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Food Eng Rev (2010) 2:109–130

DOI 10.1007/s12393-010-9015-3

Applications of Pulsed Electric Field Treatments


for the Enhancement of Mass Transfer from Vegetable Tissue
Francesco Donsı̀ • Giovanna Ferrari •

Gianpiero Pataro

Received: 29 January 2010 / Accepted: 2 March 2010 / Published online: 18 March 2010
 Springer Science+Business Media, LLC 2010

Abstract In the last decades, several non-thermal tech- Introduction


nologies have been proposed as alternative to the tradi-
tional ones to improve the competitiveness of the food Over the last 50 years, Pulsed electric field (PEF) tech-
industry. The key to success was identified in offering to nology has stimulated intensive research as a non-thermal
food industries the opportunity to improve food quality, to treatment, in particular with the primary aim of attaining
introduce new foods in the market, and to optimize the microbial inactivation [19, 50, 58, 105, 128, 129].
processing procedures while reducing energy costs. Pulsed The focus of PEF applications and related studies has
electric fields (PEF) showed the potential to be one of the recently concentrated on the permeabilization of cell
most promising novel technologies to reach these objec- membranes, with the aim of enhancing mass transfer from
tives. The application of PEF as a pretreatment of perme- the inner part of the cells. In fact, in animal and plant cells,
abilization of vegetable and animal tissue to enhance the which are larger in size than bacterial cells, permeabiliza-
efficiency of mass transfer of water or of valuable com- tion of the membrane is easier to attain, normally requiring
pounds from biological matrices demonstrated its effi- lower electric field intensities, which is reflected in lower
ciency in drying, extraction, and diffusion processes. This energy consumption [68].
article reviews the basic mechanisms of electroporation of Thanks to the reduction of the resistances to mass
plant tissues, discusses the methods of detection of elec- transfer due to the induced permeabilization of plant cells,
trically induced cell damage, and analyses the influence of PEF technology can be used as a pretreatment to increase
process parameters on the efficiency of the treatment. the yield in the production of fruit juices, to accelerate the
Furthermore, this article focuses on the applications of transfer of water during drying operations as well as
PEF, its advantages, and energy costs in different fields of enhance the extraction of valuable compounds (such as
food processing, such as juice expression, drying, and antioxidants, colorants or flavors) from the inner parts of
extraction, with special emphasis on the relevance of PEF the cells [29, 30, 69, 122].
to the winemaking industry. This paper intends to summarize the applications of PEF
as a pretreatment to mass transfer enhancement, high-
Keywords Pulsed electric field (PEF)  lighting the potentially achievable results as a function of
Cell permeabilization  Biological tissue  the intensity of the treatment (energy required and electric
Complex impedance  Mass transfer field applied) in order to give the reader a perspective of
the impact of the technology in product development and
process intensification.
F. Donsı̀  G. Ferrari (&)  G. Pataro
Department of Chemical and Food Engineering, University
of Salerno, Salerno, Italy
e-mail: gferrari@unisa.it Basic Consideration and Mechanism
G. Ferrari
ProdAl scarl, Centre of Competence on Agro-Food Productions, Electroporation is a physical method of cell (animal or
University of Salerno, Salerno, Italy plant) membrane permeabilization caused by externally

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110 Food Eng Rev (2010) 2:109–130

Fig. 1 Biological cell in an E<Ec


electric field E. Electroporated
area is represented with a
dashed line. Ec: critical electric r
field strength + θ -

ELECTRODE
E>Ec
CELL

+ -
CYTOPLASM

MEMBRANE MEDIUM REVERSIBLE


PORES
E>>Ec

+ -

IRREVERSIBLE

applied short and intense electric pulses, widely used in um ¼ 1:5rcell E cos ðhÞ ð1Þ
several fields such as biotechnology and medicine for the
introduction of different molecules into the cell, electro- where, rcell is the radius, and h is the angle between the site
fusion, water treatment, and food processing for steriliza- on the cell membrane where um is measured and the
tion, as well as enhancing the efficiency of the pressing, direction of the vector E.
extraction, drying, and diffusion processes. The highest drop of potential occurs at the cell poles
The exact mechanisms of electroporation are not yet (h = 0, p) and decreases to 0 at h = ±p/2. Due to the
fully understood. Several theories [32, 65, 87, 119, 132, membrane thickness h (&5 nm) being very thin when
134] based on the experiments carried out on model sys- compared to a plant cell radius (&100 lm), a selective
tems such as liposomes, planar bilayers, and phospholipid concentration of the electric field on the membrane occurs,
vesicles have been proposed in order to explain the creating a transmembrane electric field, Em = um/h, which
mechanism of the reversible electroporation and/or the is about 105 times higher than the applied field strength
electrical membrane breakdown. All of these theories have [123, 124].
their relative advantages and disadvantages, but one com- If a critical value of the field strength Ec is exceeded, a
mon feature of great importance is the fact that the mem- critical transmembrane potential can be induced (typically
brane plays a role in amplifying the applied electric field, 0.2–1.0 V for most cell membranes) that leads to the forma-
as the conductivity of intact membrane is several orders of tion of reversible or irreversible pores in the membrane [133].
magnitude lower than the conductivities of extra cellular The occurrence of reversible or irreversible permeabi-
medium and cell cytoplasm [124]. lization of the cell membrane depends on the intensity of
Hence, when the biological cell is exposed to an external the external electric fields as well as the number of pulses
electric field E, the transmembrane potential increases as a applied [68].
result of the charging process at the membrane interfaces. When the electric field applied reaches values close to
In Fig. 1, the simple case of a sphere shaped biological cell the critical value Ec or when few pulses are applied,
is considered. The potential differences um can be reversible permeabilization occurs allowing the cell
approximated by Eq. (1) which is derived from solving membrane to recover its structure and functionality. On the
Maxwell’s equation in spherical coordinates assuming contrary, when more intense PEF treatment is applied,
several simplifying restrictions [86]: irreversible electroporation takes place, resulting in cell

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Food Eng Rev (2010) 2:109–130 111

membrane disintegration as well as loss of cell viability However, in order to obtain a quantitative measure of
[132]. the induced cell damage degree P, defined as the ratio of
According to Eq. (1), the critical transmembrane the damaged cells and the total number of cells, several
potential is attained with the external electric field methods have been defined. The direct estimation of the
decreasing with the cell radius. Due to cell being rather damage degree can be carried out through the microscopic
large in plant tissue (&100 lm) when compared to observation of the PEF-treated tissue [44]. However, the
microbial cells (&1–10 lm), the electric field strength procedure is not simple and is ambiguous [123].
required for elecroplasmolysis in plant cells (0.5–5 kV/cm) Therefore, experimental techniques based on the eval-
[66] is lower than that required for inactivation microor- uation of the indicators that macroscopically registers the
ganisms (10–50 kV/cm) [19]. complex changes at the membrane level in real biological
Overall, the electroporation process consists of different systems have been introduced.
phases [64, 123] including: For example, the value of P could be estimated from
diffusion coefficient measurements in the PEF-treated
– charging and polarization of the membranes (charging
biological materials [62, 75]:
time of &1 ls);
– temporal destabilization and creation of pores (reported P  ðD  Di Þ=ðDd  Di Þ ð2Þ
as occurring on time scales of 10 ns); where D is the measured apparent diffusion coefficient
– expansion of the pores radii and aggregation of with the subscript i and d referring to the values for intact
different pores (in a time range of hundred of micro- and totally destroyed material, respectively.
seconds to milliseconds, lasting throughout the duration Unfortunately, diffusion techniques are not only indirect
of pulses); and invasive for biological objects, but they may also have
– resealing of the pores which takes place after electric an impact on the structure of the tissue. Furthermore, also
pulse application (lasting seconds to hours). the validity of the Eq. (2) is still controversial [75, 121].
The first phase of electroporation (pore formation), Measurements of the changes in the electrophysical
which is the cell membrane response to the induced properties such as complex impedance of untreated and
threshold membrane potential, is related to short-lived treated biological systems have been suggested as a simple
transient pore formation, which does not contribute to and more reliable method to obtaining a measurement of
molecular transport. Molecular transport across the per- the extent of damaged cells [14].
meabilized cell membrane associated with electroporation Biological cells have insulated membranes (the plasma
is observed from the pore formation phase until membrane membrane and the tonoplast) that are responsible for the
resealing is completed [64]. characteristic alternating current frequency dependence on
Therefore, in the electropermeabilization effect on bio- the sample’s impedance. According to Angersbach et al.
logical membranes, the induction and development of the [13], the electrical behavior of a single intact plant cell is
pores after treatment is a dynamic and not an instantaneous equivalent to an ohmic-capacitive circuit in which insu-
process [14]. lated cell membranes can be assumed to be a capacitor
connected in parallel to a resistor, while the conductive
liquid on both sides of the membranes can be introduced to
Detection and Characterization of Cell Disintegration this circuit as two additional resistors. Hence, the electro-
in Vegetable Tissue physical properties of cell systems, as characterized by the
Maxwell–Wagner polarization effect at intact membrane
The first studies on the degree of cell permeabilization interfaces, can be determined on the basis of impedance
were based on quantifying the release of intracellular measurements in a frequency range between 1 and
metabolites (i.e. pigments) from plant-cultured cells after 100 MHz, which is called b-dispersion [14].
electroporation induced by the application of PEF [30, 36]. The impedance-frequency spectra of intact and treated
The irreversible permeabilization of the cells in vege- samples are typically determined with an impedance mea-
table tissue was demonstrated, for the first time on potato surement equipment in which a sample, placed between two
tissue (exposed to PEF treatment), determining the release parallel plate cylindrical electrodes, is exposed to a sinu-
of the intracellular liquid from the treated tissue using a soidal or wave voltage signal of alternative polarity with a
centrifugal method. A liquid leakage from the tissue of fixed amplitude (typically between 1 and 5 V peak to peak)
PEF-treated samples was detected while no-release occur- and frequency (f) in the range of 3–50 MHz. However, the
red from the control samples. This leakage was therefore range of characteristic low and high frequencies used
interpreted as a consequence of the cellular damage by the depends on the cell size in relation to the conductivity of cell
electrical pulses inside the cells of the tissue [12]. liquid and neighboring fluids, as shown in Table 1 [14].

