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Applicability of AnnAGNPS

for Ontario conditions


S. Das1*, R.P. Rudra1, B. Gharabaghi1, S. Gebremeskel2, P.K. Goel3 and W.T. Dickinson1
1
School of Engineering, University of Guelph, Guelph, Ontario N1G 2W1, Canada; 2Department of Geography, University of
Saskatchewan, Saskatoon, Saskatchewan S7N 5A5, Canada; and 3Ontario Ministry of the Environment, Etobicoke, Ontario M9P
3V6, Canada. *Email: sdass@uoguelph.ca

Das, S., Rudra, R.P., Gharabaghi, B., Gebremeskel, S., Goel, P.K. and et al. 2003). “Drinking water sources should be protected by
Dickinson, W.T. 2008. Applicability of AnnAGNPS for Ontario developing watershed-based source protection plans for all
conditions. Canadian Biosystems Engineering/Le génie des watersheds in Ontario (O’Connor 2002).” Source water
biosystèmes au Canada 50: 1.1 - 1.11. In the current exploration of protection relates to the protection of all water use sources
source water protection in Canada, a number of watershed models are (surface and ground) from all possible sources of pollutants.
being evaluated by different provincial and municipal organizations.
The Annualized Agricultural Nonpoint Source model (AnnAGNPS), In Ontario, agricultural activities such as livestock along with
widely used in the USA, was evaluated in the Canagagigue watershed population and industrial growth are the major sources of point
situated in the Grand River basin of southern Ontario. The model was and non-point pollution. A number of water quality studies have
run for a period of ten years (1991-2000) to simulate the hydrology been conducted in the Grand River basin, one of the biggest
and sediment yield from nonpoint sources. Data for the first five years basins in southern Ontario and a tributary to Lake Erie (GRCA
(1991-1995) were used for calibration and that for the last five years 1998; GRIC 1982). These studies reveal that water quality in the
(1996-2000) for validation. The hydrology component of the model Grand River is under increasing threat, and point sources and
performed very well for the calibration and validation phases, while the nonpoint sources are the main causes of the degradation in water
sediment component performed better during the calibration phase than quality. Significant progress has been made to abate the amount
the validation phase. The results of this study also indicated that the of pollution coming from point sources, including improved
hydrology and sediment components need improvement for winter and
early spring periods. The possible approaches to handle this situation
treatment of industrial and municipal wastewater; but the level of
may be to adjust the monthly curve number values and the RUSLE success in controlling and reducing pollution from non-point
parameters. Keywords: AnnAGNPS, calibration, validation, water sources is still not encouraging. Indeed, the pollution from
balance, surface runoff, sediment yield, spring condition. agricultural activities has been a source of water quality problems
Différents organismes municipaux et provinciaux ont entrepris
in the Grand River and many other river basins in Ontario
d’évaluer un certain nombre de modèles de bassins versants dans le (GRCA 1998). Many parts of the Grand River are currently
cadre du projet de protection des sources d’eau au Canada. Le modèle experiencing low dissolved oxygen levels, high nutrient and
‘Annualized Agricultural Nonpoint Source (AnnAGNPS)’, très utilisé suspended sediment concentrations, and degraded drinking water
aux Etats-Unis, a été évalué dans le bassin versant de Canagagigue quality and habitats for fish and other aquatic organisms (GRCA
situé dans le bassin de la rivière Grand dans le sud de l’Ontario. Ce 1998).
modèle a été utilisé pour simuler l’hydrologie et la production de To achieve clean and safe surface water, it has become
sédiments de sources non ponctuelles durant une période de dix ans necessary to identify source areas of contamination responsible
(1991-2000). Les données des cinq premières années (1991-1995) ont for the impairment of water bodies and their relative contribution
été utilisées pour la calibration du modèle et celles des cinq dernières to impairment. After identification of pollution sources, best
années (1996-2000) ont servi pour sa validation. La composante management practices can be applied systematically to control
hydrologique du modèle a très bien performé pour les phases de the contaminant concentrations and loads at watershed outlets.
calibration et de validation tandis que la composante de sédimentation The deliberate targeting of non-point pollution sources has been
a mieux performé durant la phase de calibration que durant celle de demonstrated to be an efficient and cost effective means to
validation. Les résultats de cette étude ont aussi indiqué que les reduce pollution from nonpoint and contained agricultural
composantes d’hydrographie et de sédimentation ont besoin sources (Dickinson et al. 1990).
d’amélioration pour les périodes d’hiver et de début de printemps. Des
Numerous NonPoint Source (NPS) models are being
approches possibles pour remédier à cette situation peuvent être
considered and used to estimate runoff, soil erosion, sediment
d’ajuster les valeurs numériques des courbes mensuelles ainsi que les
yield, pesticide, and nutrient loads transported downstream from
paramètres RUSLE. Mots clés: AnnAGNPS, calibration, validation,
bilan hydrique, ruissellement, production de sédiments, condition
various spatial scales, and these models are being explored as
printanière.
tools for the development of management strategies to ameliorate
effects of NPS pollution on water quality. Before any model can
INTRODUCTION be used for this purpose, however, it must undergo careful
calibration and validation to ensure that pertinent processes and
Protection of source water is now of prime importance in parameters have been included and can be ascertained reliably.
Ontario, particularly in light of the Walkerton tragedy when the The Annualized Agricultural NonPoint Source (AnnAGNPS)
impairment of water resulted in the loss of seven lives (Hrudey model has received considerable attention in the United States for

