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There is now wide acceptance of the following pair of views: (1) Aristot
elian dialectic was a technique of arguing from 'common beliefs', 'ac
cepted opinions', or 'reputable views'; and (2) Aristotle thought that
dialectic provided the way to the first principles of the sciences, or at
any rate of some of them.11 want to argue that each of these is at best
a half-truth. To begin with, although Aristotle does say that dialectical
arguments are from endoxa, emphasizing this feature as its defining
characteristic omits others that are equally important and so distorts
our conception of dialectic and its powers. Next, one of these distortions
is that if we do not take account of the full picture of dialectic and of
Aristotle's specific purposes in the Topics, we will not understand what
the endoxa are and why they are important to him. Finally, Topics 1.2,
the text in which Irwin and others see Aristotle's declaration that
dialectic 'has a road to the first principles of all disciplines', actually
makes no such claim. If my arguments are sound, then a good deal of
recent work on Aristotle at least needs reconsideration.
I shall call the first of the views distinguished above, i.e. that Aristotel
ian dialectic is by definition 'argument from endoxa', the received view.
A proof text frequently appealed to in support of this is the definition
of 'dialectical deduction' (sullogismos dialektikos) in Topics 1.1:
A deduction is an argument in which, certain things having been conceded, something else
different from the things conceded of necessity follows through the things conceded.... a
dialectical deduction is one which deduces from endoxa. (100a25-30)
Strictly speaking, this does not say that dialectic is a matter of deduction
from endoxa, but only that a dialectical deduction has endoxa for its
premises. However, even though Topics 1.12 says that deduction is only
one of two types of dialectical arguments(the other is 'induction',
epag?g?), Aristotle has hardly anything to say about inductive argu
ments in discussing dialectic, and we are probably justified in taking an
the posing of a contradiction as a question (for someone getting answers), or the taking
of something apparent and endoxos (for someone deducing), as was explained in the
Topics. (24M0-12)
Here, the fact that dialectical premises are endoxa is almost an after
thought, with greater stress on the fact that they are questions.5 Other
passages repeat this (Top. 104a8-9; SE 171a38-b2, 172al5-20; An.
Post. 77a32-35). On Interpretation 11 says that a 'dialectical question'
None of the arts which proves some nature is interrogative, for a deduction does not
come about from both [alternatives]. But dialectic is interrogative; yet if it did prove,
then it would not make questions of its first things and proper principles, at any rate,
even if it did [make of something. (172al5-20)
questions]
Dialectic is not in this way about some definite things or some single genus. For
[otherwise] it would not ask questions: it is not for the one who demonstrates to ask
questions, because it is not possible to prove the same things when opposites are the
case. (77a31-35)
actually arranging them and putting them into questions is proper to the dialectician, for
or science could study all possible refutations, since that would require
the infinite project of knowing everything; dialectic instead studies
refutations "from the common things which do not fall under any
[special] art" (170a20-36).
The unlimited generality of dialectic and its lack of a subject matter
are especially prominent in the discussions of the nature of dialectic in
Sophistical Refutations 11 and Rhetoric 1.1-2. At Sophistical Refutations
11, we read that "everyone, even ordinary people, makes use of dialec
tic, or a
the art of testing, in way; for everyone tries, up to a point, to
judge people's claims" (171b30-32). A similar declaration opens the
Rhetoric (1354al-3, quoted above). Elsewhere, Aristotle puts the point
more directly:
[T]he dialectician is not concerned with any genus, nor does he give proofs about
anything, nor is he a sort of universal man. For neither are all things in some single
genus, nor, if they were, would it be possible for the things that exist to be under the
same principles. (SE 172al3-15)
Aristotle wrote for his society, not for ours. As a result, he sometimes
takes it for granted that his audience is familiar with many things that
are not familiar to us. Sometimes, his definitions reflect this. Take, for
instance, his definition of 'tragedy' in Poetics 6, 1449b24-28. There is
indeed an indication in this that a tragedy is a kind of play (dr?nt?n
kai ou di' apangellias), provided we have correctly understood the
earlier distinction of a type of imitation in which the imitators behave
as if actually performing the actions represented (1448a23-24). But
someone who had never seen a tragedy, never encountered any sort of
dramatic - in a no a play
representations who, word, had idea what
was - could very well fail to understand this. Exactly this, of course,
happened to the medieval Islamic commentators of the Poetics. Now,
our condition, when it comes to understanding Aristotle's remarks on
dialectic, is not quite so desperate as that of Avicenna and Averroes
reading the Poetics. We can, I believe, get a reasonably good picture
of the practice that lies behind the Topics. However, we cannot do this
if we try to interpret Aristotle's words in Topics 1.1 as a self-sufficient
definition intended to enable us to recognize dialectical exchanges if
we happened to see them for the first time. That is simply not their
purpose, any more than it isAristotle's purpose in the Poetics to enable
barbarians from later centuries to get an accurate picture of what went
on in front of the audience of an Athenian tragedy. Instead, his purpose
is to provide an insightful account into the nature and function of the
dramatic spectacles he and his audience knew very well by acquaint
ance. Much the same could be said of his definition of 'rhetoric' as "the
art of perceiving the available means of persuasion about anything"
(Rhet. 1.2,1355b25-26). Unless we are similarly clear about the purpose
of his accounts of dialectic, we cannot possibly evaluate them. What,
then, was the dialectical practice behind the definition?
