Professional Documents
Culture Documents
doi: 10.1093/gastro/goaa022
Advance Access Publication Date: 15 June 2020
Review
REVIEW
Abstract
Colorectal cancer (CRC) is one of the most commonly diagnosed cancers worldwide and 30% of patients with CRC experi-
ence metastasis. Patients with metastatic colorectal cancer (mCRC) have a 5-year overall survival rate of <10%. V-raf murine
sarcoma viral oncogene homolog B1 (BRAF) and V-Ki-ras2 Kirsten ratsarcoma viral oncogene homolog (KRAS) mutations are
mostly studied in mCRC, as clinical trials found that first-line chemotherapy with anti-epidermal growth factor receptor
agent confers limited efficacy for mCRC. Treatment decisions for early-stage mCRC do not consider BRAF or KRAS muta-
tions, given the dramatically poor prognosis conferred by these mutations in clinical trials. Thus, it is necessary to identify
patients with mCRC harboring BRAF or KRAS mutations to formulate rational therapeutic strategies to improve prognosis
and survival. BRAF and KRAS mutations occur in 10% and 44% of patients with mCRC, respectively. Although the survival
rate of patients with mCRC has improved in recent years, the response and prognosis of patients with the aforementioned
mutations are still poor. There is a substantial unmet need for prospective personalized therapies for patients with BRAF- or
KRAS-mutant mCRC. In this review, we focus on BRAF and KRAS mutations to understand the mechanisms underlying resis-
tance and improving the response rate, outcomes, and prognosis of patients with mCRC bearing these mutations and to dis-
cuss prospective personalized therapies for BRAF- and KRAS-mutant mCRC.
Key words: metastatic colorectal cancer; epidermal growth factor receptor; KRAS mutation; BRAF mutation; personalized
therapy
192
Personalized therapy for BRAF and KRAS mutations in mCRC | 193
sarcoma viral oncogene homolog (KRAS) tumors without the V- KRAS- and BRAF-mutation status of patients with mCRC found
raf murine sarcoma viral oncogene homolog B1 (BRAF) muta- that patients with these mutations had lower PFS and OS rates
tion. Given the poor prognosis of BRAF- and KRAS-mutant than those with wt-KRAS and BRAF. Therefore, identification of
mCRC, here, we focus on the BRAF and KRAS mutations, which BRAF or KRAS mutations can play an important role in improv-
exhibit two consensus subtypes. ing the response rate and survival in mCRC treatment.
KRAS, NRAS, and HRAS are some of the most well-studied rat Although, with the advancement in systemic chemotherapy,
sarcoma virus (RAS) subfamily proteins because of their signifi- targeted therapies, and surgical techniques, the survival of
cant role in cancer [6]. Of these RAS mutations, KRAS mutations patients with mCRC has been improved in the past two decades,
(85%) are observed most frequently, followed by NRAS (15%) and a few patients show poor response to treatment and continue
HRAS (1%). KRAS mutations occur in approximately 44% of to have a poor prognosis; particularly, patients with BRAF and
mCRC, with the majority observed in codons 12 and 13 of exon 2 KRAS mutations show a poor response and inferior survival.
(80% are G12D, G12V, G12C, G12A, and G13D) and less commonly Thus, this review will focus on recent advances in personalized
in codon 61 of exon 3 (5% are Q61H, Q61L, and Q61R) and codon therapies for BRAF- and KRAS-mutant mCRC. Here, we discuss
146 of exon 4 (2% are A146T and A146V) [7]. Analyses of clinical- the mechanisms of BRAF and KRAS mutations that cause resis-
bevacizumab, panitumumab; CB, capecitabine, oxaliplatin, bevacizumab; CBC, capecitabine, oxaliplatin, bevacizumab, cetuximab; FOLFIRI, irinotecan, infusional fluorouracil, leucovorin; FOLFOX4, infusional fluorouracil, leuco-
NE, not estimable; OB, oxaliplatin-based chemotherapy, bevacizumab; OBP, oxaliplatin-based chemotherapy, bevacizumab, panitumumab; IB, irinotecan-based chemotherapy, bevacizumab; IBP, irinotecan-based chemotherapy,
anti-EGFR
mutations and none of these 11 patients responded to anti-EGFR
Without
19.3
20.5
24.9
16.7
19.3
15.0
treatment [37].
