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Received: 5 February 2022    Accepted: 16 December 2022

DOI: 10.1111/ciso.12447

ORIGINAL ARTICLE

Enforcing Trust: Race, gender, and the policing of citizenship in


Rio de Janeiro

Marta-­Laura  Haynes

Department of Anthropology, John Jay Abstract


College of Criminal Justice, New York, NY
Policing in Rio de Janeiro is notorious for its brutality. For Unidades da Policía Pacificadora
Correspondence (UPP), a proximity policing program marked by less overt violence, the forging of trust
Marta-­L aura Haynes, PhD Assistant
Professor, Department of Anthropology, became a strategy for reshaping the image of police and favelas. Yet, this policing model
Room 9.63.16 NB, John Jay College of reproduced racial and gender bias that was persistent in broader Brazilian society where
Criminal Justice, 524 West 59th Street,
New York, NY 10019, United States. trust is coded as white and female while danger is coded as Black and male. In UPP,
Email: mhaynes@jjay.cuny.edu these ideologies manifested in using lighter-­skinned and female officers to produce trust
Funding information through whiteness and gender. For residents, pacification underscored a longstanding
Social Science Research Council: Drugs, racial encoding of citizenship and trust as performances of whiteness and belonging.
Security, Democracy Fellowship; Tinker
Foundation Based on fieldwork conducted between 2010 and 2015 among the military police and
in favelas, I examine in this article how Brazilian ideologies of race and gender intersect
with local notions about trustworthiness and class. For the UPPs, enforcing trust was at-
tached to the expectation of submission and uniformity—­ultimately strengthening white
supremacy. Through intimate ethnographic accounts of commanders' and residents'
experiences, I show the nuanced ways trust intersects with local ideas about race and
gender and how it served both as a vehicle for pacification and as a mode of citizenship.

KEYWORDS
Brazil, citizenship, gender, policing, race, trust, violence

LI K E I N “ R E A L” S O C I E T Y doorsteps, photographed the favela with fascination. Then, a Black


woman wearing a military police uniform came up the stairs onto the
At the foot of the favela Santa Marta, a tour guide wearing a colorful viewing platform.
shirt saying “Rio Top Tour” ushered a group of tourists into a modern “Oi Pricilla! Come and meet our visitors,” Pedro said as he waved
funicular. The favela (working poor area or shantytown) is in an af- the officer over. “Pricilla is great. Everything changed with the paci-
fluent neighborhood of Rio de Janeiro, but until recently, it had been fication police here. That's how I got this job,” he informed his audi-
ruled by the Comando Vermelho drug gang. “This is crazy,” I heard ence. At the time, the Unidades da Polícia Pacificadora (Pacification
one young blond man say excitedly as the group slowly ascended the Police Units, UPP), a community police effort, was a new attempt by
steep hill and the visitors photographed the maze of brick houses. the Brazilian state to reestablish authority in territories ruled by drug
Finally, at the top, the breathtaking landscape of Rio unfolded, fea- cartels. Circled by residents and tourists, Pricilla Oliveira de Azevedo,
turing a prime view of the Sugar Loaf and Copacabana Beach. “Look, commander of the city's first “pacified” favela, smiled for the cameras,
it's Michael Jackson!” Pedro, the tour guide, pointed proudly to a shook people's hands, and thanked Pedro for his kind words. Children
bronze statue and giant mosaic of the King of Pop, surrounded by from the community ran up to Pricilla to give her beijinhos (kisses).
1
simple shacks.   The group of gringos (the term for foreigner, usu- “Conseguimos transformar lugares temidos pelos moradores e vis-
ally American), under the watchful eyes of residents sitting on their itantes em áreas turísticas” (we managed to transform places that

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14    © 2023 American Anthropological Association. wileyonlinelibrary.com/journal/ciso City & Society. 2023;35:14–26.
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CITY & SOCIETY       15

