You are on page 1of 5

CLINICAL REPORT Guidance for the Clinician in Rendering Pediatric Care

Executive Summary: Identification,


Evaluation, and Management of
Children With Autism
Spectrum Disorder
Susan L. Hyman, MD, FAAP,a Susan E. Levy, MD, MPH, FAAP,b Scott M. Myers, MD, FAAP,c COUNCIL ON CHILDREN WITH DISABILITIES,
SECTION ON DEVELOPMENTAL AND BEHAVIORAL PEDIATRICS

a
Golisano Children’s Hospital, University of Rochester, Rochester, New
York; bChildren’s Hospital of Philadelphia, Philadelphia, Pennsylvania;
INTRODUCTION and cGeisinger Autism & Developmental Medicine Institute, Danville,
Autism spectrum disorder (ASD) is a common neurodevelopmental Pennsylvania

disorder with reported prevalence in the United States of 1 in 59 children Drs Hyman and Myers participated in the planning for this manuscript
(approximately 1.7%). ASD significantly influences the lives of affected and writing and editing the manuscript; Dr Levy participated in writing
and editing the manuscript; and all authors approved the final
children and families because they may need extensive behavioral, manuscript as submitted.
educational, health, and other services. Primary care providers play
Clinical reports from the American Academy of Pediatrics benefit from
a critical role in identifying, diagnosing, and managing ASD in children and expertise and resources of liaisons and internal (AAP) and external
providing support for their families. This document provides a summary reviewers. However, clinical reports from the American Academy of
Pediatrics may not reflect the views of the liaisons or the
of the clinical report “Identification, Evaluation, and Management of organizations or government agencies that they represent.
Children with Autism Spectrum Disorder,” published concurrently in the
The guidance in this report does not indicate an exclusive course of
online version of Pediatrics. In the years since 2007, when the American treatment or serve as a standard of medical care. Variations, taking
Academy of Pediatrics published the clinical reports “Identification and into account individual circumstances, may be appropriate.

Diagnosis of Children with Autism Spectrum Disorders” and “Management All clinical reports from the American Academy of Pediatrics
automatically expire 5 years after publication unless reaffirmed,
of Children with Autism Spectrum Disorders,” reported prevalence rates of revised, or retired at or before that time.
children with ASD have increased, understanding of potential risk factors
This document is copyrighted and is property of the American
has expanded, awareness of co-occurring medical and behavioral Academy of Pediatrics and its Board of Directors. All authors have filed
conditions and genetic contribution to etiology has improved, and the conflict of interest statements with the American Academy of
Pediatrics. Any conflicts have been resolved through a process
body of research supporting evidence-based interventions has grown approved by the Board of Directors. The American Academy of
substantially. The updated document discusses evaluation and treatment Pediatrics has neither solicited nor accepted any commercial
involvement in the development of the content of this publication.
as a continuum in 1 publication with a table of contents to help the reader
identify topic areas within the report. ASD is more commonly diagnosed DOI: https://doi.org/10.1542/peds.2019-3448
than in the past, and the significant health, educational, and social needs of (Continued)
individuals with ASD and their families constitute an area of critical need
for resources, research, and professional education. To cite: Hyman SL, Levy SE, Myers SM, AAP COUNCIL ON
CHILDREN WITH DISABILITIES, SECTION ON DEVELOPMENTAL
AND BEHAVIORAL PEDIATRICS. Executive Summary:
Identification, Evaluation, and Management of Children
With Autism Spectrum Disorder. Pediatrics. 2020;145(1):
e20193448

