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Effectiveness and Safety of Adjunctive Pharmacopuncture To Acupuncture Treatment For Rotator Cuff Diseases - A Protocol For An Assessor-Blinded, Pragmatic Randomized Controlled, Pilot Trial
Effectiveness and Safety of Adjunctive Pharmacopuncture To Acupuncture Treatment For Rotator Cuff Diseases - A Protocol For An Assessor-Blinded, Pragmatic Randomized Controlled, Pilot Trial
Received February 16, 2023 Background: Shoulder pain is a common musculoskeletal disorder. Treatment can be
Revised March 9, 2023 surgical or non-surgical. Korean Medicine, including acupuncture and pharmacopuncture,
Accepted March 25, 2023 is a part of conservative treatment. Pharmacopuncture, combining acupuncture with
herbal medicine, has been used for musculoskeletal disorders since the 1960s, but clinical
evidence on its effectiveness is lacking.
Objectives: This study aims to assess the effectiveness and safety of pharmacopuncture
for rotator cuff disease.
Methods: A two-group, parallel, single-center, pragmatic, randomized, controlled,
assessor-blinded trial will be conducted. A total of 40 patients will be recruited, starting in
July 2022. All patients will be received acupuncture treatment, and pharmacopuncture will
be applied to intervention group additionally. After eight treatments are delivered over four
weeks, follow-up assessments will be performed.
Results: Assessments will evaluate the effectiveness and safety of these treatments at
baseline and at weeks 2 (2 W), 4 (4 W), and 8 (8 W). The primary outcome will be a visual
analog scale (VAS) evaluation of shoulder pain levels. Assessments will include shoulder
pain and disability index (SPADI), shoulder range of motion (ROM), EuroQol 5-Dimension
5-Level (EQ-5D-5L), patient global impression of change (PGIC), ‘no worse than mild
pain’, and drug consumption rates.
Correspondence to Conclusion: This study may offer a rationale for a future full-scale trial on the effective
Young Il Kim ness and safety of pharmacopuncture treatment for rotator cuff disease and provide data
Department of Acupuncture & on non-surgical treatment for the disease.
Moxibustion Medicine, College of
Korean Medicine, Daejeon University, Keywords: Rotator cuff disease, Pharmacopuncture, Non-surgical intervention,
Daejeon, Korea Pragmatic, Protocol, Korean Medicine
E-mail omdkim01@dju.kr
†
The first two authors contributed Trial registration: Clinical Research Information Service and International Clinical Trials
equally to this study. Registry Platform of the World Health Organization (identifier, KCT0007416).
muscle rupture, and calcific tendinitis; however, the terms MATERIALS AND METHODS
describing rotator cuff disorder associated with shoulder pain
are not standardized [11]. The term 'rotator cuff disease' has 1. Objective
been used to describe rotator cuff disorder at any anatomical This study focuses on patients with rotator cuff disease.
location and due to any cause [12,13]. The aims of this study are as follows:
Treatment of rotator cuff disease is divided into surgical 1) To confirm the difference in pain levels, functional
and conservative types. Surgery should be considered only outcomes, and consumed medicine dose between the
after conservative therapy has failed [14]. Some evidence intervention group receiving pharmacopuncture therapy and
suggests that pain- and disability-related outcomes of surgical acupuncture treatment, and the control group receiving only
and non-surgical treatments are comparable [1]. acupuncture treatment.
Korean Medicine offers conservative treatments, including 2) To compare the rates of adverse events between the
acupuncture and pharmacopuncture. Acupuncture may groups.
reduce shoulder pain [15,16] even in chronic pain cases [17]. This is a practical clinical study that is not aimed to
In fact, acupuncture can offer immediate pain relief and determine the details of pharmacopuncture therapy or
improve shoulder function in adhesive capsulitis [18]. acupuncture treatment. The treatment details will be
Pharmacopuncture combines acupuncture with herbal determined for each session. All matters regarding the
medicine [19]. First introduced to Korea in 1960s, it is procedure will be recorded on case report forms (CRFs) and
frequently used in Korean Medicine [20,21]. Research reviewed retrospectively.
on pharmacopuncture began in the 1990s, with rando
mized controlled trials (RCTs) launched in the 2000s. 2. Study design
Pharmacopuncture has been used for musculoskeletal, This study is a two-group, parallel, single-center, pragmatic,
neurological, and circulatory disorders, among others; randomized controlled, assessor-blinded trial. A total of 40
musculoskeletal disorders are the most common indication patients will be recruited based on the eligibility criteria from
[19,22]. Pharmacopuncture may involve bee venom, among the patients presenting at Daejeon University Daejeon
Hominis placenta, and Aconitum ciliare Decaisne solutions Korean Medicine Hospital between July and December 2022.
