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1 s2.0 S2352710223019411 Main
A R T I C L E I N F O A B S T R A C T
Keywords: The large amount of solid waste generated by industry is a concern for society. A possible solution
Optimization of mixtures is to incorporate these wastes into soils to improve their properties and contribute to sustainable
Design of experiments for mixtures development. The objective of this research was to conduct an experimental study on the
Electric arc furnace slag chemical stabilization of two samples of tropical soils using two industrial wastes, electric arc
Fly ash furnace slag (EAFS) and fly ash (FA), using a design of experiments (DoE) of mixtures in a simplex
Soil stabilization
centroid network. Seven mixtures were determined from the DoE for each soil sample. Using
specimens of these mixes prepared at optimum moisture content, after a curing period of 7 days in
a humid chamber, the properties were evaluated: unconfined compressive strength (UCS), Cali
fornia Bearing Ratio (CBR), and resilient modulus (RM). An improvement in the evaluated me
chanical properties was observed with the addition of waste, especially with the addition of EAFS.
The statistical software Minitab 18 allowed to obtain response surfaces for each mechanical
property studied as a function of the pseudo-components of the mixtures. To determine the
proportion of components that optimized the soil-waste mixtures, the desirability function was
used, which resulted in the proportions of 80% soil, 20% EAFS, and 0% FA for both soil samples.
Based on SEM and XRD tests, it was found that calcium silicate hydrate (C–S–H), calcium
aluminate silicate hydrate (C-A-S-H), and calcium aluminate hydrate (C-A-H) were formed, which
were responsible for improving the mechanical strength. The use of industrial waste to stabilize
tropical soils with low bearing capacity proved to be a technically and environmentally viable
alternative.
1. Introduction
In Brazil, direct steel wastes, excluding wastes from canteens, administration, civil engineering and others, amounted to about 20.1
million tons in 2017, of which 27% was steel slag [1]. Steel Slag is a partially crystalline byproduct of steelmaking in which metallic
and non-metallic components are separated from the raw ore [2]. Various types of slags generated from different steelmaking processes
have already been used in researches as soil stabilizers, including blast furnace slag [3–5], basic oxygen furnace slag [6,7], electric arc
furnace slag (EAFS) [8], and ladle furnace slag [9–11]. Global production of fly ash (FA) is estimated at about 363 million tons per year
* Corresponding author. Universidade Federal de Viçosa, Viçosa, Minas Gerais, Brazil, 36576-028.
E-mail addresses: klaus@ufv.br (K.H.P. Rodrigues), taciano.silva@ufv.br (T.O. da Silva), heraldo.pitanga@ufv.br (H.N. Pitanga), leonardo.pedroti@ufv.br
(L.G. Pedroti), mateus.ribeiro@ufv.br (M.H.R. Rodrigues).
https://doi.org/10.1016/j.jobe.2023.107761
Received 18 April 2023; Received in revised form 21 August 2023; Accepted 9 September 2023
Available online 14 September 2023
2352-7102/© 2023 Elsevier Ltd. All rights reserved.
K.H.P. Rodrigues et al. Journal of Building Engineering 78 (2023) 107761
[12], but only a quarter of the world’s production is used. Unused FA is usually disposed of in landfills, posing a risk of air and
groundwater contamination [13]. This scenario, in which steel waste is generated in such large quantities, shows the need to make its
use profitable [14], construction being one of the economic sectors in which this waste can be used on a large scale [15].
Considering the need to reduce the consumption of natural resources used as raw materials in construction, some studies have been
carried out to investigate the technical aspects related to the use of EAFS and/or FA as alternative materials for the partial replacement
of cement [16], as an aggregate in mortars [17], in the composition of bricks [18,19], concrete [12,20], pavers [21], embankments
[22], and asphalt mixtures [23–25], and in soil stabilization as a replacement for cement and lime [9,26–41]. Research on the use of
EAFS, FA, and other wastes for soil stabilization has generally been conducted using intuitive and empirical measurement methods
[8–10,26,27,29–32,42].
The lack of criteria for the use of certain types of wastes in a particular application is one of the main factors limiting their use on a
large scale [43]. To date, there is no known method in the literature for the dosage of soil-waste mixtures based on criteria that can
optimize the contributions of each component and, consequently, the engineering properties of the final product, in order to meet the
requirements of projects that require the use of compacted soils. In this context, and with the aim of filling this gap, the present
technical-scientific proposal, based on the statistical model of dosage through a design of experiments in a simplex-centroid network,
which takes into account that the properties of interest depend on the proportions of their components, fits the optimization (maxi
mization or minimization) of one or more desired properties [44], giving greater statistical confidence to the results and, moreover,
reducing the number of experiments [45,46].
