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IEEE INTERNET OF THINGS JOURNAL, VOL. 6, NO.

4, AUGUST 2019 7103

Distributed and Multilayer UAV Networks for


Next-Generation Wireless Communication and
Power Transfer: A Feasibility Study
Yiming Huo , Member, IEEE, Xiaodai Dong , Senior Member, IEEE, Tao Lu, Member, IEEE,
Wei Xu , Senior Member, IEEE, and Marvin Yuen, Member, IEEE

Abstract—Unmanned aerial vehicles (UAVs) for wireless com- investigated. UAV-aided 5G wireless has sparked a large
munications have rapidly grown into a research hotspot as the interest as it can facilitate various use cases such as those
mass production of high-performance, low-cost, and intelligent speculated in the three key principle application scenarios of
UAVs becomes practical. In the meantime, the fifth genera-
tion (5G) wireless communication and Internet-of-Things (IoT) the International Telecommunication Union (ITU) [6]. They
technologies are being standardized and planned for global are namely enhanced mobile broadband (eMBB), ultra reli-
deployment. During this process, UAVs are becoming an impor- able low latency communications (uRLLCs), and massive
tant part of 5G and IoT, and expected to play a crucial role machine type communications (mMTCs). For example, UAV
in enabling more functional diversity for wireless communica- can play a critical role in providing network service recovery
tions. In this paper, we first present a summary of mainstream
UAVs and their use in wireless communications. Then, we pro- in a disaster-stricken region, enhancing public safety networks,
pose a hierarchical architecture of UAVs with multilayer and or handling other emergency situations when uRLLC is
distributed features to facilitate the integration of different required. In particular, UAV-assisted eMBB could be an impor-
UAVs into the next-generation wireless communication networks. tant complement to the 5G cellular network where a 1000
Finally, we unveil the design tradeoffs with the consideration times comprehensive performance improvement over 4G is
of power transfer, wireless communication, and aerodynamic
principles. In particular, empirical models and published mea- expected [6].
surement data are used to analyze power transfer efficiency, and Since July 2016, when the Federal Communication
meteorological impacts on UAVs enabled next-generation wireless Committee (FCC) adopted a new Upper Microwave Flexible
communications. Use Service [7], the use of millimeter wave (mmWave)
Index Terms—Aerial base station (ABS), fifth generation (5G), bands for cellular services has become an immediate real-
Internet-of-Things (IoT), laser power transfer, photovoltaic cell ity. However, alongside promising opportunities, e.g., larger
(PV-cell), unmanned aerial vehicle (UAV). bandwidths and faster speed, mmWave cellular communi-
cations face significant challenges, particularly in terrestrial
environments where large propagation loss and shadowing
I. I NTRODUCTION
effects are ubiquitous [8]. The propagation loss challenge
N RECENT years, unmanned aerial vehicles (UAVs) have
I experienced a rapid transition from the initial military
exploitation, to fast-growing civilian applications, such as
can be overcome by adopting beamforming techniques at the
cost of more hardware resources and higher power consump-
tion [9]. Shadowing effects are more difficult to mitigate as
industrial inspection, scientific research, agricultural practice, mmWave has an increased shadowing variance in nonline-
security surveillance, emergency rescue, entertainment [2]–[5], of-sight (NLoS) compared to sub-6 GHz [10]. Moreover,
etc. In the meantime, the fifth generation (5G) and Internet- mmWave channels hold sparse nature with limited channel
of-Things (IoT) wireless networks and systems are being elements. Deploying UAV-assisted wireless networks can be
planned for rapid deployment, and diverse paradigms to accel- an effective solution to this issue as it enables more line-of-
erate this progress and enrich application scenarios have been sight (LoS) communications. A proof-of-concept (PoC) UAV
deign enabling multibeam multistream for multiuser applica-
Manuscript received March 9, 2019; revised April 12, 2019; accepted
April 29, 2019. Date of publication May 1, 2019; date of current version tion scenarios is demonstrated in [11]. In the near future,
July 31, 2019. This work was supported in part by the NSERC of Canada UAV-satellite communications [12] can enable more diverse
under Grant 522620, and in part by the NSFC under Grant 61871109. This Earth-space communication and hereby make 5G global access
work was presented in part in a preprint version [1]. (Corresponding author:
Xiaodai Dong.) robust and reliable.
Y. Huo, X. Dong, and T. Lu are with the Department of Electrical and In general, UAV-aided wireless communications can fall
Computer Engineering, University of Victoria, Victoria, BC V8P 5C2, Canada into three representative categories of use cases [13], namely,
(e-mail: ymhuo@uvic.ca; xdong@ece.uvic.ca; taolu@uvic.ca).
W. Xu is with the National Mobile Communications Research Laboratory, UAV-aided ubiquitous coverage, relaying, and information dis-
Southeast University, Nanjing 210096, China (e-mail: wxu@seu.edu.cn). semination and data collection. The former two categories are
M. Yuen was with the Viterbi School of Engineering, University of suitable for 5G base station (BS) offloading and wireless con-
Southern California, Los Angeles, CA 90089 USA. He is now with Kingston
Technology, Fountain Valley, CA 92708 USA. (e-mail: marvinyu@usc.edu). nectivity relaying. However, there are several major hurdles
Digital Object Identifier 10.1109/JIOT.2019.2914414 preventing UAVs from 5G networks. First, UAVs could cause
2327-4662 c 2019 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission.
See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.
7104 IEEE INTERNET OF THINGS JOURNAL, VOL. 6, NO. 4, AUGUST 2019

