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Paleolithic Settlement Patterns in Siberia Derived From Radiocarbon Records
Paleolithic Settlement Patterns in Siberia Derived From Radiocarbon Records
Dates Are Not Just Data: Paleolithic Settlement Patterns in Siberia Derived from Radiocarbon
Records
Author(s): Yaroslav V. Kuzmin and Susan G. Keates
Source: American Antiquity, Vol. 70, No. 4 (Oct., 2005), pp. 773-789
Published by: Society for American Archaeology
Stable URL: http://www.jstor.org/stable/40035874
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DATES ARE NOT JUST DATA: PALEOLITHIC SETTLEMENT
PATTERNS IN SIBERIA DERIVED FROM RADIOCARBON RECORDS
The large radiocarbon database now establishedfor Paleolithic sites in Siberia and the Russian Far East can be used to
build up a picture of relativepopulation size in these regions. Weconsider the timeperiod ofca. 46,000 to 12,000 B.P.for
which we have assembled and critically studied437 radiocarbondates. All datesfrom individualsites thatfall within 1,000
14C
years are consideredas a single event and called occupation episode. The results of our analysis show that the number
of14C dates until ca. 28,000 B.P. is small and increases at ca. 28,000-20,000 B.P, and dates decrease infrequencyfor the
ca. 20,000-16,000 B.P. time range. It is after ca. 16,000 B.P that we see a substantial rise in the numberofI4C dates. In
termsof the relativesize of SiberianPaleolithic populations based on thefrequency of occupation episodes, population den-
sity was small until ca. 36,000 B.P. Subsequently,population size increased gradually at ca. 36,000-16,000 B.P, and the
growth rate became almost exponential at ca. 16,000-12,000 B.P. The numberof occupationsfrom ca. 20,000 to 18,000
B.P did not decrease, running counter to argumentsthat Siberia was completely or considerably depopulatedduring the
Last Glacial Maximum.
La gran base de datos de radiocarbonoahora establecidapara sitios Paleoliticos en Siberiay el LejanoOrienteruso sepuede
usar para construiruna idea del tamaho relativo de la poblacion en estas regiones.Analizamosel periodo de c. 46,000 a
12,000 a.P. en el cual hemos contandoy estudiadocriticamente437 fechas de radiocarbono.Todaslasfechas de sitios indi-
vidualesque caen dentrode 1,000 ahos 14Cde simismas se consideranparte de un solo eventoy son denominadascomo episo-
dios de ocupacion.Los resultadosde nuestroandlisis muestranque el numerodefechas 14Canteriora c. 28,000 a.P. es pequeho,
crecen de ca. 28,000 a.P. a 20.000 a.P, y que las fechas disminuyenen frecuencia en el periodo c. 20,000 a 16,000 a.P. De
hecho, es hasta c. 16,000 a.P. que se ve un crecimientoenfechas de I4C.En terminosdel tamahorelativode poblaciones siberi-
anas del periodo Paleolitico basado en la frecuencia de episodios de ocupacion, la densidad de la poblacion era pequeha
hasta c. 36,000 a.P. Posteriormente,el tamahode la poblacion crecio gradualmenteen el periodo de c. 36,000 a 16,000 a.P,
y el crecimientose aproximaa un nivel exponencialen el periodo c. 16,000 a 12,000 a.P. El numerode casos de ocupacion
de c. 20,000 a 18,000 a.P. tambiencrece, contradiciendoel argumentode que Siberia estaba completamenteo considerable-
menteabandonadadurantela UltimaGlaciacion Maxima.
