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The Leadership Quarterly 803 (2021) 101456

Contents lists available at ScienceDirect

The Leadership Quarterly

journal homepage: www.elsevier.com/locate/leaqua

Developing the theory and practice of leadership development: A


relational view
Cynthia D. McCauley ⁎, Charles J. Palus
Center for Creative Leadership, One Leadership Place, Greensboro, NC 27410, United States

a r t i c l e i n f o a b s t r a c t

Article history: Organizations are demanding leadership development that is more sensitive to context and supportive of orga-
Received 29 November 2018 nizational transformation, and critics of current leadership development practices claim they are too narrowly
Received in revised form 21 June 2020 construed to yield meaningful results. Relational views of leadership may be the disruptive idea that helps recon-
Accepted 20 August 2020
struct leadership development in ways that meets these concerns. To better understand how these relational
Available online 29 September 2020
views can impact the practice of leadership development, we examined the use a specific relational framework
Keywords:
in one leadership development organization. We found that leadership development professionals used the
Leadership framework to convey a relational point of view on leadership to their participants, to facilitate collective identi-
Leadership development fication and action on leadership issues, to develop leadership by focusing on leadership culture, and to enable
Relational leadership the democratization of leadership development. We use these findings to advance a constructive-
Collective leadership developmental perspective on the development of leadership development.
Constructive-development theory © 2020 Elsevier Inc. All rights reserved.

Introduction failing (Beer, Finnstrom, & Schrader, 2016; Feser, Nielsen, & Rennie,
2017; Gurdjian, Halbeinsen, & Lane, 2014; Kaiser & Curphy, 2013;
As leadership development made its way into the 21st century, Kellerman, 2012; Pfeffer, 2015; Rowland, 2016). Arguments were
change was underway. In addition to developing individual leaders, made that organizations were heavily investing in leadership develop-
leadership development programs in large organizations increasingly ment with little evidence that leaders were more effective. Senior exec-
focused on fostering shared values and visions among those in leader- utives worried about their leadership pipelines, employees were
ship roles and on accelerating major strategic changes (Conger & disengaged, and confidence in public and private sector leaders was
Benjamin, 1999). These programs were less generic, becoming more low. The critics—most of whom were deeply involved in leadership ed-
closely tied to the strategic aims of the organization and customized ucation and development—pointed to numerous factors contributing to
around its own ideas of effective leadership (APQC, 2006; Burgoyne & the problem: Leadership development programs overlook context and
Turnbull, 2001). At the same time, organizations found themselves in teach leadership as if one size fits all. Leadership development focuses
the midst of complex challenges brought about by globalization, rapid on changing behavior rather than addressing underlying mindsets
technological innovation, political disruption, and societal shifts. that are at the root of problematic behavior. The field is leader-centric,
Forward-looking organizations began to question the sustainability in ignoring the power shifts in society that elevates the role of followers.
this new environment of a slow-moving hierarchical system with com- Organizations assess leadership effectiveness primarily via individual
partmentalized expertise. They saw the need for leaders at all levels competencies or job performance; they rarely include collective con-
who collaborated to reinvent the organization. Leadership development cerns like workgroup climate or team performance. Senior executives
efforts responded by reaching into lower levels of the organization and do not make necessary changes in organizational systems to support in-
by connecting people across the organization to tackle challenges to- dividual change. In sum, the bulk of leadership development was seen
gether (Charan, Drotter, & Noel, 2001; Dotlich & Noel, 1998). Formal as too narrowly construed to have the kind of impact that organizations
leadership development has continued to evolve as a means for and society require.
supporting the collective development of the organization (Harvard Meanwhile, leadership scholars were exploring new ways of under-
Business Publishing, 2016; Sinar et al., 2018). standing leadership and leadership development. A noticeable trend in
Yet, another narrative about leadership development was emerging, the scholarly literature in the new century was an increasing emphasis
asserting that many leadership development programs had little impact on leadership as a collective phenomenon that is shared among people
and that perhaps the whole leadership development industry was (Denis, Langley, & Sergi, 2012; Lord, Day, Zaccaro, Avolio, & Eagly, 2017).
From this perspective, the target of leadership development moves be-
⁎ Corresponding author at: 3311 Terrault Drive, Greensboro, NC 27410, United States. yond the singular focus on individuals to developing relationships,
E-mail address: mccauley@ccl.org (C.D. McCauley). teams, networks, and organizations (Day, 2000; Day, Gronn, & Salas,

https://doi.org/10.1016/j.leaqua.2020.101456
1048-9843/© 2020 Elsevier Inc. All rights reserved.
C.D. McCauley and C.J. Palus The Leadership Quarterly 803 (2021) 101456

2004; Van Velsor & McCauley, 2004). One of the most disruptive collec- emergent property of relations—a view that decenters individuals. Indi-
tive leadership ideas is the relational notion that individual leaders are viduals are still understood as active participants in leadership, but they
not the fundamental source of leadership, and that leadership is an are not the “containers” of leadership (Denis et al., 2012). Thus, leader-
emergent property of interactions among people working together for ship is not sometimes collective but is fundamentally collective. In other
collective outcomes (Denis et al., 2012). words, in this stream, collective leadership is not viewed as a form or
In this article, we explore whether leadership development itself is type of leadership, but rather as a lens for understanding leadership as
ripe for a developmental leap. After more than two decades of a phenomenon (Ospina et al., 2020). Although various researchers and
stretching, doubting, and exploring, can leadership development recon- theorists have used different labels for this perspective on leadership,
struct itself into a more complex and comprehensive practice? The nec- relational leadership is gaining momentum as the label that best cap-
essary drivers appear to be present: leading-edge organizations seeking tures this emerging work. This label fits with its roots in relational the-
to innovate their leadership development initiatives in response to a ory and marks a “relational turn” in the leadership field—a post-modern
rapidly-changing strategic context, critics within the leadership devel- shift observed across a number of scholarly fields (Ospina & Uhl-Bien,
opment ranks expressing dissatisfaction with the status quo, and new 2012).
and disruptive views of leadership bubbling up from leadership Relational theory is grounded in a constructionist epistemology
scholars. which holds that meaning (i.e., how people make sense of themselves
We focus on a growing non-traditional stream in leadership theory— and the world) is generated and sustained in the context of ongoing re-
relational views of leadership—and examine the impact of this stream lationships (Gergen, 1994). Individuals are not merely independent en-
on leadership development professionals and their practice. These lead- tities who enter into relationships. Rather, individuals are relational
ership development practitioners are at the nexus of demanding organi- constructions; the self is made and remade in unfolding relational pro-
zations, the experiences of their leadership development participants, cesses (Crevani & Endrissat, 2016). From this perspective, leadership is
and disruptive ideas from the field. They are well-positioned to adapt emergent and contextual, and located in the relational processes that fa-
emerging theories to present-day challenges while reconstructing the cilitate the collective achievements of organizing, cooperating, and
practice of leadership development. They can serve as a bridge adapting.
connecting theoretical and practical knowledge, and they can translate Relational views of leadership have been advanced by a number of
and develop adaptive new understandings as these worlds intersect leadership scholars. Drath (2001) offered relational leadership as a
(Boudreau & Rice, 2015; Ungureanu & Bertolotti, 2018). We use a case new view that “pays attention to the whole system of relations as the
study strategy to examine the adoption and application of a particular creative ground for leadership” (p. xv) and views leadership as a com-
relational view of leadership, the Direction-Alignment-Commitment munal achievement. Uhl-Bien's (2006) comprehensive review of rela-
(DAC) Framework (Drath et al., 2008), in a community of leadership de- tional perspectives on leadership yielded a definition of relational
velopment practitioners. We use the findings from this case to reflect on leadership as a “social influence process through which emergent coor-
and inform a perspective on the development of leadership develop- dination (i.e., evolving social order) and change (i.e., new values, atti-
ment which is grounded in constructive-developmental theory. tudes, approaches, behaviors, and ideologies) are constructed and
produced” (p. 668). Hosking (1988, 2007) argued for a change in
Relational views of leadership focus for leadership research from the traits and behaviors of individuals
identified as leaders to relational processes through which social order
The vast body of leadership research and theory, both traditional and is negotiated, while emphasizing that the construction of leadership is
contemporary, focuses almost exclusively on individual leaders and local and culturally-historically situated. Crevani, Lindgren, and
their asymmetrical influence on followers toward the attainment of Packendorff (2007) and Cunliffe and Eriksen (2011) expanded on
shared goals (Drath et al., 2008). Leadership is viewed as a property of these ideas, emphasizing that leadership is dynamic, created and con-
individuals and their interactions with followers. Yet the recent leader- tinually unfolding in mundane and everyday discourse and interactions.
ship literature is increasingly populated by talk of leadership as “a col- Uhl-Bien and Ospina (2012a) provided a forum for examining a
lective phenomenon that is distributed or shared among different range of perspectives on the study and practice of relational leadership.
people, potentially fluid, and constructed in interaction” (Denis et al., They identified commonalities across perspectives, but also surfaced
2012, p. 212). These collective approaches seek to understand leader- distinct differences between those who take a more traditional entity
ship as a property of teams, networks, business units, and organizational perspective and those who take a more disruptive constructionist per-
systems (Ospina, Foldy, Fairhurst, & Jackson, 2020; Yammarino, Salas, spective on relational leadership. For example, from the entity perspec-
Serban, Shirreffs, & Shuffler, 2012). tive, leadership is located in the individual leader's skills and abilities for
Denis et al. (2012) identified four main streams of research on col- developing effective leader-follower relationships. In contrast, from the
lective or “plural leadership.” Three of these streams view collective constructionist perspective, leadership is located in relational processes
leadership as a form of leadership that can be observed in certain con- and mutually constructed through communication, negotiation, and
texts: (a) shared leadership in teams where members lead one another sense-making. This constructionist-relational view is aligned with the
through mutual influence processes, (b) constellations of leaders at the “leadership as an emergent property of relations” stream of research
top of organizations who pool their influence to jointly lead an organi- identified by Denis et al. (2012). Research in this stream continues to
zation, and (c) the distributed exercise of influence over time by a series draw attention to the collective leadership work of organizing and pur-
of individuals, each of whom takes on and then hands off leadership re- suing common goals accomplished through on-going conversation, so-
sponsibility to achieve an organizational outcome. Much of the work in cial interaction, organizational practices, and emergent processes
these streams focuses on understanding leadership in settings where (Crevani, 2018; Holm & Fairhurst, 2018; Van De Mieroop, Clifton, &
individuals interact more as peers (e.g., self-managing teams, cross- Verhelst, 2020).
functional teams of knowledge workers, top management teams) or in A relational view of leadership has implications not only for how
organizations with dual authority structures (e.g., professional organi- leadership is conceptualized and studied in the leadership field, but
zations, education, healthcare), that is, in contexts where more lateral also for how leadership development is practiced in organizations, com-
influence is called for. munities, and educational settings. Instead of focusing leadership devel-
The fourth stream of research differs from and is more disruptive opment solely on the development of individuals (particularly those in
than the others because it directly challenges the taken-for-granted no- positions of authority), a relational perspective advocates for collectives
tion that individuals (either alone or in collectives) are the fundamental (e.g., teams, workgroups, networks, and organizations) as a critical tar-
source of leadership. In this stream, leadership is understood as an get of leadership development. Hence, a distinction is made between

