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High-Strength Reinforced Concrete Deep and Short Beams: Shear Design Equations in North American and UK Practice
High-Strength Reinforced Concrete Deep and Short Beams: Shear Design Equations in North American and UK Practice
The use of high-strength concrete deep beams in tall building constructions Among the three design documents, the CIRIA Guide6 is
is gaining rapid popularity and has begun to outpace the development of the most comprehensive document on the subject. The perti-
appropriate design equations. This paper reviews the shear strength equa-
nent shear design equation in the CIRIA Guide was based on
tions as given in the ACI Building Code, the Canadian Code, and the UK’s
CIRIA Guide, and shows that the existing CIRIA predictions may be uncon-
the earlier work by Kong et al.7-10 using normal strength con-
servative for high-strength concrete deep beams. A modified form of the crete test specimens. With high-strength concretes gaining
CIRIA equation is studied, and its predicted values are compared with popularity, it is timely to reassess the CIRIA equation. Be-
experimental values, and those calculated from the ACI Building Code, the sides, according to the CIRIA Guide, the applicability of the
Canadian Code, and the current CIRIA. The comparison involves a total of equation is restricted to within the range of clear shear span-
233 deep beams, out of which 57 specimens were tested in-house. The study
shows that the modified CIRIA equation gives the smallest coefficient of
to-height ratio xe /h ≤ 0.70. This corresponds approximately
variation and standard deviation among the methods considered. The to shear span-to-depth ratio a/d ≤ 0.90, i.e., in the deep beam
equation is also applicable for a comparatively wide range of shear span- domain.1 Thus, the objective of this paper is to propose some
to-depth ratios, concrete strengths, main steel ratios, and web-reinforce- modifications to the CIRIA equation in the light of addition-
ment types.
al high-strength deep beam data now available, and to extend
the range of applicability to encompass the design of both
Keywords: construction; deep beams; high-strength concrete; shear
deep and short beams.
strength; span-depth ratio; standards; web reinforcement.
A total of 233 single-span top-loaded deep and short
beams were compiled and compared with code predictions
INTRODUCTION
based on the ACI Code, the Canadian Code and the CIRIA
Reinforced concrete deep beams find useful applications
Guide. Out of these, 57 specimens were tested in-house; 11-14
in tall building construction, offshore structures, and com-
the other 176 published beam data were obtained from Ref.
plex foundation systems. In contrast to an ordinary shallow
15 to 27. All the beam data were classified into three con-
beam, the depth of a deep beam is comparable to its span
crete strength categories based on the concrete cylinder
length. In fact, ACI-ASCE Committee 426 1 classified a
strength fc′: the first category comprised 133 low strength
beam with shear span-to-depth ratio a/d less than 1.0 as a
concrete beams with fc ′< 40 MPa; the second category had
deep beam, and a beam with a/d exceeding 2.5 as an ordi-
nary shallow beam. Any beam in between these two limits 32 medium strength concrete beams with 40 MPa ≤ fc ′ ≤
55MPa; and the last category of 68 high-strength concrete
is categorized as a short beam. Despite wide structural ap-
beams had fc ′ > 55 MPa. It is noteworthy that this classifica-
plications of deep beams, only a few national codes include
tion is necessarily arbitrary and, to date, different codes have
their design. For example, the British Standards BS81102
for structural use of concrete explicitly states that “for the different definitions for high-strength concrete. The compar-
isons reported in this paper will provide an assurance to de-
design of deep beams, reference should be made to the spe-
signers that the proposed modified CIRIA equation gives the
cialist literature.” Similarly, the Eurocode EC23 for design
of concrete structures, states that “it does not apply, howev-
er, to deep beams.” There was also no specific design provi-
sion for short beams in these two codes. Currently, the main ACI Structural Journal, V. 95, No. 3, May-June 1998.