PEDIATRICS Volume 145, number 1, January 2020:e20193448 FROM THE AMERICAN ACADEMY OF PEDIATRICS
Downloaded from http://publications.aap.org/pediatrics/article-pdf/145/1/e20193448/1078915/peds_20193448.pdf
by guest
1. TIMELY DIAGNOSIS, EARLY Screening or surveillance may take pediatrician, neurologist,
IDENTIFICATION, AND EVIDENCE-BASED place in other settings, with psychiatrist, psychologist, or
INTERVENTION communication of findings to the primary care provider with
o Diagnostic and Statistical Manual of primary care provider. More requisite training. Clinicians should
Mental Disorders, Fifth Edition accurate and culturally sensitive be particularly aware of the
(DSM-5) diagnosis: With the screening approaches are needed. potential for delayed diagnosis in
publication of the DSM-5 in 2013, Ongoing developmental children from underserved groups
there is a single category of ASD, surveillance through school age is and whose families speak
replacing the subtypes of autistic important. Children with typical languages other than English.
disorder, Asperger syndrome, and intellectual abilities may not be o Early and effective intervention:
pervasive developmental disorder diagnosed until their social Clinicians should respond
not otherwise specified in the differences become evident with appropriately to family or clinical
Diagnostic and Statistical Manual of the increased demands of the concerns and results of screening
Mental Disorders, Fourth Edition, school environment. Clinicians to avoid delays in diagnosis and
Text Revision. Core deficits are need to recognize that some treatment. Intervention for the
identified in 2 domains: social children will be at increased risk communicative, adaptive, and
communication and interaction for ASD because they have a sibling behavioral deficits associated with
and restrictive, repetitive patterns with ASD, were born preterm, were ASD should take place as soon as
of behavior. The DSM-5 recognizes exposed to teratogens (eg, valproic the need becomes evident.
that other co-occurring conditions acid), or have other risk factors. Intervention is most effective if it is
like intellectual disability, language o Timely diagnosis: Toddlers and early, intense, and involves the
disorders, and behavioral health children should be referred for family. Research has demonstrated
conditions such as attention- diagnostic evaluation when that interventions using principles
deficit/hyperactivity disorder and increased risk for developmental of behavioral intervention are
anxiety disorders may also be disorders (including ASD) is associated with skill acquisition
diagnosed in individuals with ASD. identified through screening and/ and improved outcome. There is
A diagnosis of ASD is made by or surveillance. Most children with evidence that training parents to
a clinical evaluation that supports ASD will have other developmental support developmental skill
the DSM-5 criteria, including issues. Standard of care requires building is helpful. Primary care
history and observation of evaluation of multiple streams of providers should help families
characteristic behaviors, preferably development, including cognitive, learn to interpret evidence about
using standardized approaches. communication, motor, and interventions so they can make
Independent of age, a child who is adaptive skills. In many settings, informed decisions about their
evaluated for ASD should have this evaluation may be best child’s care. Many interventions,
standardized assessment of accomplished by team evaluations, including many nutritional
psychoeducational, adaptive, and including, for example, psychology, interventions, do not have evidence
language abilities, including speech and language, occupational to support their use at this time.
pragmatic or social language. therapy, physical therapy, and Families should be referred to
o Early identification: General special education. This type of community support resources and
developmental screening using evaluation may occur through an be included in the shared decision-
a validated tool continues to be early intervention program, school making process.
recommended at 9, 18, and system, or appropriate insurance- o Etiologic evaluation: The pediatric
30 months of age. ASD is common, funded evaluator(s) whenever ASD, provider needs to consider genetic
can be diagnosed as young as with or without other delays, is and neurologic disorders that are
18 months of age, and has suspected. Children should be associated with ASD. Knowledge of
evidence-based interventions. referred for intervention for all the etiology of the child’s condition
Research into newer tools has identified developmental delays at can help guide monitoring for co-
promise to extend the age of the time of identification and not occurring conditions, potentially
diagnosis lower. Therefore, ongoing wait for an ASD diagnostic influence therapy choices, help
developmental and behavioral evaluation to take place. The families understand recurrence
surveillance in addition to referral should be to a clinician risk estimates, and help therapists
screening for ASD at 18 and experienced in diagnosis, which provide individualized behavioral,
24 months of age continues to be might be a developmental- educational, motor, and
recommended in primary care. behavioral or neurodevelopmental communication intervention plans.