–
Several clinical trials demonstrated that mutated KRAS and
Mutant
BRAF genes are predictive markers of outcomes in mCRC treat-
anti-EGFR
ment (Table 3). In addition to the trials discussed above, the ta-
With
19.3
17.8
17.2
16.2
15.5
15.2
ble includes several trials that indicate the predictive effect of
–
OS (months)
BRAF and KRAS mutations [18, 31, 34, 46, 48–52]. These trials
clearly demonstrated that the mutation statuses of BRAF and
anti-EGFR
24.5
19.8
22.4
20.0
19.7
24.6
dergoing anti-EGFR treatment. Patients harboring BRAF or KRAS
–
Wild-type
can conclude that patients with mCRC bearing BRAF and KRAS
With
20.7
21.8
23.5
23.9
21.5
NE
10.4
8.3
8.1
7.4
7.3
6.6
2.0
KRAS mCRC.
PFS (months)
Table 2. Clinical trials of the effect of treatment with anti-EGFR agents for patients with mCRC harboring BRAF or KRAS mutations
8.4
8.0
7.5
12.2
Wild-type
9.8
10.0
10.5
10.4
9.9
9.6
9.3
8.7
39
43
40
37
40
13
%
206
397
440
86
45
52
FOLFOX4, cetuximab
FOLFIRI, cetuximab
FOLFIRI, cetuximab
OB/OBP
CB/CBC
IB/IBP
519
393
III
III
III
III
III
BRAF
plasm [10, 67]. On one side, active GTP-bound RAS binds to the
three closely related RAF proteins, CRAF1, BRAF, and ARAF,
causing RAF to be relocated to the plasma membrane, trigger-
CRYSTAL
CRYSTAL
Name of
CAIRO2
TAILOR
PRIME
study
Table 3. BRAF and KRAS mutations as prognostic factors in clinical studies of first-line treatment for mCRC
MRC COIN III OFC Median OS, 8.8 vs 20.1 months for patients KRAS and BRAF mutations have a strong
with wild-type BRAF (P < 0.001); median prognostic effect
OS, 14 vs 20.1 months for patients with
wild-type KRAS (P < 0.001)
CRYSTAL III FOLFIRI, Median OS, 8.8 vs 20.1 months for patients KRAS and BRAF mutations are important
cetuximab with wild-type BRAF (P < 0.001); median indicators of poor prognosis
OS, 14 vs 20.1 months for patients with
wild-type KRAS (P < 0.001)
PRIME III FOLFOX4, In the mutant KRAS stratum, PFS was signifi- KRAS testing is important for patients
panitumumab cantly reduced in the panitumumab– with mCRC
BRAF, V-raf murine sarcoma viral oncogene homolog B1; KRAS, V-Ki-ras2 Kirsten ratsarcoma viral oncogene homolog; OFC, oxaliplatin, fluoropyrimidine, cetuximab;
FOLFIRI, irinotecan, infusional fluorouracil, leucovorin; FOLFOX4, infusional fluorouracil, leucovorin, and oxaliplatin; CBC, capecitabine, oxaliplatin, bevacizumab,
cetuximab.
