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Cathrine Degnen - Cross-Cultural Perspectives On Personhood and The Life Course-Palgrave Macmillan (2018)
Cathrine Degnen - Cross-Cultural Perspectives On Personhood and The Life Course-Palgrave Macmillan (2018)
PERSPECTIVES ON
PERSONHOOD AND
THE LIFE COURSE
Cathrine Degnen
Cross-Cultural Perspectives on Personhood
and the Life Course
Cathrine Degnen
Cross-Cultural
Perspectives on
Personhood and the
Life Course
Cathrine Degnen
School of Geography, Politics & Sociology
Newcastle University
Newcastle upon Tyne, UK
This Palgrave Macmillan imprint is published by the registered company Nature America,
Inc. part of Springer Nature.
The registered company address is: 1 New York Plaza, New York, NY 10004, U.S.A.
To Leo, Sebastian and Suzanne—with my loving appreciation for all that I
have learned from you about the making of persons.
Acknowledgements
I have incurred many debts in the course of writing this book. The largest
of all is to my family who have stood by me with love and patience, espe-
cially in the final stages of preparation, and whom I cannot thank enough.
My second largest debt and thanks are to my many fellow anthropologists
whose work I draw on to build my analysis in this volume. It has been an
enormous privilege for me to spend so much time immersed in the extraor-
dinary body of literature they have laboured for more than a century to
create. I only hope that I have done justice here to their work, and to the
lives of the people they themselves were working with, to whom we are all
indebted.
My own biography as an anthropologist is deeply bound up in the story
I tell in this volume. It was a course taken at l’Université Laval in Québec
with Bernard Saladin d’Anglure on the ethnography of Inuit peoples that
first introduced me to studies of the circumpolar north, and which led me
to undertake my postgraduate training at McGill University in medical
anthropology. Those foundations from many years ago still deeply inform
my approach to personhood. I am grateful to Colin Scott and The AGREE
network which introduced me to people such as Naomi Adelson, Liz
Fajber, Harvey Feit, Audra Simpson, and Adrian Tanner, all of whom
helped me better engage with concepts that underpinned my initial foray
into personhood, but none more so than the people I worked with in
Sheshatshiu, Labrador, as a master’s student. I want to thank especially
Clara Penashue, David Penashue, and their family whom I met during that
time, and whom I will never forget.
vii
viii ACKNOWLEDGEMENTS
proposal whose enthusiasm and scholarly insights helped make this a bet-
ter book. Rachel Woodward, Pete Wade, Katharine Tyler, and Tim Ingold,
all provided generous guidance during a sticky phase of the book proposal
process, and Kate Brett during the negotiation process. I am grateful to
them all for their help and support.
In a book that considers how substance is an element of personhood, it
would be remiss of me not to mention Costas on the High Street, Les
Petits Choux, and Quilliam Brothers, where I consumed too many
cappuccinos to count in the writing of this book, and to thank Karolina
and Cal Kilpatrick in particular for their good cheer. Last but not least,
thank you to Jane Jowitt-Pickering for coming to the rescue in October
2017 in more ways than one.
Contents
xi
xii Contents
Conclusions 178
References 180
Index 255
CHAPTER 1
and the life course explored in the chapters to follow and addresses the
multiple challenges of such an undertaking.
being discussed embodies a distinctive view about it, and language only
compounds the problem, since every way of making such a statement uses
terms which standardly suggest one such view rather than another” (1985,
282). Such complexity is exacerbated in the literature, with some authors
being very precise in their use of self, person, and individual, and others a
little less concerned with regularly distinguishing between them.
LaFontaine notes too that an elision of person and individual besets earlier
writing on the topic and that indeed this is reflected in Western cultures
more broadly for whom “the distinction between the individual and per-
son is hard to make” (1985, 125). There is also a subtle and yet important
difference in the inflection of these debates in North American and
European anthropology, with each grounded in different ways of concep-
tualising culture and consequently focusing on different questions about
personhood (Corin 1998, 82). Conventionally, North American anthro-
pologists studying the person have tended “to describe ‘lived worlds’ and
the experiential, subjective dimension of human life” whilst their European
counterparts have tended to focus “upon the cultural coordinates of the
notion of the person and upon what the person’s position towards culture
and the society is founded on” (1998, 83). Both have made significant
contributions to how contemporary anthropology engages with the ques-
tion of the person.
Grace Harris (1989) has sought to clarify the three concepts of indi-
vidual, person, and self in a useful way that provides handrails for navigat-
ing what can be a difficult terrain. She proposes that an individual can be
defined as “a single member of the human kind” but also notes that “not
all individuals acquire the standing of full persons” (1989, 600). The self
in contrast can be conceptualised as “a locus of experience, including
experience of that human’s own someoneness” (1989, 601). Having said
this, she cautions that the notions of self from Western psychology are not
universal and that “self” is conceptualised in culturally contingent ways,
but that this psychologised framing of the self is so deeply ingrained for
Western audiences that they can find it difficult to evade (1989, 601–2).
Lastly, the person Harris defines as “an agent, the author of action purpo-
sively directed toward a goal” (1989, 602). This agent is also enmeshed in
“systems of social relationships whose participants, performing actions
and responding to each other’s actions, live in a moral order” and are also
able to exert some form of choice in those actions taken (1989, 603).
Whilst Harris notes that “to be a person means to be a ‘somebody’ who
authors conduct construed as action”, she also reminds us that the ethno-
THE MAKING OF PERSONHOOD 7
graphic literature demonstrates how “not all persons are living humans or,
indeed, human at all, nor are all human beings persons” (1989, 602).
These are points I take up again in much greater detail in Chaps. 5 and 8
of this book. But for our purposes here, Harris helps articulate a number
of key aspects of personhood that are useful to begin with. Personhood is
not the personalised sense an individual being might have of her or him-
self, nor others of her or him. Personhood is not identity. Personhood is
not always equivalent to being a human. But personhood does entail a
capacity for action in the world of social relations, and it also arguably
extends a moral value to persons that non-persons are excluded from. One
of the concerns of this book is to explore in turn how it is that these attri-
butions of might personhood shift and move cross-culturally and through
the life course.
The labour of fashioning these general definitions of “person” (and
how it differs from “self” and “individual”) is essential in order to permit
analytical distance from what we normally take for granted about person-
hood in Western thought. Many anthropologists have described these
normative parameters of personhood in the West, and I borrow from a few
of those here to help illustrate this. A first example comes from Beth
Conklin and Lynn Morgan who state that such models “prize egocen-
trism, self-containment, self-reliance, and social autonomy. This individu-
alistic emphasis is evident in key values such as privacy, personal freedom,
independence, and economic self-interest” (Conklin and Morgan 1996,
664). Jenny Littlewood for her part, and drawing from philosopher Mary
Ann Warren (1977), proposes that personhood in Western thought relies
on “consciousness and the capacity to feel pain; reasoning (the capacity to
solve problems); self-motivated activity; the capacity to communicate; the
recognition of self-concept, and self-awareness (though these categories
exclude the very young and the damaged, and the animal world)”
(Littlewood 1999, 218). Lastly, Clifford Geertz, in an oft-cited passage,
both captures some of these emblematic aspects of personhood in the
West as well as declaring its relative unusualness:
The notions of substance and of relations here are crucial. For an illus-
trative example, the Melanesian person “though obviously identifiable on
one level as male or female, nevertheless represents a mosaic of male and
female substance, internally dividing up the body into differently gen-
dered parts” (Busby 1997, 270; emphasis in original). Consequently,
whilst “sexual ascription on the basis of anatomy is unproblematic” in
Strathern’s account, “it is also, however, relatively uninformative in itself,
since both men or women can at times be apprehended as either male or
female”, or neither; and “gender is not self-evident but an attribute which
must be made known. It is not an intrinsic property of objects or persons,
but a capacity which must be drawn out, or revealed, in interaction with
others” (1997, 271; emphasis in original). This is a system of gender and
person that Busby describes as performative rather than fixed or essen-
tialised and one grounded in relations (1997, 273).
Whilst I have focused here on a Melanesian model of the dividual in an
attempt to explain what is meant by it, India is another ethnographic
region where the person has also been described emblematically in the
literature as dividual, though significant differences between the forms of
dividual taken in these two broad ethnographic areas are also worthy
of note (Busby 1997). Overall however it is difficult to overstate how sig-
nificant these figures of the individual and the dividual have been in
debates over personhood in anthropology. As will be apparent from the
above, analysis of the dividual poses substantially different existential ques-
tions for how personhood is brought into being and maintained; how
relatedness between persons is reckoned; and what the ends of person-
hood might entail, too, as death poses particular dilemmas for undoing
constitutive social bonds.
And yet, as productive as these debates have been, what also began to
emerge was an over-commitment to a sharp binary between dividuals and
individuals. This binary came to reify a problematic notion in the literature
of non-Western sociocentric and relational concepts of person on the one
hand, when contrasted to a highly individualistic, autonomous, bounded
persons in the West on the other. This polarised contrast has been roundly
critiqued on a number of fronts (see for instance Comaroff and Comaroff
2001; LiPuma 1998; Murray 1993; Spiro 1993; Ouroussoff 1993), not
least for how it lumps into an undifferentiated mass “the West” and “the
Rest” but also for how it masks internal cultural variations in concepts of
self and person.
10 C. DEGNEN
These concepts have been the source of no end of trouble for anthropolo-
gists, and I am no exception. Every time I find myself using them I bite my
lip with frustration, and wish that I could avoid it. The objections to the
concepts are well known: that in most anthropological accounts they serve
as a largely implicit foil against which to contrast ‘a native point of view’;
that much of the philosophical ammunition for the critique of so-called
Western or modern thought comes straight out of the Western tradition
THE MAKING OF PERSONHOOD 13
itself (thus we find such figures as the young Karl Marx, Martin Heidegger
and Maurice Merleau-Ponty enlisted in the enterprise of showing how the
understandings of North American Indians, New Guinea Highlanders or
Australian Aborigines differ from those of ‘Euro-Americans’); that once we
get to know people well – even the inhabitants of nominally Western coun-
tries – not one of them turns out to be a full-blooded Westerner, or even to
be particularly modern in their approach to life; and that the Western tradi-
tion of thought, closely examined, is as richly various, multivocal, histori-
cally changeable and contest-riven as any other. (2000, 6)
I lived for four years on the Indian subcontinent between 1976 and 1983.
This book is based on eighteen months which I spent among the Sora,
mostly during 1976–7 and 1979, and the ethnographic present refers mostly
to the second of these periods. I also made brief return visits in 1984 and
1992. (1993, xix)
THE MAKING OF PERSONHOOD 15
My 1992 visit, made while this book was going to press, showed that Sora
society is changing rapidly. The children with whom I played earlier are now
young adults and many are becoming Baptists. For those young people,
there are no more dialogues with the dead and the ethnographic present of
this book which I was still able to share with those over thirty is already
something which belongs to an older generation. (1993, xvii)
tion, all of which are contextually situated. That is to say, this book exam-
ines the life course via a focus on how people build relations with the
world and each other at various crucial points across their lives.
Relationality as an analytical construct has its own multifaceted history,
and is employed across the social sciences in a range of distinct and yet
overlapping ways. My use and understanding of it has been influenced by
scholarly work in three main fields, namely the new kinship studies in
anthropology, animism, and human geography. In the first instance are
anthropologists who have elaborated on the ways in which connection is
forged via substance and practices that create relatedness. Attending to the
culturally and historically contingent ways in which people identify and
affirm connections between them via shared substances (such as blood,
food, genes, breast milk, bones, place) closely interrogates and upends
older anthropological certainties about the “social” and the “biological”
(see, for instance, Carsten 2000; Edwards 2000; Edwards and Strathern
2000). In Chap. 3, I explore some of these practices of making persons,
particularly via feeding, eating, and naming, as well as in Chap. 4 via the
substances of place in the constitution of the person. Such processes are
often significant sites of cultural and social meaning for transforming the
potentiality of an incipient person into a fully fledged attribution of per-
sonhood, and these themes appear again in Chap. 8 about the ends of life.
The second perspective on relationality that has deeply influenced me
comes from the literatures on indigenous worldviews in the Americas,
particularly from circumpolar and sub-arctic peoples. Broadly sketched,
and with some qualifications which I explore in much greater detail in
Chap. 5, this is a worldview that has been described as animistic. Such
perspectives on the world understand it as populated with spirits, sub-
stances, objects, people, animals, and materials that all exist within a
“dynamic, transformative” “field of relations within which beings of all
kinds…continually and reciprocally bring one another into existence”
(Ingold 2011, 68). Bird-David (1999) has termed animism a “relational
epistemology”. Animistic perspectives demonstrate how it is that person-
hood can be said to rely on relations with other people as well as on rela-
tions with the land and with an animated cosmos. My initial immersion in
this literature many years ago as a postgraduate student was a transforma-
tive experience. It changed forever my assumptions of what was possible
(and necessary) in terms of knowing the world, shifting the ontological
ground beneath my feet, and opened my mind to other forms of being
that I had not before contemplated. In Chap. 5, I draw on this rich body
18 C. DEGNEN
Chap. 4 on place and how substance of soil and of growing in shared land
can be understood as core components of person, and in Chap. 5 in regard
to human and non-human persons metamorphosis in bodily forms.
Corporeal aspects are implicated in Chap. 6 on later life both in terms of
how substance that connects people in some cultural contexts needs to be
managed and limited in order to permit a successful older age, but also in
how bodily decline can be “read” in other cultural contexts as confirming
the decline of personhood in later life. And in Chap. 7, from decisions
over organ donation and transplantations, to bodily comportment and
social judgements over “losing onself”, we see how the body and embodi-
ment powerfully mark measures and evaluations of personhood.
My desire throughout this volume is to better understand how and
when personhood is attributed. Personhood is a category that shifts and
moves when we apply the lens of cross-cultural comparison, but it is one
that also shifts and moves across the life course within and between various
cultural settings. It is these multiple movements on the one hand—in con-
junction with that everyday certainty I opened this Introduction with—
that compel this analysis. I have framed personhood here as a question.
But I think that we could equally posit that personhood is an answer—to
existential questions about life and living—that all cultures have sought
ways of addressing. In exploring ethnographically how notions of the
person are reproduced and vary substantially through time and space, the
profound and abundant diversity of human experience is brought to light.
In this way, this book celebrates the wide spectrum of cultural inventive-
ness that humans have responded with to the shared human challenge of
creating meaning and creating connectedness with each other and with
the world.
Notes
1. Note too that the distinction between “individual” and “person”, which I
return to a little further down on this page, is further complicated by the
terms “individualism” and “individualist”, both which “refer to the Western
variety of the concept of person” (LaFontaine 1985, 126). See also Lambek
(2015, 398) where he draws on Simon Coleman and Bryan Turner to fur-
ther explore the complexity at work in English in differentiating between
“individualism”, “individuality”, and “individuation”.
2. My thanks to Peter Phillimore for flagging this point up to me and our dis-
cussions of it.
THE MAKING OF PERSONHOOD 23
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THE MAKING OF PERSONHOOD 25
Introduction
Conception and pregnancy are perhaps the most literal of moments in the
Western life course when new people are “made”, biologically speaking.
However, biology is only ever one part of the meaning of personhood and
the phases of life. Indeed, as this chapter will demonstrate, the relative
significance and meaning of biology to these processes is itself culturally
contingent. The role biology plays in the making of people is not univer-
sally agreed upon. As such, a central premise of this chapter is that concep-
tion and pregnancy are not simply biological processes of development
that, once set in motion, continue apace in the inevitable creation of per-
sons (cf Conklin and Morgan 1996). Instead, drawing from a rich litera-
ture of ethnographic examples, I will be arguing that conception and
pregnancy are complex processes shaped by multiple factors including
society, culture, political ideologies, technology, and history in ways that
inflect (and are inflected by) notions of personhood and how or when
personhood might be said to come into being.
What the ethnographic literature also demonstrates is that the catego-
ries of conception, gestation, pregnancy, birth, embryo, foetus, infant,
child, and parent are not neatly containable. These concepts at times have
sharply delineated boundaries, but much more often they do not. Indeed,
this unruly movement is in great tension with the notion of the life course
itself that invokes the sense of linear development through time. Chapters
2 and 3 thus in many ways need to be read together as they artificially
‘How can you be so stupid?’ they laughed. ‘Don’t people know how to
make babies in your country?’. The belief that babies come only from
repeated sexual encounters means that a pregnancy cannot be regarded as a
simple slip-up, an unintended ‘mistake’. Casual encounters do not produce
babies. Rather, pregnancy is evidence of a sustained relationship between a
man and a woman…The human body instantiates the social interactions
that engender and maintain it. (1996, 670–671)
what it felt like to be pregnant, and to be gestating another life inside their
own bodies; some of the women she spoke with felt that their unborn was
part of them, whilst others felt as though the unborn was an autonomous,
separate individual existing inside them, an experience which some found
disconcerting (2013, 57). In counter-distinction to a prevalent sugary,
“maternal” discourse of the “specialness” of pregnancy, some women
spoke to Lupton about how unsettling pregnancy could be: they described
a sense of losing control of one’s body, of feeling as though they had been
invaded, or how pregnancy made them feel unwell. Some women enjoyed
enormously the sensation of being pregnant, whilst others felt a sense of
relief at this loss of control, saying that they were glad to be freed from
worries over maintaining an idealised body size. But given the normative
pressures around the “wondrousness” of pregnancy, it was awkward for
the women who did not enjoy the experience to give voice to this, for fear
of social censure (2013, 57–8).
In a parallel fashion, but markedly different cultural context, Tine
Gammeltoft (2007a) has explored the experiences of pregnant women in
Hanoi, Vietnam, demonstrating that Vietnamese women also self-censored
during pregnancy. In the case of the women she worked with, it is “not
easy for pregnant women to explicitly voice fears and anxieties regarding
the outcome of their pregnancies” (2007a, 144). Expressing worry during
pregnancy is not easily done since there is a “moral imperative in Vietnam
to be happy and optimistic during pregnancy” (2007a, 144). Pregnant
women are expected to banish any “negative thoughts” and fears whilst
pregnant as either might harm the health of the mother or the foetus as it
develops (2007a, 139). I return to Gammeltoft’s research a little later in
this chapter to pick up on some of these themes in connection to the use
of ultrasound scans in Hanoi. But the ambiguities in the relationship
between mother and foetus that she and Lupton signal here are notably
shaped by cultural models of pregnancy, gestation, and foetal develop-
ment. As we will see, they can also be contingent on larger national histo-
ries and forces of global geopolitics.
Comparative work by Ivry (2010) on the meanings and experiences of
pregnancy in Israel and Japan is highly instructive in this regard. Ivry
examines how in these two distinct cultural settings there are different
kinds of relationships made between pregnant women and their gestating
foetuses. Both the Japanese and the Israeli women she worked with were
invested in delivering healthy babies, but there were noticeable differences
in the cultural scripts of the nature of pregnancy and in the theories of the
36 C. DEGNEN
gestation of healthy babies at work. For instance, one of the first variations
Ivry became aware of was that Japanese women and their obstetrician-
gynaecologists pay a great deal of attention to nutrition and mother’s
bodyweight during pregnancy, but rarely undertake prenatal testing. In
contrast, Ivry’s Israeli participants embraced prenatal testing for foetal
abnormalities, often paying privately for additional and costly exams, but
nutritional and body weight concerns, whilst of interest, were perceived as
a matter for popular magazines and not for discussion with medical
professionals.
Ivry goes on to show how such practices are based in both distinct
theories of gestation and also in historically contingent pro-natal national
projects. In Japan, she identifies what she terms an “environmental” model
of pregnancy, in a national context where declining birth rates and a grow-
ing percentage of older people are motivating pro-natalism. In Israel, she
describes a model of “genetic fatalism” of pregnancy, and a pro-natalism
motivated by a perceived demographic threat with Israel “being a lone
Jewish state surrounded by Arab nations” (2010, 21).
What then are these two models of gestation? The Japanese environ-
mental theory of gestation “allocate[s] direct responsibility to the preg-
nant woman’s body” and to her state of mind for creating the best possible
conditions for the healthy development of the foetus (2010, 94–6). Ivry
clarifies that the foetus in the Japanese context is thus not understood “as
a strictly genetically predetermined being” (2010, 99). Rather, the gestat-
ing mother is exhorted to create and maintain a maternal environment for
the foetus by eating nutritious food, by avoiding stressful situations, and
keeping well physically and mentally:
pregnant women are thus active agents and held responsible for healthy
pregnancies (2010, 247).
A second intriguing point of overlapping contrast is the way in which
both models of gestation also connect with the specific pro-natal, nation-
alistic projects in each country. As mentioned above, the importance
assigned to women having children in Japan and in Israel is partly shaped
by each nation’s own geopolitical context. Additionally, Ivry points out
how each has their own historical set of eugenic concerns that initially
emerged in the nineteenth century as elements of nation-building, histori-
cal antecedents which still today inflect each nation’s body politics (2010,
252–3). A very abridged account of this is that both nation states aspired
to “improve” national characteristics with a focus in Japan on building
bigger, stronger physiques whilst still maintaining the valorised qualities of
“Japanese spirit”, and an emphasis in Israel on ensuring healthy, vigorous
disease-free bodies (2010, 253–4). Ivry identifies a significant nuance in
both models of pro-natalism, arguing that neither is a simple case of
nations promoting women to have many children. Instead, pro-natalism
in Japan—with its model of gestation emphasising the direct responsibility
of women for the quality of the foetus—“tends to exert on women the
long-term tensions of continuously creating the child”, a burden Ivry
argues is so heavy that many women have only one child; whereas in Israel
“a woman may spend much of her pregnancy – a state so desired from a
pro-natalist perspective – in anxiety” due to models of genetic fatalism and
social scripts of impending catastrophe (2010, 255).
In conclusion, the relative assumptions in the Israeli and Japanese mod-
els about the extent to which foetal development is pre-ordained or con-
tingent upon the actions of the mother have implications for the notion of
personhood. In Japan, this is particularly in regard to the ways in which
“Japanese fetuses are humanized. In the United States the rhetoric of the
fetus as person is informed by religious and other pro-life rhetoric that
construct it as independent life; Japanese ideas of the fetus draw on its
dependence on its mother” (2010, 248; emphasis in original). There are
also interesting implications for the notion of foetal rights in both the
Israeli and Japanese cases, for Ivry points out that in both contexts, foe-
tuses are “hardly endowed with ‘rights’, unlike the American ‘life’ rheto-
ric” (2010, 248). She explains that this is because in the example of Israel,
foetal subjectivity is delayed rather than attributed at conception, and in
the example of Japan, the foetus and mother are perceived as so closely
MAKING BABIES AND BEING PREGNANT: THE DEBATED BEGINNINGS… 39
linked that subdivision of rights for the foetus is not possible. These are
themes I will return to later in this chapter.
273), a figure that now 30 years later feels a strikingly small figure. This
speaks to the way in which the use of ultrasound in pregnancy has become
so commonplace and normalised over the past three decades in many
countries across the globe.
Contemporary ultrasounds serve multiple purposes. On the one hand,
ultrasound sonographers collect data on the foetus via a series of measure-
ments during scans. This is a clinical, diagnostic process of prenatal screen-
ing for anomalies and abnormalities in foetal development and in placental
position. On the other hand, many expecting parents describe the ultra-
sound scan as the opportunity to “see” their “baby” for the first time, and
the great pleasure of that (Draper 2002; Garcia et al. 2002; Petchesky
1987). There is thus a disjuncture between the clinical purposes of ultra-
sound and what the gestating woman (and her family members’) expect
from the scan. These purposes often do not align, and unexpected results
or indeterminate outcomes that are reported in terms of elevated risks to
foetal health can come as an unwelcome shock to the gestating woman
and her family (Garcia et al. 2002). This is particularly the case as prenatal
testing via ultrasound is to collect data that may well indicate foetal anom-
alies, anomalies “that may undermine claims to fetal personhood” (Roberts
2012). As such, ultrasound can both increase the sense of the foetus as a
real person, a “baby”, but it can also provide cause to interrupt that sense
of imminent person if there is cause for concern.
With the advent of obstetric ultrasound imaging, it is now possible to
see inside the gestating woman’s body and generate knowledge about the
foetus in ways previously not possible; in the past, knowledge about the
foetus was restricted to the pregnant woman’s own embodied sensations,
and all other figures (clinicians, fathers, family members) were dependent
on her reports of these sensations (Draper 2002; Duden 1993; Petchesky
1987; Rothman 1986). This transition has been termed a shift from a
haptic hexis, centring on the embodied knowledge and authority of the
pregnant woman, to an optic hexis, based on visualising technologies as
the definitive source of knowledge and grounded in a long history in med-
icine which valorises sight above all other senses (Draper 2002). The ubiq-
uitousness of ultrasound technology and imagery stemming from it has
led some scholars to argue that women’s understandings of their own
uteruses and of the emergent personhood of their unborn are coming to
be achieved via generalised ultrasound images rather than their own spe-
cific bodily experiences (Lupton 2013, 61). But given its now normalised
role in many pregnancies, it is worth bearing in mind that obstetric ultra-
MAKING BABIES AND BEING PREGNANT: THE DEBATED BEGINNINGS… 41
sound is not a homogenous entity. It varies over time and through space
in its uses and its forms (Garcia et al. 2002). One example is the rise in
commercially available scans, outside the usual clinical and medicalised
settings. Clients can pay for three dimensional (3D) and four dimensional
(4D) ultrasound images rather than the standard two-dimensional scans
currently most often used in clinical settings. The 3D and 4D scans visu-
alise the surfaces of the unborn’s body between 20 and 32 weeks’ gesta-
tion, making it possible to view foetal facial characteristics and expressions,
and are often termed “bonding” scans (Roberts 2012). These are not
diagnostic scans nor part of prenatal care, but rather are commercial enter-
prises. Another example is a recent report in the Wall Street Journal on the
significant increase in power and wattage used in ultrasound scans, five to
six times more powerful in 2015 than they were in the late 1980s and early
1990s when they first became a normalised element of prenatal care for
pregnant women (Helliker 2015).
An insightful body of work by critical social scientists has examined the
social, cultural, and political consequences of foetal imaging. One of the
consequences most relevant to any discussion of personhood is that in this
shift from haptic to optic, the foetus emerges as a patient and as a subject,
one that can be monitored and offered medical intervention (Petchesky
1987, 274), such as foetal surgery if congenital defects are detected
(Casper 1998).3 Whilst historically, before the late eighteenth century, “it
was the pregnant woman…who bore ultimate authority and knowledge
about her unborn”, developments in Western scientific and medical
knowledge from the late eighteenth century through the early twentieth
century meant that “the unborn became increasingly viewed as human
and alive from an earlier stage” (Lupton 2013, 20–21). New knowledge
such as the field of embryology and new technologies such as the stetho-
scope—which meant the foetal heartbeat could be heard and monitored
whilst still inside the body of its mother—contributed to the ways in which
the foetus increasingly became attributed with individual status and the
status of a patient, conceptually separable from the mother (Lupton
2013).
The emergence of ultrasound thus sits within a larger history in the
West of technological developments that have made it possible to perceive
of the foetus “as separate and autonomous from the pregnant woman”
(Petchesky 1987, 271). As such, it has been argued that foetal images via
ultrasound technology “blur the boundary between fetus and baby; they
reinforce the idea that the fetus’s identity as separate and autonomous
42 C. DEGNEN
from the mother (the ‘living, separate child’) exists from the start”
(Petchesky 1987, 272). This is a significant transition in notions of the
unborn in the West, from a time when “the hidden mysterious organism
that was inextricably part of the maternal body” to “that of the unborn
entity as a miniature individuated human subject with its own rights and
privileges” (Lupton 2013, 9). In sum, foetal imaging and other related
technologies have over time contributed to a new imagining of person-
hood, namely the possibility of foetal personhood and foetal subjectivity.