safety concerns [16]. For this reason, the Federal Aviation Ouyang et al. [23] have proposed a throughput maximization
Administration (FAA) and many other countries’ civil avia- scheme for balancing tradeoffs between laser energy harvest-
tion authorities have implemented laws and rules on operating ing and wireless communication performance.
commercial UAVs [17] to regulate the weight, the maximum In order to overcome aforementioned challenges, some
altitude and speed, the minimum distance from airports, con- UAVs networking architectures are proposed. For exam-
structions, vehicles, people, etc. Second, the UAV design is ple, [14] illustrates a multitier drone-cell network based on
confronted with various technical bottlenecks. One of the which a novel drone management framework for efficient oper-
most significant limitations is on-board power. For example, ation is proposed. In [15], the feasibility of a multitier drone
a 3-pound mainstream miniature UAV (mini-UAV) usually architecture over single-tier drones is studied in terms of spec-
carries single 1-pound lithium polymer (LiPo) battery. Such tral efficiency, with the impact of different urban environments.
battery typically has a total energy of more than 80 Wh and can Single drone in [14] and multiple drones in [15] are used to
barely support a maximum flight time of more than 30 min. support cells of different sizes, creating multitier cells.
Except for control and nonpayload communication (CNPC) The main contributions of this paper are summarized as the
system that should have outstanding performance in latency following.
and security [16], adding and enabling 5G wireless communi- 1) Investigation of various UAVs genres from both aero-
cation functions into UAVs will necessitate additional payload dynamics and wireless communication aspects. Based
and power-hungry wireless hardware that further limits the on the unique features of each UAV type, we pro-
operation duration. Moreover, adverse weather conditions can pose a multilayer and distributed networking architec-
pose serious challenges to UAV operating time and wireless ture facilitating next-generation UAV enabled wireless
communication quality. communication.
Generally, aircraft engine consumes much higher energy 2) Feasibility analysis and comparison of radio
than the communication systems of a microcell or picocell. frequency/microwave-based wireless power transfer and
In the literature, several solutions have been proposed to laser power transfer for the proposed architecture.
enhance robustness, flight time, and energy efficiency of a 3) Study of UAV communications channels under various
UAV communications system. weather conditions.
One solution is derived from the wireless system design The rest of this paper is organized as follows. Section II
perspective. On the one hand, Alzenad et al. [18] presented presents several main types of UAVs, their aerodynamic char-
algorithms to maximize the number of users covered by find- acteristics, and suitability to 5G applications. Section III
ing energy-efficient 3-D placement of a UAV-BS within the proposes a novel distributed and multilayer UAVs (DAMU)
region of interest. On the other hand, UAV path planning network, where the aerial network is composed of multiple
plays a crucial role in attaining satisfactory energy efficiency layers that interact with each other. Section IV studies
and quality of service (QoS), and the planned paths depend the critical power supply issue, comparing laser-based and
on the specific application scenarios. As an example, [19] microwave-based power transfer within the DAMU network.
optimized UAV’s flying direction for uplink communications Section V characterizes the impact of meteorological condi-
by assuming a constant speed that the UAV maintains. In tions on the UAV communication channel attenuation property.
addition, the UAV trajectory optimization in [20] took into Finally, Section VI concludes this paper with suggested future
account the propulsion energy consumption of fixed-wing works.
UAVs (FW-UAVs).
Another approach is to directly advance the energy resource II. W HEN A ERODYNAMICS M EETS
technology and improve the energy management. In general, 5G C OMMUNICATIONS
both gasoline and jet fuel are at least 20 times higher in In this section, we investigate different types of UAVs from
energy density or specific energy (MJ/kg) than the LiPo battery the aerodynamics perspective and their suitability for 5G com-
widely used for mini-UAVs. In spite of the facts that the elec- munications. As depicted in Fig. 1, there are three categories
tric motor generally demonstrates higher efficiency and speed of UAVs: 1) balloon; 2) fixed-wing; and 3) rotary-wing. A
adjustment capability than the petrol engines, the energy den- detailed comparison of these UAVs is summarized in Table I.
sity gap cannot be filled easily. As predicted, petrol engines Among them, balloons have been widely used for greater
or hybrid-electric engines should play a critical role in future than 10 km in altitude, high altitude platforms (HAPs), and
UAVs used in 5G communications to achieve longer flight ultrahigh altitude (UHA) applications. For example, NASA’s
duration. helium balloons can lift instruments upto hundreds of kilo-
New energy systems and energy harvesting techniques could grams at an altitude over 30 km for more than 100 days. On
further accelerate the pace of implementing 5G-oriented UAV the other hand, Google’s Project Loon [24] has successfully
networks. For example, [21] presents a solar power man- enabled a balloon network at an altitude of 20 km, extending
agement system for aircraft and UAV applications, with a the Internet connectivity in rural and remote areas worldwide.
maximum power tracking system to increase the operating In October 2017, Project Loon provided emergency long-term
efficiency of solar cells. Moreover, some other techniques evolution (LTE) service recovery to Puerto Rico in the after-
for addressing energy transfer and storage challenges, such math of Hurricane Maria. With solar panels and advanced
as laser power beam techniques can also be integrated to predictive models of the winds and other meteorological
enable 24-h flight working without landing or refueling [22]. information from National Oceanographic and Atmospheric
HUO et al.: DAMU NETWORKS FOR NEXT-GENERATION WIRELESS COMMUNICATION AND POWER TRANSFER 7105

