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Biblical Theology Bulletin: A Journal of Bible

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Social Identity, Boundary Breaking, and Ritual: Saul's Recruitment on the Road to Damascus
Jason T. Lamoreaux
Biblical Theology Bulletin: A Journal of Bible and Theology 2008; 38; 122
DOI: 10.1177/01461079080380030401

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http://btb.sagepub.com/cgi/content/abstract/38/3/122

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Social Identity, Boundary Breaking, and Ritual:
Saul’s Recruitment on the Road to Damascus

Jason T. Lamoreaux

Abstract

Within the context of collectivist cultures, moving from one group to another, or changing identities, is an ardu-
ous and sometimes violent task. Saul’s move from zealous Judean to follower of Jesus is depicted as a violent time of
separation and aggregation. In this study, I use the anthropology of Ritual and Social Identity to construct a model of
Social Identity and Boundary Breaking Ritual so that modern interpreters can better understand what is happening
to Saul on the road to Damascus. Furthermore, utilizing terminology from the study of New Religious Movements,
I argue that “recruitment” be used as a more accurate term than “conversion” in this context. I also compare the pas-
sage to other similar passages found in the literature of the Greco-Roman world. The models and comparisons pro-
vide a methodological framework to help modern interpreters better avoid anachronistic readings of Acts 9:1-19a.

T he recruitment of Saul in Acts 9:1–19a is both intriguing


and complex. Only Jesus’ Baptism in the Gospels rivals this
from textual evidence within the Mediterranean cultural mi-
lieu will be presented. This will help to both hone the model
story of Altered States of Consciousness and Ritual bound- and bring to the fore concrete examples from the circum-
ary breaking. The recruitment is like no other in the canoni- Mediterranean. Finally, the model will be applied to the
cal New Testament and, in terms of length, the amount of story of Saul’s recruitment in Acts 9.
space spent by Luke on the story places emphasis on this
moment in what will become Luke’s Paul. The question Boundary Breaking and Community Jump-
arises, why is this particular man’s recruitment so powerful ing: Social Identity Theory and Ritual
and so long in the telling?
What is more shocking is his situation. He is portrayed as Social Identity Theory: The In-Group and Out-Group
a Judean traveling north to Damascus in order to persecute
Judean heretics. In the midst of this journey, he experiences Acts 9:1–19a presents a rare insight into how the au-
an altered state of consciousness that is both violent and life thor of Acts understood Saul’s recruitment. Whether this
changing. How are we to understand what is happening in should be viewed as a historical event or the author of Acts’
terms of Luke’s motivation in including this story? Social- construction or adoption of a myth is beyond the scope of
science criticism, more specifically Social Identity Theory
and Ritual Theory, will provide a framework for analyzing
and supplying a provocative interpretation of Saul’s recruit- Jason T. Lamoreaux is a doctoral student at Brite Divinity
ment (Duling: 132–75). This model will provide a heuristic School, 2116 Pacino Drive, Fort Worth TX 76134 (e-mail: Ja-
tool that will allow modern readers to understand better how son@jtlamoreaux.com). A member of the Context Group, which
an ancient, Greco-Roman reader would have understood studies the Scriptures in their social and cultural context, he is
this pericope. Once a model is delineated, other examples currently working on a BTB Readers Guide on Ritual Studies.

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this paper. Therefore, this text will be looked at within its Physical bodies and minds, therefore, bind “individuals,”
literary context and how its intended readers may have un- while “individuality” is a social concept. This collectivist
derstood what is happening in the story. understanding of Mediterranean persons during the time of
In terms of Social Identity Theory (SIT), Mcfarland Christ has been acknowledged by biblical scholars such as
and Pals describe what might motivate someone to change Hanson (167–91), Osiek (27–30), Malina (1996: 35–69)
his/her identity. and, more recently, Esler (19–76) and Crook (47–52). Al-
though this is so, one must be careful not to take the categories
SIT describes categories as contexts and suggests that category too far in every case. This is to be a flexible and sliding scale,
traits can influence actors’ personal motives and identity selec- where some groups, like some schools of philosophy (i.e. the
tions over time. Through in- and out-category comparisons, Stoics), were more individualistic, while other groups, like the
actors learn which categories are more or less desirable. The sect at Qumran, were more overtly collectivists.
actors’ desire for positive affiliation and self-efficacy motivates Within the sphere of social identity, there are two major
them to exit unfulfilling memberships for more desired ones. conceptions of identity. First the cognitive individual “refers
Once a person is attached to a category, however, he or she to a human being’s consciousness of the continuity of her
tends to view that category as better than the alternatives. Thus, existence over time and of a certain coherence of her per-
category comparisons and in-group biases give rise to personal son” (Wagner: 35). Second, there is the collective identity of
motives for identity change [Mcfarland & Pals: 290]. the individual or how that individual understands herself in
terms of the group or groups. “‘Identity’ then means ‘identi-
In defining insiders and outsiders, Waldren has a brief fication’ of oneself with others” (35).
but helpful definition. “Insider-Outsider is a binary opposi- In breaking the boundaries of a group, an individual par-
ticipates in a process that integrates her into another group.
tion which allows a group to define itself, establish an image,
For this boundary breaking moment, this study uses the
an identity, or community in contrast to another with whom
term “recruitment” rather than “conversion.” Using Garma
it shares physical space” (Waldren: 139).
Navarro and Leatham’s (147–48) understanding of New
Since the majority of Mediterranean peoples were col-
Religious Movements, we see that recruitment happens
lectivists in their self-understanding, group formation and
when one enters a group, whereas conversion occurs as one
boundary maintenance were central concerns. In order to un-
spends time and is enculturated while in the group (more on
derstand ideas of collectivism in social-psychological terms,
the use of “recruitment” below). This means that the out-
we will first juxtapose the term “collectivism” with the defini-
group individual must permeate managed boundary controls
tion of “individuality” and “individualism” in order to note of the in-group, while the in-group facilitates the transition,
the contrasts that exist on both ends of the sliding scale. helping the recruited individual through the conversion pro-
cess. Levine, Moreland, and Houseman describe entry into
Individualism pertains to a particular historico-cultural concep- a group as a role transition.
tualization of the person or self. Included within this concep-
tualization would be notions of the ultimate value and dignity Entry marks the role transition from prospective member [out-
of the human individual, his [or her] moral and intellectual sider] to new member. The ceremonies that accompany entry
autonomy, his [or her] rationality and self-knowledge, spiri- are designed both to test and increase new members’ commit-
tuality, right to privacy, self-sovereignty and self-development, ment to the group. Such commitment is important because new
and his [or her] voluntary contracting into a society, market members can threaten the group and hence may not be trusted
and polity. Individuality, by contrast, refers to the universal by oldtimers [149].
nature of human existence whereby it is individuals who pos-
sess agency. Moreover, since individuals engage with others by In terms of ceremony itself, there are a number that in-
virtue of discrete sense-making apparatuses (nervous systems volve negative and positive actions toward the new member.
and brains)—discrete centres of consciousness in discrete bod- For our purposes, it is enough to describe one form of nega-
ies—their agency necessarily accords with distinct perspectives tive initiation. “Such ceremonies communicate to new mem-
on the world. . . . Finally, this individuality of consciousness and bers how far they must go to win oldtimers’ confidence and
agency is current whatever the acceptance of individualism as a respect. The realization that they have low status and power
cultural norm [Rappaport & Overing: 178–79]. in the group should increase their motivation to work hard