Such developments are not without consequences. For instance, Casper
documents how in experimental foetal surgery, the foetus emerges as a
patient, and a person, whilst simultaneously the gestating mother’s pati-
enthood becomes demoted in discourse and practice to being “the best
heart-lung machine available” and secondary to that of the “primary
patient” who it the foetus itself (1994, 312). There is thus arguably a
sleight of hand occurring in this emergent shift to foetal personhood
whereby the more visible the foetus becomes, the more invisible becomes
the gestating woman’s body, her subjectivity, and the utter dependence of
her unborn on her (Petchesky 1987; Rothman 1986). Another conse-
quence, as Morgan (1996) writes, is that how whilst biological, social, and
legal beginnings of personhood were marked by birth in the US until
recently, they have since the 1970s become increasingly “uncoupled”.
This, she says, is due to technologies and practices such as ultrasound
which means that “the attribution of personhood (what I call ‘social
birth’) can now precede biological birth”, resulting in the emergence and
reification of foetal personhood (Morgan 1996, 59). With attribution of
personhood comes rights and entitlements, as I return to later in this
chapter.
Closer examination of what actually occurs during ultrasound experi-
ences in the clinic helps us better understand this speeding up of “social
birth” and the ever earlier emergence of foetal personhood. Ethnographers
of ultrasound scans, such as Roberts’ work in Britain (2012) and Mitchell
and Georges’ in Canada and Greece, respectively (1998), have demon-
strated how scanning sessions are moments when the sonographer and
expecting parents work together to build foetal personhood via the images
present on the screen. This includes the ways in which the sonographer
helps the woman interpret and read the ultrasound images on the screen.
But it also includes, reciprocally, how the woman being scanned and her
family members in attendance help narrate “specific connections with fam-
ily identity and history, annotating familiar facial features and behaviours,
MAKING BABIES AND BEING PREGNANT: THE DEBATED BEGINNINGS… 43
and ‘weaving the fetus into a network of kinship relations’ (Mitchell 2001,
134)” via commenting on appearance, pose, personality, or behaviour that
evoke family resemblances (Roberts 2012, 305–7). So, whilst the sonog-
rapher often is engaged in constructing foetal personhood during scans by
drawing the viewers’ attention to various bodily structures of the foetus
such as the spine, bladder, heart, toes, fingers, and brain (Mitchell and
Georges 1998, 108), it is the family members who bring intensely person-
alised details to bear on the scan images, rendering the foetus into “one of
our own” and connecting it into a particular social nexus of family well
before birth (Roberts 2012).
This process seems to become intensified via 3/4D ultrasound scans
which bring into detailed view the surface features of the foetus. Roberts
describes how “fetal facial expressions…are used to help build a picture of
fetal personality, as clients identify smiles, frowns, yawns, ‘thoughtful’
expressions and more…as if talking about a small child”, interacting “with
the fetus on the screen as if it is the baby” (Roberts 2012, 307). Mitchell
and Georges (1998) identify a similar tendency, giving examples of how
sonographers behave during two-dimensional scans in ways which “closely
resemble people admiring a baby in someone’s arms” (1998, 110) such as
when they “touch, stroke, and ‘tickle’ the onscreen image, particularly the
fetal feet, and create a voice so the fetus may ‘speak’ to the expectant
couple and communicate its ‘feelings’” (1998, 109). In so doing, “sonog-
raphers must translate not only the physics of echoes but also the clinical
and social meanings of these different shades of gray” (1998, 108) visible
on the viewing screen in the consultation room.
Mitchell and Georges remind us that one of those translations occur-
ring via the interpretation of the ultrasound image is a shift from perceiv-
ing the unborn as a foetus or embryo, a liminal being with “uncertain
subjectivity, and contested personhood”, to perceiving a baby with subjec-
tivity; a human entity that manifests “awareness of surroundings and of
being distinct from other selves, intention, moods, and emotion”, all ele-
ments which feature often in the sonographer’s description of the image
for the woman and family members (1998, 109). The experience of ultra-
sound scans thus is a process that partially brings foetal personhood into
being, made more “real” by the photographs that many take home with
them from the scan for the family photo album. This marks “the status
passage of the baby from a liminal being (a fetus) to a post-liminal baby
(our baby)…a changing social status…from fetus to social child” (Draper
2002, 786). Also marked is a change in social status for other members of
44 C. DEGNEN
the kinship network with the arrival of the new member of the family.
Draper argues that in turn, as the foetus is granted a social identity via
viewing its image on screen and in print, “this process confuses temporal
and corporeal boundaries, as the future is brought into the present and the
social precedes the biological birth” (2002, 790). Such an observation is
perhaps less surprising anthropologically than it might be sociologically.
This is due to how the ethnographic record clearly disrupts this linear
notion of social and biological births, as we will explore in the next section
via Morgan’s work in Ecuador and the non-linear personhood she
describes. But in any case, what is clearly evident from this extensive body
of work is that for many there has been an “ontological extension back-
wards of infancy in the human developmental time-frame” with an
“increasingly common portrayal of (the unborn) as already loveable and
cute ‘babies’” (Lupton 2013, 16). Conceptualising the unborn as persons
earlier than ever before has social, legal, and political implications, made
possible by technological developments and interpreted within cultural
and historical contexts. Work by Kato and Sleeboom-Faulkner (2011) in
Japan with couples using IVF for instance demonstrates how the use of
both IVF and ultrasound technology extends the life course backwards in
time, with their participants reporting that they felt they “met” their
“child” when viewing the foetus via ultrasound scans but also how the
“meeting of the ‘child’ is radically put forward… Technology in this case
shifts the boundary of the starting point of pregnancy to an earlier stage,
and evokes a sense of motherhood among women. Reproductive tech-
nologies, then, play a role in determining when individuals start feeling
attached to the prospective child as ‘their child’” (2011, 441).
Attributions of foetal subjectivity and foetal personhood within an
expanding temporal frame are also rendered more complex by cross-
cultural comparison, such as Mitchell’s work in Canadian ultrasound clin-
ics with Georges’ in Greece. Mitchell and Georges, writing together,
remind us how it is that the creation of foetal subjectivity is culturally
made via practice and discourse, and that the ways in which information
garnered via ultrasound are interpreted is both culturally and historically
specific (1998). The vignette from their work that starts this subsection
comes from Mitchell’s data collected in Canada. The Greek experience of
ultrasound viewings, whilst also commonplace, is however a much briefer
session in the clinic, is conducted in near silence, and is understood to
generate information only on physical foetal attributes such as sex and age.
Unlike their Canadian counterparts, Greek women did not feel that
MAKING BABIES AND BEING PREGNANT: THE DEBATED BEGINNINGS… 45
Here, then, we again have a powerful example of how the unborn can
be conceptualised in a profoundly different way than that which is taken
for granted in Western contexts. The emphasis here is on process, ambigu-
ity, unknowability, liminality, and waiting rather than a pushing ever back-
wards the emergence and firming up of foetal personhood.
Also of significance in conceptualising the unborn in the rural
Ecuadorian context is the figure of the auca. Morgan explains that the
auca is “a special category of liminal quasi-person” that includes “unbap-
tized souls and other not-quite-persons” (1997, 330). The auca is not a
benign entity—people are afraid of them and they can be dangerous—and
some of the women Morgan worked with reported hearing aucas crying
at night, in the dark, in sadness that they had not been baptised (1997,
335–6). Morgan argues that the figure of the auca in Ecuador helps reveal
something particular about US abortion debates: There is a notable
absence of permissible “space that might be allotted to not-yet-persons”
(1997, 338) in the United States. Indeterminacy is avoided in these
MAKING BABIES AND BEING PREGNANT: THE DEBATED BEGINNINGS… 49
debates. But in Ecuador, the figure of the auca can be interpreted as pre-
cisely this sort of indeterminate space, a figure that “accommodates those
anomalous, liminal beings who exist somewhere between nothingness and
full human personhood” (1997, 338). Consequently, a third point of
comparison with commonplace American notions is that whilst the women
Morgan worked with in Ecuador felt choosing an abortion was wrong,
this was not because abortion was conceptualised as “murder”. Rather, it
was because abortion was a form of self-mutilation, a way of taking fate
into one’s own hands rather than leaving it to God. As such, the familiar
moralising rhetoric of American public discourse that ties foetal person-
hood with abortion is a discourse that is for the most part not evident in
the rural Ecuadorian context (1997, 339).
A final distinction this example draws out is the related ways in which
the rights and interests of gestating woman and those of the foetus are
perceived. A number of authors have written about the ways in which the
rights of the unborn have become in some cases elevated over those of the
gestating mother, and of the rise of the foetal citizen (see Lupton 2013,
104–9). Foetal and maternal rights can become pitted against each other
in Western contexts, and contested in courts as I mention above. Examples
include the arguments over gestating mothers’ consumption of alcohol in
Britain as I note there, but also parallel cases from the United States
including brain dead pregnant women being kept alive for the benefit of
their unborn child, despite these women having signed advanced health
directives stating they would not wish to be kept on life support (Magnanti
2014).
Such pitting of maternal versus foetal rights is something Morgan notes
is not evident in rural Ecuador (1997, 332). She suggests that this is linked
to broader cultural imagery and referents, saying that there is an absence
in the highlands of Ecuador of the images of foetal gestational develop-
ment that are omnipresent in American health care clinics. Also absent are
books for pregnant couples, posters—and since Morgan’s time of writ-
ing—websites and smart phone apps, all elements of “a cultural iconogra-
phy that helps to fix an image and create the meanings attached to
particular gestational stages” in North America and which are non-existent
in the rural highlands of Ecuador (1997, 340). And as I explored earlier in
the chapter, it has been argued also that being able to “see” the foetus
whilst still inside the mother’s body has given strength to emergent
notions of the foetus as an autonomous individual with rights and entitle-
ments that may be in conflict with those of the mother; such “obstetrical
50 C. DEGNEN
Conclusions
This chapter has focused on personhood at the beginnings of life. What
becomes evident is that whilst human beings have found very different
answers, culturally speaking, to the questions of both how conception is
understood to occur as well as what conception is understood to create,
MAKING BABIES AND BEING PREGNANT: THE DEBATED BEGINNINGS… 51
But time and body also intersect in another level of scale in the ethno-
graphic examples presented in this chapter. That is to say, evident in many
of the examples is the profound influence of wider politics on something
as intimate as experiences of pregnancy and cultural models of foetal
development. By this I mean that understandings of bodies and persons
are contingent, shifting historically, and the durability of such notions not
always stable. “Truth regimes”, for instance, about what is necessary and
good for foetal development are inflected in the case of Vietnam by the
take up of ultrasound technologies, decisions made in a context of possible
environmental exposure to powerful carcinogens that persist today due to
the geopolitics and warring of decades past; contemporary maternal rela-
tions in Japan and Israel with the unborn are partially shaped by older
eugenic and nation-building concerns, and Canadian and Greek women’s
motivations for using ultrasounds are bound up in distinctly different pub-
lic ideologies and national discourses. Keeping such historical contingen-
cies in mind is crucial for sharpening our understanding of how it is that
both understandings of the body, the unborn and pregnancy, as well as
models of personhood, are not immutable.
Lastly, the chapter has illuminated the ways in which the issue of foetal
rights is brought into focus in regard to personhood. This is both the case
in terms of the debates over foetal personhood where the rights of the
foetus and the rights of the mother come to the fore. But it is also evident
in regard to the issues of provisionality and recognition that Wendy James
(2000) signals to us in terms of how personhood comes to be established.
This process of attribution and recognition is neither universal nor guar-
anteed as “not all early human life is socially ‘recognised’ in this sense”
(2000, 170). Recognition, furthermore, may “happen at birth, or imme-
diately after, but…it could often be said to be a process starting before
birth, and not only in the modern West” (2000, 178). As James says, the
emergence of personhood cannot be reduced to a mental or a physical
definition, but instead this emergence is a recognition of “a being which
can respond, can answer back in some way that signals the presence of a
potential partner in human reciprocity” (2000, 187). It is this potential
capacity to engage in reciprocal social relations with others over time she
highlights that is so crucial to ascertaining personhood. Indeed, in many
ways, it is this concept of recognition that is the bridge between this chap-
ter and the next on birth and childhood, and it is this that I shall return to
in Chap. 3.
MAKING BABIES AND BEING PREGNANT: THE DEBATED BEGINNINGS… 53
Notes
1. Whilst the focus here is on theories of conception, and the normative
Western model of conception is premised on a biological model of egg and
sperm uniting, it should also be noted that the anthropology of new kinship
studies has clearly demonstrated the complex interplay of how both the
social and the biological are invoked in terms of reckoning kin relations,
with one at times being privileged over the other in a selective way (see for
instance Edwards 2000; Edwards and Strathern 2000).
2. See Chap. 1 of this volume for more detail on how this binary has been
critiqued by a range of authors.
3. And yet note the culturally and historically contingent nature of this claim
that the foetus now emerges as a subject with the widespread availability of
foetal imaging—the material explored in the previous section from Ivry on
Israeli models of gestation and construction of the foetus would be one
example that gives pause for thought in how even and widespread such
claims can be.
4. Palmer (2009, 176) contrasts UK anti-abortion campaigns with those in the
United States, noting how debates over abortion are much less prevalent in
the UK than in the United States, and are not linked to political parties’
platforms as they are in the United States. Examples from other nations are
also instructive in this regard. For instance, in France where abortion has
been permitted under law for more than forty years, it is also a criminal
offence to pressure a woman not to terminate a pregnancy. In December
2016, the National Assembly and the Senate passed a law that extends this
protection to include misleading anti-abortion websites (Chrisafis 2016).
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MAKING BABIES AND BEING PREGNANT: THE DEBATED BEGINNINGS… 55
Introduction
Birth is conceptualised metaphorically in Western thought as the ultimate
beginning. In the English language, one can give birth to new ideas, to
new starts, and of course, to new people. In a similar way, birth is a key
moment in normative Western conceptualisations of the beginning of per-
sonhood. The newly arrived baby is understood to be a new person, albeit
a dependent and vulnerable one. Indeed, it is arguably this perceived vul-
nerability of newborns and the liminality of birth itself that mean the prac-
tices and experiences of birth attract significant cross-cultural ritual and
ceremonial elaboration (Jordan 1983, 1–2). But whilst Western audiences
may assume birth begets or bestows personhood, this is not universally the
case. As I will explore in this chapter, the attribution of personhood is not
guaranteed by physiological passage into the world: infants and children
are often perceived as liminal beings and not fully fixed human persons for
some period of time. As explored in Chap. 2 in regard to the unborn,
neonates are also often perceived as highly malleable and fluid entities that
require a number of practices from their closest kin and caretakers to ren-
der them increasingly fixed as persons. Attribution of personhood can thus
often be delayed. “Delayed personhood” is a term used to describe con-
texts where the neonate is not yet considered a person, a condition that
can also extend well into the part of life that most Westerners would term
“childhood”. Thus, instead of personhood being attributed automatically at
birth, “a majority of the world’s societies delay the conferral of p
ersonhood”
socially produced, and endowed with relational capacities, this does not
automatically confer personhood on either the fetus or the newborn.
Social birth is enacted by a series of socializing actions” including bathing
the newborn, putting red annatto body paint on the newborn, and breast-
feeding the newborn (1996, 678). As they go on to explain, “with this
first exchange of nurturance outside the womb, the newborn is recognised
as a person, a member of its kin group and of Wari’ society” (1996, 678)
but not before. The processes of social birth can have a long duration
cross-culturally, far exceeding the experience of biological birth, extending
in some instances through adolescence and in others until the achieve-
ment of grandparenthood (Aijmer 1992, 7).
That is to say, the significance of social practices and processes for
bestowing personhood in this example from Wari’ society is not uncom-
mon cross-culturally. As babies become children and eventually adults,
practices including feeding, eating together, and naming are often criti-
cally important sites for transforming the potential person into a socially
recognised reality. In this chapter, I consider the roles of feeding and of
naming in closer detail in the attribution of personhood. But it is worth
pointing out too that cross-cultural understandings of what a child is and
what sort of personhood children might embody also vary substantially.
This is the focus of the second half of this chapter where I consider if chil-
dren are people; how disability in childhood can put at risk the social attri-
bution of full personhood and the work of mothers to counteract that; and
how cultural systems with a belief in reincarnation unsettle more linear,
developmental models of personhood. Emerging from these examples are
insights into how whilst childhood in Western thought is generally based
on assumptions of developmental stages, biological determinism, and
calendrical time, these are culturally bound concepts and not universal
truths.
I am aware that the structuring device I have chosen to use for dividing
Chap. 2 (conception and pregnancy) and Chap. 3 (birth and childhood)
is premised on a highly Western notion of biological birth being a “natu-
ral” divider between peri- and post-natal lives. Trying to neatly contain
and divide infancy from childhood is equally culturally biased. As will be
evident from Chap. 2, physiological birth itself can be a fairly arbitrary
marker in the attribution of personhood. This is because sociality and
relatedness spills over onto both sides of that imagined boundary of peri-
and post-natal existence. So, whilst birth is indeed the locus in many cul-
tural settings for significant ritual elaboration around personhood, it is
60 C. DEGNEN
also not always the clearest point of division when discussing and imagin-
ing the beginnings of the person. The concept of “viability” in highly
medicalised maternity unit settings for instance, mentioned above, is a
discourse predicated on a series of interconnected practices and technolo-
gies that are not just about newborns, but also include foetuses, embryos,
and pregnancy loss. All of these factors are then imbricated in determining
personhood in the management of birth in the United States
(Christoffersen-Deb 2012). The supposed certainty then about the deter-
minative role of biology in recognising personhood becomes a little less
certain, and the significance of social and cultural elements a little more
evident. I seek however in both Chaps. 2 and 3 to pick away at this bound-
ary, and to reveal the cultural peculiarity of it, including the conflation in
Western thought of social birth and biological birth, and the historically
contingent notion of childhood that we might assume is universal, but
which is certainly not.
four birth systems. She draws attention to how each system emphasises
different ways of doing birth which is premised in turn on different ways
of conceptualising birth itself. Jordan terms this a biosocial approach,
namely, one that recognises how the socio-cultural framing of parturition
shapes birth experiences.
Jordan argues that birth is framed in four distinct ways across her four
fieldsites. This ranges from birth as a medical procedure in the United
States, to as a natural process in the Netherlands, to as a normal part of
family life in the Yucutan, to as an intensely personal, fulfilling achieve-
ment in Sweden (1983, 34). Because of these different understandings,
what is appropriate and normative in one context might make little sense
in another. An example she gives is whether older children visit their new-
born sibling and mother after birth. The answer in the United States has
been “no” on the basis of medical grounds; “absolutely” in the Netherlands
and in Sweden on the basis of supporting family interactions; and met
quizzically in the Yucutan “since the woman never leaves her everyday
environment to which older children simply return after the birth” (1983,
34). Another example is the use of medication. In the Netherlands for
instance, an emphasis on natural child birth means that drugs used regu-
larly in the United States are not part of the language of birth in the
Netherlands.
Pain relief is an intriguing case study here as it highlights the wider
points Jordan makes about biosocial dynamics of birth experiences. Jordan
examines “what sort of an object pain becomes in different systems”, not-
ing that in some birthing systems pain is emphasised and much more vis-
ible such as in the United States, and in others, it is discounted and not
nearly as evident such as in the Netherlands (1983, 36). She says that
whilst the American system regularly employs pain relief medication, the
decision-making process about using these pharmaceuticals is under the
control of the medical professionals and not the labouring woman herself.
Consequently, “the woman’s…task is to convince her attendant of her
need for relief” (1983, 36) and the “required display of that need…adds
to the comparatively high level of noise and hysteria in American obstetric
wards” (1983, 37). In contrast are Swedish women. They also have pain
relief available to them, but they do not have to convince their medical
attendant to dispense these drugs to them: “Swedish women are informed
about what kinds of medication are available, the conditions under which
they are not advisable, and the known and possible side effects on the
baby. The decision of what to have, if anything, and when, is theirs”
PERSONHOOD, BIRTH, BABIES, AND CHILDREN 63
falls off, “there is no funeral…in this case the infant’s passing is not
conceived as a death, just a return in bodily form to the space that the
infant was still psychically inhabiting” in wrugbe (1998, 124). Gottlieb
notes that Beng women use herbs to dry out the moisture in the infants’
umbilical stumps, helping it to drop off and in turn “allowing the infant to
begin its spiritual journey from wrugbe to this life” by accelerating the
process (1998, 124). Evident here then is how childcare practices are
closely linked to ideas of the person. That is to say, birthing practices and
“childrearing practices and beliefs reflect local conceptions of how the
world is and how the child should be readied for living in it” as “all child
rearing is based on beliefs about what makes life manageable, safe, and
fertile for the spirit” (Bruner 2000, xi; xii) with understandings of person-
hood a key consideration running throughout.
Whilst the day that the umbilical cord stump drops off is celebrated by
Beng as a deeply significant moment marking the infant’s initial emer-
gence from wrugbe, departing that spiritual realm is also understood to be
a process that takes place over a number of years (1998, 124). Gottlieb
notes a series of rituals carried out to mark the beginning of this transfor-
mation including the regular administration of enemas to infants and chil-
dren, the wearing of a grass necklace, and the piercing (for girls) of the
ears, thus “beginning a series of ‘civilizing’ processes inaugurating the
baby’s entry into ‘this life’” (1998, 124) from the spiritual world. But
whilst these mark the beginning of a process of emergence of infants from
wrugbe, the infant is understood as still significantly connected to that
other world for some time. Babies and toddlers lead parallel lives in wrugbe
to their lives in this world (1998, 127). This includes having wrugbe par-
ents who monitor the parenting of the human adults in this world and
who will “snatch” the baby back to wrugbe to raise it themselves until a
better couple are able to serve as parents if the current parents are not
treating the baby properly (1998, 127). Babies are also understood to at
times be “homesick” for their lives in wrugbe, which is made manifest
when infants are unhappy in this world for no apparent reason; in situa-
tions like these, diviners are required to serve as intermediaries between
ancestors and the living in order to resolve whatever is troubling the infant
(1998, 125). Gottlieb suggests that the subsequent instructions from
diviner to parents “may serve to remind parents that the infant, while
seemingly helpless and unable to communicate, was recently living a full
life elsewhere and thus needs to be respected as a fellow person rather than
being viewed as a suffering, wordless creature” (1998, 126). Thus, in
66 C. DEGNEN
Beng thought, newborns are the most spiritually attuned members of the
social world, having only just left wrugbe, a slow process that will require
a number of years to complete. Consequently, the nature of their person-
hood and what they are capable of in comparison with adults is one firmly
imbricated with the world of the spirits that they have just departed in
order to be born into this one.
In other contexts, such as Rita Astuti’s work amongst Vezo people in
Western Madagascar, newly born babies are described as so “incomplete”,
“malleable”, “vulnerable”, and “fused with their mothers” that they are
arguably “not born human” but instead have a “less-than-human nature”
(1998, 35). Vezo newborns and post-partum mothers spend the first
number of weeks in close physical proximity in semi-seclusion and warmly
bundled together, reinforcing this notion of them “fused” together and
with the boundaries between them blurred (1998, 35). Astuti explains
that in infancy, a baby is understood to be “so susceptible to outside influ-
ences that its face will change completely if left alone for even a few min-
utes. My Vezo friends could hardly believe that Europeans keep their
babies in cots, soon after the birth, often in separate rooms; with Vezo
babies, I was warned this would just be impossible” due to the threat of
spirits that might pass by and trouble it, something that is of concern for
a couple months after birth (1998, 36). As her Vezo interlocutors explained
to her, “the problem is that if the baby is left alone, any passing angatse
[spirit] will be able to get hold of it…which will result in a change of fea-
tures. Angatse are able to reshape the face of an unprotected baby because
babies are still extremely malleable and plastic,” a feature that lessens with
time (1998, 36). As she concludes, and echoing Bloch’s point above, Vezo
perceives a
This is so that the baby’s blood can be built up via nursing on its mother’s
breast milk; additionally, “in this liminal period, the sense that newborns
are still in the process of coming into social being is conveyed by naming
practices. Wari’ babies traditionally do not receive a personal name until
they are about six weeks old. Until then…babies of both sexes are called
arawet, which translates literally as ‘still being made’” (1996, 672). Such
practices are lodged in the highly social processes of building Wari’ bodies
and Wari’ personhood, as discussed in Chap. 2. In the womb, this is
achieved via maternal blood and paternal semen. After birth, it is contin-
ued via breastfeeding by the mother and via the provision of blood-
building meats to the mother by the father so that the mother can produce
this nourishing breast milk (Conklin and Morgan 1996, 673).
Vilaça, also writing in an Amazonian context, and drawing on material
from several Amazonian groups, argues that “the new-born is made
human by means of the production of its body as a human body in contra-
position to animal bodies” (2002, 347). She examines how it is that par-
ents being human is not a guarantee that their neonate will be born human
(2002, 349). As she explains,
according to Gow (1997, 48), at the moment of birth the Piro baby is
inspected to decide whether it is human or not: it could be a fish, tortoise,
or other animal. Among the Piaroa, the baby is called ‘the young of the
animals’ (Overing pers. comm.). Among some groups… the body of the
child is literally moulded with the hands after birth, in this way acquiring
human form. According to Fausto (pers. comm.), the Parakanã explain that
the moulding of the baby’s body has the aim of differentiating it from the
bodies of animals. (Vilaça 2002, 349)
related to the people around them, are taught the appropriate forms of
comportment entailed by these kin relations, and receive fulsome praise
for doing this correctly (2011, 72). Also of great significance for Warlpiri
in building knowledge and child socialisation is valorising eye contact and
the responsibility of those around the child in fostering this:
Thus, learning to identify kin and learning the importance of social eye
contact are two examples whereby the Walpiri child is transformed from
warungka into a comprehending, hearing, sensible, caring, knowing
socialised person by those around her, and one example of many in the
ethnographic record whereby the beliefs and practices associated with
child socialisation “are conceived in terms of broader notions of person-
hood and culturally appropriate behaviour” (Kavapalu 1995, 16).
The materials of this sub-section help illuminate the significant spec-
trum in cultural understandings of what a child is and to what extent
children can be said to be people. This in turn has implications for their
social position and worth. Interestingly however, whether children are
understood to be persons, and when that status is attributed via social
recognition, is as much in question whether children are perceived as
newly arrived from the world of the spirits, as persons from birth, or as
not-yet-people. Indeed, and as material earlier in this chapter in regard to
birth alludes to, the recognition of personhood is not a straightforward
nor guaranteed process. It requires significant social effort to ensure. I
turn now to an example from the North American context to explore this
PERSONHOOD, BIRTH, BABIES, AND CHILDREN 77
the birth of disabled babies suggests that for North Americans, personhood
may not necessarily be assigned absolutely at one point or another but rather
earned and/or reduced in increments. In this sense, North American con-
ceptions of personhood allow not only for persons and nonpersons, as pub-
lic debates over fetal personhood and brain death would imply, but for
gradations of personhood. (2009, 61)
In the face of this are the powerfully compelling ways in which the
mothers who Landsman worked with labour to redefine diagnosis and
perception of their infant’s achievements within the overarching frame-
work of development. For it is here that the developmental model of
childhood, so central to Western assumptions of “normal” children, forc-
ibly comes into play.
That is to say that the children of the mothers Landsman worked with
did not “attain particular development milestones at the expected times”
and in response, their parents “shift their focus from an absolute timetable
(used in the medical profession to determine disability or ‘delay’) to the
marking of a child’s relative progress along a linear developmental scale”
(2009, 95). In so doing, Landsman argues that these parents, highlighting
“forward movement” of their children, challenge medical discourse that
interprets these same movements as insufficient (2009, 95). Instead, the
parents “leav(e) open the possibility that disability is but a temporary con-
dition which, with therapy, science, a child’s intense motivation, and a
mother’s hard work, can be surpassed” (2009, 95). Simultaneously, the
personhood of the child can be protected and fought for. Using narratives
of “developmental delay” rather than developmental failure, the mothers
are asserting “personhood, or at the very least, the potential for its future
attainment” (2009, 109) of their children. That is to say, whilst develop-
mental measures are thus not abandoned by the parents Landsman worked
with, as this model of “linear development which in American culture
marks the full personhood of ‘normal’ children” (2009, 117), they are
instead putting in place alternative temporalities and alternative time scales
to attest to and shore up the personhood of their children. Protecting the
future potential of development and maintaining a narrative of linear
development through time of their children both asserts personhood and
also protects against it being stripped from or denied to their children.
