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Stewart Makota Research Proposal
Stewart Makota Research Proposal
Strategic Framework for sustainable procurement within the public sector: A Case Study
BY
STEWART MAKOTA
DECEMBER 2023
I
Table of Contents
1.0 Introduction.................................................................................................................................1
1.1 Background of the study..............................................................................................................1
1.2 Research Problem........................................................................................................................1
1.3 Main research question...............................................................................................................1
1.4 Research objectives.....................................................................................................................2
1.5 Hypothesis...................................................................................................................................2
1.6 Conceptual Framework................................................................................................................2
1.7 Assumptions................................................................................................................................3
1.8 Significance of the study..............................................................................................................3
1.9 Delimitations...............................................................................................................................4
1.10 Limitations.................................................................................................................................4
1.11 Definition of terms.....................................................................................................................4
1.12 Abbreviations.............................................................................................................................5
2.0 PRELIMINARY LITERATURE REVIEW.............................................................................................5
2.1 Theoretical Framework................................................................................................................5
2.1.1 Theories of Sustainability and the firm.....................................................................................5
2.1.2 The Stakeholder Theory............................................................................................................6
2.1.3 Corporate Sustainability Theory...............................................................................................7
3.0 RESEARCH METHODOLOGY.........................................................................................................7
3.1 Introduction...........................................................................................................................7
3.1 Research Design...........................................................................................................................7
3.2 Target Population........................................................................................................................7
3.3 Sampling Strategy........................................................................................................................8
3.3.1 Sample Determination..............................................................................................................8
3.3.2 Sample size...............................................................................................................................8
3.4 Sources of Data............................................................................................................................8
3.4.2Collection of Secondary data.....................................................................................................9
3.5 Research Instruments..................................................................................................................9
3.5.1 Questionnaire.....................................................................................................................9
3.6 Validation of the Instrument.....................................................................................................10
3.6.1 Pilot Study..............................................................................................................................10
3.7 Reliability...................................................................................................................................10
3.8 Validity.......................................................................................................................................10
3.9 Ethical Consideration.................................................................................................................11
3.10 Data Presentation and Analysis Procedure..............................................................................11
II
3.11 Gaps in Literature....................................................................................................................12
Work Plan........................................................................................................................................12
Budget.............................................................................................................................................12
References.......................................................................................................................................14
III
1.0 Introduction
Given that SPP is today seen as a public procurement best practice, SPP activities can now be
found around the world, addressing issues ranging from waste minimisation and resource
efficiency to increasing diversity and providing support to micro, small and medium sized
enterprises (MSMEs). Throughout these Guidelines, there are examples of Sustainable Public
Procurement activities in Europe, Asia, Africa, and Latin America and the Caribbean. OECD
(2015) OECD Recommendations of the Council on Sustainable Procurement.
1.5 Hypothesis
The following research hypotheses were tested at 95% confidence interval:
H1: There is a relationship between economic growth and sustainable procurement.
H1: Sustainable procurement has a positive and significant effect as a strategic tool in the
mining sector.
H2: The level of supplier engagement in sustainable procurement has a positive and
significant effect as a strategic tool in the mining sector in Zimbabwe.
H3: Drivers of sustainable procurement have a positive and significant effect as a strategic
tool in the mining sector.
H4: The level of sustainability development has a positive and significant effect as a strategic
tool in mining sector.
1.6 Conceptual Framework
The components of a conceptual framework consist of the independent and the dependent
variables in which case the dependent variable is a function of the independent variable(s).
As stated by Grant and Osanloo (2019:4) “without a conceptual framework, the structure and
vision for the study is unclear, much like that a house cannot be constructed without a
blueprint.” By the same token, a research plan that contains a theoretical framework allows
the study to be strong and structured with an organised flow from one chapter to the next. A
conceptual framework provides evidence of academic standards and procedures. The
conceptual framework for this study has drivers of sustainable procurement, sustainable
procurement policy and strategy, the sustainable procurement process and the engagement of
suppliers as the independent variables upon which the performance of the mining entities
depend.
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Sustainable Procurement
Process
H1
Engagement of Suppliers
in Sustainable H2 Sustainable
Procurement Procurement
H4
Sustainable
Development
1.7 Assumptions
The main assumption that will be taken into consideration when conducting this study will
be that participants will provide rapid responses within a reasonable time frame which will
enable the completion of the study as scheduled. Another assumption will be that truthful and
accurate information will be provided during data collection.
The study will equip the researcher with knowledge on the benefits of sustainable public
procurement adoption and successful implementation through the application of learnt
theories, regional and international successes in this field. This will enable the researcher to
acquire a Master of Science degree in Supply Chain Management after the successful
completion of the research.