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Table 1 Characteristic low and high frequency values for different 10000
biological material (a) intact
intacttissue
tissue
1.61.6
kV/cm
kV/cm--11 kJ/kg
kJ/kg
1.61.6
kV/cm
kV/cm--5kJ/kg
5kJ/kg
Biological material Low High
frequency frequency 1000
(kHz)a (MHz)a

|Z| (Ohm)
Large cells 100
Animal muscle tissue B3 C15
Fish tissue (mackerel or salmon) B3 C3
Plant cells (apple, potato, or B5 C5 10 (a)
paprika)
1e+2 1e+3 1e+4 1e+5 1e+6 1e+7
Small cells
Frequency (Hz)
Yeast cells (S. cerevisiae) B50 C25
a 0
The indicated frequencies should be used as the preferred frequency (b) intact
intacttissue
tissue
bands [14] 1.61.6
kV/cm
kV/cm--1kJ/kg
1kJ/kg
-10 1.6 kV/cm --5kJ/kg
1.6 kV/cm 5kJ/kg

-20
Electrical impedance is determined as the ratio of the
voltage drop across the sample and the current crossing it -30

φ
during the test. The complex impedance Z(jx) is expressed -40
according to Eq. (3):
-50
Z ðjxÞ ¼ jZ ðjxÞj  ej/ ð3Þ
-60
(b)
where j is the imaginary unit, x = 2pf is the angular fre- -70
quency, jZ ðjxÞj is the absolute value of the complex 1e+2 1e+3 1e+4 1e+5 1e+6 1e+7

impedance, and u the phase angle between voltage across Frequency (Hz)
the sample and the current through it. Fig. 2 Frequency dependency of the absolute value of complex
As the complex impedance Z(jx) depends on the impedance |Z| (a) and phase angle u (b) before and after PEF
geometry of the electrode system, the specific conductivity treatments of different intensities [22]
r(x) can be used instead [69, 71, 101]. For the plate
electrode system, it has been calculated according to the contribution of both extra and intracellular medium
equation: (pure ohmic behavior). Thus, the tissue permeabilization
induced by an external stress such as PEF treatment, is
ls
rðxÞ ¼ ð4Þ detectable in the low frequencies range. In the high fre-
As jZ ðjxÞj
quency range, because the cell membrane does not show
where ls is the length of the sample, and As is the area any resistance to the current flow, there is practically no
perpendicular to the electric field. difference between the impedance of intact cells and cells
The results of numerous experiments indicate that the with ruptured membranes [22, 90].
impedance or conductivity–frequency spectra of intact and However, the typical electrical behavior of intact and
processed plant tissue in a range between 1 and 50 MHz processed plant tissue can be also analyzed in terms of
can typically be divided into characteristic zones [13]. frequency-phase angle spectra [22, 90, 101, 102]. Fig-
Figure 2(a) shows a typical frequency-impedance spec- ure 2(b) shows a typical frequency-phase angle spectra for
tra for artichoke bracts and the transition from an intact to artichoke bracts and the transition from intact to ruptured
ruptured state in the frequency range of the measured state in the frequency range of the measured current of
current of 100 Hz to 10 MHz [22]. 100 Hz to 10 MHz.
The results show that the absolute value of the imped- According to the ohmic-capacitive behavior of intact
ance of the intact biological tissue is strongly frequency biological tissue, a negative value of the phase angle is
dependent. This is because in the low frequency field the detected. In particular, at characteristic low and high fre-
cell membrane acts as a capacitor preventing the flow of quencies, the imaginary component of the cell impedance
the electric current in the intracellular medium (ohmic- is equal to zero [13, 14]. Hence, the phase angle between
capacitive behavior). Upon increasing the frequency, the voltage and current approach to 0 that is typical of a pure
cell membrane becomes less and less resistant to the cur- ohmic behavior.
rent flow in the intracellular liquid. At very high frequency At medium frequencies, the influence of the capacitive
values, the membrane is totally shorted out, and the abso- current through the cell membranes on the phase angle is
lute value of the complex impedance is representative of quite high, and a minimum value of the phase angle is

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Food Eng Rev (2010) 2:109–130 113

Table 2 Typical frequency value of minimum phase angle for dif- This method has proved to be a useful tool for the
ferent biological material determination of the status of cellular materials as well as
Biological material Frequency (kHz)a Reference the optimization of various processes regarding minimizing
cell damage, monitoring the improvement of mass transfer,
Apple 50 [102]
or for the evaluation of various biochemical synthesis
Carrots 100 [102] reactions in living systems [13, 14].
Artichoke 110 [22] Unfortunately, there exists no exact relation between the
Sugar beet 50 [101] disintegration index Zp and damage degree P, though it
Pinot noir grapes 100 [102] may be reasonably approximated by the empirical Archie’s
Alicante grapes 400 [102] equation [16]:
Muskateller mash 300 [102]
Zp  P m ð7Þ
Riesling mash 700 [102]
a
The indicated frequencies can be considered constant during the where exponent m falls within the range of 1.8–2.5 for
permeabilization phase biological tissue, such as apple, carrot, and potato [71].

detected. As reported in Table 2, the minimum phase angle


Monitoring of Cell Damage in the Industrial
varies with the type of plant material.
Environment
While the electroporation progresses, the capacitances
of the cell membranes become more and more shortened,
The methods described above, based on the measurements
and the increase of the phase angle can be taken as a
of impedance at two frequencies (low and high frequency)
measure for the degree of electroporation. If all cells are
and on the phase angle criterion, are both reported as
opened completely, the phase angle approaches zero in the
reliable indicators for monitoring the extent of cell mem-
ideal case [90, 102].
brane disintegration [13, 14, 22, 71, 90, 101, 102].
In order to quantify the cellular degree of permeabili-
However, according to Sack et al. [102], the method
zation, a coefficient Zp, the cell disintegration index, has
based on the impedance measurement at the characteristic
been defined on the basis of the measurement of the elec-
low and high frequency works fine for small arrangements,
trical complex conductivity of intact and permeabilized
where the inductivities of the leads can be neglected. For a
tissue in the low (&1–5 kHz) and high (3–50 MHz) fre-
measurement in an industrial flow where large electrode
quency ranges [13]:
 distances have to be used, the influence of the inductance
rih =rth rtl  ril cannot be neglected. It forms a resonant circuit together
Zp ¼ ð5Þ
rih  ril with stray capacitances. Furthermore, as the measurement
device needs a time of 1–2 s to apply the two frequencies
where ril ; rtl are the electrical conductivity of untreated and
one after the other, the sample material changes during the
treated material, in a low frequency field, respectively, and
two measurements, resulting in a measurement fault if the
rih ; rth are the electrical conductivity of untreated and
material is heterogeneous. A simultaneous application of
treated samples in a high frequency field, respectively.
the two measurement frequencies would be technically
The disintegration index characterizes the proportion of
possible, but the measurement device would be more
damaged (permeabilized) cells within the plant product
complex.
[69]. It is the average cell disintegration characteristic in
On the other hand, particularly for measurements in an
the sample and describes the transition of a cell from an
industrial environment, the measurement of the phase angle
intact to ruptured state [3]. For intact cells, Zp = 0; for total
at only one medium frequency overcomes the mentioned
cell disintegration, Zp = 1.
disadvantages of the measurement at two frequencies: at a
Another cell disintegration index Zp was proposed by
measurement frequency (Table 2), where the phase angle
Lebovka et al. [71] according to the definition of Rogov
has a minimum, the influence of stray inductance is quite
and Gorbatov [99]:
small. Furthermore, as the phase angle between two elec-
r  ri
Zp ¼ ð6Þ tric signals can be easily determined by a time measure-
rd  ri ment between the two zero crossings and because the
where r is the measured electrical conductivity value at measurement can be carried out at a single frequency, the
low frequencies (1–5 kHz), and the subscripts ‘i’ and ‘d’ measurement device can be set up quite simply.
refer to the conductivities of intact and totally destroyed As reported in Table 2, the frequency of the minimum
material, respectively. As in the previous case, Zp = 0 for phase angle depends on the type of material. Therefore, an
intact tissue and Zp = 1 for totally disintegrated material. adaptation of the frequency to the treated material is of

