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To cite this article: Thinle Chodon, Richard C. Koya & Kunle Odunsi (2015) Active
Immunotherapy of Cancer, Immunological Investigations, 44:8, 817-836, DOI:
10.3109/08820139.2015.1096684
Article views: 51
Clinical progress in the field of cancer immunotherapy has been slow for many years
but within the last 5 years, breakthrough successes have brought immunotherapy to
the forefront in cancer therapy. Promising results have been observed in a variety of
cancers including solid tumors and hematological malignancies with adoptive cell
therapy using natural host tumor infiltrating lymphocytes, host cells that have been
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INTRODUCTION
The development of strategies for actively stimulating immunological rejection
of tumors, previously an elusive goal, has been accelerated by recent improved
understanding of the molecular basis of immune recognition and immune
regulation of cancer cells. The origins of the field of cancer immunotherapy can
be traced back to William Coley who, in the 1890s, observed that potentially
fatal bacterial infections could induce an effective anti-tumor response in
patients with partially resected tumors (Coley, 1991; Nauts & McLaren, 1990).
Enthusiasm for this approach waxed and waned over several decades. It is now
well known that the immune system plays a pivotal role in monitoring cancer
development (Doll & Kinlen, 1970; Dunn et al., 2002; Galon et al., 2013; Slaney
et al., 2013). This concept of ‘‘cancer immunoediting’’ (Dunn et al., 2002, 2004a,
b) is supported by several lines of evidence derived from murine tumor models,
and holds that the immune system not only protects the host against
development of primary cancers, but also sculpts tumor immunogenicity
(Dunn et al., 2004a). Cancer immunoediting is a dynamic process composed of
three phases: elimination, equilibrium and escape (Dunn et al., 2004a).
Elimination represents the classical concept of cancer immunosurveillance
Correspondence: Kunle Odunsi, MD, PhD, Roswell Park Cancer Institute, Elm and
Carlton Streets, Buffalo, NY 14263, USA. Tel: 716-845-8376. Fax: 716-845-1595. E-mail:
kunle.odunsi@roswellpark.org
818 T. Chodon et al.
CANCER VACCINES
The development of approaches for analyzing humoral (Carey et al., 1976) and
cellular (Knuth et al., 1984) immune reactivity to cancer in the context of the
autologous host led to the molecular characterization of TAs recognized by
autologous CD8+ T cells (van der Bruggen et al., 1991) and/or antibodies
(Sahin et al., 1995). Some of these approaches include serological analysis of
Cancer Immunotherapy 819
(Boon & van der Bruggen, 1996), NY-ESO-1 (Chen et al., 1997) and LAGE-1
(Lethe et al., 1998).
These TAs stimulate cellular and/or humoral responses in cancer patients,
and give rise to epitopes that are presented on tumor cells (TCs) in the context
of the major histocompatibility complex (MHC) class I or II molecules, thereby
stimulating CD8+ or CD4+ T cells, respectively. Although there are several
options in deciding which antigen to target, the fundamental requirements of
the ideal TA include: (i) Limited or no expression in normal tissues, but
aberrant expression at high frequencies in tumor; (ii) immunogenicity and
(iii) a role in tumor progression. While none of the current TAs completely
meets all of these criteria, the family of CT antigens are closest. CT antigens
are a subclass of TAs encoded by 140 genes. The criteria for placing antigens
in this category are based on several characteristic features (Old, 2001; Tureci
et al., 1998): (i) predominant expression in germ cells of the testis and
generally not in other normal tissues; (ii) expression in a proportion of
malignant tumors of different histological types; (iii) expression in malig-
nancies in a lineage nonspecific fashion; (iv) often mapping of the gene on the
X-chromosome; (v) often members of multigene families. Despite their poorly
characterized biologic function, expression of these antigens are known to be
restricted in immune privileged sites such as the testes, placenta and fetal
ovary, but not in other normal tissues. Abnormal expression of these germ-line
genes in malignant tumors may reflect the activation of a silenced ‘‘gameto-
genic program’’, which ultimately leads to tumor progression and broad
immunogenicity (Simpson et al., 2005). The immunogenicity of CT antigens
has led to the widespread development of cancer vaccines targeting these
antigens (e.g. NY-ESO-1 and MAGE) in many solid tumors.