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Lamoreaux, “Social Identity, Boundary Breaking, and Ritual”

during socialization” (Levine et al.: 151). Therefore, enter- embedded in an overarching macro-group, an “exit” by one
ing into the group and establishing oneself can be a rigorous of the groups is extremely difficult or impossible (765–78).
process for both the in-group and the new member. The farther away status-wise a group is from the super-ordi-
On a larger, more abstract scale, two groups can under- nate group, the more difficult it is to overpower it. In terms
stand themselves to be integrated into an overarching group of the Sanhedrin in Acts and the Christ followers, this in-
simultaneously. consistency in power is obvious.
Two groups in particular are juxtaposed in Acts 6–9.
Thus, as depicted by the “subgroups within one group” (i.e., a The first group includes those that belong to the Jesus fol-
same team or dual identity) representation, we believe that it is lowers, represented by Stephen (6–7) and Philip (8:4–40),
possible for members to conceive of two groups as distinct units and the second includes those willing to persecute the Christ
within the context of a superordinate identity. When group followers for “blasphemy” (6:11), the aristocratic ruling class
identities are highly salient or are central to members’ function- of the Judeans represented by Saul (7:58–8:3; 9:1–2). In
ing, it may be undesirable or impossible for people to relinquish Luke–Acts, Saul is angered by the Christ followers’ claims
these group identities or, as perceivers, to become “colorblind” to legitimacy through the Mosaic Law (Balch: 139–41, 174,
and truly ignore inter-group distinctions [Dovidio et al.: 251]. 180). This lines up with Tajfel’s group “A” of conflict moti-
vators between in-groups and out-groups (Tajfel: 14). The
This multiple personality can work on many levels as group that Luke’s Saul represents is claiming that Stephen’s
far as occupations, ethnic groups, status in society, etc. For proclamation concerning the Jesus followers is illegitimate.
example, a Judean in the first century may see himself or On the other hand, Stephen’s speech, from inside the Jesus
herself as part of the larger category of “Judean” and then group, apologetically places the followers of Christ directly
he or she may have an embedded identity in the sub-group in the line of the legitimate continuation of the tradition
“Sadducee” or “Christ Follower.” This embeddedness can (Tannehill: 92). This is made concrete when Jesus appears
create two reactions on the part of groups. First, two groups only to Stephen (Weiser: 192). Likewise, Philip presents to
that are embedded in a larger category or group may find the Ethiopian Eunuch an interpretation of Isaiah that places
this similarity strong enough to maintain salience. The Jesus squarely in the fulfillment of the prophet’s prophecies
groups may remain distinct, but their boundaries overlap in (Acts 8:29–35). Clare K. Rothschild comments on Luke’s
that they are willing to interact or even share members. The use of predictive elements within his text.
second is that the groups build stronger boundaries between
one another and exaggerate each other’s identities in order While prediction in Luke–Acts is diverse, in its capacity as an
to vilify the other (Dovidio et al.: 247). element of historiography it is singular in its aim—through fa-
Tajfel discusses the vilifying of out-groups by in-group miliarity, clarification and the fact that events were foreseen—
members. He notes the causes of inter-group conflict in four to commend and sanction the truth of the author’s version of
classes: what took place. Foretelling of events in anticipation of their
A) Social differentials in status, power, rank, privilege, access actually taking place in a historical narrative is a subtle form of
to resources, etc., when the group boundaries are firmly drawn persuasion, that is particularly useful for preparing audiences
and/or perceived as such and when the social organization on to embrace bizarre [inclusion of Gentiles into a Judean com-
which these differentials are based loses its perceived legiti- munity] or extraordinary narrative outcomes [182–83].
macy and/or stability.
B) Intergroup conflict or competition, not necessarily related to Luke shows the legitimacy of this interpretation by hav-
previously existing status differences. ing Philip immediately baptize the Eunuch (Acts 9:36–39).
C) Movements for change initiated by social groups which, as Acceptance from a marginal member of the Judean commu-
distinct from case A above, are not always related to imperme- nity is thus contrasted with those who stoned Stephen.
able boundaries between groups. The story of Saul is sandwiched by the stories of Stephen
D) Individually determined patterns of prejudice which have and Philip (Acts 7:58–8:3). This narrative places Saul
tended for a long time to occupy the center of the stage in much within a powerful group that is dishonoring the followers of
of the traditional research on the subject [14]. “the Way” (Acts 9:3), and he is depicted as deeply embed-
ded in his social group. In terms of honor and shame, Saul
Ng observes that when there are multiple sub-groups has affronted the honor of the Christ followers and, as will