Volume 50 2008 CANADIAN BIOSYSTEMS ENGINEERING 1.1


calculate Soil Conservation Service (SCS) curve numbers (CN),
which serve as the basis for determining surface and subsurface
runoff quantities for each day. After percolation,
evapotranspiration, and drainage from the soil surface and
subsurface have been satisfied, the remainder becomes surface
runoff.
Subsurface flow takes into account either tile drainage or
lateral flow, and occurs only if an impervious layer is present
within the soil profile. The widely used Houghoudt equation is
used to calculate the tile flow amount; and when the watertable
is below the drainage depth, lateral flow is calculated using
Darcy’s equation. Subsurface flow is added to the cell reach at
the same time as runoff.
AnnAGNPS uses the Revised Universal Soil Loss Equation
(RUSLE) (Renard et al. 1997) for the calculation of sediment
delivered to a field edge as a result of runoff from any type of
precipitation. The Hydro-geomorphic Universal Soil Loss
Equation (HUSLE, Theurer and Clarke 1991) is used to estimate
the total sediment yield leaving each field to the stream reach
after deposition. The model calculates nitrogen (N), phosphorous
Fig. 1. Location of the study area. (P), and organic carbon (OC) concentrations within each field
using a mass-balance approach based on the soil moisture and
management of pollution from agricultural activities. environmental conditions in the watershed. AnnAGNPS also has
AnnAGNPS was developed by the USDA-ARS research group, the capability to simulate pollution loads from concentrated
and values of the model parameters are available in databases nutrient sources (feedlots and other point sources) and other
developed by NRCS for any location in the United States (Yuan concentrated sediment sources such as gullies and non-
et al. 2001). For application to Ontario conditions, this model precipitation water additions like irrigation practices.
needs careful and thorough evaluation. The objective of this
study has been to examine the applicability of the AnnAGNPS Three sets of data are required to run the AnnAGNPS model.
model in Ontario conditions. They are topographic data, soil and land-use related data, and
climate data. Input data preparation is organized using the tools
AnnAGNPS model and/or models contained in the AnnAGNPS package.
The AnnAGNPS (Bingner and Theurer 2001) is a continuous
simulation, daily time step, watershed scale, pollutant-loading Description of the study area
model developed to simulate long-term runoff, sediment, and The Grand River is one of the largest rivers in southern Ontario
chemical transport from agricultural watersheds. It is a direct and is a tributary to Lake Erie. The selected watershed
replacement for the single event model, AGNPS (Young et al. (Canagagigue Creek, a minor tributary of the Grand River) is
1989), and retains many features of AGNPS (Yuan et al. 2001). located in the northwest part of the Grand River basin between
Bosch et al. (1998) described the model as a flexible, accurate 43°36’N-43°42’ N latitude and 80°33’- 80°38’ W longitude
tool for watershed management and for the development of (Fig. 1). The watershed can be considered “typically Canadian”,
criteria for the determination of total maximum daily loads to as it was formed by glaciations. It is roughly rectangular in shape
receiving water bodies. AnnAGNPS uses and combines many and is about 150 km2 in area. About 80% of the land within the
modules of other widely used models (such as RUSLE, watershed is under agricultural activities and 10% is woodlot
CREAMS, EPIC, and GLEAMS); and the model can be used to (Carey et al. 1983). The average annual precipitation ranges from
locate possible locations of contributing areas which might be 750-1000 mm, of which 100-200 mm falls as snow. The average
responsible for the impairment of water quality. annual temperature of the area is about 6.50C, and annual
AnnAGNPS is a distributed parameter model in which the evaporation is about 65% of the annual precipitation. July and
watershed is divided into several small areas, called “cells”, August are the warmest months of the year and the months with
which are often grouped into hydrologically similar areas. The the highest rates of precipitation. In contrast, January and
water balance in the model accounts for the input and output of February are the coldest months of the year.
water on a daily basis. Water inputs include rainfall, snowmelt, The area upstream of the Floradale reservoir in the watershed,
and irrigation water; while water outputs involve surface runoff, with a total contributing area of about 53 km2, was selected for
percolation, evapotranspiration, tile drainage, and input to this study. This selection was primarily based on the availability
ground water. Generated runoff and sediment are routed through of observed data. The topography of the study area is flat to
the in-cell watershed flow-system on a continuous basis, and gently undulating with a slope of 1.5% towards the outlet in the
allow for moisture stored in the soil to be ascertained for the south. The elevation in the watershed ranges from 366 to 470 m,
next day. The soil moisture can be calculated in sub-daily time and the average elevation is 417 m. A dominant surface soil
steps (up to 24 times in a day), which is a useful feature to (200-600 mm depth) in the watershed is loam or silt loam of the
represent nonlinear rates of percolation and evapotranspiration Huron and Harriston series overlying a loam till (Presant and
within the soil profile. Soil moisture conditions are then used to Wicklund 1971; Hoffman et al. 1963). About 90% of the
selected subwatershed area is under agricultural practices. The

