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Factors Influencing The Implementation of Global Polio Eradication Initiative in Low and Middle Income Countries A Qualitative Evidence Synthesis
Factors Influencing The Implementation of Global Polio Eradication Initiative in Low and Middle Income Countries A Qualitative Evidence Synthesis
Research Article
Background
The World Health Organization’s Global Polio Eradication Initiative (GPEI) has succeeded
in reducing the cases of Polio by 99%. The persistence of the remaining 1% in Pakistan,
Afghanistan and Nigeria has continued to pose threats to polio-free neighbouring
countries. This systematic review aims to contribute to ongoing efforts to eradicate polio
by exploring factors that influence the successful implementation of the GPEI in low- and
middle-income countries.
Methods
We reviewed qualitative research or mixed methods study reports published between
2012-2018 from studies conducted in low- and middle-income countries. We extracted
qualitative research data using a standardised data extraction form and assessed study
quality using the Critical Appraisal Skills Programme (CASP) qualitative checklist. We
then conducted best-fit framework synthesis to organise, and explore patterns in, the data
relating to new and existing themes. We report data on factors influencing the
implementation of polio eradication efforts organised by theme.
Results
We included 11 studies published between 2012 and 2017. Most of the studies were
conducted in Pakistan and Nigeria with other countries (Ethiopia, Cameroon, Angola)
also represented. The ten themes included structural factors (the development of
capacity, through infrastructure and training) and attitudinal factors (including cultural
and religious beliefs), were particularly important given the characteristics of included
low- and middle-income countries. Common factors emerged across the included studies
and generally these mapped well to the underpinning “best fit” framework.
Conclusions
This qualitative evidence synthesis offers a useful expanded framework by which
policymakers can explore factors specific to their geographical and population-based
context although it should be recognised that individual factors relating to personal
values and belief systems may moderate any community response to a polio vaccination
programme.
The incidence of polio has been reduced by 99% through The Wild Polio Virus Type 1 (WPV1) is the serotype of
a concerted effort by the Global Polio Eradication Initiative the poliovirus that is yet to be eradicated while circulating
(GPEI), a public-private collaboration which was instituted Vaccine-Derived Poliovirus type 2 (cVDPV2) is caused by
in 1988 for the complete eradication of this disease.1 The the Oral Polio Vaccine (OPV), the vaccine used for polio
current policy of GPEI is “The Polio Eradication and eradication. From 1.1.2019–10.3.2019, there were 6 WPV1
Endgame Strategic Plan 2013-2018”.2 However, this success reported cases globally (2 in Afghanistan and 4 in Pakistan)
is continually threatened by the presence of the remaining and 1 cVDPV2 (Nigeria) while the total number of cases for
1% of cases residing in developing countries, and the World 2018 were 33 and 105 for WPV1 and cVDPV2 respectively.3
Health Organisation (WHO) has suggested that one case of Pakistan and Afghanistan are polio-endemic countries
polio anywhere in the world is a global health risk.1 and most polio cases that have been identified in other
countries have been linked to this region.4 These two coun-
Factors influencing the implementation of Global Polio Eradication Initiative in low- and middle-income countries: a...
tries share the same border which led to the institution of sidered provided they reported qualitative findings to min-
polio border vaccination teams in 2016, a joint effort be- imise publication bias.16
tween the two countries.5 However, illegal border move- Searching electronic databases for qualitative studies
ment between the two countries has been identified as an can be challenging as subject indexing for qualitative pa-
ongoing issue in attempts to prevent the spread of polio.4 pers is poorly developed in some databases.17 As a result,
Factors contributing to the persistence of polio in these the “pearl growing” strategy was used by identifying a key
two countries are insecurity (including the killing of polio article on polio eradication from a preliminary database
health workers by terrorists), vaccine refusal by parents, search and using relevant terms to “grow” a list of candidate
and the lack of governmental support for eradication activ- MeSH headings and free text terms.18 However, terms like
ities.6 “barriers” and “facilitators” were not used as search terms,
The development of cVDPV2 caused by Oral Polio Vac- given that they could be implicit in many relevant abstracts,
cine (OPV) has led to outbreaks in non-endemic areas fol- and therefore greatly increase the number of articles re-
lowing routine immunisation.7 This has constituted a major trieved, without an accompanying increase in accuracy.19
setback in the eradication of polio and experts argue that A comprehensive search of the following electronic data-
even though OPV is needed for the interruption of polio bases was undertaken to retrieve published papers on GPEI
transmission, it must be urgently replaced with Inactivated in developing countries: MEDLINE via OVIDSP, CINAHL via
Polio Vaccine (IPV) for total eradication to be achieved.8 EBSCO, EMBASE via OVIDSP, Web of Knowledge, ASSIA via
The Polio Eradication strategic plan 2019-2023 is currently ProQuest, ProQuest Dissertation and Thesis: UK & Ireland.
