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Prone Positioning For Acute Hypoxemic Respiratory Failure and ARDS
Prone Positioning For Acute Hypoxemic Respiratory Failure and ARDS
Before 2019, approximately 10% of all in part because of the COVID-19 pandemic,
admissions to ICUs fulfilled criteria for which has resulted in > 400,000,000 cases of
ARDS,1 a condition associated with high COVID-19 worldwide.4 Clinical findings
rates of morbidity, mortality, and treatment include high rates of acute hypoxemic
cost.1-3 Pillars of supportive care for patients respiratory failure and progression to
with ARDS include low tidal volume ARDS,5-8 straining health-care systems and
mechanical ventilation and implementation providers globally. Very early in the
of prone positioning, the act of turning a pandemic, physicians adapted treatment
patient on their chest and abdomen. strategies aimed at maximizing gas exchange
Historically, use of the prone position has and adopted widespread use of the prone
been limited to severe forms of diseases that position in patients with ARDS, as well as in
have progressed to ARDS. Since 2019, the patients with impaired gas exchange who are
incidence of ARDS has skyrocketed, largely not mechanically ventilated, despite a
ABBREVIATIONS: APP = awake prone positioning; RR = relative risk CORRESPONDENCE TO: Steven Q. Simpson, MD; email: ssimpson3@
AFFILIATIONS: From the Division of Pulmonary, Critical Care, and kumc.edu
Sleep Medicine (G. L. R. and S. Q. S.), University of Kansas Medical Copyright Ó 2022 Published by Elsevier Inc under license from the
Center, Kansas City, KS, the Pulmonary Critical Care and Sleep American College of Chest Physicians.
Medicine Section (R. A.), Medical Care Line, Michael E. DeBakey DOI: https://doi.org/10.1016/j.chest.2022.09.020
Veteran Affairs Medical Center, and the Pulmonary Critical Care and
Sleep Medicine Section (R. A.), Department of Medicine, Baylor Col-
lege of Medicine, Houston, TX.
Figure 1 – Diagram showing the effect of the prone position on ventilation and perfusion. The lungs contain more alveolar units in the dorsal regions
than in the ventral regions. Thus, the effects of gravimetric compression disproportionally affect more alveoli in the dorsal region than in the ventral
region. When the patient assumes a prone position, the dorsal segments are more expanded, and therefore are able to participate more effectively in gas
exchange. A similar, although less pronounced, effect also occurs on perfusion.
chestjournal.org 333
7 Shifting to the prone posture adds a few advantages.
6 The reversal of gravitational forces, shifting
Gas/Tissue Ratio
466
6.1
7.4
17
4
understanding of the care for patients with ARDS has
improved, several limitations to this trial became
apparent, including the lack of lung-protective
ventilation strategy (average tidal volume (Vt)
0.97 (P ¼ .72)
Taccone23 (2009)
200 mm Hg
position (average, 7 h/d). Study design evolved over
11.5
344
8.0
18
8
time, and multiple studies were performed with major
changes, including the implementation of lung-
protective ventilation, increased duration of time in the
prone position, increased statistical power, and
0.724 (P ¼ .360)
Fernandez et al31
Not reported
200 mm Hg
initiation of the prone position earlier after onset of
7.1-9.2
(2008)
10.5
ARDS.23,27–31 Table 1 represents a summary of major
42
18
trials of prone positioning in patients with severe and
moderate to severe ARDS.
The Proning Severe ARDS Patients (PROSEVA) trial,
0.786 (P ¼ .18)
PaO2 to FIO2 <
Mancebo et al29
published in 2013, is the landmark trial that
200 mm Hg
(2006)
demonstrated a mortality benefit to the prone position
142
8.5
8.3
17
10
for patients with severe ARDS (mortality, 16% vs 32.8%;
P < .001) and a reduction in ventilator-free days. Several
possible explanations exist for why PROSEVA
demonstrated a mortality benefit when the other studies
Voggenreiter et al28
0.34 (P ¼ .282)
PaO2 to FIO2 <
300 mm Hg
did not. PROSEVA used the lowest tidal volumes of any
(2005)
6-8a
study at 6 mL/kg of ideal body weight. Additionally, it
40
11
7
0
was the largest study with the highest power and the
lowest rate of crossover from supine to prone position.
Per report of study design, “Tidal volumes were kept between 6 and 8 mL/kg body weight.”