1.2 LE GÉNIE DES BIOSYSTÈMES AU CANADA DAS, et al.


Table 1. Sequence of the management operations in the study, cells were hydrologically determined based on a threshold
study area. critical source area (CSA) of 100 ha and a minimum source
channel length (MSCL) of 200 m. Each cell was given a number
Crop Date Operation for identification as an individual unit. The number was also used
as a reference number for the receiving cell/subwatershed
May 7 planter attribute. Physical properties of each cell (area, length, and
July 18 fertilizer application slopes) were determined by the module AGFLOW. The dominant
Corn grain October 20 harvest soil and land use for each cell were predetermined from the soil
October 30 manure application and land use shape files over the delineated subwatershed. A
November 7 chisel disc digital elevation model (DEM) for the whole Canagagigue
watershed was obtained from the Grand River Conservation
April 15 manure application
Authority (GRCA). The DEM in 10-m resolution was based on
April 30 cultivator
the contour data and digital terrain data from 1:1000 OBMs
May 7 planter
July 18 fertilizer application
(Ontario Base Map).
Corn silage GIS layers for soil and landuse were obtained from the
September 25 harvest silage
October 15 killing forage Ontario Ministry of Agriculture, Food and Rural Affairs
October 30 manure application (OMAFRA) soils and landuse databases. These include a series
November 7 chisel disc of county-wise geo-spatial soil survey data. The soils shape file
required rearrangement according to the input requirements of
May 10 harrow the model. Most of the physical properties of soils were obtained
May 20 drill plant from the Canadian Soil Information System (CanSIS), Ontario
Soybean July 25 fertilizer application Soil Survey Report No.35 (Hoffman et al. 1963), and Ontario
October 10 harvest Soil Survey Report No.44 (Presant and Wicklund 1971).
October 30 manure application Fourteen types of dominating soils were identified from the soil
shape file over the delineated watershed. The Burford series
April 7 drill plant
(loam textured) soil was the most dominant (28% of the study
June 15 harvest hay
Alfalfa area), followed by the Brady series (sandy loam) soil (13% of the
September 15 harvest hay
study area).
October 30 manure application
The AnnAGNPS input accepts five types of landuse identifier
April 7 drill plant (cropland, pasture, forest, rangeland, and urban), and hence the
June 15 harvest hay seven types of landuse in the subwatershed were reclassified
Alfalfa-red July 25 harvest grain according to the model requirement. Each landuse type was
clover September 25 harvest hay included under a land use identifier during the input data
October 30 manure application preparation. A mixed system of agriculture was considered to
November 7 chisel disc cover 48% of the watershed, followed by a corn system (21%)
and woodlot (11%). Crop rotations were determined by
dominant agricultural land use includes mixed farming with consulting OMAFRA and respective Conservation Authority
predominantly dairy farming and cropping of corn, small grains, personnel. The crop information was collected from the
other row crops, and hay. Cash crops cover a relatively OMAFRA Publication 811 (Agronomy guide for field crop) hand
insignificant portion of the watershed. Most of the crops are book. The management operation for each crop is an important
factor for calculating the sediment yield as it disturbs both the
grown for livestock feed (So and Singer 1982). General tillage
soil surface and subsurface. The detailed management operation
practices within the watershed vary from conventional to no
data were prepared as required by the model input, and as
tillage. Manure spreading on agricultural land is a common described in Table 1. Management operation and associated
practice. Generally the manure is applied two times a year in parameters were obtained from the RUSLE guidelines, and the
April-May and July-November. database was included in the data preparation folder of the
Five flow gauging stations and three water quality measuring model.
stations are situated in the Canagagigue Creek watershed area. SCS curve number (CN) is one of the key hydrologic factors
The current study used the observed flow data from flow gage for estimating runoff volume and peak as well as sediment yields
station No. 02GAC17 and sediment data from quality gage (Yuan et al. 2001). The transport of pollutants associated with
station No.16677600502. runoff and/or sediment is also largely affected by the CN. The
Input data preparation CN for different hydrologic soil groups related to each crop
operation was selected from the National Engineering Handbook,
AnnAGNPS requires more than 400 input parameters in 34 data Section 4 (SCS 1985), and are shown in Table 2.
categories, including landuse, topography, hydrology, soils,
feedlot operation, field management, and climate. The climate Tile drainage is a common water management practice and
data file and the AnnAGNPS input file are two major input files covers about 60% of the watershed area (Dorner 2004). As
details regarding tiles were not available for the study watershed,
required for application of AnnAGNPS. For the AnnAGNPS
it was assumed that the 60% coverage of the area by tile drainage
input file, the watershed and subwatershed boundaries are
was equally distributed over the entire watershed. The parameters
delineated by using the TOPAGNPS and AGFLOW modules
required for the tile drainage system were obtained from the
integrated with the AnnAGNPS Arc View interface. For this
Ontario Drainage Guide (OMAFRA 1997).