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advantage for the treatment of different type of material The relationship between W and cell permeabilization
with one electroporation device. was evaluated systematically by examining the variation of
The adjustment of the applied energy for an optimum specific energy input per pulse (from 2.5 to 22,000 J/kg)
operation can then be based on both the measurement at the and the number of pulses (np = 1–200; pulse repetition,
output of the reactor to keep the degree of cell disinte- 1 Hz). The treatment-induced Zp increased continuously
gration constant and additionally on the measurement of with the pulse energy as well as with the pulse numbers.
the untreated material to determine the initial degree of Theoretically, the total cell permeabilization of plant tissue
denaturation [101, 102]. was obtained by applying either one very high energy pulse
or a large number of pulses of low energy per pulse [69].
Based on these results and due to its integrated char-
Influence of PEF-Process Parameters acter, total specific energy input WT, defined as WT ¼
W  np (in kJ/kg), should be used, next to field strength, as a
According to electroporation theory, the extent of cell suitable treatment intensity parameter in order to compare
membrane damage of biological material is mainly influ- the results obtained using different electric pulse protocols
enced by the electric treatment conditions. Typically, as and PEF devices. In addition, the use of the energy input
well as electric field strength E, pulse width sp and number required to achieve for a given matrix complete cell dis-
of pulses np (or treatment time t ¼ sp  np ) are reported as integration also provides an indication of the operational
the most important electric pulses parameters affecting the costs.
electroporation process. A criterion for energy optimization, based on the rela-
In general, increasing the intensity of these parameters tionship between the characteristic damage time s and the
enhances the degree of membrane permeabilization even if electric field intensity E, has been proposed by Lebovka
beyond a certain value a saturation level of the disinte- et al. [71].
gration index is generally reached [71]. According to Eq. (8), the energy input during the treat-
For example, the disintegration index of potato tissue ment time t = s(E) can be characterized by the product
was found markedly increased by increasing either field s(E)E2. The s(E) decreases by increasing the electric field
strength or the number of pulses [15, 66, 69]. intensity E, and the product of s(E)E2 goes through a mini-
The effect of the applied field strength (between 0.1 and mum. Criteria of energy optimization require a minimum of
0.4 kV/cm) and pulse width (between 10 and 1,000 ls) on this product. This minimum corresponds to the minimum
the efficiency of disintegration of apple tissue by pulsed power consumption for material treatment during charac-
electric fields (PEF) has been also studied [34]. The char- teristic time t = s(E). A further increase of E results in a
acteristic damage time s, estimated as a time when the progressive increase of the optimization product s(E)E2 and
saturation disintegration index Zp attains one-half of a energy input but gives no additional increase in conductivity
maximal value, i.e. Zp = 0.5 [71], decreased with the disintegration index Zp. An optimal value of the electric field
increasing of the field strength and pulse width. In partic- intensity Eopt & 400 V/cm, which results in maximal
ular, longer pulses were more effective, and their effect material disintegration at the minimal energy input, was
was particularly pronounced at room temperature and estimated for apple, carrot, and potato tissue. Based on this
moderate electric fields (E = 0.1 kV/cm). value, the characteristic time s was estimated as 2 9 10-3 s
However, Knorr and Angersbach [69], utilizing the dis- for apple, 7 9 10-4 s for carrot, and 2 9 10-4 s for potato,
integration index for the quantification of cell permeabiliza- and the energy consumption decreased in the same order:
tion of potato tissue, found that, at a fixed number of pulses, apple ? carrot ? potato [71].
the application of variable electric field strength and pulse
width, but constant electrical energy per pulse W, resulted in
the same degree of cell disintegration. Thus, the authors Impact of Pulsed Electric Field on Juice Expression
suggested that the specific energy per pulse can be considered
a suitable process parameter for the optimization of mem- Pretreatments that cause plasmolysis, cellular damage, or
brane permeabilization as well as for PEF-process develop- permeabilization of plant cells can be used to enhance the
ment.For exponential decay pulses, W can be calculated by: efficiency of hydraulic pressing, which is widely used in
2
kEmax sp the food industry [110, 111], as well as to increase the yield
W¼ ½kJ=ðkg  pulseÞ ð8Þ in the production of fruit juices and vegetable oils [29, 30,
q
42, 69].
where Emax is the peak electric field strength (kV/m), r is Traditional methods used to obtain raw material plas-
the electrical conductivity (S/m), sp is the pulse width (s), molysis include heating, osmotic dehydration or freezing
and q is the density of the product (kg/m3). dehydration, alkaline breakage, and enzymatic treatment

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Food Eng Rev (2010) 2:109–130 115

Table 3 Summary of the applications of PEF treatment to vegetable tissue expression


Tissue E (kV/cm) Energy (kJ/kg) Expression method Main effects of PEF treatment Reference

Alfalfa 1.25–2.5 4–6 40 bar Increased of extractable protein by 57% and mineral [48]
extraction by 73%
Apple 0.1–0.5 – 3 bar intermediate PEF Enhancement of juice yield and improvement of quality [25]
by simultaneous application of PEF and pressure
0.5 – 5 bar intermediate PEF Higher juice yield than non-treated and thermally [72]
pretreated samples
1–5 1.1–27 250 bar Increase of juice yield from 2 to 8%, whereas enzymatic [106]
mash treatment resulted in a 4% growth
0.25–0.4 – 5 bar intermediate PEF Permeation of cell membranes and increase of portion [93]
of juice from internal pores of particles
Carrot 2.6 – 100 bar Increase of juice yield from 30 to 50% (depending on [70]
grating size) for untreated samples to 70% after PEF
0.25–1 5–10 5 bar intermediate Increase of juice yield from 51 to 67% after PEF, higher [52]
PEF ? washing content of b-carotene
0.25–0.4 – 5 bar intermediate PEF Enhancement of juice yield and improvement of [93]
qualitative characteristics of the juice
Pepper 1.7 15 100 bar Juice yield 10% higher than control (comparable to [3, 4]
enzyme treatments); 60% increase of b-carotene in the
juice (compared to 44% for enzyme)
Potato 0.3 – 5 bar intermediate PEF Highest juice yield for PEF application to the pre- [73]
compressed samples
0.1–0.7 – 15–30 bar Increase of yield with increased PEF intensity [31]
Sugar beet 1.2–2.5 – 20–50 bar Increase of the solid concentration twofold in the [43]
obtained juice
Up to 300 2–10 32 bar Same juice yield of thermal denaturation at 72 C [108, 109]
(174 kJ/kg), but with significantly lower energy
consumption
0.5 – 5 bar intermediate PEF Highest yield for intermediate PEF application [94]
0.6 5 5 bar intermediate Synergetic effect of ohmic heating and PEF: promotion [91]
PEF ? ohmic heating of 85% of juice extraction from coarse cuts
– 2–3.6 5–15 bar intermediate Yield increase from 30 to 80% after PEF and to 97% [61]
PEF ? washing after PEF ? washing, higher purity

[7, 18, 97, 120]. For many years, PEF treatment was pro- The PEF-assisted expression of fruit juices has been
posed for cellular material plasmolysis, known as electro- shown to increase yields to similar values that are reached
plasmolysis, and applied in order to obtain the using commercial enzymes, but in a faster continuous
intensification of juice yield production as well as improve process, where products are more similar to freshly pressed
product quality [83, 89, 107]. However, pioneering appli- products [43]. Further developments have shown the
cations, due to the high intensity of the electric field advantages of applying the PEF simultaneously to pressing,
applied, suffered from an uncontrolled increase in food due to the dependency of the PEF treatment on the uniform
temperature and product quality deterioration [25]. and tight packing of raw materials between electrodes and
Recently, effective permeabilization of cellular mem- removal of excess liquid for the extracellular volume at the
branes has been demonstrated to be possible at a moderate initial steps of compression [25].
pulsed electric field intensity [13, 20, 21, 69, 70], and since
then numerous applications of PEF treatment to juice Sugar Beets
expression enhancement were proposed, which are sum-
marized in Table 3. The efficiency of PEF treatment was Sugar beet expression by PEF with the application of
demonstrated for juice expression from alfalfa [48], from electric fields of 1.2–2.5 kV/cm upon pressing at 20–50 bar
apple mash [25, 72, 93, 106], from carrot gratings [52, 70, at room temperature led to a twofold increase of the solid
93], from peppers [4], from potatoes [31, 73], and from concentration in the obtained juice, in comparison with
sugar beet [43, 61, 91, 94, 108, 109]. traditional methods [43]. Improved yield constituted a