773
774 AMERICANANTIQUITY [Vol. 70, No. 4, 2005]
Table 1. Numberof 14CDates and OccupationEpisodes for the SiberianPaleolithic,ca. 46,000-12,000 B.R
Number of Number of % of % of
14CAges, B.R 14CDates Occupations 14CDates Occupations
12,000-13,000 72 28 16.5 10.0
13,000-14,000 46 27 10.5 9.7
14,000-15,000 36 23 8.2 8.3
15,000-16,000 24 19 5.5 6.8
16,000-17,000 15 10 3.4 3.6
17,000-18,000 12 8 2.8 2.9
18,000-19,000 12 9 2.8 3.2
19,000-20,000 11 8 2.5 2.9
20,000-21,000 18 9 4.1 3.2
21,000-22,000 17 9 3.9 3.2
22,000-23,000 14 8 3.2 2.9
23,000-24,000 13 8 3.0 2.9
24,000-25,000 14 9 3.2 3.2
25,000-26,000 12 11 2.7 4.0
26,000-27,000 11 9 2.5 3.2
27,000-28,000 10 6 2.3 2.2
28,000-29,000 6 5 1.4 1.8
29,000-30,000 10 8 2.3 2.9
30,000-31,000 8 7 1.8 2.5
31,000-32,000 9 7 2.1 2.5
32,000-33,000 8 7 1.8 2.5
33,000-34,000 7 6 1.6 2.2
34,000-35,000 12 8 2.8 2.9
35,000-36,000 6 5 1.4 1.8
36,000-37,000 3 3 0.7 1.1
37,000-38,000 6 4 1.4 1.4
38,000-39,000 5 5 1.1 1.8
39,000-40,000 4 3 0.9 1.1
40,000-41,000 3 2 0.7 0.7
41,000-42,000 3 2 0.7 0.7
42,000-43,000 3 1 0.7 0.4
43,000-44,000 5 3 1.1 1.1
44,000-45,000 1 0 0.2 0.0
45,000-46,000 1 1 0.2 0.4
Total 437 278 100.0 100.0
Note: 14CDates afterVasil'ev et al. (2002), with additions.
(GIN-7540), 13,930 ± 80 B.R (GIN-7541), and ers 2, 3a, 3b, and4 arelumpedinto a single occu-
14,070 ± 110 B.R (SOAN-3075);andfor layer5, pation,and datesbelongingto the 15,000-14,000
thereis one date:15,130± 795 B.R (SOAN-3251). B.R time framefromlayers2, 3a, and4 arecom-
Two 14Cvalues, 12,400 ± 60 B.R (GrA-5555)and binedinto anotheroccupation.
20,900 ± 300 B.R (GIN-117) are rejected (see The countingof occupationsratherthancount-
below). ing 14Cdates only representsa fundamentaldif-
If we simplycountthe numberof 14Cdatesper ferencecomparedwithpreviousstudiesof 14Cdate
1,000 year interval,there are five dates for the frequencydistributionof the SiberianPaleolithic
14,000-13,000 B.R interval,three dates for the (e.g., Dolukhanov and Shukurov 2004;
15,000-14,000 B.R interval,and one date for the Dolukhanovet al. 2002; Goebel 1999). It is espe-
16,000-15,000 B.R interval.However,whenthese cially different from the approach used by
14Cdates arecombinedinto occupationepisodes, DolukhanovandShukurov(2004) who calculated
thereis onlyone occupationforeachof these 1,000 the meanage valuesof 14Cdateseriesfor the same
year intervals.This is because the dates falling stratum:"Whena seriesof dateswas availablefor
withinthetimerangeof 14,000-13,000B.Rforlay- a singlesite,statisticallysoundmeasurements were
REPORTS 777
art, Higham, Grootes, Leshchinsky, Kuzmin, 3834), and Studenoe2 (AA-26739); (3) 20,000-
Pavlov,andMaschenko2004);Mamakan2 (57°47' 19,000 B.R: Tarachikha (LE-3821); (4)
N; 113° 59f E): 18,670 ± 600 B.R (SOAN-4546); 21,000-20,000 B.R: Shlenka(GIN-2863);and(5)
Tesa (57° 30' N; 112° 30' E): 20,040 ± 765 B.R 26,000-25,000 B.R: Sabanikha (LE-3747).
(SOAN-4419)(Belousovet al.2002);Nepa:26,065 Besides these dates, the values of ca.
± 300 B.R (AA-8885) and 33,100 ± 1,500 B.R 45,000-40,000 B.R for the Ust'-Izhul' 1 site
(AA-27382) (Goebel 2004); Ogonki 5: 19,440 ± (SOAN-3334,andAECV-1939,2032-2034) were
140 B.R (Beta-115987) and 19,380 ± 190 B.R alsoexcludedbecausethethermoluminescence age
(Beta-115986) (Vasilevski2003); andYanaRHS: of the culturallayerat this site was recentlydeter-
27,800 ± 500 B.R (GIN-11464),25,800 ± 600 B.R mined as ca. 125,000 years ago (Chlachulaet al.