were feared by residents and visitors into tourist areas), Pricilla de- force was designed to be more than a policing program; it was a
clared. She was referring to the elimination of shootouts and to what slum upgrading project aimed at regaining control over lost territory
I call the gringofication of the favela—­the infusion of favelas with for- and “unruly” people. Historically, the term pacificação (pacification)
eign people and ideas that displace locals. After US President Barack has described the conquest of Indigenous Peoples who colonialists
Obama's visit to the pacified favela City of God in 2011, celebrities represented as racially inferior (Rodrigues, Brancoli, and Kalil 2018).
like Kanye West and David Beckham began buying real estate in Similarly, the UPP mission was framed as “civilizing” favela residents
pacified favelas. Researchers like me were also the type of person and providing a sense of belonging in “real” society, making pacifica-
(foreign, educated) that the UPPs aimed to attract into the favelas, tion a citizenship project.
hoping they would share their “transformation” with the Western This article takes trust as its ethnographic object, working
world. through its racialized and gendered politics as well as how it has
Pricilla was cautiously excited by the opportunity to lead this ex- been a mode of citizenship threaded into Rio de Janeiro's UPP. As
periment of including favelas in the asfalto (formal city), as the paved a taken-­for-­granted and ubiquitous part of everyday life, trust re-
part of the city is called. “I never thought this would be possible—­to mains an elusive social phenomenon essential to the functioning of
talk with people in a favela, to be smiled at,” Pricilla told me in an institutions and relationships. We often measure the strength of de-
interview. Despite a long history of police violence, some favela mocracy by evaluating whether people trust the state, especially law
residents were eager to finally be recognized by the government enforcement. However, what is the place of trust when evaluating an
as cidadãos (citizen) rather than bandidos (which technically means institution—­the police—­that is, as Herman Goldstein (1977) famously
criminal but is common code for Black). Many were willing to em- said, inherently anti-­democratic?
brace the bureaucracy and the feared police as symbols of such legit- Most of the vast scholarship on the pacification project in Rio
imacy. Pedro, for example, explained that “the violence has stopped. centers on reducing shootouts as the crucial variable for creating
People got official addresses and work permits. You must pay for trust in the police (Cano, Borges, and Ribeiro 2012; Ribeiro and
electricity and water. You cannot play loud music late at night.” With Vilarouca,  2020; Zaluar and Barcellos, 2013). Another variable
a broad smile, he concluded: “It's now like in real society!” often highlighted is the rather placative social projects many UPP
The UPPs were launched when the Rio city government faced commanders started in pacified favelas, such as soccer practice
international and domestic pressure to make the city safer and with children. However, after years of accompanying UPP offi-
the chronically abusive police more presentable for the 2014 FIFA cers in training and favelas, I observed carefully choreographed
World Cup and 2016 Olympic Games. Positive interactions between racial and gender performances by police officers that used the
Pricilla, Pedro, and the children were advertised as empirical evi- logic of white supremacy to signal trustworthiness and belong-
dence that Rio's police were now trustworthy peacekeepers. A sur- ing. I noticed that the UPPs were overwhelmingly recruiting light-­
vey conducted by local sociologist Silvia Ramos further suggested skinned praça (patrolmen) and women without combat experience
that the community policing efforts were working: A stunning 90 (see Figure  1). This introduced a different public image of the
percent of residents allegedly stated they “trusted” their local UPP police and insinuated that the state sent its “best” professionals
(Ramos,  2015, presentation at UPP headquarters). In a city where to the favelas. These racial and gender biases reflected broader
police kill more unarmed civilians than in any other place on earth Brazilian society, where trust is coded as white and female while
(Reuters  2021), the UPPs' claim to “soft” governance was a wel- danger is coded as Black and male. In Rio, racial coding also
comed move away from zero-­tolerance, shoot-­to-­kill approaches. applies to space (Sheriff, 2001). The upper-­class asfalto is coded as
Nevertheless, their proposition that residents should trust in the white, and while corruption and drug consumption are rampant,
police seems ludicrous in a country where a “George Floyd” is killed this space is conceptualized as home to law-­abiding, trustworthy
nearly eight times per day. citizens (Drybread, 2018). Conversely, favelas are coded as Black
Trust emerged as a powerful slogan for the civility, modernity, and signify criminality, regardless of residents' phenotypes or
and citizenship the UPPs would supposedly provide. Their strategy behavior.
was to saturate favelas with military police, disperse drug traffick- In African diasporic geographies like Brazil, contemporary life
ers, and begin “the recuperation of confiança [trust] and credibility is often regulated through state-­sanctioned practices of militarism,
in the relationships between police and residents in low-­income surveillance, and police terror. Trust presents itself as a histori-
areas” (Governo do Estado do Rio de Janeiro 2014, my translation). cally fraught and racialized concept in these landscapes. It must be
As a result, recruits to the police academy found comparatively lit- read as more than a moral commitment, a character disposition, or
tle warfare discourse in their training; instead, they experienced a dynamic set of interests negotiated between transacting parties
increasing rhetoric of professionalism, human rights, and account- (Jiménez,  2011). Instead, contestations around trust—­and its ever-­
ability. Nevertheless, then-­Governor Sérgio Cabral called such paci- present shadow distrust—­allow us to think through the precarity of
fication a “war” and a “reconquest” of regions and minds previously Black life in the wake of the plantation (Sharpe, 2016). By approach-
occupied by drug cartels: “Isso é uma guerra. E, como em toda guerra, ing trust as a verb rather than a noun (Coates, 2019), I explore not
você tem que reconquistar territórios” (This is a war. And like in any simply what trust is but also the labor that it performs in police units
war, you must reconquest territory) (Lemos 2010). As such, the UPP as well as in the favelas they serve. I show the nuanced ways trust
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16       ENFORCING TRUST: RACE, GENDER, AND THE POLICING OF CITIZENSHIP IN RIO DE JANEIRO

F I G U R E 1  Female UPP officers strolling through a pacified favela. Rio de Janeiro 2014. Photo by author. [This figure appears in color in
the online issue.]