TABLE I
C OMPARISON OF T HREE C ATEGORIES OF M AINSTREAM UAV S

it can generate a lift force of 11 800 Newtons. On the one hand,


in 5G applications, an FW-UAV needs to maintain a minimum
speed to carry the weight of both equipment and UAV itself.
On the other hand, it shall fly as slow as possible to minimize
(b) the Doppler effect and avoid complicating channel modeling
and system design. Moreover, hybrid-electric engines and solar
panels can further improve the energy efficiency and flight
time for cost-effective UAV enabled 5G services. The solar-
powered aircraft, Solar Impulse, is built with electric motors,
lithium-ion (Li-ion) batteries, and solar panels, and can 118 h
of flights without landing.
The third type of UAV is known as the rotary-wing UAV
(RW-UAV) and has been popularly deployed as an LiPo bat-
(a) (c) tery powered quadcopter in Fig. 1(c). Such an RW-UAV can
achieve high aerodynamic flexibility and mobility with reli-
Fig. 1. Three main categories of UAVs. (a) Balloon. (b) Fixed-wing.
(c) Rotary-wing (quadcopter).
able hovering capability. In the UAV-based delivery system
developed by Amazon Prime Air [26], RW-UAV with multiple
propellers is demonstrated. However, the battery signifi-
Administration (NOAA), the balloons can be navigated and cantly limits its flight time and payload. Consequently, the
deployed as requested. Furthermore, a balloon-UAV can facili- petrol engine-based RW-UAV equipped with 6 or 8 pro-
tate quasi-stationary communications with propellers adjusting pellers for industrial applications are developed for longer
balance and position. flight times (generally 3–5 times), better balance, and pay-
The second type of UAV is the FW-UAV. In 1995, MQ-1 load. Nevertheless, the overall energy efficiency of RW-UAV
Predator was first introduced by General Atomics. An FW- is about 80% lower than FW-UAV. Its application for 5G
UAV can achieve a wide range of altitude with the fastest is limited due to unsatisfactory flight time and weight
horizontal speed due to powerful turbine engines. The max- capacity.
imum payload weight is determined by the lift force (L)
according to [25] III. D ISTRIBUTED AND M ULTILAYER UAV N ETWORKS
As aforementioned, a balloon-UAV may be the most suit-
CL × ρ × V 2 × A
L= (1) able aircraft for carrying heavy 5G equipment and hovering in
2 the sky with the longest duration. Considering the significant
where L is the lift force that equals to the airplane’s weight in coverage for more than 20 km in radius, an energy-efficient
pounds; CL is the coefficient of lift determined by the airfoil balloon-UAV can serve as a 5G macrocell BS that could weigh
type and angle of attack (AOA); ρ is the air density and its up to hundreds of kilograms. A high altitude in the sky can
specific value can be obtained from the atmospheric model of enable higher probability of LoS links [8]. Furthermore, an
the International Standard Atmosphere (ISA); V stands for the FW-UAV may carry a 5G light macrocell or microcell and
velocity of the airfoil; and A is the surface area of the wing. For fly within a flexible altitude below 10 km. Finally, an RW-
a medium-sized FW-UAV with 11 m2 , effective wing area fly- UAV is ideal for installing lightweight 5G small cell/picocell
ing with an AOA of 15◦ , at 5-km high and 50 m/s (180 km/h), equipment and executing short duration tasks that require fast
7106 IEEE INTERNET OF THINGS JOURNAL, VOL. 6, NO. 4, AUGUST 2019

other unmanned spacecraft/satellites (not drawn in the


figure) to form wider coverage networks and additional
hierarchical links. These balloons can act as backhauls
for UAVs of lower layers.
2) FW-UAVs serve as either a macrocell or a microcell.
In a representative 5G usage scenario, an FW-UAV
may communicate with both a balloon-UAV macrocell
and multiple RW-UAVs-based small cells/picocells. It
also can communicate with GBSs and other ground
terminals. As depicted in Fig. 3, RW-UAV-5 is live-
streaming a sport event over the stadium and uploading
the ultrahigh resolution (UHD) video to RW-UAV-
3 that further communicates with FW-UAV-1 using
beamforming.
3) RW-UAVs are dispatched and deployed mainly for
microcell/picocell applications below an altitude of
1 km. They can enable fast communication access and
services whenever or wherever there is such a need.
An RW-UAV can be connected to either ABSs/GBSs
or aerial/ground user terminals. Moreover, RW-UAVs
can also execute multiple tasks such as searching
and surveillance under emergency situations. Either an
RW-UAV or FW-UAV can generate multiple mmWave
Fig. 2. DAMUs network architecture. beams to increase spatial multiplexing gain and chan-
nel capacity, and mitigate the interference. For exam-
ple, by adopting a distributed phased array MIMO
deployment. Based on the characteristics of different UAVs, (DPA-MIMO) reconfigurable architecture in [9], [11],
we propose a DAMU network architecture as depicted in and [27] where multiple phased arrays are placed in
Fig. 2. a distributed manner on an RW-UAV, multigiga-bits
1) The balloon-UAVs function as quasi-stationary cellu- speed communication for multiuser scenarios can be
lar towers and stay in the stratosphere, 20 km above enabled and has been preliminarily verified from field
sea level. Typically, a balloon can be recycled and tests.
relaunched before or after a regular maintenance over 4) Instead of carrying full BS equipment, some UAVs of
a period of several months. each layer can also act as distributed antennae or remote
2) The FW-UAVs are deployed below 10 km and above radio heads for a GBS or ABS cell. This is particu-
1 km. In order to minimize the Doppler shift and the larly applicable to RW-UAVs whose payload and power
associated system design challenges, FW-UAVs need to are limited. Moreover, in certain application scenarios,
cruise at the slowest speed possible. a UAV may function as a relay.
3) The RW-UAVs are dispatched below 1 km, serving 5) Under specific emergency conditions, each vertical layer
as microcell/picocell/small cell BSs. Low cruise alti- of UAVs should be able to work independently to sustain
tudes can enable RW-UAVs to be frequently and quickly a full-function network access and service when other
recharged or replenished. layers of UAVs are not available.
Fig. 3 illustrates an example of DAMU network that realizes 6) When an FW-UAV-based ABS enables 5G communi-
5G communications, energy harvesting, and power transfer cations, its cruising velocity should be well maintained
among its constituent UAVs. DAMU enables close interactions at the lowest possible speed, and its flight path needs
among the three layers and dynamic configurations depending to be well planned. However, as a tradeoff according
on the application requirements. to (1), the velocity will need to increase when carry-
1) 5G macrocell communications and CNPC systems are ing more payload (5G and beyond equipment) or/and
integrated and enabled in the balloon-UAVs. The bal- flying at a higher altitude. Furthermore, energy effi-
loons provide both 5G new radio (NR) facility and back- ciency should be taken into account when determining
wards compatibility to legacy 3GPP standards. In addi- the cruising speed. Moreover, assume that an FW-UAV
tion, the balloons communicate with other aerial BSs is needed to provide 5G service coverage for area of
(ABSs) or ground BSs (GBSs), as well as ground termi- interest with a radius of 2 km, we need to dispatch it
nals. In a typical LoS communication scenario in Fig. 3, to fly at least 2-km high [28]. As an FW-UAV cannot
Balloon 1 operates its phased arrays to form multiple hover at a fixed location, it should be programmed to
beams to align with the beams from FW-UAV-1 and FW- fly with a predefined pattern that is known and easy
UAV-2, respectively. On the other hand, Balloon 1 is also to track by other ABSs/GBSs and terminals, in order
connected with other Balloons such as Balloon 2/3, and to build reliable communication links. For example, the
HUO et al.: DAMU NETWORKS FOR NEXT-GENERATION WIRELESS COMMUNICATION AND POWER TRANSFER 7107