extracellular signal-regulated kinases 1 and 2 (ERK1 and ERK2) and prevents the hydrolysis of GTP to GDP, causing an accumula-
and regulate the activity of several transcription factors that in- tion of active GTP-bound RAS. Accumulation of GTP-bound RAS
duce the expression of multiple genes involved in cell survival leads to constitutive KRAS activity, triggering downstream signal
and proliferation [70–72]. The other effector pathway is the transduction and promoting survival and proliferation of the can-
PI3K/AKT pathway. RAS can interact directly with the catalytic cer cell. Almost all RAS activation in tumors is caused by mutations
subunit of PI3Ks. PI3K phosphorylates phosphatidylinositol 4,5- in codons 12, 13, and 61 [7, 75–79]. As a downstream signaling pro-
bisphosphate to produce phosphatidylinositol 3,4,5-trisphos- tein of RAS, RAF kinases normally play an important role in the
phate that can bind to a large number of proteins as a second EGFR-mediated MAPK pathway [13, 24]. Some (4%–15%) of mCRC
messenger through the pleckstrin homology domain and other tumors bear BRAF mutations and most of them are V600E amino-
domains such as AKT [73, 74]. acid substitutions [11, 25]. As a central amino acid in the kinase do-
Constitutive activation of the MAPK-signaling pathway is a main, V600 is required to maintain RAF in its inactive conforma-
major cause of resistance to anti-EGFR therapies in KRAS- and tion without RAS activation. Mutations in BRAF V600 can
BRAF-mutant mCRC. Mutations of the RAS genes themselves, most constitutively activate the MAPK pathway, regardless of whether
frequently KRAS mutations, contribute to aberrant signaling RAS is activated or not, resulting in anti-EGFR resistance [54]. This
through the RAS pathways. This weakens the GTPase-activating receptor-independent pathway activation makes cancerous cells
proteins (GAPs) and increases the intrinsic catalytic rate of GTPase unresponsive to anti-EGFR molecules.
196 | Z.-N. Li et al.
Figure 2. The downstream signaling pathway of the EGFR mainly. EGF selectively binds to EGFR and triggers the receptor to form a dimer that activates RAS. RAS trans-
mits signals from activated transmembrane receptor EGFR to effectors in the MAPK- andPI3K/AKT-signaling pathway in the cytoplasm. Active GTP-bound RAS triggers
RAF to engage in signal transmission. Activated RAF changes the phosphorylation status and activates MEK1 and MEK2. MEK are capable of phosphorylating and acti-
vating the MAPK extracellular signal ERK1 and ERK2, and regulate cell survival and proliferation. The other effector pathway is the PI3K/AKT pathway. RAS can interact
directly with the catalytic subunit of PI3Ks and activate it; activated PI3Ks trigger AKT participate in signal transmission.
Personalized therapy for BRAF and KRAS mutations in mCRC | 197
Furthermore, alterations in additional nodes of the EGFR drug-binding sites and the resulting bulky side-chain structure
pathway also appear to confer primary anti-EGFR resistance. at this position could interfere with cetuximab binding [93–95].
Studies have demonstrated that mutations in PIK3CA exon 20 ERBB2 gene upregulation has also been proposed as a factor of
and phosphatase and tensin homolog (PTEN) alterations fre- secondary resistance to anti-EGFR therapies in wt-RAS and wt-
quently coexist with RAS mutations. These alterations are asso- BRAF mCRC. Activated HER2 signaling in cancer cells can pro-
ciated with resistance to anti-EGFR mAbs [62, 80]. Amplification mote HER2 transcription or upregulate the HER2/HER3 ligand
of KRAS and the MET receptor have been shown to bypass EGFR heregulin, thus conferring resistance to anti-EGFR therapies [96,
signaling and activate the EGFR pathway [81–83]. MET signaling 97].
seems to have a synergistic effect on the EGFR pathway in pro-
moting the growth of tumor cells [84]. Moreover, the extensive
crosstalk among the ERBB (also known as HER) family of recep-
Emerging therapies targeting BRAF-mutant
tors can up-regulate parallel pathways as a compensatory adap- mCRC
tive mechanism when EGFR is inhibited. EGFR can form Combining BRAF and EGFR inhibitors
heterodimers with the receptor tyrosine-protein kinase erbB-3
Figure 3. The resistance mechanism of BRAF inhibitors. BRAF inhibition interrupts the RAF–MEK–ERK signaling, releases ERK-dependent negative feedback on the
EGFR, and subsequently activates EGFR, formats the RAF protein dimer, then reactivates the CRAF-mediated MAPK signal.
198 | Z.-N. Li et al.