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be demonstrated later in the narrative of Acts, the honor are those that break into our existence and are not necessar-
of God (9:4). Balch understands this claim to legitimacy ily predictable.
through the changing of the Judean “constitution” to be em-
bedded in this very sort of conflict found in Acts. Noncalendrical rituals are performed sporadically, on special
occasions, or in times of crisis. Some noncalendrical rituals
The question whether to admit foreigners to the house such as puberty rites or rites de passage of many societies follow
churches . . . generates stasis in the church in Antioch (Acts somewhat of a cycle and occur at certain more or less deter-
15:2). . . . One key charge against Paul before the Roman gov- mined times in the life of an individual, but the time, place, and
ernor Felix is that he generates stasis among Jews [Judeans] period of the ritual are not precisely set by the calendar [70].
throughout the world (Acts 24:5). However  . . . Paul purifies
himself and performs rituals so that “all will know that there As a type of rite of passage, initiation rites can be non-
is nothing in what they have been told about you but that you calendrical in nature. Rites of passage change status, taking
yourself observe and guard the law” (Acts 21:24b). Paul individuals across social boundaries (outsider to insider, single
claims simply to be practicing and believing Mosaic Torah, to married, layperson to priest) (Bowie: 147). These rites
doing nothing that should offend traditional Jews [Judeans] place a permanently influential mark on a person’s life. For ex-
and cause riots. In this Lukan depiction, Paul has not changed ample, a married person never goes back to being just “single,”
Moses’ constitution [Balch: 160]. but is considered “divorced” after the marriage is ruptured.
These transitional rites are patterns that have been ap-
Acts 9 is therefore the beginning of Luke’s use of the char- propriated by many cultures throughout the centuries. Van
acter Saul (like Jesus, Stephen, Philip, and later Peter) to Gennep comments on the all-inclusive nature of rites in the
legitimize the mission that will bring foreigners into the lives of normal individuals (1). Furthermore, this commonal-
circle of Christ followers. This apologetic thread is laced ity among rites of passage can also be seen in the ancient
throughout the Gospel of Luke (4:19) and is brought all the literature during and prior to the time of Luke’s writing.
way through to the end of Acts, with the progression of the Strecker states that rites of passage can demonstrate and
Gospel moving outward from Jerusalem and finally reach- facilitate movement of a person from one group into another
ing Rome (Acts 28) (Schwarts: 5). (42). In our case, baptism will mark the culmination of the
Before we can attempt an analysis of Acts 9:1–19a, we rite in our analysis and, therefore initiation rites, or what
must complete the second half of the anthropological model. we are calling a boundary-breaking rite, will be the central
Since groups form boundaries around them, many tend to focus of this part of the model.
have rituals that allow new members into the group. Some Victor Turner, improving van Gennep’s model, expands
groups are more permeable than others, and those that are on the ideas surrounding initiation rites and how they occur.
less permeable are both difficult to break out of and difficult He describes the movement through the rite in three stages:
to enter. This will help us better to define what happens to separation, margin and aggregation. These involve a remov-
Saul on his way to Damascus. al from one’s core group and everyday activities that leads
to an ambiguous state or liminal period and finally ends in
Ritual as Boundary Breaking a reintegration of the person into a new status (1967: 94).
Turner goes on to clarify that rites of passage involve, not
In his text on human institutions, Jonathan Turner de- only transitions between ascribed statuses like birth, death,
scribes two sorts of broad definitions for the term “ritual.” marriage, and puberty rites, but also achieved status (95).
His first definition begins to define, in broad strokes, a set Rites of passage can thus work within the model of Social
of rituals that are practiced regularly. Identity Theory to explain how one might remove oneself
from a group and join, or break the boundaries of, another
Calendrical Rituals are enacted on a regular schedule—whether group.
at the day or night, at the waxing and waning of the moon, at the The first phase of initiation rites, or separation, brings
beginning or ending of seasons, at eclipses and positions of plan- a person onto the edge of symbolic death. The individual
ets and stars, or on the birthdays of supernatural beings [70]. is removed from society and moves toward a transitional or
liminal phase. This phase is the initiation of “violence,” ei-
The other types of rituals that Turner wishes to define ther physical or symbolic (Bloch: 181). Neophytes are thus