2 FROM THE AMERICAN ACADEMY OF PEDIATRICS


Downloaded from http://publications.aap.org/pediatrics/article-pdf/145/1/e20193448/1078915/peds_20193448.pdf
by guest
Families should be offered genetic should be provided evidence-based and disruptive behaviors as part of
evaluation, including chromosomal interventions to address the core an overall treatment strategy.
microarray and fragile X testing, social communication and o Community services: The primary
with consideration of other interaction and restricted and care provider needs to know where
cytogenetic and molecular testing, repetitive behavior symptoms as to refer families for information
as indicated. Consultation with well as associated impairments. about community services, such as
a pediatric geneticist may be Attention to social skills respite and leisure activities for
warranted. Metabolic testing, EEG, development should be addressed individuals with ASD and other
neuroimaging, and additional in school, community, behavioral developmental disabilities. To
workup of medical symptoms are health, and family settings. The promote wellness, communities
guided by history and physical primary care provider should be should provide opportunities for
examination. aware of the recommendation for individuals with ASD to participate
o Medical management of co- educational services in the least- in inclusive and appropriate active
occurring conditions: The value of restrictive environment and the leisure activities. Clinicians should
routine primary care visits and hierarchy of educational educate families about managing
anticipatory guidance for children interventions based on a student’s ASD as a chronic condition.
with chronic conditions is stressed. needs in school rather than
The primary care provider should a medical diagnosis of ASD.
be aware of common co-occurring
3. PLANNING FOR ADOLESCENCE AND
o Common co-occurring conditions: TRANSITION TO ADULT SYSTEMS OF
conditions and include surveillance Although ASD is CARE
for and management of these a neurodevelopmental disorder
conditions in the context of routine o Communities should build services
characterized by symptoms related
care with subspecialty referral, as to promote social skills appropriate
to social interaction and repetitive
appropriate. Examples of common for work and postsecondary
behaviors, there is increasing
co-occurring conditions are education, access to appropriate
awareness that physical,
disorders of sleep, feeding medical and behavioral health
behavioral, and mental symptoms
problems, gastrointestinal services, job skills development,
affect the care of children and
symptoms, obesity, seizures, and community leisure
youth with ASD. Children and
attention-deficit/hyperactivity opportunities. The medical home
youth with ASD should have
disorder, anxiety, wandering or provider should support the family
anticipatory guidance for common
elopement, and others. and youth to advocate for
co-occurring conditions in the
appropriate postsecondary work or
High-quality pediatric care calls for context of well-child care, referral
schooling, residential supports, and
the development of systems to as necessary for specialty care, and
activities to maintain a healthy
promote accurate and early ongoing management as possible in
lifestyle. The family needs to plan
identification, cost-effective and the medical home.
for the needs of the child in
timely diagnosis, prompt o Behavioral health interventions: adulthood by making the necessary
implementation of evidence-based Providers should be aware of the preparations for public programs
interventions, involvement of the common behavioral challenges (such as Supplemental Security
patient and family in shared decision- faced by children and youth with Income) and personal financial
making, and steps toward elimination ASD and be prepared to provide planning.
of disparities in access to care for all parent counseling and initial o Pediatricians need to engage with
children and youth with ASD. Care management of sleep problems, families and youth to plan
within a medical home, using food refusal, and disruptive a transition to adult medical and
a chronic care model in which health behaviors, with referral to behavioral health care.
and community systems interact with appropriate specialty and mental
informed patients and families to health care if needed. It is
ensure more-satisfactory outcomes, is important to evaluate the medical 4. PROMOTING SHARED
recommended for children with ASD. and behavioral causes for behavior DECISION-MAKING WITH INDIVIDUALS
change. Pain and discomfort from WITH ASD AND THEIR FAMILIES
medical conditions and behavioral Shared decision-making calls for the
2. COLLABORATION OF SYSTEMS OF modifications should be addressed. health care provider to engage in
CARE Medication may be a useful respectful, reciprocal dialogue to plan
o Evidence-based interventions: addition for management of and monitor choices in care. The
Children and youth with ASD attention, hyperactivity, anxiety, pediatrician can help educate youth

