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To cite this article: Kyle Brauer Boone, Xavier Salazar, Po Lu, Kimberly Warner-Chacon & Jill
Razani (2002): The Rey 15-Item Recognition Trial: A Technique to Enhance Sensitivity of the Rey
15-Item Memorization Test, Journal of Clinical and Experimental Neuropsychology, 24:5, 561-573
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Journal of Clinical and Experimental Neuropsychology 1380-3395/02/2405-561$16.00
2002, Vol. 24, No. 5, pp. 561±573 # Swets & Zeitlinger
ABSTRACT
Numerous publications on the Rey 15-item Memorization Test have cited limitations primarily in test
sensitivity, as well as to some extent in speci®city. In the current study, 49 patients with suspect effort, 36
neuropsychology clinic patients not in litigation or attempting to secure disability, 33 learning disabled
college students, and 60 normal controls were administered the Rey Test in standard format followed by a
recognition trial. A free recall score < 9 was found to have excellent speci®city (97±100%), although
sensitivity was modest (47%). However, use of a combined recall and recognition score (i.e., free
recall [recognitionÿfalse positives] < 20) substantially increased sensitivity (71%) while maintaining high
speci®city ( 92%).
The Rey 15-item Memorization Test (Lezak, 1994; Rogers et al., 1993; Schretlen et al., 1991).
1995) has been one of the most widely used In Tables 1 and 2 sensitivity and speci®city data
techniques to detect suspect effort (Slick, Sher- are reproduced for studies using a cut-off of < 9.
man, & Iverson, 1999). Advantages of the test Sensitivity in samples of volunteer simulators has
include administration brevity (under 5 min), sim- ranged from 7 to 72%, while sensitivity among
plicity and portability of test stimuli (1 stimulus samples containing ``real world'' patients in
page), and ease of scoring (i.e., tabulation of litigation and/or suspected of malingering has
correct responses out of a possible of 15). ranged from 5% to 86%.
However, numerous publications have cited In the light of the above limitations, several
major limitations primarily in test sensitivity authors have questioned whether the 15-item test
(Arnett, Hammeke, & Schwartz, 1995; Davidson, should be employed for the determination of
Suf®eld, Orenczuk, Nantau, & Mandel, 1991; malingering (Davidson et al., 1991; Rogers et al.,
Frederick, Sarfaty, Johnston, & Powel, 1994; 1993). However, given the above advantages of
Grif®n, Glassmire, Henderson, & McCann, 1997; the test, as well as the fact that it is so well known
Guilmette, Hart, Giuliano, & Leininger, 1994; among psychologists, the question arises as to
Millis & Kler, 1995; Rogers, Harrell, & Liff, whether it might be possible to ``rehabilitate'' the
1993; Schretlen, Brandt, Krafft, & van Gorp, test through increasing sensitivity and speci®city.
1991; Vickery, Berry, Inman, Harris, & Orey, One potential approach to improve the effec-
2001), and to some extent in speci®city as well tiveness of the test is to attach a recognition trial
(Davidson et al., 1991; Grif®n et al., 1997; Grif®n, to the standard administration. Recognition para-
Normington, & Glassmire, 1996; Guilmette et al., digms have been found to be particularly sensitive
Address correspondence to: Kyle Brauer Boone, Ph.D., Harbor-UCLA Medical Center, Department of Psychiatry,
Box 498, 1000 W. Carson Street, F-9, Torrance, CA 90509-2910, USA. E-mail: kboone@rei.edu
Accepted for publication: March 6, 2002.
562 KYLE BRAUER BOONE ET AL.
Table 1. Summary of Previously Published Sensitivity Values for the Rey 15-Item Memorization Test Using a Cut-
Off of < 9.