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C.D. McCauley and C.J. Palus The Leadership Quarterly 803 (2021) 101456

building a person's capacity to be effective in leadership roles and pro- human activity that produces direction, alignment, and commitment
cesses (i.e., leader development) and building a collective's capacity to among people with shared work.
produce leadership (i.e., leadership development) (Day, 2000; Van The DAC Framework assumes that people with shared work develop
Velsor & McCauley, 2004). A relational lens can still be applied to indi- beliefs and practices for producing DAC. Leadership beliefs include be-
vidual leader development by enhancing individuals' capacity to partic- liefs about the need for DAC (e.g., a shared goal is needed for team effec-
ipate in relational processes for producing leadership (Day, 2000; tiveness), beliefs about how individuals enhance or hinder the
Fletcher, 2012). For example, Gergen and Hersted (2016) described a production of DAC (e.g., people on a team need to be unselfish), or be-
training process for strengthening dialogue skills that involves liefs about practices that produce DAC (e.g., it is a duty to obey the com-
experimenting with communication and action options while role mands of a superior officer). Some leadership beliefs are instantiated in
playing challenging interpersonal episodes from one's organizational practice. A leadership practice is a pattern in the behavior of a collective
experiences. aimed at producing DAC. Practices are understood as collective enact-
Relational views also point to situating leadership development ments, such as patterns of conversation or organization routines.
within the real-time settings where these relational interactions are Every member of a collective is understood as a participant in leadership
happening, for example, through joint reflection on current relational practices and is thus a contributor to the production of DAC. For exam-
processes within or across groups, the use of multiple voices to generate ple, the offering of a vision and the embracing of that vision by others
local leadership practices, and the adoption of collective action-and-re- are both important for producing direction. Likewise, the creation of a
flection strategies when people engage with one another on mutual project plan and efforts to adhere to that plan are both needed to gener-
problems (Cullen-Lester, Maupin, & Carter, 2017; Denyer & James, ate alignment. The effectiveness of practices in producing DAC shapes
2016; Hosking, 2007; Kennedy, Carroll, Francoeur, & Jackson, 2012; and reshapes shared beliefs and practices, in time yielding a relatively
Raelin, 2016). Any number of collective learning techniques and pro- stable system of beliefs-and-practices. This system of beliefs about
cesses (e.g., after-action reviews, action learning projects, communities how to produce DAC and the linked practices aimed at producing DAC
of practice, shared immersive experiences, and system-in-the-room can be the thought of as the leadership culture of a collective. From the
workshops) provide a rich setting for experimenting with and co- perspective of the DAC Framework leadership development is a process
developing enhanced relational processes for negotiating and by which the leadership culture becomes increasingly adequate for pro-
renegotiating social order. ducing the DAC needed for a collective to work together as a cohesive
unit to achieve mutual goals. Such development requires both the de-
velopment of individuals and the development of the collective as a
Direction-Alignment-Commitment Framework whole.
The framework further assumes that leadership can be assessed in
We now turn to a particular constructionist-relational view of lead- the short-term by the degree of DAC being produced. Longer-term con-
ership which is the focus of our case study. The DAC Framework (see sequences are the leadership effects. The contribution of DAC to the at-
Fig. 1) is grounded in a view that leadership encompasses a full range tainment of strategic results represents the intentional effects of
of human activity (including but not limited to leaders influencing fol- leadership. However, DAC can also contribute to unintended effects.
lowers) whose purpose is to bring members of a collective into the con- For example, an agreed upon direction may end up being flawed and
ditions required for the achievement of their mutual goals (Drath et al., thus create longer-term deficits rather than gains for a collective, or
2008). In this view, the basic elements that mark the occurrence of lead- strong commitment could strengthen a collective's boundaries such
ership are three socially-produced leadership outcomes that enable indi- that it does not partner well with allies.
viduals to work together to achieve strategic results: (1) direction: In general, and especially with respect to leadership beliefs and prac-
agreement in a collective on overall goals, (2) alignment: coordination tices, the DAC Framework is relational. It locates the making of leader-
of work in a collective, and (3) commitment: mutual responsibility for ship not simply in the behaviors of certain individuals, but rather in
the success and wellbeing of the collective. Thus, leadership is the the ongoing pattern of interactions in the collective, thus

The Direction-Alignment-Commitment (DAC) Framework

Strategic
Beliefs Direction Results

Alignment Commitment Unintended


Practices
Results

Leadership Culture Leadership Outcomes Leadership Effects

Fig. 1. Direction-Alignment-Commitment (DAC) Framework.

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C.D. McCauley and C.J. Palus The Leadership Quarterly 803 (2021) 101456

conceptualizing leadership as an achievement of the collective. It recog- The case setting


nizes leadership in terms of collective outcomes—agreement on direc-
tion, coordinated work, mutual responsibility—that exist between The Center for Creative Leadership is a nonprofit educational organi-
people. The framework also makes use of constructive-developmental zation whose mission is to advance the understanding, practice, and de-
theory, a stream of work in psychology that concerns itself with the or- velopment of leadership for the good of society worldwide. Founded in
ganizing principles that regulate how people make sense of themselves 1970 in Greensboro, North Carolina, it has sought to fulfill its mission
and the world, and how those regulative principles are re-constructed through development programs and coaching for leaders, products
and grow more complex over time (Kegan, 1994). Applied to leader- and services to support leadership development, and the dissemination
ship, this theory contends that what people understand leadership to of evidence-based knowledge about leadership. Today, its offerings
be is socially constructed and develops over time to become increas- reach a worldwide audience through campuses in North America,
ingly adequate in the face of diverse and complex phenomena. The Europe, Asia, and Africa. Although it has a global reach, about three-
DAC Framework itself is understood as a constructive-developmental fourths of its 700 full-time employees are located in the U.S. The organi-
step in which a relational worldview transcends yet includes (rather zation was primarily influenced by psychologists in its formative years
than replaces) an individualistic worldview. Among relational views of yet is now populated by professional staff from a variety of disciplines
leadership, the DAC Framework perhaps more strongly embraces across social science, education, and business disciplines. CCL's develop-
pragmatism's commitment to the grounding of concepts in their practi- ment programs offer concepts and models for various intrapersonal and
cal consequences revealed through their enactment in the world interpersonal aspects of leading (e.g., resilience, influencing, conflict
(Martela, 2015), thus focusing leadership theory at its most basic level management) with an emphasis on stimulating new insights and ac-
on outcomes and effects. tions through experiences, feedback, dialogue, and reflection.
The DAC Framework emerged over time at CCL as a group of col-
leagues worked to articulate a broader understanding of leadership
Current study and its development. Influenced by constructionist and relational
ideas, they experimented with shifting the conversation from leader-
To better understand how relational views of leadership impact the ship as the actions of leaders toward followers to leadership as the inter-
practice of leadership development, we undertook a case study of the actions and relations that create meaning among people with shared
adoption and use of the DAC Framework at the Center for Creative Lead- work (Drath, 2001; Drath & Palus, 1994). Spurred by clients who saw
ership (CCL). The DAC Framework was developed at CCL and is regularly leadership development as a lever for large-scale organizational change,
used in its leadership development work around the world. The primary they began to describe how leadership capacity in an organization was
research questions we pursue in the case study are: In what ways has not just embedded in organizational members but also in the relation-
the DAC Framework impacted CCL leadership development profes- ships, systems, and culture of the organization (O'Connor & Quinn,
sionals' understanding of leadership and practice of leadership develop- 2004). As work in organizations and communities increasingly relied
ment? How and for what purposes do staff members use the DAC on peer collaboration, for example, in cross-functional teams or joint
Framework in their work? To gain insights about how leadership devel- initiatives across organizations, they saw the need for a bigger “leader-
opment professionals experience using a relational framework in their ship tent” that would allow for new expressions of leadership while
work, we also explore the benefits and limitations that staff members not negating the value of more traditional expressions (Drath et al.,
encounter in using the DAC Framework. 2008).
The DAC Framework is now considered the official perspective on
leadership at CCL. It is the central leadership framework woven
Methods throughout The CCL Handbook of Leadership Development (Van Velsor,
McCauley, & Ruderman, 2010). Publications and products aimed at in-
We chose a case study strategy because it is ideal for investigating a troducing individuals to the framework and how they can use it are
contemporary phenomenon in depth and within its real-world setting, part of CCL's portfolio. It is regularly used in CCL's development pro-
particularly when the case setting contains contextual conditions im- grams and client proposals. The adoption of the framework appears to
portant for understanding the phenomenon (Yin, 2018). The present have been the result of both its intentional incorporation into specific
study focuses on the adoption and application of the DAC Framework leadership development initiatives and its more organic diffusion
at the Center for Creative Leadership. By focusing on the introduction (Rogers, 2003) as early adopters used it in their own work and shared
of a particular relational leadership framework in an organization it with colleagues.
whose primary mission is leadership development, we can gain insights
about how such frameworks can impact the practice of leadership de- The researchers
velopment. Case studies are particularly useful for answering “how”
and “why” research questions that seek to understand social or organi- The researchers are long-time employees of CCL and have spent
zational processes (Hartley, 2004; Yin, 2018) and for generating practi- most of their careers there in the research and development function.
cal, contextualized knowledge (Marshall & Rossman, 2016). Case study Clearly, we are insiders in relation to our organizational case and are
research seeks to develop an in-depth understanding of the case by invested in the DAC Framework. We were members of the authorship
collecting multiple forms of data (Creswell, 2012). team for the original DAC article in Leadership Quarterly. There are rec-
The present study is limited to CCL staff and the programs, products, ognized benefits and disadvantages of insider research (Brannick &
and services they deliver, and it only peripherally touches on adoption Coghlan, 2007; Greene, 2014). Inside researchers have ready access to
and applications outside of CCL. The study relies on multiple sources the research site and participants, knowledge and insights about organi-
of data and the triangulation of evidence across those sources. Data zational dynamics, and established relationships that can foster natural
were collected on staff members' perceptions of the framework and interactions and open exchanges. On the other hand, their familiarity
its impact on their own ways of thinking about leadership, how and with the context can narrow their perceptions and leave assumptions
for what purposes they use the DAC Framework in their work, and the untested. Their biases can affect who they gather data from and how
perceived benefits and shortcomings of the framework. The researchers they interpret data, and their normally open colleagues may be less
secured the support of CCL's executive team to conduct the study, feed- forthcoming in an official data-gathering context. In an effort to maxi-
back the results to the organization for its own collective learning, and mize the advantages and minimize the disadvantages, we employed
disseminate our findings to the broader field. best practices for conducting insider case studies: seeking participation