[23,24]. A study on pharmacopuncture for musculoskeletal Prospective participants will be asked to provide written
diseases in South Korea found that 32,947 (98.6%) of informed consent to participate in the trial. Study eligibility
33,145 inpatients at 12 Korean Medicine hospitals and will be determined based on demographic and clinical
clinics received pharmacopuncture treatment, and 289,860 characteristics, including medical history, questionnaire-
(77.6%) of 373,755 outpatients received pharmacopuncture based assessments, shoulder radiographic examinations,
treatment. In addition, 6,710 outpatients presented with physical examinations, blood tests, electrocardiogram (ECG)
shoulder-related diseases, which is the leading indication examinations, and urine human chorionic gonadotropin
for pharmacopuncture [25]. Pharmacopuncture alone levels for women that may be pregnant. Eligible participants
and in combination with acupuncture is more effective will be randomized to the acupuncture-pharmacopuncture
at reducing pain and improving the quality of life than combination therapy group or acupuncture monotherapy
acupuncture monotherapy or other conservative treatments group at a 1:1 ratio. As a pragmatic trial, this study does not
[26]. In addition, among 29 randomized controlled trials on prospectively prescribe treatment, which is at the discretion of
pharmacopuncture, five studies reported side effects that the Korean Medicine doctor and subject to patient symptoms.
included local pain, fatigue, and redness, which disappeared The participants will complete a total of nine hospital visits,
in a short period of time without any additional treatment [27]. including eight treatment sessions (twice per week for 4
Pharmacopuncture is relatively safe and is unlikely to cause weeks). Outcome assessments will be performed at weeks two,
serious adverse effects. four, and eight. Table 1 shows schedule of this clinical trial.
However, despite its widespread use, clinical evidence
on the safety and effectiveness of pharmacopuncture for 3. Inclusion criteria [28,29]
rotator cuff disease is lacking. To date, few studies have 1) Age range of 19-75 years, both sexes.
compared pharmacopuncture with acupuncture, which 2) Diagnosis of rotator cuff disease made by the study
is another treatment of Korean Medicine. Therefore, this principal investigator or another specialist prior to study
pilot study aimed to evaluate the effectiveness and safety of enrolment.
pharmacopuncture combined with acupuncture for rotator 3) Visual Analogue Scale (VAS) shoulder pain score of ≥ 40
cuff disease. points.
4) Capacity and willingness to provide informed consent.
80 www.journal-jams.org
Pharmacopuncture for Rotator Cuff Disease
Study Period
Follow-up Unsche
Enrollment Treatment phase
phase duled visit
Visit Screening 1 2 3 4 5 6 7 8 9 -
Week 0 1 2 3 4 8 -
Enrollment
Informed consent ●
Inclusion/Exclusion criteria ●
Vital signs ● ● ● ● ● ● ● ● ● ● ●
Demographic characteristics ●
Medical history ●
Physical examination ● ●
Clinical laboratory test ● ● ●
Electrocardiography ●
Radiography of shoulder ●
Random allocation ●
Intervention
Intervention group: acupuncture- ◉ ◉ ◉ ◉ ◉ ◉ ◉ ◉
pharmacopuncture combination
therapy
Control group: acupuncture ○ ○ ○ ○ ○ ○ ○ ○
monotherapy
Assessments
VAS ● ● ● ● ●
SPADI ● ● ● ●
ROM ● ● ● ● ●
EQ-5D ● ● ● ●
PGIC ● ● ●
No worse than mild pain ● ● ●
Drug consumption ● ● ●
Change of medical history ● ● ● ● ● ● ● ● ● ●
Check withdrawal and dropout ● ● ● ● ● ● ● ● ● ●
Safety assessment ● ● ● ● ● ● ● ● ● ●
Visit schedule training ● ● ● ● ● ● ● ● ● ● ●
www.journal-jams.org 81
Hyun Ji Cha, et al.
