You are on page 1of 16

Journal of Peace Research

2019, Vol. 56(6) 767–782


Risk tolerance during conflict: Evidence ª The Author(s) 2019
Article reuse guidelines:
from Aleppo, Syria sagepub.com/journals-permissions
DOI: 10.1177/0022343318824632
journals.sagepub.com/home/jpr

Vera Mironova
Department of Economics, Harvard University
Loubna Mrie
Kevorkian Center for Near Eastern Studies, New York University
Sam Whitt
Department of Political Science, High Point University

Abstract
When war breaks out, how important are risk preferences to explaining why some individuals stay in conflict zones
while others take flight? We examine risk tolerance among rebel combatants and civilians in Aleppo, Syria using a
variation of the Eckel-Grossman Choice Game. Field work in Syria was conducted in 2013–14 with a total of 232
participants to include both Syrian civilians and active rebel fighters in Aleppo and Idlib Province, as well as among
Syrian refugees in neighboring Turkey. Compared to Syrians in other locations, people in rebel-held territory of
Aleppo, both combatants and non-combatants, are significantly more risk tolerant. We consider possible explana-
tions for elevated risk preferences in Aleppo based on self-selection, adaptive learning, a sense of self-efficacy to affect
future outcomes, conflict-related grievances, and in-group solidarity. Our analysis suggests that self-selection based
on access to resources and a strong sense of self-efficacy may explain higher propensity for risk-taking. Overall, our
results speak to a plausible sorting mechanism during conflict where risk averse individuals select out of conflict,
while highly risk tolerant individuals are more prone to discount the inherent dangers of remaining in conflict zones.
Our results provide new micro-level explanation for why some societies become mired in conflict traps involving
highly risk tolerant fighting communities.

Keywords
civil war, conflict, insurgency, rebel groups, risk preferences, Syria

Introduction civilians in conflict is usually divided between civilians


held captive by combatants on one hand and the blurring
When facing violence, how important are risk prefer-
of lines between civilians and combatants on the other
ences to explaining why some individuals stay in conflict
(Kalyvas, 2006; Wood, 2003; Fabbe, Hazlett & Sinmaz-
zones and take up arms while others take flight? Are
demir, 2017), while the literature on refugee movement
combatants naturally more risk tolerant than non-com-
often emphasizes economic means and opportunity and
batants? And which is the riskier gamble: staying in a
the threat of violence to explain who stays in conflict
combat zone or leaving one? Though risk preferences are
zones and who flees (Adhikari, 2013). We attempt to
often implied in various conflict literatures, more clari-
bridge these literatures by focusing on risk preferences to
fication is needed. At the micro-level, the literature on
understand why people stay and fight in conflict zones
military mobilization commonly focuses on selective
incentives, grievances, and social sanctioning for explain-
ing who fights and who does not, often with mixed Corresponding author:
results (Humphreys & Weinstein, 2008). Research on swhitt@highpoint.edu
768 journal of PEACE RESEARCH 56(6)

while others flee. Based on field research in the case of war- instruments. Andersen et al. (2010) find good congru-
torn Syria, we examine risk preferences among civilians and ence between lab and field experiments on risk. Dohmen
combatants in the rebel held and contested areas of eastern et al. (2011) observe consistency between general attitu-
Aleppo using a variation of the Eckel-Grossman (2002, dinal and behavioral measures of risk-taking. Vieider
2008) choice game from behavioral economics. We find et al. (2015) also find strong evidence of generalizable
that risk tolerance is elevated among combatants and non- risk preferences using survey and experimental risk
combatants in rebel-held Aleppo compared to people in instruments in a comparison of 30 countries, making
other locations in Syria and to Syrian refugees abroad in cross-cultural comparison of risk possible.
neighboring Turkey. Self-reported rationales for leaving, Researchers are increasingly studying risk propensities
staying, and fighting help validate the belief that exiting under real world conditions of threat and uncertainty
the conflict is a far safer strategy than staying and/or fight- linked to natural disasters and conflict. Cameron & Shah
ing. Our results suggest a plausible sorting mechanism (2015) find evidence of elevated risk-taking in the after-
where risk averse individuals flee conflict, while risk toler- math of severe flooding and earthquakes. Eckel,
ant individuals are more likely to stay and fight. El-Gamal & Wilson (2009) observe heightened risk tol-
erance among evacuees following Hurricane Katrina.
Research on risk preferences: From the Kim & Lee (2014) find that children who were exposed
lab to the field to violence during the Korean War have long-term risk
aversion five decades after the war. Callen et al. (2014)
Individual decisionmaking under conditions of risk and offer evidence that exposure to violence and fearful recol-
uncertainty has been an ongoing puzzle for the social lections creates a ‘premium on certainty’ (risk aversion)
sciences (von Neuman & Morgenstern, 1947; Arrow, in Afghanistan. Jakiela & Ozier (2015) show that indi-
1965). This is in part because conventional explanations viduals in the aftermath of Kenyan electoral violence are
of risk-seeking behavior based on expected utility models also more risk averse. In contrast, Voors et al. (2012) find
are often empirically violated (Starmer, 2000). Instead, that victims of violence in Burundi are more risk
risk-taking behavior appears to have important psycho- tolerant.
logical, environmental, and possibly genetically trans- At present, the literature on violence is only beginning
mitted components. For example, Kahneman & to consider the importance of risk preferences to under-
Tversky (1979) illustrate how risk propensities can be standing micro-level behavior. However, risk preferences
altered by framing effects, and people become more risk of combatants and civilians during violence and the
tolerant when facing prospective losses. However, Bins- effects of violence on those preferences remains ambig-
wanger (1980) and Holt & Laury (2002) find that peo- uous and deserves further investigation. Our study con-
ple generally tend to have stronger preferences for risk siders risk preferences under conditions of ongoing
aversion than risk-loving behavior. Eckel & Grossman conflict in Syria. Our research is one of the first to con-
(2008) show that women tend to be more risk averse sider the role that risk tolerance might play in differen-
than men in risk-taking experiments. Apicella et al. tiating among combatants, non-combatant civilians, and
(2008) find that risk-taking is positively associated with refugees in civil war.
increased levels of testosterone in males, which has also
been linked to overconfidence in one’s self-efficacy and
aggressive behavior (Johnson et al., 2006). Furthermore, Risk-taking during conflict
Dohmen et al. (2012) find evidence of intergenerational To understand risk preferences, we begin with the
transmission of risk preferences from parents and local assumptions of the expected utility model, which pre-
environments where people live via positive assortative dicts that risk-taking is a function of the expected value
mating. Becker et al. (2014) suggest that heterogeneity in of possible outcomes. Key to the model is the ability to
risk preferences around the world can be traced to calculate the relative costs and benefits of different
genetic diversity linked to ancient migration patterns.1 choices and the probability that a choice will lead to a
Risk propensities have also been examined cross- desired outcome. Of course, the costs of remaining in
culturally using a range of behavioral and survey conflict zones could be quite high: psychological trauma,
physical pain and suffering, and possibly death. It may
1
Research on variation in D2 and D4 dopamine receptors also also be difficult to assess relative risks and probabilities of
suggest a relationship between genetic variation and human cultural adverse outcomes because it is unclear what tangible
diversity (Harpending & Cochran, 2002). benefits one might receive or what costs might be
Mironova et al. 769