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C.D. McCauley and C.J. Palus The Leadership Quarterly 803 (2021) 101456

from a diverse set of employees, using multiple methods for collecting disagree to strongly agree was used.
data (including the option of anonymous data), triangulation, member • Open-ended questions about the shortcomings of the DAC Frame-
checking, reflecting on our own biases, and challenging one another in work, ways in which the respondent's view of leadership has changed
the interpretation of data. since introduced to the DAC Framework, and examples of how the
DAC Framework has impacted CCL's programs and services, partici-
Data collection pants, or client organizations.

Three primary methods of data collection were employed: a survey


of client-facing staff, focus groups of individuals in client-facing roles
who worked together in the same function or geographic region, and An invitation to participate in the research and a link to the elec-
a review of archival material related to the DAC Framework. The survey tronic survey was emailed to all 177 full-time staff members who
offered a way to collect individual perspectives from a large number of (a) design, deliver, and manage leadership development interventions
staff members with the option of maintaining anonymity. The focus (129), or (b) develop business, sell interventions, and manage client re-
groups afforded the opportunity to hear from individuals in more lationships (48). Leadership development interventions include stan-
depth, was more conducive to story-telling, and allowed participants dard and customized training programs, individual and team
to compare and build on each other's perspectives. The archival material coaching, online leadership development tools, and organizational de-
allowed us to review the public face of the DAC Framework and its usage velopment interventions. All of these staff members were college-
in publications and in materials shared with CCL program participants educated, with the majority holding advanced degrees. Eighty were
and clients. Several interviews were also conducted with individuals males and 97 were females. They were located in Africa (11), Asia
to obtain more details on examples that they shared on the survey or (17), Europe (21), and North America (128). Completed surveys were
during focus group discussions. received from 124 staff members (70% response rate). There were no
significant differences in response rates by organizational role or geo-
Staff survey graphic location. Thirty-eight respondents had worked more than ten
A survey was used to collect quantitative and qualitative data from years at CCL, 37 had worked five-ten years, 25 had worked two-five
staff members about (a) their use of the DAC Framework (i.e., in what years, and 24 had worked less than two years.
types of leadership development work, which aspects of the frame-
work), (b) their perceptions of the impact of the framework on their Focus groups
own understanding of leadership and on the practice of leadership de- After the staff survey collection was complete, those invited to par-
velopment at CCL, and (c) their perceptions of the benefits and limita- ticipate in the survey were also invited to join focus group sessions facil-
tions of the framework. Respondents were informed that the survey itated by the researchers. To better capture their shared experiences,
was part of a research project to document and reflect on CCL's use of focus groups were organized by geographic location. Participation in
the DAC Framework, that their individual responses were confidential, the focus group was voluntary. Two focus groups were conducted
and that an organizational-level summary of the data would be pro- with staff in Africa, one in Asia, one in Europe, and seven in North
vided back to all members of the organization. Respondents were America. Fifty-six staff members participated in a focus group, with
asked to identify their functional group and their tenure at CCL. Survey group size ranging from 3 to 10 participants (M = 5.1).
respondents could choose to identify themselves by name on the survey All focus group attendees were briefly reminded of the purpose of
or respond anonymously. the research. The focus group discussions were semi-structured. The fa-
The survey asked respondents: cilitators noted the four topics they would like to hear about from the
focus group members (although input related to additional topics was
• How frequently (regularly, occasionally, or never) they use the DAC welcome): stories about the impact of the DAC Framework on their
Framework in each of 13 types of typical client-facing work at CCL leadership development work, their views of the benefits and limita-
(e.g., I share the framework in discussions or presentations with client tions of the framework, and ways in which they used the leadership cul-
stakeholders; I teach the framework in the classroom as CCL's view of ture element of the framework (i.e., the most relational aspect of the
leadership; I use the framework in working with or coaching teams). framework). Typically, a focus group member would start sharing his
For each situation, respondents could indicate that they were not or her input related to one of these topics and others would follow
responding because they were not involved in that particular type of suit. The facilitators would interject to ask clarifying questions and to
work. move the conversation to a new topic. All focus group sessions were re-
• How frequently (regularly, occasionally, or never) they use each of corded and transcribed.
five common graphics depicting the DAC Framework. Two of the
graphics focused only on the three leadership outcomes Archival material
(i.e., direction, alignment, and commitment). The other three graphics Publications by CCL staff that made use of the DAC Framework were
depicted the full framework, which includes the causal role of leader- collected and reviewed. These publications were an additional source of
ship culture and the effects of leadership. information about how the framework is being talked about and applied
• The extent to which they agreed or disagreed with each of three pos- to leadership development work. In addition, material in CCL's online
itive statements about the framework (the DAC Framework is the content management system was used to review the use of the DAC
right framework for CCL to use in its leadership development work; Framework in program materials (e.g., slideshows, workbooks, hand-
the DAC Framework works well across different types of organiza- outs) in the 2018 calendar year.
tions; the DAC Framework works well across different global cul-
tures), three negative statements about the framework (the DAC Data analysis
Framework has one or more important shortcomings; I have used
leadership frameworks that I like better than the DAC Framework; Descriptive statistics (means, standard deviations, and frequencies)
the only reason I use the DAC Framework is because it is required at were calculated for the 30 rated items on the survey. An inductive ap-
CCL), and six statements about the impact of the framework proach was used to identify themes in the qualitative data.
(e.g., the DAC Framework has changed my own perspective on leader- For each of two open-ended survey questions (shortcomings of the
ship; the DAC Framework has helped broaden CCL's practice to in- framework, changes in the respondent's view of leadership), one of
clude team development). A 5-point response scale from strongly the coauthors reviewed all responses, identified potential themes across

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C.D. McCauley and C.J. Palus The Leadership Quarterly 803 (2021) 101456