One source of evidence concerning a kind of dialectical practice is
Topics VIII, which contains a collection of rules7 for a type of exchange
between an answerer, who undertakes to defend a thesis, and a ques
tioner, who undertakes to refute the answerer. In these exchanges,
questioners could only ask questions that admit of yes or no answers,
and (apart from voicing certain complaints) answerers could only ans
wer yes or no. Now, it ismanifest that this practice is not perspicuously
defined as 'argument from endoxa'. However, it is also unclear what
the relationship of this practice is to the rest of Aristotle's philosophical
works. Interpreters often make a distinction between these dialectical
exchanges and some broader, or at any rate different, type of dialectical
activity. A natural way to do this is to suppose that the stylized ex
changes of Book VIII served as a kind of training to produce skill in
dialectic in a broader sense. This is reinforced by Aristotle's frequent
references in the Topics to 'practice' or 'exercise' (gumnastike). But if
that is correct, then what exactly could that broader notion of dialectic
have been?
The verb dialegesthai itself would lead us to suppose that dialectic
has something to do with argument or disputation. Long before Plato
and Aristotle, this term applied to the practice of maintaining a position
in dispute with others, or attacking the views of another. An association
between dialegesthai and dialectic persists in Aristotle: frequently in
the Topics, he uses it of drawing a conclusion in a dialectical argument.8
We should therefore expect dialectic to concern a disputative practice,
one that requires at least two opposed participants, only one of whom
can prevail. There is an obvious historical precedent for such a practice
that harmonizes well with the results surveyed above. Aristotle tells us
that dialectical arguments proceed through question and answer; that
they aim at the refutation of the answerer; that they can be about
anything; that they do not rely on knowledge of any particular subject
matter; and that they rest on opinions or endoxa. If for the moment
we set aside9 the last point, this is not a bad description of Socratic
refutation, as represented by Plato. Socrates, who claims not to know
anything, elicits answers from people about all sorts of subjects, eventu
4. WHAT IS IT TO BE ENDOXOnI
The goal of our treatise is to find a methodos by means of which we will be able to
construct deductions from endoxa about any problem that is proposed and, when we
submit to argument ourselves, will not say anything of the contrary sort. (100al8-21)
Although Irwin takes this passage to say that dialectic is "a method of
arguing from common beliefs" (1988, p. 36), what Aristotle actually
says is that it is his goal in the treatise (i.e., in the Topics) to find a
'method' that will give us the ability to argue from endoxa. He is hardly
claiming that it is his goal to 'discover' dialectic. At the end of the
treatise,12 he says in retrospect that he has achieved just this goal:
Our intention, then, was to find a certain power of deducing about a problem from the
most endoxa premises available (for this is the task of dialectic in itself and of peirastic).
(183a37-bl)
Here, it is quite explicit that his object was to find a certain ability
(dunamis). The methodos, then, is that which confers on us a certain
power of deducing, exactly the sort of thing an 'art' of dialectic should
supply.
If dialectic is a matter of argument from the opinions of others, then
it would seem that an art of dialectic teach, among other things,
should
the opinions of others. But that would be totally impractical, given the
unpredictable and limitless diversity in people's opinions. However,
there could indeed be a systematic study of what different kinds of
person believe, and this could form the basis of a dialectical art. In
fact, Aristotle says precisely this: according to Sophistical Refutations
9, dialectic studies
what appears so, not to just anyone, but to people of this or that sort (for it would be
an infinite task if someone were to examine the reasons why things appear so to people
at random).13 (170b6-8)
study what is healthy for Socrates or for Callias, but rather what is healthy for this sort
of person, or these sorts: for this is a matter of art [entechnon], but the individual is
unlimited and not knowable), neither will rhetoric study what is individually endoxon [to
katK hekaston endoxon], e.g. to Socrates or to Hippias, but what is endoxon to people
of this sort, just like dialectic. (1356b28-35)
paradoxical). (104a8-ll)
Compare this now with the passage from 1.1 that is commonly taken
as a definition of endoxa:
Those things are endoxa which seem so to everyone, or to the majority, or to the wise
(and either to all of them, or to the majority, or to the most familiar and famous14).