(GIN-11465), 27,600 ± 500 B.R (GIN-11467), 2003).
27,300± 270 B.P.(Beta-173067),27,440± 210 B.R Althoughsome dates might not reflecthuman
(Beta-162233), and 28,250 ± 170 B.R (Beta- occupation,we preferto retainthem.At two sites,
173064) (Pitulkoet al. 2004). SiberdikandUshki 1, theearliest14Cvalues(MAG-
Several14Cvaluesambiguouslyassociatedwith 916; GIN-167 and 168) were acceptedas reliable,
culturalcomponentsand critically appraisedby even though the other dates are significantly
Vasil'evet al. (2002) were excludedfromconsid- younger (Siberdik, see Goebel and Slobodin
eration.They include dates fromVoronono-Yaya 1999:114-115; Kuzmin 2000b: 123, 127) or
(SOAN-3837),ProskuriakovGrotto(SOAN-848, youngerage determinationswere obtainedsubse-
1517-1519), Okladnikov Cave (SOAN-2458), quently(Ushki 1, see Goebel et al. 2003). In our
Dvuglazka Cave (dates of 19,880 ± 200 B.R, opinion,until new full-scale excavationsare con-
20,190 ± 140 B.R, for which we retainedonly the ductedat these sites, the earliest14Cvaluesshould
oldestvalueof 22,500 ± 600 B.R; all listed as Lab be takeninto account,due to the possibilityof a
CodeLE-1433),Druzhinikha(LE-4894),Afontova wide 14Cage variation in the same layer (see
Gora2 (GIN-117), Kashtanka1 (IGAN-1048and below).
1050, GIN-6999, GrN-24481 and 24482), Ulug-
ThePhenomenonof WideDeviations in 14C
Bil', Gorbatka3, Ust'-Mil 2 (LE-954, 955, 1000,
and 1001), Ikhine2 (IM-201, 205, 206, and 239, Date Series at ArchaeologicalSites
and GIN-1019 and 1020), and Kurla3 (SOAN- The wide variationin 14Cdate series from Pale-
1397). olithicsitesis a commonfeature,especiallyin East-
Combining14CdateseriesfortheSiberianPale- ernEuropeandSiberiawheremammothbonesand
olithic into occupation episodes, in addition to tusksareused for dating(e.g., PraslovandSouler-
deletingvague14Cvaluesfromthe originallist, we jytsky 1997;Sulerzhitsky2004).A principalcause
rejectedseveralotherdatesbasedon the following of wide variationsin 14Cdate series withinsingle
criteria:(a) inversionsin dateseries;(b) a 14Cdate culturalcomponentsis the complex taphonomic
is a clearoutliercomparedwith the rest of values natureof materialused for datingthat was intro-
fromthe samelayer;and (c) extremelylargestan- ducedto sites by Paleolithicpeople, often with its
darddeviation(morethan4,000 years).Forthetwo ownapparentageupto severalmillenniaolderthan
oldest sites of the Dyuktaiculture(Yakutia),Ust'- the actualsite occupation.This statementis based
Mil 2 andIkhine2, datesolderthanca. 24,600 B.R on theconceptof "practicable accuracy"in 14Cdat-
wererejectedbecausetheycontradictthe paleoen- ing of archaeologicalsites (Krenkeand Sulerzhit-
vironmentalrecordsandgeneralframeworkof the sky 1992;see alsoKuzminandOrlova1998:24-25,
Siberian Paleolithic (see Kuzmin and Orlova 45-46).
1998:35-37;Vasil'evet al. 2002:508-510). Some localitieswere inhabitedrepeatedlyover
Therefore,thefollowingdateswereexcludedfor severalmillennia,and as a resulta wide variation
certain time intervals: (1) 13,000-12,000 B.R: in the 14Cdate series can be observed.As recent
AfontovaGora2 (GrA-5555),Listvenka,layer 8 examples,the 14Cdatesof LatePleistocenesitesin
(IGAN-1078),and Pervomaiskoe(LE-4893);(2) Alaska(HamiltonandGoebel 1999),andtheGreat
19,000-18,000 B.R: Listvenka, layer 12 (Beta- Plains of NorthAmerica and southwesternUSA
58391), Shlenka (GIN-2862), Tarachikha(LE- (Stanford1999)may demonstratethateven within
780 AMERICAN ANTIQUITY [Vol. 70, No. 4, 2005]
Figure 2. Number of 14Cdates per 1,000 year intervals in the Paleolithic of Siberia, ca. 46,000-12,000 B.P.