The identification and characterization of peptide epitopes from several
TAs, along with the relative ease of production of cGMP grade peptides for
clinical use, led to a large number of human cancer vaccine studies utilizing
these peptide epitopes in several solid and hematological malignancies (see
Table 2 for examples). Additional vaccine studies have included the use of long
peptides, recombinant proteins, recombinant viral vectors and dendritic cells
(DC). Since the majority of TAs are self-proteins, and are therefore subject to
central and peripheral tolerance, an initial major question was to ask how best
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820
I/II NY-ESO-1 expressing DEC-205 fusion protein Resiquimod, Poly-ICLC Celldex Therapeutics NCT00948961
tumors
I NY-ESO-1 expressing Full-length protein Montanide, Resiquimod Mount Sinai School of NCT00821652
tumors Medicine
I Ovarian, fallopian, pri- Peptide Decitabine, Doxorubicin, Roswell Park Cancer NCT01673217
mary peritoneal Montanide Institute
cancer
I NY-ESO-1/LAGE-1 Peptide CpG7909, Montanide Ludwig Institute for NCT00199836
expressing tumors Cancer Research
I Ovarian, fallopian, pri- Peptide Montanide Memorial Sloan Kettering NCT00066729
mary peritoneal Cancer Center
cancer
I Prostate cancer Peptide Baylor College of NCT00616291
Medicine
I Ovarian, fallopian, pri- Overlapping long pep- Montanide, Poly-ICLC Ludwig Institute For NCT00616941
mary peritoneal tides (OLP4) Cancer Research
cancer
I Ovarian, fallopian, pri- Vector (ALVAC(2)-NY- GM-CSF, Rapamycin Roswell Park Cancer NCT01536054
mary peritoneal ESO-1(M) TRICOM) Institute
cancer
I Ovarian, fallopian, pri- Vector (ALVAC(2)-NY- GM-CSF Ludwig Institute for NCT00803569
mary peritoneal ESO-1(M) TRICOM) Cancer Research
cancer
II Ovarian, fallopian, pri- Vector (Fowlpox-NY- Recombinant Vaccinia- Ludwig Institute for NCT00112957
mary peritoneal ESO-1) NY-ESO_1 Cancer Research
cancer
NY-ESO-1, gp100 I Metastatic melanoma Peptide Pool Montanide, anti-PD1, Moffitt Cancer Center NCT01176474
anti-CTLA4
NY-ESO-1, gp100, MART-1 I Metastatic melanoma Peptide Pool Montanide, anti-PD1 Moffitt Cancer Center NCT01176461
MART-1, gp100, Tyrosinase I Metastatic melanoma Peptide Pool Montanide, GM-CSF National cancer Institute NCT00006243
Tyrosinase I/II Metastatic melanoma Peptide Cliniques Universitaires NCT01331915
Saint-Luc-Universite
Catholique de
Louvain
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WT-1 I AML, MDS, NSCLC, Peptide Montanide, GM-CSF Memorial Sloan Kettering NCT00398138
Mesothelioma Cancer Center
II AML, ALL Peptide Montanide Memorial Sloan Kettering NCT01266083
Cancer Center
I AML Peptide Montanide, GM-CSF Moffitt Cancer Center NCT00665002
II Mesothelioma Peptide Montanide, GM-CSF Memorial Sloan Kettering NCT01265433
Cancer Center
I Advanced cancers Peptide Sunovion NCT01621542
I AML, CML, ALL, MDS, B Peptide Pool Montanide, GM-CSF Duke University Medical NCT00672152
cell malignancies Center
I/II AML Recombinant protein Treg depleted T lympho- Jules Bordet Institute NCT01513109
ASCI cyte infusion
MAGE-A3 I Multiple myeloma Recombinant protein AS15 Ludwig Institute For NCT01380145
ASCI Cancer Research
II Metastatic melanoma Peptide AS15, poly-ICLC Moffitt Cancer Center NCT01437605
I Bladder cancer Peptide AS15, BCG University of Lausanne NCT01498172
Hospitals
II Bladder cancer Peptide AS15 European Association of NCT01435356
Urology Research
Foundation
MAGE-12 I Metastatic cancer Peptide Montanide, IL-2 National cancer Institute NCT00020267
MUC-1 III NSCLC Peptide (Tecemotide) Cyclophos-phamide Merck KGaA NCT01015443
0 Breast cancer Peptide Poly-ICLC Case Comprehensive NCT00986609
Cancer center
II Rectal carcinoma Peptide (Tecemotide) Cyclophospha-mide, Merck KGaA NCT01507103
chemo-radiotherapy
II Colorectal carcinoma Peptide Poly-ICLC University of Pittsburgh NCT00773097
I Solid tumors Peptide (ONT-10) Oncothyreon Inc. NCT01556789
HER-2 I Breast cancer Peptide Mayo Clinic NCT01632332
I/II Breast cancer Peptide AS15, Lapatinib Duke University Medical NCT00952692
Center
III Breast cancer Peptide (NeuVax) GM-CSF Galena Biopharma NCT01479244
I Metastatic solid tumors Peptide Montanide, Nor-MDP Ohio State University NCT01376505