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sufficient driving force for the development of pilot systems, 73% in comparison with cellulases enzyme [20], with the
such as the test device Karlsruher Elektroporations Anlage advantages of lower energy and better quality juice. The
(KEA), which consisted of a 300 kV Marx generator oper- PEF field applied between 0.05 and 0.4 kV/cm for
ating at 10 Hz and delivering its pulses to a cylindrical instance required an energy consumption comprised
reaction chamber, large enough to treat entire sugar beets in a between 0.06 and 0.7 kJ/kg [89], while the reduction in
continuous stream, with axially and azimuthally distributed the required amount of enzyme produced a clearer color
electrodes. KEA was used to demonstrate the advantages of juice [20].
PEF treatment for the production of sugar from beets com- A more intense PEF treatment of apple mash, at an
pared with conventional techniques. The same juice yield electric field from 1 to 5 kV/cm and specific energy
was obtained for both thermal denaturation treatment at ranging from 1 to 27 kJ/kg before pressing, resulted in an
72 C and PEF treatment, but with a significantly lower increased juice yields from 2 to 8%, whereas enzymatic
energy consumption (174 kJ/kg for thermal denaturation vs. treatment induced a 4% growth. In addition, sugar, malic
2–10 kJ/kg for PEF treatment) [109]. acid, and pectin contents as well as the antioxidant capacity
Further developments have led to a semi-industrial of the juices were not affected [106]. On the other hand,
device for sugar beet pretreatment, with a maximum milder PEF treatment (0.5 kV/cm for 10-2 s, pulse dura-
electric field strength of 300 kV/cm with microsecond tion of 10 ls) required the combination with moderate
pulse lengths, 1 kJ stored energy, and a repetition rate of heating of apple mash (50 C for 10 min) in order to cause
20 Hz [108]. softening of the tissue. The PEF treatment also increased
Process development instead has showed the advantages the juice yield for non-thermally pretreated samples, but
of PEF treatment simultaneously to pressing. The first the enhancement was significantly higher in combination
experiments were conducted in lab-scale, using a laboratory with thermal pretreatment [72].
filter-press cell connected to a PEF treatment system. The In the case of apples, the simultaneous application of
application of PEF to non-pressurized cake resulted in an PEF (0.1 to 0.5 kV/cm, pulse duration of 100 ls) and
increase of energy consumption and a higher applied voltage. pressing (3 bar) showed that the highest juice yield when
The PEF treatment of excessively pressurized cakes delayed compared to untreated samples can be achieved at the
the juice expression, while the best results were obtained lowest applied electric field if PEF is applied when the
when the sugar beet tissue was treated with PEF at 1.5–5 bars pressure in the system reaches a constant value [25].
[28, 94]. In particular, it was observed that an electric field Since the simultaneous pressure and PEF treatment
intensity of 0.5 kV/cm and duration of PEF application application promotes the damage of defective cells,
0.03–0.05 s were the optimal treatment conditions [94]. enhances diffusion migration of moisture, and depresses
On lab-scale, it has also been demonstrated that the the cell resealing processes [25], the expressed juice can
combination of PEF with a moderate heat treatment significantly change during pressing. A first portion of the
(50 C), delivered to the sugar beets by ohmic heating is juice can be associated with the juice exhausted from
also possible. The combination of ohmic heating (60 V/cm, cells during the cutting of the plant tissue. The second
50 Hz) and PEF treatment (0.6 kV/cm, 0.04 s) leads to a portion, that can instead be associated to juice expressed
synergetic effect, with an 85% enhancement of juice from the internal pores of sliced particles [93, 110, 111],
extraction, due to the combination of the electropermea- is significantly enhanced by PEF due to the permeation of
bilization of cell membranes and the thermal softening of the cell membranes, with this portion being significantly
tissues [91]. clearer and less cloudy than the PEF-untreated samples
The results obtained by simultaneous PEF and pressing [93].
were validated in a pilot-scale multi-plate and frame
pressing equipment (pressure of 5–15 bar and particles
filling up to 15 kg) for the PEF-assisted cold pressing of Carrots
sugar beet cossettes. The juice yield enhancement depen-
ded on the energy delivered by PEF, with the efficiency Juice expression from carrots appears to be highly depen-
steeply increasing to an energy input of about 2 kJ/kg, and dent on carrot mash particle size, giving upon pressing at
leveled off beyond 3.6 kJ/kg [61]. 100 bar, a higher juice yield for 3 mm (30%) size than for
1.5 mm (50%). Nevertheless, PEF-assisted carrot juice
Apples expression resulted independent on size, giving a yield of
about 70% for the application of 50 pulses at 2.6 kV/cm
Pioneering studies have showed that PEF treatment was [70]. In addition, a higher availability of b-carotene was
able to enhance juice expression from apple mash simi- measured in comparison with juice produced by traditional
larly to heating [83] as well as increase yield from 67 to methods [70].

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Food Eng Rev (2010) 2:109–130 117

Combined pressing and moderate PEF treatment (0.25– Impact of Pulsed Electric Fields on Extraction
0.4 kV/cm) was able to enhance the juice yields from and Recovery of Valuable Compounds
carrots as well as regulate the qualitative characteristics of
the juice expressed from the soft plant tissue [93]. PEF The electroporation of plant cells can be used to enhance
treatments of a moderate electric field strength (0.25–1 kV/ the extraction of intracellular metabolites of commercial
cm) coupled with the application of constant pressure interest, such as pigments, antioxidants, or flavors, due to
(5 bar) and intermediate washing steps, showed that PEF the permeabilization not only of the cell membrane [29, 30,
increased the juice yield and Brix, but the effects were 42, 69], but also of vacuoles [44], where some metabolites
noticeable mainly for larger slices with a small degree of are contained.
initial damage. Specific energy was comprised between 5 Different applications have been proposed for PEF-
and 10 kJ/kg [52]. assisted extraction and recovery of valuable compounds,
which are summarized in Table 4. In addition to the
Other Vegetable Tissue extraction of sugar from sugar beet [38, 39, 60, 74, 79,
109], PEF has been used to enhance the recovery of soluble
Juice expression from mechanically comminuted Paprika substances from apple tissue [59], from carrots [40], and
at a pressure of 10 MPa for 4 min was enhanced by either chicory [76], polyphenols and antioxidants from artichoke
PEF pretreatment application (electric field strength = bracts [22] and from fennel [37], betulin from mushrooms
1.7 kV/cm and specific energy = 15 kJ/kg) or by using a [126], betanine from red beetroot [46, 78], and oil from
pectolytic enzyme. PEF and enzyme treatments resulted in rapeseed [53] and seed maize [54]. Some applications of
an approximate 10% juice yield increase, with comparable PEF were also proposed for the recovery of polysaccha-
quality. In relation to color, and in particular redness, rides from frog tissue [125] as well as of dissoluble calcium
which is one of the main characteristics of Paprika, PEF from bones [127].
induced higher a* values than enzymes (?18 vs ?15.5),
with the amount of b-carotene extracted being higher for Betanine
PEF (60 vs. 44%) [3, 4].
Juice yield obtained from the compression of potato Red beetroot is one of the main sources of betanines,
tissue was increased when increasing PEF intensity (elec- natural colorants used to enhance the redness of different
tric field strength from 0.13 to 0.68 kV/cm) and decreased food products [114]. Betanines are usually recovered
deformation rates. For example, the compressive force was through the aqueous extraction of shredded beetroots, with
reduced by a factor of 5 when pressing potatoes pretreated a yield of 45–70% [78]. Since the amount of compounds
with an electric field strength of 0.68 kV/cm and duration released during solid–liquid extraction depends on the
of 1 ms, at a relative deformation of 0.5 and a deformation degree of cell disintegration, mechanical fragmentation,
rate of 0.1 mm/min [31]. The efficiency of PEF is even heating, pressing or a combination of several solvents in
higher when treatment is applied to pre-compressed sam- the extraction medium are often used. However, these
ples. Since in the uncompressed samples, there is a lot of processes may affect the color stability of betanines, which
external air, the efficiency of the PEF application is greatly is sensitive to pH, temperature, light, and oxygen [55].
reduced, and due to the reduction of sample thickness In contrast, the use of PEF allows high degree of cell
(approximately to half-size), lower voltages are required in permeabilization with minimal thermal stresses. Two main
the PEF pretreatment case in order to reach the required approaches have been proposed, both consisting in deliv-
electric field [73]. ering a moderate amount of energy to the beetroot tissue
Alfalfa juice concentrate is widely used as a supplement (between 2.5 and 7 kJ/kg), but using a different electric
in some health food products and can therefore be con- field intensity. For instance, 270 monopolar rectangular
sidered a nutraceutical or functional food [48]. A PEF pulses of 10 ls duration at 1 kV/cm field strength (specific
treatment from 1.25 to 2.5 kV/cm, followed by pressing at energy = 7 kJ/kg) enhanced the release of 90% of total red
40 bar for 2 min resulted in an increase of the extracted coloring and ionic content after 1 h aqueous extraction in
protein (57%) as well as minerals (73%) in comparison comparison with less than 5% of the untreated sample [46].
with untreated samples [49]. Furthermore, since no sig- Treatments of higher electric field intensity (7 kV/cm)
nificant variation in the quantities of extracted juice was and shorter pulse duration (2 ls) resulted in release of 90%
observed once the maximum damage degree was reached, of the total betanine in McIlvaine buffer (pH 3.5) after
higher electric fields required lower energy. For instance, 300 min with a fivefold increase in comparison with the
the same level of damage degree, and therefore the same control [78]. In this case, the specific energy delivered to
juice yield, was achieved at 1.25 kV/cm, using 150 kJ/kg the beetroot was lower (2.5 kJ/kg) due to the fact that
and at 2.5 kV/cm, using 110 kJ/kg [48, 49]. betanine extraction was no longer dependent on pulse

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118 Food Eng Rev (2010) 2:109–130

Table 4 Summary of the applications of PEF treatment to extraction of valuable compounds from vegetable and non-vegetable cells
Tissue Extracted E (kV/cm) Energy Extraction method Main effects of PEF Reference
compound (kJ/k) treatment