According to Yıldırım, Karacasu and Okur [47], an experimental design consists of selecting points representing the mixtures to be
analyzed within the experimental space. The selected mixtures are then tested for the properties of interest to obtain polynomial
functions describing the responses of the mixtures with respect to these properties. The desirability function can then be applied to
determine the best dosage of components to optimize the desired properties.
The protocol for optimizing properties of interest by design of experiments for mixes has been studied extensively in the con
struction sector, for example in the manufacture of ceramic blocks and artifacts [46], in soil-cement blocks [48], in paints [49], in
mortars [50,51], and in concrete [52–54]. In the field of soil engineering, the design of experiments method was applied on a smaller
scale to mixtures [55–58].
Considering the need to enable the large-scale use of industrial wastes as chemical stabilizers for compacted soils, the main
objective of this research project was to propose a protocol for the dosage of soil-industrial waste mixtures based on the statistical
model of mixture design of experiments in a simplex-centroid network, to determine the optimal dosage of mixtures of tropical soils,
EAFS, and FA considering the optimization of mechanical properties of the Unconfined Compressive Strength (UCS), Resilient Modulus
(RM), and California Bearing Ratio (CBR). As secondary objectives related to the main one, we intend: (i) to analyze the influence of
EAFS and FA on the mechanical properties studied; (ii) to interpret the results relevant to the above properties based on the physical,
chemical, mineralogical and microstructural properties of the constituents.
Table 2.1
Results of the characterization and classification of the soil samples.
Parameter S1 S2
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ASTM D6913-17 and ASTM D7928-21 [61,62]; ii) liquid limit (LL) and plastic limit (PL), according to ASTM D4318-17 [63]; iv)
specific gravity of solids, according to ASTM D854-14 [64]; and v) compaction at standard Proctor energy, according to ASTM D698-12
[65] to determine the maximum dry unit weight (γd,max) and optimum moisture content (wopt) of the compacted soil samples. The
results of these tests are shown in Table 2.1.
To increase the specific surface area of the EAFS sample, it was ground in a Los Angeles machine for two to 3 h, using the portion
that passed through a 0.6 mm sieve (30 meshes), a similar size to that used in previous studies [66–68], to achieve a value close to
1800 cm2/g specific surface area used for steel slag in the study conducted by Sheen, Le and Lam [69].
For the EAFS and the FA samples, which were to be physically characterized, the following tests were performed following the
technical standards for Portland cement: i) fineness by the 75 μm sieve [70], ii) fineness by the air permeability method (specific
surface area - Blaine method) [71], iii) specific gravity [72], and iv) particle size analysis determined by laser diffraction [73].
The EAFS sample had a sieve fineness index of 24.88%, which is a high value for cementitious materials in Brazil [35]. The specific
surface area by the Blaine method was 0.20 m2/g, a value close to that required for Portland cement, which must be greater than 0.24
m2/g [29]. The result for specific gravity was 3.7 g/cm3. The sample FA had a fineness index of 23.71%, a specific surface area of
1788.24 cm2/g and a specific gravity of 2.08 g/cm3.
Fig. 2.1 shows the grain size distribution curves of EAFS, FA, and soil samples S1 and S2 classified by the MCT (Miniature,
Compacted, Tropical) method, according to DNER-CLA 259 [74] and by the TRB (Transportation Research Board), according to
AASHTO M 145–91 [75] and USC (Unified Soil Classification) geotechnical soil classification systems, according to ASTM D2487-17
[76] (Table 2.1).
2.4. Methods
2.4.1. Environmental characterization of EAFS and FA samples
The environmental characterization of the EAFS and FA samples was performed according to the NBR 10004 technical standard
[84]. To determine the classification of each industrial waste, leaching and solubilization tests were performed in accordance with
technical standards NBR 10005 [85] and NBR 10006 [86], respectively.
Fig. 2.1. Grain size distribution curves of the EAFS, FA, and soil samples S1 and S2.
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Table 2.2
Chemical composition of the EAFS, FA, and soil samples S1 and S2.