Comprehensive
Cancer Center
I Breast cancer Vector (Alphaviral) Duke University Medical NCT01526473
Center
Ras II NSCLC Vector (GI-4000) Memorial Sloan Kettering NCT00655161
Cancer Center
Cancer Immunotherapy
821
822 T. Chodon et al.
recombinant protein antigens or peptides to cancer patients, most often via the
intramuscular, subcutaneous or intradermal route, together with one or more
immunostimulatory adjuvants to promote DC maturation. The rationale
behind this approach is that resident DCs or other antigen presenting cells
(APCs) acquire the ability to present the tumor-associated antigen (TAA)-
derived epitopes while maturing, hence priming a robust TAA-specific immune
response. While short peptides (8–12 amino acids) directly bind to MHC
molecules expressed on the surface of APCs, synthetic long peptides (25–30
residues) are taken up, processed and presented by APCs for eliciting an
immune response (Melief & van der Burg, 2008). Several reports indicate that
therapeutic activity of synthetic long peptides is superior to that of their short
counterparts, especially when they include epitopes recognized by both
cytotoxic and helper T cells or when conjugated to efficient adjuvants (Melief
& van der Burg 2008; Odunsi et al., 2007).
Both peptide- and DNA-based vaccines have been associated with clinical
activity in several cancer types (Galluzzi et al., 2012; Senovilla et al., 2013;
Vacchelli et al., 2012, 2014). For example the administration of a multi-peptide
vaccine after single-dose cyclophosphamide was shown to prolong overall
survival (OS) in a cohort of renal cell carcinoma patients (Walter et al., 2012).
In addition, several NY-ESO-1 vaccine clinical trials also demonstrated clinical
activity, but these studies were small and not definitive (Davis et al., 2004;
Odunsi et al., 2012). Moreover, it is now well recognized that several immune
resistance mechanisms may dampen the efficacy of vaccine-induced immune
responses (discussed further below). Consequently, no peptide- or DNA-based
anticancer vaccine is currently approved by the US FDA and EMA for use in
humans.
DCs express a number of cytokines and membrane costimulators that drive
the T-cell response and DCs ‘‘cross-present’’ antigens on MHC Class I (Savina
et al., 2006). Several forms of DC-based vaccine approaches have been
developed, most of which involve the isolation of patient-derived circulating
monocytes and their differentiation ex vivo, in the presence of agents that
promote DC maturation, such as granulocyte macrophage colony-stimulating
factor (GM-CSF). These autologous DCs are injected into cancer patients upon
exposure to a TA (protein, peptide, mRNAs, recombinant viral vectors
Cancer Immunotherapy 823
encoding TA, TC lysates). The antigen-pulsed DCs are able to prime tumor-
targeting immune responses in vivo upon administration to patients. An
additional strategy is to fuse tumor to mAbs that selectively bind to
endocytosis receptors (e.g. mannose receptor or DEC-205) on the surface of
DCs (Tsuji et al., 2011). At present, only one cellular product containing a
significant proportion of probably immature DCs (sipuleucel-T or Provenge) is
currently licensed by the US FDA and the EMA for the therapy of
asymptomatic or minimally symptomatic metastatic castration-refractory
prostate cancer (Kantoff et al., 2010). The safety and efficacy of many other
DC-based cellular vaccines are currently being investigated in clinical trials.
In a recent publication, pooled data from three matastatic melanoma trials
showed superior survival in patients receiving a therapeutic vaccine consisting
of autologous DC loaded with antigens from self-renewing, proliferating,
irradiated autologous TCs (DC-TC) compared with patients receiving the
autologous irradiated TCs alone (Dillman et al., 2015). OS was longer in 72
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NY-ESO-1 II Metastatic melanoma TCR engineered CD62L+ Aldesleukin, condition- National Cancer Institute NCT02062359
T cells ing chemotherapy
I Sarcoma TCR engineered T cells Radiotherapy Fred Hutchinson Cancer NCT02319824
Research Center
I/II Multiple myeloma TCR engineered T cells Adapt immune NCT01352286
I/II Metastatic melanoma TCR engineered T cells Conditioning Adapt immune NCT01350401
chemotherapy
I Synovial sarcoma TCR engineered T cells Conditioning chemo- Adapt immune NCT01343043
therapy, Denileukin,
Diffitox
I Metastatic cancer (mel- TCR engineered T cells Aldesleukin, condition- National Cancer Institute NCT00670748
anoma, renal cell ing chemotherapy
cancer
I/II Ovarian cancer TCR engineered T cells Conditioning Adapt immune NCT01567891
chemotherapy
I Liposarcoma, synovial TCR engineered T cells Conditioning Fred Hutchinson Cancer NCT01477021
sarcoma chemotherapy Research Center
II Advanced malignancies TCR engineered T cells Aldesleukin, condition- Jonsson Comprehensive NCT01697527
ing chemotherapy, Cancer Center
DC vaccine
I Solid tumors TCR engineered T cells Conditioning Mie University NCT02366546
chemotherapy
I Solid tumors TCR engineered T cells Aldesleukin, condition- Jonsson Comprehensive NCT02070406
ing chemotherapy, Cancer Center
DC vaccine,
Ipilimumab
MAGE-A3 I/II Metastatic melanoma TCR engineered T cells Aldesleukin, condition- National Cancer Institute NCT02153905
ing chemotherapy
MAGE-A3/12 I/II Metastatic cancer TCR engineered T cells Aldesleukin, condition- National Cancer Institute NCT01273181
ing chemotherapy
MAGE-A4 I Solid tumors (melanoma TCR engineered T cells Aldesleukin, peptide Tianjin Medical University NCT01694472
& lung cancer) vaccine Cancer Institute &
Hospital
(Continued )
Cancer Immunotherapy
825
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826
Table 3. Continued
MART-1 II Metastatic melanoma TCR engineered T cells Aldesleukin, condition- National Cancer Institute NCT00509288
