CONG HOA XA HOI CHU NGHIA VIET NAM. Dc lip - Ty do - Hanh phic THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness Ha Noi, ngéy 27 thing 4 nam 2019 Hii Noi, day 27 month 4 year 2019 BAO CAO VE NGAY TRO THANH/KHONG CON LA CO BONG LON, NHA DAU TU NAM GIU'TU'5% TRO LEN CHUNG CHi QUY DONG REPORT ON THE DAY BECOMING/NO LONGER BEING MAJOR SHAREHOLDERS, INVESTORS HOLDING 5% OR MORE OF CLOSED FUND CERTIFICATES Kinh giti an Chimg khosin Nha nude Noi ‘ay dmg Xuan Mai To: - The State Securities Commission - The Stock Exchange - Xuan Mai investment and Construction Corporation 1. Théng tin vé cd nhan/té chite dau tu/ Information on individual/institutional investor - Ho va tén cd nharvTén t6 chite dau tu / Name of individual/institutional investor: Nguyén Thi Thu Huyén, -Q - $5 CMND, H6 chiéu, Thé can cuse (Adi v6i 4 nha) hose Sé Gidy ching nhan ding ky doanh nghigp, Gidy phép hoat dng hode gidy t& phap ly twong duong (déi véi t6 chite), ngiy cdp, noi cap / 1D card/Passport No. (in case of individual) or Certificate of business registration No. (in case of organization), date of issue, place of issue. 013244591 cdp ngay LI/LI/2011 do Cong an Ha N6i cdp. - Dja chi lién hé/Dia chi try sé chink’ Address: Sé 164, ngd 80, Lé Trong Téin, Thanh Xudn, Ha NOi tich/ Nationality: Vigt Nam - Dign thoai/ Telephone: 2. Nguoi cé lién quan cia ca nhan/té chire dau tu (dang ndm gitt cling loai c6 phiéw/chimg chi qu) /Related persons (currently holding the same types of shares/ fund certificates). ~ Ho va tén cé nhan/Tén 16 chite e6 lién quan /Full name of related individual/Name of institution: Nguyn Phuong Lan tich/Nationality: Vigt Nam - Sé CMND, H6 chiéu, Thé cin cude (dé r himg nhan dang ky doanh nghigp, Gidy phép hoat déng hode gidy t& phap ly tuong duong (46i v6i t6 chite), ngiy cp, noi cap / ID card/Passport No. (in case of individual) or Certificate of business registration No. or relevant legal documents (in case of organization), date of issue, place of issue. 162335694 cép ngay 17/2/2012 tai Nam Dinh. - Chite vy hin nay tai cdng ty dai chuing/ céng ty quin ly quy (néu c6)/ Current position at the public company/find management company (if any) - Méi quan hé véi ca nhérvté chit dau tu/ Relationship with the individual/institwional investor: Me - Con =3, Tén 6 phigw/chimg chi quy/ma chimg khoin so hin’ Name & code of share/fiund certificate owned: XMC - Cong ty Cé phin Bau ur va Xay dymg Xuan Mai 4, Cée tai Khon giao dich c6 chimg khodn néu tai myc 3/ Trading account number with shares mentioned in paragraph 3 above: Tai cng ty chimg khoan/n securities company: Céng ty C6 phan ching khoan NH Céng Thuong Vigt Nam 6. S6 luong, ty 1¢ 6 phiéwehing chi quy nam gitt truée khi thyc hign giao dich/ Number, ownership proportion of shares/fund certificates held before the transaction: 5.318.500 ¢6 phiéu. 