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Research Report

The relation between person identity nodes, familiarity


judgment and biographical information. Evidence from two
patients with right and left anterior temporal atrophy

Guido Gainotti⁎, Monica Ferraccioli, Camillo Marra


Center for Neuropsychological Research. Department of Neurosciences of the Policlinico Gemelli/ Catholic University of Rome, Italy

A R T I C LE I N FO AB S T R A C T

Article history: The aim of this study consisted of using neuropsychological data obtained in two patients
Accepted 2 October 2009 (VL and StG) showing a selective atrophy of the anterior parts of the right (VL) and left (StG)
Available online 22 October 2009 temporal lobes to check current cognitive models of familiar people identification.
According to these models, information coming from modality-specific “face”, “voice” and
Keywords: “name” recognition units converge into “Person Identity Nodes” (PINs) where familiarity
Person identification feelings are generated and which provide a modality-free gateway to a unitary semantic
Familiarity system, where information about people is stored in an amodal format. Data obtained in
Temporal lobe atrophy patient VL (and to a lesser degree in StG) were at variance with this model because VL
Face recognition showed: (1) a very impaired familiarity for faces, contrasting with a spared familiarity for
Hemispheric asymmetries names, indicating that familiarity judgments are generated at the level of modality-specific
recognition units and not at a supramodal PIN; (2) a prevalent impairment of person-specific
information available from faces rather than from names also for people that (being
recognized as familiar from both their face and their name) should be normally represented
at the PINs level. This last finding is at variance with the hypothesis assuming that the PINs
may provide a modality-free gateway to a unitary semantic system, where information
about people is stored in an amodal format.
© 2009 Elsevier B.V. All rights reserved.

1. Introduction the formation of a view independent structural description of


a seen face, which could be compared with all the known faces
All current models of person identification (e.g. Bruce and contained in the Face Recognition Units (FRUs). A similar
Young, 1986; Burton et al., 1990; Valentine et al., 1996; Brédart process was hypothesized for other channels of people
et al., 1995; Burton et al., 1999; Young and Burton, 1999) agree recognition, such as voices and names (Valentine et al.,
that several cognitive and subjective/behavioural stages are 1996), which were deemed to be stored in similar Voice
involved in the process of recognizing and accessing informa- Recognition Units (VRU) or Name Recognition Units (NRU). The
tion about familiar people. The nature and the sequence of second step of the people identification process required the
these stages were first addressed by Bruce and Young (1986) convergence of information stored in these modality-specific
within a serial cognitive model focused on faces. This model units into person-identity nodes (PINs), allowing identifica-
assumed that identification of a familiar person involves first tion of a particular person and retrieval of the corresponding

⁎ Corresponding author. Neuropsychology Service, Policlinico Gemelli, Catholic University of Rome, Largo A. Gemelli, 8, 00168 Roma, Italy.
Fax: +39 06 3550 1909.
E-mail address: gainotti@rm.unicatt.it (G. Gainotti).