Apple Soluble \1 10–70 Water Significant increase of the [59]


substances T: 20–75 C diffusion coefficient
Large excess
Artichoke Polyphenols 0.75–1.5 1–5 McIlvaine buffer (pH 2.8) Threefold increase of polyphenols [22]
T: 30 C extraction over 5 h,
L:S = 20 Optimal conditions at 1.5 kV/cm,
1 kJ/kg
Carrot Soluble 0.67 – Water Maximum yield obtained upon [40]
substances T: 18–35 C tissue preheating at 50 C and
mild PEF treatment (300 V/cm–
L:S = 3 Centrifugal
30 pulses)
Chicory Soluble 0.1–0.6 \10 Water At 40 C, 5 times higher yield than [76]
substances T: 20–60 C control. Smaller differences at
higher T
L:S = 3
Fennel Antioxidants 0.6 5–40 Water Yield increase from 60 to 98% for [37]
T: 20, 60–90 C. coarse gratings
L:S = 2
Inonotus obl iquus Betulin 10–70 – Ethanol solution Betulin yield increased by 20% [126]
(35–100%) and the extracting time was
Room T much shorter for 2 pulses at
40 kV/cm
L:S = 5–30
Rapeseed Oil 5–7 42–84 Hexane Slight increase in oil recovery, but [53]
room T increase of functional food
ingredients
L:S = 20
Red Beetroot Betanine 1 7 Water ? 0.25 M mannitol Release of about 90% of total red [46]
Room T coloring after 60 min compared
to \ 5% of the control
L:S = 1
7 2.5 McIlvaine buffer (pH 3.5) Fivefold quicker release of 90% of [78]
T: 30 C total betanine than non-PEF-
treated samples
L:S = 0.25
Maize Oil 0.6–7.3 0.6–90 Hexane Increased yield of phytosterols [54]
room T (32%) and of the isoflavonoids
genistein and daidzein (20–21%)
L:S = 20
Sugar Beet Sugar 0.2–0.8 0.5–24 Water circulating at Significant enhancement of soluble [60]
3.3 g/min on 20 g transfer from 150 V/cm to 500
Room T V/cm before stable value
0.2–1.2 6–7 Water Increase in yield from 5 to 30% [38]
Room T
L:S = 1
*15 0.75 Hot water Sugar extraction at much lower [109]
temperatures (\70 C), with
higher purity (no thermal
denaturation of cell walls)
0.7–0.9 5–6 Water Under centrifugation, 90% release [39]
room T after 100 min, compared to
300 min of untreated
L/S = 3
Centrifugal (150–9,6609g)
0.1 – Water Complete release after 1 h at [74]
T = 20–60 C 40 C, in comparison to 50%
of the untreated
L:S = 3

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Food Eng Rev (2010) 2:109–130 119

Table 4 continued
Tissue Extracted E (kV/cm) Energy Extraction method Main effects of PEF Reference
compound (kJ/k) treatment

1–7 3.7 Water Maximum yield compared to [79]


T: 20, 40, 70 C untreated increased by 7 at 20 C
and 1.6 times at 40 C
L:S = 5
Rana temporaria Poly-saccharide 20 – KOH solution 55% higher extraction yield, less [125]
Room T impurities
Bone Dissoluble calcium 0–70 – Citric acid solution (0–2%) Yield 20 times higher than control, [127]
room T 9 than boiling, 3 than microwave
L:S = 40

number at higher field strengths ([5 kV/cm), and appar- Sugar


ently a higher degree of permeabilization can be obtained,
even when fewer pulses were applied [78]. Moreover, the Aqueous extraction is the standard method to recover sugar
combination of PEF at 7 kV/cm and pressing at 14 bar from beets. It is usually performed in industry by an
shortened the extraction time by 18-fold [78]. immersion of beet cuts (cossettes) in hot water (70–75 C).
This leads to an alteration of the cell tissue and loss of
Oil pectin into the juice, which consequently needs compli-
cated purification. The application of PEF ensures a non-
PEF treatment has also been proposed to enhance the thermal permeabilization of the cellular membrane that
extraction of oil from harder tissues, such as maize, olives, allows extraction at lower temperatures [38].
and soybeans [54] as well as rapeseed [53]. In order for A patent was filed in 1999 to protect a method for
PEF treatment to be effective for such vegetable tissues, a treating sugar beets with an electric field, followed by
long pulse duration (of the order of 100 ls) and high extraction or pressing [42]. Later, a pilot-scale electropo-
specific energy (up to 90 kJ/kg) are required, and in any rator was developed, using a Marx generator, capable of
case, the enhancement of oil yield is only marginal, while a achieving appreciable energy savings since the treated
more substantial variation of the functional components beets could be extracted at much lower temperatures, for
was observed [53, 54]. For instance, a mild application of instance below 70 C, with the same sugar extraction, but
PEF (0.6 kV/cm) on maize germs, increased oil yield by higher purity since thermal denaturation of the cell walls is
7%, in comparison with an 8% increase induced by freeze- prevented [109].
thawing with a significantly higher energy expenditure. The application of moderate PEF (\1 kV/cm) as pre-
Additionally, the composition profile of extracted oil treatment to the laboratory scale solid–liquid extraction of
resulted in the enrichement of phytosterols (up to 30%) as sugar from sugar beets showed that a minimal value of
well as isoflavonoids. Genistein and daidzein in soybeans 0.15 kV/cm is required in order to obtain a measurable
increased by 20% after PEF treatment in comparison with enhancement of soluble transfer, with a stable value
the untreated samples [54]. increase being reached above 0.5 kV/cm [60]. Moreover,
Rapeseed is the most important oilseed in Europe, due to increasing the number of pulses at 0.94 kV/cm from 100 to
it being used for the industrial applications of biodiesel 250 increased the yield of solute from 15 to nearly 30%
[53]. Nevertheless, there are also numerous food applica- after 8 h, while a further increase up to 1,000 did not affect
tions, due to its high content of essential linolenic acid (x-3 the yield of solute [38]. In all cases, the specific energy
fatty acid) and of monounsaturated fatty acids, polyphe- requirements were below 10 kJ/kg, and the energy input
nols, phytosterols as well as tocopherols, which gives was found to be almost the same (5–6 kJ/kg) for different
rapeseed oil an excellent nutritive value. PEF treatment of shapes and sizes, such as disks (30 mm diameter and 8.5
intensity 5–7 kV/cm and 42–84 kJ/kg induced irreversible thickness) as well as 1.5 mm thick gratings [39]. Electric
permeabilization. Nevertheless, after hexane extraction for field intensity can be further reduced when PEF treatment
2 h at room temperature, only a slight increase in oil is applied in combination with thermal plasmolysis at
recovery was observed [53]. On the other hand, antioxidant moderate temperature. PEF treatment accelerated the dif-
capacity increased by about 10% due to the increased fusion process, which, to be completed in 1 h, required
polyphenol contents [53]. mild heating at 40 C, while for untreated sample heating

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at 70 C was required. In addition, in comparison with bones [127] were recovered with the aid of PEF in a
untreated samples, no loss of solution purity is induced by continuous system. For example, compared to the con-
PEF at comparable extraction temperatures, but purity is ventional extraction in KOH solution, PEF at 20 kV/cm
measurably increased at comparable yields, since lower and an overall pulse duration of 6 ls increased the
extraction temperatures are required for PEF-treated sam- extraction yield of polysaccharides from Rana temporaria
ples [74]. by 55% and improved extract purity [125]. Similarly, dis-
A kinetics investigation of PEF-assisted sucrose soluble calcium was recovered from bones by PEF-assisted
extraction showed that the efficiency of the solid–liquid extraction in citric acid solution (1.25%), with a maximum
extraction is independent of frequency, pulse width, and yield with an electric field of 70 kV/cm and 12 pulses. The
shape at 7 kV/cm, with it being influenced by the electric calcium extraction was increased with a greater pulse
field strength applied as well as the temperature of the number and higher electric field intensity. In comparison
extracting medium. The application of 20 pulses at 7 kV/ with traditional extraction methods, such as boiling and
cm (3.9 kJ/kg) increased the maximum yield by 7 and 1.6 microwave, the extraction time by PEF was shortened, and
times, compared to non-PEF-treated samples, at 20 and the content of dissoluble calcium by PEF was 20 times
40 C, respectively, while on the other hand, reduced the faster than untreated sample, 9 times than boiled, and 3
extraction temperature for 80% of sucrose in 60 min, from times than microwaved [127].
70 to 40 C [79].
Antioxidants
Soluble Matter
Over the last few years, the market-driven development of
The extraction of soluble substances of different kinds has foods with not only nutritive functions but also health
been enhanced through PEF, in combination with a low benefits has focused interest on bioactive compounds, such
thermal treatment, from apple slices [59], from carrots [40] as polyphenols (anthocyanins, tannins, catechins, and
as well as from chicory [76]. In the case of carrots, tissue flavones), which can modulate biochemical reactions as
preheating (30–50 C) contributed additionally to the well as the organism’s defenses, with beneficial effects on
effectiveness of PEF treatment, due to tissue softening and human health, due to the antioxidant, anti-inflammatory,
changes in the cell membrane fluidity. For instance, pre- anti-tumor properties as well as contributing to the pre-
heating at 50 C allowed cell electroporation at low PEF vention of heart diseases [56, 57].
intensity (0.3 kV/cm) and short treatment time (30 pulses) Since bioactive compounds are in general intracellular
[40, 41]. In the case of chicory, treatments at a low electric metabolites produced by vegetables or animals, a key issue
field intensity (0.4–0.6 kV/cm) and with moderate electric is represented by their extraction under mild conditions, in
energy consumption (\10 kJ/kg) induced a high level of order to preserve their activity.
tissue disintegration even at room temperature. Complete One of the first attempts to recover bioactive compounds
solute extraction (measured in Brix) was obtained even at consisted of the application of PEF (0 to 1.6 kV/cm, 0 to 30
room temperatures (20 or 30 C) within 3 h, while for pulses) to Chenopodium rubrum and Morinda citrifolia
untreated samples at least extraction at 60 C was required cells. Depending on the treatment intensity, up to 85% of
[76]. the total amaranthin content and 6% of total content of
The effect of grating size (thickness varying from 0.1 to anthraquinones of the cells were released. However, cells
1.8 mm) was investigated for fennel. The PEF treatment were killed at release values higher than 16 and 2%,
(up to 0.6 kV/cm, pulse duration of 100 ls and up to 50 respectively [36].
pulses) was more effective for coarse gratings than for thin More recently, PEF-assisted extraction of betulin from
gratings, in terms of juice yield and purity. In fact, while Inonotus Obliquus (white rot fungus) was conducted by
the extraction rate was faster for smaller gratings of applying exponentially decaying bipolar pulses with a
untreated fennel, extraction from PEF-treated sample pulse duration of 2 ls at 10–70 kV/cm, in a continuous
occurred with the same rate, independent of grating size. device. In comparison with conventional method, betulin
Furthermore, extracts obtained from coarse gratings treated extraction by PEF was effective at 2 pulses at 40 kV/cm,
by PEF contained more vitamins C and E than extracts with betulin yield increased by 20% and shorter extraction
obtained by thermal extraction. On the other hand, in order times [126].
to reach maximum yield, energy required depended on PEF treatment was also applied to induce an irreversible
grating size and reached values as high as 40 kJ/kg for disintegration on the cellular membrane of raspberry cells
largest size [37]. for the extraction of anthocyanins. The extraction rate was
Polysaccharides from Rana temporaria chensinensis linearly correlated to the number of pulses of PEF [82], but
David, a Chinese frog [125], and dissoluble calcium from increasing intensity degraded Cyanidin-3-glucoside, the