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Lamoreaux, “Social Identity, Boundary Breaking, and Ritual”

separated from the normal rhythms of life. They are seclud- symbols of death and rebirth in community identity.
ed from their former group, either kin or fictive kin, and be-
come prepared to accept their new status. It is also important Ritual as the expression of paradigmatic values of death and
to separate the neophyte from the central places of life, i.e. rebirth; ritual as a mechanism for bringing the individual into
home, temple, etc. Furthermore, time begins to be disrupted the community and establishing a social entity; or ritual as a
(i.e. there are long times of no eating or sleeping or forced process for social transformation, for catharsis, for embodying
activity), and violence enters the neophyte’s existence (V. W. symbolic values, for defining the nature of the real, or for strug-
Turner 1967: 223–26). gling over control of the sign—the formulations are all tools
Before turning to ancient texts, the second phase of initia- that help us to analyze what may be going on in any particular
tion, or liminal stage, needs further definition. The stripping set of activities [89].
of prior statuses and being of no status at all usually identify
this period in the initiation rite. At this stage in the ritual, Like SIT, the process of becoming a part of a group and
the neophyte is now under the complete authority of any attaining a new status or identity can be painful or traumatic
instructors there might be in the ritual (V. W. Turner 1987: at many levels. Death, a natural part of every human’s life, is
9). The neophyte is viewed as possessing nothing, with no a universal symbol that becomes ported into transitional rites.
status, property, insignia, or position in a kinship system. In his analysis of symbols of death in rituals, Turner
The initiate is normally passive and must obey the instruc- states that death symbolism is almost always paralleled or
tors without hesitation. The liminal state is there to strip the overlapped with symbolisms of birth. The broad number of
person of all former, personal markers so that she can be different symbols is striking and worth noting.
integrated into a group anew. This period of the rite binds
the initiate to others who have been and are being initiated It is interesting to note how, by the principle of economy (or
into a status or the community. Turner describes this liminal parsimony) of symbolic reference, logically antithetical processes
period as building communitas, which he describes in the of death and growth may be represented by the same tokens, for
following way: “Liminality implies that the high [in status] example, by huts and tunnels that are at once tombs and wombs,
could not be high unless the low existed, and he who is high by lunar symbolism (for the same moon waxes and wanes), by
must experience what it is like to be low” (V. W. Turner snake symbolism (for the snake appears to die, but only to shed
1977: 97). The humility that accompanies being stripped of its old skin and appear in a new one), by bear symbolism (for the
bear “dies” in autumn and is “reborn” in spring), by nakedness
(which is at once the mark of a newborn infant and a corpse pre-
pared for burial), and by innumerable other symbolic formations
and actions [V. W. Turner 1967: 99].

Since these symbols are so universal in rites of passage, it is


not at all odd that the early Christians would adapt similar im-
ages for their “recruitment speak.” In the Letter of James, the
author uses birth imagery to denote entrance into the commu-
nity. “In fulfillment of his own purpose he gave us birth by the
word of truth, so that we would become a kind of first fruits
of his creatures” (Jas 1:18). Also, Paul speaks about entrance
into the community using death as symbol: “Therefore, we
have been buried with him by baptism into death, so that, just
Figure 1: Generic Diagram for Ritual Boundary Breaking as Christ was raised from the dead by the glory of the Father,
so we too might walk in newness of life” (Rom 6:4). So, one
one’s station in life and identity allows that person to experi- might add to Turner’s symbols the rite of baptism.
ence what everyone has experienced in the confines of her In terms of boundary breaking, Social Identity Theory
new communitas. and Rites of Passage are helpful, heuristic models that com-
This liminal state is also understood to represent a sort of plement each other. The universal nature of the symbols and
death and the stage of aggregation at rebirth. Bell notes the ritual for community integration has been delineated. Before

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we can analyze Acts 9:1–19, we must look at other rites of symbols. Here we see the separation from normal rhythms
passage or initiation rituals found in the ancient literature of of life and a move into her liminal state. Verses 10.9–17 are
the cirum-Mediterranean. worth noting here.

Texts and Recruitment in the Ancient World Aseneth stood up and quietly opened the door and went into
her second bedchamber, where the chest for her ornaments
Rites of passage have been utilized to analyze many an- was, and she opened her chest and she took out her black and
cient works in order to understand the process that many cul- gloomy shawl. And this was the shawl of her mourning, which
tures in the ancient Mediterranean used to initiate and change she put on and mourned when her first-born brother died. And
people’s status. For our purposes, some texts will be too un- Aseneth took off her queenly robe and put on the dark stole
wieldy to include entirely, but an outline will be given with and she took off her golden girdle and tied a rope around her-
the salient points of separation, liminality, and aggregation. self and took her tiara from her head and the banded bracelets
This is not a comprehensive list of rituals in Mediterranean from her hands. And she took her chosen robe and everything
religion, but both Judean and Greco-Roman literature will be and threw them through the window to the poor. And she took
given as examples. Figure 1 on the preceding page provides all of her gods, both the gold and the silver, which were with-
a visual diagram of the boundary breaking ritual described in out number and she ground them into dust and threw them
these texts (Carney: 168). Because rites of passage appear to to the beggars and to the needy. And Aseneth took her royal
be universal, it is important at this stage to show that people dinner and provisions and fish and meat and every sacrifice of
in the ancient world did use these rituals to bring people out her gods and their vessels of wine for the drink offering and
of one and into another community and status. she threw everything out the window to the north. And after
In Joseph and Aseneth (8.1–7), Aseneth’s father gives her this, she took ash and threw it upon the floor. And she took
to be married to Joseph, and he refuses since she is an idol sackcloth and she girded her loins with it and she loosed the
worshipper (Gallagher: 7–11). She is struck by the rejection clasp of the hair of her head and she scattered the ashes and
and is “cut to the heart” (8.8). This leads Joseph to pray for her fell upon ashes. And she beat her breast repeatedly with both
recruitment and conversion. The imagery in this prayer is strik- hands and she fell upon the ash and wept bitterly all night until
ing and falls in line with our understandings of initiation rites. dawn with wailing [10.9–17].

