Professional Documents
Culture Documents
Date uploaded
Download now
Apr 21, 2010
Original Title
SEBI Ppt by Sripati
Copyright
© Attribution Non-Commercial (BY-NC)
PREPARED BY
SRIPATI DASH
Facebook Twitter
INTRODUCTION
The Securities and Exchange Board of India,set up in 1988
under an administrative arrangement ,given statutory powers
with the enactment of the SEBI Act 1992.
The act provides for the establishment of the board to protect
the interest of investors in securities market.
The board consists of a chairman , two members from the
govt. of india,ministries of law and finance,one member from
the RBI and two other members
It describe the manner in which SEBI Act 1992,the SCRA
1956,the companies Act 1956 and the depository act 1996.
SEBI has been enjoined upon to develop the Indian securities
market, regulate it, and Importantly, to protect the investors.
The power given to SEBI included those to levy penalty
against corporates and individuals for violation of regulations,
manipulation of market, insider trading and unfair practices.
It can suspend the trading of any security, restrain persons
from accessing the securities market or prohibit any person
associated with the securities market from buying selling or
dealing in securities.
The trading system has become on-line, fully automated,
screen-based.
Open octucry is now out moded and discarded.
It has cut down the cost, time and risk involved.
OBJECTIVES OF “SEBI”
To protect the interest of the investors in securities
To promote the development of securities market
To regulate the securities market
Functions of SEBI
Regulating business in stock exchanges and any other
securities market
Registering and regulating the working of
stockbrokers,subbrokers, share transfer agents, bankers to
an issue,trustees of trust deeds,registrars to an
issue,merchant bankers,underwriters,portfolio
managers,investment advisors and other intermediaries
associated with securities markets.
Registering and regulating the working of
depositories,custodian of securities,FIIs,credit rating
agencies
Registering and regulating the working of venture capital
funds and collective investment schemes,including mutual
Promoting and regulating Self-Regulatory
Organisations(SROs)
Prohibiting fraudlent and unfair trade practices relating to
securities market
Promoting investor’s education and training intermediaries
of securities market
Prohibiting insider trading in securities
Regulating substantial acquisition of shares and takeover of
companies
Calling for information from,undertaking
inspection,conducting inquiries and audits of the stock
exchanges,mutual funds,intermediaries and self-regulatory
organizations in the securities market
Levying fees and other charges for carrying out its work.
Cancel Anytime.
Supervision of board:-
The Board of SEBI may be superseded by central
governmrnt if it is of the opinion that ,on account of grave
emergency,the board is unable to discharge the functions
and duties imposed on it under the provisions of the Act.
Guidelines / Regulations:-
The guidelines / regulations issued by the SEBI may
grouped under primary market and secondary
markets.Mutual funds are also regulated by SEBI.
Document 29 pages
SEBI PPT
Sanjana Sen
100% (1)
Document 11 pages
sebii
Swati Rawat
No ratings yet
Document 12 pages
SEBI
Venkat Subramanian
No ratings yet
Magazines Podcasts
Sheet music
Document 28 pages
Document 34 pages
SEBI
ganeshtiwari89
No ratings yet
Document 27 pages
SEBI_Role_and_Functions
fokat
100% (1)
Document 28 pages
Document 11 pages
fnl prj
yangdol
No ratings yet
Document 20 pages
Lecture-04 Regulation in
stock market
Raman Sachdeva
No ratings yet
Document 34 pages
Document 7 pages
basavesh raji
Bharath Bang
No ratings yet
Document 13 pages
LECTURE_1_SEBI_INVESTO
RS_PROTECTION
Ritu
No ratings yet
Show more
About Support
Press Accessibility
Contact us Publishers
Invite friends
Social
Gi!s
Twitter
Legal Facebook
Terms Pinterest
Privacy
Copyright
Cookie Preferences
Language: English
Download