Volume 50 2008 CANADIAN BIOSYSTEMS ENGINEERING 1.3


Table 2. Selected SCS curve numbers for the study area.

Curve number

Land cover class Hydrologic soil group

A B C D

Corn straight row poor 72 81 88 91


Soybean straight row poor 72 81 88 91
Continuous forage poor 68 79 86 89

Two options are available in AnnAGNPS for the preparation


of the climate file. Option one includes generation of the climate Fig. 3. The sensitivity of sediment yield to curve number,
file by using the weather generator available in the AnnAGNPS hydraulic conductivity, bulk density, and tile depth.
package. In the second option, the historical data can be used to
prepare the climate input file. As the weather generation undergone comprehensive sensitivity analyses (Bosch et al.
approach has not been validated for Ontario conditions, the 1998). Based on the review of literature, it was decided to
climate file was prepared using historical data. The Woolwich explore the sensitivity of the AnnAGNPS runoff and sediment
rain gauge station, located close to the study watershed, was yield outputs to variations in 16 parameters for the cell and reach
selected for the historical rainfall and daily temperature data. data. Each selected parameter was changed by an increment of
The climate parameters not available from the Woolwich station ±5%, while fixing the values of the other parameters and the
(wind speed, sky cover, and dew point temperature) were gradient of the output response with respect to the selected
obtained from the weather station at the Waterloo-Wellington parameter was used to quantify the degree of sensitivity. Selected
Airport which is about 10 km south of the watershed. examples of the sensitivity analysis are shown in Figs. 2 and 3.
Results reveal that for both total runoff and sediment yield,
RESULTS and DISCUSSION model outputs are sensitive to the SCS curve number, soil bulk
Sensitivity analysis density, soil hydraulic conductivity, and tile depth. The peak
A sensitivity analysis was performed to ascertain those sensitive runoff volume is also sensitive to Manning’s ‘n’ for both cell and
parameters, which when modified in value caused the greater reach flow, and hydraulic conductivity; and the sediment yield is
variation in the model output. This step was taken so that also sensitive to soil erodibility (k) factor, support practice factor
attention could be focused on these key parameters during (P), and the cover management factor (C). These results were not
calibration and validation of the model. Although AnnAGNPS too surprising and seemed to make good sense. Bosch et al.
requires a large number of input parameters, many of them are (1998) also noted that runoff and associated variables were most
extracted from the DEM by TOPAZ and AGFLOW modules sensitive to runoff curve number. Gifford and Jensen (1977)
and were not considered for sensitivity analysis. No published found that soil compaction and associated increases in bulk
literature is available on detail sensitivity analysis for density had important hydrologic implications relating to reduced
AnnAGNPS; however, various modules in AnnAGNPS adopted plant growth, reduced infiltration rates, and increased runoff
from the CREAMS, GLEAMS, RUSLE, and EPIC models have potentials. Such effects may have resulted in runoff and sediment
yield being sensitive to bulk density. AnnAGNPS considers tile
flow to reach the outlet the same day. While water that enters the
tile will enter the reach the same day, the subsurface water does
not all drain into the tile in one day. Hence it is not surprising that
runoff was sensitive to tile depth. Soil hydraulic conductivity is
used in the model to calculate the amount of percolation.
Therefore, an increase in hydraulic conductivity resulted in a
marked decrease in surface runoff. As Manning’s roughness
factor is an important parameter for calculation of flow velocity
and time of concentration, this parameter has significant impacts
on runoff peaks and sediment loads.
Calibration and validation of AnnAGNPS
AnnAGNPS was run for a period of ten years (1991-2000) to
simulate hydrology and sediment yield. Data from 1991 to1995
were used for calibration, and from 1996 to 2000 were used for
validation purpose. For both the calibration and validation
Fig. 2. The sensitivity of runoff amount to curve number, phases, the hydrology outputs and sediment outputs of
hydraulic conductivity, bulk density, and tile AnnAGNPS were compared with the observed data, and
depth. calibration of the model input was done to match predicted

1.4 LE GÉNIE DES BIOSYSTÈMES AU CANADA DAS, et al.


70
Sim_ET Obs_ET Sim _runoff Obs_runoff amount for the respective “water year” to minimize
the storage effects. However, this consideration
might lead to an overestimation of the observed ET
60
as the interception is neglected.
Percent of of total precipitation

