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Abstract— In this paper, an integrated design with a bands (i.e., at millimeter waves) with wider bandwidth pro-
multiple-input multiple-output (MIMO) antenna system for vides high data rates. Therefore, to design small size multiple
fourth generation (4G) and fifth generation (5G) applications antennas with wide bandwidths and covering multiple bands
is presented. The proposed design contains a two-element slot-
based MIMO antenna system for 4G and a connected antenna within a mobile phone is a hot topic for antenna designers [2].
array (CAA)-based two-element MIMO antenna system for a Printed Inverted-F antennas (PIFA) and monopole-based
potential 5G band. Two rectangular loops are etched on the MIMO antennas are famous for mobile applications due to
periphery of the ground plane. The top and bottom portions their compact size and ease of fabrication. A four-element
of the thin loops act as the two 4G MIMO antennas, while PIFA-based MIMO antenna system was reported in [3]
parts of their sides are acting as 5G arrays. The antenna
system is fabricated on a commercially available Roger 4350 sub- for LTE applications. It covered 1.84–2.69 GHz band. The
strate with r equal to 3.5, while the dimensions of the board dimensions were 136 × 68.8 × 6 mm3 . Minimum
board are 100 × 60 × 0.76 mm3 representing a typical smart isolation reported was 14.2 dB. Another design with an
phone back plane size. The integrated antenna system covers eight-element MIMO antenna system was reported in [4].
multibands at 4G with a combined bandwidth of 1.565 GHz It was covering two bands from 2.6–2.8 and 3.4–3.6 GHz.
(−6 dB BW) in addition to the band between 16.50 and 17.80 GHz
for 5G. The design is planar, low profile, simple, and compact The overall board size was 140 × 70 × 9.55 mm3. They have
in structure making suitable for wireless handheld devices and improved isolation using separate ground planes.
mobile terminals. The measured gain at 3.46 GHz was at least A monopole-based MIMO antenna system with multiband
2.22 dBi and at 17 GHz was 8 dBi for the 4G and 5G MIMO capability was presented in [5]. It was covering 0.7-, 1.7-, 2.1-,
antenna systems, respectively. The envelope correlation coefficient 2.3-, and 2.5-GHz frequency bands. Separate ground planes
was also calculated from the measured 3-D patterns and showed
good MIMO performance. This is the first integrated 4G/5G were used to improve an isolation up to 13 dB. The overall
MIMO antenna system with below 6 GHz and above 10-GHz board size was 153 × 83 mm2 . In [6], two-element printed
covered bands using CAA. monopole MIMO antenna system was reported. The board
Index Terms— Connected antenna arrays (CAAs), fourth dimensions were 125 × 85 mm2 . Isolation was improved
generation (4G)/fifth generation (5G), isolation, multiple-input using defected ground structure (DGS). In [7], a four-element
multiple-output (MIMO). monopole-based MIMO antenna system was presented. The
overall size of the board was 150 × 150 mm2 . It was a
multiband antenna system covering frequency bands between
I. I NTRODUCTION 699–798 MHz, 1.7–2.0 GHz, and 2.3–2.5 GHz. Multiple reso-
nances were achieved using different set of antennas. Finally,
T O BE ABLE TO satisfy the continuous increased demand
in data rate requirements in the future communication
systems, multiple-input multiple-output (MIMO) technology
a four-element monopole-based MIMO antenna system was
reported in [8] with the board dimensions of 110 × 110 mm2 .
with wider bandwidth should be used hand in hand with It covered the frequency bands 1.95, 2.39, 2.64, and 3.27 GHz.
other enabling ones. MIMO systems can increase the data rate Connected antenna arrays (CAAs) are used due to their
within limited power and bandwidth [1]. They are currently wideband and wide scan properties [9]–[11]. The operating
used in the fourth generation (4G) mobile phones and will also principles of slot-based CAA were reported in [9] while [10]
be used in fifth generation (5G) one with higher number of discussed array scanning properties. A wideband CAA based
antennas at higher frequency bands. Utilizing higher frequency on dipole elements was reported in [11]. It was operating
between 3 and 5 GHz. A 7 × 7 prototype of the CAA was
Manuscript received October 5, 2016; revised January 8, 2017; accepted presented. The total size of the array was 15.2 × 21.6 cm2 .