Figure 3. Number of occupation episodes per 1,000 year intervals in the Paleolithic of Siberia, ca. 46,000-12,000 B.P.
Figure 4. Number of occupation episodes per 2,000 year intervals in the Paleolithic of Siberia, ca. 46,000-12,000 B.P.
(9, or 3.2 percenteach). Clearminimaalso exist, cent vs. 5.5 percent,and 4.0 percentvs. 2.7 per-
at ca. 29,000-28,000 B.P. (5, or 1.8 percent),and cent, respectively).For the entire intervalof ca.
ca. 28,000-27,000 B.P. (6, or 2.2 percent).At ca. 46,000-13,000 B.P.the averagepercentageof 14C
16,000-12,000B.P., occupationincreasedsubstan- datesper 1,000 years(2.5 percent)is very close to
tiallywith 19-28 episodesper1,000years(6.8-10.0 thosefor occupations(2.7 percent)comparedwith
percent,average8.7 percent)(Table1). Thus,three theca. 13,000-12,000 B.P.intervalwherethe aver-
mainsubdivisionsof occupationfrequencycan be age percentageof dates is much higher than for
identified for ca. 46,000-12,000 B.P.: (1) ca. occupationsper 1,000 years(16.5 percentvs. 10.0
46,000-36,000 B.P; (2) ca. 36,000-16,000 B.P; percent).Thereis no decreasein the percentageof
and(3) ca. 16,000-12,000 B.P. occupations during the interval of ca.
The patternof frequencydistributionfor occu- 20,000-16,000 B.P. The considerableincreaseof
pationscalculatedforthe2,000 yearintervals(Fig- values afterca. 16,000 B.P. is a common pattern
ure4; Table2) is very similarto thatof the 1,000 for both distributions.
year intervals.A low frequencyof occupationis
detectedat ca. 46,000-36,000 B.P.The frequency Towardan Understandingof Population
graduallyincreasesatca. 26,000-16,000 B.P, with Dynamics in the SiberianPaleolithic
a peak at ca. 26,000-24,000 B.P. (18 occupations Models of populationchanges in NorthernEura-
or 7.9 percent).Populationgrowthacceleratedat sia developedby Dolukhanovet al. (2001, 2002)
ca. 16,000-12,000 B.P. arebasedon the evaluationof 14C-dated late Mid-
In orderto makea comparativeanalysisof the dle Paleolithicand UpperPaleolithicsites. Their
frequencydistributionof 14Cdates and occupa- conclusionsare,however,notin agreementwiththe
tions, we use percentage of dates/occupations primary data (see Kuzmin and Keates 2004).
(Table1). Forthe 13,000-12,000 B.P.interval,the Dolukhanovand others (Dolukhanov2004:231;
numberof datesexceedsthenumberof occupations Dolukhanov and Shukurov 2004:55-57;
bymorethan1.0percent(16.5 percentvs. lO.Oper- Dolukhanovet al. 2002:604) arguethatthe peaks
cent). For the 16,000-15,000 B.P. and in the 14Cdate distributionin NorthernEurasia
26,000-25,000 B.P.intervals,therearemoreoccu- reflect "waves"of colonizationin the late Upper
pationsthandatesin excess of 1.0 percent(6.8 per- Pleistocene, since ca. 46,000 B.P. However, in
REPORTS 783
Figure 5. Archaeologicalsites of the Last Glacial Maximum (ca. 20,000-18,000 B.P.) in Siberia and the Russian Far East
aratelyfor Figure2 butlumpedtogetherin Figure size at ca. 36,000 B.P.An "explosion"in popula-
3 (see also Table1). This exampleclearlydemon- tion size in Siberiais now evidentfromca. 16,000
stratesthatthe numberof occupationsper 1,000 B.P. (Figures3 and4).
yearsis a muchmoreobjectivemeasureof the size
of prehistoricpopulationscomparedwiththenum- Conclusion
ber of14Cdatesper 1,000 years.