being developed. An additional search was conducted via MedNar database,
The aim of this qualitative evidence synthesis (QES) is GPEI website and Google to identify grey literature. The
to contribute to the existing knowledge of polio eradication search was conducted in May 2017 with an update search
by providing current evidence on the factors (barriers and performed in January 2019 for papers published in 2018.
facilitators) influencing the successful implementation of The full electronic strategy for Ovid Medline is presented as
GPEI in Low and Middle-Income Countries (LMIC). This will an Appendix (Appendix S3 in the Online Supplementary
ultimately contribute to ongoing efforts to eradicate the re- Document).
maining 1% of polio cases9 as well as informing the devel- The citations of all included studies were also searched
opment of a framework for the elimination of other infec- using Google Scholar and their reference lists were also
tious diseases.1 reviewed to identify relevant papers that may have been
missed due to indexing or searching inadequacies arising
THE RELEVANCE OF QES IN INFORMING POLICY AND from the database search.18
PRACTICE Two groups of research authors in polio eradication were
contacted for additional studies; the Polio Research Com-
Health systems decisions are commonly driven by evidence mittee under the Global Polio Eradication Initiative organ-
on the effectiveness of interventions. However, additional isation20 and eHealth Africa research team21 as it was ac-
questions, including how stakeholders value outcomes, the knowledged that they may be able to provide relevant
acceptability and feasibility of interventions and their im- articles that an exhaustive search would not identify.22
pact on equity, can be addressed by evidence from qualita- Study selection was undertaken by two independent re-
tive research.10 An increasing number of WHO guidelines searchers. The retrieved articles were assessed by reading
now use qualitative evidence in this way.11 Methodological the titles, abstracts and, for candidate articles, the full text
developments,12 including robust methods for qualitative successively reviewed against the inclusion and exclusion
evidence synthesis,13 have helped to facilitate the adoption criteria.23 All articles requiring full-text review were ex-
of this type of evidence. ported to Mendeley reference manager.
Data extraction was performed simultaneously with
METHODS quality assessment of the studies using an Excel spread-
sheet. These processes were undertaken by three different
A research protocol (Appendix S1 in Online Supplemen reviewers and a final consensus agreed. Data items ex-
tary Document) was produced prior to initiation of the tracted included the setting (country), descriptive study
study to allow a transparent replicable procedure14 The characteristics (study aims, study design, data collection,
SPICE criteria (Setting, Perspective, Interest, phenomenon analysis, ethical approval) and study findings.
of, Comparison, Evaluation) were used to define the review The research team considered the findings from the re-
question and studies qualified for inclusion only if they met sults section of included papers given that other sections of
the criteria specified by the SPICE mnemonic15 (see Appen- the papers would typically draw on these same findings.24
dix S2 in the Online Supplementary Document). In addi- Verbatim quotes and authors’ interpretations, singly or to-
tion, only qualitative studies or mixed methods studies that gether, were taken as data and documented in italic and
reported qualitative findings published between 2012 and bold font respectively. These respectively captured the in-
2018 were considered eligible. The year 2012 was used be- depth experience of the participants in addition to the re-
cause polio cases significantly reduced by this year owing searchers’ context and perspective.14
to the concerted efforts of the leadership of the endemic The included papers were quality assessed using the
countries which led to the commencement of the current Critical Appraisal Skills Programme (CASP) qualitative
strategic plan in 2013.2 Unpublished papers were also con- checklist tool.25 This tool is commonly used to assess the
Training is necessary for appropriate detection and report- The government has failed to take ownership of the pro-
ing of polio cases.31 The staff lacked skills to effectively gram because of overdependence on development partners.