Material SiO2 Al2O3 Fe2O3 CaO MgO K2 O Na2O TiO2 SO3 Cl Other LOI*
(%) (%) (%) (%) (%) (%) (%) (%) (%) (%) compounds (%)
S1 27.11 24.52 12.47 0.02 1.28 0.07 1.55 1.53 0.04 0.27 31.14 11.49
S2 36.27 24.31 1.92 0.17 1.41 1.30 2.40 0.18 0.03 0.22 31.79 4.19
EAFS 21.35 5.17 24.50 33.15 1.01 0.30 0.00 0.64 0.18 0.32 13.38 0.19
FA 57.50 22.69 4.00 1.66 1.03 2.67 1.33 1.06 0.35 0.20 7.51 1.50
*Loss on Ignition.
Fig. 2.2. Difractograms of the soil samples S1 (a), S2 (b), EAFS (c), and FA (d).
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Fig. 2.3. Flowchart of the simplex-centroid method for optimizing the experimental design of mixtures.
Table 2.3
Soil-waste mixtures defined in the experimental design.
M1 95 5 0
M2 87.5 12.5 0
M3 80 20 0
M4 80 12.5 7.5
M5 80 5 15
M6 87.5 5 7.5
M7 85 10 5
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are directly related to the criteria for the selection of materials for the composition of structural layers of road pavements, as rec
ommended in the technical standard NBR 12253 [93] and DNIT [94].
The analysis of the results was performed in the form of pseudo components, and the method used to fit the mathematical models
used was the stepwise method, in which the non-significant terms were automatically removed. The significance level assumed in the
analyzes was 10%. Therefore, the terms in the statistical analysis that had a p-value greater than 0.10 were removed.
The special cubic model, used in the simplex-centroid is presented on equation (2.1).
∑
n ∑∑
n ∑∑
n ∑
y= bi xi + bij xi xj + bijk xi xj xk (2.1)
i=1 i<j i<j<k
(Where: bi, bij and bijk are the constants of the mathematical model and xi, xj and xk is the proportions of components i, j and k,
respectively).
Expanding equation (2.1), we obtain equation (2.2), which represents the special cubic model used in the simplex-centroid method
for a mixture of three components. The constant b1 is the value estimated by the mathematical model when the proportion of
component x1 in the mixture is maximal. To assess which component(s) have the greatest influence on the increase or decrease of a
particular property, one can calculate the arithmetic mean between the constants b1, b2 and b3. The constant whose value is farthest
from the mean indicates that the material it represents has the greatest influence on the change in the analyzed property, either to
increase the value of the property (constant above the mean) or to decrease it (value below the mean). The constant b12 represents the
interaction between the components x1 and x2, if its value is positive, there is synergism, indicating an increase in the value of the
property; if its value is negative, there is antagonism, indicating a decrease in the value of the property. The same explanation can be
given for the constant b123 [105].
y = b1 x1 + b2 x2 + b3 x3 + b12 x1 x2 + b13 x1 x3 + b23 x2 x3 + b123 x1 x2 x3 (2.2)
2.4.2.2. Optimization through the desirability function. The average values of the results of the mechanical tests used to optimize the
experimental design promoted the response surfaces determined for the base course, the subbase course and subgrade reinforcement
layers in the pavement, which allowed the identification of the maximization region for each mechanical property analyzed. To
determine the optimal mixture within this region, optimization was performed using the desirability function of the Minitab 18
software.
To verify the suitability of soil-waste mixtures for the base course, the minimum value of 690 kPa was adopted for the UCS ac
cording to Gautreau, Zhang and Wu [95] and T 220 [96]. For RM, the minimum values from Ref. [97] were adopted. They are 82.74
MPa for fine soils (soil sample S1) and 165.47 MPa for granular soils (soil sample S2). For the CBR index, a minimum value of 60% was
adopted in accordance with DNIT [94], which is specified for base courses of flexible pavements intended to withstand a number of
loads on the standard axis less than 5 × 106.
In order for the soil-waste mixtures to be used in the subbase course, a minimum acceptable UCS value of 690 kPa was assumed
according to Gautreau, Zhang and Wu [95]. According to Ref. [97], the minimum acceptable values for clayey and sandy soils for the
subbase course are 82.74 MPa and 165.47 MPa, respectively. For the CBR index, a minimum value of 20% was assumed according to
DNIT [94].
