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Current Protein and Peptide Science, 2018, 19, 668-672


REVIEW ARTICLE
ISSN: 1389-2037
eISSN: 1875-5550

Beta-Hydroxy-Beta-Methyl Butyrate (HMB): From Experimental Data to Impact


Factor:
2.576

Clinical Evidence in Sarcopenia


BENTHAM
SCIENCE

Alfonso J. Cruz-Jentoft*

Hospital Universitario Ramón y Cajal (Irycis), Madrid, Spain

Abstract: β-hydroxy-β-methylbutyrate (HMB) is a metabolite derived from leucine and its ketoacid al-
pha-ketoisocaproate. Leucine has a role in regulating protein synthesis in muscle cells, and HMB seems
to be a key active metabolite in such regulation. HMB has been shown to modulate muscle protein deg-
radation by inhibiting the ubiquitin-proteasome proteolytic pathway, to up-regulate protein synthesis via
the mTOR pathway, and to stabilize cell membranes via the rate limiting enzyme to cholesterol synthe-
sis HMG- coenzyme A reductase. It can also decrease cell apoptosis, therefore improving cell survival;
and increase proliferation and differentiation of muscle stem cell, via the MAPK/ERK and PI3K/Akt
ARTICLE HISTORY pathways.
Received: September 28, 2017 HMB is widely used as an ergogenic supplement by athletes and bodybuilders, usually combined with
Revised: November 07, 2017 exercise training, to increase muscle mass and strength. Some studies have explored the role of HMB in
Current Protein & Peptide Science

Accepted: January 23, 2018


chronic diseases associated with muscle wasting (cancer, acquired immunodeficiency syndrome, chronic
DOI: obstructive pulmonary disease)
10.2174/1389203718666170529105026
This review focuses on the role of HMB in the management of sarcopenia (age or disease-related loss of
muscle mass and function) in older persons. A small number of studies have shown increases in lean
(muscle) mass and some muscle function and physical performance parameters in older people with or
without resistance exercise, and preservation of muscle mass during bed rest. However, heterogeneous
methodological approaches preclude solid conclusions, and more studies are needed to confirm the role
of HMB as a promising agent to treat sarcopenia.

Keywords: Beta-hydroxy-beta-methyl butyrate, elderly, muscle function, muscle mass, muscle wasting, leucine, sarcopenia.

1. INTRODUCTION essential amino acids (EAA) that include around 2.5 g of


leucine and supplements with β-hydroxy β-methylbutyrate
Sarcopenia an age-related syndrome characterized by
(HMB) did show some effects in improving muscle mass
progressive and generalized loss of skeletal muscle mass and and function parameters [2]. Similar findings have been
function [1]. It increases the risk of adverse outcomes such
found in other muscle wasting disorders [5]. This article will
as physical disability, poor quality of life and death. Preva-
briefly review the role of HMB in the regulation of muscle
lence of sarcopenia has regional and age-related variations,
proteins and its potential effects in older patients with sarco-
but may be as high as 29% in community-dwelling popula-
penia.
tions and 33% in long-term care populations [2]. Prevention
and management of sarcopenia may delay death and disabil- 2. β-HYDROXY-β-METHYLBUTYRATE (HMB)
ity in older people.
β-hydroxy-β-methylbutyrate is an amino acid metabolite
Multiple factors may be involved in the development of
derived from leucine and its ketoacid alpha-ketoisocaproate
sarcopenia, with different nutrition related mechanisms in
(KIC). HMB appears naturally in muscle cells and is also
the front line [1, 3]. It makes sense to think that nutritional
found in some foods (citrus fruits, avocado, and others).
intervention may have an impact on sarcopenia, and at pre-
sent nutrition is considered, together with exercise, as the Leucine has a well-defined role in regulating protein synthe-
sis in muscle cells and in muscle wasting diseases [6, 7], and
standard approach to treating sarcopenia [4]. However, a
HMB seems to be a key active metabolite in such regulation.
recent systematic review of nutrition interventions in sarco-
penia showed that the results of research are still inconclu- Most KIC is excreted from muscle and transported to the
sive [2], especially for protein supplements. Supplements of liver, where most is metabolized to isovaleryl coenzyme A in
the mitochondria, and only 5% is metabolized to HMB in the
cell cytosol by KIC-dioxygenase. Daily endogenous synthe-
*Address correspondence to the author at Servicio de Geriatría, Hospital
Universitario Ramón y Cajal, 28034 Madrid, Spain; Tel: +34 913368172; sis has been estimated at around 0.3 to 0.4 g, depending on
E-mail: alfonsojose.cruz@salud.madrid.org the diet. About 60 g of leucine intake would be needed to