intersects with local ideas about race and gender and serves as a as the key to success. In their book Trust in the Law (2002), Tom R.
vehicle for pacification and a mode of citizenship, which one can Tyler and Yuen Huo argue that the police need public support and
claim or exercise by demonstrating trust. Moreover, I challenge us to voluntary cooperation to be legitimate, theorizing that the police
consider distrust as a counterhegemonic articulation of resistance to achieve such cooperation based on trust if they are viewed as le-
chronic police terror. gitimate legal authorities. However, in my experience in Brazil, the
Brazilian social life—­especially public security—­revolves around degree to which the police can generate trust is only sometimes
the dichotomy of cidadão do bem (good citizen) versus marginal (mar- demonstrated through legal actions. On the contrary, as I will show,
ginal, meaning thug). This dichotomy emphasizes a moral hierarchy some residents lost trust in the local UPP because the police were
of citizenship rights (Andrade Costa, 2021). On the discursive level, unwilling or unable to crack down on petty crime.
the “good citizen” operates as a moral delimiter of social segregation I look to the work of Aisha Beliso-­De Jesús (2020) and Laurence
and police violence in a society where “governing through death” Ralph (2014, 2020) for understanding the police as an institution of
has become the dominant form of managing and controlling Black white supremacy and making links between whiteness and trust.
and poor populations (Alves Amparo, 2018; see also Mbembe, 2003; This article shows the entanglements between white supremacy, the
Vargas and Alves Amparo, 2010). The figure of the marginal is production and reproduction of gender, and policing as a political
regarded as ungovernable and neither citizen nor human, powerfully project. The following analysis centers on two figures, police officers
verbalized in the common expression “direitos humanos para quem Pricilla and Achilles, who are ethnographically representative of how
é humano” (human rights for those who are human). trust is built on race and gender norms. The third ethnographic sec-
By forcing unwilling encounters between military police and tion focuses on the complex impacts of a trust-­based policing model
favela residents, conflicts like pacification can generate new and un- on favela residents' experiences and claims of citizenship.
predictable forms of trust that are not tied to social solidarity, equal- My research is based on several lengthy field trips to Rio
ity, or kinship but to aspirations of visibility. They encourage coded between 2008 and 2015, but my relationship with Brazil dates to
performances of “good” citizenship in highly divisive and unequal 2002 when I was an exchange student. I have since returned annu-
societies grounded in conventions of good speech, narrative ratio- ally. In 2009, I worked with a nongovernmental organization (NGO)
nality, and embodied affect (McKinnon, 2009, 205). In Rio's pacified in Rio, where I had my first contact with police, favelas, and drug
favelas, I observed how residents employed confiança to develop traffickers during a terrifying police raid and shootout. I spent the
temporary and frail trust networks with the police as a necessary summers of 2009, 2010, 2012, 2013, and 2014–­2015 at a favela I
performance to make themselves legible to the state. It is within call Morro da Saudade (a pseudonym), which was pacified in 2011.
this context that the pacification police efforts need to be analyzed While I visited dozens of other favelas before and after pacification,
to offer a deeper understanding of what trust in law enforcement I spent the most time at Morro das Flores (a pseudonym), Saudade,
means, how it is produced, what it includes, and what it excludes in Providência, and Santa Marta, where I conducted interviews with
places like Rio. residents and police. The two latter favelas have distinct character-
The UPPs drew inspiration from different community policing istics and were widely publicized; thus, I refer to them by their real
models, including the Japanese Koban community policing model names. However, I purposefully scrambled some dates, descriptions,
and several US community policing models that are deeply influ- and events to protect research participants. As a white European
enced by the works of Tom Tyler, who emphasizes procedural justice woman fluent in Brazilian Portuguese, I fit within the more extensive
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CITY & SOCIETY       17

definition of who should be trusted and was, therefore, able to gain situational whiteness improves chances of respect, citizenship rights,
access to both police and favela residents. and employment in a society where Afro-­Brazilians are stereotyped
as uncultured and uncivilized. Those who live in favelas are taught
that the “good citizen” is the one who is deserving of safety, infra-
PR I C I LL A , TH E “A N O M A LY ” structure, and polite treatment by police. Those who do not belong
to this category are represented as a dangerous element associated
In 2010, when I first conducted research in Rio, there were only with marginal spaces, pollution, and contamination (Bueno, de Lima,
three female commanding officers in a handful of UPPs in Rio de and Carvalho Teixeira 2016, 348). The notion of the trustworthy
Janeiro. In 2008, Major Pricilla de Oliveira Azevedo oversaw the first good citizen reinforces structures of white supremacy, class, and a
favela pacification in Morro da Santa Marta. From 2009 to 2011, dichotomy that regards Blackness as marginal.
Pricilla was the commander, responsible for 123 officers serving Based on her life experience, Pricilla initially viewed the favela as
under her and a community of approximately 4,000 inhabitants. Her a dangerous space outside of “real society” whose inhabitants must
relationship with Santa Marta residents seemed kind but firm, as it be controlled, subdued, and pacified. Beliso-­De Jesús  (2020, 151)
was with the primarily male officers. For example, her officers re- noticed the same ideology in her fieldwork with police officers in
ceived a formal order to eat in local restaurants to establish rapport the US, arguing that “these social Darwinisms imbue global fascist
with residents. Initially, the police and community were outraged by intimacies into embodied police practice.” Didier Fassin describes
the proposition, but eventually police officers would come to sit with similar conditions in Parisian ghettos, where police “have been given
locals at lunch. the task of pacifying neighborhoods described as a ‘jungle,’ inhab-
Given Pricilla's popularity, I was surprised to hear that she was ited mainly by people of African origin who have been represented
opposed to accepting this role. A year before taking over command, to them as ‘savages’” (Fassin 2013, 52). Relatedly, favela residents
she had been carjacked. When the perpetrators realized that she expressed to me their distrust of Black police officers, who they
was a police officer, they brought Pricilla to their drug lord. She was thought were especially vicious.
beaten and tortured but later escaped. She told me that residents Although Blackness in Brazil and the Americas, in general, is
caught her and returned her to the traffickers. Pricilla was eventually constructed as ungovernable, in Pricilla's case, the UPP framed trust
rescued. After this traumatic incident, Pricilla admitted that the idea around the notion of female care. This was no easy task because
of working with favelados repelled her. She thought the UPP was Pricilla was socially considered past her prime—­at 36, she was sin-
“para inglês ver” (a façade). She tried to refuse the offer but soon gle and childless, attributes that caused many speculations about
discovered it was an order. her sexuality and credibility as a woman. The UPP's remedy was
“There were few other female officers with the necessary rank to soften Pricilla's public persona by widely sharing her kidnapping
and experience for the job. I had no choice. But in my mind, all fave- story—­depicting her as a victim rather than a perpetrator of violence.
lados  were bandidos (criminals),” Pricilla admitted. Soon, however, The UPP public relations team choreographed interviews and public
“my thinking changed with the experience of good citizens” (my em- appearances to emphasize her “docile temperament” (Costa, 2013)
phasis). According to Pricilla, the most challenging part was earning by providing images that depicted her as crying, carrying children, or
people's trust. An elite police squad had temporarily occupied Santa holding flowers (see Figures 2 and 3).
Marta in 1991. When the drug traffickers regained control, they ex- Pricilla never liked using makeup, but it was recommended to
ecuted residents they considered police informants. Pricilla had the her on several occasions to soften her look, even though makeup
difficult mission of convincing people that the UPP was there to stay, and nail polish are officially prohibited under the military proto-
something she did not believe. col. Santa Marta residents noted with a hint of surprise that she
Pricilla presented on several levels as an exception and challenged was “well-­spoken” and educada (polite and educated) despite being
assumptions about what interracial comfort and trust can look like “pretinha” (a “cute” Black woman). Pricilla's gender and status be-
in a society that still grapples with the legacy of slavery. In her mid-­ came markers of safety despite her Blackness, but she also forged
30s at the time, she was a Black woman who was single, childless, a “situational whiteness” through her speech, employment, and ed-
and literally equipped to kill. In a society that defines womanhood ucation (Roth-­Gordon  2009, 18). These efforts seemed to work, as
through motherhood and submission, Pricilla defied such precondi- Pricilla was widely referred to as a role model for UPP commanders.
tions for trust and comfort. The Christian image of motherly purity Her Blackness legitimized the program as empathetic in a way that
stands in opposition to the paternal state (Taylor, 1994). While Black whiteness probably could not have.
women and mothers are often assumed to not embody such purity, Pricilla's embodied performance of a soft, emphatic police force
racialization relies not only on looks but also on social performance was crucial to the emergence of local trust and confidence in law
and language (Smith, 2016). In the case of Pricilla, the UPP invested enforcement. When Pricilla took her daily walks through the com-
heavily in shaping her public appearances to achieve “situational munity, she decided not to carry a rifle but a pistol, a decision her
whiteness,” “a temporary racial status that does not entail feeling or colleagues thought was reckless. Children, as well as adults, came
identifying as white, and it does not mean that dark-­skinned people out to greet her publicly. In Rio's favelas, drug traffickers see anyone
are ultimately viewed as white” (Roth-­Gordon, 2017, 39). However, friendly with police officers as an X9, a traitor and informant who
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18       ENFORCING TRUST: RACE, GENDER, AND THE POLICING OF CITIZENSHIP IN RIO DE JANEIRO