Fig. 3. Wireless communications and power transfer in a DAMU enabled 5G wireless communication and power transfer network.

cruising path can be a simple circle with a small radius alignment and beam tracking when mmWave beamform-
of turn given by [25] ing is used in balloon-FW and FW-RW links. Smaller
α and β ease beam tracking, particularly when they are
V2
R= (2) smaller than or close to half of the half power beamwidth
11.26 × tan(θ ) (HPBW) of the radiation patterns, as illustrated in
where R is in the unit of feet, V is the velocity in Fig. 4.
the unit of knot, and θ is the bank angle. Accordingly, 7) The trajectory design or path planning is another major
a medium-sized FW-UAV (>100 kg of extra payload) concern for the proposed DAMU networks. When UAVs
should maintain a cruising speed at 10 m/s (19.4 knot). serve as ABSs, the trajectory design is focused on
In Fig. 4, we assume an FW-UAV flies at an altitude of navigation with practical constraints, such as collision
2 km and a speed of 20 m/s. For simplicity, we exclude avoidance [29] and dedication to the optimization of
the wind effect in this stage. If the bank angle is 30◦ , the communication performance. For example, succes-
the radius of turn, R, should be 70.8 m. Furthermore, sive convex optimization technique has been used for
assume a balloon-UAV that hovers 20-km high and 5 km the energy efficiency maximization of UAV-enabled
horizontally away from the center of circle, while a communication [20] and throughput maximization for
quasi-stationary RW-UAV is 1.9 km vertically beneath UAV-enabled multiuser downlink communication [30].
the center of circle, both communicating with the FW- For DAMU networks in particular, trajectory design
UAV. Angles α and β that are formed by the LoS becomes more complicated than prior works and needs
communication and indicated in Fig. 4, are calculated to consider cooperating different types of UAVs and
to be 0.42◦ and 2.13◦ , respectively. They affect beam energy harvesting/power transfer altogether.
7108 IEEE INTERNET OF THINGS JOURNAL, VOL. 6, NO. 4, AUGUST 2019

Fig. 5. Generic block diagram of wireless power transfer via RF/microwave.

with a maximum takeoff weight of 3600 g and a TB48D bat-


tery, it can hover with 500-g payload at an operation power of
380 W under this mode [35]. Therefore, the minimum transfer
and/or harvest power of the same amount is required in order
to keep the UAV hovering without landing.
Natural energy harvesting is currently the most suitable
technique on UAVs. Fig. 3 illustrates that UAVs can har-
vest both solar and wind energy. The balloon-UAVs can be
equipped with solar panels, batteries, and wind generators
to achieve a self-sustaining energy system. Staying in strato-
sphere layer facilitates efficient solar energy harvesting as no
weather occurs at this layer.
Near-field wireless power transfer, such as inductive cou-
pling and magnetic resonance coupling have seen commercial
successes in recent years, but cannot be satisfactorily applied
to power transfer and energy charging in DAMU networks
due to their limited distance typically ranging from a few cen-
timeters to a few meters [36]. For long range far-field wireless
power transfer, WPT via RF/microwave is one of the candidate
technologies suitable for DAMU networks.
Fig. 4. FW-UAV circular cruising mode in a DAMU system.
A. Wireless Power Transfer via RF/Microwave
A block diagram of WPT via RF system typically oper-
8) Secure communication of UAVs in DAMU networks
ating in industrial, scientific, and medical (ISM) bands, such
is a critical factor to the success of the architec-
as 915 MHz, 2.45 GHz, and 5.8 GHz, is given in [37] and
ture. Due to the broadcast nature of the medium,
redrawn in Fig. 5. The end-to-end power transfer efficiency
wireless communications are vulnerable to malicious
can be expressed as [37]
attacks or eavesdropping [31]. Compared to conven-
tional key-based cryptographic techniques that require Prdc Ptrf Prrf Prdc
secret keys and complex algorithms, physical layer ηrf = = (3)
Ptdc Ptdc Ptrf Prrf
security (PLS) is more suitable for large-scale decen-   
η1 η2 η3
tralized wireless networks [32] such as DAMU. In light
of the complexity of DAMU architecture, hierarchi- where η1 , η2 , and η3 stand for the DC-to-RF, RF-to-RF, and
cal network management is needed. Moreover, multiple RF-to-DC power conversion/transmission efficiency. Ptrf and
techniques may be adopted to co-enable secure UAVs Prrf are the RF power at the transmitter and receiver. Ptdc
communication and maximize the secrecy rate. For and Prdc are the dc power at the transmitter and receiver,
example, Li et al. [33] focused on maximizing the respectively. In particular, η1 is mainly determined by, the
secrecy rate by jointly designing the transmit beam- RF up-converter efficiency, the power amplifier (PA) effi-
former and artificial noise (AN) subject to the transmit ciency indexed by power added efficiency (PAE), and the
power constraint of UAV; [31] pointed out that aerial antenna radiation efficiency (RE), respectively. η1 is further
blockchain technique can be considered as a decentral- formulated as
ized solution to prevent privacy leakage; [34] enhanced
out − Pin Pant
Prf rf rad
security performance through controlling channel gains η1 = ηup-conv (4)
tot
via adjusting the UAV trajectory and employing the Pdc Pin
   
ant
conventional power/rate adaptation. PAE RE

where Prf rf tot


out , Pin , and Pdc stand for the PA’s output, input,
IV. P OWER T RANSFER IN DAMU N ETWORKS and total power consumption. Parameters Pin rad
ant and Pant rep-
The power transfer strategy based on the DAMU architec- resent the input and radiated power of the antenna. Under
ture is critical and may encompass multiple energy harvesting the condition that the conduction losses and dielectric losses
and power transfer technologies to realize cost-effective energy are minimized, and impedance matching is achieved between
charging to the UAVs. Take DJI’s Matrice 100 for example, the PA and antenna(s)’s feed port(s), Pin ant can be deemed
HUO et al.: DAMU NETWORKS FOR NEXT-GENERATION WIRELESS COMMUNICATION AND POWER TRANSFER 7109