Received June 24, 1996, and reviewed under Institute publication policies. Copy-
design documents for deep beams are the ACI Code4 right 1998, American Concrete Institute. All rights reserved, including the making
ACI318-95, the Canadian Code 5 CAN-A23.3-M84, and the of copies unless permission is obtained from the copyright proprietors. Pertinent dis-
cussion will be published in the March-April 1999 ACI Structural Journal if received
CIRIA Guide6 of the UK. by November 1, 1998.
Fung-Kew Kong is a professor and head of the Division of Structures and Construc-
tion at Nanyang Technological University, Singapore. Formerly professor of struc-
tural engineering at the University of Newcastle upon Tyne in England, he was a
member of the British National Committee for Theoretical and Applied Mechanics of
the Royal Society, London. Currently, he is the alternate chairman of Singapore’s
newly formed Structural Engineering Practice Technical Committee, which oversees
the drafting of all future structural engineering standards and codes of practice in
Singapore.
occurred and this term shall not exceed 2.5. The calculated (ii) a load causing more than 50 percent of the shear at a
value of Vc cannot exceed 6 fc ′bd . support is located at less than 2d from the face of the sup-
Shear strength provided by shear reinforcement Vs may be port.
computed from: The Canadian Code permits two alternative design methods
for shear: the simplified method and the general method. The lat-
A v 1 + ln ⁄ d A h 11 – ln ⁄ d
V s = ----- -------------------- + ----- ----------------------- fy d
ter is based primarily on the compression field theory developed
(4)
sv 12 sh 12 by Collins et al.28 Only the general method is presented here as
it enables researchers and engineers to analyze a top-loaded deep
(after ACI Eq. 11-30)
beam by a strut-and-tie approach (Fig. 2). The regions of high
where
unidirectional compressive stress in the concrete are modeled as
Av = the area of vertical web reinforcement within a dis-
compressive struts while the main longitudinal reinforcement is
tance s v , in.2
represented by a tie member; the regions of concrete subjected to
Ah = the area of horizontal web reinforcement within a dis-
multidirectional stresses, where struts or ties meet each other, are
tance s h , in.2
modeled as nodal zones. The compressive struts which transfer
fy = the specified yield strength of shear reinforcement, psi
the applied loads directly from the upper loading nodal zone to
the lower support nodal zone, are inclined at an angle αs to the
From Eq. (4), it is observed that at ln /d = 5, both horizontal
horizontal tie member (Fig. 2). The compressive force of the in-
and vertical web reinforcements are equally effective. Be-
clined concrete strut is balanced at the lower nodal zone by the
yond this critical threshold, the importance of vertical web
reinforcement grows and for l n /d less than 5, horizontal web support reaction and the tension force T in the tie; at the upper
reinforcement dominates. For a beam subjected to central nodal zone by the external load and the horizontal thrust C. The
point load, this value of ln /d corresponds to a/d of 2.5, which Canadian Code stipulates that the concrete compressive stresses
is also the upper limit of short beams. 1 in the nodal zones may not exceed:
• 0.85φc fc ′ in nodal zones bounded by compression
Canadian CSA Code (CAN3-A23.3-M84) struts and bearing areas,
Unlike the ACI Code, the 1984 Canadian CSA Code5 uses
• 0.75φc fc′ in nodal zones anchoring only one tension tie,
the concept of a/d ratio rather than the ln /d ratio for deep
beam design. The shear provisions for deep beams in this • 0.60φc fc ′ in nodal zones anchoring tension ties in more
document apply to those structural members in which: than one direction,
(i) the distance from the point of zero shear to the face of where φc is a material resistance factor (= 0.6 for concrete).
the support is less than 2d; or From the equilibrium of forces, Eq. (5) is obtained:
320 ACI Structural Journal / May-June 1998
Fig. 3—Meanings of symbols in the CIRIA Guide-2
C = T (5) Equation (6) shows that if a tie member crosses the in-
clined compressive strut, transverse tensile strain will con-
where siderably reduce the capacity of the concrete to resist
T = 0.75φc fc ′ e'b (from stress limit of the lower support compressive stresses. Since no tension tie crosses the top re-
nodal zone) gion of the inclined concrete strut, the allowable f2max in that
C = 0.85φc fc ′ eb (from stress limit of the upper loading local region is normally taken as λφc fc ′. However, the bot-
nodal zone) tom region of the concrete strut is intersected by the longitu-
e′ = depth of the lower support nodal zone dinal tension reinforcement, and thus, the value of f2max has
e = depth of the upper loading nodal zone to be reduced in accordance with Eq. (6).