the responses, and then coded each response into a theme. The second throughout the curriculum of multi-session programs. The framework
co-author reviewed the categories and individual responses coded to is used less frequently, but still regularly by over 50% of survey respon-
each category, noting additional insights that were incorporated into dents in assessing and coaching groups and teams, in needs assessments
the category descriptions. This review led to small adjustments in the with client organizations, in promoting CCL products, and in external
thematic categories and coding of individual responses. Two additional presentations (see Appendix A for detailed results).
researchers then independently coded each of the responses into one of We did find variation in what “the framework” refers to in practice.
the thematic categories. Interrater coding agreement was 85% for the The survey presented several of the most common graphics in use and
shortcomings question and 87% for the changes in view of leadership asked for frequency of usage by the respondent. Eighty-six percent
question. Initial disagreements were discussed and resolved. For the (107) of respondents reported that they regularly use a simple Venn di-
third open-ended question seeking examples of DAC Framework agram graphic depicting the three leadership outcomes (i.e., direction,
usage, the coauthors reviewed all responses and identified several cate- alignment, and commitment). Each of three variations of the full frame-
gories of usage. The examples shared in the survey were typically not work (which also includes leadership culture and leadership effects) is
detailed, thus more in-depth descriptions of usage were sought from used regularly by a much smaller percent of respondents (8% - 24%);
the focus group discussions, in several follow-up interviews with indi- however, 36% (45) regularly use and 54% (67) occasionally use at least
vidual staff members, and from publications by CCL authors that in- one of the full framework depictions. From reviewing materials used
cluded descriptions of how the DAC Framework was used in a specific in CCL's leadership development interventions and from focus group
leadership development context. discussions, we observed that the Venn diagram tends to be used
Each co-author analyzed a subset of the focus group transcripts. The more frequently in basic programs with an emphasis on individual
inductive analysis of each transcript began by reading and highlighting leader development. The full framework tends to be used in contexts
text related to each of the four topics of interest (i.e., impact of the DAC of group or organizational development while working systemically
Framework on leadership development, framework benefits, frame- with the idea of leadership as a collective phenomenon.
work limitations, and use of leadership culture). The relevant text was
then organized by topic, and themes were identified within each
Acceptance and perceived benefits of the framework
topic. An overview of the content of each focus group was written.
The overview and the relevant text organized by topic and theme
Survey respondents indicated a high acceptance of the framework.
were shared with focus group members. They were asked to individu-
Fifty-seven percent (71) strongly agreed and 32% (40) agreed with the
ally review the analysis of their focus group conversation and indicate
statement “The DAC Framework is the right framework for CCL to use
whether it was consistent with their perceptions of that conversation
in its leadership development work,” while only 8% (10) agreed that
or, if not, to share anything they thought had been misinterpreted or
they had used frameworks they liked better than the DAC Framework,
miscategorized. Forty-one focus group members (73%) indicated that
and 6% (7) agreed that the only reason they use the framework is be-
the analysis was consistent with their perceptions, three (5%) added
cause it is required at CCL.
or suggested edits to the summary, and the remaining twelve (22%)
In the focus group discussions, we sought to learn more about the
did not respond to the review request. One of the co-authors summa-
reasons for these high acceptance rates by asking staff members about
rized overall themes (by topic) across the 11 focus groups. The second
the benefits of using the framework, identifying four broad themes in
co-author then organized text from each focus group transcript into
their responses. One theme was related to the content of the frame-
these overall themes. Several themes were further clarified as a result
work: positioning leadership as a collective phenomenon. The three
of this step.
other themes were about overall qualities of the framework: simplicity,
The data analysis output was organized by our main research ques-
breadth, and face validity across contexts.
tions: In what ways has the DAC Framework impacted CCL leadership
development professionals' understanding of leadership and practice
Positions leadership as a collective phenomenon
of leadership development? How and for what purposes do staff mem-
Although leadership has often been described as a social process,
bers use the DAC Framework in their work? What benefits and limita-
talk of leadership has strongly focused on characteristics and actions
tions do they encounter in using the DAC Framework? Triangulation
of individuals identified as leaders. Staff members noted that the DAC
across data sources and methods allowed us to compare and integrate
Framework encourages a shift in this mental model about leadership:
multiple sources of evidence.
from what leaders do to what leadership produces, from leadership
that “happens inside people” to leadership that “happens between peo-
Results
ple,” from heroic leaders to “leadership coming from anywhere,” from
focusing on individuals to focusing on individuals and collectives:
To capture the narrative emerging from the case study, we first pres-
ent findings on the use of the DAC Framework by leadership develop- One of the things that I really appreciate about DAC is it helps me
ment professionals at CCL: the extent to which they use the shift—particularly within the leading-the-function level leaders—
framework in various types of leadership development work, the use their thinking around what a leader does versus what a group has.
of various versions of the framework, and the acceptance and perceived So really getting at that organizational outcome rather than the indi-
benefits of using the framework. We then examine the impact of the vidual skillset.
framework on the professional staff's understanding of leadership and
their practice of leadership development. We end with findings on the Some staff members also noted that the framework identifies lead-
perceived limitations of the framework. ership culture as the driver or “operating system” for DAC, which helped
them shift the leadership conversation with clients to the collective
Use of the DAC Framework level.

The DAC Framework is used most frequently in training programs Simple framework with underlying complexity
and in interactions with client stakeholders. Seventy-five percent or Staff described the DAC Framework as a simple model that is easy for
more of survey respondents involved in this type of work said that people to understand, remember, and apply in their lives. Its simplicity
they regularly share the framework in client discussions and proposals creates a “viral quality” about the framework, making it “sticky with cli-
and that they teach the framework in the classroom as CCL's view of ents” and “shaping the organization's language around leadership.”
leadership, as part of modules on specific leadership topics, and Others added that the framework takes “a really rich, deep concept

6
C.D. McCauley and C.J. Palus The Leadership Quarterly 803 (2021) 101456

like DAC…and puts it into forms that are accessible to pretty much any- My mindset shifted from the heroic leader to understanding the so-
one.” Making the framework “simple but not simplistic” allows “a facil- cial process of leadership.Thinking of leadership as a collective pro-
itator to go as deeply as they want or to stay at a meaningful but more cess rather than the actions of a specific individual is an
surface level.” enlightening shift.I more fully recognize the collective aspects of
leadership and see it as the product of cooperation among group/
team/organization members.
Broad point of view
Staff also described the DAC Framework as a “point of view” and as a Others (23) described a shift to evaluating leadership in terms of col-
“meta-theory.” Having this larger framework for understanding leader- lective outcomes rather than individual actions, or developing a more
ship allowed them to use DAC as the core idea that other concepts and systemic view that includes the role of shared leadership beliefs and
models could “hang from” or “connect to.” That breadth allows for flex- practices in producing leadership. A few respondents (14) pointed out
ibility in working with different clients: that the framework has given them simple language for a complex phe-
When I did get really creative and combined it with the other theo- nomenon, better language for a view they already held, or a way of in-
ries and strands and really put the specific interpretation at the point tegrating their ideas about leadership.
of the client, that's when it really grew on me because it gives you so
much flexibility. For me, I just had to get comfortable using all that
space it gave me because it's basically a meta-theory. Impact on practice of leadership development

Several commented that the framework, unlike leader competency On the staff survey, a substantial majority of respondents agreed that
models or the latest leadership fad, allows organizations to build effec- the DAC Framework has impacted the design of leadership develop-
tive leadership “without having to change the model every few years.” ment initiatives in their group and has helped broaden CCL's practice
The DAC Framework as a broad point of view is also reflected in staff beyond individual development to include team, leadership culture,
publications where practices for generating leadership in specific con- and (to a less extent) societal development (see Table 1). We examined
texts are tied to the framework: boundary-spanning leadership (Ernst the relationship between frequency of use of the framework and per-
& Chrobot-Mason, 2011), strategic leadership (Hughes, Beatty, & ceived impact. Staff members' average frequency of use across types of
Dinwoodie, 2014), leadership in teams (Morgeson, Lindoerfer, & leadership development work (listed in Appendix A) was significantly
Loring, 2010), and leadership for organizational change (McGuire & correlated with four of the six statements about impact: changed the
Rhodes, 2009; Palus, McGuire, & Ernst, 2012). way I talk about leadership (r = 0.27, p < .01), impacted the design of
leadership development initiatives (r = 0.31, p < .001), helped broaden
practice to include leadership culture development (r = 0.33, p < .001),
Face valid across contexts
and helped broaden practice to include societal development (r = 0.23,
Staff experience the DAC Framework as having high face validity
p < .01).
across different sectors (e.g., business organizations, NGOs, healthcare,
A review of the three editions of The CCL Handbook of Leadership De-
and schools) and leadership contexts (e.g., executive teams, front-line
velopment also illustrated how the emergence of the DAC Framework
leaders, and communities). Those staff who work around the world
coincided with the expansion of the organization's leadership develop-
have used the DAC Framework as a “mechanism through which we
ment practices. The first edition (McCauley, Moxley, & Van Velsor,
can actually talk about [leadership] without asserting cultural biases.”
1998), which predates the development of the framework, defines lead-
They describe the framework as “culturally neutral,” allowing for a
ership development as the expansion of a person's capacity to be effec-
wide range of beliefs and practices for achieving DAC across country cul-
tive in leadership roles and processes, and focuses entirely on
tures. On the staff survey, 94% (116) of respondents agreed that the DAC
development methods and organizational processes for developing in-
Framework works well across different types of organizations, and 74%
dividuals. In the second edition (McCauley & Van Velsor, 2004), DAC
(92) agreed that it works well across different global cultures.
as the outcomes of leadership appears, along with a distinction between
leader (individual) development and leadership (collective) develop-
ment. Yet only two of fourteen chapters focus on practices for collective
Impact on understanding of leadership development, both focused at the organizational level. In the third edi-
tion (Van Velsor et al., 2010), the full DAC Framework appears. Five of
On the staff survey, a large majority of individuals agreed that the fourteen chapters focus on practices for collective development, includ-
DAC Framework has changed their own perspective on leadership ing team, organization, and societal development.
(see Table 1). Eighty-one of the 100 respondents who indicated a Examples of how staff currently use the DAC Framework in their
change described that change in more detail in response to an open- leadership development work—drawn from responses to an open-
ended question on the survey. Nearly half of them (36) expressed ended survey question, focus group discussions, and archival documen-
how they now have a more collective view of leadership: tation of work with clients—illustrated four main ways in which the

Table 1
Perceived impact of the DAC Framework.