Ourresultsshowthatthedensityof humanoccu- Thenumberof occupationepisodesshouldbe used
pationin Siberiawas quitelow untilca. 36,000 B.P. insteadof the numberof 14Cdates to investigate
andincreasedthereafter(Figures3 and4). Afterca. prehistoricpopulationdynamicsin generalandthe
16,000B.R, the populationappearsto havegrown intensityof occupationin particular.The number
substantially.The "visibility" of a population, of occupationsreflectsthepopulationhistorymore
whichis necessaryto detecthumanpresenceas was objectivelyratherthanthe numberof 14Cdates.In
postulatedby Butzer (1991), may now be estab- orderto test this approach,we selected the terri-
lishedfromat leastca. 36,000 B.P.in Siberiacom- toryof Siberiawhichhas extensivearchaeological
paredwithca. 14,000B.P.suggestedearlier(Butzer and radiocarbonrecords.The initial peopling of
1991:145).Theemergenceof microbladetechnol- Siberiaoccurredatthebeginningof theLatePleis-
ogy caused an "explosion" of population size tocene or even earlier,in the second part of the
accordingto Butzer (1991:145). New data show Middle Pleistocene.Withthe datanow available,
thatthe emergenceof microblademanufacturein we canreconstructthe mainpatternsof Paleolithic
Siberiaat ca. 35,000-29,000 B.P. (Dereviankoet occupationdynamics for the ca. 46,000-12,000
al. 2003) correspondsto the firstrise in population B.P. time range.The occupationdensityremains
786 AMERICAN ANTIQUITY [Vol. 70, No. 4, 2005]
low until ca. 36,000 B.R afterwhich it gradually hay andDavidJ. Meltzer,pp. 137-156. CRCPress,Boca
increases until ca. 16,000 B.R; no decrease is Raton,Florida.
Buvit, Ian, Karisa Terry,Aleksander V. Konstantinov,and
observedat the LGM(ca. 20,000-18,000 B.R). At MikhailV. Konstantinov
ca. 16,000-12,000 B.R, thepopulationgrowthrate 2004 Studenoe2:An Update.CurrentResearchin thePleis-
tocene 21:1-3.
is exponential. The cause(s) of this population
Chlachula,Jiri,Nikolai I. Drozdov,andNikolaiD. Ovodov
explosionis probablycomplexanddeservesmore 2003 Last InterglacialPeopling of Siberia:The Middle
research.Themainconclusionspresentedheremay Palaeolithic Site Ust'-Izhul', the Upper Yenisei Area.
Boreas 32:506-520.
at the moment serve as a first-generationrepre-
Davies, William
sentationof populationdynamicsin the Siberian 2001 A VeryModelof a ModernHumanIndustry :New Per-
Paleolithic. spectiveson the OriginsandSpreadof theAurignacianin
Europe. Proceedings of the Prehistoric Society
67:195-217.
Acknowledgments.We are grateful to Drs. George S. Burr
Derevianko,Anatoly P., DemetriB. Shimkin,and W. Roger
(University of Arizona, Tucson, AZ, USA) and Lyubov A. Powers(editors)
Orlova (Instituteof Geology, Novosibirsk, Russia) for pro- 1998 ThePaleolithicof Siberia:NewDiscoveriesandInter-
viding informationaboutthe precisionof 14Cmeasurements, pretations. University of Illinois Press, Urbana and
to Mr. Carlos Chiquete (Universityof Arizona) for transla- Chicago.
tion of the abstractinto Spanish, and to Dr. Vyacheslav N. Derevianko,Anatoly P., MikhailV. Shunkov,AleksanderK.
Dementiev (Instituteof Geology, Novosibirsk)for help with Agadjanian,GennadyF.Baryshnikov,ElenaM. Malaeva,
generating the Figures. We thank Prof. Nicolas Rolland VladimirA. Ulianov,NataliaA. Kulik,AleksanderV.Post-
(Universityof Victoria,B. C, Canada)and threeanonymous nov, andAntonA. Anoikin
reviewers for their insightful comments on this paper.This 2003 PrirodnayaSreda i Chelovekv Paleolite Gornogo
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