0006-8993/$ – see front matter © 2009 Elsevier B.V. All rights reserved.
doi:10.1016/j.brainres.2009.10.009
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biographical knowledge. The PINs (or the accessed biograph- judgments may be taken at the PINs level. The first was that
ical information) could, in turn, activate the phonological familiarity judgments were much more impaired in right (R)
codes underlying the production of the person's proper name. than in left (L) temporal lobe (TL) patients and the second that
The subjective/behavioural components of the process of in patients with RTL lesions familiarity defects were modality-
people recognition corresponding to these cognitive stages specific, concerning more famous faces than famous names.
concerned first the emergence of a feeling of familiarity for These findings suggest that familiarity feelings, being modal-
the addressed person, second the retrieval of people-specific ity-specific, should be generated at the level of recognition
information (such as occupation, nationality and so on), and units and in particular of the FRUs, that could be more
third the retrieval and production of the person's name. represented in the RTL due to the major role played by the
In spite of the general similarities existing among these right hemisphere in face processing (De Renzi, 1986; Michel et
models, they differ, however, in two important aspects, al., 1989; Sergent et al., 1992; De Renzi et al., 1994).
concerning the locus in which familiarity feelings are gener- Results of our review were also inconsistent with the
ated and in which person-specific information is stored. hypothesis assuming that PINs provide a modality-free
Furthermore, controversies exist about the format in which gateway to a single system, where semantic information
biographical knowledge is represented. As for the first point, about people is stored in an amodal format. This disagreement
the Bruce and Young (1986) face identification model assumed was due to two main reasons: the first was that patients with a
that familiarity feelings may be generated in the recognition RTL damage showed an important loss of person-specific
units where the structural description of a seen face is semantic information, which could not be due to a PINs
compared to the familiar faces stored in the FRUs. On the disruption, because it was greater from face than from name;
contrary, in the Burton et al. (1990, 1999), Brédart et al. (1995) the second was that an important imbalance between the
and Valentine et al. (1996) models, decisions about familiarity amount of person-specific information available from faces
are taken at a supra-modal level, namely the PINs, where and names was also found in right and left TL patients who
information from different modalities is combined in person- (showing intact or mildly impaired familiarity judgments),
identity nodes. Furthermore, the Bruce and Young's (1986) should have no defect at the PINs level, according to the
model assumes that PINs store semantic information, where- previously mentioned cognitive models.
as Burton et al. (1990, 1999), Brédart et al. (1995) and Valentine The relevance of results obtained in our review could,
et al. (1996) maintain that PINs do not store semantic however, be weakened by normative data recently obtained by
information, but provide a modality-free gateway to a single Haslam et al. (2004), since these authors have shown that in
semantic system, where information about people is stored in normal subjects both familiarity judgments and access to
an amodal format. These last claims are, however, at variance biographical information are more accurate in response to
with results obtained by Snowden et al. (2004) in patients with names than to faces. Now, since in studies considered in our
semantic dementia, since these authors showed that seman- review there were usually no normative data, that considered
tic information accessed through face and name are different, separately familiarity judgment and biographical information
according to the prevalent side of atrophy. Patients with left obtainable from faces and from names, it was possible that the
temporal lobe atrophy identified faces better than names and greater loss of familiarity feelings and of biographical infor-
performed better on the picture than on the word version of mation obtained from faces by RTL patients was in part due to
the semantic memory “Pyramids and Palm Trees” test this methodological pitfall. The “normal” advantage of names
(Howard and Patterson, 1992), whereas patients with right over faces documented by Haslam et al. (2004) could also
temporal lobe atrophy showed the opposite pattern of explain an other partly unexpected result of our review,
performance. Haslam et al. (2004) have objected to the namely the fact that LTL patients did not show with names a
negative implications that these results could have for the greater loss of familiarity and of person-specific semantic
hypothesis of an amodal format of the person-specific information analogous to that observed with faces in RTL
semantic representation, claiming that a lateralised differen- patients. This asymmetrical pattern could be due to the fact
tial access to this information might be due to problems at an that in RTL patients the prevalent impairment with faces
earlier stage of processing rather than to a different semantic could be magnified by the normal advantage of names over
representation in the right and left temporal lobes. faces, whereas in LTL patients the prevalent impairment with
Since the anterior parts of the right and left temporal lobes names could be counterbalanced by the “normal” advantage
seem to play a critical role in functions of recognition, of names over faces.
identification and naming of famous people (Eslinger et al., Two very well controlled normative studies, recently
1996; Grabowski et al., 2001; Viskontas et al. 2002; Damasio et conducted by Bizzozero et al. (2005) and by Bizzozero et al.
al., 2004; Snowden et al., 2004), in a previous review paper (2007) on Italian participants, have allowed us to check if the
(Gainotti, 2007a) we have tried to see if these controversies differences observed in our review between patients with
could be clarified by a careful analysis of the patterns of right and left anterior temporal atrophy could be mostly due
famous people recognition impairment shown by patients to the “normal” differences about familiarity judgments and
with right and left anterior temporal atrophy. Results of our access to biographical information in response to names and
review were consistent with the Bruce and Young (1986) faces reported by Haslam et al. (2004). In the Bizzozero et al.
model, but at variance with the Burton et al.'s (1990, 1999), (2005, 2007) studies, the influence of age, education and
Brédart et al.'s (1995) and Valentine et al.'s (1996) hypothesis as gender on familiarity recognition and on person identification
for the locus of familiarity feelings. Two main findings were, from faces and names had been controlled by means of
indeed, inconsistent with the assumption that familiarity covariate linear models, partialling out the effect of each
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variable and calculating from each subject's raw score the person-specific semantic information and in LTL patients
corresponding adjusted score. In a second step, the adjusted we could perhaps find a greater deficit from names than
scores had been classified into five (“Equivalent Scores”) faces, since in the previous uncontrolled study they were
categories, endowed with an ordinal relationship where equal.
0 = scores lower than the outer 5% inferential tolerance limits;
4 = scores higher than the median value of the sample; 1, 2
and 3 = intermediate scores between the threshold of impair- 2. Results
ment and the central value of the sample. Possible discre-
pancies between results obtained from faces and names with 2.1. General neuropsychological assessment
this very well controlled procedure could not be attributed to
the “normal” superior performance with famous names Table 1 reports results obtained by StG and VL on two
rightly noticed by Haslam et al. (2004). Furthermore, in the successive administrations of the MMSE and of the “Neuro-
Bizzozero et al. (2005, 2007) studies, the semantic interviews psychological Battery.”
aiming to assess the person identification were restricted to In the various columns of Table 1 are orderly reported, from
the faces and names correctly judged as familiar by the the left to the right: (a) the test or the component of the test
patient and therefore to people whose PINs should be taken into account; (b) the corresponding cut-off points; (c) the
unimpaired. Possible discrepancies between results obtained scores obtained by StG and (d) the scores obtained by VL on
from faces and names with this procedure should point to a two successive administrations of the tests.
different format of the semantic representation accessed In brackets are reported age and educational level adjusted
through these different channels in patients with right or left scores, whereas in bold are highlighted scores falling below
temporal lobe atrophy. the cut-off points. Inspection of data reported in Table 1
The main scope of the present research, therefore, shows that at the first standard neuropsychological assess-
consisted in administering the Bizzozero et al. (2005, 2007) ment both patients obtain almost completely normal scores,
tests of face and name recognition and identification to two since only the number of “false alarms” at the RAVLT delayed
patients (StG and VL), showing a selective mild difficulty of recognition exceeds the cut-off point (marginally in patient
familiar people identification and naming due to a predom- VL and more clearly in patient StG). At the second standard
inantly right and left temporal lobe atrophy. If the conclu- assessment VL obtain completely normal results, whereas
sions of our previous review are correct, than, even with this StG shows a significant worsening on tasks of verbal memory
well controlled material, the RTL patient should show a (Immediate and delayed recall of the RAVLT) and of executive
greater impairment of familiarity feelings and of access to functions (number of “false alarms” at the RAVLT delayed
person-specific semantic information from faces, whereas a recognition and Stroop interference time).
greater loss of familiarity feelings and of biographical
information from names should not be observed in LTL 2.2. Visual perceptual and spatial abilities
patient. If, on the other hand, results of our previous review
were biased by the “normal” asymmetry in familiarity Table 2 reports results obtained by StG and VL on the VOSP.
ratings and access to biographical information stressed by All results obtained by StG and VL on the “object
Haslam et al. (2004), then in RTL subjects we should observe perception” and “space perception” components of the VOSP
no name advantage in familiarity judgment or access to are normal.