Table 2—Shear strength predictions of 32 medium- Table 3—Shear strength predictions of 133 low-
strength concrete specimens by different methods strength concrete specimens by different methods
Vn /Vexp* Vn /Vexp*
Different Canadian Proposed Different Canadian Proposed
methods ACI Code Code CIRIA Guide formula methods ACI Code Code CIRIA Guide formula
Mean 0.63 0.64 0.91 0.73 Mean 0.65 0.64 0.89 0.75
Standard Standard
0.20 0.27 0.25 0.16 0.20 0.23 0.25 0.16
deviation deviation
Coefficient Coefficient
0.31 0.42 0.28 0.21 0.31 0.36 0.28 0.21
of variation of variation
*V n = predicted strength; Vexp = measured strength *V n = predicted strength; Vexp = measured strength
strength, the statistical properties of Vn /Vexp for different de- Effect of concrete strength f c′
sign methods are shown in Tables 1 through 3. Figures 4(a) through (d) show the effect of concrete
In both the ACI and the CSA Building Codes, cylinder strength fc′ on the shear capacity predictions of the ACI
compressive strength of concrete fc ′ is required. Where fc ′ Code, the CSA Code, the CIRIA, and the proposed formula,
was not directly available from the literature, a conversion respectively. In general, the ACI Code predictions are con-
formula proposed by Neville 29 was employed: servative for all concrete strengths (Fig. 4[a]). But both the
f c ′ = [0.76 + 0.2 log10 (fcu / 19.59)] fcu (11) Canadian Code and the CIRIA slightly overestimate the ef-
fect of fc ′ (Fig. 4[b] and Fig. 4[c], respectively). With in-
in which fc ′ and fcu are in MPa. creasing concrete strength, both sets of predictions become
Also, the proposed formula (Eq. [10]) requires the value of less conservative. Comparing Fig. 4(d) to Fig. 4(c), it is clear
cylinder splitting tensile strength of concrete ft . Where this that the estimations from the proposed formula have relative-
was not available, the value of ft was calculated from the cyl- ly lesser scatter with increasing fc ′. In other words, the for-
inder compressive strength 30 fc ′, instead of from 0.52 fcu : mula can be safely used for the range of 12 MPa ≤ fc ′ ≤
2
90MPa.
--
ft = 0.32 ( fc ′ )
3
(12) The ratio of Vn/Vexp for the ACI method lies in the range
0.58 to 0.65 (Tables 1, 2, and 3), making it the most conser-
where f t and fc ′ are in MPa. vative method. A closer agreement is observed in the Cana-
324 ACI Structural Journal / May-June 1998
Fig. 5—Effect of shear span-to-depth ratio on shear strength predictions
dian Code, where Vn /Vexp lies in the range 0.64 to 0.79. As the aggregates, cutting through them and thus giving a
for the CIRIA design equation, V n /Vexp lies in between 0.89 smooth failure surface. This experimental observation was
and 0.98. This is also accompanied with very high standard also confirmed by Nilson.31
deviation (abbreviated as “SD” in the following) and high
coefficient of variation (abbreviated as “COV” in the follow- Effect of shear span-to-depth ratio a/d
ing) for high- strength category. This means that the factor of Figures 5(a) through (d) show the effect of a/d ratio on the
safety in CIRIA can only come from the material partial
shear strength predictions by various methods. On the whole,
safety factors, i.e., γmc and γms . It is interesting to note that
with increasing a/d, the ultimate strength predictions by the
the value of Vn /Vexp in CIRIA is close to unity despite the ap-
ACI Code tend to be unconservative12 (Fig. 5[a]). The Cana-
plication of a statistical-cum-safety factor of 0.75 to C1 and
C2 in Eq.(7), thus, revealing the need for revision. dian Code is not intended for deep beams with a/d exceeding
The proposed formula gives the lowest SD and the lowest 2.0. However, if this restriction were waived, it is found that