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1.8.2 Chinhoyi University of Technology (CUT)
The study is expected to generate an important and helpful scholarly and intellectual property
source that will enrich the CUT University Library as literature for future review by other
scholars in the same field of study who may wish to carry out new studies or further their
studies in almost similar areas of study.
The public sector institutions in Zimbabwe, will use the findings of this study and
recommendations to craft a sustainable procurement framework. The findings of this study
will be expected to improve sustainable procurement in public institutions and the standard
of life of the employees of these companies. The value of the directors of public sector
companies will also be enhanced
1.9 Delimitations
The research will be conducted specifically on Harare at the Public Service Commission
Head Office. The study will include every level of employees of the organisation as the
population of the study.
1.10 Limitations
This study will not consider some aspects of organizational culture and interaction between
key customers and suppliers in the supply chain.
1.11.2 Public Procurement - the process by which the government buys goods and services
from the private sector. It is a process that is regulated by law and overseen by an
independent body.
1.11.3 Stakeholder - is a party that has an interest in a company and can either affect or be
affected by the business.
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1.12 Abbreviations
SP – Sustainable Procurement
EU – European Union
A theoretical framework is one of the most essential aspects in the research process although
it is one of the most misunderstood concepts by researchers (Omusebe, Iravo, Ismail &
Wanjohi, 2019). A theoretical framework in a dissertation is the foundation from which all
knowledge is constructed (metaphorically and literary) for the study (Grant & Osanloo,
2019). The study is based on the basic theories of sustainability and the firm which are
discussed in this literature review section of the research report.
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sustainable procurement, such as the natural resource base theory, the economic approach
theory, the stakeholder theory, corporate sustainability theory, corporate social responsibility
theory , green economics theory, innovations theory, the institutional theory and the
contingency management approach theory, the study is informed by the stakeholder theory,
the green economics, corporate sustainability and the corporate social responsibility theories
as these are more relevant to the objectives of the study. However, the other theories are
discussed to enhance the readers’ understanding of the role of sustainable procurement as a
strategic tool in the management of organisations especially in the mining sector.
These groups include the organisation’s employees, members of the social community,
shareholders and other related organisations, in determining organisational performance.
Some of the stakeholders that Freeman (2019) and Yang et al. (2021) singled out include
customers, employees, local communities, suppliers and distributors, the media, the public in
general, business partners, future generations, academics, competitors, non-government
organisations and activists. Other players included in this category include stakeholder
representatives such as trade unions or trade associations (Wanjohi, 2019) of suppliers or
distributors and financiers, government, regulators and policymakers. Modern writers (Yang
et al., 2021; Freeman, 2019) have identified the natural environment as part of an
organisation’s stakeholders. This has been informed by the important role that the natural
environment plays in the success of business.
The majority of the raw materials are found in as naturally occurring substances; plants and
plant products (Omusebe et al., 2019; Abec, Cohen & Elgie, 2019) animal or animal
derivatives as well as minerals among others. According to Abec et al. (2019) the
environment also acts as the sink at the end of the pipe. It is, therefore, impossible to think of
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the success and performance of mining companies without considering the effects of the
natural environment. According to Porter (1980) competitive advantage and subsequently
high performance can be achieved through controlling raw material sources. Thus in order to
safeguard this important rule in pollution and emission control through active and proactive
measures mining entities can improve their performance through supply chain partnerships
hence controlling their raw material sources.
3.1 Introduction
The main objective of this study will be to design the framework for sustainable procurement
in public sector organisations. The specific objectives will be to enlighten public entities on
how to imbed sustainable procurement considerations in procurement processes; to design
and establish the modalities of utilising sustainable procurement measures and to increase
awareness outreach programmes on benefits of sustainable procurement. This section will
explain how data will be collected and analyzed. Further, the section focuses on the research
design that is used, target population, sampling procedure, data collection methods/tools, the
validity of the data and data presentation.
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Harare. The selection of this category of participants is informed b y their involvement in
sustainable procurement in their organisation (Creswell, 2019).
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board and Ministry minutes will be collected and analysed. The primary data will be relating
to the behavior and responses of public procurement employees regarding their
understanding of sustainable procurement in public institutions in general.
Easterby-Smith and Thorpe (2020) describe primary data as the data that is collected for a
specific purpose in the current research. It is the original work of the researcher for purposes
of making an inference on the current study. Primary data is the first hand data that is directly
observed or collected for the current study.