The DAC Framework has… Frequency, n (%)

Strongly Disagree Neither agree or Agree Strongly


disagree disagree agree

Changed my own perspective on leadership. 3 (2%) 6 (5%) 15 (12%) 64 (52%) 36 (29%)


Changed the way I talk about leadership with clients and/or participants. 2 (2%) 4 (3%) 5 (4%) 63 (51%) 50 (40%)
Impacted the design of leadership development initiatives in my group or campus. 1 (1%) 2 (2%) 27 (22%) 59 (47%) 35 (28%)
Helped broaden CCL’s practice of leadership development to include team development. 1 (1%) 4 (3%) 31 (25%) 55 (44%) 33 (27%)
Helped broaden CCL’s practice of leadership development to include leadership culture development. 1 (1%) 0 (0%) 28 (23%) 58 (47%) 37 (30%)
Helped broaden CCL’s practice of leadership development to include societal development. 0 (0%) 1 (1%) 51 (41%) 45 (36%) 27 (22%)

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C.D. McCauley and C.J. Palus The Leadership Quarterly 803 (2021) 101456

framework is impacting their leadership development practice: (1) con- what was already happening—a way to name it, a way to talk about
veying an outcome-focused, relational framework as CCL's point of view it. They resonated immediately.
on leadership, (2) facilitating collective identification and action on
leadership issues, (3) developing leadership by focusing on leadership Client interest in using the framework more broadly in their organi-
culture, and (4) enabling the democratization of leadership develop- zations led to the creation of two types of “workshop kits” by CCL staff:
ment. one for professionals to use in teaching the framework as part of formal
training programs and one for managers to use in teaching and applying
Conveying an outcome-focused, relational framework as CCL's point of the framework with their teams.
view on leadership
The most frequent and basic use of the DAC Framework is sharing Facilitating collective identification and action on leadership issues
the framework with clients and program participants as CCL's perspec- Staff members use the DAC Framework to focus a group's attention
tive on leadership. The framework is often introduced at the beginning on generating leadership (i.e., direction, alignment, and commitment).
of programs. In addition to defining the elements of the framework and They see it as a “good central framework for groups to talk about
their relationships, staff members typically ask participants to apply the where they need to go, what results they need to get, and what's getting
framework in some way, for example, sharing stories about times they in the way.” The group could be a management team, a functional unit,
experienced high levels of direction, alignment, or commitment; engag- an action learning team working on a strategic initiative, or a student
ing in a group task and then reflecting on the experience through the team working on a joint project.
DAC lens; or evaluating DAC in a back-home group. The process starts by getting group members to produce a group-
Staff members report emphasizing how this view of leadership is level assessment of the current state of DAC in the group. Members eval-
different from how leadership is typically talked about: uate current DAC individually, then combine their evaluations and to-
gether review their collective assessment. This exercise affords a
I tend to contrast DAC with what many people walk into the room group the opportunity to see their level of agreement about current
with, which is the leader-follower model, and that this is a dramatic DAC, explore why there may be disagreement, and, if an outcome is
shift that they have to think about differently.When I introduce DAC, lower than desired, to begin diagnosing contributing factors. Group
I say notice that what we're talking about when we define leader- members are encouraged to think about potential contributing factors
ship. We're talking about the outcome of the leadership versus the from a broad systemic perspective, considering individual skills and mo-
input to leadership.I use a lead-in storyline emphasizing that CCL is tivations, group composition and structure, interactions and relation-
not trying to pin the tail on the donkey in terms of a definition for ships in the group, formal group processes, shared beliefs and values,
leadership, but we can look for specific outcomes as evidence of and the group's relationship with its external environment (McCauley
leadership. DAC are common denominators that we can all be & Fick-Cooper, 2015). Groups move from diagnosing to enhancing
looking for, and we can share in the practice of producing them. DAC by identifying action steps or new practices to experiment with,
as well as a plan for monitoring progress.
Returning to the framework throughout the program is seen by staff
An example shared by one staff member illustrates this type of inter-
as a best practice for reinforcing the framework and providing opportu-
vention. At the request of the college president, he facilitated a session
nities to practice using it. One way this is accomplished is by linking the
with the president and her extended cabinet of 25 staff members to ex-
content of the program (e.g., communication, influence, managing con-
amine ways in which they could accomplish their shared work more ef-
flict) back to the framework. Another tactic is using the framework dur-
fectively. Before the session each cabinet member had assessed current
ing the debriefing of group exercises throughout the program. One staff
levels of DAC in the group. In reviewing and discussing their combined
member described using the DAC Framework during a midpoint debrief
ratings, they identified alignment as the outcome that needed their at-
of a half-day group exercise:
tention and then pinpointed several issues related to their communica-
When we do the exercise, we test their understanding of the three tion and decision making processes as major contributors to their
leadership outcomes. During the midpoint check-in, the first thing shared sense of low alignment, for example, a lack of clarity about
we ask them to do is to grab their journals and to write down what who is responsible for various types of decisions. A subgroup was tasked
they think their direction was for the afternoon. What does success with moving the work of addressing these issues forward. The result of
look like? At the end of this, what will they have achieved? Then focused study and discussion yielded a set of guiding questions for cab-
we ask for several people to share and it's fascinating. I have yet to inet members to use to better coordinate their actions and a compre-
run a program where participants' answers are the same. It points hensive “communication matrix” that articulates who takes
out how people can think they are clear about their objective, but of- responsibility, who is consulted, and who needs to be informed about
ten are not. We then get them to reflect and talk about the state of decisions in specific domains (e.g., safety, community relations) and
alignment and commitment. They use those reflections to discuss effecting particular groups (e.g., students, faculty).
what to do differently for the second half of the exercise. This type of collective-level intervention allows groups to examine
leadership as a social outcome produced by shared practices rather
Staff members who deliver leadership development interventions in than simply by the actions and influence of an individual in a position
the nonprofit and educational sectors find the DAC Framework particu- of authority. It encourages groups to surface different perspectives
larly useful for talking about leadership. In these contexts, individuals among members as well as taken-for-granted shared assumptions
regularly find themselves working across boundaries as peers, with no about how people do and should work together to achieve collective
one in a formal leadership role, for example, when several community aims. It frames efforts to enhance direction, alignment, and commit-
organizations come together to jointly tackle a social issue or when uni- ment as a shared responsibility.
versity administrators and faculty work together in a shared governance Because the process of using the DAC Framework as a diagnostic tool
model. The framework often resonates with them in terms of how they serves as a lever for producing more DAC, staff members also see value
need to think about leadership, as one staff member explained: in assessing a group's DAC over time to monitor changes:
It hit the nerve center of how really effective social sector leadership I worked with a team in Norway and we assessed DAC at the begin-
happens, especially when we're talking about in communities, be- ning of a two-day session and then at the end. They were excited to
cause it is a shared leadership situation. They have to behave that see movement just in the work we did together those two days. They
way. And the DAC Framework gave an organizing principle to that, then asked us to re-assess DAC three months later (at the team

8
C.D. McCauley and C.J. Palus The Leadership Quarterly 803 (2021) 101456

level), and they use it as a gauge and continual discussion starter for Staff members worked with the executive team of XYZ to explore
the team. how they currently created DAC within their own leadership culture.
An historical timeline for the organization was co-constructed in a live
session. The past evolutions of the leadership culture were identified,
from its origins in a command-and-control hierarchy established by
Developing leadership by focusing on leadership culture the founders (dependent), to geographic and functional silos (indepen-
A growing number of CCL staff members use the DAC Framework to dent), to the current shift toward flattening hierarchy and working
develop leadership by focusing on leadership culture. The CCL Organiza- across boundaries (interdependent).
tional Leadership (OL) practice area was established for the purpose of The executive team reflected on their shared beliefs and practices for
enacting the full DAC Framework by working systemically in organiza- creating DAC, and how they might shift those in order to become a more
tions and identifying how leadership culture can be intentionally interdependent leadership culture. For example, they identified an im-
evolved or even transformed to more effectively address strategic chal- portant category of “how we talk to each other.” Their existing belief
lenges. was something like “people here feel safe talking with their leaders.”
After reflecting on evidence they gathered, the revised belief was “psy-
The OL practice uses the full DAC Framework. It's an imperative be-
chological safety is often missing when we talk to each other and we
cause that's the whole story, the bigger picture. It demonstrates the
need to create a safer environment in which people can make mistakes
depth and rigor of the framework. It explains why executive teams
and take risks.” In order to put this belief into practice, the idea of rela-
need to focus on developing the leadership culture to achieve higher
tional dialogue (Palus & Drath, 2001) was introduced. They applied the
outcomes. It works because you're talking about the organization
dialogical moves of framing, advocating, illustrating, and inquiring
and how they can create the leadership culture through those prac-
(Torbert & Associates, 2004) to a series of urgent, yet sensitive, strategic
tices.
challenges in the organization. The simple move to sitting in a circle
This work was supported by the creation and testing of a three-stage without a table increased mutual awareness and vulnerability. The on-
model grounded in constructive-developmental theory that articulates going practice of dialogue drew attention to the power of conversational
how leadership cultures develop toward greater complexity and sys- habits and the need for psychological safety.
temic inter-connectedness (Drath, Palus, & McGuire, 2010; see The executive team began to map out their mutually desired future
Table 2). Each stage represents a revised set of beliefs and practices for leadership culture in terms of the beliefs and practices for being more
how DAC is produced. In this three-stage progression, the cultural interdependent in the creation of DAC. CCL staff members worked
view of “what is leadership” begins with command and control (depen- with the executive team to co-facilitate relational dialogue among the
dent), which is superseded by one of mutual influence (independent), next level of 50 leaders as a “culture team,” starting with their own
which in turn is superseded by a view of leadership as a fundamentally DAC assessment and comparing their perceptions of DAC with the per-
collective activity (interdependent). Each subsequent stage transcends ceptions of the executive team. Working across organizational bound-
and transforms (rather than replaces) the beliefs and practices in the aries, these 50 leaders started defining how a more interdependent
earlier stages. A series of organizational case studies reinforced the va- leadership culture would work in practical terms. For example, they
lidity and utility of this model and began to influence how staff under- met regularly to share their stories, engage in dialogue, and apply the in-
stood and practiced leadership development (McCauley et al., 2008). sights to their everyday work. Each was equipped with a DAC kit for use
The DAC Framework and three-stage model of leadership culture is with their own workgroups to assess DAC and discuss the implications.
currently used to satisfy client requirements for the transformation of Staff report that DAC has become a shared language in the organization
their cultures in support of new strategies and capabilities within a dis- used to diagnose and discuss leadership and performance issues.
ruptive environment. An example of leadership culture transformation
work is the XYZ Company (details disguised). XYZ has a long, successful, Enabling the democratization of leadership development
and tradition-based legacy in professional services. The CEO and execu- The DAC Framework was developed in the same time period as the
tive team wanted to build on current success and also become more CCL initiative Leadership Beyond Boundaries (LBB). The objective of LBB
agile in the face of industry-wide disruptions. Historically they had was to reach under-served and economically-disadvantaged popula-
done extensive individual leader development but now they sensed tions around the world by democratizing leadership development,
that they had reached the limits of that approach. The traditions of the that is, redesigning it as an inclusive process to reach leaders from all
organization, while still an overall strength, were sometimes getting in walks of society (Altman, Rego, & Harrison, 2010; Palus, Harrison, &
the way of innovation and positive change. The executive team im- Prasad, 2016). LBB staff report that the DAC Framework has been instru-
mersed themselves in learning about new approaches to leadership de- mental for innovating their approaches to leadership development to
velopment and were attracted to the idea of creating a more inclusive, the aims of democratization. The results of this innovation have been
agile, and interdependent leadership culture. twofold: More people are able to see themselves as effective

Table 2
DAC in dependent, independent, and interdependent leadership cultures.