80 C. DEGNEN
a young child starts talking about a previous life, providing a fair amount of
detail including place names, occupation, descriptions of a previous place of
residence or business, etc.; often expresses a yearning for his or her previous
life circumstances; then makes a series of recognitions of places, paths, and
people when taken to the site of his or her previous life; displays great emo-
tion at being reunited with the loved ones in his previous life, often preferring
their company to that of his present family; and finally displays distinct pho-
bias related to the cause of his death. (2002, 44)
consciousness in which the self and the world were narrativised as moving
forward from an origin…historical causation when applied to the life cycle
meant that the explanation for events and attitudes in later life…could be
‘explained’ by attending to what had come before” (2002, 47). However,
in societies “where reincarnation is a common phenomenon…(this) dis-
rupts the teleologies of progress and development of individuals and…
should make us think about alternatives to the modern Western myth of
childhood” (2002, 52). Like the Beng case, where infants are newly
returned from the spiritual land of wrugbe, Gupta argues that cultural
models of reincarnation have implications for Western assumptions of
childhood as a time when “a new being…slowly finds his or her way in the
world” (2002, 36). This is because reincarnation posits a childhood
whereby “children are inhabited by their (adult) thoughts and gestures,
and clearly have to be conceptualized as more complex beings” (2002, 36)
than the normative Western model assumes. He suggests that contrary to
this “logic of developmentalism” (2002, 48), the lives of children experi-
encing reincarnation and remembering their previous lives need to be
understood not in terms of growth and progress but instead in terms of
metamorphosis, continuity, and transformation (2002, 49). Such a model,
again significantly like that of the Beng people, inflects how (and when)
personhood is understood to emerge.
then hand it to the paternal grandfather. He in turn speaks verses from the
Qur’an directly into the baby’s ear and also names the baby, as “speaking
the name makes the child a person” (Delaney 2000, 131). In the same
edited volume, Michelle Johnson describes a similar emphasis on naming
amongst Fulani cattle-herders and agriculturalists in Guinea-Bissau. Here,
the family of a newborn holds a significant ritual celebration—a naming
ceremony—in the first seven to eight days of birth. This ceremony is “of
utmost importance since, without a name, [a]…baby is not a person”
(2000, 183). In the naming ceremony, “presenting children to the village
and giving them a name are important early steps in establishing their
social position among family members and in the society at large” (2000,
184). Whilst practices and timings of naming may vary widely, the signifi-
cance of naming reoccurs throughout the literature on personhood.
Naming is a crucially important social and cultural marker as it often indi-
cates recognition and beginning of personhood (Littlewood 1999, 218).
Morgan terms the naming of infants as the “most common” of “socially
significant events which mark the end of liminality and the beginning of
personhood…a nameless infant, in many cases, is not considered a per-
son”, arguing that a substantial number of examples exist in the ethno-
graphic literature of “where a child who died prior to receiving a name was
not regarded as a person” (1989, 102–3). She also explores cases where
naming is delayed, which can in and of itself have different causes. For
instance, Morgan points to the work of Nancy Scheper-Hughes in north-
east Brazil where “extreme poverty, widespread hunger, and high infant
mortality rates affect the mother’s emotional investment in her children”
and naming is delayed arguably as a form of “emotional defenses…to
shield themselves from the devastating psychological impact of frequent
infant death” (1989, 103). This example she contrasts with another from
amongst Hindus in the Himalayas related by Lois McCloskey where whilst
rates of infant mortality are also elevated, “children are named by a
Brahmin priest on the tenth day after birth, but no one calls a child by this
name for fear of making the child susceptible to the perils of ‘evil eye’”, a
peril from which the child must be protected (1989, 103). Names are thus
powerful conduits to and of personhood in many societies, not just a sym-
bolic or marker of personhood, but often a constitutive aspect of it.
Examples in the ethnographic and historical literature attest addition-
ally to the ways in which naming not only serves to mark the attribution
of personhood, but also as a way of attempting to influence the develop-
ment of the character of the person to be. So, for instance, in Puritan
PERSONHOOD, BIRTH, BABIES, AND CHILDREN 83
colonial New England “names have special meaning and can have signifi-
cant bearing on the development of the child’s character”; carefully choos-
ing one that “conveys the character traits” a parent wants a child to develop
such as “Faithful”, “Godly”, or “Mercy” is a key consideration (Reese
2000, 49–50). Katie Glaskin, writing about Bardi and Jawi people in
Western Australia, says that “a conceptual equivalence is drawn between
persons and their names, such that names ‘stand for’, and indeed in a vital
sense ‘are’, the persons they connote: persons and their names are intrinsi-
cally connected” (Glaskin 2006, 113). Names and naming thus are often
powerfully social practices, deeply imbricated with an understanding of
both the qualities of person and affirming personhood itself. Also closely
woven together in the making of people and in the making of a particular
kind of person, namely kin, are feeding and eating practices. Indeed, both
naming and feeing are themes that will feature again in Chap. 8 on death
and dying. But in regard to the earlier stages of life under consideration
here, I rely here on via Janet Carsten’s work with Malay people in Langkawi
(1995) and Anne Allison’s (1991) writing on obentō s in Japan to explore
how it is that food and person can be said to be mutually constitutive.
Working in Malaysia, on a small island called Langkawi, Carsten explains
how feeding is a “vital component” in both becoming a person and in
engaging properly in social relations (1995, 223). Childbirth only “merely
begins the process of becoming a person”; it is the “feeding and living
together in houses” that eventually renders personhood complete by mak-
ing people into kin with each other (1995, 224). As Carsten says, “food
creates both persons in a physical sense and the substance – blood – by
which they are related to each other. Personhood, relatedness, and feeding
are intimately connected” (1995, 224). Key components in Malay person-
hood thus rest on food consumed and shared in the heart of the home,
and on substances of blood and rice. The hearth or the dapur is a crucial
space of the Langkawi house; Carsten notes how cooking and eating meals
(of which rice is a central element) together at the dapur is a key compo-
nent of being part of a household. To eat meals in another’s household is
not encouraged (1995, 225) as it “implies a dispersal of intimate sub-
stance to other houses” (1995, 234). Additionally, “the day-to-day shar-
ing of rice meals cooked in the same hearth…implies shared substance”;
rice is a substance that, like milk and blood, connects people with sharing
of any of these meaning “having substance in common…[and thus] being
related” (1995, 228).
84 C. DEGNEN
in a two-section obentō box [where] there are four rice balls on one side,
each with a different center, on the other side are two dolls made of quail’s
PERSONHOOD, BIRTH, BABIES, AND CHILDREN 85
eggs for heads, eyes and mouth added, bodies of cucumber, arranged as if
lying down with two raw carrots for the pillow, covers made of one flower –
cut cooked carrot, two piece of ham, pieces of cooked spinach, and with
different colored plastic skewers holding the dolls together. (1991, 204)
Allison writes that “food in this context is neither casual nor arbitrary”
(1991, 195), and that the objective is a dual one: mothers have a duty to
make the child’s food tempting and palatable, which in turn facilitates the
duty of the child, which is to eat the obentō in its entirety. Both are moni-
tored and judged in their ability to achieve these goals, and censured for
failure (1991, 200).
But what is also occurring are the ways in which, via the mother’s pro-
duction and the child’s consumption of the obentō , the child is being
indoctrinated into a particular way of being and of acting in the world. In
this cultural context, this is a way that is about “becom(ing)…Japanese”
(1991, 199) and becoming indoctrinated into “the rules and patterns of
‘group living’ (shūdanseikatsu), a Japanese social ideal that…is first intro-
duced to the child in nursery school” (1991, 199). Thus, Allison’s
American son, David, becomes integrated into the Japanese school rituals
and expectations, including successfully consuming his obentō . This means
arguably that in some sense, David was becoming Japanese, and, as Allison
writes, “where his teacher recognized this Japanese-ness was in the daily
routines such as finishing his obentō ” (1991, 201). Thus, Carsten and
Allison masterfully draw out the fundamental role food and feeding plays
in the making of people in their fieldsites, but especially the centrality of
this in childhood for ensuring the formation of person and kin.
Conclusions
This chapter has considered birth, childhood, and personhood from a
series of different thematic perspectives. These are, firstly, the ways in
which the physiological processes of birth intersect with cultural and social
expectations around how birth should be done. This in turn is related to
what is deemed both appropriate and necessary for the birthing mother
and the neonate. Secondly, the ethnographic material in this chapter loops
back time and again to the ways in which the biological and the social are
co-constitutive in regard to personhood, and the processual ways in which
personhood is attributed, recognised, and made. These processes and
practices include rituals, childcare practices, naming, feeding, and eating.
86 C. DEGNEN
Note
1. Note that whilst Lancy characterises such a structure as “Western”, the ver-
sion of neontocracy he describes here in his list is a highly consumerist one,
an emphasis that would be likely to vary in its extent across different
“Western” settings. My thanks to Sarah Winkler-Reid for calling this point
to my attention.
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CHAPTER 4
Introduction
Place is all around us. It is an integral component of our everyday lives.
Indeed, place is so central to human experience that it is virtually impos-
sible to imagine life in the absence of place. Having said this, place, like
personhood, is also something we often take for granted in daily life. We
may well be attuned to the feeling of places—they can feel familiar,
unknown, threatening, comfortable, uneasy, enticing—but place is so
relentlessly present to us as we go about our normal affairs that we rarely
comment explicitly on it. And yet, despite this everydayness of the places
we inhabit, we also know that they do not stay the same. Places change,
and so too do the feelings that we have for them and in them.
So, both the everydayness of place in our lives and the emotional regis-
ters of place clearly matter in human experience. Place can also be con-
structed or shaped in order to facilitate movement and human use. Place
can be shaped in order to prevent both, and in so doing, place can be used
to express and reinforce social divisions and power relations. Think for
example of the so-called poor doors in expensive blocks of flats in cities
like New York City and London. In order to gain planning permission to
construct luxury flats for wealthy clients, developers have been required by
local governments to include “affordable” housing components in the
new buildings. The affordable and luxury properties, however, are segre-
gated by separate entrances, with the affordable housing being accessed
via service entrances in side alleyways—the so-called “poor door”—while the
luxury flats are accessed via opulent hotel-like lobbies (Osborne 2014). Or
consider “defensive street furniture”. These include raised brass orna-
ments which prevent people from sleeping outdoors in those spaces, or
elements of city design which are incorporated to prevent skateboarding
in public spaces (Quinn 2014). Both poor doors and street furniture thus
are examples of how place can be shaped to both physically and emotion-
ally reinforce social messages about who matters and who does not; who
is entitled to use and access place in terms of class, ethnicity, able-
bodiedness, disability, age, or need. Both experiences of and ability to
access place is governed by a range of social and cultural conventions to do
with categories such as age, gender, status, and class. Furthermore, an
individual’s relationship with place and ability to use various places can
and does change over the span of one’s lifetime.
In addition, who counts as a person is often a question answered with
reference to place. In this way, personhood is an entity, a value that does
not always and does not only reside in people, nor in the relations between
people. Instead, personhood can rely on relations with place, on relations
through place, and relations with the animated cosmos. In other words,
the attributions of personhood can be deeply imbricated with ideas and
experiences of place, and brought into existence via these (often intersect-
ing) relations.
This chapter thus explores how it is that personhood can be considered
in regard to place. Analytical themes which are especially critical here
include using place to rethink notions of “substance” and how it is that
people are brought into existence, but also in terms of relatedness and
what connects human beings to each other and to the world around them.
The material presented here underlines the extent to which personhood
can be made through social interactions and the transmission of substance,
grounded and embodied in place. There are a number of points of inter-
section that cross-cut concepts presented here and in other chapters, par-
ticularly Chap. 2 on conception, pregnancy, and rights and Chap. 5 on
human and non-human people. Place, this chapter will argue, is in some
contexts not just a setting or backdrop for the life course and personhood:
it can also be constitutive of them.
The chapter starts by outlining some key theoretical principles on place
and its significance as discussed by anthropologists and human geogra-
phers. This assists in contextualising the ethnographic material on person-
hood and place that follows. In the second half of this chapter, I draw on
four examples in close detail. I am greatly indebted to the accounts of
PLACE AND PERSONHOOD 93
these four authors. I work through them one at a time in order to draw
out the rich complexity of each case, but even still my account of their
work is necessarily an abbreviated one. Each author writes from their own
theoretical perspective and addresses a particular cultural setting. None of
them are particularly focused on the life course per se, but important les-
sons about what it means to be and to become a person in regard to place
is deeply salient in each account. These four ethnographers are Keith
Basso writing on Western Apache in Arizona; E. Valentine Daniel’s
research in a Tamil village in the south of India; Katie Glaskin’s work
amongst Bardi and Jawi peoples in Western Australia; and James Leach’s
fieldwork in Papua New Guinea on the Rai Coast with Reite people.
Taken together, this material helps us build a diverse set of perspectives on
how it is that the intersections of place and personhood demand an
accounting. These complexly detailed ethnographic cases are each distinc-
tively unique, but they are all animated by a shared inquisitiveness into
how it is that place and personhood can be said to be mutually
constitutive.
What Is Place?
In everyday speech, “place” is a term used to describe spatial locations or
physical environments. Places are understood to be where things happen.
Place is often perceived as the background to human activity, a sort of
surface on which the business of life occurs. Traditionally, anthropologists
have conceptualised place in a similar way: ethnographies often include
vivid descriptions of fieldwork locations as a canvas upon which the analy-
sis of social and cultural life in the volume are foregrounded against (Feld
and Basso 1996; Hirsch 1995; Rodman 1992). There have been some
inadvertent consequences of this trope of place as the backdrop to ethnog-
raphy, as it is often implicitly predicated on a sense of exotic difference and
evoked as proof of sorts that one was “really there”; descriptions of place
like this often emphasise what the unfamiliar locale looks and feels like to
the visiting anthropologist rather than to the people living there (Okely
2001). This impulse is of course now easier to recognise and challenge
thanks to important debates over writing culture and representation
(Clifford and Marcus 1986; Marcus and Fischer 1986). These debates
ushered in an era of more reflexive positionality in how we as ethnogra-
phers represent the people with whom—and where—we have conducted
fieldwork. Nonetheless, it remains a framing strategy that has been hard to
94 C. DEGNEN
Place is thus not simply a vessel in which events occur, nor only a site
on which people do things. It can indeed be reconceptualised as an inte-
gral element of being and experience. As such, rather than being a static
backdrop to the activities of its inhabitants, place should instead be con-
ceptualised as an ongoing process (Hirsch 1995), and also as constitutive
of experience and being itself. To claim this is to take a phenomenological
and relational approach to place. Cresswell summarises this approach
neatly when he writes that “place is primary to the construction of mean-
ing and society. Place is primary because it is the experiential fact of our
existence” (2015, 50). He draws on a philosopher of place, Jeff Malpas
(1999, 35), to further underline this point. Malpas declares that “place is
not founded on subjectivity, but is rather that on which subjectivity is
founded. Thus one does not first have a subject that apprehends certain
features of the world in terms of the idea of place; instead, the structure or
subjectivity is given in and through the structure of place” (cited in
Cresswell 2015, 50). This is a profoundly important point. This is because
it reframes the literature on place to point to the way that place can be said
to be “something much deeper than a social construct, [but instead] as
something irreducible and essential to being human” (Cresswell 2015,
47). Such theoretical developments help extend and expand insights both
in human geography, but also in anthropology and other cognate disci-
plines, on the centrality of place as a cornerstone of human experience.
One such recent development seeks to reconceptualise the ways in
which agency, the sensorium, and affect are woven into place. As Kostas
Retsikas puts it, whilst social scientists are attuned “to the values and
meanings that [humans] attach to the places that they inhabit, the impor-
tance of place as an active force in the constitution and animation of those
human subjects whom it envelops and sustains is less widely elaborated
and discussed” (2007, 969, emphasis added). This is a move to assert the
agency of place alongside that of human subjects rather than social sci-
ence’s traditional focus instead on only the agency of human beings.
Drawing from his research in East Java on the spatialisation of kinship,
memories, and ritual practices, Retsikas explores place’s capacity to create
persons (2007, 969). His focus is how in this cultural setting “social rela-
tionships unfold spatially. As such, place is not extrinsic to social relations
but rather, an active ingredient of their realization, a presence in their
unfolding and a condition of their historicity” (2007, 982). Retsikas thus
employs a concept of personhood and of place whereby neither is static
and whereby place becomes an active agent.
PLACE AND PERSONHOOD 97
I come from a place where the seasons are magnetized to tones of voice and
a quality of light. The winter is a dark tunnel. October is saturated in color.
The air is bitable. In May, it swells…a sense of being-from-here [also] hap-
pens in a look exchanged, a town accent – a sheer recognition of a sheer
recognition. These little scenes of recognition, and these sensory matters,
compose place. They do not symbolize or represent it. Rather, they are its
always emergent forms – precise actualizations of a field of potentiality.
From the perspective of acts of place and its sensory materiality, place is
something that throws itself together in moments, things, in aesthetic sensi-
bilities and affective charges. (Stewart 2012, 519)
The land is always stalking people. The land makes people live right. The
land looks after us. The land looks after people. (Mrs Annie Peaches, age 77,
1977)
Our children are losing the land. It doesn’t go to work on them anymore.
They don’t know the stories about what happened at these places. That’s
why some get into trouble. (Mr Ronnie Lupe, age 42; Chairman, White
Mountain Apache Tribe, 1978)
I think of that mountain called ‘white rocks lie above in a compact cluster’
as if it were my maternal grandmother. I recall stories of how it once was at
that mountain. The stories told to me were like arrows. Elsewhere, hearing
that mountain’s name, I see it. Its name is like a picture. Stories go to work
on you like arrows. Stories make you live right. Stories make you replace
yourself. (Mr Benson Lewis, age 64, 1979)
PLACE AND PERSONHOOD 99
We used to survive only off the land. Now it’s no longer that way. Now we
live only with money, so we need jobs. But the land still looks after us. We
know the names of the places where everything happened. So we stay away
from badness. (Mr Nick Thompson, age 64, 1980)
Basso was well aware that for a non-Native American audience such
statements could easily be misinterpreted as evidence of Apache “mystical
thinking”, or that Native Americans are “closer to nature” or “more spiri-
tual”. Basso takes care to point out that such a misunderstanding is
grounded in epistemological and ontological divides. What is needed he
says is an approach to cultural difference that recognises how the quotes
above from Western Apache people he worked with are drawing on a
worldview in which specific named places in the landscape have great
importance attached to them (1984, 22). Furthermore, there is a recipro-
cal fashioning of people and place, and of place and people at work here.
For “whenever Apaches describe the land – or…whenever they tell stories
about incidents that have occurred at particular points upon it – they take
steps to constitute it in relationship to themselves” (1984, 22). This is to
say that placenames are not just handy reference tools in this context, not
just a way of describing the topography. Instead, placenames are used and
valued for other significant reasons as well. But what are these?
For Western Apache people, placenames, and the stories attached to
these places, help people when they have not been “acting right”. Perhaps,
as one of Basso’s interlocutors tells him, someone has been stingy, or
cheating on a spouse, or acting in any other inappropriate way. In response,
family members will pull you up by telling you a story about the old days,
about historical times. These stories, likened to arrows, produce mental
and emotional wounds, ones that make the person reflect on his or her
bad behaviour, and make them try to change that behaviour. Placenames
figure centrally in these stories from long ago—names about where and
when things happened, places that people know and see in their everyday
lives. The names and stories of these places in the physical landscape con-
tinue to “stalk” the offender and help her to “live right” (1984, 41–2).
Living right is something that requires constant care and attention, but
place helps Western Apache meet norms of comportment and enact moral
values (1984, 23). In other words, “geographical sites, together with the
crisp mental ‘pictures’ of them presented by their names, serve admira-
bly…, inviting people to recall their earlier failings and encouraging them
to resolve, once again, to avoid them in the future” (1984, 43). Place, in
100 C. DEGNEN
this instance, has a “moral significance” (1984, 44) for personhood and
for comporting oneself in the correct way. Placenames have an “evocative
power” which can be used by Western Apache speakers to remark upon
the comportment of others: “Called ‘speaking with names’ (yałti’bee’ízhi),
this verbal routine also allows those who engage in it to register claims
about their own moral worth, aspects of their social relationships with
other people on hand, and a particular way of attending to the local land-
scape that is avowed to produce a beneficial form of heightened self-
awareness” (Basso 1988, 106). As such, stalking with stories and speaking
with names are clear manifestations of the reciprocal power of place and
person amongst Western Apache.
The precise geographical locations where events occur are significant as
“all Western Apache narratives are ‘spatially anchored’ to points upon the
land”, and it is placenames that serve as these spatial anchors (Basso 1988,
110). As placenames were first given long ago by the ancestors, by imagin-
ing the site from the perspective of the ancestors who first named it, “pla-
cenames acquire a capacity to evoke stories and images of the people who
knew the places first” and placenames can in turn “illustrate aspects of
‘ancestral wisdom’” (Basso 1988, 112). Speaking in names to another
person is thus not simply to name locations. Instead, it is understood by
both speaker and listener as a call to be mindful of ancestral wisdom and
to use this knowledge as insight for one’s own personal circumstances
(Basso 1988, 113). Historical stories like this have power to effect changes
in behaviour and in moral comportment (Basso 1984, 41). Speaking with
names is not undertaken lightly and is not to be used frequently. It can
however be used judiciously to help people
burdened by worry and despair to take remedial action… (to) travel in your
mind to a point from which to view the place whose name has just been
spoken. Imagine standing there, as if in the tracks of your ancestors, and
recall stories of events that occurred at the place long ago. Picture these
events in your mind and appreciate, as if the ancestors themselves were
speaking, the wisdom the stories contain. Bring this wisdom to bear on your
own disturbing situation. Allow the past to inform your understanding of
the present. You will feel better if you do. (Basso 1988, 114)
family members who are experiencing difficult and painful times that
“ancestral wisdom is a powerful ally in times of adversity, and that reflect-
ing upon it…can produce expanded awareness, feelings of relief, and a
fortified ability to cope” (Basso 1988, 122). Stalking with stories and
speaking with names invoke place as a resource for maintaining correct,
moral forms of interpersonal comportment. Place has a role in creating
and reproducing the “right kind” of person, a practical technique to help
those who have strayed or are hurting. Place in this example is very power-
fully more than a backdrop to social life. What is evident instead is a social-
ity of place, one that ties people to each other in the contemporary day but
also through time via stories and a concern with being a person who “lives
right”.
consuming that it has blocked scholarly enquiry into other “symbolic con-
structs more pervasive and regnant than caste” (1984, 1). He continues,
arguing that
the inability to go beyond or beneath caste arose from the failure to see that
jāti, meaning ‘genus’ (the source concept of the ill-translated ‘caste’) is not
applied to human beings only, but to animals, plants, and even inorganic
material, such as metals and minerals, as well. What is more, jāti itself is a
development from a generative system of thought that deals with units at
both the suprapersonal as well as the infrapersonal levels. There is no better
term than substance to describe the general nature of these variously ranked
cultural units. In other words, differentially valued and ranked substances
underlie the system known as the caste system, which is but one of many
surface manifestations of this system of ranked substances. (1984, 2)
their putti shifts from being crafty and scheming to gullible. The soil can-
not change their kuṇam, but it can be muted by their putti which has
shifted. Despite this muting, the crafty kuṇam of the ANVs resident in Sri
Lanka still manifests itself in a sharper business sense than that of the local
gullible Sri Lankans. This is why ANVs are said to have so much financial
success in Sri Lanka. And yet, when these migrants return to India, they
are often no longer able to exert enough guile against ANVs who did not
migrate and whose putti has not been altered, and are often swindled by
their Indian kin. The only returnees who are said to avoid this and keep
their wealth intact upon return are those who returned gradually from Sri
Lanka, making short visits to their ancestral villages and benefitting from
a gradual reintroduction to their ūr (1984, 92–4). The kuṇam of the soil
of an ūr can thus change the putti of the people living in it (1984, 101–2).
So, in conclusion, Daniel reveals how “the underlying concern of the
Tamil for establishing a relationship is of identifying compatibility with an
ūr…This concern with compatibility results from the belief that an ūr is an
entity composed of substance that can be exchanged and mixed with the
substance of human persons” (1984, 101). Whilst the ideal is to live in the
ūr with “the soil substance [that is]... most compatible with his own bodily
substance” and which “can only be achieved when the kuṇam of the soil
is the same as the kuṇam of one’s own jāti”, this ideal is not always pos-
sible to achieve (1984, 101). When people must live “in an ūr that is not
congenial to the substance of their jāti” (1984, 101), they can adjust since
the kuṇam of the soil where they are living transforms their puttis. And
yet, such transformations, whilst they might help the person adapt, may
also result in “dysfunctional consequences” (1984, 102) such that their
bodily substance can become tainted by the acquisition of another jāti’s
putti. And so,
the substantial relationship that a person establishes with a certain ūr is,
therefore, not at all trivial. The consequences of such a relationship can be
far-reaching, affecting the very nature of social obligations and ties. When
the apparently innocent and polite question ‘What is your ūr?’ was asked of
me by the villagers of Kalappūr, I had no idea that in my response there lay
potentially a store of information. Moreover, when I was asked to give my
contra ūr, I was being asked not merely to betray my intellectual disposition
(putti) but to divulge an essential part of my nature, my kuṇam. (1984,
102)
PLACE AND PERSONHOOD 107
individuals not just to place but also to others (people, ancestors, species)
tied to these places. Central to comprehending these connections is the
activities of ancestral beings (inamunonjin) in the past. These beings left
their traces in the country whilst travelling across it and naming places as
they moved, a period known in English as “The Dreaming” and one
described by many other Aboriginal Australian peoples (Glaskin 2012,
301; see Keen 2006, 517–21, for instance).
Also left in the land during The Dreaming were raya, or invisible spirit
beings, called “kids” or “spirit kids” in English by Bardi and Jawi. Although
raya are not visible, they have a presence that can be felt. Raya are indica-
tive of the “relationship between a person and a place or terrestrial or
marine feature, and between a person and a species” (Glaskin 2012,
301–2). So, for instance, a raya may appear to a man in his dreams or in
the form of a living creature; both are understood to mean that his unborn
child will be a human actualisation of that raya (2012, 301). People may
also “have a special association with particular sites or features of their
estate (such as a particular tree, a soak, a rock, a cave, a creek); these are
locations in which their raya dwelt before they were born” (2012, 302).
Similarly, birthmarks (lanbirr) on a child signify that he or she “has a con-
substantial identity with a creature speared by his or her father at some
stage before their birth and with the species that his or her father speared.
In this case they are called lanbirr buruyun [birthmark from country]”
(2012, 302). This animal is termed that child’s barnman (which Glaskin
says is described by Bardi in English as “totem”). People treat their barn-
man with special consideration and would, for instance, avoid eating their
barnman as it would make them ill if they did (2012, 302). People are
understood to have barnman inside them, and will speak of bodily feelings
associated with their barnman:
The association of physical feeling with barnman (which is also in the form
of these sites and features of land or sea) is explicit: rarrdambal, a word used
to describe the feeling someone has when their ‘blood runs cold, hair stands
up, and (they) get goose pimples’, is ‘connected to’ that person’s barnman
telling them something ‘very serious’…Barnman is both in people and in
country simultaneously: it ontologically and relationally connects them both
to others and to particular parts of country, consubstantially identifying
them with other people and places. (Glaskin 2012, 302)
PLACE AND PERSONHOOD 109
Raya, barnman, country, and the traces left there by ancestral beings
are thus tightly woven in a complex nexus in which person, body, place,
and others intersect. In some regard, this is reminiscent of a problematic
binary in the anthropological literature on self and person, as I have dis-
cussed in Chap. 1. This is namely the notion of a binary between “Western”
persons, taken to be highly individualistic and autonomous, and “Eastern”
persons described as sociocentric and relational (see e.g. Dumont 1980;
Geertz 1984; Marriott and Inden 1977).
