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Prioritized Network-based Vertical

Handover Decision in Multi-Access Wireless


Networks
Miyim, A.M., Ismail, Mahamod and Nordin, Rosdiadee
Department of Electrical, Electronics & Systems Engineering
Universiti Kebangsaan Malaysia (UKM)
43600 Bangi Selangor, MALAYSIA
{ammiyim, mahamod, adee}@eng.ukm.my

Abstract - The integration of wireless worldwide technologies tends to provide broad coverage as
interoperability for microwave access network (Wi- well as broadband access, for a converged system
MAX and Long Term Evolution (LTE) in an all IP [1], [2], [3].
based heterogeneous networks that require seamless
mobility is predicated on enabling the connection and
retrieval of data by a mobile user not mindful of the
medium or technology used. This phenomenon
facilitates freedom of movement while maintaining
service continuity. However, the interoperability
between multiple access technologies should be able to
realize the vision of 4G technology and beyond to
allow mobile user equipment (UE) to roam freely
when intersecting the cell-boundaries of different
network platforms without losing the service. To
achieve such task, a proposed mobility management Figure 1 Vertical and Horizontal Handovers in
system designed to detect conditions of the network Wireless Heterogeneous Network
early enough and effect changes to handover
parameters while maintaining the network Vertical handover, a term used to describe the
connectivity is being highlighted. The proposed system switching from one network to another network of
investigates how the signal strength threshold (RSSTh) different technologies, is a scheme suitable for
influences handover decision for a prioritized network inter-RAT technology where seamless vertical
with regards to distance and velocity. Computer handover between different network technologies
simulation based on a designed algorithm for vertical are considered as demonstrated in Fig.1. The aim in
handover optimization is being implemented to trigger vertical handover is to provide continuous service
the inter-radio access technology (RAT) handover for
for mobile users. This has become an issue in
evaluating the performance of next generation
wireless network systems. The results show that the heterogeneous networks since each of these
prioritized network stand to be the preferred network technologies has their own mobility management
as the UE is connected to it most of the time. solutions which force a major challenge as it tackles
two main issues: location and handover
management [4], [5]. While location management
Key Words: LTE-Advanced, HHO, VHO, WiMAX,
MTPN, MAPN, RSS, Delay, inter-RAT
monitors the User Equipment (UE) for successful
information delivery with the help of Mobile IP
(MIP) to enable seamless roaming, handover
I. INTRODUCTION management on the other hand, maintains an active
connection for the roaming user equipment when
Driven by new generations of their points of attachment (PA) are being changed
communication devices (smart phones, iPods, from one network to the other. The focus of this
tablets, etc), high capacity demands, and faster paper therefore is for the identification of an
speed, the demand for higher data rates by mobile algorithm for the vertical handover decision
users in recent times has witnessed a significant technique. Such technique should be capable of
increase in application services. Recent predicting whether the user equipment’s presence in
developments [1], [2] have shown that wide-area the preferred network will over stay the minimum
cellular networks based on the 3GPP standards required time before making appropriate decision.
(LTE/LTE-Advanced) and IEEE standard
(IEEE802.16x) can coexist to offer the needed high The rest of the paper is organized as follows:
speed data services to clients by complementing Section II gives the scenarios of handover schemes
each other because of the similarity in the network of the two different technologies. Section III
characteristics. The combination of these discusses the proposed algorithm developed to