50 The data in Fig. 4 indicate that for the


calibration years the simulated evapotranspiration
40 is always slightly less than the observed
evapotranspiration. The possible overestimation of
30 observed ET described before might be a reason
behind it. The difference between the simulated and
20 observed evapotranspiration varies from 2.4 to
7.6%, with a mean difference of 4.2%. For the
10 validation period (Fig. 5), simulated
evapotranspiration is also less than observed
0 evapotranspiration with the difference ranging
1991 1992 1993 1994 1995 somewhat more widely from 2.1 to 9.5%, with a
mean difference of 3.1%. The simulated annual
Fig. 4. Annual water balance for the calibration phase. evapotranspiration ranged from about 57 to 64% of
the annual precipitation, and the observed
values with the observed data. Calibration was performed by
evapotranspiration ranged from 60 to 64% in the calibration
changing the sensitive parameters within their acceptable ranges
phase. For the validation period, the simulated evapotranspiration
to best fit the model output with the observed data. Since
ranged from 54 to 69%, whereas the observed evapotranspiration
AnnAGNPS has a limitation in accounting for ground water
ranged from 55 to 73% of the annual precipitation. For both the
flow and thus not representing any output as base flow, the
calibration and validation phases these results compare favorably
calibration was done only for surface runoff. The baseflow was
with the long term mean value of 65% of annual precipitation
subtracted from the observed runoff using the sliding-interval
results reported by Rudra et al. (2000).
method. The surface runoff calibration also affected the
sediment yield, and thus the parameters specifically sensitive for Table 3 shows the seasonal water balance for the calibration
sediment yield were also adjusted at the same time. The and validation periods. The seasonal amounts of precipitation,
optimized parameters were used for the validation phase with surface runoff, and evapotranspiration being expressed as
only the climate and crop rotation files being changed for the percentages of the respective annual amounts. The definition of
validation period. Calibration and validation also focused on the seasons, i.e. spring from February to May, summer from June to
water balance. Since identifying source areas is a key step in September, and fall from October to January has been suggested
source water protection, the output was also analyzed to identify and rationalized by Dickinson et al. (1990). It is common in
sediment source areas. Ontario that the surface runoff is more during the spring season
than during any other season of the year. In contrast, evaporation
Water balance is much less in that period. The simulated results show the same
Figures 4 and 5 show the annual water balance from 1991 to trend, and a water balance comparable to that of the observed
1995 for the calibration and validation phases. For these results data.
the observed evapotranspiration was computed by subtracting As noted earlier, AnnAGNPS does not have an explicit
the observed annual stream flow from the annual precipitation computation of the base flow contribution to stream flow,
therefore, contributions to and from the ground
Sim _ET Obs _ET Sim _r unoff Obs _runoff water and their changes due to precipitation are
difficult to quantify. This indeed is a limitation of
80 the AnnAGNPS model.
70 Surface runoff
Percent of total precipitation

60
The comparisons between daily simulated and
observed surface runoff amounts are presented for
50 the calibration and validation phases in Figs. 6
and 7, respectively. In general, the comparative
40
results reveal that the daily simulated surface
30 runoff matches the observed record of surface flow
reasonably well except for some differences. In
20 some cases the simulated peak occurred one or two
days earlier than the observed peak. In other cases,
10
the model did not predict any surface runoff while
0 the observed data indicated the occurrence of a
1996 1997 1998 1999 2000 runoff event. There were some occasions when the
model simulated a runoff event where there was
Fig. 5. Annual water balance for the validation phase. neither a precipitation event nor an observed runoff

Volume 50 2008 CANADIAN BIOSYSTEMS ENGINEERING 1.5


Table 3. Seasonal water balance for the calibration and validation phases simulated by the model.

Seasonal water balance

Year Spring Summer Fall

P (%) TR (%) ET (%) P (%) TR (%) ET (%) P (%) TR (%) ET (%)

1991 37.9 76.0 18.5 39.6 7.9 76.3 22.5 16.2 4.7
1992 28.0 61.3 28.7 49.5 20.0 66.6 31.7 68.4 6.2
Calibration
1993 21.8 20.7 24.7 46.5 10.9 69.0 17.2 15.2 4.6
phase
1994 46.2 83.0 22.6 36.5 1.7 72.8 29.4 33.2 5.4
1995 35.0 64.0 20.5 35.5 2.8 74.0 22.4 16.0 5.1

1996 38.4 61.4 19.9 40.0 6.3 76.7 21.5 32.2 3.4
1997 44.6 86.7 23.2 36.7 0.8 71.5 18.6 12.5 5.2
Validation phase 1998 37.3 63.0 27.6 28.9 2.3 67.2 33.7 34.7 5.1
1999 25.8 61.3 28.1 47.5 15.7 67.9 26.7 22.9 3.9
2000 32.8 49.6 30.4 50.8 32.1 63.6 16.4 18.2 5.9

Precipitation Sim_runoff Obs_runoff event. Such discrepancies could be due to many


35 0 factors. AnnAGNPS considers all generated
10 surface runoff to be delivered at the outlet on
30 the same day. In reality, it may not happen for
20
the size of watershed used in this study. The
Amount of runoff (mm)