January 30, 2017. Date of publication February 17, 2017; date of current A similar CAA design was presented in [12]. A new feeding
version November 30, 2017. This work was supported by the Deanship of network was designed to suppress common mode resonances.
Scientific Research at KFUPM under Project SF152-EE-80.
M. S. Sharawi and M. Ikram are with the Electrical Engineering It was covering the 450–1450 MHz frequency band. All of
Department, King Fahd University for Petroleum and Minerals (KFUPM), the earlier works related to CAA were presented for radar
Dhahran 31261, Saudi Arabia (e-mail: fmsharawi@kfupm.edu.sa; applications.
g201409500@kfupm.edu.sa).
A. Shamim is with the Computer, Electrical and Mathematical Sciences and A recent design for broadband cellular communications was
Engineering Division, King Abdullah University of Science and Technology presented in [13]. It was based on a linear CAA of a single
(KAUST), Thuwal 23955, Saudi Arabia (e-mail: atif.shamim@kaust.edu.sa). long slot, which was fed from three points using a reactively
Color versions of one or more of the figures in this paper are available
online at http://ieeexplore.ieee.org. matched feeding structure that operated at 1.74, 2.55, and
Digital Object Identifier 10.1109/TAP.2017.2671028 3.4 GHz. The total size of the board was 235 × 118 mm2
0018-926X © 2017 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission.
See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.
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6680 IEEE TRANSACTIONS ON ANTENNAS AND PROPAGATION, VOL. 65, NO. 12, DECEMBER 2017
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SHARAWI et al.: TWO-CONCENTRIC SLOT LOOP-BASED CONNECTED ARRAY MIMO ANTENNA SYSTEM FOR 4G/5G TERMINALS 6681
B. Step 2: 5G CAA MIMO Design Fig. 2. S-parameters curves with only the 4G MIMO antenna system.
(a) |sii |-simulated for different values of w3. (b) |sii |-simulated for different
For the 5G MIMO system, we need two arrays. The arrays values of w2. (c) |sii |-simulated for different values of w4. (d) |sii |-simulated
with w2 = 1 mm, w3 = 2 mm, and w4 = 4 mm.
consist of 1 × 2 connected ones (more elements can be used,
but a 1 × 2 is used as a proof of concept). The array of slots
is used to increase the gain as compared to a single slot. Each
array is activated by two-to-one power divider/combiner. The
power divider/combiner is designed and optimized at the band
of interest. The length of each arm (F2 and F3) is 15.8 mm
and the spacing between them is 8 mm. The widths of F1–F3
and w microstrip lines are 1.6 mm to give 50- lines while
w1 widths are set to 3 mm to provide 35- λ/4 transformers.
These transformers are used to convert 25 into 50 . In this
configuration, the spacing between the feed arms (F2 and F3)
and the location of feed lines (along the x- and y-axes) are
the main parameters to achieve the resonance at the band of
interest.
The simulated reflection coefficients are shown in Fig. 3 for
the lower (4G) and higher (5G) bands. Fig. 3(a) shows that
it is covering 1900–2250, 2300–2500, and 3350–3900 MHz
(−6 dB BW) lower bands with 350, 200, and 550-MHz band-
widths, respectively. Isolation curves for the lower bands (4G)
are shown in Fig. 3(b) and show values between Ant-1 and
Ant-2 because in CAA, elements are connected to each other
with large wavelength and suffer from low isolation [11].
Fig. 3(c) shows the parametric study on the size of the loop
[spacing from edge of the substrate (w4)]. Fig. 3(d) shows Fig. 3. S-parameters curves of the integrated design without optimization.
that higher covered band is 12.90–16.00 GHz (−10 dB BW) (a) |sii |-simulated for lower bands. (b) |si j |-simulated for lower bands.