F I G U R E 2  Pricilla with two girls from Santa Marta who came to visit her at the UPP quarters. Rio de Janeiro 2010. Photo by author. [This
figure appears in color in the online issue.]

F I G U R E 3  Pricilla at a UPP ceremony in 2013. Photo credit: Bruno Gonzalez / Agência O Globo. [This figure appears in color in the online
issue.]

should be harshly punished. Hence, Pricilla being openly greeted, (Brooks, 2016). To appease the public, UPP leaders decided to put
hugged, and spoken to by community members is a highly unusual Pricilla in charge of Rocinha to repair the relationship between police
sight that suggests those residents trusted they were safe from both and residents. They chose her precisely because of her gender, race,
police and drug trafficker violence. Santa Marta enjoyed over six and reputation.
years without shootouts, and its residents credited Pricilla. The Rocinha inauguration ceremony had Pricilla standing in a row
In July 2013, Amarildo de Souza, a bricklayer from the Rocinha of all-­white, all-­male police officers. She stood stoic but held back
favela, was kidnapped and disappeared by UPP officers. As a result, tears. Some residents expressed approval, saying that as a woman,
the pacification program faced its first international scandal. Trust Pricilla had a pulso fino [(“thin wrist,” meaning soft or “does not crack
began unraveling and the policing program came under fire. Many down”). Pricilla was transferred from Santa Marta, a very small
say that the pushback against the UPP began with Amarildo's disap- favela, to Rocinha, one of the largest complexes in Latin America,
pearance and triggered what became known as the Rocinha effect where the police had already developed far-­reaching networks and
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CITY & SOCIETY       19