Therefore, the number of subjects was set to 20 per group for and reviewed retrospectively.
a total a 40.
10. Co-interventions
6. Randomization and allocation concealment All participants may receive other treatments for shoulder
Randomization helps eliminate assessment bias in both pain relief at other treatment centers in cases of severe pain
participants and assessors. A statistician not involved in onset during the study, including physical and exercise
the study is responsible for participant randomization therapy. Invasive treatments, including medication and
using a random number table created using SAS® Version surgery, are not permitted during the trial. Finally, the partici
9.4 (SAS Institute. Inc., Cary, NC). The randomization pants may not undergo any other Korean medical treatments
results are delivered to the investigators in sealed opaque for shoulder pain during the study period.
envelopes, which are then stored in a double-locked cabinet. Acetaminophen with a maximum dose of ≤ 4,000 mg (8T/
All participants will be informed about the study aims and day) [33,34] per day is provided as a rescue drug at visits 1, 4,
procedures before signing a consent form. After baseline and 8, in cases of intolerable pain; drug consumption must be
assessments, an investigator will open a randomization reported. Intervention assessments will be performed without
envelope. The investigator will write the day and time of the drug administration on assessment days 4, 8, and 9.
opening on the envelope and sign it before entering group At every visit, the type and frequency of treatments
allocation into the participant’s electronic record. received elsewhere will be recorded on the CRFs. In cases
where treatments taken by the participants may interfere with
7. Blinding the study, these participants may be excluded.
The characteristics of the treatments used in this study Assessments of treatment safety and effectiveness will be
precluded participant and administrator blinding; however, performed at baseline and weeks 2, 4, and 8.
study assessors are blinded to group allocation and are not
involved in the intervention. All evaluations and analyses will 11. Primary outcome: VAS shoulder pain score
be performed at a site different from the treatment site. The VAS score helps to evaluate pain levels. Subjects mark
the point representing their pain level on a straight 100-
8. Intervention group: acupuncture- mm line, which represents a range from “no pain at all” to
pharmacopuncture combination therapy “maximum imaginable pain”. VAS scores will be the primary
Acupuncture-pharmacopuncture combination therapy will outcomes in the study [35].
be performed eight times in total, twice weekly for 4 weeks as
standard; it may be performed 1-3 times per week, as required. 12. Shoulder pain and disability index (SPADI)
A licensed Korean Medicine doctor, with at least two years of The SPADI helps estimate shoulder pain and dysfunction
clinical experience in acupuncture and pharmacopuncture, caused by musculoskeletal pathology. It involves a pain and
will conduct the therapy, interacting with the participants as disability subscale of five and eight items, respectively. A score
normal, which is characteristic of a pragmatic clinical trial. of 0 points indicates ‘best’ and 100 points indicates ‘worst’
The treatment protocol is not pre-determined and will be outcomes. It uses an average of 13 subscale items with higher
determined at the specialist’s discretion, depending on patient scores indicating a greater degree of disability [36].
presentation and changes over time. The intervention details
will be reported in the CRFs and reviewed retrospectively. 13. Shoulder motion range
The active range of motion represents shoulder function.
9. Control group: acupuncture monotherapy An assessor measures the angle of f lexion, extension,
Acupuncture monotherapy involves dry needling without abduction, external rotation, and internal rotation using a
additional intervention. The course involves eight treatments, goniometer, considering spinal movement [37,38].
delivered twice a week for 4 weeks in general; this treatment
may be delivered 1-3 times a week, as required. A licensed 14. EuroQol 5-Dimension 5-Level (EQ-5D-5L)
Korean Medicine doctor, with at least two years of clinical The EQ-5D-5L is an instrument for measuring the quality
experience in acupuncture, will deliver all treatments and will of life using five levels of severity across five dimensions. Each
interact with the patient as normal, which is characteristic of a dimension has five response categories corresponding to
pragmatic clinical trial. The acupuncture protocol is not pre- absent, slight, moderate, severe, and extreme problems. The
determined, and the treatment remains at the administrators’ vertical VAS score helps evaluate overall health on the day of
discretion, depending on patient symptoms and changes over assessment on a vertical line marked from 0-100 points [39].