(c) |sii |-simulated for higher band for different values of w4. (d) |sii |-
with 3.1-GHz bandwidth. The multiple bands achieved are a simulated for higher band when w4 = 4 mm.
function of the feed location and the optimized combination
of w2–w4, as shown in Figs. 2 and 3.
is only 2 mm, the length of F1 and F2 is 10 mm, and
C. Optimized 4G/5G MIMO Antenna Design the length of the feed lines for the 4G MIMO is 14 mm.
After the study of the various effects, we were able to The optimized feed network is simulated alone to give equal
implement an optimized design. The optimized values were: magnitude and similar phase. The magnitude and phase curves
the spacing between slots (w3) is 0.5 mm, slot width (w2) of the transmission coefficients between F1 [input of the CAA,
is 0.6 mm, slot distance (w4) from the edge of the board as shown in Fig. 1(c)] and F2 and F3 (excitation ports of
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6682 IEEE TRANSACTIONS ON ANTENNAS AND PROPAGATION, VOL. 65, NO. 12, DECEMBER 2017
Fig. 4. Transmission coefficient curves of the feed network alone. (a) |si j |-
simulated magnitude. (b) |si j |-simulated phase.
Fig. 6. Fabricated model of integrated design. (a) Top view. (b) Bottom view.
All dimensions are in millimeters (mm).
the CAA) are shown in Fig. 4(a) and (b), respectively. After A. Port Parameters
optimization, the bandwidth was decreased a little but still can The simulated and measured reflection coefficient curves
fulfill the requirements for 5G applications. of the proposed design for the 4G MIMO system part are
The current distributions are shown in Fig. 5 at different shown in Fig. 8(a). All the resonance curves show that the
frequencies showing the behavior of both antenna systems. two-elements of the 4G MIMO antenna system are resonating
In Fig. 5(a) and (b), P1 and P2 are activated at 2.1 GHz, at multiple bands, as shown in Table I. Such wide multi-
respectively, and others are terminated with matched load. It is band coverage is of great practical use. Fig. 8(c) shows the
clear that slot like excited currents obtained under the excited simulated and measured reflection coefficient curves of the
ports. High coupling current is observed between P1 and P2. proposed design for the 5G MIMO antenna system part.
In Fig. 5(c) and (d), P3 (Ant-3) and P4 (Ant-4) are activated The measured minimum −10 dB bandwidth was 1.3 GHz
at 17 GHz, respectively, while others are terminated with from 16.50 to 17.80 GHz and −6 dB bandwidth was 2.7 GHz
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SHARAWI et al.: TWO-CONCENTRIC SLOT LOOP-BASED CONNECTED ARRAY MIMO ANTENNA SYSTEM FOR 4G/5G TERMINALS 6683
Fig. 8. S-parameters curves without DGS. (a) |sii |-simulated. Fig. 9. Gain patterns. (a) Ant-1 is activated at 2.1 GHz. (b) Ant-2 is activated
(b) |sii |-measured. (c) |si j |-simulated. (d) |si j |-measured. Simulated: sim. at 2.1 GHz. (c) Ant-3 is activated at 17 GHz. (d) Ant-4 is activated at 17 GHz.
Measured: mea.
TABLE I
M EASURED BANDWIDTHS FOR 4G BANDS
B. Radiation Patterns
Simulated 3-D gain patterns are shown in Fig. 9.
Fig. 9(a) and (b) is showing gain values for the 4G MIMO
antenna system for Ant-1 and Ant-2 at 2.1 GHz, respectively.
The maximum value of gain is 3 dBi.2 For the 5G MIMO Fig. 10. Measured and simulated normalized radiation patterns (gain).
(a) (φ − cuts) Ant-1 at θ = 140o . (b) (φ − cuts) Ant-2 at θ = 140o .
antenna system, gain values are shown in Fig. 9(c) and (d) (c) (φ − cuts) Ant-3 at θ = 115o . (d) (φ − cuts) Ant-4 at θ = 115o .
for Ant-3 and Ant-4, respectively. The maximum gain value
is 8.23 dBi at 17 GHz.