A significant body of work has addressed many of these concerns, par-
ticularly in regard to problematising a uniquely sociocentric “non-
Western” self, and Glaskin also is careful to caution her readers to not
simply interpret Bardi and Jawi perspectives as another example of socio-
centric, interdependent, and relational non-Western selves. She asserts
that the concept of “individual” “remains heuristically and comparatively
useful as a broad description” (2012, 298) and that Aboriginal Australian
personhood has been described as “characterized as a tension between
interrelated patterns of autonomy and relatedness” (2012, 298), but spec-
ifies that “relatedness” is not a one-size-fits-all concept. Instead, “in con-
texts in which kin terms are extended to all known persons, there are of
course varying degrees of intimacy, intersubjectivity, and obligation. There
are also various ways in which the tensions associated with relatedness
might be negotiated to preserve one’s own autonomy and to maximize
social distance” (2012, 298). These are important nuances Glaskin calls
our attention to in terms of how we manage and use these concepts.
But she also emphasises how Bardi and Jawi people interpret damage to
sites in the terrestrial or marine landscapes with which they have an equiv-
alence as damage to their own health, such as the example of the woman
with which this section begins. It is this “direct and immediate expression
of the relationship between body and country [that] can be understood as
an example of embodied relationality in practice” (2012, 302). The Bardi
and Jawi people she worked with count bones, flesh, blood, and hair in
their reckoning of bodily substances; they also include place as a bodily
substance (Glaskin 2006, 114). People thus have a “metaphysical and con-
substantial identification” with place of their barnman and when those
places are damaged, a person of that barnman will also be hurt; conversely
when a person dies, place is marked by that death by, for instance, trees
perishing or dropping branches (Glaskin 2006, 114). These relations
between person and place are reflected in the wider anthropological litera-
ture on Aboriginal Australia and are not unique to Bardi and Jawi concepts.
110 C. DEGNEN
Elizabeth Povinelli (1994) and Ian Keen (2006), for instance, have both
written about how “the country recognizes one from one’s smell” of
sweat (Keen 2006, 521), a recognition that is made possible by the sub-
stance shared between place and person. This is not a passive land on
which people go about their business—rather, agentive aspects of country
and place are manifest here. These are connections between person and
place that are evident during life, but also at the beginnings of life where
those connections are recognised, and at death when those connections
are dismantled.
As Glaskin explains it, embodied relationality is a model of “character-
izing personhood… derived from a cosmology in which ancestral beings,
their traces, and the country in which these are left have equivalence, in
the same way that detached parts of a person’s body (such as hair)” do
(2012, 298). Equivalences such as these in turn forge “a relationship
between persons and places regarded as consubstantial, and that has con-
sequences for how people, and people and country, are linked through
space and time” (2012, 298; emphasis in original). Indeed, it is these very
connections through space and time that render the example of the woman
above and the soak that is her barnman comprehensible. That is because
in Bardi and Jawi ontology, the boundaries between human beings, spirit
beings, persons, place, terrestrial or marine features, and animal species are
intrinsically porous (Glaskin 2006, 110) and embodied relationality itself
is, as Glaskin asserts (2012, 305), at the very core of Bardi and Jawi con-
ceptions of the person.
The fourth and final way I wish to consider the relationship between
personhood and place in this chapter is via the lens of kinship. Kinship is
one of the loadstones of anthropological enquiry, and has a weighty his-
tory in the discipline. This is a history James Leach is well aware of and
engages with in his monograph Creative Land: Place and Procreation on the
Rai Coast of PNG (2003). His account is a wonderfully complex exploration
PLACE AND PERSONHOOD 111
of how words relate to concepts, and of how concepts relate to the world;
but we must remember these are our problems, the products of an episte-
mology that insists that knowledge is prior to action, that one knows the
world by representing it conceptually in the mind, and that language is the
vehicle by which such representational knowledge is expressed and shared.
(2003, 86)
Leach writes how taro, the staple crop and a prestige food in this area,
is grown by Reite people in their gardens, gardens which are in turn a
source of pride, and that generations of anthropologists working in
Melanesia from Malinowski on have documented the extensive gardening
knowledge and practice in this region (2003, 92–3). Drawing inspiration
from the social and cultural centrality of gardens and gardening, Leach
examines kaapu (spirits) as
what happens in all these domains ‘kaapu’. Thus I follow their connections
and analogies ‘across’ contexts, seeing ‘the same’ things in different areas of
life. (2003, 94)
Conclusions
The vibrant ethnographic material presented in this chapter helps us
understand how it is that personhood requires a consideration of place.
Place can be invoked to remind others of what kind of people they should
aspire to be when they need reminding, as in the Western Apache example;
the substance of place can be an essential part of who one is, such as in the
case of ūr in Kalappūr; one’s personhood may be grounded in equivalences
drawn between body and place as for Bardi and Jawi people in Western
Australia; and kinship may be forged via the mutual constitution of people
and place as it is for Reite people in Papua New Guinea. Across all of the
examples explored in this chapter then, it is evident how place is keenly
relevant to personhood. This thus challenges us to open up the frame of
what might “count” as relevant to the constitution of the person.
PLACE AND PERSONHOOD 115
live right. In Kalappūr, Daniel tells us how the soil causes its inhabitants to
behave in a certain way. In both these cases, place, personhood, and com-
portment are linked, albeit in culturally distinct ways. But in both cases,
place can alter people and can help fashion the “right kind” of person—it
is not just people who alter place. In Reite, Leach helps us understand a
regeneration model whereby the land is not passive but alive, and it enters
into the generation/constitution of people whereby the making of per-
sons and the making of place are elements of the same process. Glaskin’s
account of embodied relationality explores the ways in which Bardi and
Jawi personhood extends into place as persons and place are understood
to be consubstantial, and personhood extends beyond the physical body.
All this material helps further the point about relationality by connecting
it to intersecting ideas of the body, the life course, and well-being. It also
ties back to material linking conception, pregnancy, and rights in Chap. 2,
and it underlines the theme of cultural ontological variation for the ways
in which what it means to be a person can be embodied in place.
Notes
1. Note too that a number of anthropologists have explored the significance of
place for creating a sense of belonging and of collective identity. This exten-
sive body of work includes Basso (1984, 1996) in the Southwest United
States amongst Western Apache who I explore in close detail in the next
section of this chapter; Myers (1986) working with Pintupi people in the
Western Desert of Australia, Cohen’s work (1987) in Whalsay, in the
Shetland Islands, Weiner (1991) amongst the Foi people of Papua New
Guinea, and Stewart in West Virginia (1996). In addition to these mono-
graphs, a number of influential edited volumes have included Bender
(1993), Hirsch and O’Hanlon (1995), Feld and Basso (1996), and Árnason,
Ellison et al. (2012). Some of my own work has sought to develop this field,
by exploring the ways in which absence and time figure in the interstices of
belonging and place (Degnen 2013), the work of social memory in regards
to place (Degnen 2005), and the embodied and relational aspects of place
attachment (Degnen 2015). There is thus a healthy and now long-standing
body of work in the discipline that engages critically with the connections of
people and place.
2. ANV is the abbreviation for Ā ru Nāt ̣ṭu Veḷḷāḷa, a jāti whose members are
thought to be astute business people, an ability “which is strengthened when
they reside in the ancestral villages of their jāti” (Daniel 1984, 62, fn 2).
PLACE AND PERSONHOOD 117
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120 C. DEGNEN
Introduction
As incomprehensible as it will seem to some readers, personhood is not a
status that only human beings have a claim on. Indeed, since this proposi-
tion is so fundamentally opposed to normative Western ways of thinking—
a mode of thought that is based on a deep demarcation of the realm of
human beings (“culture”) from the realm of animals, plants, and objects
(“nature”)—anthropologists have also sometimes struggled with it.
Researchers have toiled to account for the ways in which other humans
they work with can say with confidence that, for instance, jaguars, stones,
bears, the wind, elk, elephants, and thunder are persons. Some have attrib-
uted such beliefs to “primitive” religious systems but not to reality as it
“actually is”. Some have attributed it instead to metaphorical constructs:
that humans are speaking “as if” a bear is a person, or that jaguars “are
like” people. That is to say, some anthropologists have argued that the
attribution of personhood to non-humans is a cultural model that sym-
bolically extends human forms of experience to those of animal and non-
animal worlds, but that these cannot “really” be people.
What remains the case, however, is that the way of ordering the world
whereby only human beings are candidates for personhood is not repre-
sentative of the wide range of human responses to the question “who
counts as a person?”. Instead, time and again, it is manifestly evident in the
ethnographic record that many human beings understand the world they
live in to be a world where animals, spirits, plants, and material objects can
One spring when I was out hunting I went up a little creek where I knew
suckers were spawning. Before I came to the rapids I saw fresh bear tracks. I
walked along the edge of the creek and when I reached the rapids I saw a
bear coming towards me, along the same trail I was following. I stepped
behind a tree and when the animal was about thirty yards from me I fired. I
missed and before I could reload the bear made straight for me. He seemed
mad, so I never moved. I just waited there by the tree. As soon as he came
close to me and rose up on his hind feet, I put the butt end of my gun
against his heart and held him there. I remembered what my father used to
tell me when I was a boy. He said that a bear always understands what you
tell him. The bear began to bite the stock of the gun. He even put his paws
upon it something like a man would do if he were going to shoot. Still hold-
ing him off as well as I could I said to the bear, ‘If you want to live, go away,’
and he let go the gun and walked off. I didn’t bother the bear anymore.
(Hallowell 1964, 66)
a commotion; eventually, one of the hunters shot with his shotgun at the
intruder. Although no animal body was found the next morning, the
tracks it had left indicated that a juvenile bear was the culprit. A bear’s
activity, so close to camp, was unusual. The bear’s behaviour prompted
great interest and conversation amongst those present. But this was careful
conversation since the “importance of the bear is such that respect
demands circumspection – one is cautious in speaking the bear’s name, for
the bear will know…Instead, the bear is referred to as miichim (food)”
(2006, 56). Speculation about the bear’s activities and motivation contin-
ued, with one of the hunters, Johnny, saying “he didn’t think the bear
would come back; ‘he knows he’ll be killed. The bear knows what you say
about him, what you’re going to do’” (2006, 56). The events also
prompted hunters to share anecdotes about previous encounters with
bears and outcomes of them. An underlying state of anxiety however per-
meated the camp. This is because the bear might have been wounded in
the night by the shotgun blast. Scott recounts why this was so troubling
to those present: “It is a serious matter to wound a bear, and a serious
matter to waste one. An accident on the ice that ended in a drowning two
winters earlier had been attributed (among other possible factors) to the
victim’s participation the previous summer in killing a bear whose meat,
due to improper butchering in hot weather, had spoiled” (2006, 57). The
anxiety in the hunting camp was thus because they “were concerned to kill
the bear, especially inasmuch as it might have been wounded, to respect
the bear and to end the risk of offence” (2006, 57).
Both Hallowell and Scott are very reflexive about these bear events and
stories. Hallowell is fully aware of how unintelligible the interaction he
recounts from Birchstick would seem to a Western audience. Scott contex-
tualises his account by referring to the affinities between Cree animistic
hunting ontologies and objectivist science postulates (2006, 52; 62). Both
anthropologists however seek to push beyond these epistemological and
ontological gaps in ways of understanding the world. Hallowell, for
instance, encourages his readers to consider “Ojibwa concepts of the
nature of animate beings, [whereby this] behavior becomes intelligible to
us…[Birchstick] was not confronted with an animal with ‘objective’ ursine
properties, but rather with an animate being who had ursine attributes and
also ‘person attributes’” (1964, 66). Scott, for his part, writes about how
such experiences as the ones he recounts above helped immerse him into
a Cree understanding of the world, a cosmology whereby he had
HUMAN PEOPLE AND OTHER-THAN-HUMAN PEOPLE 125
responsibility as a hunter to the bear, and that the bear also had responsi-
bilities to “less powerful animals and, of course, properly behaving
humans” (2006, 60). Indeed, this is a world whereby “relationships of
sharing and mutual responsiveness between human and other-than-human
aspects of the environment constitute ‘personhood’” (Scott 2006, 53).
These bears then are not “like” people; they are not symbolic representa-
tions of human concerns, nor simply elements of a religious system. They
are instead thinking, communicating, planning subjects who must be
engaged with respectfully.
The anthropological impulse, manifest in both Hallowell and Scott’s
approaches to the material presented above, is to seek to understand
Obijwa and Cree understandings of the world. But the dilemma for
anthropologists is that such ways of understanding are very far indeed
from Western perspectives. What is one to do, asks Martin Holbraad,
“when the people you study say that a stone is a person…or engage in any
other activity or discourse that during an unguarded moment you would
be tempted to call ‘irrational’” (Holbraad in Alberti et al. 2011, 902),
including stating that a bear is a person?
Holbraad argues that if we approach this issue through an ontological
lens, the “answer is that if these things ‘appear irrational’, it is because we
have misunderstood them. If people say a stone is a person, it is because
they are talking about something different from what we talk about when
we say that it is not” (2011, 902). That is to say, personhood can be attrib-
uted to stones, or be withheld from stones, depending on what stones are
understood to be within each cultural frame.1 Both sides can be simultane-
ously right.
But we must also grapple with the question of cultural relativism.
Saying that both sides can be simultaneously right is arguably not simply
to revert to cultural relativism. Instead, as Holbraad (2011, 903) writes:
if the problem when people say that stones are persons is to understand what
they are actually saying (as opposed to why they may be saying such a silly
thing), then the onus is on me as an anthropologist to reconceptualize a
whole host of notions that are involved in such a statement…to literally
rethink what a stone and what a person might be for the equation of one
with the other to even make sense.
what it is about Western epistemology and ontology that would lead read-
ers to feel uncomfortable, troubled by, the assertion that bears are people,
too.
It is in precisely this way that the material presented here challenges us
to confront the dilemmas of Western ontologies posed by other world-
views and other ontologies, ones that have different starting points to our
own. It reveals important considerations about the assumptions in Western
societies about the cosmos of living beings, about assumptions over the
supposed agency of humans and the passivity of animals, as well as perhaps
how “personhood, rather than being an inherent property of people and
things, is constituted in and through the relationships into which [people]
enter” (Willerslev 2007, 21; emphasis added). Indeed, in many ways, what
this chapter comes down to is the concept of human exceptionalism. That
is to say, to what extent and under which circumstances are human
beings understood as so uniquely a special form of life that only humans
can claim the status of person.
Grappling with the notion of human and non-human persons has a long
history in anthropology. Indeed, one of the so-called founding fathers of
the discipline, E. B. Tylor, famously developed the notion of “animism”
to describe the attribution of souls and life to inanimate objects and natu-
ral phenomena. So, for instance, Feit’s description of the entities included
within the term “life” in Waswanipi, a Cree community in Quebec on the
shores of James Bay, might be seized upon as evidence of animistic beliefs:
The basic James Bay Cree term for ‘life’ can apply to a wide range of beings.
These include animals and plants, natural objects and phenomena (such as
certain rocks and water), implements (such as guns, traps, snowshoes, and
canoes), spirit beings (such as lightning, wind persons, and animal bosses),
legendary figures (such as Chikapesh, the trickster), Jesus, and God. (1994,
292)
involving communication with spirit beings” (Feit 1994, 296). This view
of the world is thus clearly not one whereby human beings are the only
entities endowed with control of their environment. Instead, the human
ability to engage successfully in the world is intimately connected with
their ability to communicate with spirit beings and with animals. Spirit
beings control the hunt and will guide hunters where to hunt. Animals
also participate in hunting “not as passive resources but as active ‘persons’.
That is, they possess intelligence and wills, and are capable of independent
action” (Feit 1994, 295). According to Adrian Tanner, Cree hunting is
thus a carefully planned activity whereby hunters do not generally come
upon animals by chance, but rather can predict with good accuracy what
game will be available in a particular area. This is due to astute observation
and knowledge of the environment and animal behaviours, as well as divi-
natory practices such as dreaming (Tanner 1979, 133-4). Animals and the
spirit masters which control the various animal species can decide whether
or not to give themselves to humans, as well as which humans they will
permit to hunt them (Feit 1994; Preston 1975; Tanner 1979).
But as the material from Scott’s time in the Wemindji Cree goose-
hunting camp signals, this is also a world where communication matters in
regard to showing proper respect and gratefulness to animals when talking
about them, when killing them, and when butchering them (see also
Nadasdy 2007). This is a way of understanding the world that is not lim-
ited to Cree peoples in Quebec, but one repeated throughout the litera-
ture of sub-arctic aboriginal hunting peoples (Nelson 1986; Ridington
1988a, 1990; Willerselv 2007). Broadly speaking, these expectations for
proper human comportment includes butchering animal bodies appropri-
ately, treating animal remains respectfully, and sharing what one has caught
(Henriksen 1973; Tanner 1979). If humans act accordingly, animals will
respond by giving themselves to hunters (Tanner 1979, 136). The litera-
ture on northern hunting peoples thus attests to the multiple ways in
which human and non-human people are bound in relations of mutually.
The nature of these relations is however described differently by various
authors. Preston, working amongst Waskaganish Cree in Quebec, describes
the human person-animal person relationship as based to “a significant but
variable degree on perceived love relationships, where animals give them-
selves so that men can live” (1975, ii). Preston argues that the concept of
“love” at work in Cree perspectives is not one of a Western romantic ideal
of love as a big, powerful, “exhilarating entity” that sweeps all before it.
Instead, he states that “love (including varying degrees of respect) is a
quality that waxes and wanes and grows cumulatively with the efforts and
HUMAN PEOPLE AND OTHER-THAN-HUMAN PEOPLE 129
How then can we build from these examples to examine more closely
ideas of personhood and Western ontology? One of the most evident
starting points is perhaps the series of divisions in Western thought that
the material above makes visible. In building this argument, I am deeply
indebted to the work of Tim Ingold, and in what follows, I use his insights
to help me develop my account. Ingold is an anthropologist who first
conducted fieldwork with Saami people in northern Finland. He has
worked on northern circumpolar reindeer herding and hunting more
broadly as well as human-animal relations, perception, and skilled
practice.
HUMAN PEOPLE AND OTHER-THAN-HUMAN PEOPLE 131
saturated with personal powers, and embracing both humans, the animals
and plants on which they depend, and the features of the landscape in which
they live and move. Within this one world, humans figure not as composites
of body and mind but as undivided beings, ‘organism-persons’, relating as
such both to other humans and to non-human agencies and entities in their
environment. (2000, 47)
human components of the environment is one and the same” (2000, 47).
Understanding this contrast lays the groundwork for being able in turn to
apprehend how it is that human people and other-than-human people can
be understood to co-exist.
Indeed, it is the difficulty of this notion for Western audiences—that
not only human beings can be persons but so too can other than human
beings be persons—which brings us back to that series of cleavages in
Western thought. This cosmology insists on rigid divides between the
polar opposites of humanity and animality; it further posits human beings
as uniquely situated, as exceptional, within the natural realm (Ingold
2000, 48). The consequences of this in turn mean that:
the concept of ‘person’ is not, in fact, synonymous with human being but
transcends it. The significance of the abstraction only becomes apparent
when we stop to consider the perspective adopted. The study of social orga-
nization, defined as human relations of a certain kind, is perfectly intelligible
as an objective approach to the study of this subject in any culture. But if, in
the world view of a people, ‘persons’ as a class include entities other than
human beings, then our objective approach is not adequate for presenting
an accurate description of ‘the way a man, in a particular society, sees himself
in relation to all else.’ A different approach is required for this purpose.
(1964, 51)
– human or other than human – are structured the same as I am. There is a
vital part which is enduring and an outward appearance that may be trans-
formed under certain conditions. All other ‘persons’, too, have such attri-
butes as self-awareness and understanding. I can talk with them. Like myself,
they have personal identity, autonomy, and volition. I cannot always predict
exactly how they will act…Many of them have more power than I have, but
some have less…I must be cautious in my relations with other ‘persons’
because appearances may be deceptive. (1964, 73)
134 C. DEGNEN
He adds that all persons (human and other than human) have “vital
personal attributes such as sentience, volition, memory, speech” (1964,
72). Consequently, “the world of personal relations in which the Ojibwa
live is a world in which vital social relations transcend those which are
maintained with human beings” (1964, 73).
Ingold, building on Hallowell, further elaborates that “any being that
possesses these attributes [of sentience, volition, memory, speech] is a per-
son, irrespective of the intrinsically unstable form in which it appears”
(2000, 92). He again helps us see how difficult this is for Westerners to
understand, for
form of life they have taken up” (Ingold 2000, 424). In other words,
there is a shifting perspective depending on bodily form which is key to
perspectivism. But this again can be very tricky for a Western audience to
conceive of. A direct example from Viveiros de Castro helps contextualise
what is at stake. He writes that in the Amazonian context:
animals and spirits see themselves as humans: they perceive themselves as (or
become) anthropomorphic beings when they are in their own houses or vil-
lages and they experience their own habits and characteristics in the form of
culture – they see their food as human food (jaguars see blood as manioc
beer, vultures see the maggots in rotting meat as grilled fish, etc.)… they see
their bodily attributes (fur, feathers, claws, beaks, etc.) as body decorations
or cultural instruments…they see their social system as organized in the
same way as human institutions are (with chiefs, shamans, ceremonies, exog-
amous moieties, etc.). (1998, 470)
things posited as alive, that is to say credited with intentionality and con-
sciousness, are all fundamentally the same in terms of organic attributes and
physiological mechanisms: a bat or a dog, or for that matter a manioc plant,
are all believed to be organized in the same way. They function according to
identical biological processes, and their bodily stuff – appearance apart – is
the same. If we humans are not normally aware of this fact it is for epistemo-
logical reasons – because we do not ordinarily communicate with them –
and not because these metabolisms are ontologically distinct. We are thus
led to the conclusion that what differentiates species is essentially shape or,
more accurately, appearance… Jivaroan bodies do not possess organic speci-
ficity. (1996, 205–6)
It is not that animals are subjects because they are humans in disguise, but
rather that they are human because they are potential subjects…Animism is
not a projection of substantive human qualities cast onto animals, but rather
expresses the logical equivalence of the reflexive relations that humans and
animals each have to themselves: salmon are to (see) salmon as humans are
to (see) humans, namely, (as) human. If, as we have observed, the common
condition of humans and animals is humanity not animality, this is because
‘humanity’ is the name for the general form taken by the Subject. (Viveiros
de Castro 1998, 477)
Here again we see themes familiar from the circumpolar north emerg-
ing, such as the ways in which characteristics of being (“qualities”, above)
are foregrounded in Western thought over relations. What is perhaps
much more evident in the Amazonian literature, however, is the ways in
which the body and the somatic aspects of personhood are a key trope in
the Amazonian context (Vilaça 2002, 351). This is an aspect that has been
less emphasised in anthropological accounts of their northern neighbours.
HUMAN PEOPLE AND OTHER-THAN-HUMAN PEOPLE 141
However, this bodily, somatic aspect also requires careful analysis and
examination for once again it is not necessarily what a Western audience
might assume. Viveiros de Castro defines what he means by “body” and it
is not “physiological differences…but rather…affects, dispositions or
capacities which render the body of every species unique: what it eats, how
it communicates, where it lives, whether it is gregarious or solitary, and so
forth” (1998, 478). Perspectivism has thus been described as a “theory of
relative ontologies”, one that pivots around somatic considerations and
bodily process in the making and maintenance of personhood (Brightman,
Grotti, and Ulturgasheva 2012b, 4; 14).
As the material and concepts presented in the first two sections of this
chapter make abundantly clear, interrogating personhood through the
lens of human and other-than-human persons has been revelatory for mul-
tiple generations of anthropologists. But animals have also proved instruc-
tive for anthropologists in other ways. That is to say, the anthropological
record has for many years asserted that humans use animals symbolically to
think about themselves, and to think symbolically about their relations
with the world and with each other (Candea 2010, 243). It has conse-
quently been argued that how humans explain and describe animals can
provide insight into local cultural beliefs and practices (Mullin 1999).
However, over the past 15 years, there has been a significant shift in the
anthropological study of human-animal relations. Researchers in this field
have asserted that a focus on animals as symbols of human society strips
away the possibility for animal agentivity and subjectivity, “reducing ani-
mals to their human-determined meanings” (Knight 2005, 1). In response,
a post-symbolic theoretical perspective on human-animal relations is
emerging, one that does not begin from reductionism but instead is
grounded in issues such as questioning the nature-culture dichotomy,
ontology, and epistemology (Candea 2010, 242–3). This shift in the
anthropology of human-animal relations draws into view what it might
mean to consider animals not as objects but as subjects; animals not as
symbols of human societies but as part of them; and to foreground the
interactions and relationships humans have with animals rather than focus-
ing on how humans represent animals (Knight 2005, 1).
142 C. DEGNEN
How does this return us to personhood? Once again, the crux of the
matter is subject and object. These binary divisions in Western thought
separate the realm of human beings (understood as agentive subjects)
from that of animals and the material world (understood as objects of use
for human purposes). But once we start to put this binary into question,
subjectivity becomes not only a human entitlement. Instead, subjectivity
and agency become a shared potentiality of both human and non-human
beings including animals. The sharply delineated lines between human
beings as persons and animals as not-persons in turn suddenly become
harder to sustain. As such, in this final section of this chapter, I wish to
consider a different example of human-animal relations than those of
hunting societies explored above. In so doing, I want to explore what
further insights we might gain into how we know who counts as a person,
and under what circumstances, but in Western contexts of human-animal
relations. I turn thus to the example of what Donna Haraway (2003) and
others call “companion species”, and what is more colloquially known as
“pets”.
As I have emphasised the divisions in Western categorical thought in
the sections above, it will not come as a surprise to readers that many
authors have written about how relations between humans and non-
human animals are marked by deep ambivalence: that humans often sense
affinity and attachment with animals and describe animals as having quasi-
human characteristics, but simultaneously that humans regularly exploit
animals and treat them as inferior (Charles and Davies 2008). Some sug-
gest that this ambivalence can be attributed to the way in which humans
at times focus on the individuality of particular animals (Dolly the sheep,
for instance), and at other times, emphasise the generic, abstract category
of animals (such as a flock of sheep) (Charles and Davies 2008, 4; Knight
2005, 2). However, as Knight argues, once the individuality of animals is
emphasised, so too do they start to become “a somebody”; when human
people are regularly in contact with particular animals they tend to build a
sense of the uniqueness of those individual animals to the extent that such
“personalized knowledge” of the animal “is likely to extend the potential
for effective communication and interaction” of humans with those ani-
mals (2005, 2–3; emphasis in original). It is this human interaction with
“animals in person” on which Knight focuses, and especially relationships
with domestic animals which he says “involves patterns of interaction that
engenders a high level of mutual familiarity” (2005, 5). Pets—or compan-
ion species—are perhaps the most familiar example of this in a Western
HUMAN PEOPLE AND OTHER-THAN-HUMAN PEOPLE 143
context. Indeed, pets offer a series of instructive insights on the shape and
form of the category of the person, and it is to this that I now turn my
attention.