incurred from taking up arms or otherwise remaining in (the reverse hypothesis). In an uncertain, hostile environ-
conflict zones. Furthermore, the decision to flee conflict ment, sheltering in place may seem like the safest
could also carry considerable risk: abandoning one’s strategy.
home and community for a potentially perilous journey Yet another counter-argument might emphasize the
to an uncertain future. Which is the more risky gamble heterogeneity of different actors in conflict zones. If not
during conflict: to fight, to take shelter in place, or to everyone is there voluntarily, it may be necessary to draw
flee? distinctions between active combatants and civilians who
First, we consider the hypothesis that refugees are more do not support their causes (Weinstein, 2006; Hum-
risk averse than those who remain in conflict zones. In phreys & Weinstein, 2008). To understand the risk pre-
general, research on refugee flight during conflict shows ferences of those who willfully participate in conflict, the
that the intensity of violence and the threat of future expected utility model is more problematic. Active par-
violence are strong predictors of when people leave con- ticipation in combat carries potentially high risks of
flict zones, while economic means and opportunity play trauma, injury, and death, and individuals may have
a critical role in determining who leaves and who stays incentives to free ride rather than join combatant groups
(Davenport, Moore & Poe, 2003; Adhikari, 2013). In (though see Kalyvas & Kocher, 2007). This argument
assessing risk during conflict, individuals may follow the would predict heterogeneous risk preferences in conflict
logic of the expected utility model. They stay until the zones depending on one’s role and level of commitment
potential costs of remaining in conflict zones become to the cause of violence. Combatants and their support-
untenable, at which point they leave, provided they have ers could have elevated, possibly irrational levels of risk
the ability to do so (Hirschman, 1970). Assuming varia- tolerance compared to those who might remain in con-
tion in individual risk tolerance, one might predict that flict zones but not necessarily support combatant causes
more risk averse people leave first, while more risk-taking or choose to free ride.
individuals will elect to stay in conflict zones for longer In summary, in evaluating different perspectives on
periods of time, though continually updating and re- risk preferences during conflict, we test the following
evaluating relative risks of staying vs. leaving. hypothesis against alternative hypotheses of null, reverse,
However, a plausible counter-argument is that under and mixed effects regarding risk tolerance:
some circumstances, the potential risks of refugee flight
might outweigh the risks of remaining in a conflict zone. Risk tolerance during conflict: People who remain in
For example, the path to safety could be perilous. Civi- conflict zones have elevated risk tolerance.
lians might have to pass through front lines or territory
controlled by opposition forces where they could be
highly vulnerable to attack. Leaving a conflict zone also
Mechanisms and scope conditions
may entail the potential loss of personal property as well If individuals in conflict zones are in fact high risk-takers,
as separation from family and friends, and disruption of what might account for their greater tolerance for risk?
social networks that people in conflict rely on for sur- We consider and explore plausible explanations for risk
vival. International efforts to provide refugee shelter and tolerance based on self-selection, adaptive learning, a
assistance may be lacking, in which case the decision to sense of self-efficacy to affect future outcomes, grie-
leave a conflict zone is both potentially costly and a risky vances, and social solidarity. We also propose scope con-
endeavor. This counter-argument would predict the null ditions on the generalizability of our hypothesis to
hypothesis that risk tolerance is uncorrelated with deci- various conflict conditions.
sions to remain or flee conflict-affected areas. Both carry First, we consider whether higher risk propensity is
risks. due to self-selection on high risk-taking individuals. Evi-
Another counter-argument can be found in the ‘cer- dence of heterogeneous risk tolerance within populations
tainty premium’ hypothesis advanced by Callen et al. is common in the literature. Dohmen et al. (2012) and
(2014). They find in Afghanistan that exposure to vio- Becker et al. (2014) underscore important cultural and
lence may have long-term traumatic effects on individu- genetic contributions to risk preferences based on socia-
als that make them highly risk averse. The certainty lization and positive assortative mating. Eckel & Gross-
premium hypothesis would predict that individuals with man (2008) and Apicella et al. (2008) also point to
greater conflict exposure become more risk averse. If so, important gender effects of risk-taking linked to male
individuals who remain in highly volatile conflict zones testosterone levels, which are also associated with over-
could be potentially more risk averse than those who flee confidence and aggressive behavior associated with
770 journal of PEACE RESEARCH 56(6)

conflict (Johnson et al., 2006).2 Research from psychol- future outcomes (Krueger & Dickson, 1994; Tezcür,
ogy also shows a strong link between fear and risk aver- 2016). Research on optimism bias suggest that individ-
sion, often triggered by conflict (Lerner & Keltner, uals are often susceptible to wishful thinking and will
2001). Self-selection offers one explanation for how peo- take risks when they overestimate their chances of win-
ple in conflict might sort based on risk tolerance. Indi- ning and discount the possibility of losing (Weinstein,
viduals with low risk tolerance (possibly linked to 1980; Wrangham, 1999; Bracha & Brown, 2012). We
genetics, gender, and psychology) flee conflict whenever examine how people’s beliefs about their present and
possible. future prospects might impact risk tolerance in the con-
Next, we consider whether risk-taking is an adaptive text of an ongoing conflict.
learning behavior, conditioned by the environment We also consider whether increased risk tolerance
(March, 1996; Denrell, 2007). Research in psychology could be motivated by a desire to protect kinship and
on protection motivation theory would suggest that risk- social networks. Individuals take risks out of a sense of
taking could be an adaptive (or maladaptive) coping social solidarity with those who share their experiences
mechanism for dealing with perceived threats and vul- in the conflict zone. A number of scholars have empha-
nerabilities (Rogers, 1975; Floyd, Prentice-Dunn & sized the blurring of lines between civilians and com-
Rogers, 2000). People in conflict zones adapt to the batants, who represent different parts of a broader
conditions at hand, especially when they have no other holistic fighting community with different roles and
choice. As individuals become more exposed to dangers functions to play (Wood, 2003; Kalyvas, 2006; Parkin-
and uncertainty, they grow accustomed to living with son, 2013). There is also enduring evidence in the mil-
extreme risk. Danger becomes normalized and risk tol- itary literature that individual bonds between
erance is a necessity for survival. Rather than selecting for combatants are more important to understanding fight-
risk tolerant individuals, conflict simply compels individ- ing motives than the actual cause of war (Shils & Jano-
uals to adjust upward their tolerance for risk. witz, 1948; Whitehouse et al., 2014). Risk tolerance
Another possibility is that people in conflict zones may also be part of an evolutionary mechanism for why
assume risks because they are committed to the cause some individuals altruistically self-sacrifice for the sur-
of violence. We consider this a grievance or activist- vival of the larger group (Choi & Bowles, 2007). We
based explanation for risk tolerance. A number of studies explore whether risk-taking is borne out of a sense of in-
suggest that grievances and activist causes may function group solidarity within the context of a fighting
to mobilize individuals to engage in higher risk forms of community.
collective action (McAdam, 1986; Krueger & Maleck- Finally, we offer several scope conditions on the gen-
ova, 2003; Weinstein, 2006; Arjona & Kalyvas, 2012; eralizability of our research hypothesis. In particular, we
Souleimanov & Aliyev, 2015). Psychologists have also argue that our hypothesis most likely applies to condi-
tions where civilians are relatively free to exit conflict as
found strong linkages between anger and risk tolerance
opposed to models where civilians are held hostage by
(Lerner & Keltner, 2001). People in conflict zones may
insurgents and/or governing forces (Kalyvas, 2006;
take calculated risks to advance the goal of defeating a
Fabbe, Hazlett & Sinmazdemir, 2017). The freedom
perceived adversary in pursuit of a cause.
to exit also implies that those who remain in conflict
Risk-taking could also be mediated by the prospects of
zones face greater threats of present/future violence than
future gains or loses. A number of scholars have applied
those who flee. Second, we argue that our hypothesis
prospect theory to understanding individual decision-
most likely holds where violence against civilians is indis-
making behavior during conflict (Levy, 1997; McDer-
criminate as opposed to selective, that is, combatants and
mott, 2004; Mercer, 2005; Tezcür, 2016). Prospect
civilians face similar risks within the conflict zone (Kaly-
theory would predict that risk tolerance is reference
vas & Kocher, 2007). Hence, our research speaks most
dependent – people treat gains and losses differently and
directly to cases of conflict where civilians are targeted for
are more willing to take risks to preserve the status quo or mass expulsion, ethnic cleansing, or government efforts
prevent future losses (Kahneman & Tversky, 1979). to ‘drain the sea’ of insurgents and their supporters
However, whether or not people take risks to avoid losses (Downes, 2007; Lyall, 2009). Finally, our hypothesis
may be mediated by one’s sense of self-efficacy to affect would be best supported in conflict environments where
civilians and combatants constitute a holistic fighting
2
See also research on aggression and the expression of the community, each taking risks for the sake of a cause,
monoamine oxidase A gene (MAOA) by McDermott et al. (2009). rather than heterogeneous groups of actors with
Mironova et al. 771