Developmental stage of How do we agree on our direction? How do we coordinate to align our work? How do we mutually commit to the collective?
leadership culturea

Dependent: Direction results from compliance with Alignment results from fitting into the Commitment results from loyalty to the source of
People in authority are authority. expectations of the larger system. authority or to the community.
responsible for leadership
Independent: Direction results from discussion, mutual Alignment results from negotiation among Commitment results from evaluating the benefits
Leadership is based on influence, and compromise. self-responsible people. to self while benefiting the larger community.
individual expertise and
action
Interdependent: Direction results from shared exploration Alignment results from ongoing mutual Commitment results from engagement in a
Leadership is a collective and the emergence of revised perspectives. adjustment among system-responsible developing community.
activity people.
a
Each successive stage transcends and includes the earlier ones.

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C.D. McCauley and C.J. Palus The Leadership Quarterly 803 (2021) 101456

participants in leadership processes, and more people are able to facili- and limited empirical support for the relationship between DAC and
tate effective leadership development experiences as non-professionals. group results.
The first prototypes for LBB were created and tested at a new CCL of-
fice in Addis Ababa, Ethiopia, with a critical awareness that the theory Deficiencies in how the DAC Framework is understood and taught
and practice of leadership development is embedded in Western cul- Staff members observed considerable variance in how colleagues
tural assumptions. In East Africa, the term “leader” denotes formal understand and teach the framework. Much of this variance is viewed
power and authority. “Leadership” usually means a ruling cadre of elites as sub-optimal rather than adaptive. Some believe that others do not
who are often divorced from the lives of the populace. Few people as- fully understand the framework and its nuances. For example, some re-
pire to be leaders and the connotations tend to be negative. Most partic- spondents observed that it was used simplistically (“just a description of
ipants in the LBB programs did not identify themselves as leaders in this the three components”) while lacking the systemic and dynamic as-
way. Typically, they were citizens, students, and members of their vari- pects of the full framework (“very little understanding of the full
ous communities who desired to achieve better lives for themselves and power of the DAC model… maybe a passing familiarity or understand-
for each other. ing of beliefs and practices.”). Others observed that colleagues do not
Staff in Addis began testing the DAC Framework as an inclusive per- fully address the relational underpinnings of the framework or its ef-
spective that emphasizes how participation in sociocultural processes forts to “transcend and include” the traditional leader-follower view of
creates the outcomes of leadership. In their workshops, they engaged leadership:
participants in a reflective exercise about their own experiences of lead-
Understanding that leadership happens in the space between peo-
ership, then introduced a simple model of DAC as “the three-legged
ple, rather than necessarily in one individual … is something that's
stool” (a traditional cultural artifact in Ethiopia) that defines when lead-
really hard to get across and has been hard to get across to our
ership is happening. What ensues is a lively discussion about where DAC
own colleagues.
comes from, what it looks like, the status of DAC in their own organiza-
tions or communities, and their individual roles in creating and main-
A particular concern is the challenge of holding a view of leadership
taining DAC. A key message was that people who were not formal
that is both individual and collective. On the one hand, CCL has tradi-
leaders could nonetheless participate effectively in the processes that
tionally taught leadership from an individual leader perspective, and
create DAC, a message that tends to be received positively:
in that tradition, some staff use the DAC Framework to describe what in-
The thing that we are seeing people make in terms of a leap is from dividual leaders do (e.g., set direction, create alignment). Others see this
the idea that it's something that happens inside them, like a charac- as a “fundamental disconnect” with the framing of DAC as “an outcome
ter trait, to something that happens between them as a collective act. of collective activity.” On the other hand, even those who do understand
Once they understand leadership that way, they immediately see the relational nature of the framework express the need for a more “ex-
their own power. It just changes everything; the conversation, it dis- plicit link between the individual and collective.”
pels tensions, they're less skeptical, they see themselves in it.
Lack of prescriptive guidance for enacting the framework
The second key result from LBB has been that more people are able A number of staff members perceive shortcomings in the framework
to facilitate effective leadership development experiences as non- because it does not offer prescriptive guidance for how to enhance DAC
professionals. One of the explicit principles of LBB is that the ideas and in groups:
exercises are potentially viral. Participants are supported in “taking
this home” to share with peers and work groups. As they refined the The framework itself is fine, but we fail to give inspiration for con-
LBB methods, staff began running train-the-trainer sessions to propa- crete actions to drive DAC. We explain the framework, we help peo-
gate the capabilities for basic leadership development among the popu- ple assess DAC, that's it.
lations being served. Staff report that these capabilities are reasonably
Some noted that this is “not a limitation so much as a recognition
widespread and that the LBB sequence for “teaching DAC” (as reported
that DAC is an outcome-based framework.” However, they still thought
above) is “good for beginners” and an attractive starting place for non-
“we could be more explicit about what drives these outcomes.” Others
professionals in the field:
note that this limitation requires them to supplement the DAC Frame-
I think we've repeated that exercise to probably more than a half a work with other models that more specifically address practices. This
million people. I was talking to the European Center for Electoral shortcoming is consistent with criticism of the framework by relational
Support, and realizing that they've trained almost 200,000 people theorists who see its outcome focus as detracting from a closer exami-
with our direction, alignment, and commitment exercises without nation of relational processes (Crevani, Lindgren, & Packendorf, 2010;
us. Well over 750,000 people have now likely used this same meth- Cunliffe & Eriksen, 2011).
odology and have direction, alignment, commitment burned into
their brain. Not addressing particular concepts relevant to leadership
A number of concepts which are often part of the leadership conver-
sation are not explicitly called out in the DAC Framework. Some staff re-
Perceived limitations of the framework ported that they do not have ready answers for participants who “want
to know where power plays into DAC” or give the framework a “harsh
Although the DAC Framework was being widely used at CCL, 32% review” because it is seen as “ignoring equity, diversity, and inclusion is-
(40) of survey respondents agreed or strongly agreed that the frame- sues.” The framework also does not “overtly incorporate ethical consid-
work has one or more important shortcomings, and elaborated on erations,” for example, whether people uniting for purposes seen by
these shortcomings in an open-ended question. Framework limitations many as unethical should be viewed as effective leadership. A related
were also expressed in all focus groups in response to direct probes. concern was the need to be more explicit about the role of context in
Across the survey and focus group responses, we identified four main how DAC is manifested and how it is produced so that we “recognize
categories of perceived limitations. The two most frequently expressed the nuances of DAC with different populations of people.”
concerns were perceived deficiencies in how staff understand and teach
the framework, and the lack of prescriptive guidance for generating DAC Limited empirical support linking DAC to collective results
in groups and organizations. Two less-voiced concerns were the ab- It is not uncommon for a client to want evidence that a leadership
sence of concepts that staff members saw as relevant to leadership framework is supported by research, and a few staff members expressed