My first example is that of pets as fictive kin. I draw here on the work of
Nicki Charles and Charlotte Davies (2008) who examine, based on their
research in Swansea, Wales (UK), if and how pets become members of
family and kinship networks, and the roles they play within these social
networks. The animals in their sample were predominantly dogs, but also
included cats, horses, a fish, and a budgie (2008, 9). Charles and Davies
asked their research participants “who counts as family?” and evaluated
the answers received in terms of the emotional support and the quality of
that relationship as reported by research participants. The people they
worked with expressed grief upon the death of their pets, spoke about the
company that their pets provided, and discussed how pets’ needs (such as
for going outdoors) structure the broader pattern of daily family practices
and activities (2008, 13). On the basis of their findings, they argue that as
pets’ requirements, needs, preferences are “taken into account in decisions
about family activities such as visits or where to live” that pets are thus
actors in these family networks (2008, 14). Other examples they explore
of pets as actors are how pets can help incorporate new arrivals in a neigh-
bourhood by facilitating chat with strangers, and that pets can also “influ-
ence the way networks operate” by creating tension in families whereby
“family members change their behavior in response to animals” by, for
instance, no longer wanting to stay with family members who have pets
(2008, 15). One woman who “had constructed her dog as a child” came
under pressure when she became pregnant, and she attempted to start to
make him “realise” that “he is a dog not a child” by telling “him who is
boss” in order to try and lessen possible jealously from the dog when the
human baby arrived (2008, 14). In light of all this material, the authors
press home the point that this data “suggests that the boundaries between
human and non-human animals are not fixed and that they can easily be
transgressed; this is particularly clear when pets are constructed as chil-
dren” (2008, 14).
Their work resonates with research by Dafna Shir-Vertesh, an anthro-
pologist who has conducted fieldwork in southern Israel. She explores the
ways in which her research participants, mainly dog and cat owners in their
20s to 30s and who are either middle or upper class, incorporate animals
into their families. But as Charles and Davies indicate, this familial inclu-
sion can also become compromised and limited, as Shir-Vertesh also
144 C. DEGNEN
found. Whilst the families she worked with “repeatedly spoke of and
treated their animals as children” (2012, 420), Shir-Vertesh simultane-
ously identifies a significant ambivalence of her research participants
towards their companion animals. On the one hand, pets are described by
their human carers as “babies”. One respondent she quotes states about
his cat that “this is my baby. I do not care that we are not from the same
species, I do not care that she has fur. I am her father. Period” (2012,
422). Shir-Vertesh also documents how pets are treated at times by divorce
courts as kin with rights, including an “emergent tendency…to take into
account the animal’s best interest when its owners divorce, treating these
cases as custody hearings, sometimes granting one party visitation rights”
(2012, 422) with the pet after the marital home and relationship has been
dismantled. All of these examples point to a recognition of the person-
hood of the pets in question.
On the other hand, the legal status of animals under Israeli law is that
of property. Shir-Vertesh argues that as such the status of animals is
“obfuscate[d]… as it is treated both as property and as a rights-vested
creature or ‘person’ under the law”, and she argues that such “ambiva-
lence between being and property, person and nonperson, family and
other” extends perceptibly into the ways in which the people she worked
with include their companion animals into taheir family networks and
daily lives (2012, 422). Outlining four distinct models of how pets’ per-
sonhood is attributed amongst her research participants, she demonstrates
how these categories are not stable. Instead, attribution of animals’ per-
sonhood shifts between categories over time and through changing life
circumstances (2012, 423).
Shir-Vertesh labels these four categories as the animal as a “prechild”,
the animal as a child substitute, the animal as a “semichild”, and the ani-
mal as significantly different from a child (2012, 423–4). She says these
four models “are by no means fixed or mutually exclusive but should
rather be viewed as more of a flexible continuum, a spectrum of the various
ways animals are attributed personhood” (2012, 423). An awareness of
the shifting spectrum of life circumstances and how this inflects the extent
to which animals are (or are not) attributed personhood in turn introduces
a pertinent life course aspect to the dynamic Shir-Vertesh is exploring.
That is to say, the animal as pre-child is most clearly evident in the families
who had not yet had children but were planning for it; the majority of
these families “referred to their pet at some point as a preliminary stage for
their human baby” and talked about how caring for this “needy babylike
HUMAN PEOPLE AND OTHER-THAN-HUMAN PEOPLE 145
being” helped them prepare for their future (human) child by practis-
ing techniques of parental care (2012, 423). The animal as a child substi-
tute category emerged from the families who had decided not to have
children, and the pet was described as “a satisfying replacement for a
child” with the pet said to provide the same love and fulfilment a baby
would bring but without the significant investment of lifestyle changes
(2012, 423).
The animal as a “semichild” category was expressed in those families
wishing to have children but who did not see pets as a form of practice for
parenthood nor pets as a substitute child. Whilst the pet was the recipient
of a sense of committed love and obligation, these emotions were of a
lesser degree than those towards human children (2012, 424). The final
category, that of the animal as significantly different from a child, was
most clearly evident in families who had children (but two childless cou-
ples also expressed it). In this category, although pets were referred to as
part of the family, and were shown love and attention, the care and emo-
tion attributed to them was “defined as completely separate from those
formed with a child” (2012, 424). Aware of how these transitions are
linked to life course shifts, Shir-Vertesh notes that she was caught off
guard by these profound changes in how human-animal familial love was
expressed and experienced. This is because the depth of feeling previously
expressed by people for their pets had been so profound. The case of a pet
dog called Albert is particularly strong in this instance. Shir-Vertesh
explains how Albert moves from various categories within the family, first
as a baby substitute before the couple was pregnant to eventually, after the
arrival of the baby, being described as “a vacuum cleaner”—itself a house-
hold machine that “hoovers up” food from the floor. In so doing, Shir-
Vertesh traces how Albert moves through a series of demotions of status
within the family and consequently in terms of what personhood can be
attributed to him/it.
Her analysis of human-animal familial love highlights how animals are
perceived in this setting both as “person” but also “nonperson” and how
the category “pet” is itself highly fluid and instable (2012, 428). Ultimately
this leads her to argue for a form of personhood that is flexible, stating that
“flexibility in the treatment of animals shows that human boundaries are
not becoming insignificant or blurred and that ‘the human’ is not losing
its distinction from ‘the other’. Animals in the families I researched may be
treated as ‘persons’ at times, yet they are never accepted as actual humans;
rather, they serve a flexible function in terms of the human role they play”
146 C. DEGNEN
(2012, 429). In arguing for flexible personhood, she proposes that we can
come to understand these roles pets play not as commodities or as symbols
put to work for human needs, but rather attend to the “intimacy created
with pets as a flexible, yet structured, space with its own objectives and
meanings” (2012, 429). Such a flexible personhood attuned to intimate
relations with companion animals helps render more complex assumptions
of boundaries in Western thought drawn between humans and animals in
regard to personhood.
This argument can go both ways however as some writers have claimed
that pets are actually powerful evidence of such boundaries. That is to say,
pets in Western society “are credited with human feelings and responses,
spoken to and expected to understand, given names, put through life-
cycle rituals and sometimes even dressed in clothing” (Ingold 2000,
90–1). Ingold goes on to argue that pets can only be persons “to the
extent that some of our humanity has, so to speak, ‘rubbed off’ on them
through close contact with human members of the household. And just as
the animal can never become fully human, its personhood, too, can never
be more than partially developed. That is why pets are often treated as…
locked in perpetual childhood” (2000, 91). Shir-Vertesh appears to agree,
writing that “although the extent to which pets are loved and incorpo-
rated in Israeli families may appear as a challenge to human boundaries…
the presence of pets actually strengthens and preserves conceptions of
humanity by demarcating those boundaries that we are not ready or will-
ing to cross” (2012, 429). And yet, what is also striking is that in both
cases, personhood is being defined in relation to other entities, entities
that are—almost despite ourselves and our Western ontologies—able to be
attributed in some instances with characteristics of personhood that other-
wise are strictly limited in the West to only human beings. Thus, these
examples push us to interrogate our assumptions about those boundaries
of personhood, and to consider how and when they are at times more
permeable then we might tend to expect.
Conclusions
Bears, elephants, jaguars, stones, and companion species: this chapter has
covered a great deal of ontological, epistemological, and geographical dis-
tance in my attempt to explain how it is that personhood is not a status
that only human beings have a claim on. This is an area of anthropological
work that began many generations ago with the emergence of the discipline
HUMAN PEOPLE AND OTHER-THAN-HUMAN PEOPLE 147
can also change shape depending on and in relation to place within the life
course, with Shir-Vertesh’s accounts of pet ownership being a case in
point. Taken together, the material in this chapter offers a series of instruc-
tive insights on the shape and form of personhood that far exceeds assump-
tions that to be a person necessarily entails being a human.
Notes
1. Such a position alludes to precursor parallels in anthropology and attempts
to push Western readers to think about what they might assume is “irratio-
nal”. Evans-Pritchard (1937) is a prime example of this with his work on
Azande witchcraft beliefs, but there are many others.
2. See also Taylor (1996) and Vilaça (2002), both working in an Amazonian
ethnographic context, who take umbrage with the ways in which Western
assumptions about how the world is ordered creep their way into anthropo-
logical analyses.
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CHAPTER 6
Introduction
Although this chapter on later life is one of the final chapters of this book,
it is also the topic which in many ways was the initial spark for this volume.
As I wrote in Chap. 1, it was working ethnographically with older people
that made me first begin to think about the ways in which personhood
comes in and out of focus at different moments in the life course. Before
I began researching later life, I was already aware of the extent to which
notions of personhood varied cross-culturally. This knowledge came pri-
marily from my immersion in the ethnographic literature on sub-arctic
peoples’ cosmologies. But it was not until I began systematically research-
ing older age from the perspective of older people themselves that I came
to think about how personhood varies not just cross-culturally, but also
how personhood is seldom still across the life course. What I mean by this
is that personhood is something which for long stretches of time in one’s
life might appear unassailable, such as in middle age. So assured does per-
sonhood appear during these periods that it effectively becomes some-
thing of little note. It is rendered virtually invisible by its very strength of
presence. But at other points in the life course, such as in later life, person-
hood can suddenly come into focus again as it comes into question and
comes under pressure. For example, in normative Western contexts, older
age has been described as a part of the life course whereby there is a move-
ment out of personhood (Hockey and James 1993, 87) and as a time of
perceived loss of social personhood (Lamb 2015, 37). But why? And with
what implications? And how does this compare with the ways in which
personhood and older age is understood in other cultural settings?
Working ethnographically on later life as I have in a Western European
cultural setting, a central research issue for me has been attempting to
grapple with a profound tension underpinning experiences of older age.
On the one hand, this is a profoundly ageist society. “Old age” is feared
and deeply stigmatised (Degnen 2007; Gullette 2010). Later life is char-
acterised as a one-dimensional series of relentless decline. So, for instance,
it is often assumed that older people are unable or uninterested in learning
new things, that they are childlike, “stuck in their ways”, suffering from
memory problems, and burdensome demographic to be borne by the
younger generations. Loss is also a familiar trope in public discourses and
imaginations of what becoming “old” will entail: loss of independence,
memory loss, being “lost in the past”, loss of friends, loss of home, loss of
control over ones’ faculties (mental, physical), loss of continence and
bodily control, loss of ones’ driving licence, loss of status, loss of auton-
omy, loss of health, loss of spouse. And in a youth-oriented society such as
this whereby older age is defined by its other, namely younger age, the
primary loss of all is seen as the loss of youth itself (Gubrium and Holstein
2003, 5 cited in Andrews 2012, 388–9). These losses are all implicitly
(and sometimes very explicitly) ones that put full personhood in jeopardy.
We are exhorted to resist such change and be active, “successful” agers for
as long as possible.
But, on the other hand, later life and older age as they are actually lived
and experienced is so much more complex and multifaceted than this.
Loss and transition may well feature, but so too does exuberance, humour,
wit, prowess, and skill. The full range of human emotion, achievement,
and failing is part and parcel of later life just as it is in earlier life. And yet,
negative and reductive stereotypes reify older people into simplistic,
homogenised, and often patronising caricatures of their once younger
selves. Indeed, it is the profound vitality of the people in their 70s, 80s,
and 90s who I was fortunate enough to come to know during my doctoral
and postdoctoral research that—day in and day out—utterly disrupted
such negative cultural scripts about “old age” for me, and in so doing,
challenged me to make sense of the processes at work that reproduce and
sustain this ageist paradigm (Degnen 2012).
What I have come to understand is that this tension between nega-
tive cultural stereotypes and actual lived, multifaceted experiences
reveals a great deal about idealised forms of personhood in normative
OLDER AGE AND PERSONHOOD 153
Where old age begins is not a linear frontier, not an imaginary line that
before being stepped over one is ‘not yet old’ and after stepping over the
same person is irrevocably ‘elderly’. It is instead a complicated mixture of
comportment, attitude, and acuity, adjudicated on by other people in one’s
life. Old age as a culturally assigned category is created within the dialectics
of interpersonal interactions and varies a great deal depending on one’s own
relative position. (Degnen 2007, 78)
“Real” old age on the other hand is perceived in very negative terms, is
signalled by sharp declines in mental acuity and corresponding shifts in
social comportment, and can be grounds for rescinding attributions of full
personhood (2007, 77–8).
Defining older age is of course also culturally contingent—Sarah Lamb,
for example, explains that life course stages in Mangaldihi, West Bengal,
India, are not marked by numerical age but rather by family responsibili-
ties. Entering into senior stages of life means transferring “the duties of
reproduction, cooking, and feeding to junior” members of the family such
as sons and sons’ wives (1997, 286) and to embrace a range of practices
focused on “decentering and cooling one’s activities, body, and heart-
mind” (1997, 287), transitions which are in turn linked to understandings
of the concept of the person. I will explore this below when I return to
Lamb’s ethnography in much closer detail. Another example comes from
Susan Rasmussen, working with Tuareg in Niger, who argues that whilst
biological and physical changes are observed as ageing processes, these are
not primary to local understandings of older age (1997). Instead, to grow
old means to have children of marriageable age whereby one takes on
“elderly” (tamghart) status. Becoming tamghart in turn entails shifts in
modes of comportment (including in dress, ritual roles, and personal
expression) and a move towards “gradually increasing reserve, indirect
expression, and religious devotion…convey[ing] transformations in activ-
ity and personhood” (1997, 14). In a more recent publication, Rasmussen
clarifies that tamghart time of life is that of “a still-vigorous older adult”
with married or marriageable children, and with significant involvement in
key social and ritual roles, but that a further age category of “frail”
“advanced age” also exists, called ta wacheret (2012, 132). Such “frail
elders” no longer live in the main household compounds, but are instead
housed adjacent to them in relative seclusion, with “their primary visitors
and caregivers” being their grandchildren “who bring them food cooked
by the adults” (2012, 130). Despite such spatial marginalisation,
Rasmussen argues that those in this category are respected, generally
treated well, and are perceived as mediators with ancestors which grants
them an empowering quasi-sacred status in tandem with their increasing
fragility (2012, 134). Thus, in both Lamb and Rasmussen’s accounts,
what emerges are indications that whilst bodily changes due to the ageing
process are indeed acknowledged in both cultural settings, the shifts expe-
rienced in older age are not necessarily framed as being inherently prob-
lematic as they are in say North America or Britain. The focus in Mangaldihi
156 C. DEGNEN
pursued many attachments that she did not consider worrisome, even
though others did. She lived in a house with three generations of descen-
dants and daily roamed the village to gossip with friends, arrange marriages,
seek out the sweetest mangoes and bananas, and transact her prosperous
business of moneylending. Other residents spoke of her disapprovingly, say-
ing that her outgoing behaviour would cause her soul after death to become
an insatiable ghost troubling the village. (2000, xi–xii)
162 C. DEGNEN
when the time comes to be separated from the people, objects, or places
of everyday life (2000, 117).
Lamb recounts how she spent many hours talking about māyā with her
older research participants and that “the older people of Mangaldihi spoke
and worried about māyā all the time” (2000, 121). What people had to
say about māyā varied a great deal depending variously on their
However, the majority agreed that for most people māyā increases as
one ages. This was attributed partly to the growing number of kinship ties
that build over time, but that so too to do “connections with all things –
including possessions, money, houses, and village soil – accumulate and
intensify over a long life” (2000, 120). But the people she consulted also
knew that the ties of māyā must become loosened, or else death will not
be successful as the soul (ātmā) and person risks becoming stuck and
unable to die (2000, 121), bound by the net of māyā. Indeed, māyā can
“make the process of dying itself very slow and painful”, and even if death
is achieved, “a person with too much māyā may cling to his or her familiar
places and relations in the form of a lingering ghost, or bhūt” (2000, 123).
Loosening the ties were thus a keen point of discussion.
Lamb states that the older people she came to know attempted in a
range of ways to unmake the binds of their māyā. She argues that “the
everyday routines often practiced by older people that constituted aging
worked also as techniques for loosening their ties of māyā or disassem-
bling their personhoods, at least a bit” (2000, 124; emphasis in original).
As she explains and as I wrote above, life course phases in Mangaldihi are
not marked by chronological age but rather by domestic responsibilities.
Becoming a senior person meant transferring a range of responsibilities
(reproduction, cooking, feeding) to less senior family members such as
sons and sons’ wives (1997, 286). It also meant focusing on a range of
practices that sought to render the individual more peripheral, “decenter-
ing and cooling one’s activities, body, and heart-mind” (1997, 287). This
was accomplished in a number of ways, but Lamb describes how it includes
physically moving from the centre of the household’s activities to its edges.
164 C. DEGNEN
had to contend with the more pressing needs of obtaining enough food,
warmth, and shelter (2000, 128). As such, the making and unmaking of
personhood in later life is shaped not only by cultural but also by socio-
economic considerations.
But so too does gender play a role in the making and unmaking of per-
sons, as I alluded to in the beginning of this section. Lamb explains that
both men and women in Mangaldihi face the shared dilemma of how to
cut or loosen the ties of māyā as both men and women “defined them-
selves strongly in terms of their relations with others” (1997, 290). And
yet a fundamental distinction is that women “experienced the (often pain-
ful) unmaking and remaking of their personhoods, not only in aging and
dying but also in marriage and widowhood” (2000, 115) in a way that
men do not. Lamb argues that women and men are made via relational ties
in different ways through the life course, including via differing notions of
female and male biologies and via different practices in upbringing and in
marriage (1997, 290). This can be briefly summarised as women being
understood as “transforming” and men understood as “continuous”;
whereby the relational ties that make women were repeatedly constituted,
unconstituted, and reconstituted, the relational ties constituting men are
made once and then endured (1997, 290).
For instance, Lamb explains that whilst both women and men’s bodies
are conceptualised as being “relatively open or permeable”, women’s bod-
ies are understood to be “naturally more ‘open’…than men’s” due to their
ability to menstruate and give birth but also their role in marriage and
sexuality, “all processes that entail, for women, substances going into and
out of the body” (1997, 290). Residence is a vital aspect of the logic shap-
ing these gendered distinctions. Mangaldihi men rarely lived anywhere
but for their natal community and thus had even deeper ties with the
substances and soil of their home (1997, 291), but women move to their
husband’s village upon marriage. For women, marriage is a comprehen-
sive process of unmaking and cutting the substance of her natal ties and
being remade: during the wedding, “the bride would be made to absorb
substances originating from her husband’s body and household” includ-
ing rubbing her body with paste used on him, eating his leftover food,
taking in his sexual fluids, moving to his residence, being in contact with
his kin and with his soil, taking his name and becoming “by marriage the
‘half body’ (ardhāṅginı̄) of her husband” (1997, 291). Conversely, wid-
owhood, like marriage was also a time of unmaking and disconnection but
also as potentially polluting, since widows become perceived as “repulsive
166 C. DEGNEN
old folk who yelled constantly, swearing at neighbours and kin; those who
fought all the time, hitting out at all and sundry; those who forgot people’s
names or forgot what they were doing; those who wandered away at all
times of day and night; those who talked only of events in the remote past,
who conversed with absent friends and long-dead relatives; those who stared
vacantly about them, constantly drooled or were incontinent. Little effort
seems to have been made to bathe these elders, who were generally clad in
filthy rags, to clean their homes, or to provide them with any material com-
forts. Many of these elders complained of being constantly hungry… (1997,
412)
help, is not a straightforward matter for the people Buch worked with.
This is due to the increasing physical difficulties many of her older partici-
pants experienced (for instance, the increased possibility of falls without
anyone to help), as well as the pronounced changes in social environments
over time in some of their neighbourhoods (2013, 2015).
In the face of such precarity, Buch demonstrates how paid home care
workers labour to sustain the social personhood of their older clients. This
is accomplished via a complex of care practices by the workers who “help
older adults maintain their homes, their sociality, and their bodies” and
support the agentic choices of their clients in everyday life (2013, 639).
Additionally, Buch argues that these layers of care practices—whilst
enabling the older clients to maintain the necessary condition of indepen-
dence, self-determination, and autonomy required by normative Western
concepts of the person—are also simultaneously based on profoundly rela-
tional forms of personhood. Buch asserts that the personhood of the older
clients is “constituted through the circulation of bodies and substances” of
their care workers and thus consequently is evocative of a model of the
partible or dividual person, based as it is on the necessary involvement of
others to sustain (2013, 638–9).
Consider, for instance, the paid home care worker that Buch calls Sally
and Sally’s older client, Ms Murphy. Sally visited Ms Murphy’s home twice
weekly for around four hours at a time to assist in a range of tasks that Ms
Murphy, in her early 80s and with chronic illness, needed help with. This
included cleaning, cooking, laundry, shopping for food, toileting, bath-
ing, supporting daily routines, and getting out and about. But it also
included the smelling of milk. As Buch describes, Ms Murphy’s sense of
smell was no longer acute and she could not rely on it to tell her if the milk
in her refrigerator had spoiled or not:
to go without made her feel diminished in both health and wealth. Sally’s
milk sniffing, along with hundreds of other similarly subtle and mundane
acts of care, enabled Ms. Murphy to continue living in the manner to which
she was accustomed. But smelling milk did more than keep Ms. Murphy
alive, for this simple act of intersubjective recognition also sustained Ms.
Murphy’s memories and personhood despite her ongoing physical declines
and social losses. (2013, 637–8)
milk sniffing improved Ms. Murphy’s physical well-being. Yet this could
have also been accomplished by eliminating milk from Ms. Murphy’s diet
and substituting the non-perishable nutrition drinks her physician recom-
mended. That Sally continued to purchase and then smell milk indicated
that she was trying to do more than simply sustain Ms. Murphy’s life. Sally
was also attempting to sustain Ms. Murphy’s way of living. To do so, she
cultivated her ability to rely on her own physical senses, emotions, and expe-
rience to imagine the significant of Ms. Murphy’s sensory history. She then
drew on this embodied imagination to guide her home care practice….
Drinking milk, made safe because Sally used her more able body to stand in
for Ms. Murphy’s aging body, helped Ms. Murphy recognize herself as her-
self. This embodied care thus helped Ms. Murphy feel that she was still the
person she had previously been, despite – or, rather, against – her dimin-
ished sense of smell and the ravaging pain of rheumatoid arthritis that had
so limited her activity. (2013, 641)
Cooking had become a painful reminder both of the meals he had prepared
for his wife during her long illness and of his wife’s tentative attempts to
cook as a newlywed 64 years earlier. However, Mr. Thomas and his wife had
had a long tradition of eating breakfast at Seven Brothers every Sunday
before church, and so he began going there daily after her death. Recognizing
that this meal was the highlight of Mr. Thomas’ day, Doris regularly wore a
skirt and high heels to breakfast, imitating the formality of those earlier
breakfasts he had shared with his wife. When they returned to his home,
Doris changed into flats and scrubs to clean. During the meal, Mr. Thomas
mostly sat quietly and listened to Doris talk about her children, grandchil-
dren, distant relatives, and neighbors. As I learned later from Mr. Thomas’
son, Mrs. Thomas had been something of a gossip, and Doris had recog-
nized that, though Mr. Thomas was not much of a conversationalist, he
took great pleasure in being able to listen to a woman discuss the problems
of her relatives and neighbors. Through her dress and gossip, Doris
attempted to sustain the social and material tenor of Mr. Thomas’s prior
relationships. (2013, 644)
Buch argues that mundane events such as mealtimes when one has
experienced the death of a spouse can become painful reminders of pro-
found loss in the fabric of everyday life. She shows how the example of
Doris and Mr Thomas is one of many whereby home carers empathetically
worked to maintain the daily practices of their clients which in turn helped
their clients feel as though “they were still the same people they had previ-
ously been” (2013, 644). Like the example of Sally and the milk sniffing
for Ms Murphy, which is an embodied form of care that was also deeply
attuned to the emotional and symbolic valence of that particular substance
for Ms Murphy’s “subjective preference” and agentic will, Doris also
meets more than basic care needs for Mr Thomas. Doris employs various
embodied techniques (dressing in a certain way, adopting a particular style
of comportment, eating out with her client) in a manner that helps Mr
174 C. DEGNEN
Thomas sustain his own way of being from his prior social world when his
wife was still alive. In so doing, Buch argues that Doris is also sustaining
Mr Thomas’ social personhood in the face of otherwise threatening social,
physical, and emotional decline.
Relations between older clients and their home care workers were not
necessarily straightforward, however. For instance, being the recipient of
such care could potentially render the older person “dependent” and thus
endanger their claim to full personhood. Tactics to control this, that Buch
observed, included the gifting of material goods, money, time, and advice
by older clients to their home helps, a strategy that “offered older adults
an avenue by which to resist the potential unmaking of personhood that
threatened to accompany their receipt of home care services” (2014, 605).
Additionally, it was not only the older clients who were in socially precari-
ous positions, and Buch’s research is not just a story about late life, per-
sonhood, and agency. Instead, Buch takes great care to analyse the ways in
which the home care workers themselves are positioned in structural rela-
tions of inequality and how aspects of their own personhood are at stake.
Home care work is poorly paid (usually just over minimum wage) and
with few, if any, employment benefits, such as paid leave, medical insur-
ance, or retirement benefits; it is also work disproportionally carried out
by minority and immigrant women in Chicago (2015, 45–6). All the
home care workers that Buch came to know “lived with substantial and
unrelenting financial insecurity in some of the city’s poorest and most
dangerous neighbourhoods”, the “working poor” who despite working
long arduous hours as carers were often themselves recipients of govern-
ment benefits and consequently subject to public scorn as “dependents”
on the state that endangered their own claims to full personhood (2013,
640). Thus, as with the significance of formal government-set retirement
ages in contributing to shaping local ideas about when “older age” might
be said to begin, we see here too another aspect of the impact of the state
and it is part in creating (and at times diminishing) personhood.
Buch documents how arduous home care work is, with nearly half the
workers she came to know during her fieldwork quitting or being fired by
the time her research ended, all “for reasons related to the toll care work
took on their bodies” and which in turn “threatened the economic secu-
rity of their families and households” (2013, 646). Many of the care work-
ers Buch knew lived a substantial distance from where they worked, and
relied on public transportation to get to their clients’ homes. Their com-
mutes were often hours long which meant that whilst they might be on
OLDER AGE AND PERSONHOOD 175
duty (and paid) for four hours, they were away from their own homes and
dependents for twice that amount of time (2013, 640). Home care work
is thus highly demanding work that is poorly paid and not socially valued.
But the workers “articulated a sense of their own moral value as stemming
from their willingness and ability to prioritize others’ bodily needs and
desires over their own” (2013, 644). This was at times carried out under
very difficult conditions: Buch details multiple ways in which home care
workers experienced “sensorial discomforts and bodily risks” and some-
times in “dangerous and difficult” domestic settings in the course of their
employment (2013, 645), but that they persevered in order to provide
good care to their clients.
Such a series of points may well seem to be taking us off-piste and away
from the concerns of this chapter. But its relevance comes from how Buch
demonstrates that it is via the home care workers’ labour that moral value
is forged. That is to say, this labour goes above and beyond the require-
ments of the job, but the home care workers she came to know do it any-
way in order to provide better care for their clients (by prioritising client’s
needs over their own, working extra unpaid time, working in homes that
were not always comfortable). In so doing, home care workers create a
sense of their own moral value and moral personhood. But, as Buch makes
so clear, this embodied labour that sustained the independence, will, and
personhood of their older (often wealthier) clients was enmeshed in social
hierarchies, in “a kind of corporeal hierarchy, in which poor women of
color were positioned to literally incorporate and embody the felt values
and sensory histories of their clients without the expectation that the
moral worlds of their own sensorial landscapes would circulate in a similar
fashion” (2013, 639). In this way, the bodies of the care workers “became
the ground on which moral hierarchies between persons – by which I
mean the sense that some people’s needs and desires ought to take priority
over others’ – were built, experienced and justified on a day-to-day basis”,
and thus reproducing and shoring up those hierarchies (2013, 638).