In a meta-analysis on the effect of prone position for 1.02 (P ¼ .77)
PaO2 to FIO2 <
] Summary of Major Trials of Prone Positioning in ARDS
300 mm Hg
Guerin et al25
21.4
7.9b
802
300 mm Hg
10.3
304
7.9
10
7
chestjournal.org 335
Awake Prone Positioning World Health Organization ordinal outcomes scale by
Interest in the prone position in awake, spontaneously days 14 or 28.
breathing, nonintubated patients—commonly referred In a meta-analysis of 11 randomized controlled trials
to as awake prone positioning (APP)—grew in response and 19 nonrandomized controlled trials of APP totaling
to the COVID-19 pandemic. In the face of an increasing 2,669 patients,48 APP significantly reduced the
need for therapies to reduce the need for advanced intubation rate (RR, 0.85; 95% CI, 0.74-0.98), a finding
respiratory care, clinicians adopted widespread use of driven primarily by patients requiring high-flow nasal
APP in nonintubated patients with ARDS, patients with cannula and noninvasive positive pressure ventilation.
severe COVID-19, and patients with mild COVID-19,37 No criteria for intubation were predefined, and
a practice supported by societal and National Institutes indications for intubation differed from institution to
of Health guidelines.38,39 institution as the pandemic and understanding of viral
The role of APP since has been investigated in transmission evolved. The duration of APP procedures
randomized controlled clinical trials in patients among these studies varied widely, ranging from 1 to 16
requiring high-flow nasal cannula, noninvasive h, with many of them targeting as long as the patient
positive pressure ventilation, or both,40–42 as well as comfortably tolerated the prone position. Reported
in patients with minimal or no supplemental oxygen duration of time spent in the prone position varied from
requirement,43–46 and data are summarized in Table 2. study to study and frequently was estimated
The largest of these studies, by Ehrmann et al,40 unsystematically and with unknown accuracy. None of
was a prospective collaborative meta-trial of six the trials that enrolled patients with a standard nasal
randomized controlled trials of 1,121 patients with cannula demonstrated a significant difference in
acute hypoxemic respiratory failure requiring a high- intubation rate between APP and supine groups. One
flow nasal cannula. The a priori defined composite trial demonstrated increasing odds of higher oxygen
end point was treatment failure requiring intubation support needed in patients undergoing APP.45 It is
or death. APP was superior to supine positioning unclear if this lack of response in milder disease is the
(40% vs 46%; RR, 0.86; 95% CI, 0.75-0.98). The result of a lack of physiologic effect, inability for patients
superiority of APP in this patient population was to remain prone routinely for longer durations, or a
driven by lower intubation rate, because no specific combination of the two.
mortality benefit was demonstrated.
Results from other large randomized controlled trials Practical Considerations
have demonstrated conflicting findings. Alhazzani et al42
Despite consensus recommendations and societal
included 400 patients requiring at least 40% oxygen via
guideline recommendations,35,36 prone positioning
either traditional nasal canula, high-flow nasal canula, or
historically has been underused. A 2016 prospective
noninvasive positive pressure ventilation to undergo
observational study (Large Observational Study to
APP or supine positioning and found an absolute
Understand the Global Impact of Severe Acute
decrease in the primary outcome of rate of intubation
Respiratory Failure) of 3,022 patients with ARDS found
(34.1% vs 40.5%); however, these results were not
that only 16.3% of patients with severe ARDS were
statistically significant. Subgroup analysis suggests a
treated with prone positioning.1 This may be because of
statistically significant reduction in rates of intubation in
underrecognition of indications and contraindications
patients requiring high-flow nasal canula; however, these
for prone positioning, perceived logistical challenges of
findings also showed high false-discovery rates, which
prone positioning, or concerns of complications of
may limit interpretation. This study was limited by
prone positioning.
adjustments in study sample size and imprecise effect
size. Rampon et al44 included 293 patients receiving < 6 The authors routinely use and recommend a trial of
L/min of supplemental oxygen to receive electronic prone positioning for all patients with ARDS because of
recommendations to undergo APP or usual care and demonstrated mortality benefit in moderate to severe
found no difference in rates of worsening oxygenation or ARDS. We additionally recommend consideration of
ICU transfer. This study was limited by low rates of awake prone positioning for patients with acute
protocol adherence. Qian et al45 performed a hypoxemic respiratory failure from a suspected
nonrandomized controlled trial of 501 patients assigned inflammatory process (eg, COVID-19 or influenza
to receive APP or usual care and found no difference in pneumonia) requiring a high-flow nasal cannula or
chestjournal.org 339
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