Lord God of my father Israel, The separation phase ends with a stripping of all status
Highest, powerful, indicators, and the imagery of death and burial is very strong.
The one who gives all things life, This imagery of dying in order to live is also found in Philo,
and called them from darkness to light, On Flight and Finding, 59. Mourning clothes, her brother’s
and from error to truth, death, putting her trinkets in a chest/coffin are images that
and from death to life, drive home the move toward a recruitment. In fact, she ejects
you, Lord, bring [this one] to life many of the symbols of her status out the window for the
and bless this virgin. poor. Furthermore, Aseneth’s disorientation is coupled with
fasting from food and water for seven days (10.20).
And renew her by your spirit, This period of seven days becomes Aseneth’s liminal pe-
and form her with your hidden hand, riod. Separated from all people and no longer active outside
and make her alive again by your life, her quarters, Aseneth is now humble and ready to be taught.
and let her eat your bread of life, This is apparent from her long soliloquies that last from 11.1
and drink your blessed cup, to 13.15 in which she confesses her condition as idolater. God
which you chose before it was brought into being, answers her prayers, and an angel, “similar to Joseph,” ap-
and let her enter into your rest, pears as the instructor in the ritual (14.8–9). He instructs
which you have made ready for your chosen ones [8.10–11]. her to clean herself and put on a simple, new garment and
afterwards to come and listen to his instructions (14.13–14).
Following the prayer, Aseneth runs up to her chambers Aseneth proceeds to take the new garment from her
and weeps, trembling and sweating over what she heard in chest/coffin (haithekai). Her untouched and blank linen
the prayer (9). This prompts her to strip herself of all status robe signifies her rebirth. She even covers her head with a

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Lamoreaux, “Social Identity, Boundary Breaking, and Ritual”

simple veil that further hides any part of her appearance in soul, to what is found (therein) to do during the com[plete]
this liminal state (14.14–15). Now that she is “invisible,” the period of his app[roach]. But no-one should make him known
angel begins to teach her what she needs to know for reag- the precepts before he stands in front of the Inspector: when he
gregation. In his speech to Aseneth, the angel inaugurates stands he should be persuaded by him when he tests him. But
her new life. when he has imposed upon himself to return to the law of Mo-
ses with all his heart and all his soul they will [exact re]venge
Behold! From this day forward, you will be renewed and be from him if he should become unfaithful. All that has been re-
reformed and made alive again and you will eat the bread of vealed for the multitude of the camp—if he inadvertently fails,
life and drink the cup of immortality and be anointed with the the Inspector should tea[ch h]im and give orders concerning
anointing of incorruption [15.4]. him and he should le[arn] for a full year. And in accordance
with (his) knowledge [he will approach. And no-one] who is
Aggregation, or boundary breaking, is symbolized as a stupid or deranged [should enter]; and anyone feeble [-minded
renewal, a “being made alive again.” She is being prepared and insane,] those with eyes too weak t[o see,] the lame [or]
to enter into the group of which Joseph is a part. Further- one who stumbles, o[r a deaf person,] or an un[der-a]ge boy,
more, she is even given a new name and identity (15.7). none of these should one allow to enter [the congregation, since
With her appearance now transformed and her identity fully the holy angels—CD-A 4Q266 8 I.7b–17].
changed, she is promised communion with her new com-
The neophyte comes to the community having the shock-
ing revelation that things are not right in his former life or
community. Once his separation is complete, he is instructed
for a year under the guide of an official from the community
and remains in a liminal state, neither here nor there, be-
twixt and between statuses and identities.
In Greek literature, there are signs of initiation into the
mystery cults and other more general transformative rites.
First, a brief passage from Demosthenes will introduce some
of the vague although interesting details of the mystery rites.

And when you become a man, you, in assisting your mother,


read the books and organize the rest [perhaps this refers to
instruments or objects for the ritual], during the night, clothing
the initiands with fawn skins and drenching them in wine, both
Figure 2: Recruitment of Aseneth cleansing and wiping them down with clay and corn husks,
also making them rise and commanding each to speak the
munity through food: bread of life (honeycomb) and wine. charm: I flee from evil! I found a better (way)! [Demosthenes,
These things were out of her reach in her prior identity (R. On the Crown: 18.259].
C. Douglas: 31–42).
At Qumran, entrance into the community takes a much This formulaic speech was borrowed from initiations and
longer period in which the neophyte remains in a liminal state other ceremonies of a higher character, meaning that a new
before being allowed into the community. In the Damascus life was opened as the result of the ceremony just ended.
Document (DS 4Q266 8 I.7b–17), those who come to the Having been drenched in wine, perhaps symbolizing blood,
community and have seen the light are then introduced to and covered in clay, perhaps symbolizing burial, the neo-
the “Inspector of the Many” and begin their initiation. phytes come out of their ceremony with new life from death
(Burkert: 259–75).
On the day when he [the neophyte] talks to the Inspector of The last piece of ancient literature that we will exam-
the Many, they shall enroll him with the oath of the covenant ine is Apuleius’ Metamorphoses (Gallagher: 11–13). Apu-
which Moses established with Israel, the covenant to rev[ert to] leius’ text is a complex mixture of journeys and recruitments
the law of Moses with the whole heart and [with] the who[le] throughout, and Lucius, the main character, moves through