1875-5550/18 $58.00+.00 © 2018 Bentham Science Publishers


Beta-Hydroxy-Beta-Methyl Butyrate (HMB) Current Protein and Peptide Science, 2018, Vol. 19, No. 7 669

produce 3 g of endogenic HMB [8], which is the usual dose 4. EFFICACY OF HMB IN YOUNG ATHLETES
administered in clinical studies. This means that even using
HMB is widely used as an ergogenic supplement by
high leucine protein sources (dairy, meat, eggs) the daily
young athletes. This is based on studies that show that HBM
amount needed to reach 3 g/day of HMB is well above that
supplementation, when combined with exercise training,
consumed in a usual diet and may even be risky. Therefore,
supplementation of HMB is needed if the dose generally may lead to increased muscle mass and muscle strength, and
improve endurance in athletes. The effect on muscle mass
used in clinical studies is to be reached [9].
and strength may be more pronounced in conditions where
The pharmacokinetics of exogenously administered proteolysis is more relevant, as in sedentary individuals start-
HMB has been examined in only a few individuals, at doses ing to exercise. However, there is still conflicting evidence
from 1 to 3 g of calcium HMB. Peak plasma concentrations due to variability in study design and many other methodo-
appear at 1 to 2 h, occurring faster after larger doses, and logical issues [13]. A recent meta-analysis including 394
plasma half-life is around 2 to 3 hours. Approximately 15- subjects from 9 studies found small benefits in the lower
30% is excreted in urine, and the rest remains in the body. body and average muscle strength, but not in the upper body,
Baseline blood levels of HMB are reached around 9 h after and these gains were only observed in untrained lifters; no
ingestion. Recently, a free acid gel presentation showed relevant changes in body composition were found [14].
quicker and greater plasma concentrations (+185%) and im-
proved clearance (+25%) of HMB from plasma [10]. HMB may also prevent muscle damage. A recent sys-
tematic review confirmed the effectiveness of HMB in pre-
venting exercise-related muscle damage in healthy trained
3. HMB IN THE REGULATION OF MUSCLE PRO-
and untrained individuals as well as muscle loss during
TEINS
chronic diseases [15].
Muscles are important protein stores and have a role in
A Position Statement issued by the International Society
the regulation of body proteins. Amino acids and leucine in of Sports Nutrition (ISSN), after a critical analysis of the
particular are potent modulators of protein turnover and may
literature on the use of calcium HMB as a nutritional sup-
have anabolic effects in skeletal muscle cells via increased
plement supported its use to enhance recovery in trained and
activity of mTORC1, which drives protein synthesis and
untrained populations, and to enhance skeletal muscle hyper-
growth in healthy individuals [6]. However, despite many
trophy, strength, and power in untrained and trained popula-
studies showing enhanced acute protein synthesis with
tions together with the appropriate exercise prescription [16].
leucine supplements in healthy individuals, it does not seem This Society recommends consuming the supplement in
to be clearly effective in the long term treatment of muscle
close proximity to the physical workout, starting 2 weeks
wasting conditions [7].
prior to an exercise bout.
HMB, as a downstream metabolite of leucine, has been
Some studies are exploring the use of HMB together with
shown to exert its effect on muscles by different theoretical
other ergogenic substances. For instance, supplementation
mechanisms of action [9, 11-13]. with adenosine-5'-triphosphate (ATP) and HMB for 12
- HMB increases myofibrillar protein synthesis by up- weeks, in combination with resistance exercise training, im-
regulation via the mTOR pathway. proved muscle mass, strength and power in well-trained in-
dividuals [17].
- HMB modulates protein degradation by inhibiting the
ubiquitin-proteasome proteolytic pathway in muscle cells.
Ubiquitin is induced by immobilization and by catabolic 5. HMB IN AGED INDIVIDUALS WITH SARCO-
PENIA
conditions, inducing proteasome expression through the acti-
vation of nuclear factor kappa B (NK-κB), thus promoting Growing use of HMB in younger individuals and evi-
muscle wasting. HMB may inhibit the activity of NK-κB, dence from basic science that some age-related and disease-
attenuating muscle loss in wasting conditions. related muscle wasting mechanisms may be counteracted by
- The integrity of cell membranes depends on cholesterol this substance have prompted research on the role of HMB in
synthesis from acetyl-CoA. HMB is converted to ß-hydroxy- sarcopenia. There is some evidence that HMB supplementa-
ß-methylglutaryl-coenzyme A (HMG-CoA), which is turned tion may be useful for clinical muscle wasting conditions,
into cholesterol by the HMG-coenzyme A reductase, the including AIDS, cancer, bed-rest, and during periods of ca-
rate-limiting enzyme to cholesterol synthesis. Thus, HMB loric deficits [13].
supplementation may stabilize cell membranes. HMB itself
seems to be a component of cell membranes. 5.1. Bed Rest and Bedridden Patients

