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TOPIC 3: LETTERS OF REPRESENTATION (ii) Small Estate Unit (SEU)

(PART 1)
- Must fall under the definition of Small Estate.
INTRODUCTION
- It is not applicable to a testate estate even if the
- The object of applying for Letters of estate does not exceed 2 million ringgits in total value.
Representation (LR) is to enable the applicant to deal S.5(1) SEDA.
with the deceased’s estate.
(iii) Amanah Raya Berhad (Public Trust
- The Executor’s authority stem from his appointment Corporation)
in the Will. LR only confirms the Executor’s authority.
- S.17 provides for the summary administration of
- Unlike Executor, an Administrator’s authority and movable property by the Corporation. Total value of
confirmation of the authority stems from the LA and the property must NOT exceed RM600,000.
cannot act until then.
1. GP
- The type of estate will determine;
- S.3(1): Probate may be granted to an Executor
● the type of grant of representation to be appointed by a Will.
applied for;
- S.2 define ‘Probate’ = Grant under the seal of court
● the jurisdiction to deal with the administration
authorizing the Executor to administer the Testator’s
of estates; and
estate.
● the procedure to be followed.
- GP is a court order which gives the Executors
- S.3(2) SEDA: Assets of the deceased consists
authorization to administer the estate of the deceased
● in whole/in part of immovable property in accordance with his / her will.
located in any state; and
- A proving Executor (i.e. willing, able & has the
● the total value of not more than RM2
capacity to take responsibility to administer the estate)
million on the date of application made. (S.4
must file an application for GP at the HC.
SEDA (Amendment) 2008)
- The Executor derives his title an authority from the
* Non-small estate: Assets not falling under SE
Will. Obtaining a GP will ensure the validation of his
definition.
action.
- Small estate:
- Court will give a conditional grant of probate under
● Must have an element of immoveable ppty some situations such as the will being lost or
(all/partly). destroyed, still GP not LA.
● As long as there is immoveable ppty it can fall
Lost Will
under small estate.
● Total value must be less than RM 2 mil - S.25 PAA: If the original will was lost/mislaid after
(combination of moveable and immoveable the death of the Testator/cannot for any sufficient
property). reason be produced, a limited GP may be granted
● Other than this is non-small estate. based on:
- Non-small estate: ● copy/draft of the lost/destroyed Will; or
● its contents (if no copy/draft)
● Immoveable ppty (all/ partly)
● Moveably ppty (all/partly) Destroyed Will
● Total value exceed RM 2 mil
- S.26 PAA: same as lost will, if the original will was
(i) High Court destroyed, limited GP may be granted based on
copy/draft of the lost/destroyed Will; or its contents.
- S.24(f) CJA 1964 – HC to deal with testate estate
regardless of value. Will deposited in a court outside Malaysia
- Even though such estate falls under definition of a - S.27 PAA: GP may be granted based on
small estate, it shall not affect HC’s jurisdiction if the authenticated copy of a will, if the original has been
deceased left a valid Will. deposited in a court outside Malaysia.
- limited so that the Administrator shall not be
empowered to distribute the estate, and
2. LA
- shall be subject to such control by, and direction of,
- S.2: “administration” means, with reference to the
the Court.
estate of a deceased person, LA issued by the Court
whether general or limited or with the will annexed or Lily Iskandar v Bonardy Leo [1986] 1 MLJ 368 -
otherwise authorizing the person therein named to The Court described it as 'an interim measure intended
administer the deceased person’s estate in accordance to preserve the disputed property intact’.
with law.
Amanah Raya Bhd v Jigarlal Kantilal Doshi [2013]
- S.39(1): An administrator’s title is derived solely 7 MLJ 398 - The administrator pendente lite takes an
from the grant of LA, pending which the estate of a inventory of the deceased person's property and
deceased dying intestate vests in the Amanah Raya handles the business affairs of the estate until the
Berhad. dispute is settled.
- S.39(2): Where a person dies intestate, his personal 5. LA de bonis non
property shall vest in the Administrator on the making
of an order for a grant of administration by the court. - Granted in cases where the appointed Executor:

P. Govindasamy Pillay & Sons Ltd v Lok Seng Chai ● dies intestate (break in the chain of
(1991) 27 MLJ 91 - That “it is only on extracting the Executorship)
grant of LA that the petitioner can be said to be duly ● abscond
clothed with the representative character and to have ● becomes incapacitated;
acquired a title to the estate”
without having fully administered the deceased’s
LA until a Will is produced estate.