Table 1 – StG and VL performances in two successive examinations of the standard neuropsychological battery.
Cut off StG 01/'07 StG 03/'08 VL 01/'07 VL 04/'08

Mini Mental State Examination 23 28 26 29 28


RAVLT immediate recall 28,53 35 (36,3) 25 (26,3) 52 (53,3) 46 (47,3)
RAVLT delayed recall 4,69 5 (5,6) 2 (2,8) 10 (10,8) 8 (8,8)
RAVLT recognition (hits) 12 15 15 15 14
RAVLT recognition (false alarms) 2 9 12 3 2
Digit span (forward–backward) 5–3 7–4 7–5 6–4 6–4
Rey–Osterreith figure—memory 9,46 7,5 (10) 16 (19,5) 11 (11,5) –
Rey–Osterreith figure—copy 28,87 33 (33) 35 (34,5) 32 (32,5) –
Copying drawings 7,18 8 (7.8) 12(11,4) 10(9,4) 10(9,4)
Copying drawings with landmarks 61,85 67 (66,7) 69 (68,3) 68 (67,3) 68 (67,3)
Raven colored matrices '47 18,96 33 (32,4) 30 (28,4) 29 (27,4) 28 (26,4)
Phonological verbal fluency 17,35 58 (54,9) 46 (39,5) 54 (47,5) 43 (36,5)
Categorical verbal fluency 12 23 20 12 23
Stroop test interference—time 36,92 38 (13.75) 67 (39,5) 42 (12) 43 (18,25)
Stroop test interference—errors 4,24 3 (1.75) 4 (2,83) 0 0

In bold are highlighted scores below the cut-off.


In brackets age and educational level adjusted scores are reported.
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Table 2 – Performances obtained by StG and VL at the visual 2.4. Associative (“mnestic”) and apperceptive
object spatial perception test (Warrington and James, 1991). (“perceptual”) aspects of face recognition
VOSP Items StG 03/'08 VL 02/'07
Even if only one (VL) of our patients reported some difficulties
Object perception
of familiar people recognition, whereas patient StG only
SCREENING TEST 20 20
1 INCOMPLETE LETTERS 20 20 19 complained of difficulties in finding their names, we thought
2 SILHOUETTES 30 16 17 it useful to administer to both of them the battery of tests
3 OBJECT DECISION 20 18 16 devised by De Renzi et al. (1991) to evaluate the apperceptive
4 PROGRESSIVE SILHOUETTES 20 11 8 and the associative forms of prosopagnosia, to render quite
comparable their study.
Space perception
Results obtained by StG and VL on the “perceptual” and
5 DOT COUNTING 10 10 10
6 POSITION DISCRIMINATION 20 20 20
“mnestic” tests devised by De Renzi et al. (1991) are reported in
7 NUMBER LOCATION 10 7 10 Table 4.
8 CUBE ANALYSIS 10 10 9 Results obtained at the “perceptual” tests of “age estima-
tion” and “face matching” are completely normal at the first
administration in both patients, whereas they become path-
ological at the second administration in patient VL. On the
2.3. General semantic and naming skills and ability to contrary, results obtained at the “associative” tests of “Famil-
name celebrities from photographs and verbal definitions iarity Check” and “Famous faces recognition” are persistently
normal in patient StG, whereas they are pathological both in
Table 3 reports results obtained by StG and VL on the the first and (even more) in the second administration in
“objects naming” and “actions naming” tests, the shortened patient VL.
version of the Snodgrass e Vanderwart's naming test and
the pictorial version of the Pyramids and Palm Trees Test, 2.5. Recognition and identification of famous people from
to evaluate their general semantic and naming abilities and face and name
on the Famous Persons Naming test, to evaluate their
ability to name celebrities from photographs and verbal Table 5 reports the data obtained with the Bizzozero et al.
definitions. (2005, 2007) tests concerning the ability to recognize as
All results obtained by StG and VL on the tests aiming to familiar and to give information allowing the identification
evaluate their general semantic and naming abilities are of famous people from face and name.
clearly within the normal limits. Rather different are results In our analysis of results reported in Table 5, we think it is
obtained by StG and VL on the tests aiming to evaluate their useful to take into account initially data concerning the
ability to name celebrities from photographs and verbal familiarity judgments (first and second administration) and
definitions. With pictorial material, StG obtains a score just then data concerning the biographical information (again first
exceeding the cut-off at the first examination and just below and second administration).
it at the second examination, whereas VL obtains in both
cases a pathological performance. With verbal semantic 2.5.1. Familiarity judgments from faces and names
definitions, StG still obtains a score just exceeding the cut- When familiarity judgments from faces and names are taken
off at the first examination, but falls well below that point at into account at the first administration of the tests, a double
the second examination, whereas VL obtains in both cases a dissociation can be found between patients StG and VL. StG
normal performance. Taken together, these data show a obtains from faces an equivalent score of 4, higher than the
dissociation between StG and VL, because the former obtains median value of the control subjects and with names an
similar results from photographs and verbal definitions, equivalent score of 2, intermediate between the central value
whereas the latter obtains pathological performances only and the threshold of impairment, whereas VL obtains from
from photographs. faces an equivalent score of 0, lower than the outer 5%