- HMB may prevent cell apoptosis and enhance muscle Bed rest causes a rapid loss of muscle mass in older peo-
satellite cell survival. ple, both in health and disease. This loss of muscle mass may
explain the loss of functional capacity after hospital admis-
- HMB increases proliferation and differentiation of mus- sion [18]. Deutz et al. [19] carried out a randomized con-
cle stem cells, via the MAPK/ERK and PI3K/Akt pathways. trolled study of the role of HMB in the prevention of muscle
- HMB up-regulates transcription and expression of the loss in healthy older adults in complete bed rest. They en-
IGF-I gene in skeletal muscle and liver. IGF exerts an ana- rolled 24 healthy older adults (60 to 74 years old, 20 women,
bolic action and causes hypertrophy of skeletal muscle fi- with normal physical performance assessed with the Short
bers. Physical Performance Battery [SPPB]) and confined them to
complete bed rest for ten days. After that period, resistance
670 Current Protein and Peptide Science, 2018, Vol. 19, No. 7 Alfonso J. Cruz-Jentoft

training rehabilitation was started for eight weeks. This set- in body composition can be observed with HMB supplemen-
ting simulates a standard hospital admission, after which tation in 70-year old adults participating in a strength-
many older patients need rehabilitation to recover their base- training program. The small sample size and the choice of
line functional status. Subjects in the experimental group muscle strength measures may have limited the power of this
were treated with calcium HMB (3 g/day) starting 5 days study to detect differences.
before bed rest and until the end of rehabilitation, and control
More recently, Stout et al. [22] evaluated the effects of
subjects received a placebo. Of the 19 subjects evaluable at
24 weeks of supplementation with 3 g of calcium HMB and
the end of the bed rest period, those in the control group had
resistance training (3 days a week) or calcium HMB supple-
a significant decrease in total lean body mass (measured by
mentation only in 54 ambulatory males and females over 65
DXA) of 2.05 kg (-4.9% of baseline), while lean body mass
years old (mean age 72 years) at risk for malnutrition in a
in those treated with HMB did not change significantly (loss double-blind, placebo-controlled trial. The study had two
of 0.17 kg, -0.04%). No significant changes were found in
phases: phase I consisted of two non-exercise groups: (a)
muscle strength or physical performance measurements. Six-
placebo and (b) 3 g of calcium HMB divided into two doses.
hours muscle protein fractional synthesis rate (FSR) was
Phase II consisted of two resistance exercise groups: (a) pla-
measured in 18 subjects. Those in the control group had a
cebo and resistance exercise and (b) HMB and resistance
non-significant decrease in FSR by 21% (p=0.14), while in
exercise. In phase I with no exercise, changes in body com-
the HMB group FSR was maintained. This study shows that position were not different in the HMB group and the pla-
in healthy older adult, HMB supplementation may preserve
cebo group. Improvements were found in the HMB group on
muscle mass during 10 days of bed rest. These results are
some measures of muscle strength (knee flexion and exten-
encouraging, but need to be confirmed by other groups.
sion at 60º) but not in other (knee flexion and extension at
Malnutrition and sarcopenia are common in bed-ridden 180º, grip strength), and both groups had similar improve-
nursing home residents. Hsieh et al. [20] investigated the ment in physical performance (timed up and go test). In
effects of HMB on body composition and protein metabo- phase II, with resistance exercise, both groups improved sig-
lism in bedridden older subjects who were already receiving nificantly with exercise with an increase in most measures of
tube feeding. They were assigned to usual nasogastric tube muscle mass, muscle strength and physical performance.