arrangements with criminal organizations. The timing was also in- citizens and the state, primarily developed at regular police–­
opportune as the city, and drug traffickers, were gearing up for the community meetings. Residents were encouraged to keep police
masses of tourists expected for the 2014 World Cup. A few months accountable but without the help of political brokers or the neigh-
later, an investigation discovered that Pricilla's subordinates col- borhood association (which was traditionally the link between drug
luded with the local Rocinha gang to have Pricilla killed so they could traffickers and the formal city). The state was asking for an open
appoint a cop who was “friendly” with the Rocinha drug lord. display of trust in return for providing the right to security, social
Race and gender are crucial to creating trust in the context of po- services, and inclusion. Trust became an essential factor in such cit-
licing Rio's favelas. The relationship between race, gender, and polic- izenship performances, and it came with deeply ingrained racialized
ing has several consequences for the model of trust employed on the and gendered qualifiers.
ground. First, race and gender must be understood as intersectional, In Flores, the president of the neighborhood association re-
not separate, issues that produce economies of trust in conversation fused to come to the UPP inauguration ceremony and discouraged
with one another. Second, the cultural construction of masculinity is residents from attending. However, the numerous residents who
central to understanding trust in the context of the military police attended seemed impressed by the police officer in charge, a hand-
(Gripp and Zaluar, 2017; Hautzinger, 2007; MacDowell Santos, 2004; some branco (white) man in his early 30s whom I call Achilles. In
Penglase, 2010). Thomas Salem and Erika Robb-­L arkins (2021) write Brazil's socio-­historical environment, Achilles fulfilled a racial ideal of
that the urban battles in Rio are structured by “wild masculinity,” a beauty and manliness. He was tall, muscular, and had straight brown
concept that points toward racial and gendered dynamics of state hair, cut military style. According to many women in the crowd, his
violence. Women are rarely employed in the field, and police officers most admired feature was his piercing green eyes. Achilles became
are, by and large, men who enter the force “thirsty for blood,” as one a literal poster child for the UPP program (he was on UPP posters
cop told me. and flyers) due to his boa aparência (good appearance), a euphemism
The UPP framed such “wild masculinity” as a lack of profes- for whiteness. To residents, Achilles did not look like the police of-
sionalism. It required officers to participate in training sessions fo- ficers they usually encountered. The extremely violent police raids
cused on dialogue, conflict resolution, and nonlethal weapons, all residents were used to were traditionally performed by Black offi-
locally coded as feminine (Salem and Larkins 2021). In addition, the cers who grew up in favelas. In contrast, Achilles was presented as
UPP assumed that women would have greater empathy than men emblematic of the professional, trustworthy peace officer the UPP
(Hautzinger,  2007). This call for an empathetic and professional advertised: “polícia de primeiro mundo”—­a first-­world cop.
version of a historically brutal military police pushed women like When we met, Achilles had just been promoted to captain.
Pricilla to the forefront of the UPP, at least in how the program was Growing up in the middle class, Achilles had enough privilege to
marketed. The pacification program was also an attempt to pacify obtain an economics degree and could afford the expensive lieu-
the military police and the violent masculinity that it represents by tenant's exam for lateral entry into the military police. Achilles was
replacing it with feminine characteristics of dialogue, empathy, and motivated to apply to the military police by ideas of heroism, mas-
social service. However, as I show in the following section, on the culinity, and adventure instilled in him throughout his childhood
ground, this involved a delicate balance between people's demand through stories about family members. His grandfather was a pilot
for a less oppressive force and police desire to signal trustworthi- in the Brazilian Air Force, and his father served in the Marines. Both
ness through discipline, manliness, and whiteness. had served the military dictatorship (1964–­1985). However, unlike
most ranking officers, keen on the safety of a desk job, Achilles led
operations in favelas.
AC H I LLE S : TRU S TI N G J U S T V I O LE N C E Achilles's first strategy to establish trust was to target the
Flores's youngest and most impressionable members by offering
In addition to employing the supposed docile temperament of female free karate classes for youth, taught by a white police officer inside
police officers, the UPP has also employed whiteness and masculin- the UPP headquarters (see Figure  4). For the first several weeks,
ity to build confidence in the police within deeply traumatized com- only a few students attended the classes. Eventually, more children
munities. I have witnessed this in several pacified favelas, but one began to come, even though their parents would not set foot in-
commander at the Morro das Flores is a particularly exemplary case. side the UPP. The program quickly blossomed. Eventually, the karate
The 2010 pacification of Morro das Flores was strategically timed group qualified for national competitions, and Achilles raised funds
to coincide with Rio's hosting of the World Urban Forum just blocks so that each child would receive a uniform and could travel to the
away in the city's port. It was also seen as imperative for ensuring championship representing the UPP—­not the favela.
security and guaranteeing the long-­term viability of the expensive Seeing their children featured as role models in local news out-
Porto Maravilha port revitalization project. In Flores, ties between lets, many Flores parents saw the UPP as an opportunity to enter
residents and traffickers were strong and, as a result, the community the sphere of citizenship. They trusted that the police were not
was more reluctant to welcome the UPP. going to harm their children. Moreover, the karate lessons became
A significant dimension of citizenship that the UPP emphasized a match-­making opportunity for single mothers and police officers.
in Flores was the importance of individual relationships between Decades of pronounced violence against and mass incarceration
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20       ENFORCING TRUST: RACE, GENDER, AND THE POLICING OF CITIZENSHIP IN RIO DE JANEIRO

F I G U R E 4  Local children at Karate training taught by a police officer inside the UPP. Rio de Janeiro, 2010. Photo by author. [This figure
appears in color in the online issue.]

of men have left many women-­run households (Barros, Fox, and “work differently” if they did not behave properly. Specifically, he
Mendonça,  1997; McIlwaine, 2020; Tribouillard and Eloy, 2022). A was referring to public displays of loyalty to the Comando Vermelho
long history of racism has also spurred the trope of the “broken Black (such as playing funk music, congregating in the drug lord's bar,  or
family,” which asserts the importance of a coherent, white family as using moto taxis without papers) and criticism of the UPP (for in-
the paragon of what is good and orderly. stance, via graffiti or social media).
Achilles also organized a debutante ball in the favela. The press Achilles was hard on the officers he led, too, performing his au-
widely covered the event and the images of young girls dancing thority through an almost martyrial use of force. The low ranks of
with ranking military police in white uniforms became one of the the military police are traditionally occupied mostly by Black men
most potent symbols of UPP's potential to build trust and promote “who are seen as marginal, corrupt, and uneducated” (French, 2013,
social inclusion. Giggling girls spun tales about marrying one of 171) and considered no better than the bandidos they are supposed
those privileged officers, having green-­eyed babies, and moving to apprehend. While white police officers were treated more fairly
into an apartment in the asfalto. Six months after Flores's pacifica- and with some curiosity, Black cops were regularly reported to
tion, a shift in perspective was perceptible among many children Achilles even for relatively small transgressions (such as a verbal ar-
whose role models switched from drug traffickers to white police gument or a standard frisk) with demands for punishment. Achilles
officers. usually followed through, and I encountered several disgruntled
I realized this vital shift when Duda, a nine-­year-­old girl from cops sweeping floors under administrative arrest. However, one in-
Flores, and her friends shared stories about their lives and experi- cident solidified Achilles's legitimacy as a trustworthy protector of
ences. The clean uniforms of the police and the kindness of their the community. When Flores residents filed a complaint about two
karate trainer, they said, made the police more appealing to them Black soldados (soldiers) using pepper spray on local youth, Achilles
than drug traffickers. I asked how they felt about the guns the po- did not hesitate: He locked the accused men and the other local po-
lice carry, but the weapons did not worry the children; instead, they lice officers in a room and released an entire can of pepper spray.
said the guns assured protection. Whiteness and other markers of Achilles also stayed in the room, stoic, with tears running down his
masculinity, such as power and weapons, helped convey a sense of face while officers coughed and vomited. The event was secretly
legitimate authority and fatherhood in the eyes of these young resi- recorded on a phone and the video made its rounds in the commu-
dents and hence, comfort. nity. Achilles himself proudly showed me the video. The community
Achilles's reputation as a leader with a capacity for violence had celebrated Achilles, but his officers saw him as a traitor.
preceded him—­but it was not interpreted as a hindrance. The ques- The community's approval of Achilles's threats and use of force
tion for Flores residents was never whether police should use vio- left me confused. In 2008, the community suffered the tragic kid-
lence but when and to what extent. Nevertheless, Achilles was not napping and murder of three teenagers by the Brazilian Army. Earlier,
hesitant to harness his reputation by warning people that he would in the 1990s, residents told me the military police allegedly threw a
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CITY & SOCIETY       21