2 Two slots were chosen because the currents between the two slots add The simulated and measured normalized 2-D radiation pat-
up and increase the radiated E-field, which yields higher gain. During the terns in terms of the gain for the 4G/5G integrated design are
parametric studies, we observed that the gain achieved for 4G antennas was illustrated in Fig. 10. The maximum measured gain values for
3 dBi and was 8 dBi for the 5G antennas using two slots, whereas it was
0.9 dBi for 4G and 6.5 dBi for 5G with a single slot. This is noticeable Ant-1 at (φ = 0o and θ = 140o ) and Ant-2 at (φ = 188o
improvement using an extra slot ring. and θ = 140o ) were 1 dBi, while it was 8 dBi for Ant-3
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6684 IEEE TRANSACTIONS ON ANTENNAS AND PROPAGATION, VOL. 65, NO. 12, DECEMBER 2017
TABLE II
M EASURED ECC VALUES FOR 4 G BANDS
TABLE III
M EASURED ECC VALUES FOR 5G BAND
Fig. 11. Measured gain and efficiency. (a) Ant-1. (b) Ant-2. (c) Ant-3.
(d) Ant-4.
C. MIMO Performance
The envelope correlation coefficient (ECC) is an MIMO
performance metric, which is used to evaluate diversity perfor-
mance. ECC values were computed based on the measured 3-D
on a DGS working as a band reject filter in the 4G bands.
radiation patterns [1]. The maximum obtained value of 0.3585
The width and length of each loop are optimized to 1.4 and
was between Ant-1 and Ant-2 at 2.5 GHz while, it was 0.0538
27 mm, respectively. This is just one method to enhance
between Ant-3 and Ant-4 at 17.5 GHz. At other frequencies,
port isolation with minimum effect on other parameters. The
the values of the measured ECC for 4G bands are given in
fabricated model of the proposed design with the isolation
Table II while Table III shows ECC values for the 5G band. All
enhancement structure is shown in Fig. 13. The measured and
values are below 0.5 that shows that this proposed integrated
simulated S-parameter curves of the proposed design with
design can fulfill the requirements of a 4G/5G MIMO antenna
DGS only for the 4G MIMO antenna system are shown in
system.
Fig. 14, because isolation improvement was needed in these
bands. The measured covered bands are shown in Table IV.
D. Isolation Enhancement Structure Isolation curves are shown in Fig. 14(b). It is observed that
To improve the port isolation between the antennas of isolation is improved in all bands. At least 6-dB improvement
the CAA, an isolation enhancement structure based on is obtained. Isolation improvement can also be seen if we
four-narrow loops is used, as shown in Fig. 12. It is based compare Figs. 8(b) and 14(b).
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SHARAWI et al.: TWO-CONCENTRIC SLOT LOOP-BASED CONNECTED ARRAY MIMO ANTENNA SYSTEM FOR 4G/5G TERMINALS 6685
IV. C ONCLUSION
A novel integrated four-element MIMO antenna system
for 4G/5G mobile applications was successfully simulated
and fabricated. The proposed design is low profile, compact,
and simple (consisting of a single substrate) and provides
two-element MIMO system for each standard. The integrated
antenna system is multiband and covered 1975–2080, 2160–
2230, 2350–2620, 3060–3140, and 3480–3540 MHz for 4G
bands and 16.50–17.80 GHz band for 5G. MIMO performance
metrics were calculated with high gain and good efficiency
values. Good agreement between simulated and measured
results was obtained.
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6686 IEEE TRANSACTIONS ON ANTENNAS AND PROPAGATION, VOL. 65, NO. 12, DECEMBER 2017
[18] Y.-L. Ban, C. Li, C.-Y.-D. Sim, G. Wu, and K.-L. Wong, “4G/5G Muhammad Ikram received the B.Sc. degree in
multiple antennas for future multi-mode smartphone applications,” IEEE electrical engineering from the University of the
Access, vol. 4, pp. 2981–2988, Jun. 2016. Punjab, Pakistan, in 2014. He is currently pursuing
[19] Z. Qin, W. Geyi, M. Zhang, and J. Wang, “Printed eight-element MIMO the M.Sc. degree in electrical engineering with the
system for compact and thin 5G mobile handest,” Electron. Lett., vol. 52, King Fahd University of Petroleum and Minerals
no. 6, pp. 416–418, Mar. 2016. (KFUPM), Dhahran, Saudi Arabia.