Therapeutic strategy Agents investigated PFS in the experiment PFS in the control group
group (months) (months)
Combining BRAF and EGFR inhibitors Vemurafenib þ panitumumab 3.2 2 months (standard thera-
Dabrafenib þ panitumumab 3.5 pies); 2.1 (singlet BRAF
Encorafenib þ cetuximab 3.7 inhibitor)
Combining BRAF and MEK inhibitors Dabrafenib þ trametinib 3.5
Combining EGFR and MEK inhibitors Panitumumab þ trametinib 2.6
Combining BRAF, EGFR, and MEK Dabrafenib þ trametinib þ panitumumab 4.2 2.6/3.5
inhibitors Encorafenib þ cetuximab þ binimetinib 4.3 1.5
group (encorafenib, binimetinib, and cetuximab), double- mediates resistance to MEK inhibition [125]. A study tested
therapy group (encorafenib and cetuximab), and a control group whether combining MEK and PI3L inhibitors can produce a
(the investigators’ choice of either cetuximab and irinotecan or stronger response in a KRAS-mutant cell line. The study
cetuximab and FOLFIRI). The therapeutic effect was significant; assessed a combination of an MEK1/2 inhibitor AZD6244 and a
the median OS was 9.0 months (95% CI, 8.0–11.4) in the triple- PI3K inhibitor BEZ235 in vivo and measured the tumor volumes
therapy group, 8.4 months (95% CI, 7.5–11.0) in the double- of tumor-bearing mice. Treatment with cetuximab for 3 weeks
therapy group, and 5.4 months (95% CI, 4.8–6.6) in the control did not inhibit tumor growth; treatment with AZD6244 or
group. Additionally, the risk of death was significantly lower (by BEZ235 alone caused a 50% reduction in tumor growth.
48%) in the triple-therapy group than in the control group (HR, Notably, the combined treatment of AZD6244 and BEZ235
0.52; 95% CI, 0.39–0.70; P < 0.001). The PFS was significantly lon- completely inhibited tumor growth at the end of the 3-week
ger in both the triple-therapy group and the double-therapy treatment period. Importantly, there were no signs of weight
group than in the control group: the median PFS was 4.3 months
loss or other acute or delayed toxicity symptoms in either the
(95% CI, 4.1–5.2) in the triple-therapy group, 4.2 months (95% CI,
single-agent- or combination-treatment group [126]. This pre-
3.7–5.4) in the double-therapy group, and 1.5 months (95% CI,
clinical trial provides convincing evidence that combined PI3K
Targeting G-quadruplex (G4) structures of the KRAS Immunotherapy and synthetic lethal interactions in
gene KRAS-mutant cancer
G4 structures are formed in guanine-rich nucleic-acid sequen- Immunotherapy is a key focus in cancer treatment currently,
ces and play a key role in tumor development through the regu- especially immune-checkpoint-blocking antibodies. Immune-
lation of a wide range of oncogenes, tumor-suppressor genes, checkpoint-blocking antibodies are profoundly changing the
and somatic copy-number alterations [131, 132]. There are three therapeutic strategies of various cancers. Specifically, the anti-
G4 motifs in the human KRAS promoter: G4-proximal, G4-mid- PD-1/PD-L1 antibody has shown significant antitumor activity
dle, and G4-distal. In particular, the G4-middle structure may by restoring the T-cell antitumor response. PD-L1 is present in
play an important part in the development of targeted thera- some normal cells as well as cancer cells. When PD-1 is bound
peutics [133, 134]. EMICORON, a novel synthetic G4 ligand, has to PD-L1, T-cells do not attack the cell. Some cancer cells con-
shown promising antitumor efficacy against CRC tumors. In tain large amounts of PD-L1, allowing them to escape immune
HCT-116 CRC cells, KRAS mRNA and protein expression were attack. mAbs targeting PD-1 or PD-L1 can block this binding and
downregulated after EMICORON treatment, suggesting that prevent cancer cells from escaping T-cell attack, thereby restor-
ing the normal immune response to cancer cells. Anti-PD-1/PD-
overcome the limited therapeutic effect of current treatments 2. Robert C, Karaszewska B, Schachter J et al. Improved overall
for KRAS-mutant mCRC by developing doublet-combination survival in melanoma with combined dabrafenib and tra-
therapies targeting the RAF–MEK pathway. Given that curcumin metinib. N Engl J Med 2015;372:30–9.
has the potential to inhibit MEK and regorafenib is a RAF- 3. Cremolini C, Schirripa M, Antoniotti C et al. First-line chemo-
targeting agent, we propose that the combination of curcumin therapy for mCRC—a review and evidence-based algorithm.
and regorafenib is a promising therapeutic strategy for KRAS- Nat Rev Clin Oncol 2015;12:607–19.
mutant mCRC [159, 160]. 4. Martini G, Troiani T, Cardone C et al. Present and future of
metastatic colorectal cancer treatment: a review of new can-
didate targets. World J Gastroenterol 2017;23:4675–88.