PEDIATRICS Volume 145, number 1, January 2020 3


Downloaded from http://publications.aap.org/pediatrics/article-pdf/145/1/e20193448/1078915/peds_20193448.pdf
by guest
with ASD and their families about detection, (2) underlying biology, (3) ASD; shepherding these children
how to evaluate the evidence for genetic and environmental risk through diagnosis and into effective
interventions, advocate for factors, (4) treatments and interventions; supporting the
participation in clinical research interventions, (5) services and families, including siblings;
when appropriate, refer families to implementation science, (6) life span anticipating and managing co-
support organizations, include the services and supports, and (7) occurring health and behavioral
patient in decision-making, and epidemiological surveillance and disorders; and preparing the youth
prepare families to navigate infrastructure. It is important that and family for transition to adult
transitions. multiple levels of inquiry be pursued services. The updated clinical report
simultaneously to inform evidence- provides the health care provider
5. ONGOING EDUCATION OF PEDIATRIC based clinical care. These include the with information and resources to
PROVIDERS TO SUPPORT AN INFORMED following: support the care of the child and
MEDICAL HOME FOR CHILDREN AND o basic and translational science in family affected by ASD.
YOUTH WITH ASD the areas of genetics and
All children and youth with ASD epigenetics, neurobiology, LEAD AUTHORS
should have a medical home, a source environmental risk factors, and Susan L. Hyman, MD, FAAP
of care that is accessible, psychopharmacology to Susan E. Levy, MD, MPH, FAAP
collaborative, culturally sensitive, understand the typical and atypical Scott M. Myers, MD, FAAP
knowledgeable, and cost-effective. To brain development and function to
best serve patients and families develop ASD-specific behavioral
CONTRIBUTORS
affected by ASD, the clinician caring and pharmacologic therapies;
Paul H. Lipkin, MD, FAAP
for children and youth with ASD o clinical trials to test focused Michelle M. Macias, MD, FAAP
should be familiar with issues related interventions informed by
to diagnosis, co-occurring medical translational studies to provide the
and behavioral conditions, and the evidence necessary for community EDITOR
impact of ASD on the family to implementation; Anne B. Rodgers
provide a medical home for these o epidemiological surveillance to
patients. Actively addressing capacity gather data important for planning COUNCIL ON CHILDREN WITH DISABILITIES
building to care for children and for current and future needs, EXECUTIVE COMMITTEE, 2019–2020
youth with ASD requires initiatives including screening, diagnosis, and Dennis Kuo, MD, MHS, FAAP, Chairperson
directed at provider education and life span health and mental health Susan Apkon, MD, FAAP
practice quality improvement and services, with special attention to Lynn F. Davidson, MD, FAAP
public health, educational, and social underserved populations; and
Kathryn A. Ellerbeck, MD, FAAP
programs to support families in their Jessica E.A. Foster, MD, MPH, FAAP
journey from diagnosis to service o health services research to provide Susan L. Hyman, MD, FAAP
guidance for comprehensive, Garey H. Noritz, MD, FAAP
provision to the transition to Mary O’Connor Leppert, MD, FAAP
adult care. accessible, and culturally
Barbara S. Saunders, DO, FAAP
appropriate medical, educational, Christopher Stille, MD, MPH, FAAP
and behavioral care for children, Larry Yin, MD, MSPH, FAAP
6. SUPPORT FOR A NATIONAL AGENDA youth, adults, and families affected
FOR BASIC, CLINICAL, AND HEALTH by ASD.
SERVICES RESEARCH ABOUT ASD PAST COUNCIL ON CHILDREN WITH
The American Academy of Pediatrics Research in all of these areas is DISABILITIES EXECUTIVE COMMITTEE
MEMBERS
supports the current approach taken critical to move forward with early
by the Interagency Autism diagnosis, effective treatment, and Timothy Brei, MD, FAAP
Beth Ellen Davis, MD, MPH, FAAP
Coordinating Committee of the evidence-based interventions at each
Susan E. Levy, MD, MPH, FAAP
National Institutes of Health of age. To provide appropriate care to all Paul H Lipkin, MD, FAAP
including representative stakeholders children and families affected by ASD, Scott M. Myers, MD, FAAP
in planning a meaningful research organizations responsible for health, Kenneth Norwood, Jr, MD, FAAP, Immediate
agenda. Stakeholders include families education, social services, and public Past Chairperson
and affected individuals, scientists, health need to collaborate and build
clinicians, and public health agencies. integrated and adequately funded and LIAISONS
This committee’s 2009 strategic plan, staffed systems. The pediatric health Cara Coleman, MPH, JD – Family Voices
updated in 2017, identified 7 areas care provider plays a critical role in Marie Mann, MD, MPH – Maternal and Child
for research funding: (1) early identifying young children at risk for Health Bureau