Table 3 – Performances obtained by StG and VL at the tasks examining their general semantic and naming skills and their
ability to name celebrities from photographs and verbal definitions.
Cut off StG 01/'07 StG 03/'08 VL 01/'07 VL 04/'08

Objects naming 28 30 30 29 30
Actions naming 26 28 28 28 26
Snodgrass
(errors: living–non living) 74 77 (2–1) 77 (2–1) 79 (0–1) 75 (4–1)
Pyramids and Palm Trees Test 47 52 52 51 49
Famous People Naming test by photo 31.7 32/45 31/45 30/45 30/45
Famous People Naming test by definition 33.3 33/45 27/45 38/45 34/45

In bold are highlighted scores below the cut-off.


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Table 4 – Performances obtained by StG and VL on the tests devised by De Renzi et al. (1991) to evaluate perceptual
(“apperceptive”) and mnestic (“associative”) aspects of face recognition.
Items StG 03/2007 StG 03/2008 VL 06/2007 VL 02/'08

AGE DISCRIMINATION—raw scores 48 4 6 8 22


AGE DISCRIMINATION—standard scores −0.3387 0.1190 0.5766 3.7803
AGE DISCRIMINATION—correct scores −0.9487 −0.4910 − 0.1233 2.9303
FACE MATCHING TEST – raw scores 27 5 3 9 11
FACE MATCHING TEST—standard scores −0.0372 −0.7807 1.4498 2.1933
FACE MATCHING TEST—correct scores −0.4972 −1.2207 0.9098 1.4633
FAMILIARITY CHECK—raw scores 36 4 3 14 18
FAMILIARITY CHECK—standard scores −0.3840 −0.5789 1.5653 2.3450
FAMILIARITY CHECK—correct scores 0.2560 0.2411 2.2953 2.7150
FACE IDENTIFICATION—raw scores 32 2 3 7 11
FACE IDENTIFICATION—standard scores −0.1006 0.2043 1.4238 2.6433
FACE IDENTIFICATION—correct scores 0.5594 1.0043 2.1538 3.0933

Error score: In bold are highlighted scores below the cut-off.

inferential tolerance limits and from names a score of 3, just showed, on both administrations of the Bizzozero et al. (2005,
below the median value of the normal subjects. 2007) tests, a dissociation between results obtained from faces
This dissociation becomes much less evident at the second and from names, because with names he obtained an
administration of the Bizzozero et al. (2005, 2007) tests, equivalent score of 2 (intermediate between the central
because in this case patient StG obtains the same familiarity value and the threshold of impairment), whereas with faces
score (3) with faces and names, and patient VL still obtains an her score was again of 0. On the other hand, StG, who during
equivalent score of 0 from faces, but worsens from (3) to (2) her first examination had not completed the semantic part of
with names. the Bizzozero et al. (2007) proper name comprehension test,
obtained overall a slight advantage in drawing semantic
2.5.2. Biographical information drawn from familiar faces information from faces, scoring (2) on the first and (1) at the
and names second administration, than from names, scoring (0) at the
The evaluation of biographical information was conducted second administration of the test.
only on faces and names judged as familiar by patients StG The dissociation between results obtained from faces and
and VL. In this last patient, all people considered as familiar from names by patient VL was theoretically important, because
from face had been considered as familiar from name too. it showed that patients with right anterior temporal lesion can
Even on this more restricted number of famous people, VL show a greater person-specific semantic impairment from face,

Table 5 – Performances obtained by VL and StG at the test of recognition and identification of famous people from face and
name (Bizzozzero et al., 2005, 2007).
StG VL

03/2007 03/2008 02/2007 02/2008

Famous people photos


Hits 46 47 29 34
False 2 1 4 9
Familiarity Raw scores 7666 7568 6072,5 6350
Corrected scores 7554,5 7456,5 5961 6274,44
Equivalent scores (4) (3) (0) (0)
Semantic definition (raw score / max score) 227/276 219/282 113/174 144/204
Semantic Mean score 4,935 4,66 3,896 4,235
Corrected score 4,739 4,464 3,908 4,205
Equivalent score (2) (1) (0) (0)