Conclusions 5. Punt CJ, Tol J. More is less—combining targeted therapies in
Personalized therapy enables patients to receive maximum metastatic colorectal cancer. Nat Rev Clin Oncol 2009;6:731–3.
treatment efficacy with minimum side effects, ensuring the 6. Downward J. The ras superfamily of small GTP-binding pro-
teins. Trends Biochem Sci 1990;15:469–72.
best possible quality of life and maximum survival of patients.
7. Scheffzek K, Ahmadian MR, Kabsch W et al. The Ras-RasGAP
The current approved first-line combination of chemotherapy
cetuximab plus chemotherapy in chemotherapy-refractory 39. Klempner SJ, Gershenhorn B, Tran P et al. BRAFV600E muta-
metastatic colorectal cancer: a retrospective consortium tions in high-grade colorectal neuroendocrine tumors may
analysis. Lancet Oncol 2010;11:753–62. predict responsiveness to BRAF-MEK combination therapy.
22. Peeters M, Oliner KS, Parker A et al. Massively parallel tumor Cancer Discov 2016;6:594–600.
multigene sequencing to evaluate response to panitumu- 40. Moroni M, Veronese S, Benvenuti S et al. Gene copy number
mab in a randomized phase III study of metastatic colorectal for epidermal growth factor receptor (EGFR) and clinical re-
cancer. Clin Cancer Res 2013;19:1902–12. sponse to antiEGFR treatment in colorectal cancer: a cohort
23. Guo F, Gong H, Zhao H et al. Mutation status and prognostic study. Lancet Oncol 2005;6:279–86.
values of KRAS, NRAS, BRAF and PIK3CA in 353 Chinese co- 41. Lievre A, Bachet JB, Le Corre D et al. KRAS mutation status is
lorectal cancer patients. Sci Rep 2018;8:6076. predictive of response to cetuximab therapy in colorectal
24. Davies H, Bignell GR, Cox C et al. Mutations of the BRAF gene cancer. Cancer Res 2006;66:3992–5.
in human cancer. Nature 2002;417:949–54. 42. De Roock W, Piessevaux H, De Schutter J et al. KRAS wild-
25. Bardelli A, Siena S. Molecular mechanisms of resistance to type state predicts survival and is associated to early radio-
cetuximab and panitumumab in colorectal cancer. J Clin logical response in metastatic colorectal cancer treated with
54. Rajagopalan H, Bardelli A, Lengauer C et al. Tumorigenesis: 72. Downward J. Targeting RAS signalling pathways in cancer
RAF/RAS oncogenes and mismatch-repair status. Nature therapy. Nat Rev Cancer 2003;3:11–22.
2002;418:934. 73. Rodriguez-Viciana P, Warne PH, Dhand R et al.
55. Loupakis F, Ruzzo A, Cremolini C et al. KRAS codon 61, 146 Phosphatidylinositol-3-OH kinase as a direct target of Ras.
and BRAF mutations predict resistance to cetuximab plus Nature 1994;370:527–32.
irinotecan in KRAS codon 12 and 13 wild-type metastatic co- 74. Pacold ME, Suire S, Perisic O et al. Crystal structure and func-
lorectal cancer. Br J Cancer 2009;101:715–21. tional analysis of Ras binding to its effector phosphoinosi-
56. Bokemeyer C, Van Cutsem E, Rougier P et al. Addition of tide 3-kinase gamma. Cell 2000;103:931–43.
cetuximab to chemotherapy as first-line treatment for KRAS 75. Knickelbein K, Zhang L. Mutant KRAS as a critical determi-
wild-type metastatic colorectal cancer: pooled analysis of nant of the therapeutic response of colorectal cancer. Genes
the CRYSTAL and OPUS randomised clinical trials. Eur J Dis 2015;2:4–12.