10
C.D. McCauley and C.J. Palus The Leadership Quarterly 803 (2021) 101456

concerns about whether there was rigorous research evidence linking and clients, reinforced use of the framework in individual development
DAC to outcomes important to organizations: programs.
Yet, relational views illuminate the need to expand development ini-
I haven't been challenged by this explicitly, but it is a potential chal-
tiatives beyond individual development, making the development of
lenge to say, “Okay, you say DAC is good. We should have DAC, but
collectives a critical aspect of leadership development (Drath et al.,
can you prove that organizations that have DAC do perform better
2008; Uhl-Bien & Ospina, 2012b). The case study participants did report
in the marketplace?” Maybe this answer exists somewhere in the lit-
that the DAC Framework helped their organization expand its leader-
erature, but I don't know it.
ship development practice to include team, organization, and societal
Others noted that they are unable to answer participant questions development. These targets represented a small yet growing proportion
about how much DAC is needed for success (e.g. how tight does our co- of the organization's leadership development interventions. Leadership
ordination need to be for us to have good alignment?) or that better development practices aimed at collective development often started
documentation is needed about how groups have benefitted from with group members collectively assessing the current state of leader-
higher DAC. ship outcomes (i.e., direction, alignment, and commitment) and exam-
ining the social system for insights about shared processes, structures,
beliefs, and practices that bolstered or undermined these outcomes.
There was an emphasis on individuals seeing their own role in the pro-
Discussion duction of DAC and together experimenting with new practices. Al-
though leadership development professionals typically facilitated the
Our broad aim was to understand how relational views of leadership initial developmental work with a group, there was often a desire and
impact leadership development professionals and their practice. In our expectation that group members could themselves facilitate similar
case study, we examined the impact of a specific relational framework processes throughout a larger collective. By being less leader-centric, fo-
on a community of leadership development professionals' understand- cusing on collective concerns in evaluating leadership, and accentuating
ing of leadership and their practice of leadership development. We ex- systemic change, these practices were tackling some of the critiques of
plored how and for what purposes these professionals use the traditional leadership development.
framework in their work, as well as the benefits and limitations they en- Focusing on a single case study limits our ability to make strong as-
counter in using the framework. sertions about the causal role of relational views of leadership on the
We found that the use and acceptance of the framework was wide- evolution of leadership development practices. We did not collect longi-
spread in the case organization, and a majority of staff members agreed tudinal data, compare our case with one in which a relational view of
that it had changed their perspective on leadership. However, we ob- leadership had not been introduced, or examine a counterfactual case
served variability in how these individuals appeared to make sense of (in which leadership development practices were not changing) that
the framework. There was often talk of a “more collective view of lead- could illuminate what factors might enable change (Gerring &
ership” but with different points of emphasis. Some emphasized seeing McDermott, 2007). However, within our case study, there was evidence
leadership as a social process involving everyone in a group rather than that leadership development professionals experienced the DAC Frame-
the actions of an individual. Others emphasized leadership as an out- work as impactful. By asking study participants about changes in their
come that is collectively produced. A smaller subgroup emphasized perspectives and practices, we were asking them to take a longitudinal
the systemic role of leadership culture in the production of leadership. view. A large majority of them experienced the framework as having an
These differences were reflected in the various visuals used to depict impact on their understanding of leadership and practice of leadership
and explain the framework. The differences also created some friction development. They could describe specific ways in which their thinking
within the community of professionals. For instance, those who regu- changed and how those changes altered their practice in beneficial
larly highlighted the role of leadership culture felt that those who did ways, and we could identify commonalities in these changes consistent
not do so were not fully understanding the relational underpinnings with the tenets of a relational perspective. Also, the more regularly lead-
of the framework. Others were concerned that a heavy emphasis on ership development professionals used the framework in their own
the relational aspects of the framework were potentially obscuring the work, the stronger was their belief that it was impacting their and the
role of individuals in producing leadership. These variations and ten- institution's practice. Finally, an archival review of three editions of
sions are similar to those among leadership researchers who explore CCL's codification of its leadership development work also demon-
leadership from a relational lens. For example, some researchers see strated how this community's increasingly relational perspective on
leadership as residing in social processes within bounded groups, leadership and its development practices co-evolved. To us, this pattern
while others see it residing in systemic patterns at the organizational of results points to the DAC Framework as an important enabler of the
level (Ospina et al., 2020). Researchers also differ in whether they development of CCL's leadership development practice. Staff found
view relational leadership as individuals engaging in collective pro- that the framework's relational perspectives could be utilized to help
cesses or as an emergent property of collective processes (Uhl-Bien & clients who were seeking more collaborative approaches to work and
Ospina, 2012b). better strategies for organizational change, as well as in efforts to
Many staff made use of the framework in traditional leadership pro- make leadership development more broadly available and relevant for
grams, teaching it as the organization's formal perspective on leadership everyone. It is this instrumental value that attracted adopters of the
and contrasting it with leader-centric perspectives. Given the existing framework. This is not to say that other, less-relational frameworks
emphasis in these programs on developing interpersonal skills, talking could not have served as an enabler for the broadening of CCL's leader-
about leadership as a collective process did not appear to be a big leap ship development practice, but rather that a relational perspective on
for those promoting and facilitating the programs. Facilitators did ex- leadership did appear to serve that function in this case.
press gaining the ability to bring a broad lens on leadership to any num-
ber of interpersonal topics (e.g., communication, conflict management, Leadership development practice: A developmental trajectory
and team development), thus creating program experiences that were
more cohesive for participants. And by emphasizing that leadership is Taken together, the case study findings suggest that the emerging
best assessed in terms of collective outcomes, facilitators were promot- relational paradigm for understanding leadership is challenging and
ing leadership monitoring and improvement as a shared responsibility stretching the established individual paradigm. To further reflect on
within the context of ongoing collective work. These experienced bene- the pattern of findings from the case study in the context of broader
fits of the framework, along with the positive reactions of participants changes observed in the leadership development field, we used

11
C.D. McCauley and C.J. Palus The Leadership Quarterly 803 (2021) 101456

constructive-developmental theory to make sense of how leadership is generic (i.e., the same for all participants). Participants typically en-
development is itself developing. According to constructive- gage with this content in settings separate from their work, with their
developmental theory, people construct meaning and take action in learning facilitated by leadership development professionals with spe-
the world through comprehensive worldviews which develop in stages cialized knowledge and skills. In the developing paradigm, leadership
(Kegan, 1994). The process is one in which a later, more complex and principles are constructed locally, for example, in organizations, com-
integrated worldview replaces an earlier, simpler and more limited munities, or societal cultures. Development interventions may still be
worldview which has reached its limits of utility in the face of increas- separate in space and time from the ongoing work; however, the con-
ingly complex challenges. Although typically used to describe individual tent of these interventions is more intentionally shaped by locally-
development, constructive-developmental theory has also been applied constructed leadership principles or new principles emerge in the
to collective development (Torbert & Associates, 2004) and to how peo- course of the intervention. These interventions might be facilitated by
ple understand leadership development (Kjellström, Stålne, & professionals who do not see themselves as leadership development
Törnblom, 2020). specialists (e.g., high school teachers, organizational learning practi-
As we theorize about the development of the beliefs and practices of tioners) or by local leaders. In the developing paradigm, universal and
leadership development among the professionals in our field, we posit a generic aspects of leadership development are still asserted, but these
constructive-developmental shift in which the relational paradigm are now more closely criticized, filtered, and shaped with respect to
transcends the individual paradigm, while still including it as a special local contingencies.
case in a more complex and integrated form. Table 3 shows this move- The third development thread is from leadership development de-
ment from the established paradigm to the developing paradigm. The signed to enhance conformity and the status quo, to leadership develop-
developing paradigm that we observe in the field of leadership develop- ment designed to increase diverse participation and to disrupt the
ment is a hybrid that consists of both the fully relational paradigm (on status quo. In the established paradigm, leaders are developed to func-
the far right) and a complexified version of the established paradigm tion in hierarchies according to a pre-existing set of norms and values,
(the middle column). Complexification is brought about by the need and dependent leadership cultures are normative. In the developing
to stretch current understanding to account for changes in the contexts paradigm, pre-existing norms and values are called into question and
calling for forms of leadership that are increasingly peer-like, with mu- a large degree of change is an explicit part of the strategy. The abilities
tual and distributed power and influence. Disruption is brought about to navigate and thrive in “permanent whitewater” (Vaill, 1996), that
by the radically different perspectives entering the field, which we is, in an environment of ongoing transformation and interdependence,
broadly theorize as the relational view. are increasingly valued at both the individual and collective levels and
There are three threads of development represented in Table 3. One form the new rationale of leadership development.
thread is the shift from understanding leadership development as solely We observed the developing paradigm in our case study. Leadership
the development of individuals to understanding it as the development development professionals described their own views of leadership as
of collectives (that include individuals). In the established paradigm, being less leader-centric, as understanding leadership as mutually gen-
leaders influencing followers is seen as the source of leadership. Thus, erated and an achievement of the collective. Aspects of complexifying
individual leaders are the target of leadership development interven- the established paradigm were particularly evident in their practices.
tions—particularly elite individuals in positions of power. The effective- For example, they were teaching and reinforcing a more collective
ness of these interventions is evaluated by assessing improvements in view of leadership in individual development programs. They were
the skills and achievements of leaders. In the developing paradigm, mu- working more with teams, but not by prescribing generic approaches
tual influence and relational meaning-making in a collective is seen as to improving leadership. Instead, they were facilitating the team's col-
the source of leadership. Thus, the target of leadership development in- lective assessment of its leadership outcomes and its own discovery
terventions is expanded to include teams and leadership cultures, and and experimentation with new practices. They were also equipping in-
participation is more inclusive. Individuals are still an important focus, dividual leaders to facilitate this type of leadership development work
but individuality itself is complexified by its relational underpinnings. with their own teams. Aspects of disrupting the established paradigm
A second developmental thread is from leadership development that were also apparent in the case study. The Organizational Leadership
is universal and generic to leadership development that is local and practice focused on the development of more interdependent leader-
highly contextualized. In the established paradigm, there are universal ship cultures in organizations seeking transformation. In these organi-
principles of leadership. Thus, the content of leadership development zations, development was being integrated into ongoing strategic

Table 3
The development of leadership development.