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Food Eng Rev (2010) 2:109–130 121

the beneficial health properties of the wine, as undoubtedly


control
PEF 0.75kV/cm 0.5kJ/kg highlighted by recent studies in vitro and in vivo on their
concentration (mg/g bracts)

1.5 PEF 1.5kV/cm 5kJ/kg


antioxidant and free radical-scavenging properties [47, 88].
The phenolic content and composition of wines depends
1.0 on the initial content in grapes, which is a function of
variety and cultivation factors [63], but also on the wine-
making techniques [84]. For instance, increasing fermen-
0.5 tation temperature, thermovinification, must or grape
freezing, saignée as well as use of maceration enzymes can
enhance the extraction of phenolic compounds through the
0.0
0.0 0.5 1.0 12.0 24.0 degradation or permeabilization of the grape skin cells [85,
time (h) 100]. Nevertheless, permeabilization techniques suffer
from some drawbacks, such as higher energy costs and a
Fig. 3 Effect of PEF treatments of different intensity on total lower stability of valuable compound at higher temperature
polyphenols release [22]
(thermovinification), or the introduction of extraneous
compounds and general worsening of the wine quality
major anthocyanins in raspberry, into chalcone [130, 131]. [113].
Nevertheless, in general, only a marginal reduction of On the other hand, traditional techniques for increasing
bioactives, such as flavonoids, anthocyanins, carotenoids, phenolic content of wines include the extension of the
and vitamin, were reported to be induced by PEF [112]. maceration times beyond the time required for fermenta-
The involucral bracts of artichokes are a valuable by- tion, up to 3 or 4 weeks [23] but are limited by three- to
products of artichoke processing, rich in polyphenolic fourfold longer maceration times.
compounds. A PEF pretreatment (applied electric field of Therefore, PEF treatment may represent a viable option
1.5 kV/cm for 500 pulses of the duration of 10 ls each), for enhancing the extraction of phenolic compounds from
which required an energy consumption of 5 kJ/kg skin cells during the maceration steps, without altering
enhanced the extraction yield in water of 150% as well as wine quality and with moderate energy consumption. An
the rate of release. Milder pre-treatment conditions initial confirmation of this concept was reported for PEF-
(0.75 kV/cm for 500 pulses of the duration of 10 ls each) assisted juice expression from blue grapes, which resulted
required less energy (1 kJ/kg) but gave a yield increase of in the increase of anthocyanin concentration [67]. Also
only 30% with respect to untreated samples. Typical when applied to white grapes (Muscadelle, Sauvignon and
extraction curves are reported in Fig. 3. Extraction Semillon) prior or simultaneously to pressing (5 bar), PEF
enhancement was correlated to tissue permeabilization resulted beneficial not only in the increase of juice yield
(reported in Fig. 2) by the measurable increase of con- from 50 to 80% after 45 min of pressing, but also in the
ductivity in the low frequency range of the treated tissue significant improvement of juice quality. Optimum treat-
[22]. ment conditions required an energy input of 20 kJ/kg at
Another field of intensive research of PEF application to electric field strength 0.75 kV/cm [92]. Similar mild con-
enhance the extraction of antioxidants is represented by ditions (15 kJ/kg at electric field strength 0.4 kV/cm) were
polyphenols release from grape skins in winemaking. This used for the permeabilization of another white grape, such
topic will be discussed in details in the following as Chardonnay variety. The PEF pre-treatment resulted in
paragraph. the increase of juice yield from 67 to 75%, in the elevation
of the content of polyphenols (more than 15%) as well as a
reduction of turbidity [51]. When PEF-treated grape skins
Impact of Pulsed Electric Fields on Winemaking of Chardonnay grapes are subjected to aqueous extraction
at ambient temperature, the quantity of extracted poly-
Grapes contain large amounts of different phenolic com- phenols was increased by about 10%, in comparison with
pounds, especially located in the skin, that are only par- untreated grapes [27].
tially extracted during traditional winemaking processes, In comparison with other non-thermal technologies, the
due to the resistances to mass transfer of the cell walls and effect of PEF treatment at 3 kV/cm was comparable with
cytoplasmatic membranes. In red wine, the main phenolic High Hydrostatic Pressure at 600 MPa for 1 h and Ultra-
compounds are anthocyanins, responsible for the color of sounds at 35 kHz and 70 C also for 1 h, in terms of the
red wine, tannins and their polymers that instead give the extraction of bioactive substances such as anthocyanins
bitterness and astringency to the wines [84]. In addition, from grape by-products. In fact, the measured enhancement
the presence of phenolic compounds is also responsible of of total phenolic content was of 50% with respect to

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untreated samples for all pretreatments. Nevertheless, the polyphenolic release strongly depends on the grape variety.
application of PEF increased the antioxidant activity of the In addition, color intensity, anthocyanins, and polyphenols
extracts fourfold, while High Hydrostatic Pressure only content are not affected in the same way by PEF treatment.
threefold and Ultrasounds less than twofold. In addition, For Tempranillo, electroporation at 10 kV/cm of the
PEF treatment time was ultra-short (\1 s) in comparison grape skin caused an increase after 96 h of maceration of
with the other non-thermal technologies (1 h) [33]. the color intensity, anthocyanin content as well as total
As an alternative to thermovinification, PEF treatment polyphenolic index with respect to the control during all
was applied to Pinot Noir mash. Complete opening of the the vinification process. Furthermore, PEF did not affect
cells required an applied electric field strength of approx- the ratio between the components of the red wine color (tint
imately 40 kV/cm and a specific energy higher than and yellow, red, and blue components) and the other wine
35 kJ/kg [102, 104], which was considerably lower than characteristics of the wine such as alcohol content, total
thermovinification and induced similar polyphenolic con- acidity, pH, reducing sugar concentration, and volatile
tent [103]. acidity [81].
From a technological prospective, great interest has A similar PEF treatment (2–10 kV/cm and 0.4–6.7 kJ/
been recently given to the application of PEF for the per- kg) was applied to three different Spanish grape varieties:
meabilization of the grape skins prior to maceration. The Garnacha, Mazuelo, and Graciano. The evolution during
enhancement of the rate of release of phenolic compounds maceration of color intensity, anthocyanins, and total
during maceration offers several advantages. In the case of polyphenols showed that the efficiency of the treatment
red wines obtained from grapes poor in polyphenols, it can depended on the grape variety. When compared to the
avoid blending with other grape varieties richer in phenolic control, PEF treatment was more effective in Mazuelo than
compounds, or use of enzymes. Moreover, it can signifi- in Garnacha and Graciano varieties, as shown in Table 5
cantly reduce the maceration times. Finally, a richer [77]. The higher efficiency observed for Mazuelo was
polyphenolic content can potentially develop a fresher taste explained in terms of worse extractability of the phenolic
and intense color also after aging. Table 5 reports the main compounds from Mazuelo grapes than from the other two
treatment conditions, the grape varieties treated as well as grape varieties, suggesting that PEF treatment could be
the fractional enhancement of the color intensity, antho- more useful when the extraction of phenolic compounds
cyanins content, and total polyphenolic content induced by from the grape skins is more difficult [77]. These findings
PEF on fresh wine, as resulting from primary fermentation were also confirmed for Italian varieties of Aglianico,
and maceration stage, in comparison with the control wine. Piedirosso, and Nebbiolo. PEF treatment resulted in a
The results are reported as fractional enhancements, due to significant increase, especially of the total polyphenolic
the strong differences in the absolute content of the three content, only for Aglianico, while for the other two vari-
parameters reported in the different wines. Table 5 shows eties, only an increase in color intensity was observed.
that for a total energy delivered of less than 10 kJ/kg, Remarkably, when considering the absolute value, the total

Table 5 PEF treatment conditions and fractional increase of color intensity, anthocyanin content, and polyphenolic content on fresh wine after
maceration
Grape variety E (kV/ Pulse duration Total energy (kJ/ Enhancement with respect to control Reference
cm) (ls) kg)
Color intensity Anthocyanins Total polyphenols
(%) (%) (%)

Tempranillo 10 3 6.7 23 26 24 [81]