ing chemotherapy
T. Chodon et al.
MART-1 II Metastatic melanoma TCR engineered T cells Aldesleukin, condition- Jonsson Comprehensive NCT00910650
ing chemotherapy, Cancer Center
DC vaccine
MART-1 II Metastatic melanoma TCR engineered T cells Aldesleukin, condition- National Cancer Institute NCT00706992
ing chemotherapy,
peptide & ALVAC
vaccine
WT-1 I Ovarian, fallopian, pri- TCR engineered T cells Conditioning chemo- Memorial Sloan Kettering NCT00562640
mary peritoneal therapy, Filgrastim Cancer Center
cancer
I/II NSCLC, mesothelioma TCR engineered CD8+ Aldesleukin, condition- Fred Hutchinson Cancer NCT02408016
Tcm/Tn T cells ing chemotherapy Research center
HER-2 I/II Breast cancer TCR engineered T cells Conditioning chemo- University of Washington NCT00791037
therapy, GM-CSF
CD20 I B cell malignancies CAR T cells Aldesleukin, condition- Fred Hutchinson Cancer NCT00621452
ing chemotherapy Research center
CD19 I ALL CAR T cells Conditioning Memorial Sloan Kettering NCT01044069
chemotherapy Cancer Center
I B cell leukemia & CAR T cells Abramson Cancer NCT01029366
lymphoma Center, University of
Pennsylvania
I B cell lymphoma CAR T cells Conditioning National Cancer Institute NCT00924326
chemotherapy
I/II B cell CMV/EBV bi-specific Fred Hutchinson Cancer NCT01475058
CAR T cells (Tcm) Research center
malignancies
I B cell malignancies CAR T cells Conditioning chemo- National cancer Institute NCT01087294
therapy, Pentostatin
I ALL, CLL, NHL CMV/EBV/Adeno trivirus- Baylor College of NCT00840853
specific CAR T cells Medicine
PSMA I Prostate cancer CAR T cells Conditioning Roger Williams Medical NCT00664196
chemotherapy Center
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ALL: Acute Lymphoblastic leukemia, CLL: Chronic Lymphocytic Leukemia, DC: Dendritic Cells, NHL: Non Hodgkin’s Lymphoma, NSCLC: Non-Small Cell Lung
Carcinoma.
Cancer Immunotherapy
827
828 T. Chodon et al.
Recent reports indicate that T cells that are expanded ex vivo to maintain
more stem like T cell populations known as T stem cell memory cells are
capable of a more sustained response by replenishing effectors (Gattinoni
et al., 2011). A clear benefit of transferring less mature, more stem-like cells is
likely due to increased persistence and replenishing capability of these cells
in vivo. Conceptually, the regenerative nature of hHSCs may provide a long-
lasting, potentially life-long supply of effector T cells engineered against TAAs
by TCR genes. Incorporation of suicide genes in the gene-modification could
add an extra level of safety. Genetic labeling with bioluminescence imaging
and positron emitting tomography reporter genes will allow real-time visual-
ization of transgenic T cells trafficking into the tumor and its correlation with
antitumor responses (Koya et al., 2010).
IMMUNE MODULATION
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DECLARATION OF INTEREST
The authors report no conflicts of interest. This work was supported in part by
grants from the National Institutes of Health R01CA158318-01A1 and Roswell
Park Cancer Institute-University of Pittsburgh Cancer Institute Ovarian
Cancer Specialized Program of Research Excellence National Institutes of
Health P50CA159981-01A1; the Roswell Park Alliance Foundation. The
funders had no role in study design, data collection and analysis, decision to
publish, or preparation of the manuscript.
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