978-1-4673-4728-0/12/$31.00 ©2012 IEEE 828 APCC 2012

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handle the handover procedures. Section IV resource utilization of the preferred network, as
describes the simulation; while the results and long as the preferred network satisfies the user
analysis is discussed in section V. Section VI application. Furthermore, this handover should be
concludes the paper. seamless with minimum user intervention, while
dynamically adapting to the wireless channel
II. VERTICAL HANDOVER quality state, network layer characteristics, and the
SCHEMES application layer requirements [8], [9].
Considering the received signal strength (RSS),
Two types of handover schemes are considered in handover latency and service application, QoS and
this scenario: (i) handover from WiMAX delay tolerance, an adaptive-based VHO (A-VHO)
(IEEE802.16m) to LTE (3GPP) and (ii) from LTE algorithm is proposed. The adoption of the
to WiMAX. Consideration is given to the handover algorithm is to satisfy the system handover
from WiMAX to LTE with WiMAX as the signaling load and other requirements by adjusting
preferred network because of its better throughput the signal threshold (RSSTh). A mathematical model
performance and low service cost [6]. To achieve to evaluate the performance of the AVHO as well
seamless handover, issues like handover measures, as to determine the threshold for optimizing the
algorithms for handover decisions and mobility to signaling, user available bandwidth and packet
keep mobile user connected need to be addressed. delay is proposed.
Several studies have been carried out on handover
schemes for eNodeB and access points (AP) in the III. PROPOSED ALGORITHM FOR
heterogeneous systems [2], [7]. However, for HANDOVER DECISION PROCEDURE
vertical handovers, the following challenges stand The UE’s position and velocity are considered
as problems: important and therefore incorporated into the
handover decision algorithm to predict the period
i) Signal degradation (decay) of the current user require in justifying the cost of the handover.
system may not necessarily be a reason for The algorithm will coordinate the use of prioritized
handover triggering, when mobile user network-based information taking into
moves from LTE-Advanced to WiMAX consideration the possibility of a Network Layer
platform as could be found in horizontal (layer-3; L3) handover. It also coordinates the use
handover [3]. of the handover information in L3 horizontal
ii) Unlike the horizontal handover, there is a handover to LTE/LTE-Advanced networks while
missing link on the availability of the considering the position, speed, and direction of the
measured signal strength between LTE and user. The minimum required duration a mobile user
WiMAX in vertical handover to lend would stay in the LTE/LTE-A network coverage is
support for decision making. determined by other parameters like bandwidth and
iii) During handover (HO), the upper layer delay. This is the minimum period required to
applications metrics focus only on the accomplish the handover procedures for the UE to
network conditions such as bandwidth receive data packets. In determining the distance
availability, delay, user preference, etc., between UE and the LTE node, location-based
and not on the physical layer parameters information is chosen for the process. However,
like received signal strength (RSS) and scanning or probing for access point is assumed to
signal-to-interference and noise ratio be the mechanism adopted for discovering the
(SINR). LTE/LTE-A coverage.

A. Prioritized Network-based VHO A. WiMAX (WLAN) HHO Decision

Different handover techniques exist in the Horizontal handover is said to occur when the UE
converged network. Horizontal Handover (HHO) is start sensing weak signal strength (degradation)
an intra-technology handover process in which the while moving from one access point to another on
mobile terminals handover resources to access the same network[12],[13]. Figure 2 shows an
points or eNodeBs while utilizing the same access algorithm for recovering such phenomenon, which
technology. Subsequently, Vertical Handover could determine whether the availability of other
(VHO) is an inter-technology process which takes APs belong to the same network or not. Because the
place when a mobile terminal roams between link layer (L2) maintains its latency during the
different technologies to handover its resources. horizontal handover process, it becomes impossible
The vertical handover is asymmetry and moves for the network (IEEE802.16m) to trigger.
between networks of different technologies thereby However, L3 procedures are required (as described
introducing the concept of prioritized network. earlier), if the target AP belongs to a different
Two (2) scenarios are considered in this paper: (i) network.
Moving Towards the Preferred Network (MTPN)
and (ii) Moving Away from the Preferred Network
(MAPN). As shown in Figure 1, the UE is always
attached to the AP at a distance (d) to improve the