- S.18: If there is reason to believe that there is a will - It is granted to complete the administration of any
in existence, LA may be granted, limited until the will part of the estate that is left un-administered by the
/ an authenticated copy thereof is produced. previous Executor.

- LA will be granted under such circumstances until - This is not applicable if there is chain of
will is produced. executorship.

3. LAWA RESEALING OF GRANT

- Where a person dies leaving a valid Will but without - If a GP/LA has been granted by a Court of Probate
Proving Executor, a GP will not be issued. in any part of the Commonwealth countries, it may be
recognised by the Malaysian courts:
- One of the beneficiaries will need to make
application for a Grant of LAWA. 🡪 by way of resealing of such grant in the HC.

- The Will is annexed to the LA to demonstrate the - Upon resealing, it will have the same effect in this
intention of the Testator relating to the distribution of country as if it was a grant made by the Malaysian HC.
the estate. Procedure
- S.16 provides the situation of failure of executor - S.52:
● Fail to appoint an Executor (the validity of the ● the GP/LA so granted / its certified copy
Will not affected) ● sealed with the seal of the court granting the
● None of those appointed are able and willing same
to act ● produced to HC & a copy thereof deposited in
● No Executor survives the Testator the HC
● All Executors dies before obtaining probate ● the GP/LA will be sealed with HC’s seal
● The appointed Executor do not appear and
extract probate
Security on re-sealing LA
4. LA pendente lite
- S.55: Before the sealing of LA under this Part,
- S.19: Pending any probate action, LA may be
granted to such person as the Court may appoint.
● the administrator/his attorney shall give 34 of the Probate and Administration Act 1959 for the
security by a bond in the prescribed form for court to interfere with the wishes of the testator.
the due administration of the estate; and
Re Khoo Boo Gong, decd Khoo Theng Seong v
● that security shall be subject to s.35 relating to
Teoh Chooi Ghim [1981] 2 MLJ 68 - Respondent had
security to be given in the case of a grant of
applied for the revocation of probate granted to the
LA.
executors of the estate and the removal of the appellant
as executor. The main reason for the application was
Security for creditors in Malaysia that the appellant was resident in Australia. The
application was allowed in the High Court and the
- S.56(1): Where the deceased has carried on
appellant appealed. Court held absence from
business/resided in Malaysia within 12 months of his
jurisdiction of an executor who is always available and
death,
who has done what needed to be done, albeit with
● the Court may, on the application of a creditor some lapses, through capable and suitable solicitors,
of the deceased, cannot amount to a cause, much less a sufficient cause,
● before a GP/LA is re-sealed require adequate for revoking the grant to him. Respondents have not
security to be given for the payment of debts made a case for the revocation of the probate granted
due to creditors residing in Malaysia. to the appellant and the appeal must therefore be
allowed.