6. $6 lung cd phiéwehimg chi guy di mua/bin/cho/tang/duge ting/thira ké/chuyén nhuong/nhin chuyén nhugng/hosn di tai ngdy lam thay dbi ty IE so iru va. tro thanb/hoge khéng con la c6 dong lon/nha dau tur si hitu tir 5% chimng chi quy ciia quy dong! Number of shares fund certificate purchase/sell/give/donate/donated/ inheritance/transfer/wansferred/swap at date on which change of ownership ratio and hecoming/no longer being a major shareholder/investors holding 5% or more of closed fund certificate happened: 5.318.500 e6 phiéu 7. $6 long, ty 1g c6 phiéu/ehiig chi quy nim gitt sau khi thye hign giao dich (hoae thy hign hon ddiy) Number, ownership proportion of sharesifund certificates hold after the transaction (or swap): 0 6 phiéu chiém ti Ié 0% ting s6 lieomg 6 phiéu lieu hainh ciia Cong ty Cé phan Dau tu va Xdy dueng Xudn Mai. 8, Ngay thye hign giao dich (hoe thye hign hodn déi) Lim thay ddi ty 1 sé hi va tre thanh c lon/khéng can la c6 dong lén/nha daw tu nam gitt tir 5% chimg chi quy ctia quy déng/ Trading dateon which change of ownership ratio and becoming/no longer being a major shareholder/investors holding 5% or more of closed fund certificate happened: 26/4/2019. Iugng, ty 1é cd phiéw/chtmg chi quy ngwdi 6 1ién quan dang nam git/ Number, ship proportion of shares/ fund certificates currently held by the related person: 0 c6 phiéu chiém ti 18 0% tong sé wong cé phiéu leu hanh ctia Cong ty Co phan Dau te vai Xdy dung Xudn Mai. 10. Sé Iugng, ty 1é cd phiéu/chimg chi qu¥ cling ngudi ¢6 lién quan gidt sau khi giao dich) Number, ownership proportion of shares/fund certificates. held — by individual/organization investor together with related persons afier the transaction: 5.318.500 ¢6 phiéu chiém chiém ti Ig 9,67% tong s6 licong ¢6 phiéu heu hah ciia Cong ty Co phan Daw te vi Xav deeng Xudin Mai. CA NHAN/TO CHUC BAO CAO! NGUOI DUQC UY QUYEN CONG BO THONG TIN NAME OF REPORTING ORGANIZATION/INDIVIDUAL/PERSONS AUTHORIZED TO DISCLOSE INFORMATION (KS, ghi ro ho ten, dong déu - néu cé) (Signature, full name and seal - in case of organization) tT Nguyén Thi Thu HuyénCONG HOA XA HOI CHU NGHIA VIET NAM Doc lip - Tw do - Hanh phic THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness Hat Noi, ngay 27 thang 4ndm 2019 Ha Noi, day 27 month 4 year 2019 BAO CAO Vi NGAY TRO THANH/KHONG CON LA CO DONG LON, NHA DAU TU NAM GIU' TU'5% TRO LEN CHUNG CHi QUY BONG REPORT ON THE DAY BECOMING/NO LONGER BEING MAJOR SHAREHOLDERS, INVESTORS HOLDING 5% OR MORE OF CLOSED FUND CERTIFICATES Kinh gti: - Uy ban Chimg khoan Nha nuéc $5 Giao dich Ching khoan Ha Noi ing ty Cé phan Bau tu va Xay dung Xuéin Mai To: - The State Securities Commission - The Stock Exchange ~ Xuan Mai investment and Construction Corporation 1. Théng tin vé ca nhéin/t6 chite dau tu/ Information on individual/institutional investor ~ Ho va tén ed nhan/Tén 16 chite dau tur / Name of individual/institutional investor: Nguyén Phuong Lan ~ Quée tieh/ Nationality: Vigt Nam - Sé CMND, Hé chiéu, The cin eurée (d6i véi ed nhan) hode $6 Gidy chimg nhin ding ky doanh nghigp, Gidy phép hogt dng hode gidy ta phap ly twong durong (doi voi to chtte), ngay cép, noi cip | ID card/Passport No. (in case of individual) or Certificate of business registration No. (in case of organization), date of issue, place of issue. 162335694 cip ngay 17/2/2012 tai Nam Dinh, - Dia chi lién hé/Bia chi try so chinh/ Address: $6 6- NI-TT QDK89 - PKKQ Khuong Mai, ‘Thanh Xuan, Ha N6i. = Dign thoai/ Telephone: Nguoi c6 lign quan cita cd nhan/té chite dau tu (dang nim gidt cing logi c6 phiéwchimg chi quy) /Related persons (currently holding the same types of shares/ fund certificates): - Ho va tén cf nhan/Tén t6 chtte 6 lign quan /Full name of related individual/Name of institution: Nguyén Thi Thu Huyén ~ Quée tich/ Nationality: Vigt Nam ~ $6 CMND, H6 chiéu, Thé can cube (461 v6i cd nhdn) hoge $6 Gidy chimg nhan ding ky doanh nghigp, Gidy phép host dng hode gidy ti phap ly tuong duong (d6i véi to chite), ngay cép, noi cap | ID card/Passport No. (in case of individual) or Certificate of business registration No, or relevant legal documents (in case of organization), date of issue, place of issue, .: 013244591 cdp ngay 11/11/2011 do Céng an Ha Noi edo. = Chire vu hién nay tai céng ty dai chting/ céng ty quan ly quy (néu c6)/ Current position at the public company/fund management company (if any): ~ Méi quan hé véi cd nhan/té chite dau tw! Relationship with the individual/instituional investor: Mg - Con Mt a3. Tén cd phiéwehimg chi quy/ma chimg khoin sé htw/ Name & code of share(fund certificate owned: XMC - Céng ty Cé phan Dau tu va Xay dung Xuén Mai, 4, Cie tai Khoan giao dich c6 chimg khodn néu tai mye 3/ Trading account number with shares mentioned in paragraph 3 above: Tai cOng ty chimg khoan/In securities company: Céng ty Cé phiin ching khoan NH Cong Thuong Viét Nam 6. $6 lung, ty Ig 66 phigu/chiing chi quy nam gitt truée khi thye hign giao dich’ Number, ownership proportion of shares/fund certificates held before the transaction: 0 ¢6 phiéw. 6. Sé luwong cd phiéu/chimg chi quy da_mua/bin/cho/ting/duge tingithira ké échuyén nhugng/nhdn chuyén nhugng/hoan lam thay d6i ty Ig so hou va tré think/hoge kh6ng con li ¢6 dong lén/nha dau tu so hitu tir 5% chimg chi quy cita quy déng/ Number of shares fund certificate purchase/sell/give/donate/donated/ inheritance/transfer/transferred/swap at date on which change of ownership ratio and becoming/no longer being a major shareholder/investors holding 5% or more of closed fund certificate happened: 5.318.500 cé phiéu. 7. $6 lugng, ty 1é cd phiéu/chimg chi quy nim git sau khi thyc hién giao dich (hodc the hién hodn d6i)/ Number, ownership proportion of shares/fund certificates hold after the transaction (or swap): 5.318.500 6 phiéu chiém ti le 9,67% tong s6 lirong c6 phiéu leu hank ctia Cong ty Cé phan Bau tw ver Xay dueng Xudin Mai 8. Ngay thye hign giao dich (ode thye hién hodn déi) lim thay d6i ty 18 ser hitu va tré thinh cé dng lon/khng cdn li ¢6 dong Kin/nha dau tw ndm gitr tir 5% chting chi quy cua quy déng/ Trading dateon which change of ownership ratio and becoming/no longer being a major shareholder/investors holding 5% or more of closed fund certificate happened: 26/4/2019. 9. $6 lugng, ty 1 cd phiéu/chimg chi quy ngudi c6 lién quan dang nam git! Number, onwership proportion of shares/ find certificates currently held by the related person. 5.318.500 c6 phidu chiém 9,67% tong sé lucgng c6 phiéu lieu hémh cita Cong ty Cé phan Dau tue vas Xdy dueng Xudn Mai. luong, ty 1é ¢6 phiéu/ching chi quy cia ngudi cé lién quan nim gitt sau khi giao dich/ Number, ownership proportion of shares/fund certificates held by individual/organization investor together with related persons afier the transaction: 0 ¢6 phiéu chiém 0% tong sd long cé phiéu liu hanh cia Cong ty Cé phén Dau ne va Xay dung Xudn Mai. CA NHAN/TO CHUC BAO CAO/ NGUOI DUQC UY QUYEN CONG BO THONG TIN NAME OF REPORTING ORGANIZATION/ANDIVIDUAL/PERSONS AUTHORIZED TO DISCLOSE INFORMATION (KY, ghi rd ho tén, dong dau - néu cd) (Signature, full name and seal - in case of organization) FT Neuyén Phuong Lan