grenade into the local kindergarten. In Flores, I met countless women (paradigmatically women and children) in a position of subordina-
who had lost their sons to state violence. The main explanations I tion, dependence, and obedience. According to Young, to the degree
received, primarily from older women, revolved around Achilles that the citizens of a democratic state permit their leaders to adopt
being considered “honorable and bonito” (pretty). They idealized this role, they occupy a subordinated status, similar to that of women
the violence he engaged in in the past as acts of justice directed and children in a patriarchal domestic unit.
against bandidos and assumed such violence would not impact Achilles's power and the trust residents offered him must also be
the cidadão do bem (good citizen). People seemed to trust Achilles's understood in a racial context. Race plays a crucial role in differen-
judgment but not that of the police overall. For instance, when an tiating between aggressive masculinity and “the protector,” who is
argument broke out between police officers and a young man in imagined as white. Gayatri Chakravorty Spivak critiques the image
Flores, who protested being frisked, the man's mother screamed: of “white men saving brown women from brown men” (Spivak, 2014,
“Call Achilles!” Such expression of trust in a police officer (but deadly 119), calling attention to the racialization of gender in colonial salva-
fear of beat cops) would not have been possible even a year prior. tionist practices. In a context where even Black residents had been
Of course, this sentiment was not universal, but it was remarkable. conditioned to think of Black people as “savage,” the pale skin of
Achilles fit well into the UPP's reframing of the role of the police UPP police officers was interpreted as a marker of safety and oppor-
from warrior to guardian. But as Beliso De-­Jesús points out, “What is tunity. The open display of trust became a symbol of allegiance and
often left unstated is that the so-­called warrior-­guardian is actually submission to the state in the hope of receiving the full benefits of
an embodied white supremacist social arrangement. Indeed, even citizenship in return.
the benevolent guardian is a white male protector—­a good-­soldier,
white-­savior figure.” (Beliso-­De Jesús, 2020, 148). Iris Marion Young
calls attention to the importance of considering the image of mas- C ITIZE N S H I P I S TO O E X PE N S I V E!
culinity that is associated with ideas of chivalry: “In one relation
the hierarchical power is obvious and in the other is more masked In its early years, the UPP's success was demonstrated in residents'
by virtue and love” (Young, 2003, 6). The role of the courageous, satisfaction, resulting in a new form of segregation in Rio—­not just
responsible, and virtuous man—­as Achilles was positioned by the between favela and asfalto but also between pacified and non-­
women I spoke to—­is that of protector (see Figure 5). Female subor- pacified favelas (Penglase, 2014). Knowing that only a tiny portion of
dination, in this logic, is not based on submission to an authoritarian favelas would get the “privilege,” many residents were eager to be-
and violent man but on the joy and gratitude of feeling protected by come pacified. Standing at the top of the Saudade favela, my friend
a virile man willing to face the dangers of the world to guarantee the Beto observed visible changes at the pacified favela Providência on
safety of his family. In this patriarchal logic, a man's role of protector an opposite hill. Since Providência's pacification a few months ago, a
guarantees him a position of superiority and places the protected funicular was built to bring in tourists. Pretty houses were erected,

F I G U R E 5  UPP commander "Achilles" overlooking the asfalto from the top of the favela hill. Rio de Janeiro July 2012. Photo by author.
[This figure appears in color in the online issue.]
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22       ENFORCING TRUST: RACE, GENDER, AND THE POLICING OF CITIZENSHIP IN RIO DE JANEIRO