out . Moreover, ηup-conv depends on the specific cir-


equal to Prf
cuits and systems design of up-converting the dc signal to an
RF signal.
Furthermore, η2 is mainly determined by wireless channels Fig. 6. Generic block diagram of OWPT via laser.
and can be quantitatively analyzed through link budget calcu-
lations. At the RF-to-DC conversion end, a rectenna is usually
used to receive an RF signal and transforms it into dc power. It B. Laser Power Transfer
consists of an antenna and a rectifying circuit, which decides To overcome limitations, optical wireless power transfer
η3 with a suitable dynamic range at the frequency of interest. (OWPT) via laser may provide a complementary solution due
Matsunaga et al. [38] presented a highly efficient (44.1% with to the following advanced features.
0.041 W/m2 input) stacked differential rectenna working at 1) Highly concentrated energy in the laser beam with well
5.8 GHz; [39] demonstrates a maximum RF-to-DC conver- controlled divergence angle as small as 0.1 microradians.
sion efficiency of 16.3%–45.3%, with wide angle coverage 2) Enabling long-range point-to-point power transfer with
at 2.45 GHz. Usually, it is more challenging to rectify and much less attenuation.
convert lower power than high power in the harvester. 3) Photovoltaic (PV) receivers are efficient for laser charg-
Although WPT via RF/microwave is a promising technol- ing [43], e.g., gallium arsenide (GaAs)-based photo-
ogy that can be applied to DAMU networks under some appli- voltaic cells (PV-cells) can achieve 50% efficiency [44].
cation scenarios, there are several known technical limitations A generic block diagram of the OWPT via laser system
summarized below. is illustrated in Fig. 6. Ps and Pl are the input and output
1) High free space path loss (FSPL). FSPL can be approx- power of the optical transmitter which transforms the electric-
imated as [40] ity to laser, Pr is the power after being transmitted through
the optical channel, and Pout is the output power of the opti-
(4π d)2 cal receiver (PV-cell) that converts the laser to electricity. The
FSPL = (5)
Gt Gr λ2 overall system efficiency from input at transmitter to output at
receiver is written as
where d is the distance between the transmit and receive Pl Pr Pout
antennas, λ is the wavelength of the carrier, and, Gt and ηl = (6)
Ps Pl Pr
Gr are the gains of transmit and receive antennas. The   
ηs ηt ηout
FSPL is quadratically proportional to the distance, and
it becomes so significant that over 1-km distance omni- where ηs is the conversion efficiency of electricity to laser,
directional antennae experience about 100-dB FSPL at ηt is the efficiency of laser transmission over the open space,
carrier frequencies. Such large loss can substantially ηout is the conversion efficiency of laser to electricity, and
degrade the overall efficiency ηrf whereas the channel Pout = Vout Iout . Modeling laser transmission in the space and
models of specific application scenarios are sometimes atmosphere is significantly different from its RF/microwave
more complicated. counterpart which can be partly characterized with Friis (5).
2) Using phased arrays can increase the gain and effective Based on modeling and formulation in [45], laser transmission
isotropic radiated power (EIRP) of the propagation path efficiency is defined as
and mitigate FSPL. However, such approach is imprac- ηt = e−σ d (7)
tically expensive, e.g., an array of 1000 antennas can  −q
3.91 λ
boost the gain by 30 dB. This compensation is still σ = (8)
incomparable to the large FSPL, overly large in physical V 550 nm
dimension, expensive in hardware, and extremely high where d is the transmission distance between the optical trans-
in power consumption. Moreover, the RF amplifiers with mitter and receiver, V stands for visibility in km, λ is laser
output more than 50 dBm (100 W) are usually designed wavelength, σ is atmospheric attenuation coefficient in the unit
and implemented using high-performance and expen- of dB/km, and q characterizes the size distribution of the scat-
sive monolithic microwave integrated circuit (MMIC) tering particles as they can be composed of both Rayleigh and
process, such as gallium nitride (GaN). High-power Mie type ones. Typically, q = 1.3 for 6 km < V < 50 km,
PAs satisfying the massive power transfer requirements q = 0.16 V + 0.34 for haze visibility (1 km < V < 6 km),
(hundreds of watts and above, plus good linearity) of q = V − 0.5 for mist visibility (0.5 km < V < 1 km), and
DAMU networks are still rare and challenging to design q = 0 for fog visibility (V < 0.5 km).
according to state-of-the-art designs [41], [42]. For laser transmission, spot diameter is another important
3) Since the sub-6 GHz spectrum is overly crowded with parameter since it directly impacts the optical (laser) receiver
unlicensed and licensed commercial bands for cellular design and laser beam tracking and alignment. According
and WiFi, high-power transfer that takes advantage of to [44], the minimum spot diameter is diffraction limited by
the ISM bands can introduce considerable interference
Dspot = 2.44dλ/Dlens (9)
to wireless data transmission that is normally in much
lower signal strength. As a result, the isolation and where d is the distance between the transmitter and receiver,
linearity of RF circuits are of critical importance. λ is the laser wavelength, and Dlens is the lens diameter. For
7110 IEEE INTERNET OF THINGS JOURNAL, VOL. 6, NO. 4, AUGUST 2019

Fig. 7. Block diagram of PV-cell model.

example, with a 1-m diameter lens, after propagating 10 km,


the minimum spot size is only 3.8 cm.
Regarding ηs for electricity-to-laser conversion, we can fur-
ther expand and formulate it using the relationship in [46] Fig. 8. Maximum laser transmission efficiency of 1550 and 810 nm, under
given by temperature of 0◦ , 25◦ , and 50◦ , respectively.