- In cases where the grant was obtained from a Guindarajoo a/l Vegadason v Satgunasingam a/l
non-Commonwealth country, the personal Balasingam [2010] 4 MLJ 842 – Held Section 34 of
representative must apply for a fresh grant from the the Act provides that any probate or LA may be
HC. revoked or amended for any sufficient cause. Any
person having any interest, however slight, is entitled
Issar Singh s/o Bhola Singh v Samund Singh s/o to make such an application. Whether or not there is
Mayiah [1941] 1 MLJ 28 - In cases where LA, which 'sufficient cause' entails an objective test. In the instant
have been granted in the UK any other part of the case, it was quite incredulous for the defendant to be
British Dominions, are brought to this Court for the lawful nephew of a mother and daughter at the
resealing, an Administrator acquires his rights only on same time. The defendant had plainly misrepresented
the date when the Letters of Administration are the facts with his dishonest claims. By his mendacious
resealed. conduct, there was established sufficient cause to
Lim Kang Hai v Lim Chik Lock [2013] MLJU 614 - revoke the LA granted to him over both the estates.
The Singapore probate has not been re-sealed in the - GP/ LAWA may also be revoked if;
Malaysian HC in accordance with s.52 of the PAA.
Consequently, it has no legal effect in Malaysia ● the will is invalid
although it may have such effect in Singapore. ● the will has been revoked (if after grant of
probate or LA, subsequently found to have 2nd
will – other methods of revocation not
REVOCATION applicable here ie. marriage & destruction); or
● the grant was obtained by person not entitled
- S.34: Any GP/LA may be revoked/amended for any to such grant
sufficient cause.
PROBATE PROCEEDINGS AT THE HIGH
Damayanti Kantilal Doshi v Jigarlal Kantilal Doshi COURT
[1998] 4 MLJ 268 - The grant of probate made in
favour of the appellants as the executrix and executor Jurisdiction
of the estate of the deceased has not been extracted - S.24(f) CJA: Civil jurisdiction of HC include
after a lapse of seven years. The respondents being jurisdiction to grant GP & LA leaving property within
beneficiaries of the estate applied to revoke the the territorial jurisdiction of the Court.
probate. Held dismissing the appeal, there was enough
material to support the allegations levelled against the - S.77A (1) PAA: The Registrar of HC (including
appellants, that they had not properly discharged their Deputy Registrars, Senior Assistant Registrars and
duties as executrix and executor in the interests and Assistant Registrars) shall have jurisdiction;
welfare of the beneficiaries. In the light of this, the
● in matters of GP; and
respondents had shown sufficient cause pursuant to s
● to hear and determine applications for, and
to grant GP/LA
(a) in all cases which are uncontested; and (i) GP / LA;
(b) in all contested cases where it appears that (ii) revocation of such grant; or
the gross value of the estate of the deceased
(iii) decree pronouncing for/against the validity of an
does not exceed RM25,000
alleged will.
- O71 – Non-contentious probate (usually ex- parte
- There are 3 method of commencement for probate
because non-contested)
action/contentious probate;
- O72 – Contentious probate (contested)
i. On Plaintiff’s own initiative
- However, HC jurisdiction under O.71 and O.72 to
ii. By issuing a citation
grant LR applies in Peninsular Malaysia only.
iii. By lodging a caveat (originally non-contentious, to
- O. 71, r. 2: ‘Act’ means the Probate and
stop court from issuing LR)
Administration Act 1959, and does not include:
1. Action began on plaintiff’s own initiative
- Probate & Administration Ordinance 1947 (Sabah
Cap 109) - A Plaintiff may commence probate action;
- Administration of Estates Ordinance 1948 (i) to apply for GP/LA.
(Sarawak Cap 80)
(ii) to apply for a decree pronouncing for or against the
- Under AEO Sarawak – the jurisdiction to grant validity of an alleged will.
GP/LA is under Probate Officer, NOT HC
- To ensure that the LR granted are not challenged
Ong Ka Kim v Wong Sing Kiong [1997] 5 MLJ 46 - later.
Held in O 71 r 2 of the RHC, “Act” meant the Probate
and Administration Act 1959, which was only in force PROCEDURE
in West Malaysia. Under the Act, the jurisdiction to
grant probate and letters of administration were vested
in the High Court in Malaya. However, the Act had not
been extended to Sarawak. Therefore, the law
applicable in Sarawak was not the Probate and
Administration Act 1959 but the Administration of
Estates Ordinance.
PROBATE ACTION/ CONTENTIOUS
PROCEEDINGS (i) Filing Cause Papers

Preliminary Writ

- Application of GP: - Probate action must be begun by a Writ (Form 2)


