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AESXXX10.1177/1090820X14523020Aesthetic Surgery JournalHwang and Spiegel
Oculoplastic Surgery
Women http://www.sagepub.com/
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DOI: 10.1177/1090820X14523020
www.aestheticsurgeryjournal.com
Keywords
oculoplastics, blepharoplasty, Asian eyelid, double eyelid, upper eyelid, attractiveness, supratarsal crease
The nature of human facial beauty and attractiveness has shape averageness influenced attractiveness and, further,
been pondered for thousands of years. Attempts to define was a characteristic not restricted to Western cultures.
beauty either by neoclassical standards, facial proportion, However, averageness and symmetry do not help us to
or mathematical models lack scientific validity,1 and char-
acteristics of attractiveness may be influenced by cultural Dr Hwang is a Staff Physician with the The Permanente Medical
and ethnic differences. However, more recent thinking sug- Group, Inc in the Department of Head & Neck Surgery, Kaiser
gests aesthetic judgment may be both more universal and Permanente Santa Clara Medical Center, Santa Clara, California, and
similar across different cultural backgrounds than previ- is a Clinical Instructor in the Department of Otolaryngology–Head
& Neck Surgery, Stanford University School of Medicine, Stanford,
ously understood.2
California. Dr Spiegel is Professor and Chief of the Division of Facial
Facial averageness and symmetry are 2 characteristics Plastic and Reconstructive Surgery, Department of Otolaryngology-
demonstrated to be standards of beauty in both Western Head & Neck Surgery, Boston University School of Medicine, Boston,
and non-Western cultures. Rhodes and colleagues3 showed Massachusetts.
that an averaged facial-shape composite of the same race
and sex increased perceived attractiveness of both Chinese Corresponding Author:
Dr Jeffrey H. Spiegel, Facial Plastic and Reconstructive Surgery,
and Japanese faces; decreasing averageness by moving the Boston University School of Medicine, 1200 Boylston Street,
faces away from the average facial shape decreased per- Chestnut Hill, MA 02467, USA.
ceived attractiveness. The authors concluded that facial E-mail: jeffrey.spiegel@bmc.org
Hwang and Spiegel 375
understand what specific anatomic areas, shapes, and crease between 5 and 8 mm above the eyelid margin has
positions are particularly desirable. been suggested; for men, a lower eyelid crease has been
The eyes represent a potential defining factor for facial suggested as more appropriate.14 However, in our review of
attractiveness. Enhancement of the eyes in the quest for the literature, we did not find a comparative study assess-
personal beauty has been well documented.4 Not only do ing the height at which an upper eyelid crease is deemed
the eyes determine an individual’s ability to see the most attractive, as determined by cultural background.
world, but they also play a powerful role in nonverbal Prior to undertaking this study, we posited that Chinese
communication. An individual’s emotions, interest, and and non-Chinese observers would consider the presence of
responsiveness can be communicated by nonverbal cues an eyelid crease to be more attractive; additionally, we
generated by the eye and periorbital structures. The peri- hypothesized that the lower eyelid crease position would
orbital areas also have been shown to be of paramount be considered both more natural and more attractive, given
importance in determining sex; hence, it may be hypoth- that the lower crease yields the double eyelid without look-
completion of the study. The non-Chinese group was Subgroup analysis was also performed for responses
defined as all participants who did not self-identify as based on different ethnic groups. Chinese Americans
being either Chinese or Taiwanese in ethnicity. These and Taiwanese Americans were respondents who self-
Chinese and non-Chinese participants were then asked to identified as either ethnically Chinese or Taiwanese, were
look at and compare the 4 photos of each model, rating not born in China, had not lived in China, had not worked
each version from the most attractive to the least attractive in China, or had not visited China frequently. These
(Figures 1-5). Faces were scored from 1 to 4, with a score respondents primarily used the English survey. Chinese
of 1 denoting the most attractive face and 4 indicating the and Taiwanese nationals were respondents who self-iden-
least attractive in the set. In this way, higher scores would tified on the Chinese-based survey as either ethnically
correlate with lower perceived attractiveness. Chinese or Taiwanese, or those who spent significant parts
For all 19 models, the 4 photographic versions of each of their lives in China or Taiwan. We defined having spent
face were randomly ordered. All images were presented significant parts of their lives in China as the respondents
as half-screen (half a tablet screen) in size, with all image answering “yes” when asked if they were currently in
sizes standardized for viewing. The fact that the upper China, if they were born in China, if they worked in China,
eyelid creases were digitally manipulated was not dis- if they were raised in China, or if they visited China often.
closed to the survey participants, nor was any informa- The basis for this subgroup classification was to identify
tion regarding the differences between the 4 faces cultural influences, on the assumption that both Taiwanese
provided. and Chinese Americans are more significantly exposed to
At the end of the survey, we asked the participants Western ideals of beauty. With the globalization of busi-
various questions regarding double eyelid surgery. We ness and media, Chinese nationals were anticipated to
used a 1-way analysis of variance (ANOVA), assuming have had at least some exposure to Western ideas of
equal variances, to compare the mean attractiveness beauty. However, it was expected that the much more cul-
scores for each eyelid position with statistical signifi- turally homogeneous environments of China or Taiwan
cance set at α = 0.05. would mitigate the influence of Western cultural norms.