(100b21-23)
the wise, and everything believed by the 'most famous' among the wise.
If the endoxa are to serve as some kind of starting points for establishing
theses, then it is puzzling why we should want to make use of such a
jumble. But now that we have set these remarks in context, it seems
more likely that Aristotle is not really defining endoxos at all but
instead just clarifying what varieties of endoxa there are: one kind is the
opinions of everyone, one kind the opinions of the majority of people,
one kind the opinions of the wise, etc. Collecting these various groups
of endoxa would be useful to a dialectician who needed to put forward
premises likely to be accepted by various respondents.
It is therefore not surprising that Aristotle enumerates 'getting prem
ises' (to protaseis labein) as one of the four 'tools' needed for dialectical
skill (Top. 1.13). According to Topics 1.14, 'getting' or 'selecting' (ekleg
ein) premises includes making lists of various opinions, divided up
exactly according to the kinds indicated:
Premises should be selected in the same number of ways as defined in connection with
'premise', noting the opinions either of all, or of the majority, or of the wise, and among
those all, or most, or the best known. (105a34-37)
It is clear that such premises as are in accordance with arts are also dialectical: for
someone might concede what those who have investigated these things think (ta dokounta
tois huper tout?n epeskemmenois). (104a33-35)
[S]o long as it is not paradoxical (for someone might concede what the wise think, if it
is not contrary to the opinion of most people). (104all-12)
listed in 1.1. The opinions of the wise count as endoxa because, so long
as they are not your opponent in argument is liable to
paradoxical,15
be inclined to accept something with the support of a well-known
authority.16
Aristotle's endoxa are then just various opinions: 'things that people
think'. Such a collection, indexed according to the type of believer,
would clearly be of use in dialectic, on the assumption that the goal of
dialectic is arguing with people on the basis of their own beliefs. How
ever, that is not what Aristotle gives us in the Topics. He does tell us
what sorts of things to include in these collections, but there is nothing
at all resembling a compilation of views: we are instructed to make
those for ourselves. What, then, does the Topics offer us by way of a
dialectical methodos?
There is a valuable clue in 1.14: having collected the opinions of
various sorts of people, we then organize them according to a different
system of classification:
We should construct tables, setting them down separately about each genus, for example
about good or about animal, and about every good, beginning with what it is. (105b 12
15)
These 'tables',17 then, classify the various endoxa, not according to the
type of believer who accepts them, but according to subject matter.
Aristotle's description is brief, but I think we can see in it the indications
of a hierarchical classification. We start with very large subjects, such
as 'good' and 'animal'; then, we move to subdivisions of these, for
instance, the various goods ('every good'). Within each classification,
we start with a definition of the subject ('beginning with what it is')
and then move to further details.18 This provides exactly what is needed
for an art of dialectic. If I want to deduce a certain conclusion from
premises conceded by a certain opponent, then I must find premises
meeting two requirements: (1) the desired conclusion follows from
them, and (2) the opponent in question accepts them. Classifying opin
ions according to type of believer facilitates (2), while classifying them
according to subject matter is useful for (1). A cross-classification com
bining the two gives just what I need: premises about a given subject
Alexander illustrates:
For example, 'if a contrary belongs to a contrary, then the contrary belongs to the
- -
contrary' is a topos. For this statement that is, this premise is definite in outline (for
itmakes it clear that it is stated about contraries universally), but it is not yet determined
in it whether it is stated about these contraries or those contraries. (126.17-20)
In the case of contraries, see if the contrary follows the contrary. (Top. II.8, 113b27-28)
Here iswhat this means. Suppose that our task is to establish something
of the form 'A belongs to B', e.g., 'Beneficial belongs to the good' (or,
more naturally, 'The good is beneficial'). If A and B have contraries
(in the example, 'bad' and 'harmful'), then each of them is a contrary;
therefore, this is 'a case of contraries'. Therefore, we should see
whether 'the contrary follows the contrary', i.e., whether the contrary
of A follows the contrary of B: with appropriate substitutions, this
means 'see whether harmful follows bad'. If it does, then, using the
topos quoted above, we have found a premise from which to deduce
our desired conclusion: 'The bad is harmful'.20
Brunschwig and others have studied the details of topoi, and we need
not pursue those details here. What I would like to call attention to is
the instruction itself to 'see if the contrary belongs to the contrary'.