divergent preferences (Wood, 2003). Such conditions 2017). Our study attempts to assess risk preferences
appear applicable to the Syrian case, which we now dis- when conflict is intense and ongoing, and outcomes are
cuss in further detail. uncertain. To test our hypothesis, we compare risk pre-
ferences in Aleppo to the neighboring province of Idlib,
which at the time of our research was behind the front
Rationale for case selection lines, largely under rebel control, objectively safer than
We test our hypothesis in the context of the conflict Aleppo, and a primary relocation point for those fleeing
in Aleppo, Syria. In the wake of the Arab Spring, Aleppo. We argue that conditions in Aleppo were
protests calling for the ouster of Syrian President increasingly approaching that of a holistic fighting com-
Bashar al-Assad began in early 2011 and were coun- munity, where civilians were remaining in/selecting out
tered with violent repressive measures by the Assad of Aleppo based in part on their support for rebel insur-
regime. 3 By the end of 2011, Syrian opposition gents. Beyond Syria, we also compare Aleppo to major
groups had militarized under the umbrella organiza- destination points for Syrian refugees in Turkey,
tion of the Free Syrian Army and the armed insur- namely a large UNHCR refugee camp in Kilis and
gency was underway. Since 2011, the Syrian urban pockets of Gaziantep, which were both teeming
opposition has splintered into a range of factions to with civilians fleeing the Aleppo region, as well as ex-
include both moderate secular resistance groups and combatants. Our hypothesis predicts that people who
religious sectarian armies affiliated with Al Qaeda and remain in Aleppo will be highly risk tolerant compared
the Islamic State (ISIS). The city of Aleppo played a to these safer locations inside Syria and abroad.
strategic role for opposition forces linked to the Free
Syrian Army, which occupied the eastern part of the
Experimental protocols
city, while the Assad government controlled the west-
ern part and subjected the opposition to relentless air To measure risk tolerance, we use a variation on the Eckel-
and artillery bombardments. It was under these con- Grossman Choice Game (hereafter EG choice game) as
ditions that our study began in August 2013. well as standard survey instruments measuring risk atti-
One of our main rationales for conducting this study tudes. In general, researchers have found good consistency
in Aleppo was to understand risk preferences during among different survey and behavioral measures of risk
high intensity, ongoing conflict. Citizens of eastern (Dohmen et al., 2011). We chose the EG choice game for
Aleppo faced a number of agonizing choices: whether its simplicity, which we believe will help reduce confusion
to stay in the city or flee abroad leaving family, friends, in the field and noise in the data (Dave et al., 2010). We
and property behind; whether to remain sheltered or use two versions of the EG choice game. In each game, the
venture out for provisions in the face of air strikes, subject is presented with five options. Option 5 has the
shelling, and snipers; how to ration savings, food, and highest potential payoff of 500 Syrian Pounds (about $5).
medical supplies when the duration of the conflict is Option 1 is a sure pay-off of 100 Syrian Pounds (see Table
uncertain; and whether to support the opposition I). However, in one game, the expected value of risk-
insurgents or oppose them? A key question for our taking is linearly increasing while in the second game,
study is whether such conditions lead to selection on expected values are a non-linear, inverted U-shape (see
individuals who are more risk tolerant. The few studies Figure 1). We use the non-linear game to measure
which have been conducted on risk and conflict expo- whether subject risk preferences correspond to expected
sure appear to find mixed results (Voors et al., 2012; utility models of risk. In the second game, the expected
Callen et al., 2014). One possibility is that risk prefer- value for the highest payoff (500 Syrian Pounds) is no
ences are highly sensitive to timing of conflict exposure greater than the sure pay-off (100), so extreme risk-
and other scope conditions such as exit options taking is not a logical decision given the expected value
(Hirschman, 1970), which in the case of Aleppo were calculation. The non-linear game assesses whether risk-
generally viable (Fabbe, Hazlett & Sinmazdemir, takers are rational utility maximizers.
The two risk games are conducted at the beginning of
3
the study along with a series of dictator games with
The origins of the conflict are complex and go beyond mere
various in-group and out-group treatments. Subjects are
sectarian divisions. See Seale (1986) and Heydemann (1999) for
historical background, and Pierret (2013), Hashemi & Postel told that they will be paid for one of the tasks they
(2013), Van Dam (2017), and Baczko, Dorronsoro & Quesnay complete, but they are not told for which task they are
(2018) for the current conflict. paid.4 After the risk games, subjects completed a survey
772 journal of PEACE RESEARCH 56(6)

Table I. EG choice game (linear and non-linear expected values)


(a) EG choice game (linear expected values)
Which of the following options would you prefer?
Option
5 50% chance of receiving 500 50% chance of receiving 60
4 50% chance of receiving 400 50% chance of receiving 70
3 50% chance of receiving 300 50% chance of receiving 80
2 50% change of receiving 200 50% chance of receiving 90
1 100% chance of receiving 100
(b) EG choice game (non-linear expected values)
Which of the following options would you prefer?
Option
5 20% chance of receiving 500 80% chance of receiving 0
4 40% chance of receiving 400 60% chance of receiving 0
3 60% chance of receiving 300 40% chance of receiving 0
2 80% change of receiving 200 20% chance of receiving 0
1 100% chance of receiving 100

Expected value from risk-taking 2013–January 2014, and Syrian refugees were recruited
300 inside and around a UNHCR refugee camp in Kilis
Turkey in January–April 2014. Idlib region was selected
250
as a point of comparison to Aleppo inside Syria and
200 within rebel-controlled territory. Idlib was far less danger-
Expected value

ous than Aleppo at the time of our study.5 Refugees were


150
sampled in Kilis and Gaziantep, Turkey because the Kilis
100 refugee camp and Gaziantep are the closest points in Tur-
Linear EV key from Aleppo and Idlib and a primary initial destina-
50
Non-linear EV tion for refugee seekers from those regions.
0 A total of 232 participants completed the risk
1 2 3 4 5
Risk tolerance
games. Subjects were recruited using cluster sampling
techniques by a local enumerator. We oversample
males in the civilian and refugee groups to be com-
Figure 1. Expected value calculations in two variants of the EG
parable to the combatant sample, though we have
choice game
female participants to control for gender effects. The
on wide-ranging themes. The survey also included sev- local enumerator conducted the risk games face-to-
eral attitudinal measures of risk as a robustness check on face in a public location, but without interference
experimental risk preferences. from others.6 Due to the challenges of conducting field
research during an active conflict, we are not able to make
Data collection population inferences from our data. Our research is highly
Data were collected in month-long waves between
August 2013 and May 2014. Subjects in Aleppo were 5
Objectively, Idlib region was under firmer rebel control and less
recruited in August–October 2013, subjects in a neigh- subjected to ground and aerial assaults by the Assad regime.
boring province of Idlib were recruited in December Subjectively, subjects in Idlib region report that they feel much
safer than those in Aleppo. Conflict conditions were relatively
stable during the data collection period, reducing concerns about
4
We initially planned to randomize payments to one experiment. history effects biasing our results.
6
However, we were concerned about cultural and religious For the safety of our enumerator, we refrained from random route
sensitivities to gambling, so we decided to select a dictator game, sampling door-to-door, given the uncertainty of the environment.
rather than a risk game for payment. Subjects did not know in Our enumerator identified public locations where individuals
advance for which game they would be paid, but there is no would gather and then randomly selected five people (no more
deception because we did pay them for one of the tasks they completed. than five per cluster and one per household) to conduct the study.
Mironova et al. 773