Famous people names


Hits 62 62 60 62
False 1 1 1 3
Familiarity Raw scores 7865,5 7944 7923,5 7906
Corrected scores 7810,77 7939 7868,77 7851,27
Equivalent scores (2) (3) (3) (2)
Semantic definition (raw score/max score) – 289/372 300/360 309/372
Semantic mean score – 4,66 5 4,9839
Corrected score 4,434 4,898 4,9069
Equivalent score (0) (2) (2)
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even if we limit the study of biographical information to people of the Bizzozero et al. (2005, 2007) tests a striking dissociation
whose PIN should be intact (being recognized as familiar from between a disrupted generation of familiarity feelings from
both their face and their name). Limiting our comparison to famous faces (obtaining in each case an equivalent score of 0),
the equivalent scores, it was, however, difficult to say if this and a relatively spared generation of familiarity judgments
dissociation was statistically significant. We, therefore, com- from names, obtaining on the first administration a score of 3,
puted for VL the amount of semantic information available for just below the median value of the normal subjects and on the
each familiar face and name (the range being between 0 and 6 second administration a score of 2, intermediate between the
for each item, as reported in the methodological section) and central value and the threshold of impairment. Our data
we decided to make a more direct comparison between the concerning the recognition units and their anatomical sub-
amount of biographical information from these modalities in strates are, however, less striking when we pass to analyse the
both the first and the second administration of the Bizzozero familiarity feelings generated by a famous people's name. Our
et al. (2005, 2007) tests. patient StG, with left anterior temporal atrophy, obtained,
In the first administration VL obtained a mean value of indeed, on the first administration a dissociation between
biographical information of 4.03 (SD = 1.93) for each face and of intact familiarity from faces (equivalent score of 4) and rather
5.27 (SD = 0.96) for each name. This difference was highly poor familiarity from names (equivalent score of 2), but
significant at the statistical control (t = 3.32; p < .003). Similar showed on the second administration the same familiarity
results were obtained at the second administration, because score (3) with faces and names. Results obtained with a very
the mean value of biographical information was of 4.23 well controlled test in our patients VL and StG are, therefore,
(SD = 1.53) for faces and of 5.12 (SD = 1.06) for names (t = 3.54; quite similar to those obtained in our previous review of the
p < .001). patterns of famous people recognition disorders observed in a
group of (less carefully controlled) patients with right and left
anterior temporal lesions (Gainotti, 2007a). Just as in the
3. Discussion present study, also in that review, defective familiarity
feelings concerned more frequently and more severely face
Results of the present study are clearly in line with those of than name in patients with right anterior temporal lobe
previous investigations that have tried to identify the brain damage, whereas they were less severe and more evenly
areas selectively contributing to person recognition and distributed between face and name in patients with left
naming. These research issues have been studied in consider- anterior temporal lobe lesions. This asymmetry between the
able detail in previous work, based on a fairly large number of mechanisms underlying the generation of familiarity judg-
subjects (e.g. Tranel et al., 1997; Damasio et al., 2004; Tranel, ments for face and name is probably due to the different
2006), showing that atrophy of the right and left anterior nature of these two sorts of stimuli. It is, indeed, likely that the
temporal lobes provides the basis respectively for famous neural network necessary for the generation of familiarity
person recognition and naming. Furthermore, the “conver- feelings for a complex perceptual structure, such as the
gence zone” framework of Damasio (1989) and Damasio et al. human face requires a dedicated structure located at the end
(2004) and the extended convergence zone model, set for by of the visual processing stream and preferentially represented
Barsalou et al. (2003), have inserted these data into a in the right hemisphere for reasons that I have tried to clarify
stimulating and convincing theoretical framework. Results of in a previous review of this subject (Gainotti, 2007b). On the
our study, which aimed to investigate the implications that the other hand, the generation of familiarity judgments for a
above mentioned neuro-anatomical models could have with famous name could require a less complex and less strongly
respect to cognitive models of familiar people identification, lateralized neural network.
allowed us to advance two clear assumptions about the Also our data concerning the person-specific semantic
relations between person identity nodes, familiarity judgments representation are at variance with the models proposed by
and person-specific semantic representations and a third Burton et al. (1990, 1999), Brédart et al. (1995) and Valentine et
assumption, concerning the format in which person-specific al. (1996), which maintained that PINs do not store semantic
semantic representation is represented in each hemisphere. information, but provide a modality-free gateway to a single
As for the familiarity judgments, our data clearly show that semantic system, where information about people is stored in
the corresponding decisions are not taken at a supra-modal an amodal format. As a matter of fact, if PINs are simply a
level, namely at the PINs level, as suggested by the Burton et modality-free gateway to a unitary person-specific semantic
al. (1990, 1999), Brédart et al. (1995) and Valentine et al. (1996) system, then, irrespectively of the side of temporal lobe
models, but in the modality-specific recognition units where damage, the same amount of semantic information should
the structural descriptions are compared to the corresponding be obtained in response to face and name of people whose
stored representations. Our data strongly support, in partic- familiarity is relatively intact. However, data obtained in our
ular, the Bruce and Young (1986) face identification model, patients StG and VL do not support this prediction.
which assumes that familiarity feelings may be generated in At a first more global level of analysis, conducted on the
the recognition units where the structural description of a equivalent scores of biographical information relative to
seen face is compared to the familiar faces stored in the FRUs. people judged as familiar from both faces and names, our
Furthermore, our results add to this cognitive model the patients, VL showed, on both administrations of the Bizzozero
anatomical suggestion that the RTL structures play a critical et al. (2005, 2007) tests, a better score from names (where he
role in this process. Our patient VL, with right anterior obtained an equivalent score of 2) than from faces (where his
temporal atrophy, showed, indeed, on both administrations score was 0).