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strong signal forms part of discovery of available
WLAN coverage. Once a strong signal is received,
the UE triggers the L2 and L3 handover procedures
to the target WLAN. In this case, only the router
discovery procedure would be effective.
Though some factors (speed, distance,
mobility) were considered in both the horizontal
and vertical handovers, mobility is performed on
the same layer for HHO while in VHO it is
performed between different layers as the mobile
equipment dissects across the different
heterogeneous networks. Considering the Poison’s
Figure 2 Proposed Prioritized Network-based Random Waypoint Mobility Model (PRWPMM)
Algorithm for UL and DL VHD from Wi-MAX to and constant speed, the thresholds in VHO network
LTE Networks selection were based on analytical hierarchy process
that decomposes the network selection problems
As mentioned earlier, the horizontal handover into several sub-problems and uses Grey Rational
latency in L3 of a visited network could exceed that analysis to select the network with the highest
of a downward handover of a visited network by a ranking. This is not the case for horizontal handover
serving network. Consequently, the proposed scenario.
algorithm needs to be triggered to predict the time
spent by the mobile user when in the new WWAN
and also to assess the suitability of such handover.
As illustrated in Figure 2, once the target eNodeB
does not belong to the user’s current network, the
UE notifies the eNodeB to trigger the same
location-based evaluation [17], [18]. Additionally,
while the UE awaits the notification of the decision
from the eNodeB, at the same time it monitors the
level of the SNR. Only when the SNR dropped
below the fixed threshold value, then the wireless
adaptor would be invoked. Apparently, the LTE
network may also be invoked to avoid the UE from Figure3 Proposed Prioritized Network-based VHD
Algorithm from LTE to Wi-MAX.
being out of coverage for a delayed period, which
might cause upper-layer disconnection (i.e., TCP
Supporting such functionality at the UE, the
and Application). The mobile user is likely to be out
of the coverage area far before a decision by the “Location-based Evaluation and Decision Stage”
prioritized network (WiMAX) is taken. This is as a was inserted into the conventional handover
paradigm at the UE (Figure 3).
result of L3 –horizontal handover running at the
The proposal comprises factors such as position,
LTE-Advanced is taken over.
velocity and coverage to advise the mobile UE
Therefore, when the signal to noise ratio (SNR)
whether a handover would be suitable at a given
drops below the threshold level, a connection with
the LTE network is once again re-established time or not.
(upward handover). It is less risky than triggering
the L3 horizontal handover (visit may be brief, but C. Performance Metric for VHO
likely to cause signal degradation). The preferred
network-based evaluation decision stage may be This section proposes an analytical method to
triggered once more when after re-establishing the effectively set the threshold power level (Pldg).
connection, the RSS of WiMAX coverage Given the Fritz path loss model [10] as in equation
(1), the analysis try to relate the ratio of the time
continues to show strength. However, the UE
(Rtime) when the UE is disconnected during a
continue transferring data over the LTE/LTE-A
handover, to the power level threshold coefficient
connection without any interruption as it awaits the
(α), and the speed of the mobile terminal, v. The
handover decision from the eNodeB of a WiMAX
important thing is to obtain a threshold value that
network.
will accurately depict the operation [13, 17].
WLAN however, is designed to give effect of RSSI
B. Downlink VHO Decision
by locating closely or afar from LTE in order to
make Multi Criteria Decision Making algorithm
Figure 3 provides the basic outline of the proposed
substantially affective.
algorithm for incorporating the preferred network-
In order to facilitate forced handovers and to predict
based information into the WLAN handover model.
a UE’s future movement, the study proposes two
The adapter at the UE performs functions of the
types of threshold circles in the WLAN coverage
coverage discovery stage. It could be recalled that
vis-a-viz, the handover threshold circle and the exit
in the conventional approach, the reception of a

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threshold circle as shown in Figure 4. The handover The values of the parameters used in the simulation
threshold (HT) circle in the WLAN cell represents are given in the table 1.
the coverage boundary. It is the distance from the
AP at which a UE performs a vertical handover to Table 1 Simulation configuration
another network reaches the Trigger and the Path Loss Model Configuration
Threshold lines for effective handover with the
network chosen by the algorithm. Transmit Power (Ptx) 14 dBm
The UE monitors the RSS by receiving data streams Frequency (f) 2.4GHz
coming from the Access Point (AP). Thus, the UE Path Loss Exponent (β) 4
and the AP remain as receiver and transmitter
Standard Deviation (σ) 0dB to 4dB
respectively.
Receive Power (Prx) (- 75 dBm)
B. Simulation Scenario