Pl q (It − Ith )
ξ hν
ηs = = e (10)
Ps It Vt
where It and Vt are the driving current and voltage, respec-
tively, Ith is the laser threshold current, h denotes the Plank
constant which equals to 6.62606957×10−34 J·s, ν is the laser
frequency, qe is the electronic charge constant and equals to
1.6 × 10−19 C, and ξ is an empirical coefficient with value
between 0 and 1 that is determined based on measurements
and given in [47].
For the laser-to-electricity conversion efficiency, ηout , it is
directly determined by the converting capability of a PV-cell
which can be modeled [49] as follows. As illustrated in Fig. 7,
the equivalent electrical circuit of PV cell can be represented
by using the lumped model that includes a light-induced cur-
rent source, a parallel diode, a shunt resistor, and a series
resistor. Thus, Iout is derived as
Fig. 9. Maximum laser transmission efficiency for haze with 2 and 4 km
Iout = Ig − Id − Ish (11) visibility, respectively.
 v +I R  
out out sr vout + I out Rsr
Iout = Ig − Is e nkB Tc /qe − 1 − (12)
Rsh 5% after 20 m propagation. In addition, according to [45], very
where Ig is the photograph current related to the optical radi- heavy snow and rain can result in 60–100 dB/km attenuation.
ation and PV-cell temperature Tc , Is is the dark saturation Subsequently, using laser power transfer technology is, to a
current which is also a function of cell temperature, kB is large extent, weather and distance dependent.
Boltzmann constant, and n is the ideality factor of PV-cell Nevertheless, compared to its RF/microwave counterpart,
with the value 1 for an ideal diode. advantages of laser power transfer are very obvious and is
Fig. 8 depicts the maximum transmission efficiency, ηt , of quantitatively analyzed in Fig. 12. The transmission efficiency
1550 and 810 nm laser versus distance for clear air with 10 km of WPT-RF at 915 MHz/2.45 GHz/5.80 GHz and laser power
visibility, under different temperatures of 0◦ , 25◦ , and 50◦ . transfer at 1550 and 810 nm are plotted with respect to distance
As observed, lower temperatures help achieve a better overall ranging from 10 m to 20 km. In particular, η1 and η3 are
transmission efficiency while 1550 nm outperforms 810 nm assumed to be 0.5 and 0.9 for WPT, based on the state-of-the-
for longer distance transmission. Laser transmission in haze art designs. Both omni-directional antenna (antenna gain = 1)
with 2 and 4 km visibility are further plotted in Fig. 9. For all and phased array are considered for comparison. Both a 100-
cases in this figure, a transmission efficiency of at least 10% element phased array (20 dB additional gain for the link) and
is maintained for a distance of no further than 500 m. a 1000-element phased-array (30 dB additional gain) are taken
Likewise, the mist/fog scenarios with visibility of 1 km, into account, to enhance the transmission efficiency.
200 m, and 50 m are analyzed in Figs. 10 and 11. It is apparent As observed, in general, WPT-RF is largely outperformed
that even the medium fog with 200 m visibility can degrade the by the LPT, even with a very large phased array (high in
laser power transfer efficiency quite substantially while a thick dimension, cost, and power consumption) at the transmit-
fog with 50 m visibility reduces the efficiency quickly below ter to compensate the quick efficiency drop. Consequently,
HUO et al.: DAMU NETWORKS FOR NEXT-GENERATION WIRELESS COMMUNICATION AND POWER TRANSFER 7111

Fig. 10. Maximum laser transmission efficiency for mist with visibility
of 1 km.
Fig. 12. Transmission efficiency comparison of wireless power transfer via
RF and laser power transfer.

One major concern of LPT in the DAMU network is the


safe laser power transmission since the transferred power can
be up to hundreds of watts. Laser safety limits are based on
maximum permissible exposure (MPE) values which define
the exposure time below which a laser power density has neg-
ligible effect on the human eye [48]. On the one hand, laser
power transfer over fiber (LPT-OF) as aforementioned is cur-
rently an available and affordable option to implement safe
laser power transfer. On the other hand, the wireless laser
power transfer channels should strictly depend on the LoS.
Consequently, laser tracking and LoS detection is extremely
critical. For the existing conceptual designs and prototypes, the
distributed laser charging technology [47], [50] can ensure the
immediate stop of laser power transfer when LoS is blocked by
Fig. 11. Maximum power transmission efficiency over distance for thick and any object. In addition, [51] demonstrates a laser beam charg-
medium fog with visibility of 50 and 200 m, respectively. ing prototype that enables shutting down the high–power laser
before a human moving with a maximum speed of 44 m/s.
This design implements low power lasers to create a guard
it is hardly possible to rely only on WPT-RF to realize ring around the high-power laser and direct them at the retro-
hovering-without-landing functions of RW-UAVs while LPT reflectors on the receiver, which enables a motion detection
can conditionally beam highly concentrated energy (hundreds system that operates on the order of nanoseconds for 10-m
of Whs) over long distance without significant attenuation. distance. Moreover, other living creatures such as animals and
WPT-RF can be used in scenarios where transmission dis- plants should be well protected, and environmental damages
tance is not very large. When good visibility is available for are supposed to be strictly controlled. Note that the high trans-
LPT, 5% transmission efficiency can be maintained even after mission efficiency of LPT means the power transfer duration
10 km propagation. By applying LPT technology to DAMU can be relatively short which is desirable.
networks, RW UAV-1, RW-UAV-8, and RW UAV-3 are power- Some other alternative power supply methods are also crit-
supplied by the laser beam generators installed on the roof of ical complements for power transfer in DAMU networks. For
high-rise building and stadium, for example. Balloon 1 may example, RW-UAV-3 is wired through an electrical power
also transfers laser beams to fixed-wing UAV-1/UAV-2 and cable to a power source, and the cable length can be more
RW UAV-6. FW-UAVs may also provide laser power transfer than 100 m according to experimental practice.
to other RW UAVs.
Furthermore, delivering high-power laser beams over high-
performance optical fibers directly to the RW UAVs is V. UAV C OMMUNICATION C HANNELS U NDER
currently a more practical solution to the atmospheric and M ETEOROLOGICAL C ONDITIONS
weather-introduced attenuation of the wireless LPT, and has For UAV communications, air-to-ground (A2G) and air-to-
been demonstrated by [22]. air (A2A) channel characteristics are significantly different
7112 IEEE INTERNET OF THINGS JOURNAL, VOL. 6, NO. 4, AUGUST 2019

