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A Systematic Review and Meta-Analysis of Risk Factors
A Systematic Review and Meta-Analysis of Risk Factors
Review
A R T I C L E I N F O S U M M A R Y
Article history: Background: Healthcare-associated infections (HAIs) are a serious global public health
Received 15 September 2022 issue. However, a comprehensive analysis of risk factors for HAIs has yet been undertaken
Accepted 26 February 2023 at a large scale among general hospitals in China. The aim of this review was to assess risk
Available online 11 March 2023 factors associated with HAIs in Chinese general hospitals.
Methods: Medline, EMBASE and Chinese Journals Online databases were searched to find
Keywords: studies published from 1st January 2001 to 31st May 2022. The random-effects model was
Healthcare-associated used to estimate odds ratio (OR). Heterogeneity was assessed based on the b s2 and I2
infections statistics.
Risk factors Results: A total of 5037 published papers were identified from the initial search and 58
General hospitals studies were included in the quantitative meta-analysis; 1,211,117 hospitalized patients
China were incorporated covering 41 regions in 23 provinces of China and 29,737 were identified
Systematic review and meta- as having HAIs. Our review showed that HAIs were significantly associated with socio-
analysis demographic characteristics including age older than 60 years (OR: 1.74 (1.38e2.19)) and
male sex (1.33 (1.20e1.47)); invasive procedures (3.54 (1.50e8.34)); health conditions
such as chronic diseases (1.49 (1.22e1.82)), coma (OR: 5.12 (1.70e15.38)) and immuno-
suppression (2.45 (1.55e3.87)). Other risk factors included long-term bed (5.84 (5.12
e6.66)), and healthcare-related risk factors such as chemotherapy (1.96 (1.28e3.01)),
haemodialysis (3.12 (1.80e5.39)), hormone therapy (2.96(1.96e4.45)), immunosup-
pression (2.45 (1.55e3.87)) and use of antibiotics (6.64 (3.16e13.96)), and longer than 15
hospitalization days (13.36 (6.80e26.26)).
Conclusions: Being male and aged over 60 years, invasive procedure, health conditions,
healthcare-related risk factors, and longer than 15 hospitalization days were the main risk
* Corresponding author. Address: Division of Population Health, Health Services Research and Primary Care, School of Health Sciences, Faculty of
Biology, Medicine and Health, University of Manchester, Oxford Road, Manchester, M13 9PL, UK.
E-mail address: xinliang.liu@postgrad.manchester.ac.uk (X. Liu).
https://doi.org/10.1016/j.jhin.2023.02.013
0195-6701/ª 2023 The Author(s). Published by Elsevier Ltd on behalf of The Healthcare Infection Society. This is an open access article
under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
38 X. Liu et al. / Journal of Hospital Infection 135 (2023) 37e49
factors associated with HAIs in Chinese general hospitals. This supports the evidence base
to inform the relevant cost-effective prevention and control strategies.
ª 2023 The Author(s). Published by Elsevier Ltd
on behalf of The Healthcare Infection Society. This is an open access article
under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
243 records screened by reading full texts Only description on the landscape of HAIs or
appropriate statistical analysis (N=99)
Eligibility
Figure 1. Flow diagram of literature search. CNKI, China National Knowledge Infrastructure; HAI, healthcare-associated infection; VIP,
Chinese Science and Technique Journals Database; Wangfang database, Chinese Wan Fang digital database.
12,684
32,729
10,668
4518
1150
6610
6245
2339
4875
4633
5583
7152
560
398
701
844
Statistical analysis
16
207
156
18
274
147
242
278
165
391
367
516
217
332
200
3934
3524
2014e2016, 3 days
2015e2017, 3 days
2015e2020, 6 days
>50% were considered as heterogeneity existing among stud-
2017, 6 months
2017, 1 day
2018, 1 day
2015, 1
2014, 3
2018, 2
2014, 6
2013, 6
2018, 1
Results
Chengdu (Sichuan)
Guiyang (Guizhou)
Nanning (Guangxi)
Hengyang (Hunan)
Yantai (Shandong)
Shaoyang (Hunan)
Ganzhou (Jiangxi)
Jinan (Shandong)
Xi’an (Shaanxi)
cross-sectional
cross-sectional
cross-sectional
cross-sectional
cross-sectional
cross-sectional
cross-sectional
cross-sectional
study [29]. The majority of the studies (56 of 58) were con-
ducted in tertiary hospitals and all of the general hospitals
were located in cities. Only one study was a multi-centre study
[30].