Aspects of leadership Established paradigm Developing paradigm


development

Complexifying the established paradigm Disrupting the established paradigm

Source of leadership Leaders influencing followers Mutual influence between leaders and followers Relational meaning-making in a collective
Target of leadership development Individual leaders Individuals and teams Leadership cultures
Typical participants in leadership Elites A more diverse and inclusive population Potentially everybody
development
Evaluating leadership Assess the skills and Assess teamwork and team performance Assess the ability of the leadership culture to
development achievements of leaders create strategic results
Generalization of leadership Leadership development is Leadership development has generic aspects shaped Leadership development emerges from local
development generic by local contingencies contingencies
Relationship between Development is separate from Development is shaped by work Development is embedded in work
development and work work
Leadership development Leadership development Diverse professionals and leaders Potentially everybody
practitioners professionals
Strategic aims of leadership Conformity Evolution Transformation
development
Desired state of leadership Dependent Independent Interdependent
cultures

12
C.D. McCauley and C.J. Palus The Leadership Quarterly 803 (2021) 101456

work of the organization. The Leadership Beyond Boundaries initiative, established paradigm, and should continue to do so. Yet it is the space
as well as those working in the nonprofit and educational sectors, were in between—complexifying the established paradigm—that is intrigu-
bringing leadership development to diverse populations, well beyond ing. In our own experience, we have tended to work alongside practi-
CCL's traditional focus on elites. The LBB initiative in particular was tioners who are already committed to the disrupting paradigm and
empowering citizens to facilitate leadership development with others. who were working with organizations attracted to these new ideas.
There is also evidence of the developing paradigm in the broader These opportunities to test the relevance of relational views in applied
field of leadership development. Practitioners' conceptualizations of settings and to co-produce language for communicating these ideas
leadership development extend beyond a singular focus the develop- have proven invaluable, and we encourage other scholars to pursue
ment of individuals who occupy positions of authority (Kjellström such opportunities. However, by working with practitioners who are
et al., 2020). Employees at all levels of organizations are more regularly less committed to the disrupting paradigm, who are concerned about
involved in leadership development activities (Harvard Business its shortcomings, or who are working with organizations more comfort-
Publishing, 2016; Pillans, 2015). There is also a growing mandate for in- able with the established paradigm, we anticipate deeper learning
stitutions of higher education to purposefully develop leaders (Dugan & about what others see as confusing, limiting, or wrong-headed about re-
Komives, 2007) and for all college students to learn how to participate lational views, and find ways to frame and use these views that also
in the process of leadership (Sessa, 2017). Developing collective leader- honor the more established views.
ship in teams has become a more frequent target of leadership develop- Another strategy that leadership development scholars can pursue is
ment (Hawkins, 2011). Under the label of “organizational learning,” creating opportunities for practitioners interested in disruptive ideas to
practices have emerged that integrate and blur the lines between indi- share and learn from one another. One of us has been active in manag-
vidual and collective development to generate greater cooperation ing a community of practice focused on applying relational views to the
and adaptation in organizations, for example, communities of practice practice of leadership development. Practitioners both inside and out-
(Wenger, McDermott, & Snyder, 2002) and whole-system-in-the- side of CCL discuss work they are engaged in and the insights being gen-
room processes (Weisbord & Janoff, 2010). erated. In conducting focus groups for the case study, we discovered
Leadership development is also becoming more contextualized and pockets of experimentation we were unaware of in our own organiza-
localized. It is common for practitioners to work closely with organiza- tion that should be shared more broadly via a community of practice.
tional stakeholders to customize the goals and content of leadership de- A related idea is to engage colleagues who raised thorny issues about
velopment programs to support the strategic aims of the organization applying relational views of leadership in action-learning teams to
and to help participants with the challenges encountered in their daily deepen our understanding of these issues and co-produce potential so-
work environments (Bersin by Deloitte, 2017). Action learning, in lutions. For example, we observed a tension in the CCL practitioner com-
which participants work together on a strategic project and give atten- munity between wanting to provide collectives with prescriptive advice
tion to learning from their shared experience, has become a popular for improving DAC and wanting collectives to discover together how to
leadership development approach (O'Neill & Marsick, 2007). These ini- improve DAC. Another tension is between privileging the individual and
tiatives assume that leadership development is best embedded in the privileging the collective in talk of leadership. Those with strong rela-
settings where leadership is happening and where groups of leaders tional views would sometimes ask, “Why talk about individual
learn how to address and solve their own problems (Raelin, 2016). Or- leaders?” while those who valued aspects of the established paradigm
ganizations have increasingly put more responsibility for leadership de- would ask, “How can the role of individuals just disappear?” A team
velopment in the hands of line managers, expecting them to mentor and with diverse views on these types of issues could not only explore the
coach employees and to partner with leadership development profes- different perspectives, but experiment with practices that take different
sionals in facilitating formal development programs (Thomas, Jules, & perspectives into account.
Belin, 2014). Some organizations actively support the capturing and Continued research that takes a relational view of leadership is also
sharing of leadership stories and insights from their own organizational needed to reconstruct leadership development. First, the notion that
members rather than relying on generic advice or best practices from leadership is produced not by individual leaders but by shared practices
other organizations (Allen, 2014; Bly & Kizilos, 2014). needs better illustration through field studies. Useful examples include
Finally, leadership development is increasingly aimed at the trans- research by Ospina and Foldy (2010) in social change organizations
formation of organizational cultures in a disruptive environment that uncovered five leadership practices which created the conditions
(Harvard Business Publishing, 2018). Some organizations are intention- for collaborative work among diverse actors, and Huffaker's (2017) re-
ally cultivating radical levels of interdependence through mutual ad- search that identified patterns in the daily activities, types of relation-
justment among system-responsible people (Laloux, 2014). ships, and ways of interacting that drove the development of a
Widespread digital disruption is forcing many organizations to rapidly collaborative leadership culture in one organization. This research
evolve their cultures and capabilities toward digital fluency and analytic should also heed the call for more attention on the micro-processes
agility in which all systems are interconnected, interdependent, and on- that unfold as individuals interact and co-construct meaning in the mo-
line (Bughin, 2017). In these environments, leadership development ment (Crevani et al., 2007; Cunliffe & Eriksen, 2011). Research also
and culture transformation is based in real-time learning embedded in needs to closely examine the consequences, both intended and unin-
new ways of working together. tended, of relationally-produced leadership outcomes, such as direction
and coordination; otherwise, relational views of leadership may fall
Future directions prey to the same romantic views of leadership that established views
of leadership are often accused of (Sergi, Denis, & Langley, 2012). Fi-
The reconstruction of leadership development into a more complex nally, there is the critical task of evaluating leadership development
and comprehensive practice is the work of both leadership scholars and that takes a relational view. What is the impact on participants and
leadership development practitioners. How might leadership scholars their organizations and communities? Does the development of leader-
have a greater impact on this reconstruction of leadership develop- ship development deliver better results?
ment? This is a question that holds personal relevance for us, particu- A final important consideration is a legitimate concern raised about
larly in terms of partnering with leadership development practitioners relational views of leadership: diluting the distinctiveness of leadership
in our own and in client organizations to test and advance relational as a phenomenon (Denis et al., 2012; Shamir, 2012). By opening up the
views of leadership in the practice of leadership development. Certainly boundary of leadership to include mutual influence and relational
leadership scholars have critiqued established leadership development meaning-making, the question becomes how is leadership different
paradigms and brought forward disruptive ideas that challenge the from other social processes? Our own work, as well as the work of

13
C.D. McCauley and C.J. Palus The Leadership Quarterly 803 (2021) 101456

others (e.g., Crevani et al., 2007; Fletcher, 2012; Uhl-Bien, 2006), sug- development practice is in its early stages. A constructive-
gests that the boundary can be redrawn by recognizing leadership in developmental lens on leadership development offers a way forward
terms of the relational outcomes that enable people to combine their ef- that brings both established and disruptive views into a more complex
forts in service of collective goals (e.g., direction, coordinated action). paradigm for leadership development. Such a paradigm appears critical
Yet, there is little discussion or consensus around this issue among for helping individuals and collectives adapt and thrive in an increas-
those who are advancing a relational view of leadership. More attention ingly complex and interdependent world.
needs to be given to why or in what contexts it is useful to integrate var-
ious social processes that have been understood as distinct Acknowledgement
(e.g., leadership, teamwork, collaboration, organizational change) and
understand them as forms of a broader social process category. The authors would like to thank Special Issue Editor David Day and
Relational views of leadership are enabling new directions for the four anonymous reviewers for their valuable feedback during the re-
practice of leadership development. These new directions hold promise view process. We are also indebted to our colleagues at the Center for
for addressing the demand from organizations for leadership develop- Creative Leadership who engaged with us in the case study research.
ment that is more sensitive to context and supportive of organizational A special note of appreciation goes to Bill Drath, who continued to pro-
transformation. Yet any major reconstruction of the leadership voke our thinking during the writing of this manuscript.

Appendix A. Use of the DAC Framework in different types of leadership development work by CCL leadership development professionals
Leadership development work Frequency, n (%)

Regularly Occasionally Never Not involved


a

I teach the framework in the classroom as CCL's view of leadership. 84 (88%) 12 (12%) 0 28
(0%)
I share the framework in discussions or presentations with client stakeholders. 93 (81%) 21 (18%) 1 9
(1%)
I include the framework in proposals to prospective clients. 89 (80%) 21 (19%) 1 13
(1%)
I teach the framework as part of modules on specific leadership topics (e.g., boundary spanning leadership, team effectiveness). 71 (76%) 21 (23%) 1 31
(1%)
I make the framework a fundamental concept in the development initiative, returning to it and weaving it through the 77 (75%) 25 (24%) 1 21
curriculum. (1%)
I use the framework in debriefing group exercises. 66 (66%) 31 (31%) 3 24
(3%)
I use the framework in working with or coaching intact teams. 55 (66%) 27 (32%) 2 40
(2%)
I ask individuals to assess their group using the DAC Framework. 68 (63%) 39 (36%) 1 16
(1%)
I use the framework in discovery work with clients. 66 (63%) 36 (35%) 2 20
(2%)
I promote or sell products that make use of the framework. 59 (58%) 38 (38%) 4 23
(4%)
I include the framework in presentations to external audiences. 53 (55%) 41 (42%) 3 27
(3%)
I use the framework as part of developing the groups I'm a member of at CCL. 49 (46%) 50 (47%) 8 17
(7%)
I design products that make use of the framework. 38 (46%) 39 (48%) 5 42
(6%)

n = 124.
a
For each type of leadership development work, respondents could indicate that they
were not involved in that type of work. In calculating the percentage of respondents who used the DAC Framework in a particular type of work, those who were not involved in that type of
work were not included. This allows for a clearer comparison of the percentages across types of work.

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