Minimum values for UCS, RM, and CBR index of 345 kPa, 68.95 kPa, and 2%, respectively, were assumed for the subgrade
reinforcement layer according to Gautreau, Zhang and Wu [95], AASHTO [97], and DNIT [94].
With the minimum requirements to be achieved for each structural layer, the optimum dosage of soil-waste mixtures could be
determined considering the two soil samples.
The technique of scanning electron microscopy (SEM) was used for the morphological analysis of the optimal mixture of each soil
sample. The mineralogical composition of each optimal mixture was determined by X-ray diffraction (XRD) analysis.
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Fig. 3.1. Results of the analyzed properties of the tested mixtures and soil samples: (a) UCS, (b) RM, (c) CBR index, and (d) CBR expansion.
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K.H.P. Rodrigues et al. Journal of Building Engineering 78 (2023) 107761
Fig. 3.2. Response surfaces for the UCS of soil-waste mixtures: (a) soil sample S1, (b) soil sample S2.
Table 3.1
Equations referring to UCS response surfaces.
such as calcium silicate hydrate (C–S–H), calcium aluminate silicate hydrate (C-A-S-H), and calcium aluminate hydrate (C-A-H),
formed during the sealed curing phase in a humid chamber, and to a lesser extent to structural changes due to cation exchange, higher
values of dry unit weight and lower values of optimum moisture content, which is consistent with the explanations in the
technical-scientific literature [26,106,107].
The coefficient of determination (R2) is a goodness-of-fit measure for linear regression models. This statistic indicates the per
centage of the variance in the dependent variable that the independent variables explain collectively. The R2 value for the regression
equation for the S1 soil sample (about 80%) was good, considering that the soil and especially the EAFS are very heterogeneous
materials. Given this variability of materials, the UCS values of a particular mixture selected within the simplex space can be predicted
with good accuracy. The R2 value for the regression equation for soil sample S2 (about 70%) indicates that the fit was only reasonable
and it is not possible to predict the estimated UCS values with high accuracy.
Fig. 3.3. Response surfaces for RM of soil-waste mixtures: (a) Soil sample S1, (b) Soil sample S2.
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Table 3.2
Equations referring to RM response surfaces.
Fig. 3.4. CBR response surfaces of soil-waste mixtures: (a) soil sample S1, (b) soil sample S2.
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Table 3.3
Equations referring to CBR response surfaces.
Table 3.4
Desirability values related to the optimal mixtures for the analyzed properties.
Mechanical property S1 S2
Table 3.5
Comparison between the values estimated and obtained experimentally for the specimens.
Properties S1 S2
Estimated value Experimental average Variation (%) Estimated value Experimental average Variation (%)
experimental values obtained in both soils, experimental design of mixtures may be a good tool for prediction and optimization of
mixtures of soils and industrial wastes.
3.2.7. Mineralogical and microstructural influence on the strength behavior of soil-waste mixtures
The mineralogical and morphological compositions of the optimal mixtures of soil samples stabilized with 20% EAFS were
determined to investigate the role of EAFS in increasing the values of UCS, RM, and CBR.
3.2.7.1. Optimal mixture stabilization for soil sample S1. The images obtained by SEM of the optimal mixture of the soil sample S1
shown in Fig. 3.5a indicate the formation of structures in the form of a cementitious gel, which produces a denser structure than the
structure of the soil sample in the natural state and increases the material strength, as shown by the results of UCS, RM, and CBR. The
cementitious gel may consist of C–S–H, C-A-S-H, and C-A-H, which cover the surface of the soil sample particles, fill the pores, and
enhance agglomeration between the particles. These compounds were probably formed by chemical reactions between the calcium
oxide in EAFS and the silica and alumina components in soil sample S1. Similar structures of these compounds were also found by other
authors [26,106,107]. The XRD analysis of the optimal mixture corresponding to soil sample S1 is shown in Fig. 3.5b.
The improvement in the evaluated mechanical properties can also be attributed to the fact that the electronegativity of the chemical
element Ca (1.0 Pauling) present in the EAFS facilitates the formation of agglomerative compounds with the silica (1.9 Pauling)
present in the soil sample S1 due to a high electronegativity difference [26].