Table II. Descriptive statistics


Variable Description Mean SD N
Risk game linear EV Ranges from 1 (low risk) to 5 (high risk) 2.86 1.27 228
Risk game non-linear Ranges from 1 (low risk) to 5 (high risk) 3.35 1.42 232
EV
Not afraid to take risk ‘I am not afraid to take risks.’ Responses range from 1 ¼ strongly disagree to 2.57 1.07 254
4 ¼ strongly agree.
Avoid risk ‘I avoid risks whenever possible.’ Responses range from 1 ¼ strongly disagree to 2.84 1.17 256
4 ¼ strongly agree.
Aleppo, Syria 1 ¼ subject in Aleppo, 0 ¼ not in Aleppo 0.37 0.48 256
Idlib, Syria 1 ¼ subject in Idlib, 0 ¼ not in Idlib 0.20 0.40 256
Turkey 1 ¼ subject in Turkey, 0 ¼ not in Turkey 0.43 0.50 256
FSA fighters 1 ¼ FSA fighter, 0 ¼ not FSA fighter 0.24 0.43 256
Civilians inside Syria 1 ¼ civilian inside Syria, 0 ¼ not civilian inside Syria 0.33 0.47 256
Refugees in camp in 1 ¼ refugee in camp in Turkey, 0 ¼ not refugee in camp 0.23 0.42 256
Turkey
Refugees outside 1 ¼ refugee outside camp in Turkey, 0 ¼ not refugee outside camp 0.20 0.40 256
camp in Turkey
Female 1 ¼ female subject, 0 ¼ male subject 0.14 0.35 256
Age Subject age in years from 18 to 60 29.7 9.58 249
Education Subject education from 1 ¼ no formal education to 4 ¼ post-secondary education 2.48 0.74 249
Employed 1 ¼ working before the war, 0 ¼ unemployed, not working 0.85 0.36 249
Time in current ‘How long have you been in the location where you are currently living?’ 1 ¼ less 4.69 1.50 256
location than a week, 7 ¼ more than 2 years
Internally displaced ‘Were you forced to flee your home to another location in Syria?’ 0 ¼ no, 1 ¼ yes 0.44 0.50 256
Victimization Index of victimization based on self-reported exposure to violence, personal injury, 0.59 0.23 256
injury, death or disappearance of close friends and family members (ranges from 0
to 1 with increasing victimization)
Property damage Index of property damage based on self-reported damage or destruction of home or 0.29 0.27 256
business property (ranges from 0 to 1 with increasing damage)

exploratory, but we attempt to go beyond convenience responses, a clear pattern appears to emerge. Refugees
samples which are commonly used in lab and lab-in-the- indicate a strong sense of risk aversion. When we ask
field experiments. This research design received IRB refugees to indicate reasons why they left Syria, ‘it is too
approval, and we took very seriously the safety and well- dangerous to stay’ was the most common reason and the
being of our enumerator and subjects in designing and main reason offered (Online supplementary information
conducting this study.7 Table II provides summary statistics [henceforth SI] Table IA). In contrast, a majority of
of key demographics for our sample. civilians inside Syria say they are there ‘to help those who
are fighting’, ‘to protect my home, property, family’, and
Results lack resources to flee. Only a small minority think that
leaving Syria would be more dangerous than staying in
We begin by considering reasons why combatants, civi- place (SI Table IB). Finally, active combatants in Syria
lians, and refugees rationalize their decisions to stay,
indicate that they are fighting ‘to defeat the Assad regime’,
fight, or flee Syria. Which choice (fighting, staying, or
‘to take revenge on Assad’s forces’, and ‘to defend their
leaving) is perceived as the least risky gamble? From their
communities’ from attack. Few indicate that they were
forced to join rebel groups but are instead fighting volun-
7
In 2013, conditions on the ground in Syria were more permissible tarily (SI Table IC). Collectively, these responses suggest
to field research. Numerous news organizations and aid groups were that refugees clearly understand the elevated risks posed by
working in Aleppo and travel in and out of Aleppo to Turkey was staying in the conflict zone and opted to flee, while those
common. What we did in 2013 would not have been possible at later
stages of the conflict. However, our hypothesis predicts that risk
who stay in Syria appreciate and accept the risks of staying
tolerance would only continue to increase as the conflict intensified in order to support the rebel insurgency, to project their
in Aleppo after 2013. homes and property, and for lack of resources to flee to
774 journal of PEACE RESEARCH 56(6)

Syrians outside Aleppo Syrians inside Aleppo

.5

.5
.2 .3 .4

.2 .3 .4
Density

Density
.1

.1
0

0
1 2 3 4 5 1 2 3 4 5
Risk tolerance (linear EVs) Risk tolerance (linear EVs)
kernel = epanechnikov, bandwidth = 0.4396 kernel = epanechnikov, bandwidth = 0.4210

Syrians outside Aleppo Syrians inside Aleppo


.5

.5
.2 .3 .4

.2 .3 .4
Density

Density
.1

.1
0

0
1 2 3 4 5 1 2 3 4 5
Risk tolerance (non-linear EVs) Risk tolerance (non-linear EVs)
kernel = epanechnikov, bandwidth = 0.4481 kernel = epanechnikov, bandwidth = 0.4667

Figure 2. Risk preferences in the choice games (kernel density plots)

safer areas. Hence, Syrians seem quite aware about which conditioned on expected values). Overall, people in
choices (staying and fighting) are the riskier gamble. We Aleppo appear much more risk tolerant than other Syrians
now seek to validate these initial responses with more in the more peaceful, stable province of Idlib and in refu-
refined measures of risk tolerance and aversion. gee locations in Turkey.
Our hypothesis predicts that risk tolerance should be To further assess heterogeneity in risk tolerance in our
greater in the high-intensity conflict region of Aleppo sample, we run OLS regression models where the depen-
compared to other areas. At first glance, our hypothesis dent variable ranges from 1 (most risk averse) to 5 (most
appears to have merit. Figure 2 presents kernel density risk tolerant) using the linear EG risk game. Table III
plots of risk-taking in the linear (upper panels) and non- shows that people in Aleppo are more risk tolerant than
linear (lower panels) EG choice games for Syrians outside Syrians outside Aleppo (Models 1–2), and that both rebel
Aleppo compared to Syrians in Aleppo.8 Ordering deci- fighters and civilians in Aleppo are more risk tolerant than
sions in the risk game from 1 ¼ most risk averse to 5 ¼ other comparison groups (Model 3). Our findings are
most risk tolerant, the mean risk preference for Aleppo is robust to extended controls for gender, age, education,
3.14 (SD ¼ 1.13, N ¼ 81) compared to 2.71 outside pre-conflict employment, internal displacement and
Aleppo (SD ¼ 1.33, N ¼ 147) in the linear version of the migration, and conflict-related victimization (Models
game. The difference in means is significant using para- 2–3).9 Next, we use the second EG risk game with
metric t-tests (t ¼ 2.578, p < 0.0054) and non-parametric
Mann-Whitney tests (z ¼ 2.637, p < 0.0084). Results are
even stronger in the non-linear version of the game, where 9
See Table II for further description of control variables in the
the mean for Aleppo is 4.07 compared to 2.94 outside models. Our results are robust to inverse probability weighting and
Aleppo (t ¼ 6.42, p < 0.0000; z ¼ 6.05, p < 0.0000), regression adjustment, propensity score matching and coarsened
exact matching to adjust for imbalances between Aleppo and other
indicating that risk-taking is not clearly rational (i.e.
locations on covariates (Iacus, King & Porro, 2012) and clustering
standard errors by location. Following Altonji, Elder & Taber (2005),
we estimate that the effect of an unobservable confounder would need
8
See SI Figures 1–4 for additional graphical representations of the to be at least 3–4 times greater than all observables for both the linear
data using means and frequency distributions by location. and nonlinear models. See SI Tables II–V.
Mironova et al. 775

Table III. Risk tolerance in experimental behavior (OLS regression)


(1) (2) (3) (4) (5) (6)