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In a second, more detailed analysis, in which we computed similar to the Gainotti's (2007a) “different format hypothesis”
for VL the amount of semantic information available for each that assumes that the right hemisphere knowledge might be
familiar face and name (the score ranging between 0 and 6 for substantially based upon a convergence of perceptual infor-
each item) we again obtained a significantly greater amount of mation, in which the visual data play the major role, whereas
person-specific semantic information from name than from the left hemisphere knowledge might be based on a more
face in both the first and the second administration of the balanced and complex integration between sensori-motor and
Bizzozero et al. (2005, 2007) tests. These data clearly show that linguistic information, mainly oriented toward the naming
PINs are not simply a modality-free gateway to a unitary mechanisms. This similarity stems from the fact that, in
person-specific semantic system, because in our patient VL agreement with the Damasio's (1989, 1990) model of the
with a right anterior temporal lobe atrophy the amount of higher-order convergence zones, the “different format hy-
available biographic information was greater from name than pothesis” views the semantic network as resulting from the
from face, even for people whose PIN was intact. A similar, but recollection of modality-specific memories, stored near the
inverse pattern, with slightly greater amount of biographic sensory portals and motor output sites of the system. This
information available from face than from name was observed hypothesis, therefore, assumes that a different format of the
in a patient (StG) with left anterior temporal lobe atrophy. As right and left semantic representations should correspond to
for the generation of familiarity judgments, also for the the different weight of the perceptual, motor and linguistic
retrieval of biographical information, results obtained in the information processed by each hemisphere.
present study confirm those obtained in our previous review An alternative version of this interpretation could consist
(Gainotti, 2007a). Even in that paper, the ratio between the in assuming that the processing of perceptual information
amount of person-specific information available from faces (and in particular the mechanisms underlying the face
and names was more imbalanced in right than in left anterior recognition and the face-voice integration) may play a major
temporal patients. The former showed a significantly greater role in the right temporal structures, whereas an integration of
difficulty accessing person-specific knowledge from faces perceptual, linguistic and action-related features, oriented
than from names, whereas in the latter the semantic loss toward the operations of name retrieval and name production,
tended to be only slightly greater from names than from faces. may characterize the left semantic structures. According to
In any case, data of the present study show that the often this hypothesis, strong connections between visual-perceptu-
reported differences between patients affected by a RTL al and conceptual activities could characterize the right
damage and those with LTL lesions for familiarity judgement hemisphere semantic system, whereas important links be-
and biographical information obtainable from faces and from tween conceptual knowledge and lexical output mechanisms
names cannot be due to the “normal” advantage of names could characterize the left hemisphere semantic organization.
over faces in familiarity ratings and access to biographical A recent support to these interpretations has been
information as suggested by Haslam et al. (2004). These provided by Acres, Taylor, Moss, Stamatakis, and Tyler (2009)
differences, indeed, persisted even when these possible who have tested the hypothesis that the left inferior temporal
confounding factors had been controlled using the very well lobe may mainly link conceptual information with word
careful normative data offered by Bizzozero et al. (2005, 2007). forms, whereas the right inferior TL may mainly support the
At this point of the present discussion, we would stress the retrieval of conceptual knowledge from visual input. To test
fact that results of our investigation have been discussed with this hypothesis, Acres et al. (2009) administered two verbal
reference to cognitive models, only because our study had and two visual tasks to 15 patients with TL damage and
been designed to check these models, but that our results are correlated their behavioural scores with voxel-based mea-
also consistent with those of investigations that have tackled sures of neuronal integrity. Their results supported the notion
the problem of people recognition disorders with different of complementary hemispheric advantages for object naming
(neuroanatomical) models and with a different terminology. and visual recognition, because performance on verbal tasks
In particular, we refer here to results obtained with the correlated with the neural integrity of the left inferior and
neuroanatomical model by authors of the Iowa group (Dama- anterior TL regions, whereas performance on visual object
sio et al., 1996; Tranel et al., 1997; Damasio et al. 2004, Tranel, recognition correlated with the neural integrity of the right
2006; Drane et al., 2008) who have used the term “recognition” inferior and anterior TL cortices. The hypothesis of a different
to denote the presence of “familiarity feelings” and the term structure of person-specific knowledge at the level of the right
“identification” to denote a correct retrieval of person-specific and left temporal lobes, obviously does not imply that we
semantic information. These authors have shown that know different things about Bill Clinton when we see his face
defective recognition of familiar people is associated with or hear his name. It simply implies that the information
maximal lesion overlap in the right temporal polar region asymmetrically represented on the two sides of the brain are
(Tranel et al., 1997; Damasio et al., 2004; Drane et al., 2008), systematically and continuously integrated through the
whereas a proper name anomia is typically observed in callosal connections, just as are systematically integrated
patients with lesions encroaching upon the anterior parts of many other abilities for which hemispheric asymmetries are
the left TL (Damasio et al., 1996, 2004; Tranel, 2006; Drane et al., usually acknowledged. In pathological conditions, however,
2008). These results were interpreted by assuming that the lesions in the right and left anterior TL could disrupt two
nondominant anterior TL may play a major role in binding different potential paths to person-specific information (i.e.,
sensory information into conceptual percepts for certain access by name or access by perceptual features, depending
stimuli, while dominant TL regions function to provide a link on the side of dysfunction), leading to different patterns of
to verbal labels for these percepts. This viewpoint is very familiar people recognition disorders.
110 BR A I N R ES E A RC H 1 3 0 7 ( 2 01 0 ) 1 0 3 –11 4