carry out eradication activities with lack of training as a When there is ownership, there is active involvement in
contributory factor. vaccination activities.38
Table 2. Best-fit framework of themes and themes which emerged from the review
These relate to the unavailability of children at the clinic, or FREQUENT VISITS BY HEALTH WORKERS
at home when a health professional visits.36 Health workers
face challenges in travelling to hard-to-reach places: A common view among health workers was that, “revisits
create suspicion in the minds of parents, and that is why some
“I trekked a very long distance with vaccines on my believe it’s an American campaign”.33
head because there were no roads to the community.
I have even walked through a forest all alone…I had
VACCINATION AS A CAUSE OF STERILITY
to cross a deep… fast-flowing river…” (Health worker,
Cross River, rural site.).39
Some parents perceive that the “polio vaccine is prepared in
the West and sent here. It is then given to our children in order
ATTITUDE OF HEALTH WORKERS
to destroy their ability to reproduce in the future.”.34
Attitudes of health workers may impact upon the willing- “There are different reasons for refusal but the main one
ness to attend vaccination clinics: is Ulmah (religious leader having the authority to give Fat-
wah) prohibition of polio drops because they think it causes
“However, a few caregivers described the impolite be- infertility”.32
haviour of health workers towards women with low lev-
els of education, teenage mothers and mothers who ar- LITERACY STATUS
rived late or forgot their vaccination cards.”.39
Illiteracy is one reason why parents refuse to accept the vac-
While this may not necessarily result in non-attendance
cine as “a low education level makes people think negatively…”
it can certainly impact upon receptivity to the accompany-
(Health worker).33
ing information being provided:
“If you don’t dress well and are not so educated some RELIGIOUS INFLUENCE
of the nurses treat you badly… This attitude usually
leaves a lasting impression on the minds of the mother Religion is an important factor.
and she may miss vital information on vaccination…”
“There is a video tape being circulated by one Muslim
(Caregiver, Bauchi, rural site.).39
teacher discouraging people against vaccination… and
resulted in our vaccination teams … to be attacked be-
MONITORING, EVALUATION AND FEEDBACK
cause of the tape” (Local mobilizer).38
“I was allowing my children to receive polio vaccine un-
REPORTING AND MONITORING SYSTEMS til last year, when I learnt that the material used is un-
Islamic (haraam)… if we are given proof that this ma-
A lack of monitoring and supervision at the local level may terial is not haraam, then we will allow our children for
affect the overall performance of the program.38 For exam- polio vaccine” (Parent).34
ple, "the problem was said to be graver during rainy season
when reporting was totally interrupted…".31 EFFECTIVENESS OF VACCINATION
DECENTRALIZATION OF THE HEALTH SYSTEM Doubts were raised about the effectiveness of vaccines. “It
is of no good, because one of my friends has polio even though
One study found that “the local government usually depended he was vaccinated against it.” (Parent).34
on the State Ministry of Health to supervise and monitor the
health workers at the lower levels, but this rarely happened”.38 SIDE EFFECTS OF VACCINATION
INSECURITY IN HIGH-RISK AREAS Concerns about vaccine side effects were given as reasons
for rejecting the vaccine. “some diseases are seasonal, such
Health workers affirmed that: “Due to the recent terrorist at as cold cough and flu, but parents just associate it with the po
tacks we sometimes have to look over our shoulders to check if lio vaccination because they know that their kids have taken
someone is following us”.33 the vaccination recently” (Health worker).33
Health workers suggested that house to house visiting Where health workers were indigenous to the commu-
should be stopped and restricted to the health centres be- nity this could help to address vaccine resistance. “We are
cause of insecurity (Khan and Sahibzada 2016). Though this residents of this area. People know us and that is why they co
is problematic as people from rural areas may not be willing operate with us” (Health worker).33
to go to health centres for immunisation.37 Awareness raising and community engagement help to
improve vaccine uptake in resistant areas, particularly when
traditional and religious leaders are involved in the mobili-
sation.38
COMPETING BELIEF SYSTEMS flect the focus of the research question rather than an ab-
sence of data per se.