issued by the Registry of the HC. [O.72, r.2(2)]
● Ensure that the Will is valid - fulfil
requirement in the Wills Act 1959. Debaroti Das Gupta v Deb Brata Das Gupta [2015]
● O.71, r.4(1)(3): GP shall not be issued within 7 MLJ 605 - A probate action must be begun by writ,
7 days of the death of the deceased and the writ must be issued out of the registry as
- Must wait 7 days after death. provided under r.2(1). The word ‘must’ denotes that it
is mandatory for the action to be begun by way of a
- Application of LA: writ action.
● O.71, r.4(1)(3): LA shall not be issued within Jigarlal Kantilal Doshi v Damayanti Kantilal Doshi
14 days of the death of the deceased (executrix) [1998] SLR 211 - An application to revoke
- Must wait 14 days after death. the grant of probate by Originating Motion was held to
be a wrong process. As probate action, it should be by
- S.2 PAA: Probate action means a cause/matter in
way of Writ.
which a petition for probate of administration is
contested by any person and includes an application to Refer to Form 2 – Writ (O.6, r.1)
alter/revoke any grant of representation.
- The writ must also be endorsed with a statement of
- O.72 r.1(2): Probate action means an action for: the nature of interest (SNI) of P and D in the estate of
the deceased. [O.72, r.2(2)]
- The writ must be served personally/by prepaid AR ● If such be the case, stating that he does not
registered post on D [O.10 shall apply – service of know the name/ address of that person; and
process] ● any such script which is in the
possession/under the control of the deponent
- O.72, r.3(1): service out of the jurisdiction of a notice
must be annexed to his affidavit.
of a writ, by which a probate action is begun is
permissible with the leave of the Court. [O.11, r.3 &
r.4 shall apply]
Appearance
Pleadings
- O.72, r.6: D must enter appearance at the Registry
(i) Statement of Claim
and O.12 shall apply
- O.72, r.11: P must serve a SOC on every D who
– e.g. within 14 days from service for writ served
enters an appearance in the action before the expiration
within the jurisdiction of Malaya
of
Default of appearance
● 6 weeks after entry of appearance by that D /
- O.72, r.10(1) provides that O.13 shall not apply in ● 14 days after the filing by him of an affidavit
relation to a probate action i.e. cannot obtain judgment of testamentary script, whichever is the later.
in default (JID) of appearance.
- Under O.72, r.13, the P should state in his SOC:
- If fail to appear need to file affidavit of due service (content)
and apply for leave to set for trial.
(1) If P is disputing the interest of a D - that he denies
- O.72, r.10(2): If D fails to enter an appearance, the P, the interest of that D;
upon filing an affidavit proving due service of the
writ, may after the time limited for appearing, proceed (2) If P is disputing the interest of a party claims to be
with the action as if that D had entered an appearance. entitled to a grant of LA - that if the allegations made
therein are proved he would be entitled to an interest in
- O.72, r.10(3): The P need to apply to the Court for the estate. 
leave to set down the action for trial. (unless if want to
discontinue) (3) Any party (either P/D) who pleads that the Testator
did not know when the Will was executed and did not
Affidavit [O.72, r.9] approve the contents - must specify the nature of the
case on which he intends to rely.
- P and D who has entered appearance must swear and
file Affidavit of testamentary scripts - However, in support of the above plea, the party is
prohibited from making allegation connected with the
- O.72, r.9(5) define a testamentary script as a Will /
following pleas:
draft thereof, written instructions for a Will made by or
at the request or under the instructions of the testator; (a) that the Will was not duly executed;
and any document purporting to be evidence of the
contents, or to be a copy, of a Will which is alleged to (b) that at the time of the execution of the Will, the
have been lost or destroyed Testator was not of sound mind, memory and
understanding; and
- Affidavit must be filed within 14 days after the entry
of appearance O.72, r.9(2) (c) that the execution of the Will was obtained by
undue influence or fraud,
- The affidavit shall:
- Unless these pleas are also pleaded in the
● describe any testamentary script of the SOC/defence/ counterclaim
deceased person, whose estate is the subject of
the action, of which he has any knowledge; or, (ii) Defence & Counterclaim
● if such be the case, stating that he knows of no - O.72, r.12: D who alleges that he has any claim/is
such script; and entitled to any relief/ remedy in respect of any matter
● if any such script of which he has knowledge relating to the GP/ LA must add to his defence a
is not in his possession/under his control, counterclaim in respect of that matter. (i.e. separate
● giving the name and address of the person in action not allow, unlike O.15 r.2(1) which allows a
whose possession or under whose control it is separate action)
or,
Defaults of Pleadings Note:
- O.72, r.14: If D fails to serve on P a pleading as - Discontinuance - a party to a probate action may
required, O.19 (i.e. Judgement in default (JID) of discontinue the action with leave of the court: O.72,
pleadings) does not apply. r.15
- Instead, P may only apply to Court for leave to set - Compromise of action: the parties to the probate
down the action for trial. action may agree to a compromise and apply to the
court for leave to set down the action for trial: O.72,
r.16

(ii) Pre-Trial Case Management (PTCM) (O.34)