from terrestrial ones. The currently proposed channel models 15 dB/km for 61 GHz. This is attributed, to a large extent, by
have been thoroughly reviewed in [8] and [52]. According to oxygen absorption.
the level of blockage, there are mainly three classes of links: From the meteorological perspective, precipitation can be
1) LoS; 2) obstructed LoS (OLoS); and 3) NLoS. The proba- in the forms of drizzle, rain, sleet, snow, and hail. According
bility of LoS occurrence (LoS, OLoS, or NLoS) is a function to ITU rain attenuation models, heavy rainfall can cause sig-
of environments. Following the UAV channel model [53], nificant attenuation at 5-G mmWave bands [56]. When the
the LoS probability under four selected environments, includ- weather gets cloudy and foggy, there are two methodologies
ing suburban, urban, dense urban, and high-rise urban, can to calculate attenuation [58]. The first one is to obtain the spe-
be approximated to a simple modified Sigmoid function cific attenuation (dB/km) within a cloud or fog, which can be
given by written as
1 γc = Kl M (17)
PLoS = (13)
1 + a exp(−b[θ − a])
where Kl is the specific attenuation coefficient
where a and b are S-curve parameters directly linked to the ((dB/km)/(g/m3 )), and it is a function of frequency and
environment variables specified in [54], θ is the elevation angle permittivity of water; M is the liquid water density (LWD)
which equals to arctan(h/r), and h and r are the height and in cloud or fog (g/m3 ). For medium and thick fog, the LWD
coverage radius of UAV, respectively. Moreover, the path loss is around 0.05 and 0.5 g/m3 , respectively [59]. Additionally,
under LoS and NLoS scenarios can be formulated as advection fog can be more than 2-km thick above ground
(4π d)2 level.
PLLoS = 10 log + ηLoS (14) The second methodology is to calculate attenuation due to
Gt Gr λ2
clouds for a given probability. This attenuation is correlated
(4π d)2 with the statistics of the total columnar content of cloud liquid
PLNLoS = 10 log + ηNLoS (15)
Gt Gr λ2 water L (kg/m2 ) for a given geographic location, and it is
expressed as
where the first term of both equations is the FSPL, ηLoS and
ηLoS are LKl
√ mean values of excessive path loss given in [55], and A= (18)
d = h2 + r2 . Therefore, the probabilistic mean path loss sin(θ )
values can be written as where Kl is the specific attenuation coefficient and θ is the
PL(h, r) = PLoS × PLLoS + PNLoS × PLNLoS . (16) elevation angle within a range from 5◦ to 90◦ . The value L
can be obtained from map-based data files [58]. For exam-
Particularly, A2G and A2A channels have smaller path loss ple in some regions of Southeast Asia, L can be as high
exponent and lighter small-scale fading than terrestrial ones. as 2 for a yearly exceedance probability of 1%. However,
Moreover, the A2A channel model plays a crucial role in the second method is not able to directly estimate the worst-
the DAMU networks as UAV-to-UAV communication exists. case A2A communications scenarios, especially before heavy
However, either conventional ground-to-ground (G2G) chan- rainfall.
nels or aforementioned A2G channels are difficult to extend Out of many forms and types of clouds in the Earth’s
to the A2A channel [57] in 3-D space. One of the very atmosphere, cumulonimbus clouds are a dense, towering ver-
few works that characterizes the A2A channels [57] proposes tical clouds that can be very tall and thick with the highest
an empirical propagation channel prediction model, based on LWD. According to cloud thickness estimation from GOES-
the ray-tracing. In order to extract more realistic A2A chan- 8 satellite data [59], precipitating cumulus clouds (precursor
nel model parameters, UAV channel measurements should be of cumulonimbus cloud) have a mean thickness of 9.32 km.
conducted. Using these variables, we can plot the atmospheric attenua-
As previously discussed, weather conditions play a critical tion over frequency, with various meteorological conditions
role in DAMU enabled 5G networks with apparent impacts introduced.
on wireless communications, power transfer, and UAV work- Assuming the LoS exists between a balloon-UAV (at 20 km)
ing status. It should be noted that global weather and climate and FW-UAV (hovering at 1 km) and is normal to the ground
patterns are dramatically diverse. Therefore, in this section, plane, and such an LoS channel normally exists during a clear
we focus on A2A attenuation modeling for frequency below day with good visibility. As depicted in Fig. 13, if a very thick
100 GHz with weather factors taken into account. cumulonimbus cloud with high LWD (12 km, 3 g/m3 ) exists,
First, atmospheric humidity largely affects gaseous attenu- it causes the highest attenuation for frequencies over 40 GHz.
ation, particularly at mmWave bands and above. The quan- Moreover, if a 2-km vertically thick advection fog emerges,
titative analysis of gaseous attenuation over frequency as a the resulting attenuation is 0.68 and 1.28 dB at 28 GHz and
variable of water vapor density, is given in prediction mod- 40 GHz, respectively. If the precipitation happens, the atten-
els recommended by ITU [58]. Generally, gaseous attenuation uation caused by medium rain, heavy rain, and violent rain
due to water vapor increases over frequency. At sea level and dramatically varies. For example, a violent rain (100 mm/h)
under standard atmosphere (7.5 g/m3 water vapor density), the can result in a 38.3-dB attenuation at 40 GHz, compared to a
total gaseous attenuation (dry air plus water vapor) grows to 3.4-dB attenuation caused by medium rain. Therefore, a dense
more than 1 dB/km from 53 to 67 GHz and sharply peaks at cumulonimbus cloud before or during precipitation will lead to
HUO et al.: DAMU NETWORKS FOR NEXT-GENERATION WIRELESS COMMUNICATION AND POWER TRANSFER 7113

5) in order to overcome the challenging issues of UAV


communications during the adverse weather conditions,
a paradigm of judiciously using both sub-6 GHz and
mmWave bands should be developed;
6) secure UAV communication designs with hierarchical
network management to cooperate the UAVs in the
DAMU networks.