and a playground and a family health unit were constructed. Google commerce association in the community, helping others formalize
came in and mapped pacified favelas to make these former blank their businesses, build partnerships, and organize meetings with sup-
spots visible for the first time on Google Maps. pliers. In addition, he used his position to mediate between the police
“Tá bonito!” –­ it's pretty –­ Beto said approvingly. He and other and residents, introducing officers to neighbors and promoting trust.
residents spent their evenings whispering about the possibility of In 2012, not long after Flavio gave a newspaper interview prais-
getting their own UPP (uma UPP pra gente), careful not to be heard by ing the UPP, he was killed by five shots to the head inside his bakery,
local traffickers who were cracking down on any mention of pacifi- which was then burned to the ground. A local drug kingpin claimed
cation. There was speculation at Saudade about whether they would responsibility for the killing. Although weakened by pacification,
receive a good-­looking captain like Achilles or maybe even a female drug cartels still had strong links in the community, violently enforc-
officer like Pricilla. Many were undecided about which option they ing their control to destabilize the UPP.
would prefer, but the overall feeling was that it would be nice to have Through severe threats and punishments for supporting the
a woman lead the favela for once. UPP, the program quickly made life too complicated for the aver-
When the day came, just after Carnival in 2011, the drug gang did age Morro da Saudade resident. “Ser cidadão é caro demais!” (being
not offer any resistance as most had left the area already and sought a citizen is too expensive) exclaimed Ivete in 2011 upon receiving
refuge in one of the larger favelas, such as Maré. Every favela con- her first electricity bill of BRL 600 (a small fortune) a few months
trolled by a gang would have its leader called dono do morro (owner of after Morro da Saudade's pacification. Ivete had a small beauty salon
the hill). At Saudade, the dono was soon found and arrested, and his above her home in which several fans, hairdryers, and straighteners
golden AK-­47, a symbol of his strength, was prominently displayed were continuously in use. Ivete had been excited about the UPP, as
by the police in news stories and on social media. Saudade residents she had seen her nephews join the local gang and hoped her young
were cautiously and anxiously awaiting what would change and what sons would have a different future. However, holding the bill in her
these new police officers would look like. In contrast to Santa Marta, hands, she was unsure if she could afford it. Under the gang's rule,
in Saudade cops rarely patrolled the streets. The police had grouped residents received free electricity, water, and protection against
three communities on adjacent hills into one UPP and provided only petty crime. There was no property tax or building codes. However,
64 officers for each shift, of which a third was stationed at the local the UPP presented residents with new challenges.
headquarters set up in a shipping container, leaving few to patrol the Residents found the new bureaucratic standards of tax codes,
large and geographically challenging terrain. bills, and regulations challenging to maneuver, mainly because their
Moreover, the communities around Saudade had been ruled by survival had always hinged on flexibility. Moreover, the UPP police
rival gangs, so residents were afraid that the police would use infor- were poorly equipped to deal with petty crime, which increased after
mation against each other. People were bitterly disappointed with pacification. Once, I walked with Ivete and her sister Inalva to the
the lack of visible police officers, flourishing drug sales (including local civil police precinct to report a burglary. In Brazil, the civil po-
those of crack cocaine), and the absence of a strong charismatic lice are responsible for investigations, so the UPP, as a military unit,
commander like those they had seen on television. The commander had no investigative power. 2 After having us wait for over an hour
at the time was a white man, but he displayed the aggressive top-­ at the empty precinct, a delegado (senior civil police) approached us.
down approach of a warrior, not a guardian. He was rarely present in Ivete started telling him about the breakin at her beauty salon, but
the favela and did not promote social events. Very quickly, it became he stared at Inalva and finally said: “Aren't you the mother of that
apparent that the drug gang reconfigured their operation under little shit they call Fogete?” Inalva's older son had run with the traf-
the leadership of the dono's wife and the tutelage of the UPP com- fickers in the past. The delagado refused to take her statement and
mander. Nevertheless, the community saw welcomed infrastructural said the tráfico (drug gang) should take care of it. When we explained
changes, such as the construction of a clinic, daycare center, play- that it was a UPP now, he sarcastically stated they should take care
grounds, and closure of baile funk locations. of such “social issues.” Back in Saudade, we ran into a small patrol of
Being a resident in a UPP-­run favela became virtual proof of mem- young UPP officers, visibly scared because they were surprised by
bership in a white-­coded world that remained otherwise elusive for children throwing firecrackers at them from a roof. “How am I going
most favela residents. In various pacified favelas, many residents em- to ask them for help? They want to be good, so they do everything
braced the presence of police officers to claim citizenship and oppor- wrong,” Ivete exclaimed. A few days later, Ivete's items were returned
tunities. For example, Flavio owned a small bakery behind the UPP by a drug trafficker who used “effective tactics” to catch the thief.
container in Flores. “Everything was much more difficult before the Saudade's pacification also led to the disappearance of local busi-
UPP because my suppliers were too afraid to enter the community,” ness and leisure. The weekly baile funk party had been the highlight of
Flavio reflected. Nevertheless, he was proud that after pacification, many residents' week and stimulated the local economy. Beauty sa-
he finally got an official permit for his business. To Flavio, the permit lons filled with clients getting groomed for the event, street vendors
was a victory he directly attributed to the UPP and the local com- sold food to drunk partygoers, and moto boys (an informal motorcy-
mander who had supported him. To Flavio, the permit was his formal cle taxi service) brought in guests from outside the favela. However,
transition from illicit vendor to respectable “businessman” (as he now the criminalization of funk music and moto taxis (taxi services on
referred to himself in English). Flavio was also the president of the motorcycles) took away the few means of leisure, income, and
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CITY & SOCIETY       23

mobility. At the same time, private investors bought people out of the extent to which state control has been imposed on pacified
their homes and started capitalizing on favelas as “gritty” places to build favelas is grossly exaggerated (Richmond 2019; Wolff 2019).
hotels, studios, and bars, displacing local entrepreneurs. Resistance to They argue that pacification was a complex negotiation between
such a takeover was quickly silenced. Thus, people were displaced not police and drug traffickers. However, such fusion of power was
only spatially but, as Keisha Khan-­Perry (2013) argues, epistemologi- catastrophic for residents and “good cops” alike (Human Rights
cally by stripping Black people of political power. Pacification was pre- Watch, 2016). Residents had no enhanced social control but rather
sented as a remedy to structural inequality by giving favela residents faced uncertainty about the rules they were expected to follow
an official address and law enforcement. However, social inclusion and who was enforcing them (Richmond, 2019). “Good cops” trying
manifested primarily in the form of gringofication of favelas, making the to make a change and combat crime became targets of threats and
upscaling appealing to curious foreign investors. assassination, and they lacked support from their ranks (Human
The police were unaware of this gap between their mission and Rights Watch, 2016). Only one year after pacification, Morro da
the experience of the community. They believed that if residents Saudade made the news because their UPP had been involved
could only understand their point of view, they would trust their in a major corruption scheme. Two police officers who allegedly
judgment. At police–­community meetings I attended, officers ex- internally reported criminal involvement by their colleagues and
plained the decisions involved in stopping and frisking someone, the superiors were lured into a trap and killed by a hand grenade
fear of facing armed gangsters, and the difficulty of navigating the during their patrol in the community. It was widely understood
favela's complex territory (see Figure 6). Police wanted residents to that while gang members threw the grenade, it had been provided
empathize with them and take up the anticipatory logic that certain to them by the UPP commander, along with the coordinates of the
things, such as funk music, have the potential for criminal activity. patrol. Eventually, the commander was removed and investigated,
“What do you want me to think if I see a young man hanging but the deep mistrust within the police unit and the community
around in the middle of the day, listening to funk, wearing a gold lingered on. In the UPP, trust had functioned as a vehicle for both
chain and an expensive shirt? You must help us by denouncing bandi- good policing and good citizenship. But residents quickly realized
dos,” commander Bruno told a group of residents at one such meet- that without media publicity or involved commanders, there was
ing in Morro da Providência. The community had been complaining no audience for whom to perform trust.
about increased frisking and the rough manners of the police. Bruno
listed attributes that make people suspicious and made the case that
the police have no other option than to identify such people as risks. LE T TI N G G O O F TRU S T
Many residents, especially the Black and young ones, refused this
ideology that criminalized them, but lighter-­
skinned evangelicals Historically, the government's strategic disinvestment in favelas
widely accepted the claims. maintained a clear distinction between the asfalto and favela. The
The 2014 and 2016 international sports events enabled the re- police and drug traffickers maintained these contours of exclusion
turn of drug gangs, for whom the games were a big sales opportu- through spectacular battles accentuating the segregation of favelas
nity (cocaine baggies with the Olympic rings printed on them made from “real society.” Pacification was a promise of visibility, an at-
international news (Payne 2016)). Many scholars have argued that tempt to soften these social contours by “rescuing” favela residents