Sensitivity (%) n Sample Author
12 69 Simulators (normals and inpatient substance Schretlen et al. (1991)
abusers instructed to fake)
43 7 Civil litigation/forensic suspected fakers Schretlen et al. (1991)
43 14 Malingerers in forensic inpatient setting King (1992)
38 16 Neurological outpatients in litigation Lee, Loring, & Martin (1992)
16 56 Neuropsychology clinic referrals with motive Frederick et al. (1994)
to exaggerate symptoms
70 18 Suspected forensic malingerers Frederick et al. (1994)
62 43 Probable malingerers Greiffenstein, Baker, & Gola (1994)
15 20 Simulators (college students) Guillmette et al. (1994)
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to suspect effort due to the misconception of the Patients With Suspect Effort
general public that recognition is equally or more This group was composed of 49 patients with noncre-
dif®cult than free recall; malingerers suppress dible symptoms who were referred for neuropsycholog-
recognition performance much more than actual ical assessment at Harbor-UCLA Medical Center or the
private practice of the ®rst author. All subjects were in
patients (Chouinard & Rouleau, 1997; Greiffen- litigation or seeking to obtain or maintain disability
stein, Baker, & Gola, 1996; Iverson & Franzen, bene®ts for cognitive symptoms associated with alleged
1994; Millis, 1992; Suhr, Tranel, Wefel, & medical or psychiatric disorders, except for 3 subjects
Barrash, 1997). diagnosed with a factitious/somatoform disorder, and 1
The purpose of the present study was to person who was incarcerated and had a motive to feign
develop and evaluate the validity of a recognition cognitive impairment to evade prosecution for his
trial for the Rey 15-item Test. To this end, the 15- crimes. All subjects were ¯uent in English and most
were native English-speakers. All were independent in
item test was administered in standard fashion activities of daily living. Presenting diagnoses includ-
followed by a recognition trial to four groups of ed: head trauma (n 19), ``stress'' or depression (n 6),
subjects: (1) patients with independent evidence learning disability (n 4), toxic exposure (n 4), psy-
of suspect effort, (2) a general neuropsychological chosis or bipolar disorder (n 3), stroke (n 3), soma-
referral population not attempting to secure dis- toform or factitious disorder (n 3), dementia (n 2),
ability or in personal injury litigation, (3) learning chronic fatigue syndrome (n 2), anoxia (n 1), nar-
disabled college students (who due to their colepsy (n 1), and decreased memory from ECT
(n 1).
disability might be expected to have dif®culty in The criteria for inclusion in the suspect effort group
processing and recall of the Rey 15-item stimuli), are shown in Table 3.
and (4) normal controls.
Neuropsychology Clinic Referrals
This group included 36 ¯uent English-speaking
METHOD patients over the age of 18 evaluated in the Neuro-
psychology Service at Harbor-UCLA Medical Center.
Subjects Patients were excluded from the study if they were
The recruitment procedures for the subject groups and in personal injury litigation or were attempting to
the criteria for inclusion and exclusion are described secure disability bene®ts, if they met DSM-IV criteria
below. for dementia, or if their Full Scale IQ, as measured
REY 15-ITEM RECOGNITION 563
Table 2. Summary of Previously Published Speci®city Values for the Rey 15-Item Memorization Test Using a Cut-
Off of < 9.
Speci®city n Sample Authors
(%)
100 50 Psychiatric inpatients Goldberg & Miller (1986)
62 16 Mentally retarded patients Goldberg & Miller (1986)
89 18 Brain damaged inpatients in rehabilitation Bernard & Fowler (1990)
100 16 Controls Bernard & Fowler (1990)
80 60 Referrals for neuropsychological evaluation Morgan (1991)
(primary neurological diagnosis with at least
mild memory impairment, not in litigation
or disability proceedings)
100 80 Controls Schretlen et al. (1991)
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To be included in the nonforensic suspect effort group, each subject had to show observations of noncredible
cognitive symptoms drawn from at least two of the following six tests:
(1) Rey Dot Counting Test:
(a) combination score (mean ungrouped dot counting time + mean grouped dot counting time + number of
errors) 17 (Boone et al., in press)
(2) Rey Word Recognition:
(a) score 6 after subtracting false positives (Greiffenstein et al., 1996), or
(b) Rey Auditory Verbal Learning Test trial 1 recall (Lezak, 1983)
(3) Harbor-UCLA b Test:
(a) > 2 commission errors,
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by the WAIS±R/III, fell below 70. Patients pre- PTSD (n 1), bipolar disorder (n 1), anoxia (n 1),
sented with complaints of cognitive dysfunction related and cerebrovascular disease (n 1).
