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523020

research-article2014
AESXXX10.1177/1090820X14523020Aesthetic Surgery JournalHwang and Spiegel

Oculoplastic Surgery

The Effect of “Single” vs “Double” Eyelids Aesthetic Surgery Journal


2014, Vol. 34(3) 374­–382
© 2014 The American Society for
on the Perceived Attractiveness of Chinese Aesthetic Plastic Surgery, Inc.
Reprints and permission:

Women http://www​.sagepub.com/
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DOI: 10.1177/1090820X14523020
www.aestheticsurgeryjournal.com

Harry S. Hwang, MD; and Jeffrey H. Spiegel, MD, FACS

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Abstract
Background: A well-defined supratarsal crease has often been considered attractive, representing a significant component in a beautiful upper eyelid.
Approximately 50% of East and Southeast Asian women are born with either a minimal or absent supratarsal eyelid crease. Among people of Chinese
descent, the creation of a supratarsal crease (“double” eyelid blepharoplasty) is the most common cosmetic surgical procedure, but no comparative study
has assessed the height by which an upper eyelid crease is deemed most attractive and depending on cultural background.
Objectives: The authors assess how attractiveness is interpreted by different cultural groups to determine whether double-eyelid blepharoplasty
enhances attractiveness according to both Chinese and non-Chinese observers.
Methods: Facial photographs were taken of 19 women of Chinese descent. The photographs were enhanced with computer imaging software
to generate 3 additional pictures, depicting low, medium, and high upper eyelid creases on each model. Via an Internet-based survey tool, Chinese
and non-Chinese observers were asked to rate the attractiveness of the faces with each potential eyelid position. (Surveys are available online at
www.aestheticsurgeryjournal.com, as Appendix 1 and Appendix 2.)
Results: Both Chinese and non-Chinese observers considered the medium-height upper eyelid crease most attractive (P < .00001). An absent upper
eyelid crease was deemed the least attractive (P < .00001).
Conclusions: These preference data for eyelid height can be used to better counsel patients on perceived attractiveness and expectations for surgical
results, since these results further elucidate which facial features are universally considered attractive.

Keywords
oculoplastics, blepharoplasty, Asian eyelid, double eyelid, upper eyelid, attractiveness, supratarsal crease

Accepted for publication June 20, 2013.

The nature of human facial beauty and attractiveness has shape averageness influenced attractiveness and, further,
been pondered for thousands of years. Attempts to define was a characteristic not restricted to Western cultures.
beauty either by neoclassical standards, facial proportion, However, averageness and symmetry do not help us to
or mathematical models lack scientific validity,1 and char-
acteristics of attractiveness may be influenced by cultural Dr Hwang is a Staff Physician with the The Permanente Medical
and ethnic differences. However, more recent thinking sug- Group, Inc in the Department of Head & Neck Surgery, Kaiser
gests aesthetic judgment may be both more universal and Permanente Santa Clara Medical Center, Santa Clara, California, and
similar across different cultural backgrounds than previ- is a Clinical Instructor in the Department of Otolaryngology–Head
& Neck Surgery, Stanford University School of Medicine, Stanford,
ously understood.2
California. Dr Spiegel is Professor and Chief of the Division of Facial
Facial averageness and symmetry are 2 characteristics Plastic and Reconstructive Surgery, Department of Otolaryngology-
demonstrated to be standards of beauty in both Western Head & Neck Surgery, Boston University School of Medicine, Boston,
and non-Western cultures. Rhodes and colleagues3 showed Massachusetts.
that an averaged facial-shape composite of the same race
and sex increased perceived attractiveness of both Chinese Corresponding Author:
Dr Jeffrey H. Spiegel, Facial Plastic and Reconstructive Surgery,
and Japanese faces; decreasing averageness by moving the Boston University School of Medicine, 1200 Boylston Street,
faces away from the average facial shape decreased per- Chestnut Hill, MA 02467, USA.
ceived attractiveness. The authors concluded that facial E-mail: jeffrey.spiegel@bmc.org
Hwang and Spiegel 375

understand what specific anatomic areas, shapes, and crease between 5 and 8 mm above the eyelid margin has
positions are particularly desirable. been suggested; for men, a lower eyelid crease has been
The eyes represent a potential defining factor for facial suggested as more appropriate.14 However, in our review of
attractiveness. Enhancement of the eyes in the quest for the literature, we did not find a comparative study assess-
personal beauty has been well documented.4 Not only do ing the height at which an upper eyelid crease is deemed
the eyes determine an individual’s ability to see the most attractive, as determined by cultural background.
world, but they also play a powerful role in nonverbal Prior to undertaking this study, we posited that Chinese
communication. An individual’s emotions, interest, and and non-Chinese observers would consider the presence of
responsiveness can be communicated by nonverbal cues an eyelid crease to be more attractive; additionally, we
generated by the eye and periorbital structures. The peri- hypothesized that the lower eyelid crease position would
orbital areas also have been shown to be of paramount be considered both more natural and more attractive, given
importance in determining sex; hence, it may be hypoth- that the lower crease yields the double eyelid without look-