(1991) to evaluate the apperceptive and the associative forms of


4. Experimental procedures prosopagnosia. This battery consists of two unfamiliar faces
tests (also referred as “perceptual” tests by De Renzi et al., 1991)
4.1. Methods and two famous faces tests (also referred as “mnestic” tests by
De Renzi et al., 1991). The first “perceptual” test is the Levin et al.
All patients were given a series of tests aiming to evaluate: (a) (1975) short form of the Benton and Van Allen's (1968) Face
the general neuropsychological background, (b) the visual Matching Test, which consists of showing the patient a
perceptual and spatial abilities, (c) the general semantic and photograph of an unfamiliar face, requiring the patient to
naming abilities, (d) the ability to name celebrities from match this face with other views of the same face (photographed
photographs and verbal definitions, (e) the apperceptive and from different perspectives), presented amongst similarly lit
associative aspects of face recognition, (f) the recognition and views of different faces. The second perceptual test is the De
identification of famous people from face and name. Renzi et al. (1989) Age Estimation Test, in which the patient is
presented with 12 cards, each containing four photographs of
4.1.1. Background Neuropsychology faces of the same sex, but of different age with the instruction to
The general neuropsychological background was assessed with point to the youngest and the oldest face. The first “mnestic”
the Mini Mental State Examination (MMSE) and the “Neuropsy- famous faces test is the Familiarity Check Test (De Renzi et al.,
chological Battery,” that has been described in detail in previous 1991), in which the subject is presented with 36 cards, containing
papers (e.g. Gainotti et al., 2001) and will be only shortly four faces of people (one famous and 3 anonymous) of the same
described here. It is based on tests of episodic long term verbal sex and age, and requested to point to the more familiar face.
memory [Rey's Auditory Verbal Learning Test (RAVLT): imme- The second mnestic face test is the Famous Face Recognition
diate (IR) and delayed recall (DR) and delayed recognition ], Test (De Renzi et al., 1991), which consists in presenting the
(Lezak, 1995), long term visual-spatial memory [Rey–Osterreith subject with 32 cards, each containing four famous faces of the
Complex Figure delayed reproduction (ROCFR)] (Lezak, 1995), same sex and category (e.g. four actors), asking him/her to point
immediate verbal and visual-spatial memory (Digit and Spatial to the face corresponding to the name provided by the examiner.
Span), limb, oral and constructional praxis (Rey–Osterreith Only one face/name per display was tested.
Complex Figure copy (ROCFC) and drawing designs with and
without landmarks), phonological and semantic/categorical 4.1.5. Recognition and identification of famous people from
verbal fluency, and the Raven's Progressive Matrices, consid- face and name
ered as a visual deductive reasoning task. The “Battery” also The ability to recognize as familiar and to give information
includes a group of tests sensitive to frontal lobe lesions, such as allowing the identification of famous people from face and
a demanding attentional task (Multiple Features Targets Cancel- name was studied with the Bizzozero et al. (2005, 2007) tests.
lation/MFTC) (Gainotti et al. 2001), a test of temporal rules These authors administered to 98 normal subjects two perfectly
induction (Villa et al., 1990) and the Stroop interference test. equivalent face (Bizzozero et al., 2005) and written name
(Bizzozero et al., 2007) versions of a test, consisting of 126 Italian
4.1.2. Visual perceptual and spatial abilities. and foreign faces and proper names. One half of these stimuli
The visual perceptual and spatial abilities were studied with the belonged to famous people and 63 represented unfamiliar faces
“Visual Object and Space Perception” (VOSP, Warrington and or corresponded to fictitious, but phonemically plausible names.
James, 1991), that includes subtests of object perception Celebrities had been selected according to two main criteria: 1.
(incomplete letters, silhouettes, object decision and progressive the period of their fame (before War World II; after War World II
silhouettes) and subtests of space perception (dot counting, or in the last 30 years) and 2. their professional category
position discrimination, number location and cube analysis). (entertainment, culture or politics). Each fame period and each
professional category accounted for 21 (1/3) of the famous
4.1.3. General semantic and naming abilities and ability to persons. In the “fame recognition” test, the relative difficulty of
name celebrities from photographs and verbal definitions each item was determined according to the number of the
The general semantic and naming abilities were evaluated participant's failures with each individual face and name, and
with the “naming objects” and “naming actions” subtests of all (face or name) stimuli were ranked from the most difficult to
the BADA (Miceli et al., 1994), with a shortened 80 items version the easiest ones. Thus, the face and the name that yielded the
of the Snodgrass e Vanderwart's set of pictures and with the largest number of failures obtained a rank score of 1.0, whereas
pictorial version of the Pyramids and Palm Trees Test (Howard those that yielded the smallest number of errors obtained a rank
and Patterson, 1992). On the other hand, the ability to name score of 126.0. In the “person identification” test, only faces and
celebrities from photographs and verbal definitions was names previously recognised as familiar were examined. Items
studied with the Famous Persons Naming test (Benaglio, differed, therefore, in type and number across participants and
Cappa and Semenza, unpublished), which contrasts the recognition modalities. To evaluate person identification,
capacity to name 45 celebrities from presentation of a participants were requested to answer a semantic interview,
photograph and from a short verbal definition. concerning (1) the time in which the person was famous (before
World War II; after World War II or in the last 30 years); (2) the
4.1.4. Associative (“mnestic”) and apperceptive (“perceptual”) professional category to which he/she belonged (entertainment,
aspects of face recognition culture or politics); (3) any other information allowing the
The apperceptive and associative aspects of face recognition identification process. For each of these questions the score
were assessed with the battery of tests devised by De Renzi et al. ranged between 0 and 2; therefore the overall semantic score
BR A I N R ES E A RC H 1 3 0 7 ( 2 01 0 ) 1 0 3 –1 14 111