to HIV infection (n 7), head trauma (n 6), depres-
sion (n 6), attention de®cit disorder (n 1), psychosis Learning Disabled
(n 4), stroke (n 3), alcohol or other substance abuse This group was comprised of 33 ¯uent English-
(n 3), hydrocephalus (n 1), brain tumor (n 1), speaking university students over the age of 18 who
REY 15-ITEM RECOGNITION 565
were recruited from the Of®ce of Disabled Student When the subjects were ®nished, their reproductions
Services (ODSS) at the California State University, were removed from view and the recognition form was
Northridge (Warner-Chacon, 1994). All subjects were placed in front of them with the instructions:
evaluated by a screening process involving 6±7 hr of
``On this page are the 15 things I showed you as well
diagnostic testing. They were considered eligible for
participation in the study if they demonstrated learning as 15 items that were not on the page. I want you to
de®cits and were actively receiving services through circle the things you remember from the page I
ODSS. Exclusion criteria included attention de®cit showed you.''
disorder as a primary diagnosis, current or past sub- Scores used for analysis included: (1) recall correct,
stance abuse, and history of head trauma or signi®cant (2) recognition correct, (3) false positive recognitions,
neurologic disorder (e.g., cerebral palsy). (Of some and (4) a combination score derived from the following
surprise, one subject had to be excluded due to evidence equation:
of noncooperation on a separate effort test [i.e.,
miscounted 8 dots as 4 on the Rey Dot Counting Test]; recall correct (recognition correctÿfalse positives)
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except recognition correct (r.21; recall correct, found between age and all scores except recogni-
r.38; recognition false positives, r ÿ.28; com- tion correct (r ÿ.15; recall correct, r ÿ.20;
bination score, r.37), although the amount of recognition false positives, r.27; combination
shared variance did not exceed 14%. In the score, r ÿ.23), and between education and all
control, learning disabled, and clinical patient scores except recognition false positives (r 0.15;
groups combined, signi®cant relationships were total correct, r.22; recognition correct, r.23;
Table 4. Means, Standard Deviations, Ranges, and/or Frequencies for Demographic Variables.
Suspect effort Clinic patients Learning disabled Controls
n 49 36 33 60
Age 45:3 12:6 (9±77) 41:1 13:9 (18±64) 30:7 12:7 (19±72) 61:3 19:1 (17±80)
Education 12:9 3:1 (4±20) 14:1 3:3 (9±22) 15:7 0:8 (14±18) 14:4 2:2 (7±18)
Gender (m/f) 24/25 25/11 15/18 16/44
REY 15-ITEM RECOGNITION 567
Table 5. Mann±Whitney U Comparisons Between Suspect Effort Versus Comparison Groups on Rey 15-Item
Memorization Test Scores.
Recall correct Recognition correct False positives Combination score
U p U p U p U p
Clinic patients 389.0 .0001 278.0 .0001 711.0 .09 302.0 .0001
Learning disabled 245.0 .0001 205.0 .0001 612.5 .04 186.5 .0001
Controls 529.0 .0001 400.5 .0001 1263.0 .17 434.0 .0001
combination score, r.26). However, again, the subsequent Mann±Whitney U comparisons revea-
amount of shared variance was minimal (< 8%). led that the suspect effort group obtained signif-
Because of the modest associations between icantly lower recall correct, recognition correct,
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Rey 15-item Test scores and demographic vari- and combination scores than all three comparison
ables, no attempt was made to adjust demographic groups. The three comparison groups did not
differences in group comparisons on test scores. differ from each other on any test variable.