COV in all three strength categories. The mean of agreement with a/d increasing beyond 2.0, the ultimate strength predic-
Vn /Vexp is in the range 0.72-0.75. This is not surprising as tions become more conservative (Fig. 5[b]), especially for a/
both the coefficients ß1 and ß2 in Eq. (10) incorporate the sta- d in between 2.5 and 3.0. This is due to the inclined angle αs
tistical factor of 0.75. If this factor were removed, Vn /Vexp used in Eq. (6); a greater ratio of a/d corresponds to a shal-
would be in the range 0.96-1.00, a reasonable fit to the ex- lower angle of αs . Thus, a greater principal tensile strain ε1
perimental data. The performance of the proposed formula is is obtained at the lower support nodal zone, which leads to a
also better than the existing CIRIA for all three strength cat- greater reduction in the maximum allowable stress f2max in
egories (Table 1-Table 3). This shows that the predictions of the inclined concrete strut.
the proposed formula are very consistent and safe for a broad For CIRIA Guide, the conservatism of the predictions
range of concrete strengths.
decreases rapidly with increasing a/d (Fig. 5[c]). This is
A general comment on all four comparisons is that the
expected as the equation is originally intended for clear
SD increases with fc′ . The greater scatter can possibly be
shear span-to-height ratio xe /h less than 0.70 7-10 (or equiv-
due to the abrupt shear failure mechanism of high-strength
concrete beams. Examination of the failure surfaces of the alent to a/d less than 0.90). This investigation suggests that
57 in-house test specimens 11-14 shows that the crack surfac- the CIRIA equation is not suitable for the design of short
es of high-strength concrete are distinctively smoother, that beams. On the other hand, the proposed formula (Fig. 5[d])
is, the propagation of micro-cracks are no longer restricted gives conservative predictions for specimens with a/d up
to the interface of the aggregate and cement-matrix. Ap- to 1.5. In the range 1.5 ≤ a/d ≤ 2.5, the original scatter in
proaching failure, the micro-cracks can also initiate within CIRIA predictions is also reduced significantly.
ACI Structural Journal / May-June 1998 325
Fig. 6—Effect of main longitudinal reinforcement ratio on shear strength predictions
Effect of main longitudinal reinforcement ratio ρ take the horizontal web steel contribution into account (Fig.
The ACI Code predictions (Fig. 6[a]) are conservative 7[b]). On the other hand, the UK CIRIA Guide-2 gives un-
for a practical range of main longitudinal reinforcement ra- conservative predictions for specimens with high percentage
tios ρ ≤ 4 percent. For ρ exceeding 4 percent, the estima- of horizontal web reinforcement (Fig. 7[c]). This trend is
tions are very conservative, suggesting that the ACI Code rectified in the proposed formula (Fig. 7[d]).
underestimates the influence of ρ. Unlike the ACI Code,
the Canadian predictions tend to give greater scatter as ρ Effect of vertical web reinforcement ρv
increases (Fig.6[b]). But the greatest scatter is found in the The values of V n /Vexp for beams without any vertical web
CIRIA predictions, with some beam strengths overestimat- reinforcement, are plotted in the ordinate corresponding to
ed by more than 100 percent (Fig. 6[c]). This is due to the ρv = 0 percent. The ACI Code gives conservative predictions
high value of λ2 used in Eq. (8). With ß2 in place of λ2 in
(Fig. 8[a]) for a wide range of vertical web reinforcement ra-
Eq. (10), the unconservatism is significantly reduced, as
tios. That the Canadian Code predictions are safe is obvious
shown in Fig. 6(d).
since the method does not take ρv into account (Fig. 8[b]).