Zhang et al.-2 (2016) [78]
included studies
Han et al. (2017) [81]
Fu (2020) [90]
Lv (2017) [83]
31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 Total
O O O O O O O O O O O O O O O O O O O O O O O O O 48
O 1
O O O O O O O O O O O O O O O O 34
O 1
O 1
O 1
O 1
O 1
O O O O O O O 19
O O 2
1
O 1
O O O 5
O O 3
O O O O 8
O 2
O O 3
O 1
1
O 1
O O O O O O O O O O O O O O O O O O O O 41
O 1
O O 4
O O O O O 12
O 1
O O O O 12
O 1
O O O O O O O O O 20
43
(continued on next page)
44
Table II (continued )
31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 Total
O 1
O O O O 7
O O O O O O O O O O O O O O O O O O O O O O O O 46
O 3
O 1
O 2
O O O O O 9
O O O O O O O O O O O O O 25
O O 3
O 2
Table III
The pooled odds ratios (ORs) of the potential risk factors estimated in the meta-analyses between patients with healthcare-associated
infections (HAIs) and patients without HAIs
Risk factors OR [95% CI] bs2(P) I2 (%) P
Age (60 years vs. <60 years) 1.74 [1.38e2.19] 0.2858 (<0.001) 96.2 <0.001*
Arteriovenous cannula 3.73 [2.79e4.99] 0.6374 (<0.001) 97.4 <0.001*
Chemotherapy 1.96 [1.28e3.01] 0.5559 (<0.001) 98.1 0.002*
Chronic diseases 1.49 [1.22e1.82] 0.0000 (0.582) 0.0 <0.001*
Coma 5.12 [1.70e15.38] 1.5127 (<0.001) 98.3 0.004*
Deep vein catheterization 7.57 [1.03e55.91] 2.7531 ((<0.001) 90.4 0.047*
Diabetes mellitus 2.29 [1.21e4.32] 0.7683 (<0.001) 97.2 0.011*
Disease of blood system 12.91 [0.20e849.53] 9.0882 (<0.001) 99.6 0.231
Drainage 2.84 [1.93e4.20] 0.0918 (0.003) 79.0 <0.001*
Gender (Male vs. Female) 1.33 [1.20,1.47] 0.0724 (<0.001) 82.5 <0.001*
Glucocorticoids 2.00 [0.96e4.14] 0.3683 (0.014) 71.6 0.063
Haemodialysis 3.12 [1.80e5.39] 0.4825 (<0.001) 74.2 <0.001*
Hormone 2.96 [1.96e4.45] 0.3357 (<0.001) 91.3 <0.001*
Immunosuppression 2.45 [1.55e3.87] 0.7765 (<0.001) 97.5 <0.001*
Indwelling central catheter 6.79 [4.78e9.65] 0.1520 (<0.001) 84.2 <0.001*
Indwelling urinary catheter 3.58 [2.75e4.66] 0.7620 (<0.001) 98.4 <0.001*
Infection when admitted 1.67 [1.19e2.35] 0.0000 (0.634) 0.0 0.003*
Intravenous infusion 2.84 [1.72e4.67] 0.0000 (0.761) 0.0 <0.001*
Invasive procedures 3.54 [1.50e8.34] 1.2942 (<0.001) 98.2 0.004*
Length of hospitalization (15 days vs <15 days) 13.36 [6.80e26.26] 0.9830 (<0.001) 97.9 <0.001*
Liver cirrhosis 1.28 [1.34e1.45] 0.0000 (0.930) 0.0 <0.001*
Long-term bed 5.84 [5.12e6.66] 0.0075 (0.016) 82.8 <0.001*
Malignant tumour 1.95 [1.02e3.73] 0.7274 (<0.001) 97.5 0.044*
Mechanical ventilation 4.59 [2.08e10.16] 0.6076 (<0.001) 92.8 <0.001*
Radiotherapy 1.50 [0.81e2.78] 0.7311 (<0.001) 89.6 0.203
Surgery 1.64 [1.39e1.94] 0.2326 (<0.001) 93.7 <0.001*
Tracheal cannula 5.35 [3.53e8.11] 0.1927 (<0.001) 91.2 <0.001*
Tracheotomy 10.44 [7.50e14.53] 0.5144 (<0.001) 95.9 <0.001*
Number of underlying diseases (3 vs <3) 2.63 [1.71e4.06] 0.0969 (0.103) 51.5 <0.001*
Use of antibiotics 6.64 [3.16e13.96] 1.6512 (<0.001) 97.3 <0.001*
Ventilator 6.63 [5.41e8.11] 0.3229 (<0.001) 93.3 <0.001*
*Statistical significance at P<0.05.