Linear Linear Linear Non-linear Non-linear Non-linear


DV ¼ Risk game EV EV EV EV EV EV
Aleppo, Syria 0.428** 1.249** 1.132** 1.604**
(0.166) (0.367) (0.176) (0.326)
Idlib, Syria 0.688* 0.266
(0.396) (0.355)
Rebel fighter 1.328** 1.699**
in Aleppo (0.377) (0.340)
Civilian 1.149** 1.478**
in Aleppo (0.411) (0.381)
Rebel fighter 0.289 0.473
Idlib (0.359) (0.318)
Civilian Idlib 0.494 –0.041
(0.450) (0.426)
Refugee 0.937** 0.914** 0.174 0.140
camp, Turkey (0.330) (0.332) (0.351) (0.352)
Female –0.464 –0.476 –0.469 –0.491y
(0.326) (0.329) (0.295) (0.296)
Age –0.005 –0.005 –0.001 –0.002
(0.009) (0.009) (0.010) (0.010)
Education –0.0343 –0.0384 –0.119 –0.124
(0.139) (0.140) (0.128) (0.128)
Employed 0.150 0.173 0.159 0.190
before war (0.241) (0.243) (0.287) (0.289)
Time in current –0.077 –0.064 –0.113y –0.092
location (0.063) (0.067) (0.067) (0.069)
Internally 0.186 0.178 0.105 0.0981
displaced (0.254) (0.260) (0.223) (0.224)
Victimization 0.011 –0.024 –0.230 –0.275
(0.418) (0.423) (0.401) (0.402)
Property 0.0542 0.0638 0.692* 0.717y
damage (0.418) (0.422) (0.412) (0.414)
Constant 2.707** 2.463** 2.432** 2.939** 3.371** 3.314**
(0.109) (0.648) (0.659) (0.112) (0.618) (0.623)
Comparison Not in Turkey, Turkey, Not in Turkey, Turkey,
group Aleppo not in refugee camp not in refugee camp Aleppo not in refugee camp not in refugee camp
Observations 228 214 214 232 218 218
R2 0.0218 0.0382 0.0329 0.143 0.157 0.157
Robust standard errors in parentheses. ** p < 0.01, * p < 0.05, y p < 0.1.

non-linear expected values to assess whether risk-taking conditioning to violence, we develop indices of conflict expo-
preferences in Aleppo function according to predictions sure based on time spent in Aleppo, displacement into
of expected utility. In Models 4–6, we find that risk- Aleppo from other regions, and self-reported exposure to
taking in Aleppo violates the expected utility model. People violence (saw violent acts, personally injured or nearly
in Aleppo are even more risk-loving than in the linear EG injured, family members injured, killed or missing, close
risk game. They do not appear to be taking expected value friends injured killed or missing) and property destruction
of risk into consideration when making their decisions. (home or business damaged or destroyed). These controls are
Extended controls in Models 3 and 6 also address whether either uncorrelated with risk tolerance or do not clearly con-
risk-seeking behavior is the result of adaptation/conditioning found the effects of being in Aleppo on risk tolerance in Table
to violence or a function of self-selection. To account for II. This would suggest people in conflict zones are more likely
776 journal of PEACE RESEARCH 56(6)

Table IV. Risk tolerance in survey attitudes (OLS regression)


(1) (2) (3) (4)

I am not afraid to I am not afraid I avoid risks I avoid risks


Variables take risks to take risks whenever possible whenever possible
Aleppo, Syria 0.372* 0.270** –0.275** –0.506*
(0.084) (0.0157) (0.012) (0.0817)
Idlib 0.125 –0.247y
(0.188) (0.0822)
Refugee –0.105 –0.386y
camp, Turkey (0.0672) (0.0954)
Female 0.000828 –0.166
(0.518) (0.117)
Age –0.00350 0.00675
(0.00941) (0.0105)
Education 0.252** –0.0475
(0.0236) (0.0415)
Employed 0.216** –0.261
before war (0.0165) (0.125)
Time in current –0.0342 0.0537
location (0.0597) (0.0522)
Internally 0.0721 –0.193
displaced (0.108) (0.132)
Victimization 0.0400 0.316
(0.142) (0.409)
Property –0.107 0.355
damage (0.230) (0.139)
Constant 2.435** 1.881** 2.938** 2.857*
(0.084) (0.0117) (0.012) (0.500)
Comparison group Not in Aleppo Turkey, not in Not in Aleppo Turkey, not in
refugee camp refugee camp
Observations 254 236 256 238
adj. r2 0.028 0.024 0.009 0.003
Robust standard errors clustered by location in parentheses. ** p < 0.01, * p < 0.05, y p < 0.1.

a self-selected group of extreme risk-takers rather than simply are more risk tolerant than those outside Aleppo in their
individuals who have learned to adapt their risk preferences to attitudes, especially rebel fighters. Overall, attitudinal mea-
living in a conflict environment. sures of risk correspond to behavioral measures in predict-
Finally, perhaps our experimental games are a poor mea- ing risk tolerance.11
sure of risk preferences, so we consider alternative specifi- What might make people in Aleppo more risk toler-
cations of the dependent variable. As a robustness check, ant than other Syrians? Here we explore four possible
we turn to attitudinal measures of risk in our survey. In the explanations based on (1) self-selection vs. adaptive con-
survey, subjects are asked whether they agree with the fol- ditioning to the environment, (2) a sense of self-efficacy
lowing: ‘I am not afraid to take risks’ and ‘I avoid risks to affect future outcomes, (3) conflict related grievances,
whenever possible’. Responses are order from 1 ¼ strongly and (4) in-group solidarity using survey measures from
disagree to 4 ¼ strongly agree. Table IV reports OLS our data. In Table V we report a number of mediator
regression results for risk tolerance from survey attitudes.10
As with our risk games, we find that subjects from Aleppo 11
Risk measures are more highly intercorrelated inside Aleppo than
in other locations. We also examined prewar measures of risk
tolerance in the form of entrepreneurial activity, which were
10
More subjects completed the survey risk questions (N ¼ 256) than uncorrelated with decisions to leave Syria, but this could be due to
risk games (N ¼ 232) because the risk games were added after the first lack of representation of entrepreneurs in our small sample (see SI
week of sampling began to better calibrate risk tolerance in the field. Table VII).
Mironova et al. 777

Table V. Probing for explanations for greater risk tolerance in Aleppo (OLS regression)
(1) (2) (3) (4) (5) (6) (7) (8) (9)

Oppose
Oppose making con-
Feel unsafe Lack help Optimistic Optimistic negotiating cessions for For US Feel close
in current needed to Lack basic about the about with Assad peace with military to others
Variables location leave resources present the future gov. Assad gov. intervention here
Aleppo 0.385* 0.526** 0.352** 1.336** 0.764** 0.665** 0.896** 0.648** 0.525**
(0.160) (0.184) (0.0849) (0.187) (0.233) (0.195) (0.179) (0.216) (0.131)
Refugees –0.551** N/A –1.147** 0.590** 0.837** 0.478* 0.116 0.173 0.0573
(0.165) (0.0754) (0.186) (0.219) (0.202) (0.179) (0.212) (0.131)
Female –0.111 0.402y 0.319** –0.850** –0.245 0.152 0.469y –0.608* –0.415*
(0.140) (0.207) (0.0974) (0.221) (0.267) (0.214) (0.255) (0.270) (0.182)
Age –0.00514 0.000972 –0.00215 –0.00503 0.00991 –0.0207* –0.00792 –0.0106 0.00356
(0.00612) (0.00947) (0.00307) (0.00757) (0.00930) (0.00832) (0.00682) (0.00868) (0.00442)
Education 0.238** –0.121 0.00353 –0.0220 –0.0134 0.115 0.197y 0.0256 –0.152
(0.0840) (0.142) (0.0446) (0.102) (0.128) (0.103) (0.106) (0.116) (0.0981)
Working 0.154 0.358 0.0865 0.231 0.198 –0.575** –0.261 –0.244 0.279
(0.165) (0.259) (0.0839) (0.205) (0.252) (0.219) (0.206) (0.246) (0.179)
Constant 1.750** 1.927** 2.449** 2.015** 1.856** 3.156** 2.003** 3.015** 3.394**
(0.309) (0.432) (0.153) (0.353) (0.424) (0.403) (0.340) (0.428) (0.313)
Observations 220 127 188 236 237 218 216 233 195
Adj. r2 0.177 0.0974 0.730 0.187 0.0596 0.106 0.189 0.0294 0.112
Robust standard errors in parentheses. ** p < 0.01, * p < 0.05, y p < 0.1.