2. Issuing a citation
- O.34 r.2(1): Court may direct parties to attend a
(a) Citation to see proceedings (O. 72, r. 5)
PTCM relating to the matters arising in the action/
proceedings. - O.72, r.5(1): On the application of the P/any other
party who has pleaded in a probate action,
- O.34 r.3(1): The registry shall issue a notice in Form
59 requiring the parties to attend before the Judge. ● a citation may be issued against
● any person not a party to the action who has an
- O.34 r.2(2): At a PTCM, the Court may consider any
adverse interest to the applicant
matter including
● notifying him that
● the possibility of settlement of all/ any of the ● if he does not enter an appearance in the
issues in the action/proceedings; and action, judgment may be given therein without
● require the parties to furnish the Court with further notice to him.
such information as it thinks fit, and
- O.72, r.5(2): Where a person on whom a citation
● the appropriate orders & directions that should
under this rule is served fails to enter an appearance in
be made to secure the just, expeditious &
the action,
economical disposal of the action/proceedings
● the party on whose application the citation was
- Refer Form 59 – Notice to attend pre-trial case
issued shall not be entitled to be heard at the
management (O.34, r.3)
trial of the action without the leave of the
- O.34 r.1(3): The Court, having given directions under Court unless he has filed an affidavit proving
r.2(2)/r.3 may either on its own motion/upon the due service of the citation on that person.
application of any party, if any party defaults in
- O.72, r.6(2): Order 12, r.1, 2 & 3 (entry of
complying with any such directions,
appearance to writ), shall apply by a person cited under
● dismiss such action/proceedings or rule 5, as if -
● strike out the defence/counterclaim or
(a) that person was a defendant; and
● enter judgment or make such order as it thinks
fit. (b) the party at whose instance the citation was issued
were the plaintiff.
- O.34 r.6(1): If, at the time appointed for the PTCM,
any party fails to attend, the Court may PROCEDURE
● dismiss the action/proceedings or - O.72, .8(1): A citation under r.5 shall be issued out of
● strike out the defence/counterclaim or the Registry and shall be settled by the Court before it
● enter judgment or make such other order as the is issued.
Court thinks fit.
- O.72, r.8(2): Before such a citation is issued, an
- Once the parties have complied with the Court’s affidavit verifying the statements of fact to be made in
direction, the Judge will fix the date for hearing. the citation must be sworn by the person applying for it
to be issued:
(iii) Trial and Judgment
- O.72, r.8(3): The issue of a citation takes place upon
- Trial is in open court before a judge who will then its being sealed by an officer of the Registry.
give his judgment.
- O.35 (proceedings at trial) shall apply.
- O.72, r.8(4): Without prejudice to O.62, r.5, a - When a caveat is lodged, the matter changes from
citation under r.5 must be served personally on the non-contentious to contentious.
person cited.
- No need to file writ, can commence by filing in
(b) Citation to bring in grant (O. 72, r. 7) caveat.
- O.72, r.2(3): A writ beginning an action for the - Anyone with interest can file in caveat, unlike writ.
revocation of GP/LA shall not be issued unless For writ, only party to action with locus standi can file.
● a citation under r.7 has been issued; or Mohamed Daud bin Haji Mohamed Tahir v
● the probate / LA has been lodged in the Habibah bte Badu Rahman [1959] MLJ 55 - Held
Registry once the caveat lapsed through the failure of the
caveator to renew it within six months, the business in
# if probate/LA has been lodged, no need to file
respect of which that caveat was lodged automatically
citation, can proceed to file a writ.
ceases to be contentious. The provision of rule 55 of
# if probate/LA not yet lodged in the Registry, must the Rules for Non-Contentious Business in the
apply for citation to bring in grant under rule 7. Supreme Court in its Probate Jurisdiction is that the
caveat shall expire and be of no effect. The defendants
- O.72, r.7: In an action for the revocation of GP/LA, having failed to keep an effective caveat in force are
● a citation against precluded from opposing the grant of the letters of
● the person to whom the GP/LA was granted administration.
requiring him to bring into and leave at the # O.71 – originally for non-contentious proceeding.
Registry the GP/LA,
● may be issued on the application of the P. - S.33 PAA: Any person having/claiming to have any
interest
PROCEDURE
● may at any time after the death of a deceased
- O.72, r.8(1): A citation under r.7 shall be issued out person and
of the Registry and shall be settled by the Court before ● before representation has been granted to his
it is issued. estate,
- O.71, r.41(1): Every citation in one of the forms in ● enter a general caveat in the prescribed
Form 167 shall be issued from the Registry. form,
● so that no representation shall be granted
- O.72, r.8(2): Before such a citation is issued, an without notice to the caveator; and