F I G U R E 6  UPP event at "Morro das Flores." Rio de Janeiro 2010. Photo by author. [ This figure appears in color in the online issue.]
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24       ENFORCING TRUST: RACE, GENDER, AND THE POLICING OF CITIZENSHIP IN RIO DE JANEIRO

from the chaos created by “evil” gangsters and including them in a the asfalto. The resulting racial encoding of citizenship as an achieve-
structured and legible form of citizenship based on trust. ment, constructs trust as a performance of whiteness and belonging.
Pacification conveyed specific ideas about the state's respon- While the attempt to establish rapport and human rights under
sibilities and citizens' duties. The message was that by removing pacification was unprecedented, the police's inability to live up to
drug traffickers from the community, reducing shootouts, and “democratic” standards resulted in a discourse that appropriated,
saturating the favela with “nice,” light-­s kinned and female police transmogrified, and undercut trust. The UPP project reveals how
officers, the state took care of favela residents, offering them cit- (dis) trust in Brazil has transformed across dramatic political and
izenship. In exchange, the UPP outlined the duty of residents to economic change. It urges us not only to arrive at a deeper under-
behave “properly,” according to the state's imagination of cidadão standing of the harm caused by standardized law enforcement but
do bem  (good citizen). For example, playing funk music, smoking also by the assumption that trust is essential for “good” policing.
marijuana, operating a moto taxi without explicit permission, re- Instead, this ethnography serves as a tool to repair the idea that
ceiving electricity through a clandestine electricity connection trust is the solution to all our problems with policing. For regions
called a gato,  and certain hairstyles were all interpreted as coisa where policing chronically results in violence instead of public ser-
de marginal (things thugs do) and not compatible with good vice and order-­making, my research shows the devastating conse-
citizenship. quences of enforcing highlight racialized and gendered versions
Generally, favelados, and especially Afro-­Brazilians, are regarded of trust.
as noncitizens. Hence, most people in poor areas actively fear the
police because the bodies to be protected (white) and the sources of AC K N OW L E D G M E N T S
threat (Black) are widely agreed upon. The promised inclusion into Research for this article was funded by the SSRC Drugs, Security,
the formal city meant for many residents the opportunity to become and Democracy Fellowship. It would not have been possible without
part of the protections of the asfalto; thus, many chose to trust the the friendship and facilitation of the residents of Rio's favelas and
police and become trustworthy to the state. members of the Military Police. I thank Julian Brash, Kristin Monroe,
Trust was courted by employing white and female officers, who, and the reviewers for their sharp and insightful feedback and com-
by virtue of gendered and racialized notions of professionalism and ments. I am especially thankful to my colleagues who provided inval-
civility, introduced a different public image of the police. This sent uable guidance, in particular, Alisse Waterston and Edward Snajdr.
the message that the state trusted favela residents enough to send
their “best”: professionals who underwent training abroad in coun- ORCID
tries like the US and Japan. They differentiated themselves from the Marta-­Laura Haynes  https://orcid.org/0000-0003-1791-9876
brutal police officers of the past, who were majority Black.
The case studies presented here, of Pricilla and Achilles, serve E N D N OT E S
as entry points into a conversation about how race and gender in- 1 Michael Jackson's music video “They Don't Care about Us” (directed
tersect with trust in Rio de Janeiro. Although Blackness in Brazil and by Spike Lee) was filmed in Santa Marta in 1996 with the permission
of the then-­drug lord. The filming was controversial, as government
the Americas, in general, is represented as ungovernable, in Pricilla's
officials felt images of the favela wouldn't reflect well on the country
case, the UPP framed trust around the notion of female care. In and tried to ban the shoot, unsuccessfully. Despite the imposing pres-
contrast, Achilles engendered trust by assuming the role of guard- ence of more than 1,000 police officers, residents were thrilled to see
ian, a role based in white supremacy and paternalism. Both may be Jackson perform on the streets of their favela.

perceived as succeeding in promoting trust in favelas. However, my 2 Law enforcement in Brazil is broadly divided into the federal police,
civil police, and military police. The military police are responsible for
ethnography shows that residents directed trust strategically at se-
field operations, patrols, and general peacekeeping but does not have
lected cops who offered temporary access to rights and opportuni- any investigative power. That is left to the civil and federal police.
ties. Hence, the placative display of trust by collaborating, smiling,
and participating residents was a disguised form of historical dis-
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26       ENFORCING TRUST: RACE, GENDER, AND THE POLICING OF CITIZENSHIP IN RIO DE JANEIRO

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