Garnacha 10 3 6.7 29 24 16 [77]
Graciano 2 3 0.4 19 18 14 [77]
Mazuelo 10 3 6.7 62 39 36 [77]
Cabernet 5 3 2.1 48 43 45 [80]
Sauvignon
Cabernet 5 3 3.67 35 28 15 [96]
Sauvignon
Cabernet 5 3 3.67 38 18 25 [95]
Sauvignon
Aglianico 3 10 10 10 29 100 [35]
Piedirosso 3 10 10 33 -3 -9 [35]
Nebbiolo 3 10 10 33 5 -2 [35]

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Food Eng Rev (2010) 2:109–130 123

polyphenolic content in the control wine is 1.1 g/l G.A.E. Apples


(Gallic Acid Equivalent) for Aglianico, 10.1 g/l G.A.E. for
Piedirosso, and 12.6 g/l G.A.E. for Nebbiolo. Hence, it is The permeabilization of the cell membrane can be obtained
evident that maximum PEF efficiency was obtained in the by means of non-thermal processes, which can stress the
case of difficult polyphenolic release [35]. cells while preventing their thermal denaturation. The
In the vinification of Cabernet Sauvignon grapes, PEF comparison of High Hydrostatic Pressure (400 MPa for
treatment (5 kV/cm, 2.1 kJ/kg) in a continuous system of 10 min at 25 C) and PEF (20 exponential decay pulses of
the grape pomace produced wines richer in color intensity, duration 800 ls and field strength of 1.4 kV/cm) with
total polyphenols, anthocyanins, and tannins and showed thermal treatments (blanching at 60 C for 5 min) showed
better visual characteristics. In particular, the HPLC anth- that all the pretreatments comparably increased the water
ocyanic profiles of PEF wines were similar to those of loss from apple slices during osmotic dehydration (under
control wine, suggesting that the permeabilization of the the conditions described in Table 6). Nevertheless, the
cell membranes of pomace did not produce a selective solids gain of PEF-treated samples was similar to untreated
effect on any anthocyanin. Furthermore, the maximum samples, and lower than in the other samples [115]. While
polyphenols release was already reached after 72 h, thermal denaturation degrades the overall structure of the
reducing the maceration time of Cabernet Sauvignon grapes apple tissue, damaging cellular membrane constituents
from 268 h of the untreated grapes [80]. PEF treatment such as pectin, PEF treatment probably causes these cel-
resulted more effective also of commercial enzymatic lular constituents to shrink and to stick to the internal
preparations. For instance, after 3 months of storage, color structure of the apple tissue [59], with the consequence of a
intensity, anthocyanic content, and total polyphenol index better diffusion of the small molecules (i.e. water) and only
were 28, 26, and 11%, respectively, higher in PEF-wine a slight improvement of the diffusivity of the larger mol-
than in control wine. In contrast, enzymatic preparations ecules. In another work, it was shown that, while cell
increased at most color intensity by 5%, anthocyanic con- membrane permeabilization, measured through the con-
tent by 11%, and total polyphenol index by 3%, in com- ductivity index, generally increased with increasing field
parison with the control wine [96]. strength and pulse number, higher water loss and solids
Over 12 months of aging in bottles, red wine from gain were obtained for the application of 20 pulses at the
Cabernet Sauvignon grapes treated by PEF (5 kV/cm and intermediate electric field 1.0 kV/cm (1 kJ/kg), while a
3.67 kJ/kg) exhibited a higher polyphenolic concentration lower rate of mass transfer was observed for the same
and color intensity. Furthermore, no significant differences pulses at 0.5 kV/cm (0.25 kJ/kg) and 2 kV/cm (4 kJ/kg).
from control wine in the content of monomeric anthocya- Differently from the data reported above, shorter pulse
nins and quality parameters were recorded. However, the duration was used (400 ls) in this case [116]. Notwith-
content of flavan-3-ols, flavonols and hydroxycinnamic standing the marginal effect on the osmotic dehydration
acids and derivatives was higher in PEF-treated wine [95]. rate, non-thermal pretreatments can measurably reduce the
degradation of vitamin C, making the application of PEF
especially advantageous when moisture reduction and
Impact of Pulsed Electric Field on Drying minimal alteration in product taste are desired due to
minimal sugar uptake [115]. The application of PEF similar
The permeabilization of vegetable tissues caused by PEF in intensity (0.9 kV/cm and pulse duration of 100 ls) but
treatment induces an increase in the mass and heat transfer with higher specific energy input (13.5 kJ/kg), under dif-
rates between the cells and their surroundings, which can ferent osmotic dehydration conditions (see Table 6) was
be also exploited in order to enhance the efficiency of the indicated to be optimal in order to increase the rate of water
drying process [68]. In particular, in the applications pro- loss and solid gain, and the solid content in apple samples
posed and summarized in Table 6, PEF was configured as a was studied [11].
pretreatment of the drying process, in order to either The application of a PEF treatment with energy values
enhance the drying rates or to obtain a higher quality of about 10 kJ/kg was found to be required in order to
product in terms of structure or solid content. The effect of increase the porosity of apple tissue and reach the maxi-
PEF pretreatment was only marginal in enhancing mass mum conductive permeabilization index, using a moderate
transfer in both air drying and osmotic dehydration of electric field strength (1 kV/cm) and pulse duration of
apples [11, 17, 115, 116]. However, it has been shown to be 300 ls. Interestingly, the sizes of the induced pores were
significantly more effective for osmotic dehydration of smaller than the average sizes of pores in the untreated
carrots [8–10, 98], peppers [2, 5, 6], mangos [118], and samples, and of the characteristic dimension of the tissue
strawberries [117] and air drying of potatoes [12, 17, 75]. cell wall thickness, suggesting that PEF treatment affects

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124 Food Eng Rev (2010) 2:109–130

Table 6 Summary of the applications of PEF treatment to vegetable tissue drying


Tissue E (kV/cm) Energy Drying Main effects of PEF treatment Reference
(kJ/kg)

Apple 1.4 3 Osmotic dehydration: Moisture reduction and minimal alteration in [115]
50Brix sucrose product taste due to minimal sugar uptake
T: 40 C, L:S = 25
0.5–2 0.6–9.6 Osmotic dehydration: Cell membrane permeabilization increased with [116]
50Brix sucrose, increasing field strength and pulse number, but
higher water loss and solids gain only at
T: 40 C, L:S = 25
1.0 kV/cm
0.75–1.5 – Convective air oven: No effect on drying rates and diffusion [17]
T: 70 C coefficients, only porosity and structure
changed measurably
0.9 13.5 Osmotic dehydration: Faster drying rates: decrease of sugar [11]
45Brix sucrose concentration in the osmotic solution and
higher solid content in apple samples
Ambient T, L:S = 3
Carrot 0.2–1.6 0.04–2.25 Osmotic dehydration: Accelerated mass transfer of moisture and solute [98]
50Brix sucrose, diffusion due to increased cell membrane
permeabilization
T:40 C, L:S = 25
0.6 19 Centrifugal osmotic dehydration: PEF enhances both water loss and solid gain [8]
65%NaCl/sucrose, during osmotic dehydration
T: 20 C, L/S = 3
0.6 19 Centrifugal osmotic dehydration: PEF treatment and salt addition enhanced the [9]
45–65Brix NaCl ? sucrose, osmotic dehydration kinetics
T: 20 C, L:S = 3
0.6 19 Centrifugal osmotic dehydration: Reduction of air drying time: minimal time [10]
65Brix sucrose, required to dehydrate until 10% residual water
is reduced from 260 min (120 min of osmotic
T: 40 C, L/S = 3
dehydration and 140 min of drying at 60 C) to
Air drying at 40–60 C, Qair: 6 m3/ 230 min
h
Mango 1–3 3.6 Osmotic dehydration: Increased water loss during osmotic dehydration [118]
50Brix sucrose, while minimizing solid gain (minimal
alteration in product taste)
T: 40 C, L/S = 25
Pepper 0.5–2.5 1–15 Osmotic dehydration Increasing field strength resulted in increase in [5]
25Brix water loss from 36 to 50%
NaCl/sucrose,
T: 25–55 C, L/S = 25
1–2 4–16 Osmotic dehydration: Enhanced rate of transfer: increase in water loss [6]
50Brix sucrose or of 11–25% and 2–5% in solids gain, depending
on treatment
25Brix
NaCl/sucrose,
T: 30 C, L/S = 10
1–2 1–25 Osmotic dehydration: Enhanced drying rates significantly only in initial [2]
25Brix stages, but in the final drying stages the rate
was faster in the untreated samples.
NaCl/sucrose,
Measurable cell membrane permeabilization
T: 30 C, L/S = 10 Fluidized bed only up to 30 pulses.
air drying:
T: 60 C, vair: 1 m/s

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Food Eng Rev (2010) 2:109–130 125

Table 6 continued
Tissue E (kV/cm) Energy Drying Main effects of PEF treatment Reference
(kJ/kg)

