate plates for calculating greenhouse gas for the target substances related to the study of a specific system are
emissions from the production stage to the consumption of various types converted into understandable impact categories that represent the
of biofuels. In this model, greenhouse gases from the combustion of impact on the environment. Several LCIA methodologies have so far
fossil and non-fossil fuels, electricity, as well as various inputs from the been developed with different approaches towards dealing with
agricultural sector, including fertilizers are available. It is also possible modeling the emissions effect on the environment.
to add new inputs and change the amount of these inputs for new pro­ The selection of LCIA methods is based on the two main criteria as
jects [7,159]. follows: (i) the method is available in commercial software, such as
SimaPro or GaBi; (ii) the method includes multiple impact categories
6.9. OpenLCA that are selected mainly based on their availability in the selected LCIA
methods. In this work, most of the impact categories available in the
OpenLCA is one of the newest and one of the most popular programs LCIA methods are investigated and summarized in Table 2.
because of its free access and ease of modeling. This software is con­
nected to 14 databases and despite the general perception, it is only free 7. Summary
for some databases and its main databases such as ecoinvent come with
certain charges. The software is available in 11 different languages As a summary, the process development step is shortened by appli­
worldwide. One of its important advantages is the ability to manage GIS cation of software tools including process simulation, economic analysis,
information within the software. This feature allows the user to import life cycle analysis and optimization. A summary of all the software used
location-dependent effects and thus makes it possible to evaluate in various steps of microalgae biorefineries is shown in Fig. 7.

14
A.A. Kasani et al. Algal Research 61 (2022) 102597

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