In attending to such overlapping layers of detail, Buch reveals the intri-
cate mutual constitution of personhood at play between the home care
workers and their older clients. Personhood in later life in this ethno-
graphic example is made vulnerable due to decline and dependency. But
personhood can also be supported via a series of relational processes, ones
that rest on embodied labour across multiple “mundane” sites of practice.
Buch shows us how these practices sustaining personhood are often deeply
corporeal (sniffing and ingesting of milk, eating meals out) and gendered
176 C. DEGNEN
(Mr Thomas “needing” a wife figure which Doris provides). But she also
demonstrates how deeply unequal are these mutually constituting forms
of relational personhood—the good care the workers provide to their cli-
ents helps affirm their own sense of moral personhood in a context of
deeply racialised, economic, and gendered forms of social inequality—as
the personhood of the carers and the personhood of the clients are both
precarious but in markedly different ways. As such, what her ethnography
brings out so powerfully are the ways in which personhood in later life for
the clients, and in younger life for the home carers, is not an isolate.
Personhood is instead embedded in multiple, overlapping, interconnected
frames of the body, of gender, of race, of inequality, and of moral value
which play out accordingly in distinct, but always connected, ways across
the life course.
The men she worked with ranged in age from their early 20s to mid-
90s, but the majority were in their 50s and 60s and were experiencing a
number of medical issues that had caused them to be referred to the urol-
ogy unit.
Wentzell contextualises “the Mexican classic” in a broader anthropo-
logical literature that indicates how cross-culturally changes in sexual
activity (particularly in reductions to it) are often linked to notions of
being “a ‘good’ older person” (2013, 6).3 Wentzell also documents how
in Mexican popular public discourse, appropriate masculinity includes a
heavy interest in sexual conquest, maschismo, frequent penetrative sex,
extramarital sexual liaisons, and hard physical labour. But what emerges
from her research are the ways in which the men she worked with narrate
these as part of youthful pursuits. Rather than assuming one form of
appropriate masculinity over the life course, they instead articulated age-
appropriate ways of performing masculinity. In later life, her participants
felt that limiting their sex lives to focus instead on providing emotional
support and leadership to their family—such as by being a good role
model for grandchildren—was key to being a good, respectable older man
(2013, 10). They described these roles in terms of great pride and satisfac-
tion, valorising “being loving, emotionally present husbands, fathers and
grandfathers” and content to leave their sexual exploits as part of their
youth (2013, 11). Erectile dysfunction was understood as part of normal
ageing processes whereby the body slows down, and also perceived as a
“catalyst that prompted them to ‘mature’” and take on those new roles at
the heart of the extended family (2013, 10).
Thus, rather than changes in sexual activity being framed as a loss due
to ageing, the men Wentzell worked with understood it as an “embodied
marker of manly maturity” that permitted them to “enact respectable
older sexuality” with a focus on “affective family relationships rather than
sexual conquest” (2013, 15). Wentzell further demonstrates that a range
of socio-economic barriers contributed to this interpretation being widely
taken up instead of embracing erectile dysfunction pharmaceuticals such
as Viagra. Barriers such as resource scarcity in public health care provision,
economic hardship, and financial insecurity all “encouraged them to
accept rather than try to medicate changes in erectile function” (2013,
178 C. DEGNEN
14). Wentzell thus calls to our attention a significant example of how gen-
dered forms of personhood can and do shift across the life course, and that
these are embedded in broader structural contexts. She reminds us too
that sexuality can be understood “as a social space for enacting cultural
norms for personhood (Lancaster 2003; Parker and Gagnon 1995)”, and
a deeply gendered personhood at that.
Conclusions
Wentzell’s ethnographic example helps bring a number of salient points
together from this chapter on personhood and later life. One theme that
has clearly emerged from the authors I have engaged with here is that of
transition and change in later life. The shifts experienced in older age pres-
ent dilemmas for how to explain who is old, how we know this to be the
case, when that occurs, and what the implications of that become for
appropriate comportment and attributions of personhood. The complex
heterogeneity of such transitions in later life is partially addressed by cat-
egories used by research participants and social scientists alike across mul-
tiple cultural settings: “normal” and “real” old age, the “third” versus
“fourth” age, “intact” versus “decrepit”, tamghart versus ta wacheret. All
such categories seemingly attempt to impose a form of order and certitude
onto a period of the life course which is shifting and slippery and which
present a number of risks. Many of these risks are directly linked to per-
sonhood and the maintenance of it—such as the fantasy of “permanent
personhood”—as well as the managing of it by grappling with māyā, facil-
itating mate individuals to transit, or embracing a new “mature” male
status of “the Mexican classic”.
A second key theme of this chapter has been how older age is not a
status that stands in isolation. Significantly, the ethnographers I rely on
here to explore older age and personhood have permitted us to consider
how the category of the person intersects with other social categories.
Gender has been a prominent example of this, highlighted powerfully by
Lamb, Buch, Rasmussen, Barker, and Wentzell across their various field-
sites. But also evident has been how older age intersects with sexuality (in
Wentzell and in Lamb), with race and ethnicity (in Buch particularly), and
with socio-economic status and divisions (in Buch, Wentzell, and Lamb).
These are instructive lessons for understanding the category of the person
throughout the life course, but as Moore acerbically indicates earlier in this
OLDER AGE AND PERSONHOOD 179
chapter, such considerations have not always been evident in the literature
which has tended to focus implicitly on adult males.
A third thematic, and one that continues discussions in other chapters
in the book, is the extent to which the body comes into focus in regard to
personhood. This is perhaps due to those omnipresent corporeal transi-
tions that so many definitions of older age try to grapple with, but also of
course in regard to how personhood is fashioned via substance and
embodiment. That that should be the case is perhaps not a surprise in
some of the ethnographic sites explored here, such as Lamb’s analysis of
māyā in Mangaldihi given the prominence of the exchange of substance in
such “dividual” and relational contexts. But it is perhaps less evident when
substance (in the guise of milk) appears as a constitutive aspect of Ms.
Murphy’s sense of continuity in person and way of being. And yet, as Buch
eloquently explores, not only is substance relevant to personhood in this
North American context, so too is relationality in the maintenance of per-
sonhood via the care and embodied empathy of home workers for their
ageing clients in Chicago. In calling attention to this, it is not my intent to
assert any grand universals for later life and personhood. Personhood, as I
have been arguing in this monograph, is a category that takes on pro-
foundly different cadences cross-culturally and throughout the life course.
But this chapter has explored more of what can be learned about those
categories via older age, complex as that category is. In so doing, my hope
is that such cross-cultural comparisons can help Western audiences prob-
lematise the public discourses that focus on older age as “the other within”,
and to recognise instead that the dilemmas of creating and maintaining
personhood are a shared project, and one that presents challenges across
the life course.
Notes
1. Cohen (1998) is a notable exception, although his primary concern has
been on the construction of senility rather than older age per se.
2. Barker variously describes this category of elders as “decrepit”, “frail”,
“senescent”, “infirm”, and “impaired”. These strike me as highly charged
terms, and leave me feeling uneasy; I prefer “advanced older age”, but can
also see how this might be interpreted as overly sanitizing language.
3. Indeed, one example of many comes from Lamb’s own work that I describe
above, whereby older adults in Mangaldihi embrace celibacy as a “cooling”
practice that in turn helps them manage the ties of māyā in later life by limit-
ing the exchange of substance (2000).
180 C. DEGNEN
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OLDER AGE AND PERSONHOOD 181
Introduction
On 17 March 2012, a young man called Fabrice Muamba, then a 23-year-
old midfielder for the Bolton Wanderers, stepped onto the pitch with the
rest of his team.1 They were about to begin an important away match, a
FA Cup quarter final with Tottenham Hotspur, held in north London at
White Hart Lane stadium. Forty-three minutes into the contest, Muamba
collapsed, lying motionless on the pitch. He had suffered a sudden cardiac
arrest—his heart had stopped. Muamba was given emergency CPR by the
medically trained assistants on site and by the St John Ambulance unit
present. They also tried to revive him with a defibrillator, a machine that
puts an electric current through the body in order to try and restart the
heart. Muamba was electronically charged on at least two occasions on the
pitch, and 15 times altogether in transit to the hospital. He did not resume
consciousness and was not breathing when he was taken off the pitch and
down the tunnel to the ambulance.
For 48 minutes, medics tried unsuccessfully to revive Muamba before
he arrived at the London Chest Hospital, and it then took another 30
minutes before Muamba’s heart started beating again once there. The
Bolton Wanderers medic when interviewed said that Muamba’s heart had
been stopped for 78 minutes and that “in effect, he was dead in that
period of time”. Muamba was initially kept under anaesthesia in intensive
care in a medical coma in the hospital. By 19 March, his heart was beating
without medication and he was able to move his limbs. Later that day, his
condition was described as “serious” rather than “critical” and he was able
to recognise family members and respond appropriately to questions. By
21 March, his consultant stated that Muamba’s progress had “exceeded
our expectations” and that although he faced a “lengthy recovery period”,
“normal life is within the spectrum of possibility”. Two weeks after the
incident, a photograph was released of Muamba sitting up in his hospital
bed and smiling. He was discharged from hospital on 16 April, having
been fitted with an implantable cardioverter-defibrillator. In August 2012,
he retired from his professional career in football but has since then worked
as a sports media commentator, studied for a BA in sports journalism and
in July 2015, graduated with honours.
Fabrice Muamba’s story is by any measure an extraordinary set of
events. As a televised football match in an important national competition,
it also gripped and shocked many in the UK and internationally. Indeed, I
was one of those people. But in the months and years that have passed
since then, I have also come to think anthropologically about some of the
bigger issues around personhood that it brings into focus, and how it con-
nects up with a number of the issues that I shall explore in this chapter. For
instance, Muamba’s experiences call attention to the ways in which tech-
nological developments are remapping the notions of “life” and extending
the possibilities for the continuity of the person. Muamba would have died
without immediate recourse to the life support he received on pitch and in
the ambulance, via professionally administered CPR, and the use of defi-
brillator. Also present in the stands that day, as chance would have it, was
a consultant cardiologist attending the game as a spectator. He was able to
get onto the pitch to help treat Muamba as well as in the ambulance, and
to advise the paramedic team that Muamba be taken not to the nearest
emergency room but instead to the London Chest hospital in Bethnal
Green, a specialist coronary care unit that had the expertise to treat
Muamba’s complex medical needs. Exponential shifts in technological
capabilities and biomedical infrastructures over the past couple of decades
have made his recovery possible. These include the development of spe-
cialist units, the ability to put him into a medical coma, the capacity to
keep his heart beating and keep oxygen circulating through his body (and
the medicine and equipment this necessitates), and the existence of
implantable cardioverter-defibrillators. Such biomedical technologies are
stunning in what they make possible. But, as I will show, these develop-
ments in the medical sciences also pose real dilemmas for the category of
the person. This is especially true in regard to how one piece of equipment
ENDANGERED FORMS OF PERSONHOOD 185
Thus, both those who are kept alive only with the assistance of machines
(such as the brain-dead) and people with dementia call into sharp relief the
boundaries between life and death. All serve as examples of when person-
hood can be understood to come under threat, and becomes endangered.
Throughout this book I have sought always to forefront how “person” is
not a homogenous entity cross-culturally, but also how it is not always
homogenous or stable within particular societies either. The material in
this chapter achieves that perhaps the most explicitly, revealing the extent
to which the achievement of personhood is something that needs always
to be worked at, maintained, shored up, protected. The cases of disor-
dered consciousness, brain death, and dementia that I explore in this
chapter offer sobering examples of when personhood becomes diminished
and threatened and in turn help us better articulate what we often take for
granted about personhood in our everyday lives. The cases also generate
sharp questions around the nature of consciousness itself, the profound
ontological challenges presented by trying to define and categorise per-
sonhood, important reminders about the significance of narrativity and
social relations in the assertion of subjectivity, issues of embodiment, and
the “loss” of the person versus the person “living on”.
vidual is, naturally, dead as a person” (1994, 237). Other authors have
emphasised how it is consciousness that is “unavoidable and fundamental”
to discussions of personhood in Western philosophy (Kaufman 2003,
2252), and have reminded us of the centrality of autonomy, subjectivity,
and agency to the existence of the person, too (Bird-David and Israeli
2010). However, as Ohnuki-Tierney points out, “rationality as the hall-
mark of humanity and the pre-eminence of the brain are not universally
shared” (1994, 237), and as Margaret Lock writes (2002, 8), “if the con-
cept of the ‘person’ is diffused throughout the body, or even extends out-
side the body, then the destruction of the brain is not easily reckoned as
signifying death” (2002, 8). As we shall see, it is thus not always straight-
forward to determine if conscious agency has been extinguished, and fur-
thermore, this is not always the pre-eminent consideration in determining
if death has indeed occurred.
Additionally, as Kaufman and Morgan (2005) have written, the intro-
duction of the term and category of brain death has provoked significant
debate. That is because “rather than specifying and clarifying the moment
and conditions of death, the notion of brain death made death more inde-
terminate and troubling, for some observers, because it became almost-
but-not-quite death” (2005, 329–30). This is particularly because of “the
existence of dead persons kept in life-like conditions of ongoing respira-
tion suggested that there was more than one kind of death or that brain
death was not actual, final death” (2005, 329). Both Margaret Lock and
Sharon Kaufman are two medical anthropologists who have made signifi-
cant contributions to the literature on these emergent categories of per-
son, and I consider the work of each now in turn, supplementing their
material with that of other authors, to draw out more of what is at stake in
the debates over this form of endangered personhood.
says, “without the weight of more than 30 years of systemization and rou-
tinization of brain death criteria, supplemented by positive recognition
from the media and from professional, legal and political quarters, few if
any organs would be procured from brain-dead bodies, and no doubt few
intensivists would be comfortable about participating in such a proce-
dure” (2004, 144).
There is in Japan, too, a powerful discursive apparatus around brain
death and organ transplants. Indeed, Lock says that there has been “enor-
mous, unrelenting media coverage on the subject” (2004, 149) in Japan.
She recounts in an interview how struck she was by the extent to which
issues about brain death appeared in popular media (including newspa-
pers, magazines, and children’s comic books) and began wondering why
brain death was a contentious issue in Japan—it “was proving to be the
biggest bioethical problem in contemporary Japan”—whilst simultane-
ously attracting no public debate at all in North America (Haldane 2002).
The emphasis in Japan has been on a sustained critique of organ procure-
ment and transplantation, a critique that is based in “doubt as to whether
death can be understood as a clearly diagnosable event [and asserting] …
that irreversibility of brain damage is difficult to establish conclusively”
(Lock 2004, 149). Additionally, whilst there is a powerful discourse of
organ donation as the ultimate altruistic “gift of life” in countries such as
the United States, Canada, and Britain as mentioned above, this discourse
does not translate well into the Japanese context. According to Lock, this
is because gifting (a form of reciprocal exchange) a highly valuable item
(such as a life-giving organ) would create a sense of obligation and a need
to reciprocate which would not be possible in the case of anonymous
donation or, conversely if the donation was not anonymous, would con-
nect the deceased’s family with “complete strangers with whom one has
had no personal contact”, a prospect which also provokes discomfort to
many in this cultural setting where great sensitivities prevail around reci-
procity and obligation (2002, 10).
At the time of her writing in the early 2000s, Lock draws on interviews
she conducted with Japanese physicians in 1996, a year before the 1997
Organ Transplant Law was passed in Japan. This law
states that a person whose brain has stopped functioning can be defined as
dead in cases where the patient has given prior consent to donate organs for
transplant and the family has also signed a donor card…those patients diag-
nosed as brain dead, but who have not given consent to donate, are consid-
ENDANGERED FORMS OF PERSONHOOD 191
vegetative state (2000, 69). In another specialist unit at this hospital, there
are patients who are dependent on ventilators or other technologies, but
who are experiencing a range of conditions which means they span a spec-
trum from alert, partially conscious, unconscious, and comatose states
(2003). Indeed, and as we shall return to below, not only is consciousness
key in regard to personhood, but it is also a quality that is not neatly dis-
crete. It can be frustratingly elusive to pin down.
Kaufman describes the patients in these units as “uncommon persons”.
These patients are “ventilator and other technology-dependent persons”
who are “neither fully alive, biologically dead, nor ‘naturally’ self-
regulating” (2003, 2249), existing in the technologically enabled border-
lands between life and death. Kaufman’s primary interest is “in how
relations among persons who care for and interact with those patients are
understood and how the agency and subjectivity of the person who is a
patient are approached, known, and enabled” (2003, 2250). As Kaufman’s
combined body of work so eloquently explores, it is the complex nexus of
financial resource, social consensus, medical technologies, familial care,
and specialist care that facilitate these particular forms of endangered
personhood.
Kaufman contends that in the absence of consciousness, the person-
hood of these patients “emerges and is known through the activities of
others”, namely the family members, friends, and health-care professionals
who become the channels via which the person is made (2003, 2250–1).
Kaufman describes the ways in which specialist hospital units caring for
PVS patients can for some families become sites that cast “into relief the
grotesque and questionable ontological status of their relative” and the
terrible, tragic, anguish experienced by these families as they grapple with
the near impossibility of what they are faced with (2003, 2251). In one
publication, she closely details the case of Mr Paul Lenczyk, a pseudonym
for one of the patients on the unit (2003). This is an extended ethno-
graphic description, which I borrow from her and summarise here. It
richly encapsulates what is at stake in such a complex configuration of
patient, person, network of carers, and institutional setting.
Mr Lenczyk had sustained a traumatic head injury six months prior
when he had fallen from a window to the ground, three stories below. He
was hospitalised and unconscious, and needed mechanical ventilation to
survive. After being medically stabilised, he was admitted to the specialised
hospital unit for long-term ventilator-dependent patients where Kaufman
was conducting her ethnography. Whilst the initial medical assessment was
194 C. DEGNEN
from fully cognizant persons who participate in their own care; to brain-
injured persons who can only speak a word or two at a time and move their
limbs without a great deal of fine-motor control but who seem to under-
stand simple language, enjoy human contact and interaction, and communi-
cate via very simple speech or gesture; to persons very impaired neurologically
who can sometimes direct their gaze and respond to simple commands
(open your eyes) and thus who are described as conscious; to “locked-in”
individuals whose cognition seems to be intact yet who cannot move or
express themselves except in the most subtle and abbreviated ways; to those
defined as being in a persistent vegetative state (PVS), that is, who are some-
times awake (and do move and make noises though without intention) but
who are never aware. (2003, 2252–3)
new urgency around issues of consciousness and awareness (and the range
of qualities of both) in terms of demarcating personhood. “Establishment
of an irreversible loss of consciousness is key to this assessment, even
though it is abundantly clear that no consensus exists among neurologists
or philosophers about exactly what consciousness is” (Lock 2003, 190).
This can be a highly problematic diagnostic field; people can be misdiag-
nosed (as, for instance, PVS when they are “only” severely impaired),
states can shift, and all of these create slippery ontological ground beneath
one’s feet, for both families and health-care practitioners.
as being “too much like a butcher’s shop to me” (2005, 102), but one
that also meant that other respondents felt comforted at the thought their
loved ones “lived on” in people who had received organs donated from
them.
One woman, for instance, recounted to Haddow how she felt as though
her niece “is not gone. Not completely gone” and that “there is a little bit
of her out there somewhere” as her organs were donated and are now in
the bodies of recipients (2005, 105). Another woman had asked the
transplant co-ordinator managing the transfer of her son’s organs if the
organs “could stay in the area”, preferring that they be donated to some-
one living in Scotland and not in Bristol, a city that she hated (2005, 105).
Both examples attest to ways in which the organs of the deceased are at
times understood to “carry” elements of the person. So too do the exam-
ples of which organs kin chose to donate. Eyes, in particular, were organs
that almost a third of the kin refused to donate, even if they permitted
other organs to be used. Haddow posits that this is because eyes are “a
visible expression of the less tangible aspects of personhood” (2005, 103),
rendering them particularly sensitive in donation decisions in this context
and a compelling point of contrast with the material presented above from
Simpson’s (2017) work on eye donation in Sri Lanka.
Although Haddow is careful to point out that these holistic embodi-
ment perspectives are not beliefs shared universally by her respondents,
she also helps us see how this holistic perspective paradoxically leads to
organ donation in some cases (letting the person “live on”) whilst restrict-
ing the donation in others (such as not permitting the donation of eyes).
One factor that seemed to impact on the extent to which her participants
felt there was a continuation of the person, despite accepting that their kin
had died, was indeed the nature of that social bond the relative had had
with the deceased. Mothers, for instance, often expressed “a continuation
of the maternal role that they had had with the deceased”; in their
accounts, there was often an emphasis placed “on the previous relationship
with the person and not the representation of their body” (2005, 107;
emphasis in original). Another example Haddow gives are cases where
relatives feel particularly close to one another, such as a woman who,
although was prepared to permit the donation of her sister’s organs, says
she would not have chosen to do the same after her mother’s death as she
had a “very close relationship” with her mother but had not with her sister
(2005, 107).
204 C. DEGNEN
socialised with her but they knew her through services rendered to her.
One woman I knew who had been employed by Mrs Asquith as a domes-
tic servant when a young teenager many decades ago described her to me
as “a nightmare to work for” and remembers her time working there with
distaste. Jack Woffenden, on the other hand, is someone that nearly every-
one who lived locally in the 1950s through the 1980s seems to have had
some regular interaction with. As an influential union man at one of the
local coal mines and a local councillor, he was well-known, influential, and
at times controversial.
Despite widely different social backgrounds, both individuals entered
local folklore as nearly mythical characters. Stories about their personali-
ties and prowess when younger still featured regularly in local chat.
Equally, stories about them “getting past it” were also told. For example,
one man recounted to me a story about “Lady” Asquith. One day, he told
me, when “Lady Asquith had started losing herself”, she was walking
along High Street in the village when suddenly her knickers fell down
because the elastic had snapped. Seemingly unperturbed, she stepped out
of them in the middle of the High Street, put them into her handbag, and
carried on with her journey. Other similar versions of the same story were
told to me over the years I lived in Dodworth, all centring on how she had
“started to lose herself”. A comparable story about Mr Woffenden circu-
lated locally, claiming that before he died, he had also “started losing him-
self”, that he kept going for walks with his wife’s apron on, and that his
wife had to “keep her eye on him” so as to prevent this.
In both cases, the transformations due to “losing one’s self” are made
even stronger by the previous status enjoyed by both figures. These stories
about them are not told maliciously, but their shock value is strengthened
by the disparity between Mrs Asquith and Jack Woffenden’s personalities
before they started “losing themselves” and after. Not only was their con-
sequent comportment unusual, but the particular behaviour manifested
by each figure carries heavy symbolic weight in terms of the strong social
inversions that the stories represent. The story about Mrs Asquith and her
knickers jolts the listener because of the obliteration of modesty and pro-
priety (key characteristics of a “Lady”) that the story represents. The taboo
of her underclothes appearing in a public space and being coolly disposed
of into her handbag seemingly demonstrates the extent to which she had
lost her normal sense of decorum and respectability. Similarly, Jack
Woffenden, who was not only a former miner with all the social weight
that this carries locally but also a union man at one of the most militant
206 C. DEGNEN
pits in the area, was the very vision of masculine graft and shrewdness.
These are highly valued male characteristics regionally. The same man is
then reduced to going out (again, in public) in his wife’s apron, a symbol
of the height of domesticity and “women’s work”. This represents the
utter antithesis of who he was before he started “losing himself” and the
inversion of his former status. As such, “losing one’s self” is an extremely
threatening prospect as it can erase the very essence of someone’s
personhood.
The notion that the self can be “lost” and the consequent implications
of this for personhood are deeply significant. They are premised on a series
of complexly linked ideas about what is at stake in the category of the
person, and under what sort of conditions personhood might come to be
eroded. In regard to later life, they are also interwoven with the broader
ways in which personhood is figured in this part of the life course, as Chap.
6 has shown. Indeed, dementia is put to work as a category that “makes
manifest one aspect of the ethics and politics of life itself in the negotia-
tions it elicits about ‘quality of life’, ‘loss of personhood’ and ‘diminishing
life’” (Kaufman 2006, 23). Despite popular notions to the contrary,
dementia should not however be conflated with older age, as dementia is
not something experienced by all older people, and not all people with
dementia are older. It is however the ways in which understandings and
experiences of dementia can come to endanger personhood that I seek to
address below.
cognitive functioning, are unclear and are constantly debated within the
medical professions” (Whitehouse et al. 2005, 321). Additionally, demen-
tia is a changing disease category, one that has shifted markedly since the
early twentieth century and one which continues to shift in biomedical
discourse and practice (see Fox 1989; Gubrium 1986; Holstein 1997;
Lock 2013).
Popular, mainstream notions of dementia (and of Alzheimer’s disease)
in Western cultural settings often problematically evoke metaphors of “the
living dead” whereby the body continues to function but the “person
within” is thought to disappear. Some scholars have argued that the behav-
iours manifested by people with dementia “cal[l] into question the very
personhood of those who exhibit them. Alzheimer’s attacks the cognitive
skills necessary to maintain both an inner sense of selfhood and, perhaps
more important, to present a stable and coherent self to others” (Ballenger
2006, 114–115). Elizabeth Herskovits proposes that the person with
dementia in Western settings often comports her or himself in ways that
transgress “core cultural values, such as productivity, autonomy, self-
control, and cleanliness” (1995, 153). Kaufman reminds us that dementia
progresses through stages including “early, moderate, advanced, severe,
and end-stage”, but that as it develops into its later states, it becomes “a
condition both of death-in-life and of life-in-death. This ambiguity…is
what makes dementia so compelling for families; so unnerving in the con-
text of the cultural importance of memory, control, and reason: and so
unsettling to the existing order of things” (Kaufman 2006, 23). It is thus
the deviation from a normalised sense of comportment and forms of social
engagement which in turn endangers the attribution of full personhood to
people with dementia. Key characteristics of personhood are, in this cul-
tural setting, believed to be corroded by dementia. This is an assumption
that demands a closer accounting, and I turn to the work of Janelle Taylor
to help me in this task.
Taylor, a medical anthropologist, has written a deeply compelling essay
in which she reflects on her experiences of her mother’s progressive
dementia. She explores how the cognitive changes of people with demen-
tia “get invested with decisive importance in determining whether and
how they are (or are not) granted ‘recognition’ as fully social persons”
(2008, 315). She recounts how one of the questions she is most predict-
ably asked by others when she speaks about her mother and her mother’s
condition is “does she recognise you?” On the one hand, as Taylor writes,
this question seems to be about her mother’s cognitive abilities and the
208 C. DEGNEN
extent to which they are still intact as this is a social measure of one’s per-
sonhood. If her mother can name Janelle, can recognise her as her daugh-
ter, then that social measure is met and satisfied.
On the other hand, Taylor identifies how there is also a moral and ethi-
cal judgement at work around memory of names, and that an inability to
remember the name of someone is taken as a failure of caring about that
person: a cultural logic whereby “if my mother has forgotten my name,
and does not ‘recognize’ me, then she has surely stopped ‘caring’ about
me” (2008, 318). Taylor details the ways in which this cultural logic of
recognition wreaks havoc on previously close social bonds such as friend-
ship. Dementia seems “to act as a very powerful solvent on many kinds of
social ties” (2008, 319), for since “friendship is grounded in reciprocity,
then a person who no longer can engage in the usual social exchanges is
difficult to ‘recognize’ any longer as friend” (2008, 320). This sort of cor-
roding effect combines with the wider negative cultural assumptions about
dementia discussed above so that popular assumptions become that
although “the body may continue to live…the person with Alzheimer’s is
dead, gone, no longer there, no longer a person. He or she does not know
your name, does not ‘recognize’ you, therefore cannot ‘care’ about you”
(2008, 322) in the mainstream North American culture in which she
writes.