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Jan. 2019. University, Nanjing, China, in 2006, the M.Sc.
degree in system-on-chip from Lund University,
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efficiency broadband GaN HEMT Doherty amplifiers for base station Internet of Things, and machine learning. He has
applications,” in Proc. IEEE Topical Conf. RF/Microw. Power Amplifiers worked with several companies and institutes, including Ericsson, Lund,
Radio Wireless Appl. (PAWR), Anaheim, CA, USA, 2018, pp. 16–19. Sweden, ST-Ericsson, Lund, the Chinese Academy of Sciences, Shanghai,
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[45] I. I. Kim, B. McArthur, and E. J. Korevaar, “Comparison of laser beam Award of the IEEE Solid-State Circuits Society in 2017. He is a member
propagation at 785 nm and 1550 nm in fog and haze for optical wire- of several IEEE societies. He has served as a Program Committee member
less communications,” in Proc. SPIE, vol. 4214. Boston, MA, USA, of IEEE ICUWB 2017, IEEE VTC 2018/2019, and IEEE ICC 2019, the
Nov. 2001, pp. 26–37. Session Chair of IEEE 5G World Forum 2018, the Publication Chair of IEEE
[46] B. V. Zeghbroeck, Principles of Semiconductor Devices, Univ. PACRIM 2019, and as a Technical Reviewer for multiple premier IEEE con-
Colorado, Boulder, CO, USA, 2011. [Online]. Available: ferences and journals. He is also a member of the IEEE Future Networks
http://ecee.colorado.edu/ bart/book/book/index.html Technology Roadmap Working Group.
HUO et al.: DAMU NETWORKS FOR NEXT-GENERATION WIRELESS COMMUNICATION AND POWER TRANSFER 7115

Xiaodai Dong (S’97–M’00–SM’09) received the Wei Xu (S’07–M’09–SM’15) received the B.Sc.
B.Sc. degree in information and control engineer- degree in electrical engineering and the M.S. and
ing from Xi’an Jiaotong University, Xi’an, China, Ph.D. degrees in communication and information
in 1992, the M.Sc. degree in electrical engineer- engineering from Southeast University, Nanjing,
ing from the National University of Singapore, China, in 2003, 2006, and 2009, respectively.
Singapore, in 1995, and the Ph.D. degree in From 2009 to 2010, he was a Post-Doctoral
electrical and computer engineering from Queen’s Research Fellow with the Department of Electrical
University, Kingston, ON, Canada, in 2000. and Computer Engineering, University of Victoria,
From 1999 to 2002, she was with Nortel Victoria, BC, Canada. He is currently a Professor
Networks, Ottawa, ON, Canada, where she per- with the National Mobile Communications Research
formed research on the base transceiver design of Laboratory, Southeast University. He has coauthored
third-generation mobile communication systems. From 2002 to 2004, she over 80 refereed journal papers in addition to holding 28 granted domestic
was an Assistant Professor with the Department of Electrical and Computer patents and 3 U.S. patents. His current research interests include cooperative
Engineering, University of Alberta, Edmonton, AB, Canada. Since 2005, she communications, information theory, signal processing, and machine learning
has been with the University of Victoria, Victoria, BC, Canada, where she for wireless communications.
is currently a Professor with the Department of Electrical and Computer Dr. Xu was a recipient of the Best Paper Awards of IEEE MAPE in 2013,
Engineering. Her current research interests include 5G, mmWave communi- IEEE/CIC ICCC in 2014, IEEE GLOBECOM in 2014, IEEE ICUWB in 2016,
cations, radio propagation, Internet of Things, machine learning, localization, and WCSP in 2017. He was a co-recipient of the First Prize of the Science
wireless security, e-health, smart grid, and nano-communications. and Technology Award of Jiangsu Province, China, in 2014. He has served on
Dr. Dong served as an Editor for the IEEE T RANSACTIONS ON Technical Program Committees for international conferences, including IEEE
C OMMUNICATIONS from 2001 to 2007 and the IEEE T RANSACTIONS ON GLOBECOM, IEEE ICC, IEEE WCNC, IEEE VTC, and IEEE PIMRC. He
W IRELESS C OMMUNICATIONS from 2009 to 2014. She is an Editor of the was an Editor of IEEE C OMMUNICATIONS L ETTERS, from 2012 to 2017 and
IEEE T RANSACTIONS ON V EHICULAR T ECHNOLOGY. She was the Canada he is currently an Editor of the IEEE T RANSACTIONS ON C OMMUNICATIONS
Research Chair (Tier II) from 2005 to 2015. and IEEE ACCESS.

Tao Lu (M’17) received the B.Sc. degree from


the Department of Physics, University of Manitoba,
Winnipeg, MB, Canada, in 1995, the M.Sc. degree
from the Department of Electrical and Computer
Engineering, Queen’s University, Kingston, ON,
Canada, in 1998, and the Ph.D. degree from the
Department of Physics, University of Waterloo,
Waterloo, ON, Canada, in 2005.
Marvin Yuen (S’09–M’13) received the B.Sc.
He has worked in industry with various companies
degree in electrical and computer engineering from
including Nortel Networks, Ottawa, ON, Canada;
The Johns Hopkins University, Baltimore, MD,
Kymata Canada; and Peleton, during which time he
USA, and the M.S. degree in electrical engineering
was involved with optical communications. He was a Post-Doctoral Fellow
from the Viterbi School of Engineering, University
with the Department of Applied Physics, California Institute of Technology,
of Southern California, Los Angeles, CA, USA.
Pasadena, CA, USA, from 2006 to 2008. He is currently with the University of
He was with USPTO, Alexandria, VA, USA,
Victoria, Victoria, BC, Canada. His current research interests include optical
as a Patent Examiner. He is currently a System
microcavities and their applications to ultra-narrow linewidth laser sources,
Application Engineer with Kingston Technology,
bio- and nano-photonics, machine learning algorithms with applications to
Fountain Valley, CA, USA.
spectral analysis, Internet of Things, and indoor localization.

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