models using observations about people in Aleppo that explanation for risk tolerance. People in Aleppo are more
might explain elevated risk. Figure 3 also indicates the committed to the fight against the Assad regime, refuse
predictive marginal effect (expected value) of living in to negotiate, and more wanting of US military interven-
Aleppo on dependent variables in Table V.12 First, peo- tion in the conflict than people in other areas (Models 6–
ple in Aleppo are aware of the fact that they are living 8). In addition, there is also evidence of social solidarity;
under extremely hazardous conditions. People in Aleppo people in Aleppo feel much closer to one another than
feel much less safe in their current location, but they also people in other areas (Model 9). Finally, these observa-
feel they lack help to leave, and lack access to basic tions are generally consistent across samples of civilians
resources such as food, water, and medical supplies com- and rebel fighters in Aleppo except where noted above
pared to Syrians in other areas (Models 1–3).13 Given (see SI Table VI, Online). Civilian and combatant
those realities, people in Aleppo are also surprisingly responses in Aleppo are otherwise remarkably similar,
more optimistic about the present and future than peo- which could indicate that those who remain in Aleppo
ple in other locations, suggestive of a strong sense of self- increasingly constitute a holistic fighting community.
efficacy in the face of danger (Models 4–5).14 We also To explore causal mechanisms for why residents of
find some support for a grievance/activist based Aleppo are more risk tolerant, we turn to mediation
analysis (Baron & Kenny, 1986; Imai et al., 2010).15
12
In Table VI, we report the average causal mediation
See SI Table VIII for description of mediator variables.
13 effects of several potential mediators of risk tolerance.
The effect on ‘lack help needed to leave’ is driven by civilians.
Otherwise, civilians and combatants in Aleppo report similar lack We generally find the mediating effects of social
of access to resources and a feeling of lack of safety in Aleppo
compared to other locations (see SI Table VI).
14 15
Both civilians and combatants in Aleppo are highly optimistic We acknowledge the challenges of establishing causal mechanisms
about the present compared to other locations, while the effect on given violations of the sequential ignorability assumptions of
‘optimism about the future’ is driven by combatants (see SI Table mediation analysis when using observational data. Our analysis is
VI). highly exploratory.
778 journal of PEACE RESEARCH 56(6)

Feel Unsafe Here Lack Help to Leave Lack Basic Resources

3
2.5

2.5
2.5

2
2

0 1 0 1 0 1
aleppo aleppo aleppo

Optimistic for the Present Optimistic for the Future Oppose Negotiating with Assad
2 2.5 3 3.5

2 2.5 3 3.5
2 2.5 3 3.5
0 1 0 1 0 1
aleppo aleppo aleppo

Oppose Concessions to Assad For US Military Intervention Feel Close to Others Here
2 2.5 3 3.5

2.5 3 3.5

2 2.5 3 3.5 4
2

0 1 0 1 0 1
aleppo aleppo aleppo

Figure 3. Expected value of living in Aleppo on possible mediators of risk tolerance (with 95% confidence intervals)

Table VI. Mediation analysis (95% confidence intervals in brackets)


(1) (2) (3) (4)

Lack basic Lack basic Optimistic for the Optimistic for the
Variables resources resources present future

Risk game Linear EV Non-linear EV Non-linear EV Non-linear EV


Average causal mediating effect –0.14 –0.14 0.21 0.09
[–0.36, 0.05] [–0.36, 0.05] [0.04, 0.40] [0.01, 0.22]
Direct effect 0.65 1.60 1.19 1.32
[–0.09, 1.12] [0.86, 2.07] [0.49, 1.65] [0.70, 1.71]
Total effect 0.51 1.46 1.40 1.41
[–0.03, 0.94] [0.92, 1.88] [0.87, 1.82] [0.85, 1.81]
Percentage of the total effect that is 0.26 0.10 0.15 0.07
mediated
Rho at which AMCE ¼ 0 –0.08 –0.07 0.15 0.13
R2M*R2Y at which AMCE ¼ 0 0.006 0.005 0.02 0.02

solidarity, grievances, and adaptive learning proxies to be mediating effects to be similar in both the linear and
weak or inconsistent with a few noteworthy exceptions. non-linear versions of the risk game. Sensitivity analysis,
First, the effects of living in Aleppo on risk are partially however, suggests that the mediating effect is somewhat
mediated by a lack of basic resources. As individuals run weak and could be potentially explained away by unob-
out of basic resources (food, water, shelter, medicine), servable confounders. In contrast, optimism about the
risk tolerance appears to decline, which runs contrary to present and future has a positive, enhancing effect on risk
the adaptive learning hypothesis. We found the tolerance, but only in the non-linear version of the risk
Mironova et al. 779

game. Sensitivity analysis also suggests that the mediat- In the case of Aleppo, Syria, rebel combatants and civi-
ing effect would be less easily confounded than that of lians display stronger risk tolerance than people in other
lacking basic resources. It seems that self-efficacy in the areas of Syria or Syrian refugees abroad, supporting our
form of optimism bias (i.e. wishful thinking) encourages hypothesis that people who remain in conflict zones are
irrational risk-taking. highly risk tolerant. Such risk-taking is not clearly
rational. Subjects in the risk game engage in risky beha-
vior even when the expected value from risk-taking
Discussion
should preclude it. In contrast, refugees appear more risk
We are limited in our ability to make definitive causal averse and flee conflict when possible. Mediation analysis
inferences regarding elevated risk tolerance due to the suggests that a sense of self-efficacy, as reflected by opti-
observational nature of our data, so our explanations are mistic wishful thinking, is a potential mediator of irra-
highly exploratory. We acknowledge that risk tolerance tional risk-taking. Hence, our results may support
could be a function of conditions in Aleppo prior to prospect theory-based accounts for participation in vio-
conflict, due to selection of more risk averse individuals lence (Tezcür, 2016). When facing prospective losses, as
out of Aleppo, an adaptation to the conflict environment, was the case in the besieged city of Aleppo in 2013,
or all of the above. However, we find that time spent in individuals with a strong sense of self-efficacy are highly
Aleppo and conflict related victimization are generally risk tolerant (Weinstein, 1980; Bracha & Brown, 2012).
uncorrelated with risk tolerance, casting doubt on pre- To explain this heightened sense of self-efficacy, it is
conflict and conflict-adaptive drivers of risk tolerance. important to underscore the timing of our study in the
Instead, evidence seems to point more clearly to selection context of the Syrian civil war. In 2013, many Syrians in
effects. As individuals run out of basic resources (food, Aleppo were still hopeful that the Free Syrian Army,
water, shelter, medicine), risk tolerance declines, that is, which occupied most of Eastern Aleppo, could prevail
people are only as risk tolerant as they can afford to be and in the conflict. Many also still believed that NATO and/
opt out of the conflict when they can no longer support or the United States might intervene militarily against
themselves. Anecdotal evidence about scarcity and high the Assad regime as they had done against the Gaddafi
costs of basic resources in Aleppo support our conclusions regime in Libya. In retrospect, of course, this was clearly
that individuals left once their savings were depleted, and wishful thinking. However, it could explain why so
they had no other options for food, water, and shelter. many people were willing to discount the real risks of
There is also a positive mediating effect of optimism about remaining under siege in eastern Aleppo. They overesti-
one’s present and future prospects on risk-taking, but only mated the prospects of the rebellion’s success and paid a
in the non-linear version of the risk game. It appears that heavy price. In the end, the Free Syrian Army disinte-
access to resources and self-efficacy in the form of opti- grated, and eastern Aleppo was destroyed and recaptured
mism bias (i.e. wishful thinking) encourages irrational by Assad’s military.
risk-taking. Only those with an exceptionally high toler- Beyond Syria, our results speak to research on risk
ance for risk could endure the relentless airstrikes by the tolerance in the face of danger, uncertainty, conflict, and
Assad regime.16 Finally, we find that combatants and unrest (Eckel et al., 2009; Voors et al., 2012; Cameron
civilians in Aleppo share more similarities than differences & Shah, 2015). The risk preferences of Syrians in Aleppo
with respect to risk tolerance. Our results suggest that mirror Hurricane Katrina victims in the United States
Aleppo was transforming into a holistic fighting commu- who withstood a deadly hurricane rather than heed calls
nity of select civilians and combatants emboldened by to evacuate their homes (SI Figure 8). In contrast, we do
their opposition to the Assad regime (Wood, 2003). not find evidence to support a certainty premium in the
face of violence (Callen et al., 2014; Jakiela & Ozier,
Conclusion 2015). One possibility for the discrepancy in findings
might be that elevated risk tolerance is a short-term
Based on behavior in risk games and attitudes toward response to violence and dangerous situations, while risk
risk from a survey, we find that people in a conflict most aversion is a more long-term legacy of severe conflict
likely represent a self-selected group of high risk-takers. exposure. Our results may also be dependent on the
presence of a holistic fighting community and civilian
16
See Fabbe, Hazlett & Sinmazdemir (2017) for a detailed discussion exit opportunities consistent with our initial scope con-
of the indiscriminate use of barrel bombing by the Assad regime to ditions regarding selection on risk tolerance. As we have
drive civilians out of eastern Aleppo. said, however, our research is exploratory and more
780 journal of PEACE RESEARCH 56(6)