Taylor eloquently pushes back against these assumptions. She writes
that, on the one hand, “the term Alzheimer’s (with which all forms of
dementia are commonly equated) is so frequently conjoined with the
word ‘horror’” (2008, 321; emphasis in original). She continues, arguing
that in popular accounts of dementia a common trope for writing about it
is “the classic gothic plot” whereby “a person you love, and to whom you
are bound by unbreakable ties, turns out to be someone you do not know
at all, who does not ‘care’ about you and may even seek to harm you”
(2008, 321). But, on the other hand, Taylor clarifies that such gothic plots
do not resonate with her experiences of her mother’s dementia. This is
something for which she feels fortunate, but which she also feels needs to
be accommodated within “the domain of the possible” (2008, 324) in
accounts of life with dementia, and which are often entirely screened out.
She also argues that the relentless questions about her mother’s ability to
recognise her need closer examination. For, as she puts it, “why is it appar-
ently so difficult for people to ‘recognize’ – as a friend, as a person, as even
being alive – someone who, because of dementia, can no longer keep
names straight?” (2008, 324; emphasis in original). Ultimately, Taylor
ENDANGERED FORMS OF PERSONHOOD 209
considers that what is required are ways into understanding dementia, self,
and person that are not rigidly wedded to notions of the individual but
rather how the person and personhood are “distributed among networks,
sustained by supportive environments, emergent within practices of care”,
as a series of social practices (2008, 326).
Susan Behuniak arrives at a similar conclusion. Behuniak seeks to chal-
lenge a “politics of revulsion” that colours public discourse on dementia
in North America, a discourse that uses “zombie” metaphors and notions
of death-in-life (2011, 72). She argues instead for an emphasis on recog-
nising that the “other” of the person with dementia is “us”; that dementia
not be
Whilst this may at first view strike readers who are immersed in norma-
tive Western models of personhood (with its entrenched understanding of
the primacy of the individual) as unthinkable, work across a range of fields
has contributed to a fuller understanding of how the individual is always
immersed in the social. Social theory on identity, for instance, has demon-
strated the extent to which identity—who we think we are and how we
express that to the world—is not simply based in individual’s subjective
qualities, but is instead created processually and in interaction with others
(Lawler 2008; Mead 1934). Other scholars have explored the ways in
which carers and significant others are involved in “curating” the identity
of people with dementia (Crichton and Koch 2007) as well as the role of
spouses in particular in fashioning a “nurturative relational context” that
can sustain both identity and couplehood (Hellström 2014; Hellström
et al. 2007). In the last section of this chapter, I wish to briefly explore two
final examples that help develop and further Taylor, Behunik, and Leibing’s
propositions above. Both examples unsettle easy assumptions about the
primacy of cognition and the individual for personhood and, in so doing,
also raise questions about why, how, where, and when dementia is—and is
not—understandable as a form of endangered personhood.
Conclusions
This chapter on endangered personhood begins on a north London foot-
ball pitch in 2012 with a young man’s heart suddenly stopping; it ends in
Guangzhou where the extent to which personhood is or is not at risk is
shaped by local understandings of dementia. Many issues have been at
work through these various twists and turns: the definition of death itself,
disorders of consciousness, the “uncommon personhood” of the “living
dead” who are dependent on life-support machines, organ transplantation
214 C. DEGNEN
patients and in the care for people with dementia that maintain personhood
in the face of ontological confusion prompted by their endangered status.
I propose that these relational aspects of personhood, both as evidenced
in care for patients with disordered consciousness (such as those described
by Kaufman and by Bird-David and Israeli) and for people with dementia
(such as in the writings of Taylor, Behuniak, and Kontos) are indeed pow-
erful counter narratives to models that would otherwise screen out such
relational aspects of human lives. But relational models of person are also
notably bound up in ideas around narrativity and the social construction
of person, self, and identity. That is to say, they are premised on the notion
that when an individual can no longer sufficiently narrate herself and thus
reproduce her claim to personhood, it is to others around her to whom
this responsibility falls. By narrating the strands of her life (roles, status,
biography, likes, dislikes) these others continue to bring the patient’s exis-
tence into being. That this happens is unequivocally documented in the
ethnographic literature. But it also happens in admittedly complex and
sometimes contradictory ways, and there is something powerfully compel-
ling about how the making of the person might thus (at least partially) be
protected and continued despite such injury and disarray. Ultimately,
however, such effort invested in these processes of narrativity also speaks
volumes about the depths of ontological crisis presented by endangered
personhood, and the lengths we will go to in attempts to shore up the
slippery edges of ontological uncertainty it provokes.
Notes
1. I am indebted to The Guardian’s coverage of this story in my recounting
of it in this chapter. I have relied especially on these two articles in recon-
structing the events Muamba experienced: https://www.theguardian.
com/football/2012/mar/25/muamba-collapse-minute-by-minute and
https://www.theguardian.com/football/2012/mar/21/fabrice-muamba-
on-the-mend
2. There is a medical distinction made between “persistent” (called “continu-
ing” in the UK) and “permanent” vegetative states based on length of time
spent in that state. The NHS (2017) specifies that a persistent or continuing
vegetative state is when the state has lasted for longer than four weeks; a
permanent vegetative state is indicated when the state has lasted for more
than 6 months (if caused by a non-traumatic brain injury), or more than 12
months (if caused by a traumatic brain injury).
3. For an instructive point of comparison to these public discourses about
organ donation in Japan and North America, consider Bob Simpson’s work
216 C. DEGNEN
nation.nhs.uk/news-and-campaigns/news/highest-number-of-organ-
transplants-ever-across-uk-but-many-families-still-say-no-to-donation/
viewed 22 April 2017). For comparison, the population size of Japan was
approximately twice that of the UK in 2017, based on United Nations data
(http://www.worldometers.info/world-population/population-by-coun-
try/ viewed 22 April 2017).
6. This is a point I scrutinise in greater detail below when I discuss Haddow’s
(2005) work on the families of organ donors in Scotland.
7. The NHS website on disorders of consciousness states that consciousness
requires awareness and wakefulness and that “A disorder of consciousness,
or impaired consciousness, is a state where consciousness has been affected
by damage to the brain…Wakefulness is the ability to open your eyes and
have basic reflexes such as coughing, swallowing and sucking. Awareness is
associated with more complex thought processes and is more difficult to
assess. Currently, the assessment of awareness relies on physical responses
being detected during an examination. The main disorders of consciousness
are: coma, vegetative state, minimally conscious state.”
(see http://www.nhs.uk/conditions/vegetative-state/Pages/Introduction.
aspx Viewed 20 April 2017.
8. For readers keen to further explore dementia in locales outside of North
America and other “Western” settings, the work of Lawrence Cohen in
Banaras, India (1998), and Bianca Brijnath (2014) with middle-class fami-
lies in Delhi are two excellent points of departure.
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220 C. DEGNEN
Introduction
A primary concern of this book has been with the making of people and
the ways in which personhood is built, affirmed, and maintained. All of
these practices have brought into view the ways in which the category of
the person is a relational, processual entity that draws from the vibrancy of
living: life about to begin, life as lived, or life at the edges of being. By
considering a wide range of cultural practices and beliefs about how per-
sonhood is brought into being and reaffirmed throughout life, even when
those edges become blurred or threatened as we saw in the previous chap-
ter, I have sought to explore the dialectics of the slippery categories of
“the social” and “the biological”, as well as the complexity of personhood
itself.
But whilst a focus on making and maintaining illuminates multiple
facets of personhood, so too does an examination of the practices and
beliefs around the ends of life. In other words, what can death tell us
about personhood? Cross-cultural beliefs around dying, death, and
memorialisation have attracted considerable anthropological attention
since the very beginning of the discipline. The ethnographic record is
extensive in its charting of the wide-ranging spectrum of cross-cultural
difference in the practices of grieving, mourning, disposal of the corpse,
and memorialising. Chapter 8 builds on this long-standing disciplinary
interest to explore how the category of the person comes into focus via
cultural practices and beliefs about death and dying.
There are many difficulties for the living presented by the dead for
“emotionally, socially and politically…much is at stake at the time of
death” (Hallam and Hockey 2001, 4). Not least of these difficulties is the
existential question posed by death of “what happens to the person?”. A
wide gamut of cultural practices exists in response to these dilemmas.
Some involve sharp demarcations between the living and the dead physi-
cally, spatially, and conceptually; others emphasise the ongoing relations
between those living and those dead; some seek channels for the person to
be “unmade”, whilst others seek instead to “complete” the person; and in
others, death is not an end but a remaking or reincarnation of the person
into new persons. As such, one of the focal points of this chapter is to
continue developing notions discussed in Chap. 7 about the boundaries
between life and death, and how these are at times highly indeterminate.
That is to say, this chapter will explore in part how the death of the person
is not always something that occurs in a single moment in time. Instead
death—and what happens to the person after death—is often perceived as
a long process of transition whereby the relations between living and dead
are not suddenly severed. Whilst death may be understood as an irrevers-
ible event in Western cultures, many other cultural systems emphasise
instead cyclical or processual notions of death and person (Robben 2004,
4), including notions of rebirth and regeneration.
Additionally, just as after reading Chap. 3 one might arguably state with
some confidence that there are different kinds of children as children are
not everywhere understood as persons, one might also argue in light of
the material presented in this chapter that there are different kinds of
dead. That is to say, firstly, worldviews vary significantly in the extent to
which they perceive the dead as persons. Normative Western models
assume the dead are no longer persons. But there are many other world-
views that conceive of both the living and the dead as persons; both living
and dead are understood as having agency and are able to affect outcomes
in the world. Secondly, many worldviews also perceive different types of
dead people, making distinctions for instance between the recently
deceased and the long-deceased, and the actions attributable to these dif-
ferent categories (Glaskin 2006). As an example of this, Sora dialogues
with the dead in eastern India, something I will return to below, recognise
different modes that the dead inhabit and which they “evolve” through;
this begins with the “Experience mode” whereby the dead person is “still
unhappily trapped in the Experience of his own death; while as he becomes
more settled, he will be more inclined to remain in his Ancestor mode”
DISMANTLING THE PERSON?: DEATH AND PERSONHOOD 223
(Vitebsky 1993, 12). These two modes in Sora belief also mark two differ-
ent kinds of relations the dead have with the living: in the Experience
mode, the dead threaten the living with violence and illness, but once the
dead have transitioned into Ancestor mode, this aggression is transformed
into a sustaining identification with descendants (Vitebsky 1993, 14–15).1
Perhaps not surprisingly then, the nature of such relations between living
and dead shape the everyday practices in Sora daily life. The extent to
which social relations and personhood continue after death, and what
shape these take, is thus a recurring theme to be explored in this chapter.
In order to achieve this, I begin with a brief summative account of
anthropological approaches to death. One strand that emerges from this
material is the extent to which Western notions of death and personhood
are bound up in individualistic, autonomous models of person, what Bloch
identifies as a “punctual” model of death. Whilst it is indeed the case that
the individual is granted primacy in normative Western accounts, and that
death is often thus perceived as an extinguishment of personhood, there
are also examples that co-exist with and challenge some of the assumptions
of this model which I will also consider. After this opening I then turn to
three longer ethnographic examples in order to provide sufficient depth
and detail in charting the complexity of relations between living and dead.
I am indebted in this regard to the work of others whom I draw on,
namely that of Magnus Course in rural Chile on Mapuche funeral oratory,
Mark Nuttall in Kangersuatsiaq, an Inuit community in northwest
Greenland writing on reincarnation and name souls, and Kari Telle work-
ing with Sasak people in Lombok, Indonesia, on the importance of feed-
ing the dead. Ultimately, what this chapter seeks to explore is the complex
array of personhood in death, and how the relations between living and
dead are managed and made sense of cross-culturally.
Death and its broader social and cultural ramifications have been a
point of long-standing interest in anthropology. How death is understood
to occur, what its consequences are for the living, how the dead body
should be treated and disposed of, when and how and over what period of
time funerals should take place, how mourners should comport them-
selves, how the dead are memorialised, and beliefs about whether life con-
tinues after death vary significantly cross-culturally. This wide spectrum of
cultural beliefs and practices around death has generated anthropological
attention since the era of the early evolutionary theorists such as Edward
Tylor’s Primitive Culture in 1871 and James Frazer’s The Golden Bough in
1890, followed by Émile Durkheim on suicide in 1897 and Hertz’s land-
mark publication in 1907 on collective representations of death (Palgi and
Abramovitch 1984, 387). Functionalist and structuralist interpretations of
death and mortuary ritual have had their heyday as have analyses of rites of
passage and liminality, transitioning into more contemporary ethnogra-
phies influenced by medical anthropology and anthropological interests in
violence, trauma, and memory (Robben 2018). Over these many years of
anthropological attention to death, an extensive literature now exists
attesting to the compelling dilemmas that death universally poses and the
wondrously wide-ranging solutions that humans invoke in response. In
this record, what is of particular interest to me are the implications of
death for the connections between persons dead and alive. That is to say,
to what extent culturally speaking are the dead and the living both per-
sons? How should the living manage relations with the dead? While some
societies emphasise the continuity of relations between the living and the
dead, others stress the need for total separation and the importance of
finishing relations established during life.
Bronislaw Malinowski (1948) many decades ago posited a universal
ambivalence in the face of death: a simultaneous fear of death—and a need
to cut ties with the dead to avoid pollution and contamination on several
levels of scale—as well as a desire to prolong connections with those who
are deceased (Robben 2004, 2). Death is also in many societies the site of
elaborate cultural ritual, practices that seek to resolve the dilemmas
presented by death. Ellen Corin (1998, 84) describes ritual as a “privi-
leged space”, one “where the cultural coordinates of the person are made
explicit”. This is because ritual “punctuates and marks the life cycle [and it
also] … clarifies and reworks the meaning of illness and misfortune”
(Corin 1998, 84). Other anthropologists, noting this significant connec-
tion between the category of the person and mortuary rituals, have
DISMANTLING THE PERSON?: DEATH AND PERSONHOOD 225
an ancestor”, and that death “is like an initiation into a social afterlife,
making it a kind of rebirth” (Palgi and Abramovitch 1984, 388).
Anthropology is also indebted to Hertz for illuminating how death is
often understood cross-culturally as something that occurs “as part of a
long transformative process” and not as something instantaneous (Bloch
1988, 11). This identification of death as something that can be proces-
sual and occur over a long period of time is an instructive contrast to typi-
cally Western notions of death. In pointing this out, Hertz also gives us
some analytical purchase for exploring how managing death shapes and
reshapes the personhood of both the living and the dead. That is because
the social responsibilities and connections that may endure throughout
these transformative processes bring cross-cultural notions of the person
more clearly into relief, such as the examples of feeding the dead in
Indonesia and name souls that are reborn in Greenland that I will return
to later in this chapter.
Ritual thus has a key role in managing some of the dilemmas presented by
death. But what of death itself? What actually happens to personhood
when someone dies? As alluded to above, the typically Western view is that
death is a precisely demarcated end, something that occurs in an instant
(Bloch 1988, 13). A person is “either alive or not alive” in this binary
model (Bloch 1988, 11, citing Hertz 1907), and whilst this is the
common-sense definition of death in Western contexts, as Chap. 7 has
demonstrated, it is not always as clear-cut as this. But as Maurice Bloch
goes on to say, and again crediting Hertz, such a common-sense notion is
not one widely shared cross-culturally. It is instead transformative models
of death that are much more prominent globally, models that emphasise a
processual series of intermediate states of persons being not alive but not
yet dead, and which are often marked by funeral rites that occur over an
extended period of time and multiple stages (Bloch 1988, 11–12, citing
Hertz 1907). Such understandings of death often emphasise continuity
across living and dying rather than rupture; they are worldviews that
understand “death [as] not all that different to living” and do not perceive
sharp boundaries between life and death (1988, 14). Life and death are
thus seen as intertwined and not separate processes. Bloch calls this an
DISMANTLING THE PERSON?: DEATH AND PERSONHOOD 227
illustrates here then are the consequences of death for a nominally indi-
vidual versus dividual model of person, as introduced in Chap. 1.
A classic ethnographic example of this enduring and non-punctual view
of death is that of reincarnation and regeneration. Hinduism, for example,
is premised on a belief that “life can only be created by causing death,
while death regenerates life” (Robben 2004, 11). Reincarnation beliefs
exist in a number of belief systems including those of some aboriginal
North American groups (Mills and Slobodin 1994), Hindus (Lamb 2000;
Parry 1994), and Buddhists (Gellner 2001), amongst others. Although
the precise detail and content of these beliefs vary, reincarnation broadly
speaking is a process whereby the soul of the dead is reborn into the body
of a new living entity (Gupta 2002). Examples from aboriginal North
America include naming practices amongst many Inuit peoples, and I
return later in this chapter to an example of this in much greater detail via
the work of Mark Nuttall (1992).
This complex interconnection between life and death is something that
Western models of the life course and personhood simply cannot accom-
modate, predicated as they are on their linear, developmental, stages. But
as Bloch shows us, the divide between being dead and being alive is not
always clear cross-culturally. It is often predicated instead on a complex
series of exchanges. Multiple examples of this exist in the ethnographic
literature, and I explore three in much closer detail in the second half of
this chapter. A useful way into thinking about this however is Bloch’s gen-
eralised example of spirit possession. As he says, “in spirit possession a part
of what we would call a dead person, their spirit, is empirically seen and
heard by the living…the ‘life’ of the dead is possible when the spirit is
combined with a different part of a different person, the body of the
medium. In such cases…the death of members of one’s own society is not
experienced as the end of earthly activity” (1988, 14). But it is not only
the spirit of the dead returning via the medium that attests to blurred
boundaries between the alive and the dead. The reason for this is that, as
Bloch indicates, the process of becoming possessed is itself akin to dying
with the medium needing to “expel her own spirit and abandon her con-
trol over her body in the trance” (1988, 14) in order to permit the posses-
sion and use of her corporeal self by the spirit.
Piers Vitebsky (1993) writes at length about similar practices but in a
specific cultural setting, exploring how Sora shamans speak with the dead
in trance dialogues. The Sora are an aboriginal group living in forested
hills near the eastern coast of India in Orissa and Andhra Pradesh. Here,
DISMANTLING THE PERSON?: DEATH AND PERSONHOOD 229
speaking with the dead is a daily occurrence and a regular feature of every-
day life. The dead are spoken with via Sora shamans who are in a state of
trance. Vitebsky explains that such dialogues with the dead take place for
a variety of reasons, including to discover the reason for illness episodes,
during healing practices, at some seasonal harvest rites, and also during
stages of funeral rites, but that all of these are connected to exploring with
the dead their “motivation and operation of these attempts to eat the liv-
ing” (1993, 7). That is because illness and death are understood by Sora
to be caused by the dead for “in attacking the living, the dead seek to
transfer to them certain experiences which they themselves underwent at
the moment of their deaths. They do this by ‘eating the soul’ (puradan
jum-) of the living victim in order to absorb him”, but the dead can also
nourish and protect the living (1993, 5) when the dead move from the
Experience mode into Ancestor mode, as described above in the chapter
Introduction.
As Vitebsky carefully demonstrates in this thickly crafted ethnography,
death in Sora belief “is only a phase of a person’s total conscious exis-
tence” (1993, 9) and the dialogues between living and dead via shamanis-
tic trance is at its heart “being about relationships between persons over
time” (1993, 9). That is to say, “the Sora person…is not the same kind of
being as the sharply bounded entity commonly imagined in the West,
which as it grows in maturity reaches a height of individuation and is then
subject to sudden annihilation (or transportation to an inaccessible, tran-
scendent realm)” (1993, 9). Instead, and reminiscent here of the net of
māyā described by Lamb (2000) that I discuss in Chap. 6, “the longer the
Sora person lives the more he becomes involved with other persons”
(Vitebsky 1993, 9). Rather than being understood as a bounded entity,
the Sora person can instead be interpreted “as having a core, or focus of
concentration, which at its outer edges diffuses into other persons. Persons
partake of each other’s destiny and are understood, even defined, largely
in terms of each other”, including persons both living and dead, in what
Vitebsky terms a complex web of mutual agency (1993, 9). Vitebsky
underscores how death for Sora is not the destruction or erasure of
the person, but rather that people alive and people dead “remain attached
to each other” but “are pulled apart into separate realms of existence”
(1993, 9). Dialogues with the dead are usually with one’s circle of relatives
and take very intimate forms, with “family conversations, jokes and quar-
rels” continuing “after some of their participants have crossed the dividing
line between life and death” (1993, 7). As such, this material “force[s] us to
230 C. DEGNEN
ask what it is that dies and what it means to be dead. The interpretation
which I shall offer is that for them, death is not a negation or absence of
life. Rather, ‘life’ and ‘death’ are both phases of a person’s total existence
and close relations between persons are maintained across the line dividing
these two states” (1993, 4).
Complementing these explanations from Bloch and Vitebsky is Rita
Astuti’s work amongst Vezo people of Western Madagascar, explored also
in Chaps. 2 and 3. Astuti (1998) writes eloquently about the delicate bal-
ancing act of, on the one hand, separating the living and dead and, on the
other, simultaneously recognising the continuity between them when she
describes her experiences in Madagascar. She examines notions of person-
hood and of relations that connect the living and the dead, saying that
both the living and the dead are different ways of “being a person” (1998,
31). There is a continuum between the living and the dead, but this in
turn means that a barrier needs to be built between them in order to man-
age their similarity, not their difference:
Thus, sharp divisions between persons alive and persons dead, whilst
often taken for granted in the Western view, are not sustainable in multiple
other cultural contexts.
But of course, as much as we can learn from this juxtaposition of “punc-
tual” and “enduring” models of the person, I want to suggest that we also
need to consider counter-narratives to these normative models. For
instance, whilst Western views of death are indeed predicated on the
notion of irreversibility rather than processual modes, many Westerners
also believe in an immortal soul, a component of the person that due to
faith transcends life and continues after death. Further evidence exists that
DISMANTLING THE PERSON?: DEATH AND PERSONHOOD 231
also renders such assumptions about “Western” relations with the dead
and personhood after death much more complex. Hallam and Hockey
(2001), for instance, explore at length about how the living maintain
ongoing relationships with the dead in Western societies, and the critical
importance of material objects in these processes. Recent work on posthu-
mous personhood via digital media has explored how these emerging plat-
forms can extend personhood after death (Meese et al. 2015). And in
another powerful publication, Hallam et al. (1999) write about married
life after biological death, demonstrating how deceased spouses are very
much still part of the social world of some widows and widowers in Britain.
Significantly, these authors argue that too often “social scientists who
address society’s dead members in their work limit themselves to a model
of agency which assumes individual, intentional and embodied action as a
prerequisite for social being”, and that in such a model, the living on of
deceased spouses is too easily dismissed as something pathological and
psychological in the minds of the bereaved (Hallam et al. 1999, 146).
In the place of this, they seek instead to build “an account of society
which incorporates its dead members, using a model of agency not just as
a property of the full-bodied individual but, more broadly, as empower-
ment at a particular site” (1999, 147). They argue that the presence of the
dead spouse in the embodied experiences of the remaining spouse “via
feelings and senses such as sight, sound, smell, touch” (1999, 151) ren-
ders the body of the surviving spouse the site of empowerment for the
socially active agency of the biologically deceased spouse. This includes
experiences recounted by widows in interviews they conducted of seeing
their deceased spouses, of feeling the calming presence or warmth of the
spouse after death, or “‘feeling the bed go down’ with the weight of a
partner’s body, despite their absence in embodied form” (1999, 150).
Reading their description of these experiences recounted by their research
participants resonated strongly for me. It powerfully recalled to my mind
events in my own ethnographic work with older people in South Yorkshire
in the north of England. Whilst I never found the way to write about what
some widows and widowers there told me about the interactions they had
with their deceased spouses, it was clear that for a number of the people I
came to know that their relationships with their loved ones carried on in
spite of death. That is to say, people would tell me of visits from and con-
versations with their spouses, of vibrant dreams of their spouses, of hear-
ing them move around the house, or of feeling them by their side in bed.
232 C. DEGNEN
summer with his science teacher before the accident that had suddenly
killed him (2005, 120).
I have assembled these examples in order to nuance assumptions of
“what happens” to the person at death in Western contexts. In so doing,
I seek to furnish more texture to the surface of normative Western models
of personhood. The primacy of the autonomous individual and the punc-
tual view of death are indeed key pillars in Western thought as Bloch
argues. But there are also intriguing counter-narratives that co-exist with
these pillars as I have explored here. They deserve to be acknowledged, for
in so doing, we enrich our understanding of the complexity of what is at
stake for the person (alive and dead) at death.4 Having now considered
some of the spectrum of more “punctual” views of death in contrast to
more “enduring” models, tricky as these categories may be, I now turn to
three detailed ethnographic accounts of personhood and death that each
in their own way is more along the spectrum of “enduring” views of death
than normative Western punctual views. Each of these three in-depth
examples reveals the complexity of the cultural work entailed in managing
relations with the dead, and whether or not (and to what extent) death is
an ending or dismantling of the person. Also highly pertinent here is the
extent to which the dead require the living to act, what specifically the
dead need who to do, as well as when and for how long.
as being a good horsemen, footballer, or field hockey player for men or,
for women, their talents in gardening or weaving; it may also include bio-
graphical details such as schooling, contributions to local sporting groups,
all the friends they made, the stories they told, the places they visited
(2007, 91).
These details recounted also include both positive and negative aspects
of the person, with Course’s participants emphasising to him the impor-
tance of all characteristics of the deceased being told “with just as much
care and veracity as the positive if the amulpüllün as a whole were to serve
its purpose” of completing the person, including characteristics such as
laziness or drunkenness (2007, 91). Following the formal orators, friends
of the deceased from the assembled crowd will then add their own memo-
ries of events they shared with the deceased during his or her lifetime. It is
in this way that the orators and the funeral attendees “complete” the per-
son. The nutramtun ends when each speaker takes a long drink from the
bottles of wine or cider lined up on the top of the coffin, called the mari-
epull, with this drinking marking the end of the amulpüllün (2007, 88).
What becomes clear from the above is how significant storying and
documenting the life of the deceased is, and how this is a task for family
and friends alike. But, as Course rightly asks, what precisely is it “about the
person that needs to be ‘finished’” for Mapuche, and how does the
amulpüllün ensure this aim (2007, 92)?
The key to answering these questions are the twinned notions of reci-
procity and sociality. That is to say, Mapuche notions of personhood are
based on relations with others; personhood is constituted via networks of
sociality and through enduring, reciprocal ties of friendship (2007, 89).
However, “death inevitably cuts such reciprocity short, and proves an
insurmountable obstacle to the repayment of the inevitable debts every
adult has accrued” (2007, 92). Death renders ongoing relations that con-
stitute the person “in limbo, and by removing the person from the realm
of sociality leaves them in a diffuse and ‘unfinished’ state. The project of
self-creation is brought to an abrupt halt, but still short of its final destina-
tion. The responsibility of ‘finishing’ the deceased necessarily falls to those
still alive” (2007, 93). That is to say, the webs of friendship connection
through which persons have constituted themselves, expanding ever out-
wards centrifugally, remain unfinished at death. Friendship relations dur-
ing life entail exchanges that need to be reciprocated in order to maintain
them in good health. This includes, for instance, highly ritualised forms of
sociality and sharing alcohol, something Course terms “the wine-drinking
DISMANTLING THE PERSON?: DEATH AND PERSONHOOD 237
friend” (2010, 158–63), but death means that these exchanges cannot be
fulfilled. This inability to reciprocate is what in turn leaves the person in an
“unfinished” state.