Again, the greatest scatter can be found in the CIRIA predic-
Effect of horizontal web reinforcement ρh
tions (Fig. 8[c]). This is due to the unrealistically high value
The values of Vn /V exp for beams without any horizontal
of λ2 in Eq. (8). With the proposed formula, the scatter in
web reinforcement, are plotted in the ordinate corresponding
CIRIA predictions is reduced significantly (Fig. 8[d]).
to ρh = 0 percent. That the ACI Code tends to overestimate
the shear strength contribution from horizontal web rein-
forcement can be inferred from Fig. 7(a). The reason for the CONCLUSIONS
discrepancy is that in ACI Eq. (11-31) (Eq. [4] in this paper) Based on the test results and their comparison with the de-
for web steel contribution, the threshold value for ln/d at sign equations, the following conclusions can be made:
which both horizontal and vertical web steel are equally ef-
fective, is unrealistic. 13 In the Code, that critical threshold is The proposed formula:
assumed to be at ln /d equal to 5. For a single-span deep beam 1. The proposed equation gives the lowest standard devia-
subjected to central loading, this corresponds to a/d of 2.5. It tion for all three strength categories, with a mean of agree-
has been found experimentally that this critical threshold ment with test results Vn /Vexp lying in the range of 0.72 to
should be at a/d of 1.25.13 0.75. Without the statistical factor of 0.75 in Eq. (10), the
It is not surprising that the Canadian Code gives conserva- values of V n /Vexp would lie in the range 0.96 to 1.00, a rea-
tive predictions for ρh > 0 percent, as the method does not sonable fit for the 233 experimental data. The COV and the
326 ACI Structural Journal / May-June 1998
Fig. 7—Effect of horizontal web reinforcement on shear strength predictions
ed from 0.00 ≤ a/d ≤ 0.90 to 0.00 ≤ a/d ≤ 2.50, i.e., it now f2 = compressive stress in the inclined strut (see Fig. 2)
h = overall height of beam section
covers both deep and short beam design. The equation can
ha = active height of beam (the lesser of h or le) (see Fig. 3)
also be used for designing deep beams with concrete
le = effective span of beam as measured from center-to-center of
strengths f c ′ in the range of 12 to 90 MPa. support points (see Fig. 1)
ln = clear span measured face-to-face of supports (see Fig. 1)
The UK CIRIA Guide-2: Mu = factored moment at the critical section (Eq. [3])
3. CIRIA’s predictions are not conservative for high- sh = spacing of horizontal web reinforcement
strength concrete deep beams and for a/d exceeding 0.9. The sv = spacing of vertical web reinforcement
Guide tends to overestimate the beneficial effect of main Vc = nominal shear strength provided by concrete
longitudinal steel, horizontal and vertical web reinforcement Vexp = measured ultimate strength
on shear strength. The equation is in need of revision to ex- Vn = nominal shear strength, taken as Vc + V s
tend its usefulness. Vs = nominal shear strength provided by horizontal and vertical web
reinforcement
Vu = factored shear force at the critical section
The ACI Code:
xe = clear shear span measured from inside edge of bearing block at
4. Among the three national codes considered, the ACI
support to outside edge of bearing block at loading point (after
Code’s strength predictions give the most conservative esti- CIRIA Guide-2: Section 3.4.2; see also Fig. 3)
mates of shear strength of deep beams. The predictions can yi = depth at which a typical bar intersects the critical diagonal
be very conservative at the low end of a/d ratio and this con- crack, which is represented by the line Y-Y in Fig. 3.