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esized that they are important in determining attractive- ing too “Westernized.” It is our hope that the results of this
ness as well.5 Further, a well-defined supratarsal crease is study can be used to better counsel patients on realistic
often considered a significant component in the represen- surgical expectations and perceived attractiveness of cer-
tation of a beautiful upper eyelid. Blepharoplasty is a tain lid heights.
common surgical procedure performed to remove excess
skin or pseudoherniated fat obstructing the defined
supratarsal crease.
Methods
Approximately 50% of East and Southeast Asian women After obtaining institutional board review approval at the
are born with a minimal or absent supratarsal eyelid Boston University School of Medicine (Boston, Massachu­
crease.6 Creation of a supratarsal crease (“double eyelid”) setts), 19 women of Chinese descent were recruited as mod-
is the most common cosmetic surgical procedure among els and frontal photographs were taken of their faces. This
people of Chinese descent.7 Cosmetic blepharoplasty also study was conducted from November 2010 to May 2011. The
continues to be the most popular facial cosmetic procedure participating models were selected from a group of student
in Asian Americans.8 In a 2012 American Academy of volunteers from Boston University. The criterion for being a
Facial Plastic and Reconstructive Surgery (AAFPRS) mem- model was to be of Asian descent and between 18 and 23
bership study, 44% of member surgeons responded that years of age. Consent was obtained from each model. Using
blepharoplasty was the most common facial plastic sur- computer imaging software (Photoshop; Adobe, San Jose,
gery procedure for Asian Americans, with rhinoplasty California), the photographs were digitally altered to gener-
being the second most common, at 41% in that specific ate 3 additional frontal-view pictures corresponding to each
ethnic group. Double eyelid surgery is based on Mikamo’s model. Each element of any particular photo set differed
original description in 1896.9 As the supratarsal eyelid only in the height of the model’s upper eyelid crease. The
crease is deemed attractive in Western cultures, desire for upper eyelid creases were categorized as being absent, low,
this surgery has been considered largely cultural.10 medium, and high in height, as per Liu’s delineations.14 The
However, we should be cautious about assuming this to be absent crease and high-level creases were first determined,
the motivation of Chinese patients requesting a double and then the low and middle crease levels were marked by
eyelid. The desire may not be for Westernization per se; separating the distance between the 2 levels. The same
instead, the patient may be seeking a conservative natural crease width was drawn using the pen-mode of the com-
Chinese eyelid crease observable among his or her friends puter imaging software.
and family. Kaw11 suggests that Asian individuals pursue An Internet-based survey tool was created, with an
cosmetic eyelid surgery not so much to “Westernize” their English version as well as a Chinese version, translated by
eyes but rather to appear more open-minded, energetic, a native Chinese speaker. The Chinese version was trans-
and youthful. lated into the standard traditional (complex) Chinese char-
As a general rule, when performing blepharoplasty, the acters suitable for both Chinese and Taiwanese participants.
superior palpebral crease should not be placed higher than Demographic data were collected for all survey partici-
one-third the distance between the eye’s pupil and the pants, which included adult men and women 18 years of
brow.12 The classic white—or Western—eyelid crease lies age or older, of all ethnic backgrounds. (There were no
about 7 to 10 mm above the eyelid margin. Alternatively, geographic exclusion criteria.) The study participants were
the upper eyelid crease can be set at multiple heights, com- recruited on a voluntary basis from various social media
monly designated as low, medium, and high. Liu13 further websites, including both English-based and Chinese-based
stratified the appearance of the upper eyelid into 4 groups. websites. The survey was open for 6 months. Reminders to
For Chinese women desiring double eyelid surgery, a complete the survey were sent out 3 months prior to the
376 Aesthetic Surgery Journal 34(3)

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Figure 1. A 22-year-old Chinese woman. Four upper eyelid crease variations: (A) absent upper eyelid crease, (B) low upper
eyelid crease, (C) medium upper eyelid crease, and (D) high upper eyelid crease.