The Rey 15-item Test scores were not normally The means, standard deviations, and ranges for
distributed, necessitating Kruskal±Wallis analy- each score across groups are depicted in Figures 2
ses. Signi®cant group differences were documen- and 3.
ted on recall correct (X2 49.04, p .0001), In the suspect effort group, a signi®cant
recognition correct (X2 57.20, p .0001) and correlation was documented between recall
combination score (X2 54.84, p .0001), but correct and recognition correct (r.73), although
groups did not differ on recognition false posi- no signi®cant relationship was found between
tives (X2 5.41, p .14). As shown in Table 5, false positive recognitions and recall correct
Fig. 2. Means and ranges of Rey 15-item scores for patients with suspect effort and clinical groups.
568 KYLE BRAUER BOONE ET AL.
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Fig. 3. Means and ranges of Rey 15-item combination score for patients with suspect effort and clinical groups.
(r ÿ.19) or recognition correct (r.01). In the rate of 28% noncredible subjects, a cut-off score
three comparison groups combined, recall correct of < 20 for the combination score resulted in a
was signi®cantly associated with recognition positive predictive value (i.e., proportion of
correct (r .63), but not recognition false posi- subjects below the cut-off who were actually in
tives (r ÿ.21), while recognition correct and the suspect effort group) of 78%, with the
false positive recognitions were signi®cantly negative predictive value (i.e., proportion of
correlated (r ÿ.34). subjects above the cut-off who are actually in
Cut-off scores, based on visual inspection of the nonsuspect effort group) at 90%.
the data to maximize sensitivity while maintain- While groups did not differ in total false
ing speci®city of at least 90% (Baker, Donders, & positive errors, qualitative examination of the
Thompson, 2000), and con®rmed through sub- types of false positive errors revealed some
sequent ROC analyses, are shown in Table 6. differences in performance pattern between the
As can be seen in the table, recognition false suspect effort and comparison groups. As shown
positives 4 had speci®city greater than 93% but in Table 8, 6% of suspect effort subjects circled
only detected 10% of noncredible patients. Recall ``f'' or ``6,'' while no subject in any of the 3
correct scores and recognition correct scores of < 9 comparison groups made these errors. In addition,
identi®ed approximately half of the suspect effort 6% of the suspect effort subjects circled the
patients with speci®city maintained at greater than number ``5,'' while no clinic patients or learning
94%. However, the best sensitivity was obtained disabled subjects, and only 1 control, committed
with a combination score < 20, with nearly three this error. Similarly, 6% of the suspect effort
fourth of the suspect effort subjects correctly patients circled a pentagon, while none of the
assigned and with a speci®city of 92%. controls and learning disabled, and only 1 of the
Positive and negative predictive power of the clinic patients, marked this item.
various test scores at varying base rates of suspect Seven suspect effort subjects (14%) committed
effort are shown in Table 7. Using the study base at least one of these four false positive errors,
REY 15-ITEM RECOGNITION 569
while only two members of the three normal a false positive rate of 5% in clinical and
effort groups combined (.02%) made these errors, control comparison groups; speci®city values
a highly signi®cant difference (X2 12.00, p were 97% for patients with various neurologic
.001). Thus, while these errors are not frequent in and psychiatric diagnoses referred for neuropsy-
the suspect effort group, they may serve as virtual chological testing, 100% for learning disabled
pathognomonic signs of noncredible performance college students, and 98% for controls. In con-
when present. trast, sensitivity was modest, with only 47% of
patients with independent evidence of noncred-
ible cognitive symptoms correctly identi®ed.
DISCUSSION However, the addition of a recognition trial and
use of a combined recall and recognition score
In the current study, standard administration of (i.e., free recall [recognitionÿfalse positives]
the Rey 15-item Memorization Test, using a cut- < 20) raised sensitivity by 50% while maintaining
off of < 9 as indicative of suspect effort, revealed high speci®city across comparison groups
570 KYLE BRAUER BOONE ET AL.
Table 7. Positive Predictive Values (PPV) and Negative Predictive Values (NPV) for Rey 15-Item Memorization
Scores at Base Rates of 15%, 28%, and 40%.