affidavit verifying the statements of fact to be made ● after entry of any such caveat no
in the citation must be sworn by the person applying representation shall be made until the caveator
for it to be issued: has been given opportunity to contest the right
of any petitioner to representation.
Provided that the Court may in special circumstances
allow the affidavit to be sworn by that person’s - The Caveator lodges a Caveat to inform the court not
solicitor. to issue a grant of representation without his prior
notice.
- O.72, r.8(3): The issue of a citation takes place upon
its being sealed by an officer of the Registry. - It stops/bar probate from going ahead because of a
dispute over
- O.72, r.8(4): Without prejudice to O.62, r.5, a
citation under r.7 must be served personally on the ● who can apply for a grant of representation;
person cited. ● whether a will exists
- The P proceed to file a writ. - This absolute bar on any proceedings in the face of
the caveat is emphasized by O.71 r.37(7) ROC which
- Refer Form 167 – Citations (O.71, r.41)
in peremptory language states that “The Registrar must
3. Lodging a Caveat not make any grant if he has knowledge of an effective
caveat in respect thereof”.
- When a person lodges caveat, nobody can get a grant.
Its effect is to stop the court from granting LR. - The legal effect of a caveat is actually a notice to the
court not to allow proceedings to be taken without
- Any person who wishes to ensure that no grant is notice to the caveator, and not merely as a notice to the
made without notice to himself may enter a Caveat. caveator.
[O.71, r.37(7)]
Moran v Place (1896) 214 – Court explained that a - Refer Form 166 – Appearance to warning or
caveat is not a notice to any opponent in particular. It is citation (O.71, r.37)
a notice to the registrar/officer of the Court not to let
- If the Caveator enters appearance it is considered a
anything be done by anybody in the matter of the will,
contentious matter. HC has no jurisdiction to grant LA.
or the goods of the deceased, without notice to the
person who lodges the caveat. Fatimah Bee Alias Batcha Ammal v Mohideen
Batcha, Attorney of Shaik Dawood [1946] MLJ
PROCEDURE TO FILE A CAVEAT [O.71]
FMSR 112 - Held on appeal, that a contentious suit
- O.71, r.37(3): The Caveator must file a Caveat in had commenced as soon as appearance of the warning
Form 164 at the HC Registry. had been issued and that the Court had therefore no
jurisdiction to grant Letters of Administration on the
- O.71, r.37(2): When a caveat is entered, the Registrar
petition;
shall forward a copy of the caveat & give Notice in
Form 158 to the Registrar of the Principal Registry - Every contested matter shall be referred to a Judge
(RPR) - Putrajaya. who may:
- O.71, r.37(6): The RPR is duty bound to maintain an ● dispose of the matter in dispute in a summary
index of all caveats entered in all Registries. manner or
● direct that the provisions of Order 72 shall
- On receiving a notice of an application for a grant, he
apply [O.71 r.38(1)].
shall cause the index to be searched and shall notify
the appropriate Registrar or LA. - In order to remove the Caveat, both the Caveator and
the Person Warning must consent/agree to its removal.
- O.71, r.37(5): Once issued, the Caveat will remain in
place for a period of 6 months, until either removed - If no agreement can be reached, then Court
voluntarily by the person entering the caveat or proceedings has to be taken for its removal by way of
alternatively by an order of the Court. summary hearing or under O.72.
- It can be renewed after 6 months. - If the Caveator fails to enter an appearance, the
Caveat will be removed, and the Person Warning will
- Refer Form 164 – Caveat (O.71, r.37)
be able to apply for a grant.
- The Registrar will inform the person who has already
(ii) Caveator with NO contrary interest to that of
applied for a grant about the caveat.
the person warning
- O.71, r.37(8): If he wishes to challenge, he must
- have a period of 8 days to issue and serve a
issue a Warning to the Caveator.
Summons for Directions. [O.72, r.37(11)]
PROCEDURE TO CHALLENGE/ WARN A
CAVEAT
WITHDRAWAL OF CAVEAT
- Person interested/Caveatee (‘Person Warning’)
applies to the HC Registry to issue a Warning in - A Caveator may at any time withdraw his Caveat by
Form 165. The Warning must be served on the giving notice at the Registry – if he has not entered an
Caveator & the Registrar of the Principal Registry. appearance in Form 166. A copy of this Notice must
[O.71 r.37(8)] be served on the Registrar of the Principal Registry.
[O.72, r.37(9)]
- Once the warning is served:
- However, if he has been warned (warning has been
(i) Caveator with contrary interest (interested in
served), the Caveator must give notice of withdrawal
applying Grant for himself)
of the Caveat to the person warning. [O.72, r.37(9)]
- have a period of 8 days to enter an Appearance in
Form 166 specifying the grounds upon which the
Caveat had been entered. [O.71 r.37(10)]
- The Appearance must be sealed by the probate
registry before being served on the Person Warning &
the RPR. [O.71 r.37(10)]
- Refer Form 165 – Warning to caveator (O.71,
r.37)

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