Cancer 2012;48:1466–75. 76. Gibbs JB, Sigal IS, Poe M et al. Intrinsic GTPase activity distin-
57. Seymour MT, Brown SR, Middleton G et al. Panitumumab guishes normal and oncogenic ras p21 molecules. Proc Natl
and irinotecan versus irinotecan alone for patients with Acad Sci USA 1984;81:5704–8.
92. Rooney AP. Mechanisms underlying the evolution and 111. Long GV, Stroyakovskiy D, Gogas H et al. Dabrafenib and tra-
maintenance of functionally heterogeneous 18S rRNA genes metinib versus dabrafenib and placebo for Val600 BRAF-
in Apicomplexans. Mol Biol Evol 2004;21:1704–11. mutant melanoma: a multicentre, double-blind, phase 3
93. Montagut C, Dalmases A, Bellosillo B et al. Identification of a randomised controlled trial. Lancet 2015;386:444–51.
mutation in the extracellular domain of the Epidermal 112. Long GV, Grob JJ, Nathan P et al. Factors predictive of re-
Growth Factor Receptor conferring cetuximab resistance in sponse, disease progression, and overall survival after dab-
colorectal cancer. Nat Med 2012;18:221–3. rafenib and trametinib combination treatment: a pooled
94. Dong Q, Shi B, Zhou M et al. Growth suppression of colorectal analysis of individual patient data from randomised trials.
cancer expressing S492R EGFR by monoclonal antibody Lancet Oncol 2016;17:1743–54.
CH12. Front Med 2019;13:83–93. 113. Planchard D, Smit EF, Groen HJM et al. Dabrafenib plus tra-
95. Esposito C, Rachiglio AM, La Porta ML et al. The S492R EGFR metinib in patients with previously untreated BRAF(V600E)-
ectodomain mutation is never detected in KRAS wild-type mutant metastatic non-small-cell lung cancer: an open-
colorectal carcinoma before exposure to EGFR monoclonal label, phase 2 trial. Lancet Oncol 2017;18:1307–16.
antibodies. Cancer Biol Ther 2013;14:1143–6. 114. Planchard D, Besse B, Groen HJM et al. Dabrafenib plus tra-
128. Lito P, Solomon M, Li LS et al. Allele-specific inhibitors inacti- 145. Yun J, Mullarky E, Lu C et al. Vitamin C selectively kills KRAS
vate mutant KRAS G12C by a trapping mechanism. Science and BRAF mutant colorectal cancer cells by targeting
2016;351:604–8. GAPDH. Science 2015;350:1391–6.
129. Shipman L. Signalling: putting the brakes on KRAS-G12C nu- 146. Champiat S, Dercle L, Ammari S et al. Hyperprogressive dis-
cleotide cycling. Nat Rev Cancer 2016;16:127. ease is a new pattern of progression in cancer patients treated
130. Canon J, Rex K, Saiki AY et al. The clinical KRAS(G12C) inhibi- by anti-PD-1/PD-L1. Clinical Cancer Res 2017;23:1920–8.
tor AMG 510 drives anti-tumour immunity. Nature 2019;575: 147. Dong ZY, Zhong WZ, Zhang XC et al. Potential predictive
217–23. value of TP53 and KRAS mutation status for response to PD-
131. Balasubramanian S, Hurley LH, Neidle S. Targeting G-quad- 1 blockade immunotherapy in lung adenocarcinoma. Clin
ruplexes in gene promoters: a novel anticancer strategy? Cancer Res 2017;23:3012–24.
Nat Rev Drug Discov 2011;10:261–75. 148. Jeanson A, Tomasini P, Souquet-Bressand M et al. Efficacy of
132. Chambers VS, Marsico G, Boutell JM et al. High-throughput immune checkpoint inhibitors in KRAS-mutant non-small
sequencing of DNA G-quadruplex structures in the human cell lung cancer (NSCLC). J Thorac Oncol 2019;14:1095–101.
genome. Nat Biotechnol 2015;33:877–81. 149. Le DT, Uram JN, Wang H et al. PD-1 blockade in tumors with