15% Base rate 28% Base rate 40% Base rate
PPV (%) NPV (%) PPV (%) NPV (%) PPV (%) NPV (%)
Recall correct
< 13 29.0 93.6 46.8 87.9 60.7 80.9
< 12 45.9 92.9 64.6 86.3 76.3 78.2
< 11 57.1 92.7 75.0 86.2 83.0 78.4
< 10 64.0 92.8 78.4 85.8 85.7 77.5
<9 86.7 91.4 92.0 83.0 94.3 73.4
<8 84.6 90.3 90.9 81.4 93.5 71.4
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Recognition correct
< 13 32.8 95.5 50.6 90.9 64.4 85.2
< 12 46.7 95.5 64.4 90.8 75.3 84.8
< 11 55.9 94.4 72.3 88.5 81.7 81.4
< 10 61.5 92.8 76.3 85.7 84.0 77.3
<9 68.4 91.2 82.8 83.2 89.7 74.1
<8 81.3 91.4 88.5 82.9 91.7 73.2
False positive recognition
1 20.3 88.1 34.7 77.4 48.0 66.0
2 23.7 87.1 40.5 76.5 54.3 65.2
3 25.0 86.7 40.0 75.0 53.1 63.0
4 42.9 86.0 55.6 74.0 63.6 61.7
Combination score*
< 25 32.3 94.7 50.0 89.2 63.2 82.4
< 24 39.2 94.5 57.8 89.5 70.1 83.2
< 23 40.8 94.6 59.7 89.7 72.0 83.5
< 22 45.5 94.8 63.2 89.3 74.3 82.4
< 21 55.6 95.1 72.0 89.8 81.3 83.3
< 20 61.3 94.6 77.8 89.5 85.0 83.1
< 19 69.2 94.1 82.5 88.4 88.9 81.5
< 18 69.6 92.9 83.3 86.6 89.8 79.1
Note. *Combination score total recall (true positive recognitionÿfalse positive recognition).
(sensitivity 71%; speci®city 92%). The sus- more sensitive in identifying noncredible patients
pect effort patients signi®cantly differed from than use of individual scores (Boone et al., in
comparison groups on recall and recognition press). Thus, the results from these two studies
scores, but the combination score had substan- would suggest that use of combinations of scores
tially higher sensitivity at comparable levels of rather than single scores may be the most
speci®city than any of the individual scores. effective approach to detection of suspect effort.
Individual test scores generally only shared a Most previous studies have found generally
modest amount of score variance, which predicted adequate speci®city on the Rey 15-item Memor-
that they might be more effective in detecting ization Test using a cut-off of < 9 (see Table 2).
suspect effort when used in combination, a hypo- The minority of reports documenting low speci-
thesis which was con®rmed. We have previously ®city have generally included patients with
found that an index employing several Rey Dot mental retardation (Goldberg & Miller, 1986) or
Counting Test variables was also consistently dementia (Guilmette et al., 1994; Philpott, 1992;
REY 15-ITEM RECOGNITION 571
Schretlen et al., 1991). Patients with mental superior recognition performance in cooperative
retardation and dementia were excluded from subjects (Binder, Villanueva, Howieson, & Moore,
the clinic patient group in the current study, which 1993). However, of some surprise, the compar-
no doubt enhanced speci®city values. As a result ison groups exhibited mean recognition scores
of this exclusion, it is unknown whether the which were either equal to, or slightly lower than,
15-item recall/recognition paradigm has utility mean free recall scores. In hindsight, the uncoup-
for use in the determination of suspect versus ling of the overlearned associations (i.e., a-b-c,
actual mental retardation and dementia. 1-2-3, etc.) in the creation of the recognition
Control subjects in the present study were on stimuli inadvertently made the recognition trial
average 15 years older than the suspect effort slightly more dif®cult than the free recall task;
subjects, yet consistently outperformed the non- speci®cally, instead of having to recall just a few
credible group. This ®nding, in conjunction with concepts, subjects had to scan the recognition
the modest correlations between age and test page for 15 separate items. Fortunately, despite
scores, and the high speci®city values observed in this reversal of the recall-recognition gradient of
the controls, suggests that the 15-item recall/ dif®culty, the Rey 15-item recall recognition
recognition paradigm is applicable for use across paradigm was still effective in detecting suspect
an unrestricted age range. effort.