time. The intervention details will be recorded in the CRFs
82 www.journal-jams.org
Pharmacopuncture for Rotator Cuff Disease
15. Patient Global Impression of Change (PGIC) baseline VAS values and age as covariates and fixed factors
The PGIC score reflects treatment efficacy by evaluating per group. If there is a clinical difference between each group
changes in pain levels as ‘very much improved’, ‘much among the demographic and pre-treatment characteristics, it
improved’, ‘minimally improved’, ‘no change’, ‘minimally will be added and stratified as a covariate, as necessary.
worse’, ‘much worse’, or ‘very much worse’ relative to baseline Secondary outcomes will be analyzed according to the
values [40]. primary protocol. Categorical variables will be examined
using the chi-squared test or Fisher’s exact test. The paired
16. ‘No worse than mild pain’ t-test or Wilcoxon signified-rank test will be used for the
Reducing pain to levels of ‘no worse than mild pain’ has first and second efficacy evaluation variables to analyze the
economic and health benefits. Although treating pain is difference in pre-treatment measurements within each group,
challenging, maintain the levels mild and below may be and repeated measures analysis of variance will be performed
considered effective pain control [41]. to test the difference in trend changes after treatments.
Dunnett's procedure will be used to correct for multiple
17. Drug consumption comparisons. Safety evaluation will involve the analysis of
Acetaminophen is provided to participants experiencing adverse and serious event frequencies, provided the events are
uncontrolled severe shoulder pain during the study period. attributed to the study treatment.
The consumption of the drugs reflects the analgesic effects
of the intervention. Participants will be required to complete 20. Withdrawal and dropout
a dosing diary and bring the remaining drug amounts to the The investigators will record the reasons for study drop-out
assessment [42-44]. and treatment discontinuation. Participants enrolled in the
study will be excluded from analyses despite not complying
18. Adverse events with the eligibility criteria. If serious adverse events attri
Adverse events are undesirable and unintended effects of butable to the study treatment occur, the study may be
treatments and procedures, and they may not necessarily be discontinued.
related to trial intervention. Adverse events will be compiled
into CRFs based on vital signs, medical history, and clinical 21. Ethical approval and monitoring
evaluation at every visit. Serious adverse events will be This study was approved by the Institutional Review Board
reported to the institutional review board and monitored of Daejeon University Daejeon Korean Medicine Hospital
by a designated agent within 24 hours of reporting until (DJDSKH-22-BM-05) and was registered at the Clinical
resolution. Researchers will classify these events as treatment- Research Information Service and International Clinical
related or unrelated, and examine their incidence. Trials Registry Platform of the World Health Organization
(identifier, KCT0007416). The study protocol complies with
19. Statistical analysis the principles of the Declaration of Helsinki.
The full analysis set will be utilized to compare the All participants will be provided with sufficient infor
intervention and control groups. Statistical analysis will mation about the study before being asked to sign an
involve two-tailed tests, with a significance level of 5%. All informed consent form. The participants may withdraw
analyses will be performed using SAS ® Version 9.4 (SAS from the study at any time without any disadvantage; all
instrument, Inc., Cary, NC). Missing data will be applied participant data are confidential. After the study completion,
intent-to-treat with multiple imputation. an independent researcher will analyze the data compiled
Demographic and clinical characteristics will be presented through CRFs and source documents stored separately, as
as descriptive statistics for each group, including sex, age, stipulated by the Institutional Review Board (IRB) regulations
and medical and drug administration history. Continuous of Daejeon University Daejeon Korean Medicine Hospital.
variables will be compared using the independent t-test or A clinical research associate will monitor study compliance
Wilcoxon rank sum test; summary statistics will be presented with the trial protocol and the applicable standards and
as means and standard deviations. A 95% confidence interval regulations. Monitoring is planned at a minimum of three
will be reported, as required. Categorical variables will be timepoints: site initiation visit, interim monitoring visit,
compared using the chi-squared test or Fisher’ exact test; and site closing visit. Interim monitoring will be conducted
summary statistics will be frequencies and percentiles. when five participants are enrolled or once a month, and
The primary outcome measure will be the difference in the schedule will be adjusted according to the recruitment
VAS score at visit eight relative to the baseline value. This situation.
effect will be analyzed using covariance analysis, with
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Hyun Ji Cha, et al.
84 www.journal-jams.org
Pharmacopuncture for Rotator Cuff Disease
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