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adventures searching for magic. In Books 1–3, Lucius goes


to the city of Hypata and sleeps with his patron’s serving girl
in order to get her to tell him where he can find magic, and he
ends up transformed into an ass. In Books 8–10, his life as
an ass is told as he lives under the ownership of four different
people. Book 11 leads the reader into a different world, that
of the mysteries. Here, the long separation of Lucius comes
to a head as he proceeds to enter a new community and gain
a new status. To begin his move into liminality, Isis shows
up to tell Lucius the ass what to do and how to become
transformed into a human again. Isis also states that she has
gone to the priest and given him instructions concerning his
recruitment and initiation into the mysteries (Met.: 11.4–6).
This instruction and subsequent recruitment come with the
price of loyalty to Isis for the rest of his life.
Figure 3: Recruitment of Lucius
Moreover, think not that among such just and joyful ceremo-
nies, and in such good company, any person shall abhor your language (11.22).
ill-favored and deformed figure, or that any man will be so • He is brought to the baths and washed and purified
stubborn as to blame and reprove your sudden restoration to by the priest in the waters, “invoking the pardon of the
human shape. So that they should gather or conceive any sin- gods” (11.23).
ister opinion of you; and know this for sure, that the residue of • Lucius fasts for 10 days after receiving more instruc-
your life until the hour of death will be bound and subject to tion (11.23).
me; and do not think it an injury to be always serviceable to- • He is dressed in a new linen robe before entering the
wards me at the same time, you will live, since as by my desire inmost part of the temple (11.23).
and benefit you will live, since as by my desire and benefit you • He is sequestered in this part of the temple, and he
will return again to be a man [Metamorphosis 11.6]. describes it as entering the underworld, where he en-
counters many and various gods (11.23).
With the priest of Isis having been told about Lucius’ situa- • The next day, Lucius emerges “from Hades” and is then
tion and what he ought to do for him, he approaches the ass, vested as a priest of Isis. This is coupled with a three-day
Lucius, and gives him the roses he must eat in order to morph celebration that institutes his reaggregation (11.24).
back into a human (Met.: 11.12–14). This begins Lucius’ • Having gone through his liminal state and changed
move from one community, that of “fools” or asses and toward identities from ass to priest, Isis instructs him to leave
an initiation into the mysteries of Isis (Harrison, 1996). to visit his family who thought him long dead before
When asked by Lucius to initiate him into the mysteries, his transformation. This completes his aggregation
the priest tells Lucius that the goddess will tell him when and his ritual transformation (11.25–26).
it is time, and he makes comments concerning men on the
edge of death and returning to health, as if reconstituted Lucius’ recruitment and boundary breaking reflect the gen-
(Met.: 11.21). Furthermore, the priest instructs Lucius to eral pattern of Social Identity Theory and change through a
fast, abstaining from forbidden foods (11.21) and Lucius is rite of passage or status transformation ritual.
depicted as humble and obedient (11.22). Soon after that a
priest, Mithras, is appointed as the official overseer of Lu- Acts 9:1–19a: Social Identity, Boundary
cius’ status transformation. This leads to Lucius’ entrance Breaking, and Ritual in Saul’s Recruitment
into the temple (his liminal state) (11.22–23), and the fol-
lowing sequence of events occurs. Having delineated a model of Social Identity Theory
and Boundary Breaking, we will now turn to the primary
• Lucius enters the gate of the temple (11.22). purpose of this investigation: an analysis of Acts 9:1–19a.
• He is told the secrets of the books written in a strange Prior to Acts 9, the reader has encountered occasions in