Similarly, the ®nding that the learning disabled While sensitivity and speci®city values are
college students consistently scored better than unrelated to base rates of suspect effort, positive
the suspect effort subjects and had high speci®city and negative predictive power values are con-
values across scores, indicates that Rey 15-item tingent on base rates. The base rate of suspect
recall/recognition performance is not contami- effort in the current study was 28%, a level which
nated by the language processing de®cits found in is consistent with other reports (Binder, 1990;
learning disability. Binder et al., 1993). However, positive and nega-
It was anticipated that recognition scores tive predictive values for the Rey 15-item recall/
would exceed free recall scores in the nonsuspect recognition scores will differ in those settings in
effort patients given consistent evidence of which the base rate of noncredible symptoms
572 KYLE BRAUER BOONE ET AL.
substantially deviates from 30%. Because of this Bernard, L.C., & Fowler, W. (1990). Assessing the
consideration, we provide positive and negative validity of memory complaints: Performance of
predictive power values for the various test scores brain-damaged and normal individuals on Rey's
task to detect malingering. Journal of Clinical
for suspect effort base rates of 15%, 28%, and Psychology, 46, 432±436.
40%. Binder, L.M. (1990). Assessment of malingering after
Etcoff and Kampfer (1996) concluded that the mild head trauma and the Portland Digit Recogni-
Rey 15-item Test in its original format possessed tion Test. Journal of Clinical and Experimental
only ``tentative'' utility in forensic testing, as Neuropsychology, 15, 170±182.
de®ned by Rogers (1997) as showing ``statistical Binder, L.M., Villanueva, M.R., Howieson, D., &
signi®cance in the expected direction, but (hav- Moore, R.T. (1993). The Rey AVLT Recognition
Memory Task measures motivational impairment
ing) little or no practical value in classifying after mild head trauma. Archives of Clinical
subjects'' (p. 14). However, the data from the Neuropsychology, 8, 137±147.
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current study suggest that the addition of a Boone, K.B., Lu, P., Back, C., King, C., Lee, A.,
recognition trial to the standard administration Philpott, L., Shamieh, E., & Warner- Chacon, K. (in
format may enable the test to meet standards for press). Sensitivity and speci®city of the Rey Dot
``probable'' certainty in identifying suspect effort Counting Test in patients with suspect effort and
various clinical samples. Archives of Clinical
(de®ned as 75% correct classi®cation of individ-
Neuropsychology.
ual subjects). Boone, K.B., Lu, P., Sherman, D., Palmer, B., Back, C.,
Similarly, Vallabhajosula and van Gorp (2001) Shamieh, E., Warner-Chacon, K., & Berman, N.
asserted that the Rey 15-item Test did not meet (2000). Validation of a new technique to detect
the Daubert standard for admissibility of scienti®c malingering of cognitive symptoms: The b Test.
evidence based on its failure to achieve a criterion Archives of Clinical Neuropsychology, 15, 227±241.
of positive predictive value 80% using a base Boone, K.B., Savodnik, I., Ghaffarian, S., Lee, A.,
Freeman, D., & Berman, N. (1995). Rey 15-item
rate of suspect effort of 30%. However, as shown
Memorization and Dot Counting Scores in a
in the present study, it may be possible to modify ``stress'' claim worker's compensation population:
the test through brief additions to existing test Relationship to personality (MCMI) scores. Journal
administration format, thereby enabling it to of Clinical Psychology, 51, 457±463.
approach this standard. Chouinard, M.J., & Rouleau, I. (1997). The 48-pictures
Test: A two-alternative forced-choice recognition
test for the detection of malingering. Journal of the
ACKNOWLEDGMENT International Neuropsychological Society, 3, 545±
552.
Davidson, H., Suf®eld, B., Orenczuk, S., Nantau, K., &
Christopher Barr, Ph.D., is acknowledged for his adap-
tation of the recognition stimuli. Mandel, A. (1991, February). Screening for mal-
ingering using the Memory for Fifteen Items Test
(MFIT). Poster presented at the International
Neuropsychological Society 19th Annual Meeting,
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