extensive research should be conducted on the nature, Testosterone and financial risk preferences. Evolution and
timing, and degree of conflict exposure to arrive at more Human Behavior 29(6): 384–390.
definitive conclusions about risk preferences during Arjona, Ana M & Stathis N Kalyvas (2012) Recruitment
conflict. into armed groups in Colombia: A survey of demobi-
Finally, if people in conflict zones represent a self- lized fighters. In: Yvan Guichaoua (ed.) Understanding
Collective Political Violence. London: Palgrave Macmil-
selected group of extreme risk-takers within a holistic
lan, 143–171.
fighting community, we pause to consider the long-
Arrow, Kenneth J (1965) Aspects of the Theory of Risk-Bearing.
term consequences of such a selection process. If there Helsinki: Yrjö Jahnssonin Säätiö.
are cultural, environmental, and genetic components to Baczko, Adam; Gilles Dorronsoro & Arthur Quesnay (2018)
risk preferences, then the sorting of individuals into and Civil War in Syria: Mobilization and Competing Social
out of conflict on the basis of risk could have long-term Orders. Cambridge: Cambridge University Press.
effects on socialization and assortative mating, as has Baron, Reuben M & David A Kenny (1986) The moderator–
been identified in the broader literature (Dohmen mediator variable distinction in social psychological
et al., 2012). Because risk tolerance has been linked to research: Conceptual, strategic, and statistical considera-
overconfidence and aggressive behavior, especially in tions. Journal of Personality and Social Psychology 51(6):
males (Johnson et al., 2006; Apicella et al., 2008), the 1173.
purging of risk averse people from conflict zones creates Becker, Anke; Thomas Dohmen, Benjamin Enke & Armin
an environment where individuals may feed off one Falk (2014) The ancient origins of the cross-country het-
erogeneity in risk preference (https://site.stanford.edu/
another’s risk-loving tendencies, providing another
sites/default/files/site_enke.pdf).
micro-level explanation for why some societies become
Binswanger, Hans P (1980) Attitudes toward risk: Experimen-
mired in conflict traps. tal measurement in rural India. American Journal of Agri-
cultural Economics 62(3): 395–407.
Replication data Bracha, Anat & Donald J Brown (2012) Affective decision
The datasets and replication instructions for the empiri- making: A theory of optimism bias. Games and Economic
Behavior 75(1): 67–80.
cal analysis in this article, along with the Online appen-
Callen, Michael; Mohammad Isaqzadeh, James D Long &
dix, can be found at http://www.prio.org/jpr/datasets. Charles Sprenger (2014) Violence and risk preference:
Experimental evidence from Afghanistan. American Eco-
Acknowledgments nomic Review 104(1): 123–148.
We would like to thank Will H. Moore, Christian Cameron, Lisa & Manisha Shah (2015) Risk-taking behavior
in the wake of natural disasters. Journal of Human Resources
Davenport, and Jonah Schulhofer-Wohl for early feed-
50(2): 484–515.
back on this project. We also thank the anonymous
Choi, Jung-Kyoo & Samuel Bowles (2007) The coevolution
reviewers for their valuable comments. of parochial altruism and war. Science 318(5850):
636–640.
ORCID iD Dave, Chetan; Catherine Eckel, Cathleen Johnson & Chris-
Sam Whitt https://orcid.org/0000-0002-4856-5225 tian Rojas (2010) Eliciting risk preferences: Is simple bet-
ter? Journal of Risk and Uncertainty 41(3): 219–243.
Davenport, Christina; Will Moore & Steven Poe (2003)
References Sometimes you just have to leave: Domestic threats and
Adhikari, Prakash (2013) Conflict-induced displacement, forced migration, 1964–1989. International Interactions
understanding the causes of flight. American Journal of 29(1): 27–55.
Political Science 57(1): 82–89. Denrell, Jerker (2007) Adaptive learning and risk taking. Psy-
Altonji, Joseph G; Todd E Elder & Christopher R Taber chological Review 114(1): 177–187.
(2005) Selection on observed and unobserved variables: Dohmen, Thomas; Armin Falk, David Huffman, Uwe Sunde,
Assessing the effectiveness of Catholic schools. Journal of Jürgen Schupp & Gert G Wagner (2011) Individual risk
Political Economy 113(1): 151–184. attitudes: Measurement, determinants, and behavioral con-
Andersen, Steffen; Glenn W Harrison, Morten Igel Lau & E sequences. Journal of the European Economic Association
Elisabet Rutström (2010) Preference heterogeneity in 9(3): 522–550.
experiments: Comparing the field and laboratory. Journal Dohmen, Thomas; Armin Falk, David Huffman & Uwe
of Economic Behavior & Organization 73(2): 209–224. Sunde (2012) The intergenerational transmission of risk
Apicella, Coren L; Anna Dreber, Benjamin Campbell, Peter B and trust attitudes. Review of Economic Studies 79(2):
Gray, Moshe Hoffman & Anthony C Little (2008) 645–677.
Mironova et al. 781