feeding protocols, adding 2 g/day of calcium HMB in the However, no significant differences were found between the
experimental group (n = 39) and not in the placebo group (n placebo and the HMB group in any of these variables.
= 40). Anthropometric measurements and blood/urine tests
were performed at baseline and 14 days; roughly half of the 5.3. HMB with Other Amino Acids
subjects continued in the study for additional 14 days. Body
Flakoll et al. [23] investigated the effects of supplemen-
weight, BMI and a number of anthropometric measurements
tation with calcium HMB (2 g) together with 5 g of arginine
did not change significantly in either group, with very few
and 1.5 g of lysine in two parallel studies in 57 female pa-
exceptions (waist and calf circumference improved with
tients 62 to 90 years old, recruited from senior centers and
HMB at 28 days). Blood urea and urine urea nitrogen excre-
tion, two very indirect measures of muscle breakdown, assisted care facilities. Subjects were randomly assigned to
receive the active supplement (n = 27), or placebo (n = 23)
tended to decrease in the HMB group at some points, and
for 12 weeks, without an exercise intervention. Seven sub-
showed a trend to increase in the control group. The results
jects did not finish the study for different reasons; compli-
of this trial are mostly inconclusive.
ance was confirmed by plasma HMB levels. Body composi-
tion was measured either by bioelectrical impedance or
5.2. HMB with Exercise
plethysmography. A borderline 0.7 kg increase in fat-free
The effects of HMB may be additive to those of exercise mass was observed (P = 0.08) in the active group, compared
in muscle mass and function. Vukovich et al. [21] compared with no change in the placebo group. This result was mostly
the effects of 8 weeks of HMB supplementation on fat-free based on changes measured by plethysmography, a method
mass and muscle strength in 70-year-old men and women with no studies on sensitivity to change after interventions.
along with exercise and resistance training 5 days per week. Muscle strength measured by handgrip strength tended to
Fourteen subjects received calcium HMB 3 g/d and 17 con- improve in the active group (+0.6 kg) compared with the
trols received a similar placebo. Skinfold thickness was control group (-1.1 kg, p = 0.07), and knee extensor and
measured in all patients as a measure of body composition. flexor forces (only measured in roughly half of the subjects)
Lean body mass was measured using skinfold, computerized improved significantly in the active group compared with the
tomography (CT) and dual x-ray absorptiometry (DXA); placebo group. The most relevant changes were found in
muscle strength was measured with a one-repetition maxi- physical performance, measured with the timed up-and-go
mum (1-RM) test of different muscle groups. HMB supple- test: the active group improved their time in 2.3 seconds
mentation increased fat-free mass by 0.8 kg (measured by (baseline 10.1 s), with no change in the placebo group (p =
skinfold thickness), while those on placebo did not change. 0.007). Finally, rates of protein metabolism were measured
No changes were found in DXA measurements. The HMB in some subjects at the end of the study. Whole body protein
group experienced an 8% decrease in fat mass measured by synthesis improved around 20% in the active group, but this
CT, but no differences in lean mass change were observed. group tended to increase proteolysis, and the net protein gain
At the end of 8 weeks, upper body strength increased by was similar in both groups. Two findings are relevant in this
nearly 15% and lower body strength increased approximately study: improvement of physical performance, and the ability
20% in both groups, but there was no statistically significant to promote this change with no physical exercise. However,
difference between the groups. In conclusion, some changes
Beta-Hydroxy-Beta-Methyl Butyrate (HMB) Current Protein and Peptide Science, 2018, Vol. 19, No. 7 671