of the age and length of hospitalization was different among Meta-analyses of all the potential risk factors
the included studies, we adopted the most frequent classi-
fication of the age and length of hospitalization in the meta- As shown in Table III, 31 potential risk factors were included
analyses. in the meta-analyses. Most of the potential risk factors (27 of
31), except chronic diseases, infection when admitted, intra-
Quality analysis of all the included studies venous infusion, and liver cirrhosis, had a high heterogeneity (I2
50%) among the studies. Our systematic review and meta-
As to the 52 cross-sectional studies, the average points were analysis showed that HAIs in China were significantly asso-
11.69 1.65, which indicated the quality of the included cross- ciated with age older than 60 years (OR: 1.74 (1.38e2.19)) and
sectional studies was moderate (11.69 of 16). The five male sex (OR: 1.33 (1.20, 1.47)), invasive procedure (OR: 3.54
caseecontrol studies were of high quality, scoring from 18 to (1.50e8.34)), including arteriovenous cannula (OR: 3.73
19. The cohort study was assessed as scoring 15, which indi- (2.79e4.99)), deep vein catheterization (OR: 7.57
cated moderate quality. This cohort study did not mention any (1.03e55.91)), drainage (OR: 2.84 (1.93e4.20)), indwelling
information about the follow-up design. Chi-squared test or central catheter (OR: 6.79 (4.78e9.65)), indwelling urinary
binary logistic regression was used to infer the statistical sig- catheter (OR: 3.58 (2.75e4.66)), intravenous infusion (OR: 2.84
nificance. However, it was not always clear whether unad- (1.72e4.67)), mechanical ventilation (OR: 4.59 (2.08e10.16)),
justed or adjusted ORs were reported from the binary logistic surgery (OR: 1.64 (1.39e1.94)), tracheal cannula (OR: 5.35
regression, although most of the included studies appeared to (3.53e8.11)), tracheotomy (OR: 10.44 (7.50e14.53)) and ven-
adopt the adjusted ORs according to the results. Quality tilator (OR: 6.63 (5.41e8.11)), health conditions such as
assessments of the included studies are exhibited in the sup- chronic diseases (OR: 1.49 (1.22e1.82)), coma (OR: 5.12
plementary material (Supplementary Tables S1, S2 and S3). (1.70e15.38)), diabetes mellitus (OR: 2.29 (1.21e4.32)) and
46 X. Liu et al. / Journal of Hospital Infection 135 (2023) 37e49
long-term bed stay (OR: 5.84 (5.12e6.66)), healthcare-related ventilation was an independent risk factor associated with an
risk factors including chemotherapy (OR: 1.96 (1.28e3.01)), increased HAI rate (OR:12.95 (6.28e26.73)) [36], which is
haemodialysis (OR: 3.12 (1.80e5.39)), hormone therapy (OR: higher than the OR of mechanical ventilation (4.59
2.96 (1.96e4.45)), immunosuppression (OR: 2.45 (1.55e3.87)), (2.08e10.16)) in our review. Moreover, the systematic review
more than three underlying diseases (OR: 2.63 (1.71e4.06)) and meta-analysis conducted in Ethiopia found that patients
and use of antibiotics (OR: 6.64 (3.16e13.96)), and longer than who had surgery were more likely to get HAIs (OR: 3.37
15 hospitalization days (OR: 13.36 (6.80e26.26)). All the P- (1.85e4.89)) [35], which was higher than our OR of surgery in
values were less than 0.05. The specific information about the the current review (1.64 (1.39e1.94)). Metsini et al. conducted
Forest plots of the risk factors is presented in the Supple- a point prevalence survey of HAIs in three large Swiss acute-
mentary data. Moreover, the publication bias with the funnel care hospitals and reported that having a medical device,
plots is also shown in the Supplementary data and indicates such as peripheral venous catheter, central venous catheter,
that publication bias was presented among all included studies urinary catheter, endotracheal tube, was an independent risk
for each of the listed risk factors. Furthermore, the subgroup factor for HAIs (OR: 4.43 (3.49e5.63)) [37], which is similar to
analyses by year and capital cities were also shown in the the OR of invasive procedures (3.54 (1.50e8.34)) in our review.
Supplementary data. Except for some risk factors, including These findings confirm that invasive procedures are a sig-
hormone therapy, invasive procedure (indwelling central nificant hazard for hospitalized patients for acquiring an HAI.
catheter, tracheotomy, ventilator), length of hospitalization, Surgical site infection (SSI) is one of the most common HAIs
and use of antibiotics, the OR values were similar. [38]. In order to control the occurrence of HAIs among patients
undergoing invasive procedures, it is essential to control the
duration of exposure to medical invasive devices, such as
Discussion arteriovenous cannula, central venous catheter, indwelling
urinary catheter, mechanical ventilation, and ventilator. Fur-
To our best knowledge, our systematic review and meta- thermore, it is vital to comply with disinfection measures to
analysis was the first to comprehensively assess the risk fac- reduce the SSI rate.