completion of the study. The non-Chinese group was Subgroup analysis was also performed for responses
defined as all participants who did not self-identify as based on different ethnic groups. Chinese Americans
being either Chinese or Taiwanese in ethnicity. These and Taiwanese Americans were respondents who self-
Chinese and non-Chinese participants were then asked to identified as either ethnically Chinese or Taiwanese, were
look at and compare the 4 photos of each model, rating not born in China, had not lived in China, had not worked
each version from the most attractive to the least attractive in China, or had not visited China frequently. These
(Figures 1-5). Faces were scored from 1 to 4, with a score respondents primarily used the English survey. Chinese
of 1 denoting the most attractive face and 4 indicating the and Taiwanese nationals were respondents who self-iden-
least attractive in the set. In this way, higher scores would tified on the Chinese-based survey as either ethnically
correlate with lower perceived attractiveness. Chinese or Taiwanese, or those who spent significant parts
For all 19 models, the 4 photographic versions of each of their lives in China or Taiwan. We defined having spent
face were randomly ordered. All images were presented significant parts of their lives in China as the respondents
as half-screen (half a tablet screen) in size, with all image answering “yes” when asked if they were currently in
sizes standardized for viewing. The fact that the upper China, if they were born in China, if they worked in China,
eyelid creases were digitally manipulated was not dis- if they were raised in China, or if they visited China often.
closed to the survey participants, nor was any informa- The basis for this subgroup classification was to identify
tion regarding the differences between the 4 faces cultural influences, on the assumption that both Taiwanese
provided. and Chinese Americans are more significantly exposed to
At the end of the survey, we asked the participants Western ideals of beauty. With the globalization of busi-
various questions regarding double eyelid surgery. We ness and media, Chinese nationals were anticipated to
used a 1-way analysis of variance (ANOVA), assuming have had at least some exposure to Western ideas of
equal variances, to compare the mean attractiveness beauty. However, it was expected that the much more cul-
scores for each eyelid position with statistical signifi- turally homogeneous environments of China or Taiwan
cance set at α = 0.05. would mitigate the influence of Western cultural norms.
Hwang and Spiegel 377

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Figure 2. A 23-year-old Chinese woman: (A) absent upper eyelid crease, (B) low upper eyelid crease, (C) medium upper
eyelid crease, and (D) high upper eyelid crease.

Figure 3. A 22-year-old Chinese woman: (A) absent upper eyelid crease, (B) low upper eyelid crease, (C) medium upper
eyelid crease, and (D) high upper eyelid crease.
378 Aesthetic Surgery Journal 34(3)

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Figure 4. A 21-year-old Chinese woman: (A) absent upper eyelid crease, (B) low upper eyelid crease, (C) medium upper
eyelid crease, and (D) high upper eyelid crease.

Figure 5. A 21-year-old Chinese woman: (A) absent upper eyelid crease, (B) low upper eyelid crease, (C) medium upper
eyelid crease, and (D) high upper eyelid crease.
Hwang and Spiegel 379

Table 1. Demographic Dataa When the results were analyzed by respondent sub-
Characteristic No. (%)
groups divided by ethnic backgrounds, self-identified
white respondents rated the middle-height crease variation
Sex as the most attractive (average score, 1.96). An absent
Male 59 (22.3) upper eyelid crease was rated as least attractive (average
score, 3.29). This subgroup’s overall results comparing the
Female 205 (77.7)
mean scores between the 4 variations (the difference
Age, y between each score) within the subgroup were statistically
significant (P < .00001). Furthermore, when comparing
18-24 36 (13.6)
the lowest score, middle-height crease variation (average
25-34 116 (43.9) score, 1.96), with the highest score, absent-height crease
35-44 80 (30.3)
variation (average score, 3.29), there was a statistically sig-