Two studies37,39 reported competing belief systems which The review has also found that wider political issues such
impact on decision-making processes regarding vaccina- as security and cross-border surveillance influenced the
tion. context within which programmes are being delivered.
Thus, the provision of accurate and complete information
“… qur’anic verses are recited to invoke divine pro-
becomes even more important but more difficult to achieve.
tection against all diseases… After the recitation, the
Several of the above findings may also be applicable to other
words are written on a slate, washed and the water
given to the child. This is a very serious and effective low- and middle-income countries where polio vaccination
immunization against diseases…”.37 programmes are being run; however, this review captures
“the health workers and government people who told us only those areas where research and data collection initia-
that OPV is very effective against this disease that affects tives were being undertaken and subsequently published.
the legs” (respondent),…. “because I have not seen any
quote in the Holy Quran that say immunization is good” STRENGTHS AND LIMITATIONS OF THE EVIDENCE BASE
(IDI, female refusal, urban).37
Overall, included studies were of variable quality. Main lim-
Community engagement has been identified as an im- itations were insufficient detail of how the sample was iden-
portant tool for resolving competing beliefs.39 tified and, particularly, the extent to which the sample was
likely to be representative of the prevalent attitudes within
INFLUENCE OF COMMUNITY STAKEHOLDERS the population. This is not an uncommon finding within
syntheses of qualitative research where representativeness
Community stakeholders can impact on immunisation ac-
is not commonly considered an important characteristic
tivities in various ways. “…community members demand
and yet decision-makers require some confidence that they
money from health workers in exchange for immunization ser
have elicited the widespread views of the target population
vices…”.38 On the other hand, health workers were attacked
with prevalent views being accurately recorded and repre-
as a way of expressing displeasure with the government for
sented.
lack of social amenities.39
The quality of the primary qualitative research studies
These stakeholders can also play a positive role in raising
was explored using the CASP checklist. This tool offers a
awareness. Religious leaders serve as the main source of
structured and consistent approach for exploring study
information on health matters: “uneducated people go to
characteristics. No study was excluded on the basis of poor
Molvis (religious leaders) and they believe whatever the moulvi
quality, each finding being thought to contribute to an over-
(religious leader) says”.32
all configuration of composite findings. While most studies
included contextual detail, it was challenging to build up a
THE NATURE OF THE DISEASE
full picture of the salient context, primarily due to limita-
Various ideas of the nature of the disease were presented, tions in journal article word limits.
including that it has a supernatural cause and that it can be All qualitative studies that explored factors affecting im-
transmitted from one person to another.31 plementation were derived from African and Asian LMIC
countries. However, some countries such as Syria and
CROSS-BORDER POLIO SURVEILLANCE Afghanistan were not represented in the study sample al-
though included in the inclusion criteria. It is not known to
Illegal border movements were identified as a reason for what extent these countries have additional considerations
the persistence of polio.31 Bisrat et al. suggest that immu- that have not been captured by this synthesis. Furthermore,
nisation cards should be used at the borders to check for although a narrow timespan was applied for included stud-
unvaccinated children and also comment on “importance ies, the response to vaccination programmes is very time-
of having regular cross-border consultative meetings with critical and it is unclear to what extent contextual factors,
neighbouring countries…”.31 or their perceived relative importance, have changed be-
tween the dates of the first and last included studies.
DISCUSSION
STRENGTHS AND LIMITATIONS OF THE QES
This qualitative evidence synthesis suggests that many This is the first synthesis of qualitative studies focusing on
structural factors impact upon the capacity of LMICs to de- factors that impact upon the success of polio vaccination
liver effective polio eradication programmes. In many cases, programmes. Searches were as extensive as the context of a
structural factors must be addressed before context-sensi- student project resulting in reasonable confidence in search
tive barriers relating to attitudes can be successfully tack- results. However, our wider experience from other QES for
led. Training acts as a cross-cutting theme that not only LMIC settings suggests that more detailed examination of
impacts upon delivery of the programme but also on the regional databases and institutional repositories might un-
ability of health workers to tackle attitudinal factors. earth additional grey literature studies. Unpublished evalu-
Competing belief and value systems that are founded on ations could conceivably offer data that is substantively dif-
Islamic principles influenced how populations viewed the ferent from the other eligible studies.