25 30 time lag between the occurrence of a rainfall

Precipitation (mm)
40 event and the peak flow at the outlet and the
20
spatial distribution of rainfall over the
50
watershed (here the precipitation data from one
15
60 climate station has been used for the whole
10 70 watershed) could result in mismatch between
the occurrence of observed and simulated
80
5
peaks. During the late winter and spring
90 months the model did not always simulate
0 100 surface runoff when runoff was observed. Such
observed runoff events were generally
01/02/93
01/10/93
01/18/ 93
01/26/ 93
02/03/93
02/11/93
02/19/ 93
02/27/ 93
03/07/93
03/25/ 93
04/02/93
04/10/93
04/18/ 93
04/26/ 93
05/15/ 93
06/21/ 93
07/30/ 93
09/11/93
10/21/ 93
11/30/ 93
12/08/93
12/16/ 93
12/24/ 93

associated with snowmelt. In AnnAGNPS the


curve number is adjusted for frozen soil
conditions, but this adjustment may not
Fig. 6. Comparison of simulated and observed daily runoff for the adequately represent the spring conditions.
calibration phase. Also in AnnAGNPS, the snowmelt is computed
using a temperature-based approach and the
Precipitation Sim_runoff Obs_runoff
daily temperature estimated from the monthly
20 0 maximum and minimum temperature may not
18 10 correspond to the actual temperature. Such
variations in temperature could result in
16 20
incorrect estimation of snow melt. The
Amount of runoff (mm)

14 30
snowmelt routine clearly needs careful
Precipitation (mm)

12 40 examination to improve upon the above-


10 50 mentioned discrepancies.
8 60 Figures 8 and 9 present comparisons
6 70
between monthly simulated runoff and observed
runoff for the calibration and validation
4 80 periods. Overall, the simulated monthly runoff
2 90 values were about 3.3% more than the observed
0 100 runoff; however, the simulated amount was
generally less than the observed during the late
01/01/1996
02/20/1996
02/29/1996
03/09/1996
03/18/1996
03/27/1996
04/05/1996
04/14/1996
04/23/1996
05/02/1996
05/11/1996
05/20/1996
06/12/1996
07/19/1996
09/25/1996
11/11/1996
11/20/1996
11/29/1996
12/08/1996
12/17/1996
12/26/1996

winter months. Further, the observed runoff was


sometimes greater than the simulated even
when there was a small amount of precipitation.
During late winter and early spring most of the
Fig. 7. Comparison of simulated and observed daily runoff for the runoff events occur as a result of snowmelt, or
validation phase. rainfall on snow, or rainfall on ground with

1.6 LE GÉNIE DES BIOSYSTÈMES AU CANADA DAS, et al.


100
output indicates that spring runoff accounts for 35
Precipitation Sim_runoff Obs_runoff
0
to 42% of the spring precipitation. The spring
90 50 surface runoff ranged from 50 to 80% of annual
80 100
runoff during the calibration phase and from 55 to
75% during the validation phase. These results
70 150 matched the observed runoff amounts very well.
Runoff amount (mm)

Precipitation (mm)
60 200
These results also agree with the observations of
Rudra et al. (2000). They reported that most
50 250 surface runoff occurs in the late winter and early
spring in southern Ontario, and could account for
40 300
up to 80% of the annual surface runoff. They also
30 350 observed that runoff is generally produced within
a very short period during very few events in the
20 400
spring. The model output confirms such trends, but
10 450 the values were somewhat less than the long-term
average values (Rudra et al. 2000). The deviations
0 500
between simulated runoff and observed runoff
Apr-91

Apr-92

Apr-93

Apr-94

Apr-95
Jan-91

Jul-91
Oct-91
Jan-92

Jul-92
Oct-92
Jan-93

Jan-94

Jul-94

Jan-95

Jul-95
Jul-93
Oct-93

Oct-94

Oct-95
were greater during the summer season, and could
be partially due to a lack of spatial coverage in the
rainfall data. In this study, one rain gauge was used
Fig. 8. Comparison of the simulated and observed monthly runoff for for the rainfall data and rainfall was assumed to be
the calibration phase. uniform over the entire watershed.
snow patches, or rainfall on ground when there was no snow on Figure 11 represents the comparison between simulated and
the ground but the soil was still frozen at shallow depth. observed annual surface runoff values for the calibration and
AnnAGNPS does not have the capability to address all such validation phases. Overall, the model underpredicted surface
conditions. One possible approach to handle this situation may runoff in most (four out of five) years. The difference between
be to adjust the hydraulic conductivity value during the winter the observed and simulated surface runoff ranged from -6.2 to
and spring period on the basis of bulk density, soil water 7.8% with a mean difference of 2.4%. A similar pattern was
content, and the number of freeze-thaw cycles. observed during the validation period. During this phase
The model simulated less surface runoff from May to AnnAGNPS slightly over predicated annual runoff for two years
September than other months of the year. These results agree and underpredicted for three years. The difference between the
with the observation of Yuan et al. (2001). They reported that observed and simulated annul runoff for the validation period
runoff generation is less from the fields when there are high ranged rather widely from -17.6 to 19.6% with a mean difference
evapotratspiration demands during the growing season. This is of 2.2%.
also true for Ontario as the growing season expands from May A number of numerical approaches have been used to
to October. However, some big rainfall events during summer
evaluate the performance of hydrologic and nonpoint source
months can generate runoff, which was observed in 1992 and
pollution models (Fitz et al. 2002). This study has investigated
2000, and the AnnAGNPS also simulated such a pattern.
the Nash-Sutcliffe statistical measure which is recommended by
The simulation of seasonal runoff amounts was also ASCE (1993), regression coefficient, average deviation, and
investigated and the results are presented in Fig. 10. The model model efficiency. Table 4 represents the outputs of
Precipitation Simulated Observed the mentioned statistical analysis for both
100 0 calibration and validation phases of this study.
90 50 A positive and non-zero value of the Nash-
80 100
Sutcliffe coefficient provides a useful index to
quantify the utility of a model, a value of 1
70 150 indicating best performance and 0 being worst
Runoff amount (mm)