3.2.7.2. Optimal mixture stabilization for soil sample S2. The images obtained by SEM of the optimal mixture related to soil sample S2
(Fig. 3.6) show the formation of C–S–H, C-A-S-H, and C-A-H structures resulting from chemical reactions between the calcium oxide
present in the EAFS and the silica and alumina components present in the soil sample S2. The XRD data (Fig. 3.6) show that the
diffractogram of the optimal mixture has an iron oxide peak due to the presence of iron oxide in the EAFS, which in combination with
aluminum oxides causes an aggregation effect of the particles that reduces the pores of the material [107]. According to Al-Amoudi
et al. [26], the large difference in electronegativity between the element calcium (1.0 Pauling) and the elements iron (1.8 Pauling)
and silicon (1.9 Pauling) favors the formation of strong bonds between these elements. In this scenario, the Ca atom is located between
Fe and Si, resulting in a bonding reaction between silica, calcium hydroxide and iron oxide.
4. Conclusions
The main objective of this research project was to propose a protocol for the dosage of soil-industrial waste mixtures based on the
statistical model of mixture design of experiments in a simplex-centroid network to determine the optimal dosage of mixtures of
tropical soils, EAFS and FA take into account the optimization of the mechanical properties Unconfined Compressive Strength (UCS),
Resilient Modulus (RM) and California Bearing Ratio (CBR).
The design of experiments of mixtures was useful to perform the optimization of the analyzed mechanical properties, based on the
proportions of the components of the mixtures, with the aim of achieving the values recommended in the literature.
The statistical software Minitab 18 allowed to obtain response surfaces for each mechanical property studied as a function of the
pseudo-components of the mixtures. To determine the proportion of components that optimized the soil-waste mixtures, the
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K.H.P. Rodrigues et al. Journal of Building Engineering 78 (2023) 107761
Fig. 3.5. Mineralogical and microstructural analyses of the optimal mixture for soil sample S1: (a) Images obtained by SEM ×20,000 and (b) Diffractogram obtained
by XRD.
Fig. 3.6. Mineralogical and microstructural analyses of the optimal mixture for soil sample S2: (a) Images obtained by SEM ×10,000 and (b) Diffractogram obtained
by XRD.
desirability function was used, which resulted in the proportions of 80% soil, 20% EAFS, and 0% FA for both soil samples. After
determining the optimal mixture, test specimens were prepared to compare the estimated and experimentally determined values for
the properties evaluated. This comparison showed that the use design of experiments of mixtures is a good tool for predicting and
optimizing the characteristics of stabilized soil.
The addition of EAFS has a positive effect on UCS, RM and CBR, mainly due to the formation of C–S–H, C-A-S-H, and C-A-H
structures for soil samples S1 and S2, respectively. The presence of wustite and iron oxide in the optimal mixtures of soil samples S1
and S2, respectively, was also observed, which contributed to fill the pores and increase the values of the analyzed mechanical
properties.
The addition of FA to the soil samples had a negative effect on all simulations with the two analyzed soil samples, despite the
improvement of the analyzed mechanical properties compared to the soil in its natural state.
It was observed that the CBR expansion decreased in the optimal mixtures of the studied soil samples compared to the soil samples
in its natural state, which is due to the cation exchange that changes the structure of the material and causes a higher degree of
flocculation.
Based on SEM and XRD tests, it was found that calcium silicate hydrate (C–S–H), calcium aluminate silicate hydrate (C-A-S-H), and
calcium aluminate hydrate (C-A-H) were formed, which were responsible for improving the mechanical strength.
The use of industrial wastes in the stabilization of tropical soils with low bearing capacity proved to be a technically and envi
ronmentally viable alternative, as it improved the evaluated mechanical properties and provided an alternative for the use of these
wastes in paving works, which usually require large quantities of material.
Author contributions
- The application of a Design of Experiments (DOE) of mixtures in a simplex centroid network for dosage of mixtures of soil samples
and steel waste through the optimization of mechanical properties with the aim of their application in structural layers of pavements.
This methodology is widely used in the field of civil construction, but has not yet been applied in the field of paving, where essentially
empirical methods are used. The DOE approach allows optimization based on statistical analysis, which favors its applicability to any
other types of mixtures with different materials.
- A chemical, mineralogical and microstructural analysis of mixtures between soil and Electric Arc Furnace Slag, showing the main
compounds possibly formed and their relationships with the variations in the results of mechanical properties.
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K.H.P. Rodrigues et al. Journal of Building Engineering 78 (2023) 107761
Data availability
Acknowledgments
The authors would like to thank the Department of Civil Engineering and the Infratest Research Group, which supported this study.
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