Downes, Alexander B (2007) Draining the sea by filling the aggression, gender and testosterone. Proceedings of the Royal
graves: Investigating the effectiveness of indiscriminate vio- Society of London B: Biological Sciences 273(1600):
lence as a counterinsurgency strategy. Civil Wars 9(4): 2513–2520.
420–444. Kahneman, Daniel & Amos Tversky (1979) Prospect theory:
Eckel, Catherine C & Philip J Grossman (2002) Sex differ- An analysis of decision under risk. Econometrica 47(2):
ences and statistical stereotyping in attitudes toward finan- 263–291.
cial risk. Evolution and Human Behavior 23(4): 281–295. Kalyvas, Stathis (2006) The Logic of Violence in Civil War.
Eckel, Catherine C & Philip J Grossman (2008) Men, women Cambridge: Cambridge University Press.
and risk aversion: Experimental evidence. Handbook of Kalyvas, Stathis & Matthew Adam Kocher (2007) How ‘free’
Experimental Economics Results 1(1): 1061–1073. is free riding in civil wars? Violence, insurgency, and the
Eckel, Catherine C; Mahmoud A El-Gamal & Rick K Wilson collective action problem. World Politics 59(2): 177–216.
(2009) Risk loving after the storm: A Bayesian-network Kim, Young-Il & Jungmin Lee (2014) The long-run impact of
study of Hurricane Katrina evacuees. Journal of Economic a traumatic experience on risk aversion. Journal of Economic
Behavior & Organization 69(2): 110–124. Behavior & Organization 108(2): 174–186.
Fabbe, Kristin; Chad Hazlett & Tolga Sinmazdemir (2017) Krueger, Norris & Peter R Dickson (1994) How believing in
Displaced loyalties: The effects of indiscriminate violence ourselves increases risk taking: Perceived self-efficacy and
on attitudes among Syrian refugees in Turkey. Empirical opportunity recognition. Decision Sciences 25(3): 385–400.
Studies of Conflict Project no. 7 (http://www.hbs.edu/ Krueger, Alan B & Jitka Maleckova (2003) Education, poverty
faculty/Publication%20Files/18-024_c5dce162-c5de- and terrorism: Is there a causal connection? Journal of Eco-
4fb6-bda7-4798a24c3756.pdf). nomic Perspectives 17(4): 119–144.
Floyd, Donna L; Prentice-Dunn Steven & Ronald W Rogers Lerner, Jennifer S & Dacher Keltner (2001) Fear, anger, and
(2000) A meta-analysis of research on protection motiva- risk. Journal of Personality and Social Psychology 81(1):
tion theory. Journal of Applied Social Psychology 30(2): 146–159.
407–429. Levy, Jack S (1997) Prospect theory, rational choice, and
Harpending, Henry & Gregory Cochran (2002) In our genes. international relations. International Studies Quarterly
Proceedings of the National Academy of Sciences 99(1): 41(1): 87–112.
10–12. Lyall, Jason (2009) Does indiscriminate violence incite insur-
Hashemi, Nader & Danny Postel, eds (2013) The Syria gent attacks? Evidence from Chechnya. Journal of Conflict
Dilemma. Cambridge, MA: MIT Press. Resolution 53(3): 331–362.
Heydemann, Steven (1999) Authoritarianism in Syria: Institu- March, James G (1996) Learning to be risk averse. Psycholo-
tions and Social Conflict, 1946–1970. Ithaca, NJ: Cornell gical Review 103(2): 309.
University Press. McAdam, Doug (1986) Recruitment to high-risk activism:
Hirschman, Albert O (1970) Exit, Voice, and Loyalty: Responses The case of Freedom Summer. American Journal of Sociol-
to Decline in Firms, Organizations, and States. Cambridge, ogy 92(1): 64–90.
MA: Harvard University Press. McDermott, Rose (2004) Prospect theory in political science:
Holt, Charles A & Susan K Laury (2002) Risk aversion and Gains and losses from the first decade. Political Psychology
incentive effects. American Economic Review 92(5): 25(2): 289–312.
1644–1655. McDermott, Rose; Dustin Tingley, Jonathan Cowden, Gio-
Humphreys, Macartan & Jeremy M Weinstein (2008) Who vanni Frazzetto & Dominic DP Johnson (2009) Monoa-
fights? The determinants of participation in civil war. mine oxidase A gene (MAOA) predicts behavioral
American Journal of Political Science 52(2): 436–455. aggression following provocation. Proceedings of the
Iacus, Stefano M; Gary King & Giuseppe Porro (2012) Causal National Academy of Sciences 106(7): 2118–2123.
inference without balance checking: Coarsened exact Mercer, Jonathan (2005) Prospect theory and political science.
matching. Political Analysis 20(1): 1–24. Annual Review of Political Science 8(1): 1–21.
Imai, Kosuke; Luke Keele & Dustin Tingley (2010) A general Parkinson, Sarah Elizabeth (2013) Organizing rebellion:
approach to causal mediation analysis. Psychological Meth- Rethinking high-risk mobilization and social networks in
ods 15(4): 309–334. war. American Political Science Review 107(3): 418–432.
Jakiela, Pamela & Owen W Ozier (2015) The impact of Pierret, Thomas (2013) Religion and State in Syria: The Sunni
violence on individual risk preferences: Evidence from a Ulama from Coup to Revolution. Cambridge: Cambridge
natural experiment. World Bank Policy Research Working University Press.
Paper 7440. Rogers, Ronald W (1975) A protection motivation theory of
Johnson, Dominic DP; Rose McDermott, Emily S Barrett, fear appeals and attitude change. Journal of Psychology
Jonathan Cowden, Richard Wrangham, Matthew H 91(1): 93–114.
McIntyre & Stephen Peter Rosen (2006) Overconfidence Seale, Patrick (1986) The Struggle for Syria: A Study of
in wargames: Experimental evidence on expectations, Post-War Arab Politics, 1945–1958. London: IB Tauris.
782 journal of PEACE RESEARCH 56(6)

Shils, Edward A & Morris Janowitz (1948) Cohesion and Weinstein, Neil D (1980) Unrealistic optimism about future
disintegration in the Wehrmacht in World War II. Public life events. Journal of Personality and Social Psychology 39(5):
Opinion Quarterly 12(2): 280–315. 806–820.
Souleimanov, Emil Aslan & Huseyn Aliyev (2015) Blood Whitehouse, Harvey; Brian McQuinn, Michael Buhrmester
revenge and violent mobilization: Evidence from the Che- & William B Swann (2014) Brothers in arms: Libyan
chen Wars. International Security 40(2): 158–180. revolutionaries bond like family. Proceedings of the National
Starmer, Chris (2000) Developments in non-expected utility Academy of Sciences 111(50): 17783–17785.
theory: The hunt for a descriptive theory of choice under Wood, Elizabeth J (2003) Insurgent Collective Action and Civil
risk. Journal of Economic Literature 38(2): 332–382. War in El Salvador. Cambridge: Cambridge University
Tezcür, Güneş Murat (2016) Ordinary people, extraordinary Press.
risks: Participation in an ethnic rebellion. American Political Wrangham, Richard (1999) Is military incompetence adap-
Science Review 110(2): 247–264. tive? Evolution and Human Behavior 20(1): 3–17.
Van Dam, Nikolaos (2017) Destroying a Nation: The Civil
War in Syria. London: IB Tauris. VERA MIRONOVA, b. 1986, PhD in Political Science
Vieider, Ferdinand M; Mathieu Lefebvre, Ranoua Bouchoui- (University of Maryland, 2017); Visiting Fellow, Economics
cha, Thorsten Chmura, Rustamdjan Hakimov, Michal Department, Harvard University (2018– ); current main
Krawczyk & Peter Martinsson (2015) Common compo- interest: survey and experimental field research during
nents of risk and uncertainty attitudes across contexts and conflict.
domains: Evidence from 30 countries. Journal of the Eur-
opean Economic Association 13(3): 421–452. LOUBNA MRIE, b. 1991, MA in Near Eastern Studies
von Neumann, John & Oskar Morgenstern (1947) Theories of (New York University, 2018); Reuters photojournalist in
Games and Economic Behavior, 2nd edition. Princeton, NJ: Aleppo, Syria (2012–14); freelance writer (2014– ); current
Princeton University Press. main interest: commentator on Syrian and Middle Eastern
Voors, Maarten J; Eleonora EM Nillesen, Philip Verwimp, affairs.
Erwin H Bulte, Robert Lensink & Daan P Van Soest
(2012) Violent conflict and behavior: A field experiment SAM WHITT, b. 1976, PhD in Political Science
in Burundi. American Economic Review 102(2): 941–964. (Vanderbilt University, 2005); Associate Professor of
Weinstein, Jeremy M (2006) Inside Rebellion: The Politics of Political Science, High Point University (2012– ); current
Insurgent Violence. Cambridge: Cambridge University main interest: survey and experimental field research during
Press. conflict.

You might also like