vaccine and its administration. Not all studies addressed
how polio was perceived (Table 3) but this appeared to re-
The principal investigator was supported in this synthe- way of conceptual thinking whereas that might prove a
sis by experienced academic researchers, reviewers and valuable lens on study data. Restrictions in word length may
methodologists. All review processes were subjected to also have truncated the level of detail offered by participant
quality assurance including independent blind review of a quotations and accompanying author interpretation.
sample of included studies, checking of data extraction and
quality assessment for all included studies, and continual CONCLUSIONS
checks on author interpretation.
Our research shows that there is a need to equip polio erad-
IMPLICATIONS FOR POLICY AND PRACTICE
ication programmes with a robust supporting infrastruc-
ture, including well-trained staff, before it is possible to
The findings of this qualitative evidence synthesis may help
challenge local and more generic attitudinal factors. In ad-
in the formation of policies to introduce effective, feasible,
dition, approaches should also seek to identify particular
acceptable and meaningful polio vaccination programmes.
parochial concerns, perhaps using an underpinning con-
Notably, as anticipated by the socio-economic (ie, LMIC)
ceptual framework to unearth particular areas of concern.
context for this review, structural and infrastructure con-
Even within a relatively tightly specified sub-population,
cerns figure prominently as a prerequisite to subsequent
parental attitudes are heterogeneous and individual
shaping of how best to deliver the services (Theme 1).
parental perspectives and preferences must be explored
Linked to this is the associated capacity-building issue of
within the wider context of individual belief and value sys-
skills and training (Theme 2) together with human resource
tems. More qualitative research is needed to shape a re-
and political issues that impact on program operation and
sponse that accommodates a wide range of individual re-
management (Theme 3). Completing the program cycle we
sponses and thus improve the extent of coverage of polio
identify issues that relate to monitoring and evaluation
eradication programmes.
(Theme 4). Only after these organisational issues have been
resolved can attention turn towards “on the ground” con-
cerns such as Insecurity (Theme 5) and Cross Border Sur-
veillance (Theme 10), as well as to the belief systems en-
ACKNOWLEDGEMENTS
gaged by Vaccine Acceptability (Theme 6), Religious and
Traditional beliefs (Theme 7), Influence of Stakeholders
None.
(Theme 8) and Perceptions of the Disease itself (Theme 9).
FUNDING
IMPLICATIONS FOR RESEARCH
There was no funding in any form for this research.
Polio eradication programmes depend, for their success, on
the engagement and synergistic action of multiple stake-
COMPETING INTERESTS
holders. While several studies targeted “stakeholders” more
broadly, rather than simply exploring the attitudes of par- The authors completed the Unified Competing Interest
ents and caregivers, it was generally unclear the extent to form at http://www.icmje.org/coi_disclosure.pdf (available
which these were recruited systematically to represent a upon request from the corresponding author), and declare
wide range of positions and viewpoints. Instead many of the no conflicts of interest.
studies appeared to be opportunistic in their approaches to
eliciting viewpoints. It was challenging to identify cross- CORRESPONDENCE TO:
country differences, even between Pakistan and Nigeria
which constituted two of the more researched geographic Dr Suleiman E. Mshelia, MBBS, MPH (Sheffield), DiPM (UK)
settings. We anticipate that thicker detail on the study con- Vom Christian Hospital
text, perhaps present in supplementary “sibling” project P.M.B 06
and programme documents, may help to increase our Vom-Manchok Road
knowledge of contextual factors and to identify substantive Jos South
contextual variation. However, the supplementary searches Plateau State
required to harvest additional data proved prohibitive Nigeria
within the context of a single student project and may be suleimanmshelia@gmail.com
better achieved through a specific country-by-country em-
phasis. Similarly, we were not able to identify much in the
This is an open-access article distributed under the terms of the Creative Commons Attribution 4.0 International License
(CCBY-4.0). View this license’s legal deed at http://creativecommons.org/licenses/by/4.0 and legal code at http://creativecom-
mons.org/licenses/by/4.0/legalcode for more information.
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