Course argues in turn that amulpüllün “creates and presents a mean-
ingful whole out of this life constituted through relations with others …
[by] condensing what is diffuse” and furthermore “it is only this ‘whole’,
cut free of the relations from which it was constituted, that can move on
from the realm of the living into the unknown and unspecified realm of
the dead” (2007, 94). By creating a whole from what was diffuse, by con-
densing these relations that constitute the person, Course says that
amulpüllün transforms the dead from subject into object, a process of
objectifying that “cut[s] free [the deceased] from the relations of reciproc-
ity through which they constituted themselves”, removing the deceased
“from the realm of sociality and thus remov[ing] the possibility of recip-
rocation” (2007, 95). This releases the dead from the obligation to recip-
rocate. As evidence of this, Course points to the mariepull, the toasting of
the deceased. Unlike the great care usually taken in exchanges of alcohol
with friends, “drinkers in the mariepull seize bottles and gulp down wine
themselves…there is no concern with ensuring that all are served, no con-
cern with thanking anybody” (2007, 95). Like the nutramtun which is
“by its very nature impossible to reciprocate”, the mariepull (or gift of
wine from the deceased) “is also destined to never be returned. The whole
point of the mariepull is that it marks the end of reciprocity, and therefore
the end of sociality” (2007, 95). That is to say, “just as it is to friends to
whom one must turn to create oneself in life,” so too it is to friends that
one must rely on to complete them in death by severing the networks of
sociality through which the deceased were constituted (2010, 164).
The centrifugal Mapuche person and the necessity of becoming com-
pleted at death by one’s friends render more complex long-standing con-
cepts in the anthropology of the person about death. As Course
convincingly argues, the literature has largely assumed that “death and its
accompanying social practices reveal something to us about the indige-
nous conception of the person…[an assumption that]…what mortuary
practices do is to undo the complex social ties which once held the living
person together, and to thereby make visible and explicit the parts of
which that person was composed” (2007, 77). He points in particular to
the influential work of Strathern, Mosko, and Bloch where there is a
strong sense of “the role of ritual practice in revealing the component
aspects of the person” (2007, 79). Course counters this, writing that
238 C. DEGNEN
ivision and separation is evident in Mapuche funerals too, but so also are
d
the ways in which the component parts of a person are being brought
together (2007, 79) and not simply separated. As he argues, the point of
the amulpűllűn funeral oration is to “finish” the person (2007, 89), not
divide them back up into their component pieces. As we have seen above,
what needs to be finished is reciprocity and sociality with the dynamism
and centrifugality of life needing to be brought to a close in death via ora-
tion and condensation (2007, 95; 96). So, for instance, Course reminds us
of the nutramtun stage of the amulpüllün. With its pronounced focus on
the genealogy of the deceased, Course argues that the nutramtun stage
could be interpreted as parallel to the “funeral rites described for Melanesia
and elsewhere which ‘disintegrate’ the person into the patri- and matri-
groups from which they were composed” as the nutramtun “unravel(s)
the paternally-derived and maternally-derived elements of the deceased’s
person through making them explicit” (2007, 90). But, as Course goes on
to say, “there is far more to the Mapuche person than the sum of its pater-
nal and maternal parts” (2007, 90) as the role of reciprocity with friends
makes clear. Indeed, Course further argues that amulpüllün is a form of
synthesis—that elements of division do occur upon death for Mapuche
(such as the body becoming separated from the soul), but that processes
of unification and condensation are equally significant here as “it is only
the ‘finished’ person who can be sent away from the community of the
living” (2007, 96) and that the dynamic centrifugal sociality of life needs
to be brought to a close via amulpüllün. He concludes that death in the
Mapuche case should not be interpreted as a process of analysis (namely,
breaking something up into its component pieces), but rather as a process
of synthesis (bringing component parts together) (2007, 79). Such
dynamics of what is assembled and from where reassert themselves in the
next ethnographic setting, but in markedly different ways.
That is to say, when a person dies, their ateq leaves their body and
“remains homeless until it is recalled to reside in the body of a newborn
child” (1992, 67). As such, Nuttall argues that this “means that people
never simply die; they continue because the name remains on earth”
(1992, 7) and that their identities continue with their name: “identities
continue when children are given the name of a deceased person, or the
names of several dead people” (1992, 66). Nuttall explains that ateq “is a
form of active, dynamic and continuing social reincarnation”, but not one
that is “concerned with achieving merit…or moral progression” as with
some cultural models of reincarnation (1992, 67) such as Hinduism or
Buddhism.
Instead, for Kangersuatsiarmiit, ateq hold “properties of the deceased
which are ineradicable and, to some extent, naming determines a child’s
developmental path. Once named, a new born child is both him/herself
and the person(s) whose names s/he receives” (1992, 67). That is to say,
there is firstly a continuity of the person after death via the ateq (name
soul). The ateq “allows for the continuity of personal relationships, social
life, and sense of community” (1994, 124) in that relatives of the deceased
continue their relationships with the deceased in their reincarnated form,
as we will see below. Secondly, the ateq “confers a social identity on the
person who, while being him or herself, is nonetheless regarded as a
returned deceased relative” (1994, 124). An individual is thus simultane-
ously both a newborn and also a returning deceased kin with a pre-existing
membership of the community. This is a process Nuttall describes as ren-
dering “the social landscape of Kangersuatsiaq a memoryscape of persons”
(1992, 59).
Additionally, there is a richness and multiplicity in the ways in which
name souls attach to newborns. That is to say, a person often has the ateq
of more than one deceased person and consequently combines aspects of
several identities in one. Additionally, “one dead person’s name soul is
shared between several children who, despite being themselves, are also
one person” (1992, 60). This in turn locates the individual “in a complex
web of social relationships that encompass both the living and the dead…
For the Kangersuatsiamiit, the person is an expression of the continuity of
social life” (1992, 60), with that memoryscape of personhood that Nutall
describes above holding a temporal register and depth that entirely exceeds
the bounds of more linear models of personhood and of life course.
When a deceased person’s ateq is recalled to the body of a newborn,
that newborn becomes known by the name of the dead person. A person
DISMANTLING THE PERSON?: DEATH AND PERSONHOOD 241
named after a dead person is in turn called an atsiaq (pl. atsiat), and “as
this includes all people, then Greenlandic communities are made up
entirely of atsiat” (1992, 67). Additionally, there is usually a particular
significance granted to the first baby to be born after a death, and this
baby is known as the ateqqaataa of that deceased person, with the deceased
person being called the atsiaq’s aqqa (1992, 67). These relationships
between dead and living are gender specific in the area of Greenland where
Nuttall worked, with the first child born of the same sex as the recently
deceased becoming named as the ateqqaataa, “but the ateqqaataa does
not necessarily have to be born into the deceased’s community” with the
entirety of the Upernavik district having extensive and close kinship and
social relationships including name souls (1992, 68).
But what does the name soul “carry” of the reincarnated person? As
Nuttall explains, name souls are “strictly speaking…not [a] reincarnation
of a fully differentiated individual, but of whatever qualities and aspects are
held to be contained in the name soul…a dead person can have several
atsiat and several dead people can share the same atsiaq…one person can
have three or more name souls” (1992, 68). Also, there is no limit to
“how many people can be reincarnated in a newborn child” and a three-
year-old child Nuttall knew had the names of five deceased people: “Jonas
(his mother’s brother), Pele (another of his mother’s brothers), Tobias
(the brother of a man named Knud), Robert (his mother’s uncle) and
Abel (his mother’s grandfather)” with his first name in this case being
Jonas (1992, 88).
With the name soul comes a series of pre-existing social relations. That
is to say, as
an atsiaq, the child enters into various relationships with the surviving rela-
tives of its aqqa, who all address the atsiaq by the kin term applied to the
dead relative. Corresponding terms of address are reciprocated by the
atsiaq…a dead man’s atsiaq will be called ‘father’ by that man’s children,
and ‘husband’ by his wife. In addition to his aqqa’s father calling him ‘son’,
he will be called son by his genitor. (1992, 68)
In the excerpt above that I opened this sub-section of the chapter with,
it is evident just how critical the baptisms of the two newborns are for
Josepi’s family. Manifesting and continuing these name soul relationships
are an important aspect of everyday life. In a separate example of a recently
deceased family member’s ateqqaataa being born and that ateqqaataa’s
baptism, Nuttall writes how
On the day of the baptism, the family of the child gathered together with
the godmother for photographs, coffee and cake following the church ser-
vice. During the afternoon and throughout the evening the whole commu-
nity visited for coffee and cake. All people in Kangersuatsiaq normally visit
on such occasions, to congratulate the parents and to see the child. The
community celebrates the birth of a child, a new person. But at the same
time there is an awareness that the child is also a recently deceased person’s
atsiaq. The community is thus celebrating the return of that deceased per-
son. In doing so, the community is celebrating itself, however unconsciously.
The celebration is, in a sense, a celebration of the continuity of both person
and community. But what must not be forgotten is that the deceased’s
family is also celebrating its own continuity. The inclusion of an atsiaq in
private celebrations has an important function. (1992, 124)
In this second example, the deceased family member was Marie, the
mother of the family Nuttall lived with and Josepi’s wife. Nuttall goes on
to detail how the same family had cause to celebrate three months later
when Jonas,6 aged seven and Marie’s grandson, caught his first seal. Whilst
Jonas required his father’s help to set the net and monitor it, this was still
a significant event that merited marking within the privacy of the immedi-
ate family. Grandparents in a neighbouring village were telephoned with
the news; Jonas’ mother Aninnguaq prepared the seal meat, and the family
living in Kangersuatsiaq were assembled to help eat it. This included the
now three-month-old baby Marie, Jonas’ grandmother’s ateqqaataa, who
was brought by Jonas’ aunt, Naja, for the meal from Marie’s parent’s
home. As Nuttall describes, “Naja returned carrying Marie, her mother’s
three month old ateqqaataa. Naja said ‘Here’s mother’ and Aninnguaq,
addressing the baby, said ‘Come in, sit down and have some coffee. It’s
cold outside and we have some fresh meat from Jonas’” (1992, 125). The
baby was offered symbolic tastes of the seal meat and coffee being eaten
by the other family members. “Marie’s ateqqaataa had been in the house
for about forty minutes before she was taken back to her parents. During
this time she had been spoken to and treated as an adult. As a family cel-
DISMANTLING THE PERSON?: DEATH AND PERSONHOOD 243
ebration of Jonas having his first catch, the family gathering had been
complete due to the inclusion of the atsiaq” (1992, 125).
Ultimately, Nuttall argues that “with the rebirth of names, various
types of relationship are continued as well as new ones made. A person’s
self-perception is influenced by the image and memory others have of the
dead person after whom s/he is named, and by the position s/he occupies
in the social and spiritual order” (1992, 67). The examples of the baptisms
and celebrating the first seal catch above are examples of how relationships
are established and maintained between the ateqqaataa and the family.
But Nuttall also argues that name souls are a profoundly significant “re-
establishment of a bond between deceased and bereaved. The dead person
is said to have ‘come home’ (angerlarpoq) to the bereaved” (1992, 68),
and this is recognised in naming and baptising. Birth does not signal an
entirely new person arriving, but rather a family and community member
who is being welcomed back (1992, 69). That is to say, a child “re-enters
an existing order of being, of which his name at least is already a part”
(1992, 69), and “having been named, children learn the identities of the
people they are named after and begin to acquire a knowledge of the vari-
ous relationships that link them” to a wider social network (1992, 89).
What this means for the relations between living and dead is that the
recently deceased can be again interacted with. In Kangersuatsiaq, people
remain part of the community after death through their name souls, and
“a recently deceased person will continue existing relationships through
an atsiaq and will be linked to the name-sharers and kin of that atsiaq”
(1994, 134). Naming thus for Kangersuatsiarmiit attests not to the finality
of death, but rather to a profound continuity of personhood.
later to be prepared for the “upcoming nine-day feast” to mark his death,
and more bundles would be taken down “for Nyatus, the final mortuary
feast to be held one hundred days after death” (2007, 121). Telle was told
by the widow preparing the rice that as a couple she and her husband had
put this rice aside together so that “‘some rice from their own house
would follow along’” after death, and that the rice was being prepared for
the nine-day feast so that her husband would not “‘die in a state of
neglect’” (2007, 121). As Telle elaborates, food plays a central role in this
series of mortuary rituals, a ritual cycle of eight different ceremonial meals
over a period of more than three years (2007, 135), a process for Sasak
that transforms the deceased into ancestors.
More generally, food and feeding is understood in the Sasak worldview
as a key element in forging relatedness, as holding significant generative
potential (2007, 122) and as being “at the very centre of Sasak social
reproduction” (2007, 126). Rice is the most highly esteemed comestible
in Sasak life whereby “the daily sharing of rice meals cooked on the hearth
constructs and maintains ties between the different generations” of Sasak
kin, namely the hearth group; “the value attached to feeding within the
hearth group is grounded in the assumption that durable and affective
bonds are powerfully constituted through the medium of food” (2007,
146). Rice is a highly significant substance imbricated in the making and
remaking of persons and of connections between them, as has been docu-
mented more widely in Southeast Asia and which I explored in Chap. 3 via
the work of Carsten (1995). Relatedness forged through feeding and rice
however is not something that ends with death. Instead, Telle describes
how the processes of making people and the ties between them “continues
after death through quotidian acts of feeding and flows of substance”
(2007, 147) from the living to the dead in Sasak mortuary rituals.
Telle describes the stages of Sasak mortuary rituals as being motivated
by a wish of the bereaved to provide nurturance and care for the deceased.
But she says there are also strong motivations at work to bring about a
separation between the living and the dead, to influence and control the
spirits of the dead who might otherwise become troublesome, and to pro-
vide a channel for blessings to flow (2007, 122–3). Food, and particularly
rice, is “used to cultivate a desirable relationship to the dead” (2007, 126)
in a number of ways, starting with how physical death is itself bound inex-
tricably to food. This is because death itself occurs when the spirit leaves
the body and “is known as ajal, which denotes the end of a person’s
divinely allotted lifespan” (2007, 127). The Sasak people Telle came to
DISMANTLING THE PERSON?: DEATH AND PERSONHOOD 245
know further describe ajal as “the moment when a person has exhausted
her share of rice (beras), the preferred staple and main source of suste-
nance” (2007, 127). Consequently, “when death seems imminent, family
members may thus try to ease the pain and hasten death by feeding the
person some steamed rice (mi), as it is only when the last grain of rice
allotted for earthly consumption has been eaten that the person can die”
(2007, 127).
Upon death, Telle describes how “transforming the deceased into an
ancestor (papuq baloq) requires much work on the part of the living…the
deceased is utterly dependent on close kin, neighbours and ritual special-
ists in order to become ‘complete’”, a requirement that “underscores how
humans are social beings whose life-courses are inextricably enmeshed
with those of others” (2007, 122). So, for instance, the widow Telle intro-
duces us to who had been bringing rice bundles down from storage to
prepare for her husband’s nine-day feast also continued to prepare regular
daily meals for the spirit of her husband. This was something she did as he
moved through the various stages of becoming an ancestor, “a process
that is complete when only ‘bones’ (tolang) are left in the grave” (2007,
128) and through putrefaction which changes “the ‘wet’ corpse…into
‘dry’ and durable bones” (2007, 136). Sasak draw a correlation between
the gradual decomposition of the corpse in the grave with the incremental
separation of the deceased’s spirit from the living as it transitions over time
from the “worldly realm” to that of the “invisible realm” of the spirits
(2007, 127). This transition is understood as a difficult one for the
deceased as well as for the bereaved since the dead long for their former
lives in the worldly realm. The living seek to help ease this transition, such
as by providing meals of rice for the deceased until the stage of mortuary
rituals called Nyatus has been completed, at which point the successful
outcome is a spirit who no longer seeks to return (2007, 130). Telle
explains death “in no way implies a complete severance of ties between the
living and the dead” in Sasak understanding, but that the living do recog-
nise “a degree of separation must be established” with the dead (2007,
127), which is gradually extended. Providing food for the funeral and for
the spirit of the deceased “are said to comfort the forlorn spirit” and
looked upon positively, whereas sustained displays of grief by the bereaved
are discouraged since they draw the deceased’s spirit to the living, render-
ing it more difficult for the spirit to leave (2007, 127). This is a transition
that needs to be successfully managed over time so that the transformation
to ancestor can become complete.
246 C. DEGNEN
Rice is prepared in two main ways upon death. The first is the daily
preparation of rice meals for the spirit of the deceased which is understood
as “an act of nurturing relatedness”, a “flow of sustenance between the
living and the recently deceased” (2007, 130). Such practices need to be
understood within the context of more generalised Sasak processes of con-
stituting kinship whereby sharing substance (rice) forges relatedness
(2007, 131) as described above. These daily meals for the dead have a
twofold purpose: firstly they demonstrate the ongoing love and care of the
living for the deceased, and secondly it is via these “repeated acts of
nurture” that the living assist the spirit to eventually be able to leave (2007,
131) and to willingly depart the worldly realm for the invisible realm.
The second way is the cycle of mortuary feasts. In addition to the rice
the family has stored in preparation for this, condolence gifts of rice from
neighbours and friends are also used to prepare each meal in the mortuary
sequence of celebrations. These mortuary meals vary in size and scale, and
occur at different points in the commemorative cycle; the first begins as
soon as the death has been confirmed; the last is nominally 1000 days after
death (2007, 135) but rice is prepared for all of these feasts, mixing some
of the household rice with the gifted rice (2007, 139). Telle argues that
the feasting rice “become[s] a replacement of the social person, who is
remembered and symbolically reconstituted as the staple food” (2007,
139) during the series of memorial feasts to commemorate the deceased.
By consuming the rice that is associated with the dead person in these
feasts, Telle further argues that the mourners “bring to conclusion the
existence of a social person” and “effect a gradual separation of the living
from the deceased” (2007, 140). Great care is taken to achieve this separa-
tion successfully and to satisfy the needs of the deceased through the feast-
ing and related prayers, all so that the dead do not feel slighted and are
content to rest in their graves (2007, 140). But connections with the dead
do not end once the successful transition to ancestor is complete. As with
relatedness in life, relations with ancestors require ongoing work and cul-
tivation. Spirits of the dead can come to feel neglected if their descendants
fail to visit their graves, omit to tell them of important events, or do not
invite them to feasts; this results in spirits roaming and can put the living
in danger (2007, 141). Consequently, maintaining good relations with
the dead after they have transformed into ancestors is also a concern for
Sasak people. Once again, food becomes a significant channel for achiev-
ing this: families will gather to visit the graves of the deceased and share
with the spirits cooked meals that have been prepared to be eaten together
DISMANTLING THE PERSON?: DEATH AND PERSONHOOD 247
at the grave site, pleasing the spirits by remembering them properly and
also facilitating the granting of ancestral “blessings” for the living (2007,
143–4; 146). Thus whilst the nature of personhood shifts after death from
living person to ancestor, Sasak dead continue to be imbricated in rela-
tions with the living, and food continues—as in life—to be a key substance
for managing and maintaining healthy relations amongst kin.
Conclusions
In many contemporary Western societies, like Britain, death is something
largely sequestered and hidden away from view.8 Some commentators
have argued that this is connected to a rise in highly sophisticated and
specialist technologies, resulting in an increased medicalisation of birth
and death throughout the developed world (and increasingly in the devel-
oping world); both birth and death have over many decades become the
domain of professionals in these settings including midwives, undertakers,
and physicians and no longer managed in the domestic domain or under
the purview of the family (Barrett 2011, 483). There has been debate over
the extent to which the distance from everyday experiences and knowl-
edge of death has rendered death unfamiliar and more fearsome in con-
temporary Western society (Seale 1998). I contemplate this every year
when the undergraduates I teach in an advanced course on personhood
report feeling deeply apprehensive and as though they are trespassing
when I take them on a fieldtrip to a local cemetery to explore public mark-
ers of commemoration of the person (Degnen 2013). The contrast
between my students and Astuti’s example from her work with Vezo peo-
ple discussed above is instructive. In Astuti’s example, there is a noticeable
emphasis on connections and continuity between the living and the dead
and a recognition of the similarities between living and dead that need to
be managed. In telling me of their fears and their feelings of being deeply
out of place in the cemetery, my students are engaging instead in culturally
appropriate expressions of the dead as a very different category to the
living, a category to which connection and continuity is actively discour-
aged, and the dead certainly no longer count as “persons”.
And yet, as I have explored in this chapter, ample evidence exists that
renders such assumptions about “Western” relations with the dead argu-
ably much more nuanced than this. Hallam et al.’s (1999) work in Britain
on married life after biological death, demonstrating how deceased spouses
remain very much socially alive for some widows and widowers, is one
248 C. DEGNEN
Notes
1. Note that although Sora are described as a “tribal” group, this kind of tran-
sition from “experience” to “ancestor” has strong parallels with the wider
Hindu transition from unstable and unpredictable “ghost” to stable “ances-
tor” reflected in the lengthy set of Hindu funeral rites; my thanks to Peter
Phillimore for making me aware of this.
250 C. DEGNEN
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Index1
1
Note: Page number followed by ‘n’ refer to notes.
E G
Eating, 17, 33, 36, 59, 81–85, 102, Gammeltoft, Tine, 35, 45, 46
108, 129, 164, 165, 172, 173, Geertz, Cifford, 7, 109
175, 211, 229 Gender, 9, 74, 75, 86, 92, 111,
Ecuador, 44, 48–50, 61, 122, 139, 248 112, 147, 153, 160,
Embodied care, 172 165, 170, 176,
Embodied relationality, 107, 109, 225, 241
110, 116 Georges, Eugenia, 39, 42–45
Embodiment, 22, 30, 51, 107–110, Gerontocracy, 73
179, 186, 202, 203, 210–214 Gestation, see Pregnancy
Embryo, 20, 29, 32, 37, 43, 60, 64 Glaskin, Katie, 83, 93, 107–110, 116,
Epistemology, 17, 112, 122, 126, 222, 225
141, 199 Gottlieb, Alma, 2, 58, 61, 64, 65, 71,
Erectile dysfunction, 176, 177 72, 80
Ethnographic present, 11–16 Greece, rural, 250n8
Grenier, Amanda, 156–158
Guangzhou, China, 212, 213
F Gupta, Akhil,
Feeding, 17, 50, 59, 81–85, 155, 163, 80, 81, 94, 228
200, 244, 245, 249
the dead, 223, 226, 243–247
Feit, Harvey, 123, 126–128 H
Feminist scholarship, 51 Haddow, Gillian, 186, 188, 202–204,
Foetal 215n2, 217n5
development, 30, 34, 35, 38, 40, 52 Hallam, Elizabeth,
personhood, 31, 39–52, 70 222, 231, 232, 247
rights, 31, 38, 49, 52 Hallowell, A. I., 122–125, 130,
subjectivity, 38, 42, 44 133–135, 137
surgery, 41, 42 Hanoi, Vietnam, 35, 45, 46
ultrasound, 31 Harris, Grace, 6, 7
Foetus, 20, 29, 31, 33, 35–38, 40–42, Hertz, Robert, 224–226
44–47, 49–52, 53n3, 70, 77, Hockey, Jenny, 18, 151, 159,
107, 189 222, 231
as ambigious or liminal being, 43 Holbraad, Martin, 125, 127
Food, 17, 31–33, 36, 46, 81, 83–85, Home care workers, 171, 172,
104, 112, 124, 127, 139, 145, 174, 175
155, 161, 164, 165, 171, 198, Howarth, Glennys, 252
234, 243–247 Huaorani, Ecuador, 60, 61, 63, 86
4-D imaging, 21 Human-animal relations, 122, 130,
Fourth age, 153, 156–159, 178 141–146
France, 53n4 Human exceptionalism,
Francis, Doris, 232 122, 126, 147
Friendship, 208, 234–236 Hunting, 32, 122–124, 126–130,
Funeral oratory, 223, 233–238 133, 136, 142, 239
258 INDEX
N
Name soul, 223, 226, 238–243 P
Naming, 59, 67, 81–85, 108, 228, Persistent or permanent vegetative
240, 243 state (PVS), 185, 192, 193,
Narrativity, 186, 201, 215, 248 196–201, 214
Nature-culture divide, 122 Person, 1, 29, 57, 92, 121, 153, 184,
Neonate, 57, 58, 63, 64, 67–69, 71, 221–249
77, 85, 86 Personhood
Neontocracy, 73, 74, 87n1 ambiguous, 34, 46, 48, 50
Neophytou, Georgina, 251 attribution of, 17, 21, 42, 57, 59,
Netherlands, 61, 62, 250n8 63, 64, 82, 86, 121, 132, 197
Newborn, 2, 20, 21, 50, 57, 59, centrifugal, 233–238
60, 62, 64, 66–70, 81, 82, delayed, 57, 86, 87
240–242 diminished, 77, 78, 172, 186
New kinship studies, 17, 53n1 endangered, 185, 187, 192, 193,
New York State, United States, 77 196, 202, 210, 213, 215
Niue, South Pacific, 153, 160, 167–170 flexible, 146
Non-human people, 20, 92, 123, loss of, 206
128, 136 moral significance, 4, 100
Non-Western, 4, 5, 9, 12, 13, 21, 32, moral value, 7, 99, 175, 176
74, 109, 117n3 non-linear model of, 30, 44
North American, 6, 13, 33, 34, 39, permanent, 157, 178
45, 50, 76, 78, 79, 167, 170, posthumous, 231
179, 189, 191, 208, 228 precarious, 77–79
North of England, 3, 153, 154, 159, provisional, 46, 52, 78
204, 231 relational model of, 162, 214, 215
Nuttall, Mark, 4, 5, 223, 228, uncommon, 59, 192–196, 213
239–243, 249, 250n6 unfinished, 20, 48, 50, 86, 236
260 INDEX
semen, 33 U
soil, 22, 46, 101, 104–106 Unborn, 30, 34–36, 40–45, 47–52,
sweat, 33, 110 57, 70, 108
vaginal fluid, 33 Unconsciousness, 169, 194, 197
Sweden, 61, 62 Ur, 101–106
T V
Tamil Nadu, south India, Vezo, Madagascar, 31, 66, 68, 230,
101–107, 160 247, 248, 250n4
Taylor, Anne Christine, 139, 148n2 Viability, 58, 60, 69, 70
Taylor, Janelle, 21, 185, 207–210, Vilaça, Aparecida, 67, 68, 138,
212, 215 140, 148n2
Technologies, 21, 29, 31, 39–46, Vitebsky, Piers, 14, 15, 19, 20, 222,
50–52, 58, 60, 61, 73, 77, 184, 223, 228–230, 249
189, 193, 196, 199, 250n2 Viveiros de Castro, Eduardo, 138–141
Telle, Kari, 223, 243–246, 250n7
Temporality, 51, 79, 80, 86
Third age, 153, 156, 157, 159 W
Time, 3, 4, 12, 15, 16, 18, 20–22, Wari’, Bolivia, 30, 32–34, 58, 59, 66, 67
29, 30, 32–34, 40–42, 44, 47, Warlpiri, Yuendumu, Australia, 75, 76
49, 51, 52, 57–61, 64–66, 69, Warungka, 75, 76
71, 72, 75, 78–81, 84–87, 93, Weiner, Noga, 58, 69, 77, 86
95, 98, 101, 102, 104, 107, Wentzell, Emily, 153, 176–178
110, 111, 116n1, 121, 123, Western, 2, 11–16, 29, 57, 93,
128, 129, 144, 147, 151, 98–101, 121, 130–136, 152,
154–159, 163, 165, 168–171, 186, 222
174, 175, 183, 185, 190, 191, Western Apache, Arizona, 93, 98–101,
196, 197, 200, 205, 212, 213, 114, 115, 116n1
216n4, 217n6, 222, 224, 226, Willerslev, Rane, 126, 127, 129, 130,
227, 229, 232, 234, 235, 239, 134, 135
242, 245, 248 Wrugbe, 2, 64–66, 81
Transience, 157, 167
Transition, 19–21, 40, 42, 95,
145, 152, 153, 155, 166–176, Y
178, 179, 222, 245, 246, Yukaghir, Siberia, 122, 129, 130,
248, 249n1 134, 135
Tuan, Yi-Fu, 95
Tuareg, Niger,
153, 155, 156 Z
Turkey, rural, 81 Zafimaniry, Madagascar, 63, 64