Four APs were used in the simulation which was


conducted by using the MATLAB simulation
where, software. It is to confirm and evaluate the model
Prx- Power of Received Signal (dB/watts) presented. The results obtained from the simulation
β- Path loss exponent were used to establish parameter values and to set
d- Distance in meters between the MUE (receiver) the threshold for Link Degradation (LDG). The
and the AP (transmitter). scenario is made up of an IEEE 802.16 cell,
Prx(d0)- Received Power at the free space path loss overlaid on a 3GPP cell that offers a wider coverage
model. area. The Server sends Data Bit Rate (DBR) traffic
stream at certain time intervals as the UE moves.
Considering the Mobile UE to randomly roam The movement of the UE starts within the WiMAX
starting from the AP and move at a steady velocity cell (prioritized network) and moving at a constant
v. At a time t equal to zero, it is possible to speed away from the WLAN AP towards the edge
determine Rtime: of the network, until it starts sensing weak signal
from the AP (through active or passive scanning).
As, the UE reaches a point where the signal level
goes below a threshold level (Prxth), a handover to
the 3GPP cell is performed. With correct
Where, tnew is time for the newly established assumptions and the signal level reaching Pldg, an
connection. Having known the values of v, tnew, and LDG event is triggered and the associated
Pldg for the UE, equation (2) could be the source for handshake process performed.
estimating the ratio of packets lost during a
handover (Rpckt), while assuming the traffic to be V. RESULTS AND ANALYSIS
constant.
Within the coverage area, each access point (AP)
IV SIMULATION PARAMETERS area is conceptually divided into three different
concentric areas as shown in Figure 4. The
A. Simulation Parameter innermost area is tagged RSS1 and has the strongest
The simulation depicts a coverage area of two RSS, whereas the second area which is outside
different overlapping network technologies RSS1 has a lower RSS than RSS1. Consequently,
(IEEE802.16m and 3GPP) as shown in Figure 4. the third area (RSS3) represents the remaining
The hexagons represent the LTE-A network, while portion and has the weakest RSS. However, RSS2
the circular rings represent the various signal levels is potentially the HHO region while RSS3 is the
of the WiMAX network as dissipated energy. potential VHO area.

A. Mobility Model
As the UE moves randomly and approaching the
HT boundary, it had a clear estimate of the time
available to spend in the current cell. This in turn
allows it to utilize available resources more
efficiently before moving out. Chen et al [17]
proposed a similar concept called the minimum
coverage. The problem with the minimum coverage
circle was that it also included empty coverage-less
areas. Hence the UE would sometimes have to
perform a vertical handover before moving out of
the minimum coverage circle. A point may be
Figure 4 WLAN system model and RSSI level
raised that a UE when handing over at the HT
distance might do so before reaching the end of the

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actual coverage at that point, resulting in an effect is absent. Consequently, fading between the
underutilization of the available radio resources. AP and the UE could be modelled using the free
However coverage predictability could be achieved space path loss equation in which the mobility
through the precise knowledge of time before model was based on Gaussian.
vertical handover is executed. This is believed to The analysis therefore, demonstrates that the UE
assist in the efficient allocation of radio resources in might be assessing both the WiMAX and the
both the serving and target networks, based on the LTE/LTE-A networks simultaneously at a certain
UE’s needs. distance on the edge of the WiMAX boundary. This
The second circle is the exit threshold (ET) circle, could be possible because of the desire to initiate a
introduced to improve the predictability of the UE’s handover before reaching the edge of the coverage
direction change. This simple, yet effective concept area, while either moving away from or moving
was adopted by Chiu and Bassiouni in [18], who towards the coverage area.
proposed the threshold distance (TD) which is a
distance smaller than the cell radius that specifies C. Results
an inner circle. The TD radius is carefully chosen The RSS threshold value was set for the UE to
such that a UE once outside the TD, rarely trigger when the signal strength starts degrading.
undergoes a drastic change in direction. This helps Fig. 5(a) shows the trajectory of the received signal
to minimize the false submission of reservation against time. The degraded Signal (fading) is seen
requests to a neighbouring cell. to go beyond RSSth (-100dBm) and so is the
The experiments in [18] focused on the vehicular corresponding handover time as demonstrated in
movements and were carried out in a cellular figure 5 (b). This degradation shows how many
environment with a cell radius of 1000 m and a TD times handover (horizontal and vertical) occurs as
radius of 800 m. This study however, targets the UE roam across the boundaries of the APs as
pedestrian behaviour where UEs are more likely to well as across the different networks. It is clear
experience frequent and random changes in from the results that the UE hardly stays longer than
direction, the ET distance is dependent on the HT necessary (about 2 seconds) in the 3GPP network.
distance and is kept closer to it, within 10-15 m. At However, the UE spend most of the time in the
pedestrian speeds (3km/h, 16km/h 70km/h), it gives priority network (IEEE802.16m).
the UE enough time to submit new requests to the
neighbouring AP. In the case of an AP at the
coverage boundary, it allows the UE to prepare for 0
RSS(dBm)