How do we 'see' this? Since our premises must be endoxa in a dialectical
exchange, that task would be a matter of seeing if the premise generated
by the application of the topos is indeed an appropriate endoxon. And
if we had a worked-out collection of various types of endoxa, indexed
according to subject matter (for instance, 'good'), we would be able to
do just that: simply consult the appropriate diagraph? and see if it
contains the premise 'the bad is harmful'. Here, the two components
of the Topics procedures intersect to give us just what we need.
What I have offered here is only the crudest of sketches of the
content of the Topics. However, I believe it is enough to show how
the combination of topoi and collections of endoxa, indexed in appropri
ate ways, would provide a method for success in dialectical argument
generally.
Alexander forward have seen this passage as giving the uses of dialectic
itself, it says something else:
It would follow next after what we have said to state the number and variety of things
our treatise (pragmateia) is useful for. It is useful for three things: practice (gumnastike),
encounters, and philosophical sciences. (101a25-28)
These uses, then, are the uses of his treatise (the Topics), not the uses
of dialectic. Since the stated goal of that treatise is to discover an art
of dialectic, this most likely means the uses of this art. This is confirmed
in the explanations Aristotle gives for each of the three points of utility:
That it is usefulfor practice is manifest at once: for if we have an art (methodos), we
will be ableto present an attack about whatever is proposed more It is useful for
easily.
encounters because if we have reckoned up the opinions of the many, we will be able to
carry on discussions with them not on the basis of the opinions of others but on the basis
of their own beliefs, changing whatever they may appear to us not to have stated well.
(101a28-34)
[W]ith some people, even if we possessed the most exact knowledge, it would not be
easy to persuade them if we spoke on the basis of it. For argument in accordance with
knowledge belongs to instruction (didaskalia), but that is impossible; it is instead neces
sary to make our means of persuasion and our arguments from common premises, as we
said in the Topics about encounters with the many. (1355a24-29)
Aristotle next says his treatise is useful for 'the philosophical sciences'
because:
[I]f we are able to go through the puzzles (diapor?sai) in relation to both sides, we will
more easily detect the true and the false in any subject. (101a34-36)
about any particular science. For it is impossible to give any account (eipein ti) concerning
these on the basis of the principles appropriate to the science under consideration (ek
ton oikei?n ton kata t?n protetheisan.- ?pist?m?n arch?n), since the principles of everything
are the first principles, and we must give a treatment of them (peri auton dielthein) using
the endoxa about the subject in question. But this is peculiar, or at any rate appropriate,
to dialectic: for since it is examinative with respect to the principles of all disciplines, it
has a way to do this. (101a36-b4)
renderings: "lies along the path to the principles" (Forster), "elle nous
ouvre la route aux principes" (Tricot), "essa indirizza verso i principi"
(Colli).
There is also some indication that Alexander construed the phrase
exactly as I do. He has almost nothing to say about the sentence in his
remarks on 1.2 (32.5-10), and nothing at all about a 'road to the
principles', which ismore than mildly surprising. However, he cites this
phrase elsewhere, in his commentary on the Prior Analytics (the subject
is the phrase "unless according to opinion", ? m? kata doxan, at An.
Pr. 1.27, 43a39):
Alexander's entire reason for citing the Topics here is to show that
dialectical argumentation can apply even to the 'first things' (in this
case, the highest genera, i.e., the categories). That would make sense
only if he read the prepositional phrase as going with 'examinative'.
Lastly, the phrase hodon echei is somewhat unusual and appears to
be idiomatic. In fact, there is a comparable use of hodon echein in
Metaphysics I 4: Aristotle says that things which differ in genus "have
no way to one another" (ouk echei hodon eis al?ela: 1055a6-7). In this
sense, echei hodon just means 'have a way to get through'. All that the
phrase needs to mean is 'dialectic has a way to do this', not 'dialectic
contains the route'.
7. CONCLUSIONS
NOTES
1
The most fully developed thesis this sort is in Irwin (1988); it is largelywith his position
that I am concerned. Nussbaum (1986, Chap. 8) advances a rather different (and in my
view less plausible) view. See Hamlyn (1990) for criticism of each of these.
2
This is not the same as what I am calling the 'received view'. The traditional account
was accepted by the commentators and most interpreters before Jaeger and Solmsen.