Precipitation (mm)

60 200 performance (Evans et. al 2003). The coefficient


was computed for both daily and monthly
50 250
comparisons. The Nash-Sutcliffe coefficient of 0.2
40 300 was not encouraging for daily simulation. It
30 350
appeared that the main reason for such a low value
was that the timing of the simulated and observed
20 400 peaks seldom matched. Clearly the daily time step
10 450 used in the model created some difficulties in
simulating the runoff events which continued more
0 500
than one day. To explore this hypothesis further,
Apr-96

Apr-97

Apr-98

Apr-99

Apr-00
Jan-96

Jul-96
Oct-96
Jan-97

Jul-97
Oct-97
Jan-98

Jul-98
Oct-98
Jan-99

Jul-99
Oct-99

Jul-00
Oct-00
Jan-00

daily simulated event peaks were shifted forwards


or backwards in time by one day to match the
timing of those peaks. When such adjustments
Fig. 9. Comparison of the simulated and observed monthly runoff for were made, the Nash-Sutcliffe coefficients
the validation phase. increased to 0.58 and 0.50 for the calibration and

Volume 50 2008 CANADIAN BIOSYSTEMS ENGINEERING 1.7


Sediment
The monitoring station at the outlet of the watershed
used for calibration and validation of the hydrology
component had adequate flow and sediment data from
1974 to 1984, but the sediment data were not available
after 1984. Analysis of land use in the watershed from
1970 to 2000 indicated that there was no significant
change in the land use between 1974 and 2000;
therefore, the sediment and flow data for the 1974 to
1984 period was used to develop a relationship between
sediment concentration and stream flow. This
relationship was then used to estimate sediment
concentration (from stream flow rates) for the 1991 to
2000 period (calibration and validation periods). The use
of this type of relationship may have certain limitations,
but can be helpful to capture the general streamflow-
sediment trend.The developed relationship is:
S = 62.47Q 0.4363 (1)
Fig. 10. Comparison of the simulated and observed seasonal
runoff for the calibration and validation phases. where:
S = sediment (mg/L) and
Q = flow rate (m3/s).
Sediment loads were computed from the product of
sediment concentration and flow volume. An
examination of loads obtained by Eq. 1 indicated that it
gave reliable results up to event sediment loads of about
200 tonnes.
Figures 12 and 13 show the comparisons between
simulated and estimated monthly sediment loads for the
calibration and validation phases. These comparisons
revealed that the simulated and estimated monthly
sediment loads follow similar trends with certain
exceptions. The model did not simulate any sediment in
February 1993, January 1994, February 1995, and
September 1995 for the calibration phase and in June
1998, October 1998, and October 2000 in the validation
phase. The hydrology results indicated that the runoff
amounts during these months were also negligible.
Fig 11. Comparison of the simulated and observed annual runoff
Sediment yield also varied throughout the year and
for the calibration and validation phases.
land use and management practices are one of the major
reasons behind it. The difference in total between the monthly
validation phases, respectively, confirming that AnnAGNPS had
simulated and estimated sediment yield for the calibration phase
difficulty in simulating the timing of runoff peaks for events
was 6.1% and for the validation phase was 28%. In both cases,
continued past midnight. The coefficients for monthly runoff
the simulated sediment was more than the estimated sediment
outputs were 0.79 for the calibration phase and 0.69 for the
yield. This may be due to presence of riparian wetland and/or the
validation phase reflecting a lumping out of daily fluctuations,
estimated sediment values being low. The AnnAGNPS does not
a reduced influence of snowmelt, and a minimizing of the effect
have the capability to simulate riparian wetland. The watershed
of mismatching of peaks.
has a number of wetlands at the eastern part. The over-prediction
of sediment yield may be due to wetlands which
Table 4. Statistical analysis for model performance on hydrology
were not explicitly considered in the AnnAGNPS
component.
model. Though riparian wetlands also work as
Model Average Nash
sinks for the reduction of runoff but that pattern
Event R2 was not visible from the simulated results.
efficiency deviation coefficient
Indeed, the model over-predicted the runoff at the
Daily 0.38 0.25 0.42 0.58 outlet of the watershed during the validation
Calibration phase
Monthly 0.80 0.79 2.83 0.79 phase. It is possible that the western part of the
watershed, without wetlands, was dominant
Daily 0.40 0.31 0.40 0.50 during the validation phase. The Nash-Sutcliffe
Validation phase
Monthly 0.75 0.69 2.90 0.69 coefficient is 0.53 for calibration and 0.35 for the

1.8 LE GÉNIE DES BIOSYSTÈMES AU CANADA DAS, et al.


average of 48% for the same season. Studies
found that the long term sediment yield in Ontario
in the spring is about 70% which is more than the
model simulated average amount. Hence the
model requires more attention in evaluating the
sediment yield during the spring period in Ontario.
A possible approach for this improvement can be
by adjusting the seasonal soil erodibility factor
prepared for Ontario conditions.
Both the simulated and estimated values again
show summer and fall to be less sediment yield
periods with some exceptions (in the years 1999
and 2000). Climate data show some big rainfall
events during summer of those years which may
be the reason behind the higher amount of
sediment yield.