He is currently a member of the Antennas and
Microwave Structure Design Laboratory, KFUPM.
His research interests are printed MIMO antenna
systems for 4G and 5G wireless Standards, antenna
Mohammad S. Sharawi (S’98–M’06–SM’10) arrays and mobile communications.
received the Ph.D. degree in RF systems engineer-
ing from Oakland University, Oakland, MI, USA,
in 2006.
He was a Hardware Design Engineer with Silicon
Graphics Inc., Mountain View, CA, USA, from 2002 Atif Shamim (SM’13) received the M.A.Sc.
to 2003. From 2006 to 2008, he was a Faculty and Ph.D. degrees in electrical engineering from
Member with the Computer Engineering Depart- Carleton University, Ottawa, ON, Canada, in 2004
ment, German Jordanian and Philadelphia Universi- and 2009, respectively.
ties in Amman, Jordan. He was a Research Scientist He was an NSERC Alexander Graham Bell
with the Applied Electromagnetics and Wireless Graduate Scholar with Carleton University from
Laboratory, Oakland University, from 2008 to 2009 and in 2013. In 2014, 2007 to 2009 and an NSERC Post-Doctoral Fellow
he joined the iRadio Laboratory, University of Calgary, Calgary, AB, Canada, with the Royal Military College Canada, Kingston,
as a Visiting Research Professor until 2015. He is currently a Professor ON, and King Abdullah University of Science and
of Electrical Engineering with the King Fahd University of Petroleum and Technology (KAUST), Thuwal, Saudi Arabia, from
Minerals (KFUPM), Dhahran, Saudi Arabia. He is also the Founder and 2009 to 2010. He was an Invited Researcher with
the Director of the Antennas and Microwave Structure Design Laboratory, the VTT Micro-modules Research Center, Oulu, Finland, in 2006. In 2010,
Dhahran. He has authored the book Printed MIMO Antenna Engineering he joined the Electrical Engineering Program with KAUST, where he is
(Artech House, 2014). He has authored/co-authored seven book chapters in currently an Associate Professor and a Principal Investigator with the IMPACT
antenna design, MIMO antenna systems, and RF systems, along with over 180 Laboratory. He has authored/co-authored over 140 international publications
refereed international journal and conference paper publications mostly with and holds 15 patents. His research interests include flexible and wearable
the IEEE. He holds nine issued and 15 pending patents from the united States wireless sensing and communication modules through additive manufacturing
Patent Office (USPO). His current research interests include printed multiple- technologies such as inkjet printing.
input-multiple-output antenna systems, miniaturized printed antennas and Dr. Shamim currently serves on the Editorial Board of the IEEE T RANS -
antenna arrays, active integrated antennas, reconfigurable antennas, microwave ACTIONS ON A NTENNAS AND P ROPAGATION . He was a recipient of the Best
circuits and electronics, millimeter-wave antennas and antenna arrays, and Paper Prize at the European Microwave Association Conference in 2008.
applied electromagnetics. He was given the Ottawa Center of Research Innovation Researcher of the
Dr. Sharawi is an IET fellow. He was a recipient of the prestigious Year 2008 Award in Canada. His work on Wireless Dosimeter received the
Excellence in Scientific Research Award and the Best Research Project Award ITAC SMC Award at Canadian Microelectronics Corporation TEXPO in 2007.
from KFUPM in 2015 and 2017. He received conference paper awards at He also received numerous business related awards, including the 1st prize in
the IEEE LAPC 2014 and the IEEE MeCAP 2016. He has served/serving Canada National Business Plan Competition and was selected for the OCRI
on the technical and organizational committees of several international IEEE Entrepreneur of the Year Award in 2010. His students won the Best Paper
conferences, including the EuCAP, the APS, the APWC, the APCAP, and the Prize (3rd position) at the IEEE IMS 2016 and the IEEE MECAP 2016 (1st
ICCE. position).
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