a vertical handover to the next available network. -50

Therefore the main function of the exit threshold -100

(ET) circle to define an area beyond which the UE 0 10 20 30 40 50 60 70 80 90 100


Time (s)
can start the process of a vertical handover through 5
the submission of resource requests to the new 4
NBServ(dBm)

network if it is available. 3

1
B. Propagation Model 0
0 10 20 30 40 50 60 70 80 90 100
As every mobile user defines its course or path Time(s)

(since the surrounding environments tend to vary Figure 5. Number of Handovers (Vertical and
with the location of the receiver in question), a log- Horizontal) as UE crosses cell boundaries.
normal shadowing will be useful when dealing with
real situation and denoted as As the RSS of the prioritized network gets stronger,
less VHO occur. The reverse is the case when the
signal strength degrades as the frequency of VHO
increases. As earlier stated, the frequency of
vertical handover might stem from the network
For an ideal decaying signal, the analysis of packets topology.
Empirical CDF
drop during handover is considered necessary and 1
R=5km

important to also investigate the shadowing effects 0.9

0.8
R=15km
R=25km

which may likely affect the propagation model 0.7

(depending on the topology of the network). These 0.6


P(RSS)(%)

0.5
(shadowing) effects can be modelled by introducing 0.4

a component Xσ to the Fritz path loss model as 0.3

shown in equation 4. 0.2

0.1

0
-100 -90 -80 -70 -60 -50 -40 -30
RSS(dBm)

Figure 6. CDF of HHO and VHO at different radial


distances.
With sigma (σ) values changing from 6 to 8 and
Xσ is a random variable taken from a Gaussian
then to 20, results indicate that the shadowing
distribution with a standard deviation of σ [10]. For
model in equation 3 has little effect on the
a zero value of σ, is an indication that shadowing

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sensitivity of the receiver because the difference of IEEE Wireless Communications 11(3)(2004)
the RSS values did not exceed 1dB at 50% pp.8-15
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1

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Prioritized 2009, November, pp24-26, Seoul, Korea.
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0.8
[6] Xiaohuan Yan, et al, “A survey of VHO
0.7 decision algorithms in 4G heterogeneous
0.6
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P(RSS(%)

0.5

0.4
networks, pp1848-1863, Vol.54, 2010
0.3 [7] S. Woon, et al, “Effective link triggers to
0.2
improve HO performance”, 17th Annual IEEE
0.1

0
International Symposium on Personal, indoor
-100 -90 -80 -70 -60 -50 -40 -30 -20 -10
RSS(dBm) and Mobile Radio Communications
Figure 7 CDF of Prioritized vs Non-Prioritized (PIMRC’06)
Networks [8] J. Makela, M. Ylianttila, K. Pahlavan, “Handoff
At 50% probability, the graph in Fig. 7 show the Decision in Multi Service Networks”, The 11th
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VI CONCLUSION [12] K. Pahlavan, et al; “Handoff in Hybrid Mobile
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Acknowledgement cdma/tdma protocol for integrated voice/data
The authors would like to acknowledge the transmission,” JCCI 2000, 2000.
financial contributions from Grant: GUP-2012-036 [16] Haiming Wang, Dajie Jiang, Esa Tuomaala,
for the publication of the research work in this “UL capacity of VoIP on LTE system”,IEEE
Asia Pacific Conference on communications,
conference.
pp. 397–400, 2007.
[17] Chen, W., Liu, J. and Huang, H., “An Adaptive
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