Potato 0.9–2 4–16 Fluidized bed drying Improved mass transfer rates during fluidized [12]
T: 55–70 C, bed drying
vair: 2 m/s
0.75–1.5 – Convective oven drying: Diffusion coefficients increased by up to 40%, [17]
T: 70 C but no further effect observed increasing the
pulses from 5 to 120 did not affect the diffusion
coefficient
0.1–1.5 – Convective oven drying: Increase of drying rate with moderate treatment [75]
T: 30–70 C (0.3–0.4 kV/cm), or decrease of drying T to
20 C
Strawberry 12 100 Osmotic dehydration: Increase of solid gain of 50–62%, water loss [117]
50Brix sucrose/glucose/salt enhanced by vacuum, use of a salt-sucrose mix
or PEF
T: 40 C, L/S = 10

not only plasmalemma membranes but also the cell wall enhancement was correlated to the increase in the
integrity of samples [26]. permeability of the potato tissue [12]. In order to reach
Further studies have showed that for PEF treatments maximum permeabilization, an energy input of 10 kJ/kg
with an electric field strength between 0.1 and 0.4 kV/cm, a was sufficient, even in a single pulse [69]. Provided that a
higher disintegration efficiency, measured both by con- sufficient input energy is delivered, also moderate electric
ductive permeabilization index and textural relaxation field strengths (0.3–0.4 kV/cm) can have a significant
analysis, was obtained for larger pulse durations (10, 100 effect on the drying of potato tissue. In particular, the
and 1,000 ls) for the same PEF treatment time. Interest- water diffusion coefficient was shown to be a function of
ingly, the final texture of the tissue was different for the the conductivity disintegration index for convective dry-
same value of permeabilization obtained with different ing from 30 to 70 C [75]. High drying rates could also
PEF protocols [34]. Notwithstanding the induced structural be obtained by pre-treating the potatoes through freeze-
variations, with the compressive strength of apples reduced thawing, but at the cost of a significantly higher energy
between 20 and 50% after treatment, due to increased expenditure, or by thermal plasmolysis, with the risk of
porosity and particle density and decreased bulk density, undesirable changes in product quality. Instead, the mass
the drying rates in a convective air oven at 70 C and water transfer enhancement promoted by the PEF treatment of
diffusion coefficients of apples were observed not to be potato tissue could also reduce drying temperature,
affected by PEF treatment (5–60 pulses of duration 100– especially for the drying of thermal sensitive products
300 ls at 0.75–1.5 kV/cm) [17]. [75].
While some authors reported that PEF treatment did not
Potatoes affect the compressive strength of potatoes [17], others
measured changes in the viscoelastic properties of potato
Apparently, the PEF treatment of potatoes had opposite tissue that were ascribed to loss of turgor [45].
effects, enhancing the drying rate and with minor changes
the textural properties. For instance, the same PEF treat- Carrots
ment (5–120 pulses of duration 100 ls at 0.75–1.5 kV/cm),
that did not work for apples, succeeded in enhancing the air In the case of carrots, accelerated mass transfer of moisture
drying rate of potatoes in a convective oven at 70 C. The and solute diffusion during osmotic dehydration after PEF
diffusion coefficients increased by up to 40% after 5 pulses, treatment were attributed to increased cell membrane per-
but they were not affected by a further increase in the meabilization [98]. Applied energy of 2.25 kJ/kg increased
number of pulses (up to 120) [17]. the cell wall permeability (the cell disintegration index rose
Improved mass transfer rates were also observed dur- to 0.84), which resulted in increased mass transfer rates
ing fluidized bed drying (conditions reported in Table 6) during osmotic dehydration [98]. On the other hand, cell
due to a PEF treatment (0.35–3 kV/cm, 6.4–16.2 kJ/kg), permeabilization caused softening of the dehydrated
yielding dehydrated products of comparable quality to product [98] as well as a decrease in the firmness of the
traditionally processed products [12]. The mass transfer rehydrated product [8].

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126 Food Eng Rev (2010) 2:109–130

The PEF-assisted osmotic dehydration of carrots level of a field strength of 0.35 kV/cm in order to achieve
(detailed in Table 6), under centrifugation (2,4009g), significant cell permeabilization. In addition, the final
stirring (250 rpm) and with salt addition to the sucrose conductivity increase has been observed as being directly
solution (NaCl/sucrose solutions 0%/65%, 5%/60% and proportional to the number of permeabilized cells [44].
15%/50%) also caused the enhancement of the drying Hence, the combination of the characteristic treatment time
kinetics [9]. In particular, when PEF-assisted centrifugal of the conductive disintegration index with the total energy
osmotic dehydration was combined with conventional air consumption was used to experimentally determine the
drying, the air drying time was significantly reduced [10]. optimal electric field strength for the tissue permeabiliza-
In both cases, the PEF treatment consisted of the applica- tion of different vegetables, such as aubergine, pear,
tion of a total energy of 19 kJ/kg by pulses of 100 ls banana, apple, potato, carrot, and cucumber. It resulted that
duration with an electric field intensity 0.6 kV/cm. The the optimal electric field strength depends on the type of
PEF treatment, followed by osmotic dehydration in a tissue and is higher for cells having developed a secondary
sucrose solution of 65% (w/w) at 40 C under 2,4009g for cell wall, such as aubergine (0.5–0.6 kV/cm), pear and
120 min, reduced the following air drying time at 60 C to banana (0.9–1.1 kV/cm), while for apple, potato, carrot,
10% residual moisture from 140 to 110 min [10]. and cucumber, the optimal electric field strength value was
found to be in the range 0.2–0.4 kV/cm [24].
Peppers Notwithstanding the considerations reported above on
the dependence of the mass transfer on tissue permeabili-
The use of PEF (up to 2.5 kV/cm and 15 kJ/kg) was zation, the comparison of different permeabilization
evaluated as a pretreatment to the osmotic dehydration of methods, such as PEF (1–3 kV/cm and 10–100 pulses),
bell peppers at 35 C, in comparison with the osmotic High Hydrostatic Pressure, supercritical CO2, and freezing
dehydration conducted at higher temperatures (45 and in the osmotic dehydration of mangos [118] and straw-
55 C). While a similar increase of water loss was induced berries [117], showed that while water loss can be quite
by higher temperatures as well as PEF (from 30 to 50%), well correlated to the permeabilization achieved, indepen-
increasing the temperature decreased vitamin C concen- dent of the method applied, solid gain was instead affected
tration and carotenoids content more than PEF. The results by the pretreatment. For instance, significant differences
obtained at field strength 2.5 kV/cm were comparable, and were observed for mangos in the solids gained at similar
in some cases better than those at an elevated temperature permeabilization values, to an extent that it was claimed
of 55 C, suggesting that a high intensity electric field that the type of pretreatment had a greater influence on the
could be an attractive alternative to conventional thermal solids gained than the extent of cell membrane permeabi-
processing [5]. Under similar PEF conditions, the water lization. In particular, PEF treatment increased water loss
loss was increased by 11–25% and solids gain of 2–5% while minimized solids gain, thus causing a minimal
when compared to the untreated samples in the two alteration in the product taste, yielding to products of
osmotic solutions (50Brix sucrose or 25Brix NaCl/ acceptable color as the same fresh mangos [118]. In the
sucrose), due to the irreversible permeabilization within the case of strawberries, solid gain was higher than untreated
cell membrane of cellular materials as well as the initiation samples of 96–270% for the prefrozen treatment, 40–160%
and growth of the pores [6]. for High Hydrostatic Pressure and 50–62% for PEF [117].
Notwithstanding the induced cell permeabilization, The drying rates of okra were also significantly influ-
which increased with field strength and higher pulse enced by the different pretreatments. The control samples
number, PEF treatment (1–2 kV/cm, 400 ls duration and had the lowest coefficient of diffusivity while samples
energy from 1 to 25 kJ/kg) was not effective as a pre- pretreated with PEF at maximum energy input (4 kV/cm)
treatment to air drying at 60 C in a fluidized bed dryer (air had the highest coefficient [1].
velocity of 1 m2/s). Pre-treating pepper with PEF enhanced
initial drying rates significantly, but in the final drying
stages, the mass transfer rate of water was faster in the Conclusions and Future Perspectives
untreated sample [2].
PEF technology is likely to support many different appli-
Other Vegetable Tissues cations in the food industry, directed at enhancing process
intensification and/or delivering new products to the mar-
The development of a method for the in situ visualization ket. In spite of the high potential of this technology, not all
of changes related to electropermeabilization of plant tissue the possible applications have been exploited yet, due to
(onion epidermis), through staining with neutral red and a the lack of detailed knowledge about the mechanisms of
camera connected to a stereomicroscope, set a threshold electroporation and pore resealing.

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Food Eng Rev (2010) 2:109–130 127

This technology, through the induction of membrane pre-treated by pulsed electric field. Lwt-Food Sci Technol
permeabilization of the cells, offers the potential to effec- 40:1156–1166
9. Amami E, Fersi A, Vorobiev E, Kechaou N (2007) Osmotic
tively enhance mass transfer from vegetable and animal dehydration of carrot tissue enhanced by pulsed electric field,
cells, opening the doors to significant energy savings in salt and centrifugal force. J Food Eng 83:605–613
drying, to increased yields in juice expression, to the 10. Amami E, Khezami L, Vorobiev E, Kechaou N (2008) Effect of
recovery of valuable cell metabolites, with functional pulsed electric field and osmotic dehydration pretreatment on
the convective drying of carrot tissue. Dry Technol 26:231–238
properties, or even to the functionalization of foods. For 11. Amami E, Vorobiev E, Kechaou N (2005) Effect of pulsed
instance, the PEF treatment of the grape pomaces during electric field on the osmotic dehydration and mass transfer
vinification, can significantly increase the polyphenolic kinetics of apple tissue. Dry Technol 23:581–595
content of the wine, thus improving not only the quality 12. Angersbach A, Knorr D (1997) High intensity electric field
pulses as pretreatment for affecting dehydration characteristics
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