4 FROM THE AMERICAN ACADEMY OF PEDIATRICS


Downloaded from http://publications.aap.org/pediatrics/article-pdf/145/1/e20193448/1078915/peds_20193448.pdf
by guest
Edwin Simpser, MD, FAAP – Section on John Ichiro Takayama, MD, MPH, FAAP, Web Beth Ellen Davis, MD, MPH, FAAP – Council
Home Care site Editor on Children With Disabilities
Peter J. Smith, MD, MA, FAAP – Section on Rebecca Baum, MD, FAAP, Section Member, Alice Meng, MD, FAAP – Section on Pediatric
Developmental and Behavioral Pediatrics Committee on Psychosocial Aspects of Child Trainees
Marshalyn Yeargin-Allsopp, MD, FAAP – and Family Health Pamela C. High, MD, MS, FAAP – Society for
Centers for Disease Control and Prevention Robert Voigt, MD, FAAP, Newsletter Editor Developmental and Behavioral Pediatrics
Carolyn Bridgemohan, MD, FAAP, Program
Chairperson
STAFF
Alex Kuznetsov, RD akuznetsov@aap.org STAFF
PAST SECTION ON DEVELOPMENTAL AND
BEHAVIORAL PEDIATRICS EXECUTIVE Carolyn McCarty, PhD cmccarty@aap.org
SECTION ON DEVELOPMENTAL AND COMMITTEE MEMBERS Linda Paul, MPH lpaul@aap.org
BEHAVIORAL PEDIATRICS EXECUTIVE Nerissa S. Bauer, MD, MPH, FAAP
COMMITTEE, 2018–2019 Edward Goldson, MD, FAAP
Carol C. Weitzman, MD, FAAP, Chairperson Michelle M. Macias, MD, FAAP ABBREVIATIONS
David Omer Childers, Jr, MD, FAAP Laura Joan McGuinn, MD, FAAP
ASD: autism spectrum disorder
Jack M. Levine, MD, FAAP
DSM-5: Diagnostic and Statistical
Myriam Peralta-Carcelen, MD, MPH, FAAP
Peter J. Smith, MD, MA, FAAP LIAISONS Manual of Mental Disorders,
Nathan L. Blum, MD, FAAP, Immediate Past Marilyn Augustyn, MD, FAAP – Society for Fifth Edition
Chairperson Developmental and Behavioral Pediatrics

Address correspondence to Susan L. Hyman, MD. E-mail: susan_hyman@RMC.Rochester.edu


PEDIATRICS (ISSN Numbers: Print, 0031-4005; Online, 1098-4275).
Copyright © 2020 by the American Academy of Pediatrics
FINANCIAL DISCLOSURE: The authors have indicated they have no financial relationships relevant to this article to disclose.
FUNDING: No external funding.
POTENTIAL CONFLICT OF INTEREST: MeMix LLC is a company that makes an app (for phones). Dr Levy is on the advisory board for the app’s development. This app is
being developed to assist in nutritional and dietary management of children with autism. Dr Levy has not received any money yet from this company. This app is the
focus of a National Institutes of Health R21 grant, for which Dr Levy is funded for ∼2% of her salary. Once it is studied and marketed (if appropriate), Dr Levy will
(possibly in the future) earn some money. Dr Levy has worked with MeMix LLC from 2015 to the present. Dr Hyman is the site principal investigator of a clinical trial
of a novel agent being tested to promote social function in patients with autism. The University of Rochester (Dr Hyman’s institution) was 1 of .40 sites and had 2
study participants in 2018. University of Rochester will be leaving the trial in 2019 (withdrawal submitted) because of staffing, and that reimbursement for staff
time does not cover the cost of participation. Funding was for the staff to complete the assessments required for the clinical trial. Dr Hyman got no personal
reimbursement from the company; the funding was for staff time for recruitment and assessment and clinical research center support for the trial. Dr Myers has
indicated he has no potential conflicts of interest to disclose.

PEDIATRICS Volume 145, number 1, January 2020 5


Downloaded from http://publications.aap.org/pediatrics/article-pdf/145/1/e20193448/1078915/peds_20193448.pdf
by guest

You might also like