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which non–Judeans have entered the community called “the all, relying on previously outdated and anachronistic models
Way” (8:4–25; 8:26–40). These accounts are sandwiched of western psychology (169). “Conversion,” in western par-
between the threads of a story line concerning Saul the per- lance, is psychologically based and, at its core, introspective.
secutor. After scattering the Jerusalem church, Saul, on the In a discussion of those who have made this point, Crook has
heels of Stephen’s execution, continues his persecution. This demonstrated thoroughly and concisely that western psycho-
sets the stage for Luke’s apologetic concerns surrounding the logical models of conversion lack cross-cultural sophistica-
inclusion of Gentiles into the church. tion and precision (151–55).
Before analyzing the specifics of the text, it is prudent Rather than use the word “conversion” in this study, I have
that we revisit and examine influential notions of what hap- adopted the the anthropological term “recruitment” to bet-
pens to Saul in Acts 9, since the concept of “conversion” has ter clarify the discussion. Pilch brings precision and cultural
been the modus operandi for most of biblical scholarship. It sensitivity to the discussion in adopting this term based on the
is my intent, not to give an exhaustive list of studies that ad- work of Duling (2004: 69). Unfortunately, space does not
dress this issue, but rather, to point out a few trends within allow a comprehensive discussion of the anthropological work
scholarship that may shed light on the difficulties of defin- on recruitment or a comprehensive analysis of works on con-
ing the word “conversion” in reference to Saul and Acts version in biblical studies. We turn, then, to Acts 9:1–19a.
9. Many scholars understand Saul’s conversion through the
lens of William James’ definition. James understands conver- Acts 9:1–2
sion to be centered in or a product of the psychology of guilt
and inferiority (186–253). Luke begins Acts 9 with a claim about Saul’s status.
Even more influential is A. D. Nock’s work on conver- Immediately on reintroducing Saul, Luke has him threaten-
sion. His model centers on a turning from one religion to ing the Christ Followers and having access to the high priest
another (7). As Stendahl has pointed out, this is certainly to gain blessing for his persecutions (Lüdemann: 106–07).
not what has happened to Paul (13). Demonstrating that Supposedly given by the Romans, this authority for the high
what happens to Saul cannot be part of guilt like Luther’s priest to apprehend people under the law is recounted in 1
conversion experience, Stendahl points out the important Maccabees 15:16–21 (Fitzmyer: 423). Saul gains permission
fact that this model of understanding what happens to Saul from the ruling class in Jerusalem to persecute those he finds
is anachronistic. to be deviant Judeans (Dupont: 185). A movement for change
In an attempt to remedy the confusion posed by the word in the contexts of Judean groups by Jesus followers causes the
“conversion,” Gaventa provides three categories of “conver- dominant, ruling group, represented by Saul, to react in a vio-
sion” that she labels Alternation, Conversion, and Transfor- lent way in order to purge the non-conformist Jesus followers
mation. The common denominator between all three catego- from the over-arching identity of the Judean community.
ries is change, but each is far too vague, and they overlap, Luke, then, portrays Paul as a retainer of the governing
leaving the interpreter with less precision or clarity (5–12). class in Jerusalem, who acts as their agent, with their au-
Crook offers a prescient discussion of Gaventa’s work, as well thority, and with official documents from them to legitimate
as the contributions of Segal to the discussion of conversion in his activities and to support his claims (Neyrey 1996: 261).
New Testament scholarship (28–31). This places Saul within a certain group opposing another.
In more current analyses of Saul’s recruitment, there have In terms of SIT, Saul is toward the center of his in-group,
been some noticeable changes in the language and descrip- being close enough to the leaders to obtain their blessing for
tion of what is happening to the character of Saul in Acts 9. his activities (Talbert: 98).
Spencer has skillfully used van Gennep’s and Turner’s work Saul begins his journeys toward the boundaries of Israel
on status transformations to describe Saul’s recruitment, (Neyrey 1990: 49–54). In traveling to Damascus, Saul
but he does not go far enough since he still chooses to use moves toward what the author of Ezekiel considers the
the word “conversion,” which, in the anthropological litera- northernmost part of Israel (47:17). Travel to these outer
ture, is not exactly what is happening to Saul in this context reaches of the sacred, promised land represents, for Saul,
(106–09). While this gets closer to the issue at hand, the a journey toward a liminal state, a rite of passage and a
terminology used over and over again confuses the discus- change of identity and status. This movement away from
sion of what exactly happened to Saul. Johnson even goes so the center of Judean purity (Jerusalem) takes Saul a step
far as to deny that this is a status transformation or ritual at closer to his journey toward his new status as apostle to the