3.5.1 Questionnaire
The study will use a structured questionnaire as a data collection tool. This instrument was
physically distributed to participants. The aim will be to obtain data concerning employee
perceptions about sustainable procurement impact in public sector organisations in order to
make an inference. A questionnaire has the strengths that it is very flexible in its use and
application. However, a questionnaire’s response rate is influenced by the questions asked as
well as the educational backgrounds of the respondents. On the negative side of things, the
response rate for questionnaires is usually low. The self-administered questionnaires were
emailed to the participants. The completed questionnaires were given to a company
administrator in participating organisations for purposes of anonymity from which they are
collected for analysis. A questionnaire has the strengths that it is very flexible in its use and
application. The other advantages of questionnaires include; that the responses were gathered
in a standardized way, thus questionnaires are more objective, certainly more so than guided
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and structured interviews. Generally, it is expected to be relatively quick to collect
information using a questionnaire. Potentially, information will be collected from a large
section of a group. This potential is often unrealized, as returns from questionnaires are
usually low. However, return rates could be dramatically improved if the questionnaires are
delivered and responded to in record time.
3.8 Validity
The validity in this study will be tested through conducting a focus group discussion with a
sample of employees, who reached a consensus on the representativeness of the data
regarding what the data is supposed to represent.
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3.9 Ethical Consideration
The general ethical issues that will be considered in carrying out this research include the
following issues.
Privacy of the participants will be achieved since no participant will be required to identify
themselves on the questionnaire hence the responses remain anonymous thereby ensuring that
the respondent’s confidentiality is maintained;
The voluntary nature of the participation will be communicated to actual and potential
participants including their right to withdraw partially or completely from the research
process - participants will be requested to volunteer information without any pressure being
exerted on them to provide information;
Consent and possible deception from participants-the researcher will request participants to
be as honest as possible when providing data;
Maintenance of the confidentiality of data provided by individuals or identifiable participants
and their anonymity - this will be guaranteed by the researcher to the respondents at the time
of distributing the questionnaires. They will be given an assurance that their responses will
not be used without their permission;
Reactions of participants to the way in which the researcher seek to collect data, including
embarrassment, stress, discomfort, pain and harm - No force or intimidation will be used
during the data collection process; and
Behavior and objectivity of the researcher - The researcher will remain calm throughout the
data collection process without demanding responses.
It is imperative that research participants are informed about the nature of the study to be
conducted and then they were made to choose whether they wanted to participate or not. In
conducting this study, permission will be sought from the Human Resources Directors of
participating companies. Acknowledgements were made where other people’s works are
made reference to and this is done to avoid charges of plagiarism. Participants’ right to
privacy will be guaranteed to all those who participate in the research, including companies’
right to confidentiality. The data presented in this research study is free from forgery,
falsification and manipulation.
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3.11 Gaps in Literature
Gap analysis in research involves the examination of the current state of the sustainable
public procurement against the targeted performance in Zimbabwean public institutions.
Therefore the study intends to establish the practical side of sustainable public procurement.
The reason for this is that sustainable public procurement has been extensively studied
through various theories although there is limited literature regarding the use of sustainable
public procurement or as a tool for achieving sustainable competitive advantage or measuring
organisational performance. The study there seeks close the gap between the theoretical
perspective and the practical perspective of sustainable public procurement.
Work Plan
Activity Time
Project proposal and submission 24.08.2023
First Chapter submission-Initial draft 02.09.2023
First Chapter – Final draft 21.09.2023
Second Chapter –Initial submission 03.10.2023
Second Chapter- Final draft 10.10.2023
Third Chapter-Initial draft 13.10.2023
Third Chapter-final submission 15.10.2023
Fourth Chapter- Initial submission 15.11.2023
Fourth Chapter- Final draft 21.11.2023
Fifth Chapter- Final draft 28.11.2023
Final bound document 30.11.2023
Budget
12
Telephone calls for interview confirmation 600 00,00
Travelling 1 250 750,00
Total cost 4 690 750,00
References
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regulation enhance innovation and competitiveness? Review Environmental Economics and
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Blumberg, B., Cooper, D.R. and Schindler, P.S. (2020). Business Research Methods,
Maidenhead, McGraw-Hill.
Chang, R.D., Zuo, J., Zhao, Z.Y., Zillante, G. and Gan, X.L. (2021). Evolving Theories of
Sustainability and firms: History, future directions and implications for renewable energy
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Creswell, J. (2019). Research Design: Quantitative and Qualitative Approach. (8th edn).
Management Research: An Introduction. London: SAGE
Kothari, C. (2020). Quantitative Techniques, (2nd Ed). New Delhi: Age international.
Leedy, P.D. and Ormrod, J.E. (2020). Practical Research: Planning and Design, (12th Ed),
New Jersey: Prentice Hall.
Omusebe, J.A., Iravo, M., Ismail, N., and Wanjohi; P. (2019). Literature Review on Effect of
Adoption of Green Procurement Practices on Effective Procurement Management in the
Public Sector, IOSR Journal of Business Management (IOSR-JBM), 19(8):29-34.
Patari, S., Arminen, H., Tuppura, A. and Jantunen, A. (2019). Competitive and Responsible?
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Renewable Sustainable Energy Review, 37: 142-154.
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