Hwang and Spiegel 377
Figure 3. A 22-year-old Chinese woman: (A) absent upper eyelid crease, (B) low upper eyelid crease, (C) medium upper
eyelid crease, and (D) high upper eyelid crease.
378 Aesthetic Surgery Journal 34(3)
Figure 5. A 21-year-old Chinese woman: (A) absent upper eyelid crease, (B) low upper eyelid crease, (C) medium upper
eyelid crease, and (D) high upper eyelid crease.
Hwang and Spiegel 379
Table 1. Demographic Dataa When the results were analyzed by respondent sub-
Characteristic No. (%)
groups divided by ethnic backgrounds, self-identified
white respondents rated the middle-height crease variation
Sex as the most attractive (average score, 1.96). An absent
Male 59 (22.3) upper eyelid crease was rated as least attractive (average
score, 3.29). This subgroup’s overall results comparing the
Female 205 (77.7)
mean scores between the 4 variations (the difference
Age, y between each score) within the subgroup were statistically
significant (P < .00001). Furthermore, when comparing
18-24 36 (13.6)
the lowest score, middle-height crease variation (average
25-34 116 (43.9) score, 1.96), with the highest score, absent-height crease
35-44 80 (30.3)
variation (average score, 3.29), there was a statistically sig-
a
Mean attractiveness scores range from 1 to 4: 1 equals the most attractive, while 4 is the least attractive.
61.5% Chinese-based survey). Interestingly, however, role than previously thought in determining attractiveness.
Chinese-speaking respondents (n = 30) were more likely Instead, a sense of attractiveness may be more innate, irre-
to be in favor of the surgery than non-Chinese or English- spective of ethnic and cultural background. Accordingly,
speaking Chinese Americans (n = 26); in contrast, both the impetus to pursue cosmetic eyelid surgery for Chinese
non-Chinese and Chinese Americans (n = 28) were more patients may be the desire to look more spirited and
likely to dislike the surgery than were Chinese (n = 15). energetic12—not necessarily to look more “Westernized,”
as suggested by Millard.15 Because the upper third of the
face has the most significance overall in determining femi-
Discussion ninity and attractiveness,16 it is not surprising the presence
The results of this study confirm our hypothesis that for of an upper eyelid crease plays a role in determining attrac-
both Chinese and non-Chinese observers, the presence of tiveness, given its location.
an upper eyelid crease is more attractive than an absent The results of this study can allow surgeons to better
upper eyelid crease. However, the middle-height eyelid understand patients’ expectations of double eyelid surgery,
crease variation was found to be most attractive overall, in which may help them provide better counsel to patients on
contrast to our hypothesis that the low-height eyelid crease what may be an acceptable, natural-appearing upper eye-
variation would be the most attractive. These findings lid crease. Preoperative analysis is important when a
were similar in both self-identified non-Chinese partici- patient presents for double eyelid surgery. Aesthetic con-
pants, as well as Chinese and Taiwanese national respon- siderations vary; anatomic variations and asymmetry are
dents, suggesting that cultural influence may play less of a common and must be recognized prior to surgery. Eyelid
Hwang and Spiegel 381
size, eyelid shape, and disposition of epicanthal creases study. Because our survey was conducted via a website,
must be taken into consideration. Furthermore, surgeons the survey respondents may have been more technologi-
must identify anatomic variants that can lead to facial cally savvy and possibly more greatly influenced by the
asymmetry, such as unilateral brow or upper eyelid ptosis; media’s portrayal of women. Last, a few respondents com-
variations in globe position due to conditions such as mented that they had difficulty determining which varia-
exophthalmos; variations in intercanthal axis, tilt, or tions of the model faces were more or less attractive. Some
dimension between the eyes; postural disparities of the respondents felt there were no obvious differences in the
lower eyelid position resulting in scleral show; or variation facial variations. We intentionally did not divulge to poten-
in malar prominences. tial participants of our study what changes were made to
Further, variations in the upper eyelid crease exist the models’ faces; we did not want to bias the decision-
between ethnicities. Chen5 accordingly subcategorized 7 making process of the respondents. Our goal was to deter-
forms of Asian eyelids: he emphasized that Asian upper mine whether respondents had an intrinsic perception of
3. Rhodes et al. Attractiveness of facial averageness and sym- 11. Kaw E. Opening faces: the politics of cosmetic surgery
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4. McCurdy JA. Beautiful Eyes. New York, NY: Frederick of Women and Gender. New York, NY: McGraw-Hill;
Fell; 1984. 1997:55-73.
5. Chen W. Asian Blepharoplasty and the Eyelid Crease. 12. McCurdy J. Beautiful eyes: characteristics and appli-
Philadelphia, PA: Betterworth Heinemann Elsevier; 2006. cation to aesthetic surgery. Facial Plast Surg. 2006;22:
6. McCurdy J. Upper lid blepharoplasty in the Oriental eye. 204-214.
Facial Plast Surg. 1994;10:53-66. 13. Liu D, Hsu WM. Oriental eyelids: anatomic differences
7. Kwak E. Asian cosmetic facial surgery. Facial Plast Surg. and surgical considerations. Ophthal Plast Reconstr Surg.
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8. American Academy of Facial Plastic and Reconstructive 14. Liu D. Asian blepharoplasty. In: Bosniak S, ed. Principles
Surgery. 2012 AAFPRS Membership Study. http://www and Practice of Ophthalmic Plastic and Reconstructive