not only HMB but also two other amino acids were used, so CONCLUSION
assessment of the effect of each of them is needed.
Sarcopenia is a disabling condition that leads to depend-
The same group of researchers [24] later investigated the ence in old age, and nutritional deficits, especially those re-
effects of this combination (HMB, arginine, and lysine) over lated to proteins, have a key role in the pathogenesis of sar-
a 1-year period in 104 men and women recruited from senior copenia. Experimental research suggests that HMB has many
citizen centers and assisted living and care facilities. Mean effects that may counteract sarcopenia, and this is confirmed
age was around 75 years. The dose of the supplement was by the use of HMB in younger athletes. However, research
adjusted to body weight, with a maximum of 3 g of calcium on the effects of HBM in sarcopenia is limited by the small
HMB, based on previous research [25]. The control group number of studies, heterogeneous methodological ap-
did not receive placebo, but an isonitrogenous, isocaloric proaches, lack of agreement on what are significant outcome
drink with non-essential amino acids (alanine, glutamic acid, measures, and issues on the interaction of HMB with other
glycine, serine). 77 subjects completed the one-year follow- nutrients and with exercise. Some findings suggest that, at
up. Body composition was measured both with bioelectrical least in some settings, HMB may prevent muscle mass loss
impedance analysis (BIA) and DXA. Fat-free mass measured or improve muscle mass, and increase muscle function and
by BIA increased linearly in the active group (0.88 kg at one physical performance. However, limitations in research pre-
year, compared with no change in the control group), and clude solid conclusions, and more studies are needed to con-
lean mass measured with DXA increased quadratically (0.55 firm the role of HMB as a promising agent to treat sarco-
kg, again no change in the control group). Muscle strength penia.
(handgrip and leg strength) was gradually reduced in both
groups, with no significant difference. Physical performance CONSENT FOR PUBLICATION
(timed get up and go tests) remained unchanged during the
study in both groups. The rates of protein turnover signifi- Not applicable.
cantly increased in the active group and decreased in the
controls at 3 and 12 months. Both protein synthesis and pro- CONFLICT OF INTEREST
tein breakdown increased in the active group, so protein bal- The author has received research funds or speaker funds
ance remained the same for both groups. The findings of this from Abbott Nutrition, Novartis, Nutricia and Regeneron
study are quite conflicting with the former and, from a clini- Pharmaceuticals, companies that are developing products for
cal perspective; the absence of changes in muscle function the treatment of sarcopenia. This article was not funded.
(muscle strength and physical performance) is disappointing.
This led Fuller et al. [26] to perform additional analysis. ACKNOWLEDGEMENTS
They considered that the lack of an exercise protocol to- Declared none.
gether with the nutritional supplement might have contrib-
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