Fig. 12. Comparison of simulated and estimated (observed) monthly Sediment source areas
sediment for the calibration phase. Figure 15 shows the spatial distribution of the
sediment source areas in the study watershed, and
validation period. These values are not too encouraging but are the sediment load being divided into five classes. A major
acceptable when comparing the simulated value with an percentage of the study area showed the sediment load less than
estimated observed value. Also, the model simulation and the 1 t/ha. There is no database to validate this spatial distribution.
observed results show the same trends and, therefore, it can be However, the AnnAGNPS simulation in this regard corresponds
assumed that the model simulation of the sediment yield is at a well with the results reported by Cook and Dickinson (1986) for
satisfactory level. upland watersheds in southern Ontario. The areas producing
Model simulated sediment yield was also investigated sediment loads from 1.5-5.0 t/ha were considered to be critical
seasonally and was compared with the calculated observed data. for this study and a total of six cells (cell #32, 33, 53, 183, and
Figure 14 represents the seasonal fraction of simulated and 232) produced yields within this range as shown in Fig. 15. The
observed sediment yield for both calibration and validation maximum sediment load of more than 4 t/ha was produced in
phases. Both simulated and estimated sediment values show cell #32.
spring to be the dominant time for sediment agreeing with but Data regarding the cells with high sediment loads are
slightly less than Rudra et al. (2000). Simulated sediment in the presented in Table 5. It can be noted that these cells responsible
spring season ranged from 38 to 73% with an average of 59% for high sediment load had erodible soil conditions (i.e. with
and observed sediment ranged from 31 to 73% with an average moderate percentages of silt and fine sand) and some of the most
of 67% during the calibration phase. In the validation phase, the erodible slope conditions (i.e. slope lengths). If and when this
simulated sediment ranged from 50 to 72% with an average of kind of spatial distribution is validated (i.e. with a small
58% and estimate (observed ranged from 30 to 70% with an percentage of the area contributing most of the sediment),
remedial measures could be targeted to the
Simulated Observed critically erosion-prone areas.
1400

CONCLUSION
1200
The performance of the AnnAGNPS model was
evaluated for hydrology and sediment yield on
Amount of sediment (tonnes)

1000
Canagagigue watershed in the Grand River basin
of southern Ontario. The model was applied on a
800
daily basis for ten years. The model output was
calibrated for the first five years (1991-1995) and
600
validated for the next five years (1996-2000). The
results of the study indicate that the model
400 performed fairly well in simulating the runoff and
sediment yield for Ontario conditions. For annual
200 water balance, the model underpredicted the
evapotranspiration, but the average difference was
0 under the acceptable value (3.1%). For surface
Oct-96

Oct-97

Oct-98

Oct-99

Oct-00

runoff, the average difference between the


Jan-97

Jan-99

Jan-00
Jan-96

Jul-96

Jul-97

Jan-98

Jul-98

Jul-99

Jul-00
Apr-96

Apr-97

Apr-98

Apr-99

Apr-00

observed and simulated annual runoff for the


validation period was 2.2%. The simulated
Fig. 13. Comparison of simulated and estimated (observed) monthly monthly runoff values were about 3.3% more than
sediment for the validation phase. the observed amount. The Nash-Sutcliffe

Volume 50 2008 CANADIAN BIOSYSTEMS ENGINEERING 1.9


coefficients for monthly outputs were 0.79 for the
calibration phase and 0.69 for the validation phases.
The simulated spring runoff pattern matched fairly
well with the observed data but was somewhat less
than the long term average found in Ontario. The
contribution to groundwater was difficult to quantify
as the model does not have an explicit computation of
the base flow.
A significant challenge in calibrating and
validating the sediment portion of the model was a
shortage of observed sediment data, leading to the use
of a prediction equation to estimate the observed data.
It might lead to the over-prediction of sediment yield
by 28% during the model validation. The monthly
Nash-Sutcliffe coefficient was 0.53 for calibration and
0.35 for the validation period. As found in surface
runoff, the seasonal sediment yield in spring was less
than the long term average found in Ontario. Landuse
type, topography of the soil surface, and threshold
Fig. 14. Comparison of simulated and observed seasonal sediment values for cell delineation were some of the key
yield in the calibration and validation phases. parameters affecting the sediment yield. Also, runoff
curve number, soil bulk density, and tile depth are among
the sensitive parameters in the model simulation for
hydrology and sediment. Hence, selection of the input
parameters need careful attention.
Although the simulated stream flow and sediment yield
showed similar trends to observed data, late winter and
spring conditions require improvement to apply the model
for Ontario conditions. In addition, effective daily base
flow separation technique is required to represent
hydrologic processes in the study region.

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