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Gentiles (Acts 9:15). which they belong. And holiness requires that different classes
of things shall not be confused [M. Douglas: 54].
Acts 9:3–9
For Saul, a person who has contact with central authorities
After Luke gives descriptors concerning Saul’s motiva- in Jerusalem, blindness would bring into question his social
tion and status, he recounts Saul’s encounter with Jesus identity within his community. This reflects the negative ini-
and his Altered State of Consciousness (ASC). Pilch has tiation rites described by Levine, et. al. above (149). Lastly,
pointed out that this behavior, that of ASC, is culturally nor- in Acts 9:9, Saul foregoes food for three days while he is se-
mative for both ancient and modern Mediterranean cultures. questered. Like Aseneth (Joseph and Aseneth, 20.10), Saul
In other words, they experience(d) ASC’s and would have is separated from his normal rhythm by fasting.
seen this as normal when contacted by someone from the
divine realm (2004: 68–81). The white light Saul sees is a Acts 9:10–16
good indicator that he has entered a trance-like state (Pilch
2003: 377–81; 2004: 71). Neuroscientists and anthropolo- Here, Luke introduces the professional that will help
gists have pointed out that intense concentration and travel Saul complete his transition. Ananias also experiences an
can induce a person into a trance (Clottes & Lewis-Wil- ASC and receives a message from God, not unlike the
liams: 19–20). This experience is not unlike the experience message received by the priest of Isis to initiate Lucius into
of Lucius in Apuleius (Metamorphosis: 11.4–6), Jesus’ ex- the mysteries (Apuleius, Met. 11.6—Pilch 2004: 79).
perience at his baptism in the Synoptics (Luke 3:21–22; Ananias’ recognition of God indicates his true discipleship
Matt 3:13–17; Mark 1:9–11), or Scipio’s dream in Cicero, and membership in the community of Jesus’ followers (Acts
(De Re Publica, VI.10–29—McVann: 333–60). 9:10) as well as contrasts with Saul’s ignorance (Acts 9:5).
Saul, in his confrontation with the deity, falls to the ground Furthermore, this twofold vision in Acts 9 confirms God’s
(9:4). This violent beginning furthers Saul’s separation from orchestration of the activities at hand and also is used as
the familiar and begins the ritual boundary breaking. Here, an apologetic toward Saul’s true integration into the com-
in terms of honor challenges, Jesus confronts the one who has munity (Johnson: 167, 169). Two witnesses were needed for
been attacking him via “the Way” and thrusts Saul into a proof in ancient forensic procedure; fulfilling that require-
ritual that will help him to see that he is the one mistaken, not ment provides evidence of Saul’s sincerity later in Acts 22
the Christ followers (9:5) (Fitzmyer: 425). The repetition of and 26 (Demosthenes, Against Eubulides 4; Philo, Spec.
Saul’s name acts as an overcode that reminds the reader of Leg. 4.59; Conf. 141) (Lundgren: 121; Malina & Neyrey:
the theophanies in the Hebrew scriptures (Gen. 46:23–34; 86–89). Therefore, Ananias acts as God’s broker in the
Exod. 3:2–6; 1 Sam. 3:2–10, 10:2; Isa. 6:1–3; Esdr. 14:1— ritual, representing the whole community into which Saul
Barrett: 131–32; Kee: 117). will now enter (Fitzmyer: 421; Muir: 9–10).
Saul is now in a fallen and submissive position, beginning Subsequently, Ananias learns of God’s plans for Saul
his experience of liminality. This is evident in his disoriented and is instructed to heal his blindness. This enhances the fact
state beginning with the question, “Who are you Lord?” that Saul needs Ananias’ help to attain inclusion into the Je-
(9:5—Spencer: 151). Saul is then instructed by Jesus to go sus followers’ community (9:11–12—Spencer: 99). Ananias
into the city with no indication of what will happen when then protests since Saul’s reputation is terrifying (9:13–14).
he gets there (9:6). This is coupled with the fact that Saul Luke is masterful here since God rebuts Ananias’ statement
is blinded, compounding his disoriented state, causing him and further proclaims that Saul will be the instrument he
to be led by his companions to the city (9:8–9). This yields uses to reach the Gentiles. Once again, this acts as an apolo-
problems for Saul’s prior embedded social identity. For a getic for the Jesus followers to accept non-Judeans into the
devout and zealous Judean, wholeness of body is crucial in community, which will be further substantiated in Acts 10. In
order to be considered within the social group of loyal devo- Acts 9, the inevitability of the Gentile acceptance is brought
tees. Mary Douglas, in terms of Israelite purity, makes the to light on the very lips of God (Acts 9:15). Saul, formerly a
following observations. zealous persecutor of “the Way,” will reach beyond the purity
boundaries of his former community to help Gentiles break
We can conclude that holiness is exemplified by completeness. the boundary of the Jesus community.
Holiness requires that individuals shall conform to the class to It is evident that Saul is forced into service by the De-

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ity. Saul has two options. First, he could remain an outcast inclusion.
among his former fictive kin group. Impure and powerless,
he would be stripped of his status, never to be restored: his Conclusion
destiny would be to remain in that “dead” state that rites
of passage cause in liminal states and remain blind. Sec- Within the context of collectivist cultures, moving from
ond, he could obey the Deity and accept aggregation into
a new community with a new status (Euripides, Bacchae,
467–470; Asclepius, Met., 11).

Acts 9:17–19a

In verse 17, Saul’s stage of aggregation begins and moves


him closer to puncturing the boundaries of what will become
his new group. At this stage, the action is written out in
rapid sequence. Ananias enters the house and lays his hands
on Saul. This action places Saul in close proximity to his
instructor and represents the transfer of healing power from
God to Saul since Ananias is God’s broker. Ananias ad-
dresses Saul as “brother” (9:17). This is fictive kinship lan-
guage that expresses Saul’s breaking the boundary into the
community. His social identity is now morphing into that of Figure 4: Recruitment of Saul
a Christ follower and, consequently, new stereotypes of the
group. Luke has taken a villain and, masterfully, legitimated one group to another or changing identities is an arduous
his aggregation into the community, and, by extension, the and sometimes violent task. In moving from an embedded
mission to the Gentiles. identity of Judean zealot to becoming a part of the Jesus
Finally, Saul is healed and “sees” (Acts 9:18). Here, group, Saul experienced a violent time of separation and ag-
metaphorical as well as physical sight might be intended, gregation. Both the anthropology of Ritual and Social Iden-
connecting his new status with understanding and with re- tity Theory give modern readers heuristic tools by which
stored wholeness. His new identity is then solidified through they can better understand what is happening to Saul on
the rite of baptism. This seems to take the position of punc- the road to Damascus. Here, Luke utilizes common ritual
tuating the entire process (Muir: 9). Although this is so, structures and altered states of consciousness to legitimate
there is no mention of death or rising in this context. Rather, Gentile inclusion through the character of Saul. Saul’s re-
it is either implied in the ritual generally, or it is already an cruitment to the Jesus group is punctuated by baptism, a rite
established idea within the theology of the church, or, for that signals the breaking into a new community (aggrega-
Luke, it is simply a means by which Saul is recruited and, tion) and the change of personal as well as social identity.
therefore, connected with those who were baptized before: For Luke and his readers, this story must have powerfully
Jesus in Luke 3:21–22 (where there is another ASC on Je- connected Saul’s recruitment and baptism to those leaders
sus’ part) and Acts 2 (here, the baptism of the Holy Spirit, that had gone before him, legitimating his mission to the
which Ananias mentions in 9:17). This places Saul in conti- Gentiles and their subsequent recruitment into the broader
nuity with the Christ followers’ beginnings and will act as an community of Jesus followers.
apologetic thread for the inclusion of Gentiles into the ma-
jority Judean community. For Luke, “long ago God revealed Works Cited
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