3
Recent interpreters have taken 1.32, 47a31-40, to show that Aristotle did not think
the syllogistic was
a complete account of validity. In my opinion, all that Aristotle means
to say there some valid arguments
is that can be put into figured (syllogistic) form only
when obvious but unstated premises are supplied. In any event, this single passage is far
too slender a base on which to build the notion that Aristotle allowed for a theory of
non-syllogistic valid arguments complementing the theory of the Prior Analytics, let alone
that such a theory is implicit in the Topics. See my comments in Smith (1989, pp. 161?
62).
4
E.g., Bochenski (1961, pp. 43, 49-53, 88); Kneale and Kneale (1962, p. 33). Barnes
(1981) goes so far as to conclude that Aristotle's theory of demonstration originally rested
on this alternative account of validity.
5
The doctrine of Prior Analytics 1.1 on this score is perhaps something of an innovation
with respect to the Topics: Aristotle introduces the new expression 'deductive premise'
(protasis sullogistike) for the predication of 'one
thing of another' (ti kata tinos) and
claims that both dialectical and demonstrative
premises can be viewed as species of this
more general form. This is in line with the general theoretical goals of the Prior Analytics,
which makes the grand claim that "every sort of conviction whatever, in accordance with
any discipline" (68bl2-13) can be brought under the purview of its theory of sullogismoi.
6
That 'premise' here corresponds to 'question' is confirmed by the reference to the Topics
immediately following at 20b26. The actual text cited is clearly Sophistical Refutations 6,
169a6-18, wherein Aristotle refers interchangeably to a premise as a question (169al2).
7
Moraux (1968) studies the content of these rules in some detail.
8
See 110a27, 33; 110b2; 112a26; 112bl8, 20; 120al7, 19; 154a34; 159a5, 7; 159M9;
164a4, 9. In a number of places it is used absolutely to mean 'engage in dialectical
Topics.
13
Irwin reads this passage as
saying that only certain people's opinions get counted
among the endoxa. In isolation,
this might be defensible, but Rhetoric 1356b28-35 (with
the analogy to medicine) clearly has in mind the thesis that art deals with types rather
than individuals; and the similarity of these two passages makes it highly likely that
Aristotle is making the same point in the Sophistical Refutations.
14
The phrase is tois malista gn?rimois kai endoxois: thus, the endoxa include the opinions
of endoxoi. Barnes tries to capture this ambiguity of endoxos with his translation 'repu
table'. Most other translators conceal the point by using a different term for endoxos in
this second sense: 'illustrious' (Pickard-Cambridge), 'distinguished' (Forster), 'illustri'
ship between topos and parangelma is somewhat unclear, and Alexander's remarks
(135.2-23) indicate that Aristotle may have considered the parangelma part of the topos
or even identical with it, whereas Theophrastus distinguished between the two and
denoted some topoi as topoi parangelmatikoi. For present purposes, the details of this
issue are not critical.
20
It seems actually that we have two premises from the combination of which it follows:
'If the bad is harmful, then the good is beneficial' and 'The bad is harmful'. From these
two, the desired conclusion follows by modus ponens. Were it absolutely clear that this
is what Aristotleis doing, then we would have clear evidence that the Topics recognizes
inference patterns of propositional logic not discussed in the Prior Analytics. In fact, it
is far less than clear whether Aristotle supposes the conditional premise here to be
functioning as a premise. A full treatment of the question whether the Topics contains
an actual theory of inference
separate from that in the Prior Analytics, and of the related
question whether Aristotle
really does think that the syllogistic is the unique and complete
correct theory of inference, would far exceed the scope of this present paper. Fortunately,
23
Even on my view, then, this passage concerns dialectic in general, not just the dialect
ical art. In fact, the passage is intrusive: Aristotle says he is going to state three uses and
then gives four. It is tempting to explain 101a36-b4 as an afterthought, perhaps added
REFERENCES
Barnes, Jonathan: (trans.): 1975 Aristotle, Posterior Analytics, Clarendon Press, Oxford.
Barnes, Jonathan: 1980, 'Aristotle and the Methods of Ethics', Revue International de
Brunschwig, Jacques (trans.): 1967, Aristote, Topiques I-TV, Les Belles Lettres, Paris.
bridge.
Owen, G. E. L.: 1961, 'Tithenai ta Phainomena\ in A. Mansion (ed.), Aristote et les
Probl?mes de M?thode, Publications Universitaires, Louvain, pp. 83-103.
Smith, Robin (trans.): 1989, Prior Analytics, Hackett, Indianopolis.
Solmsen, Friedrich: 1929, Die Entwicklung der aristotelischen Logik und Rhetorik, Weid
mann, Berlin.
Department of Philosophy
Kansas State University
Manhattan, KS 66506-1004
U.S.A.