servatism reduces with increasing a/d. αs = angle of inclination of diagonal compressive stresses to the
5. The effect of ρ ratio on the ultimate shear strength of longitudinal axis of the member (after CAN3-A23.3-M84:
Clause 11.4.2.4; see also Fig. 2)
high-strength concrete deep beams is also underestimated by
ß1 = coefficient in the proposed formula (Eq. [10])
the Code. ß2 = coefficient in the proposed formula (Eq. [10])
6. The beneficial effect of horizontal web reinforcement ε1 = principal tensile strain crossing the inclined concrete strut
on ultimate shear strength is overestimated. This is due to the (Eq. [6])
critical threshold being set at l n /d = 5. It has been shown that εs = strain of the main longitudinal steel (Eq.[6])
with the threshold fixed at l n /d = 2.5, the unconservatism is φ = strength reduction factor, taken as 0.6 (after ACI 318-89:
removed.13 Clause 9.3)
φc = material resistance factor for concrete, taken as 0.6 (after
CAN3-A23.3-M84: Clause 9.3.2)
The Canadian Code: γmc = material safety factor for concrete, taken as 1.25 in CIRIA
7. The conservatism of the Canadian Code increases with Guide (Eq. [8])
increasing a/d ratio. As for the effect of concrete strength, it γms = material safety factor for steel, taken as 1.15 in CIRIA Guide
is slightly overestimated by the Code. (Eq. [8])
8. Since the Canadian Code does not take the contribu- λ = unity for normal weight aggregate (Eq. [6])
λ1 = coefficient in CIRIA equation (Eq. [8])
tions from web reinforcement into account, the method is
λ2 = coefficient in CIRIA equation (Eq. [8])
safe for beam specimens with horizontal and vertical web
ρ = ratio of main longitudinal reinforcement A s /(bd)
reinforcements.
ρh = ratio of horizontal web reinforcement Ah /(bsh)
ρv = ratio of vertical web reinforcement Av /(bs v )
ACKNOWLEDGEMENT
The funding for this research was provided by the Nanyang Technologi-
cal University, Singapore, through the Applied Research Project No. 9/91. CONVERSION FACTORS
1 mm = 0.039 in.
1 mm2 = 0.00152 in.2
NOTATION 1 kN = 0.2248 kips
a = shear span measured from center of bearing block to center of
1 MPa = 145 psi
loading point (see Fig. 1)
Ah = area of horizontal web reinforcement within a distance sh
Ai = area of web bar which includes the main longitudinal steel REFERENCES
1. ACI-ASCE Committee 426, “Shear Strength of Reinforced Concrete
(Eq. [7] and Eq. [8])
Members,” Proceedings , ASCE, V. 99, ST6, June 1973, pp. 1091-187
As = area of main longitudinal reinforcement
(Reaffirmed in 1980 and published by ACI as publication No. 426R-74).
Av = area of vertical web reinforcement within a distance sv 2. Structural Use of Concrete—Part 1: Code of Practice for Design and
b = beam thickness Construction, BS 8110: 1985, British Standards Institution, London, 1985.
C1 = empirical coefficient in Kong’s equation (Eq. [7]) 3. Eurocode 2: Design of Concrete Structures. Part 1, General Rules and
C2 = empirical coefficient in Kong’s equation (Eq. [7]) Regulations for Buildings, English Edition, British Standards Institution,
Ci = compression force of a concrete compressive strut (see Fig. 2) London, 1992.
4. ACI Committee 318, “Building Code Requirements for Structural
d = effective depth of beam section, measured from extreme com-
Concrete (318-95) and Commentary—(318R-95), American Concrete
pression fiber to centroid of main longitudinal reinforcement
Institute, Farmington Hills, 1995.
e = depth of the upper loading nodal zone
5. Canadian Standards Association, “Design of Concrete Structures for
e' = depth of the lower support nodal zone
Buildings (CAN3-A23.3-M84),” CSA, Rexdale, Ontario, Dec. 1984, 281
fc ' = cylinder compressive strength of concrete
pp.
fcu = cube compressive strength of concrete 6. CIRIA, “CIRIA Guide 2: The Design of Deep Beams in Reinforced
ft = cylinder splitting tensile strength of concrete Concrete,” Ove Arup and Partners, Construction Industry Research and