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nificant (P < .00001) difference between these 2 mean
45-54 24 (9.1) scores.
55-64 8 (3.1) For the combined Chinese and Taiwanese American
subgroup, the middle-height crease variation was also
Older than 65 0
deemed the most attractive (average score, 2.00) overall;
Ethnicity however, when compared with the second most-attractive
White 52 (19.7)
variation (the low-height crease, at an average score of
2.15), the difference between the two was not significant
Black 3 (1.1) (P = .11). An absent upper eyelid crease was deemed least
Chinese 97 (36.7) attractive (average score, 2.96), but again, this result was
not statistically significant compared with the second least-
Taiwanese 69 (26.1)
attractive crease (the highest crease, with an average
Korean 16 (6.1) score of 2.90; P = .60). When comparing the lowest score,
middle-height crease variation (average score, 2.00), with
Japanese 5 (1.9)
the highest score, absent-height crease variation (average
Filipino 5 (1.9) score, 2.96), there was a statistically significant (P <
Vietnamese 6 (2.3)
.00001) difference between these 2 mean scores.
For the combined Chinese and Taiwanese national sub-
Other 11 (4.2) group, responses were similar to those from the self-
a
In total, 409 respondents participated in the survey; 264 total surveys, in both English and identified white subgroup. The middle-height crease varia-
Chinese languages, were completed in entirety (response rate, 64.5%). tion was deemed most attractive (average score, 1.89), and
the absent upper eyelid crease variation was deemed least
attractive (average score, 3.26). The results overall com-
paring mean scores between the 4 variations (the differ-
ence between each score) within this subgroup were
Results significant (P < .00001).
A total of 409 participants responded to the survey request; When the results were analyzed by subgroup based
264 (64.5%) surveys were completed in entirety. For the on sex, both men and women deemed the middle eyelid
English-based survey, 147 (59.8%) of 246 surveys were height variation as the most attractive of the 4 upper eyelid
completed. For the Chinese-language survey, 117 (72.8%) creases (men: average score, 2.00, P < .00001; women:
of 163 surveys were completed. The demographic charac- average score, 1.93, P < .00001). Both groups also deemed
teristics of all participants are provided in Table 1. the absent crease as the least attractive (men: average score,
Table 2 highlights the mean attractiveness scores for 3.16, P < .00001; women: average score, 3.24, P < .00001).
each of the 4 upper eyelid crease versions. Among all Table 3 shows the participants’ responses to 3 questions
grouped survey respondents, the most attractive of the 4 regarding their thoughts on double eyelid surgery. Most
upper eyelid crease variations was the middle height (aver- respondents stated they were familiar with double eyelid
age score, 1.91; P < .00001). This was confirmed by com- surgery (78.8%). The percentage of respondents who
paring the 2 lowest mean attractiveness scores of the 4 stated they knew of a person having double eyelid surgery
variations (P < .00005). The least attractive was the absent performed was higher in the Chinese-based survey com-
upper eyelid crease version (average score, 3.19; P < pared with the English-based survey (68.4% vs 40.1%).
.00001). This was confirmed by comparing the 2 highest Most respondents in both groups neither liked nor disliked
mean attractiveness scores of the 4 variations (P < .00001). double eyelid surgery (63.3% English-based survey vs
380 Aesthetic Surgery Journal 34(3)

Table 2. Mean Attractiveness Scoresa


Upper Eyelid Crease Height

Absent Low Middle High P Value

All respondents (N = 264) 3.19 2.28 1.91 2.62 <.00001

White (n = 52) 3.29 2.42 1.96 2.32 <.00001

Chinese and Taiwanese 2.96 2.15 2.00 2.90 <.00001


Americans (n = 33)

Chinese and Taiwanese 3.26 2.30 1.89 2.56 <.00001


nationals (n = 119)

Male (n = 59) 3.16 2.41 2.00 2.44 <.00001

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Women (n = 205) 3.24 2.33 1.93 2.50 <.00001

a
Mean attractiveness scores range from 1 to 4: 1 equals the most attractive, while 4 is the least attractive.

Table 3. Double Eyelid Surgery Questions and Responses


English Survey, No. (%) Chinese Survey, No. (%) All, No. (%)

Have you heard of double eyelid surgery?

Yes 113 (76.9) 95 (81.2) 208 (78.8)

No 34 (23.1) 22 (18.8) 56 (21.2)

Has anyone you know ever gotten double eyelid surgery?

Yes 59 (40.1) 80 (68.4) 139 (52.7)

No 88 (59.5) 37 (31.6) 125 (47.3)

How do you feel about double eyelid surgery?

Like 26 (17.7) 30 (25.6) 56 (21.2)

Dislike 28 (19.0) 15 (12.8) 43 (16.2)

No opinion 93 (63.3) 72 (61.5) 165 (63.6)

61.5% Chinese-based survey). Interestingly, however, role than previously thought in determining attractiveness.
Chinese-speaking respondents (n = 30) were more likely Instead, a sense of attractiveness may be more innate, irre-
to be in favor of the surgery than non-Chinese or English- spective of ethnic and cultural background. Accordingly,
speaking Chinese Americans (n = 26); in contrast, both the impetus to pursue cosmetic eyelid surgery for Chinese
non-Chinese and Chinese Americans (n = 28) were more patients may be the desire to look more spirited and
likely to dislike the surgery than were Chinese (n = 15). energetic12—not necessarily to look more “Westernized,”
as suggested by Millard.15 Because the upper third of the
face has the most significance overall in determining femi-
Discussion ninity and attractiveness,16 it is not surprising the presence
The results of this study confirm our hypothesis that for of an upper eyelid crease plays a role in determining attrac-
both Chinese and non-Chinese observers, the presence of tiveness, given its location.
an upper eyelid crease is more attractive than an absent The results of this study can allow surgeons to better
upper eyelid crease. However, the middle-height eyelid understand patients’ expectations of double eyelid surgery,
crease variation was found to be most attractive overall, in which may help them provide better counsel to patients on
contrast to our hypothesis that the low-height eyelid crease what may be an acceptable, natural-appearing upper eye-
variation would be the most attractive. These findings lid crease. Preoperative analysis is important when a
were similar in both self-identified non-Chinese partici- patient presents for double eyelid surgery. Aesthetic con-
pants, as well as Chinese and Taiwanese national respon- siderations vary; anatomic variations and asymmetry are
dents, suggesting that cultural influence may play less of a common and must be recognized prior to surgery. Eyelid
Hwang and Spiegel 381