obtainable from each face or name ranged between 0 and 6. As some difficulty in the recognition of not very acquainted people.
we told in the introduction, raw scores were then transformed In May 2007 a pacemaker has been implanted, with good results,
into adjusted scores, partialling out the influence of age, for the control of the patient's bradyarrhythmia. During the
education and gender and adjusted scores were classified into following months the patient has shown a worsening of the
five (“Equivalent Scores”) categories, endowed with an ordinal familiar people recognition disorders, a mild impairment of
relationship where 0 corresponded to scores lower than the episodic memory and a progressive personality change, with
outer 5% inferential tolerance limits and 4 to scores higher than irritability, obstinacy and more dependent behaviour. Further-
the median value of the sample. more, the wife reports a change in alimentary habits, with a
tendency to eat more than usual. During the second neuropsy-
4.2. Patients chological examination, carried out in April 2008, however, the
patient's behaviour is appropriate and he acknowledges his
4.2.1. Patient VL difficulties in the recognition both of familiar faces and of
familiar voices when he answers to the telephone. The
4.2.1.1. Clinical aspects. VL is a 72 years retired old man, with neurological examination is still normal, but the patient
a doctoral degree in law and married with two sons. He comes presents a psychomotor slowing and a rather depressed mood.
from the southern part of Italy, but he is living from about 40 After the last assessment the wife of the patient has reported 3
years in Rome, where he has worked as manager of a public episodes of topographical disorientation with difficulty to recall
company. In December 2006 he consults our Neuropsychology the road pursued. All these episodes followed situations of
Service, reporting mild memory difficulties, noticed since some physical stress, after long travels with the car or walking.
months. There is no familiar or personal history of neurological
or psychiatric disorders, the neurological examination is normal 4.2.1.2. Neuroimaging. Structural (MRI) and functional
and the only reported medical disease is an important bradyar- (SPECT) neuro-radiological data were highly consistent in VL,
rhythmia. During the first neuropsychological examination, since an MRI obtained in October 2006, just before the pace-
carried out in January 2007 and which shows only a defect of maker placing, showed a bilateral atrophy of the ventral and
familiar people identification, neither the patient nor his wife mesial parts of the temporal lobes, definitely more pronounced
spontaneously report defects of this kind, but when specifically on the right side (Fig. 1), whereas a SPECT (single photon
requested, acknowledge that since a couple of years VL presents emission computed tomography) scan in January 2007 (Fig. 2)

Fig. 1 – CDMRI. Axial FLAIR T2-WI. There is obvious atrophy in the ventral temporal lobes bilaterally, associated with evident
signal modification involving the right temporo-mesial cortex. Volume loss is definitely more pronounced in the right side,
where middle cranial fossa subarachnoid spaces and anterior temporal horns are markedly dilated. Note also moderate dilation
and prominent sulci along right lateral temporal lobe.
112 BR A I N R ES E A RC H 1 3 0 7 ( 2 01 0 ) 1 0 3 –11 4

Fig. 2 – 99mTechnetium Ethyl Cysteinate Dimer Single Photon Emission Tomography (99mTc-ECD SPET) of the brain.
The transaxial slices, oriented according the temporal long axis, show a severe hypoperfusion in the anterior and inferior
parts of the right temporal lobe extending to the posterior part of the lateral temporal cortex and to a lesser extent in the mesial
part of the left temporal lobe.

Fig. 3 – CT scan: a mild atrophy in the ventral temporal lobes bilaterally. Volume loss is moderately more pronounced in the left
side, where middle cranial fossa subarachnoid spaces and anterior temporal horns are markedly dilated.
BR A I N R ES E A RC H 1 3 0 7 ( 2 01 0 ) 1 0 3 –1 14 113

Fig. 4 – 18Fluoro-deoxy glucose positron emission tomography (18F-FDG PET) of the brain. The transaxial slices (oriented
according the temporal long axis) show a severe hypometabolism in the anterior, and lateral inferior parts of the left temporal
lobe extending to the dorsal area of the mesial temporal regions.

showed a much more extensive hypoperfusion affecting patient's difficulties and of her anxious state was observed
ventral and dorsal parts of the right temporal lobe. during the second neuropsychological examination, carried out
in March 2008. In January 2009 a FDG PET scan was performed.
4.2.2. Patient StG
4.2.2.2. Neuroimaging. The CT scan (Fig. 1) showed a mild
4.2.2.1. Clinical aspects. StG is a 69-year-old retired old bilateral atrophy of the ventral and mesial parts of the
woman, who has worked in High Schools as foreign languages temporal lobes, slightly more pronounced on the left side,
teacher (French and German). Born in the northern part of Italy, whereas the FDG PET (2-deoxy-2-[F-18]fluoro-D: -glucose
she is living in Rome from more than 30 years. In January 2007 Proton Emission Tomography) scan (Fig. 2) showed a much
she consults our Neuropsychology Service, reporting mild more extensive hypometabolism affecting polar, ventral and
difficulties in finding proper names of people and in performing infero-lateral parts of left temporal lobe. A less evident
arithmetic operations. She also reports some difficulties of hypometabolism was also observed in the dorsal parts of the
sustained attention or concentration. Her anxiety for these left temporal lobe (Fig. 4).
disorders is increased by the fact that she has a familiarity for
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