tors associated with HAIs in Chinese general hospitals at a Another finding in our review was that patients with
national level. This review incorporated a total of 1,211,117 underlying diseases or comorbidities such as diabetes mellitus
hospitalized patients, which were distributed in 41 regions in and liver cirrhosis were at greater risk of HAIs. A systematic
23 provinces (34 provincial administrative regions in total) of review and meta-analysis conducted in Ethiopia also found that
China. Our systematic review and meta-analysis showed that underlying non-communicable diseases place patients at
HAIs in Chinese general hospitals are significantly associated greater risk of HAIs (OR: 2.81 (1.39e4.22)) [35]. This may be
with socio-demographic, invasive procedure, health con- due to underlying diseases weakening the immune system. Two
ditions, healthcare-related risk factors, and longer hospital previous studies have described how Type 2 Diabetes and cir-
stays. rhosis could cause dysfunction of the immune response,
Our review found that patients older than 60 years or male therefore failing to prevent the invading pathogens [39,40].
patients were more likely to get HAIs. In line with our findings, Long-term bed stays were also found to be a significant risk
Iskender et al. undertook a prospective cross-sectional study in factor associated with HAIs, though this has not been well
a teaching hospital of Turkey and found the HAIs prevalence studied in current literature, and it also indicated that the
was higher among elderly patients (aged over 65 years: 15.1) sample size was not sufficient in our review. There is a need to
than those patients aged under 65 years (2.9) [31]. collect empirical data to explore the underlying mechanism,
Elderly patients are potentially an immune-comprised pop- and make corresponding prevention and control measures to
ulation. Moreover, elderly patients commonly have other reduce the HAIs rate among these patients.
comorbidities, such as cardiovascular disease, cancer, and Healthcare-related risk factors including chemotherapy,
chronic obstructive pulmonary disease [32], factors which haemodialysis, hormone therapy, and use of antibiotics were
further reduce the immunity of the elderly. A three-year sur- also found to significantly increase the risk of acquiring HAIs for
veillance study on HAIs among elderly patients in a large Chi- patients in our review. However, the effects of chemotherapy,
nese tertiary hospital also confirmed that the higher incidence haemodialysis, and hormone therapy are not well investigated
of HAIs in the elderly may be attributable to the higher rates of in existing literature, and further empirical data are needed.
comorbidities [32]. Elderly patients should be prioritized in the Some studies have found that use of antibiotics is related to an
surveillance, prevention and management of HAIs. A cross- increased HAIs rate, such as the long-time use of antibiotics
sectional study undertaken among elderly hip fracture [41], the excessive volume of antibiotics use, and prophylactic
patients also showed that male patients were more susceptible antimicrobial therapy [42]. These studies highlight the irra-
to obtaining HAIs [33]. However, this study did not discuss tional use of antibiotics, which ultimately results in anti-
potential mechanisms for the impact of gender on the occur- microbial resistance (AMR), a well-known global health issue.
rence of HAIs. Therefore, further study is needed to investigate Therefore, antimicrobial stewardship programmes or cam-
any differential compliance to the HAIs prevention and control paigns are pivotal to make appropriate use of antibiotics. It is
measures or personal behaviour, such as hand washing using also essential to control and monitor the health professionals’
alcohol-based rubs or smoking between males and females. prescription behaviour to prevent irrational use of antibiotics.
We also found that patients exposed to invasive procures Likewise, the public’s knowledge, attitudes, and practices
were more vulnerable to acquiring HAIs. This finding is con- relating to the use of antibiotics are also important. It is nec-
sistent with those studies conducted in Slovenia [34] and essary to increase the awareness of the public and health
Ethiopia [35]. The systematic review and meta-analysis con- professionals to achieve the goal of prudent high-quality anti-
ducted by Rodrı́guez-Acelas et al. concluded that mechanical biotics use.
X. Liu et al. / Journal of Hospital Infection 135 (2023) 37e49 47
Hospitalization stays longer than 15 days were recognized as Conflict of interest statement
a significant risk factor associated with the increased occur- The authors declare no potential conflicts of interest with
rence of HAIs in our review and has been well investigated in respect to the research, authorship, and/or publication of
current literature [20,43]. It is possible for hospitalized this article.
patients to be predisposed to HAIs for prolonged hospital-
ization. Consequently, patients are more susceptible to HAIs. Funding sources
Therefore, it is important to place patients with long hospi- This research did not receive any specific grant from funding
talization under surveillance, especially those patients with agencies in the public, commercial, or not-for-profit
extremely long hospitalization, and prioritize safely shortening sectors.
hospitalization stays.
There are likely interactions between the risk factors Appendix A. Supplementary data
associated with HAIs in our review. For example, elderly
patients, underlying diseases or comorbidities, and therapy of Supplementary data to this article can be found online at
immunosuppression were the three significant risk factors https://doi.org/10.1016/j.jhin.2023.02.013.
associated with HAIs according to our meta-analyses. Elderly
patients require long-term care and immunosuppressive ther-
apy, and they are more likely to have underlying disease or References
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