size, eyelid shape, and disposition of epicanthal creases study. Because our survey was conducted via a website,
must be taken into consideration. Furthermore, surgeons the survey respondents may have been more technologi-
must identify anatomic variants that can lead to facial cally savvy and possibly more greatly influenced by the
asymmetry, such as unilateral brow or upper eyelid ptosis; media’s portrayal of women. Last, a few respondents com-
variations in globe position due to conditions such as mented that they had difficulty determining which varia-
exophthalmos; variations in intercanthal axis, tilt, or tions of the model faces were more or less attractive. Some
dimension between the eyes; postural disparities of the respondents felt there were no obvious differences in the
lower eyelid position resulting in scleral show; or variation facial variations. We intentionally did not divulge to poten-
in malar prominences. tial participants of our study what changes were made to
Further, variations in the upper eyelid crease exist the models’ faces; we did not want to bias the decision-
between ethnicities. Chen5 accordingly subcategorized 7 making process of the respondents. Our goal was to deter-
forms of Asian eyelids: he emphasized that Asian upper mine whether respondents had an intrinsic perception of

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eyelid creases are generally lower compared with white female attractiveness based on subtle changes in upper
upper eyelid creases, due to a shorter tarsal width (6.5-8.5 eyelid crease heights.
mm). The distance between the eyebrow and the upper
eyelid margin is also narrower in the Asian upper eyelid. Conclusions
Furthermore, the white upper eyelid crease has a semilu-
nar shape, which rarely occurs in Asians. These anatomic Both Chinese and non-Chinese observers considered the
ethnic differences need to be recognized to best determine presence of a medium upper eyelid crease to be the most
the most natural postoperative appearance of the upper significantly attractive eyelid shape, regardless of exposure
eyelid creases based on the patient’s ethnicity and desires. to Western cultures. Absence of an upper eyelid crease was
The survey responses to questions concerning double considered the least attractive. The results of this study can
eyelid surgery in our study were not unexpected. Most par- be used to better counsel patients on realistic expectations
ticipants acknowledged they had heard of double eyelid for surgery, as well as perceived attractiveness of certain
surgery, at a slightly higher percentage in the Chinese- upper eyelid heights prior to double eyelid blepharoplasty.
based survey (81.2%) compared with the English-based Additionally, we can conclude that an upper eyelid crease
survey (76.9%). This is not surprising, since blepharo- may be an important indicator of attractiveness regardless
plasty is the most common cosmetic procedure performed of ethnicity.
in Asia.17 Likewise, a higher percentage of respondents to
the Chinese-based survey (68.4%) acknowledged they Acknowledgments
knew of a person who had undergone double eyelid sur- The authors thank Jack Hwang for his assistance in the
gery, as compared with English-based survey respondents Chinese translation of our survey and in recruiting partici-
(40.1%). Interestingly, when asked about their personal pants for our study; additionally, Dr Hwang had full access to
feelings regarding double eyelid surgery, the majority all of the study’s data and takes responsibility for both its
integrity and the accuracy of the data analysis. We also thank
of respondents in both groups neither liked nor disliked the
Nadia Chan for her assistance as a study coordinator.
surgery—instead having no opinion. The percentage within
subgroups having no opinion was nearly equal: 63.3% in Disclosures
the English-based survey and 61.5% in the Chinese-based
The authors declared no potential conflicts of interest with
survey. However, more respondents to the Chinese-based
respect to the research, authorship, and publication of this
survey (25.6%) liked double eyelid surgery compared with
article.
those answering the English-based survey (17.7%). The
majority of respondents having no opinion about the sur- Funding
gery is somewhat surprising, given that more cosmetic pro-
The authors received no financial support for the research,
cedures are being performed each year.9
authorship, and publication of this article.
Our study has a few potential weaknesses. First,
although we had a reasonable number of completed sur- References
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